318. Pastoral Medicine: Lecture VIII
15 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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For everywhere humanity stands in some relation to the forces in the universe, and one can only understand these various relations if one explores the immense diversity of the universe itself. Just think, dear friends, how manifold the forces in the universe are! |
There you have the cosmic relation of thought to sense perception. Thought must be understood as preceding the sense experience; then the sense experience comes through infusion, tinted by the sun. |
The world will only have its trust in medicine restored when these things are once again understood. But now let us look at the other side. Look first at the moon activity in human beings. |
318. Pastoral Medicine: Lecture VIII
15 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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Dear friends, Yesterday we examined the human constitution as far as it can be seen in human beings themselves or in connection with their immediate environment. Now we must go out beyond humanity. For everywhere humanity stands in some relation to the forces in the universe, and one can only understand these various relations if one explores the immense diversity of the universe itself. Just think, dear friends, how manifold the forces in the universe are! Look at a growing plant, for instance. Follow the growth of its stem upward from the earth's surface, and the growth of its root downward. Right there are two opposite tendencies within the plant: a striving upward and a striving downward. And if today we were far enough along in scientific research—so often used for less important matters—to use it for such a thing as the growth of a stem upward and the growth of a root downward, we would find the connections in the universe that would then finally explain the totality: humanity and the world, microcosm and macrocosm. For we would find that everything connected with the stem's upward growth has some relation to the unfolding of the sun's forces in the course of the day, in the course of the year, even beyond the year. And we would find that everything connected with the root's downward growth has some relation to the moon's forces and the moon's changes. If therefore we look at a plant properly, we already come to see through its form a relation between sun and moon. We have, so to speak, to extract the simple image of a plant from the whole universe, from all the forces in the universe. Someone who is really observant will never see the root other than striving downward into the earth and at the same time rounding itself. The root rounding itself into the earth—that is the picture of the root that one must have, the rounding form pushing into the ground. (Plate V, left) We must see the stem differently as it unfolds in an upward direction. Someone who combines sensitivity with observation will have the definite feeling that the stem strives to stream out as a line. The root wants to unfold in a rounding, circular direction; the stem wants to unfold in a linear direction. That is the archetypal form of the plant. And in the linear striving upward we must see the presence of sun forces on the earth. In the root's striving toward roundness we must see the presence of moon forces on the earth. ![]() Now let us look further. We think of the sun as being at a great height and of the plant as streaming to reach it. But the plant does more than just reach upward; it reaches out in width, it creates peripheries. And we find within its upward striving that something else is active, at first just at its top in the blossoms we find the forces of Venus working with the sun forces. Then as blossoms unfold below, as leaves come, moving inward from the periphery, we find the forces of Mercury working. On the one hand if we want to understand the structure of the plant as it pushes toward the Sun, we must see that the sun forces are helped by the forces of Venus and Mercury. On the other hand we must realize that these forces alone would not be able to form the plant. With them alone, the plant-being would in a certain sense only attain a compact, solid form. For it to unfold as one sees it, for instance, in the most extreme example in a tree, there are forces working everywhere counter to the Venus and Mercury forces: namely, the forces of Mars, Jupiter, and Saturn. Thus in addition to the basic polarity of sun activity and moon activity, there is also the activity of all the other planets in the universe. (Plate V, left) In the plant you have the entire planetary system in front of you. It is right there on the earth. And perhaps it is not so ridiculous that a scholar—a half or three-quarters scholar as Paracelsus11 was—made such a statement as this: “When you eat a plant you're eating the entire planetary system. For all those forces are contained in it.” Paracelsus said it like this: With the plant you eat the whole heaven.” The world is indeed formed in such manifold variety that one does have in one's immediate environment the forces of the entire macrocosm—in growth, in structure, in the disposition of all living things. Now let us get back to the human being. We showed yesterday that one can go from the area of lung breathing to a higher area where there is a finer inhalation. And we discovered that this finer inhalation carries karmic streams in from the past. We can go still further. If we have working into the human being what I would like for the moment to call a refined breath stream, (Plate V, right) we can say the following: If one would unfold only what lies in the astral body and ego, one would never reach the sun, with the human constitution as it is at the present time. When one is in the ego and astral body during sleep, one does not reach the sun sphere. There is only darkness. If one were to live in the astral body and ego without any connection to the etheric and physical bodies, one would not come to the sun. How, then, does this happen? Let us consider first what the situation is when the astral body and ego approach the etheric body. In clairvoyance one can bring this condition about fairly easily, by strengthening thinking—strengthening it by very thorough, energetic meditation. Then it is easy to come to this condition; it is the beginning of initiation. One slips down into the etheric body but is not yet able to take hold of the physical body; one remains in the etheric body. In this condition it is possible to think very, very well. One sees nothing, hears nothing, but one can think very well. Thinking is not in the least extinguished, but seeing, hearing, and the other sense activities are suppressed. At first, thinking remains the same, except that one can think more than previously. One can think such thoughts as we are expressing here, for instance thoughts about the macrocosm. Thinking becomes wider. One knows clearly: “now I am in the etheric world.” Thus when one is in the etheric body, one is truly in the world ether. One has the clear experience of this: “I am in the spiritual world out of which the sense world comes.” But one is not able to differentiate between spiritual world and sense world, one is beyond a differentiated sense world. The sun no longer shines, the stars no longer shine, there is no moonlight. There is no longer a clear distinction between the kingdoms of nature on the earth. A person only has that faculty when down in the physical body in normal life or in a higher stage of initiation. But in exchange for the blurring of the contours of the sense world, there is a general spirituality, the weaving life of the spirit. If one goes further, if one takes conscious hold of the physical body and begins to live in the organs, the perceptions that had become dim or had vanished begin to emerge again (with the exception of earthly forms) as spirit entities. Where earlier in ordinary consciousness one had seen the sun and then it had become dark, foggy, but had still been within the general weaving spirituality, now there appear beings of the second hierarchy. Now one can differentiate in the spiritual world. Moon and stars appear again, but in their spiritual aspect: they are now spiritual colonies—they can be called that, or something similar. Now one understands how in ordinary everyday consciousness humankind sees the sun, for instance, in its physical form, and the same with other things, but when someone has entered consciously into a physical body, and has actually taken hold of it in its spiritual dimension, the sun is seen as a spiritual being, and the same with the whole world. Now we know that with each sun ray shining down upon us during the day, spirit is also entering us. Through every sense experience spirit is entering us. We have therefore to regard the higher, finer breathing as a breathing that is continuously impregnated by spirit. And we perceive that the sun is living in every sense perception that streams into us. It is indeed the spirit of the sun, or the spirits of the sun. The sun is present in every sense perception. In our finer breathing the sun force, the sun life is streaming straight into us. So you see the relation humanity has to the sun. When a ray of light streams into your eye, the sun spirit is streaming in with that ray of light. The spirit of the sun is the substance of the finer breathing. With our sense perceptions we breathe in the manifold ingredients of the spiritual sun. You have there an important view of the human being from one direction. As one unfolds in an etheric body, (Plate V, yellow) one develops in the etheric body thinking—the thoughts of the universe. These thoughts of the universe in which one finds oneself when living consciously in an etheric body are at first devoid of warmth or cold, devoid of tone. They are a kind of vague feeling in which one's feeling of self merges with one's feeling of the macrocosm. But if now one takes hold of the physical body, one enters into the spirit of the sense perceptions. And the thoughts are infused from various sides: through the eyes, the sun essence—thought—that is breathed in is infused with color; through the ear, thought is tinted with tone; through the organ of warmth, thought is tinted with warmth or cold. There you have the cosmic relation of thought to sense perception. Thought must be understood as preceding the sense experience; then the sense experience comes through infusion, tinted by the sun. Humankind simply does not realize that the sun-being streams into us with every sense perception. And on the path of the sun, past karma streams in too. It is by no means a childish image to think of the sun as a receptacle of past karma. If we understand the human head properly, we must say the spiritual sun rays stream in invisibly and are transformed as they stream in into something physical, which then appears as merely a physical attribute in the world of color, tone, warmth. And at the same time, on the path of these sun rays that slip in through the senses into the nerves, karma enters into us. That is one side of the human being. Now let us look at the other side. Karma goes out at that place in the organism where the lymph is, the place where everything is alive and active that has not yet been drawn into the blood. There we find outgoing karma. What are the paths of outgoing karma? To know that, we must acquaint ourselves through spiritual science with the moon forces. And now if we gradually come from the etheric world to which we have become accustomed and take hold of the physical body in its periphery, the area of the senses, then all the life streaming in from the sun and bringing our past karma with it appears to be bringing reproach, and to be doing much to disturb us. But far more important than the disturbing elements in our karma is this knowledge, this insight that we can attain. It is by virtue of our past that we have become what we now are. The life of our inner being is enriched by the perception of the sun entering on the paths of the senses and nerves. If we can separate ourselves from our karma and concentrate on the instreaming forces of the spiritual sun, we will experience an infinite happiness as we receive them. We will wish that the sun element were in us perpetually; we cannot help longing for it. The sun element enters into us lovingly if we wish it; it is what we know in physical life in a weaker form as our active human love. This is the interplay of sun activity with the human inner world, the loving penetration of the sun into humans and into everything that wants to sprout and grow and thrive in humans. The living sun rays enter lovingly. Here love is not merely a soul-spiritual force: it is the force that calls everything physical to germinate and sprout and grow, everything that can be beneficial to humans in every way when they value it. This is the force of which a human being is aware through direct outer vision. Now if one takes hold of the physical body in the other direction, in the direction of the forces that develop the lymph and prepare it for entering into the blood, one becomes aware of the activity of the moon. This is of quite a different character. On the one hand we can say the spiritual sun is active in the way we have indicated; on the other hand the moon is active. When we work to grasp the process of the lymph-blood formation inwardly, we find we are entering into the activity of the moon. And we have the constant feeling that the moon wants to take something away from us, to lift something out of us. With the sun we had the feeling that it wants continually to give us something. With the moon we have the feeling that it wants continually to take something out of us. And if we are not alert while we are observing the moon's activity, when we have consciously taken hold of the physical body and are engrossed in the lymph-blood formation, if we are not absolutely alert and in complete control of our vision, suddenly the continuity is broken and standing there before us is a spiritual being similar to ourselves but distorted, almost a caricature of ourselves, a being we have brought to birth. We would miss this emanation if we were not alert. But it does not seem particularly strange to us as it separates from us and confronts us. It is hardly more than an enhanced view of ourselves in a mirror. When we look at ourselves in an ordinary mirror, that is the physical world. When we see ourselves reflected in the etheric world by the moon forces, that is a higher kind of mirroring. Let us review the whole process. There is nothing particularly amazing about it. But it shows us that we are indeed connected with the universe. That the moon is continually separating forces from us, which then it makes independent, forces that were living in us and that then go out into the spiritual world, streaming out into the macrocosm, constantly carrying images out of us into the macrocosm. But now think how it could be if such an image, which the moon forces are continually producing in humanity and which then they want to take out of us to carry into the distances of the world, if such an image were held back in the human body and kept there. And not merely an image, an abstraction, but a form permeated by forces. How could such a form be retained in the human being? We have the moon forces continually striving to pull and draw the human image out. How could this form be held back? It can remain in humans if the sun forces are brought in deeply enough from another side. Then the form remains in the human being; then an embryonic life begins. Fructification consists of nothing else than that the sun forces are drawn down to where the moon forces are active in the lymph. Thereby the image that would otherwise go out takes hold of physical matter in the human body. What otherwise is a mere image now takes on physical form. For this to happen, sun forces combine with moon forces in the lymph system of the human organism. (Plate V) Let us look at the other side. We can also investigate the moon forces higher up: then we find that the opposite happens. Then the human being is not formed again in the human body, but the sun macrocosm is given form in the human. Now we have a different view of the macrocosm. When the embryo is formed, a physical world arises within the human being that must come out. When on the other hand the moon forces activate their desire nature—they want to capture and draw down the sun forces—then the spirit in the universe comes into being within the human. The spirit of the universe is engendered, a spiritual embryo. Then the possibility is given for forming what must come in from the spiritual world, what has been in the spiritual world up to the time of a new earth-life and now comes in as spirit embryo. Then, the union of the two takes place in the human being. If we explore these things, we come to see that they are completely interwoven. Then we have the true explanation of the human being's relation to the universe. Now help comes from every direction. The sun activity that is uniting here with the moon activity has the help of Mars, Jupiter, and Saturn. What, then, are the tasks of Mars, Jupiter, and Saturn? Recall, dear friends, what I said yesterday. When the sun forces are going in, first they must stop for the light; second, they must stop for the macrocosmic chemism; third, they must stop for the life. The Saturn forces bring about the stop for the light, the Jupiter forces in their wisdom bring about the stop for the world chemism, the Mars forces the stop for the life. There you have in detail the drawing-in of the sun forces modified by the forces of the so-called outer planets. From the opposite direction you have the moon forces modified. When they work alone in their full strength, they bring about the formation of the embryo, that is, the physical formation. When they are less strong, they do not enter into physical matter but stay in the direction of the spirit, combining with the Venus forces of soul love. They can be still weaker—when they unite with what comes from the other side, the forces of Mercury, the divine messenger, who in ordinary everyday earth-life leads the lower forces up to the higher. Look at the two diagrams, right and left. (Plate V) If we look out at the plant world spread as it is around us, we find the sun, moon, and stars everywhere. If we look within the human being, the sun, moon, and stars are there too, in exact correspondence. When something within is not in order, there is some trouble in the inner collaboration of sun, moon, and stars. If we as therapists want to restore it to order again, we must search in outer nature for a corresponding Saturn activity, for instance, that will work therapeutically on an unhealthy moon activity—and so forth. It is all out there. You see people will begin to have confidence in medicine again when they see that in the inner constitution the human being comprises the whole world. This is the knowledge we would like to bring to medicine again, knowledge it once had. The world will only have its trust in medicine restored when these things are once again understood. But now let us look at the other side. Look first at the moon activity in human beings. See how it is striving continually to draw the human element out, to carry it into the universe. Let the picture stand before us—the human being striving to get out, wanting to be carried into the universe. This must not be presented to humanity as an abstraction, this shattering secret, but in picture form—the moon working continually to lift human beings out of themselves, to show them their relation to the macrocosm. The human being comes into earth-life as an embryo within another human being. But when this moon activity is enhanced by Venus and Mercury activity, then the human being is born not physically, but spiritually. If we add to the physical birth what we can invoke of Mercury and Venus activity, we bring about a spiritual birth. The human being is then born spiritually, outside, in the universe. We baptize the human being. The working of the physical sun is always present in human beings. We can add to that perception a consciousness that the spiritual sun also is active in us, that on the paths of the physical-etheric sunlight, the light rays, chemical rays and life rays, the spirit is also pouring in. Spirit enters humans by way of the same paths that the physical-etheric sun activity enters: through the senses. In the same way that human beings perceive in everyday physical life the physical-etheric activity of the sun, we enable them to perceive the soul-spiritual activity of the sun. We give them communion. Going out from the communion, we find on the one hand what is related to the help the sun is given: the darkening that relates to the light, the constant nearness of death to life. We go to the outer planets that are connected with the sun, and we add to the communion at the proper moment the anointing. Or we go into human beings, and before they have any thought of the macrocosm, we hold them fast in their inner life, wanting not merely to give them their place as human beings in the macrocosm, but wanting to plant the macrocosm in them—in picture form, so that it becomes a seed developing in them. We give them confirmation. If individuals receiving the sacraments live in them with full consciousness, they will be continually healed by them—healed of the universal illness to which they succumb, or are in constant danger of succumbing in statu nascendi simply by reason of their having incarnated in the physical material world. This is the priest's task. It can also happen that an individual is by nature continually in statu nascendi of wanting to be free in the spiritual world, wanting to get out of the physical world, yet is obliged to remain in it during earth-life. And this causes in the organism not a state of unspirituality but a state of superspirituality, that is, illness. Medical measures must be prescribed, the opposite pole to the sacraments, when illness appears. This is the physician's task. Thus we see on the one side the spiritual healing of the priest, and on the other side the priestly attitude of the physician, the physical healer. If we recognize how their tasks can be coordinated, we have grasped the significant connection between pastoral work and medical work. Then pastoral medicine is not just a theory, but embraces the working together of human beings.
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318. Pastoral Medicine: Lecture IX
16 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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The general assertion that sleep is healthful is correct in a certain sense, but only under certain conditions. And it must not prevent us from examining the true situation without prejudice. |
Upon returning again to the sick organ, they knew what the situation would be under healthy conditions. Now they realized how the astral body and ego out of their divine-spiritual powers take hold normally in the human organism, how they sit normally within it. |
Perhaps this is something that should be understood before anything else by those who work among modern humankind as physicians and priests. Today two conditions can be observed throughout the world. |
318. Pastoral Medicine: Lecture IX
16 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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Dear friends, You have seen how necessary it is to relate a state of illness in a human being to his or her spiritual life and experience. The understanding that should be brought to illness by the two groups of people who have especially to do with pastoral medicine can really only come from such a point of view. Therefore I would like once more to consider the actual state of illness in connection with a person's spiritual life, this time from a standpoint that I think will throw greatest light upon the nature of illness. As human beings we alternate between waking and sleeping. You all know in general what can be said from our perspective about these two conditions. Today let us hold clearly in our minds what really happens in the human being during sleep. The physical body and etheric body are by themselves; the astral body and ego are also by themselves. Turning first to the physical and etheric bodies, we know that by virtue of what these bodies are, certain processes go on that during the person's sleep are independent of the activity of the astral body and ego. In the human organism we find processes going on that are not at all suited to it in the way they must play themselves out. The physical body has to do with physical processes. Physical processes take their course outside in the mineral kingdom; they are suited to the mineral kingdom. They are not at all suited to the constitution of the human physical body. And yet while it is asleep this human body is, so to speak, subject to these physical processes in the same way that the mineral kingdom is. We must be aware of this contradiction in the human being precisely during sleep. During sleep the human being ought to be a world of physically active forces and substances, but this is something that really cannot be. That is why processes that go on in the physical body during sleep—unless they are brought into balance—cause illness. The general assertion that sleep is healthful is correct in a certain sense, but only under certain conditions. And it must not prevent us from examining the true situation without prejudice. Physical processes in the human physical body can only be healthful when the ego and astral organization are down in the physical body, as is the normal condition during waking life. It is constantly interrupted by the sleep condition. Normally, however, even during sleep the catabolic process is still always going on in the physical body; it must be there so that the soul-life and spiritual life as a whole can really unfold. For the spiritual life is not connected with anabolic processes, only with catabolic processes. During sleep, therefore, there must be just as much of the catabolic processes as a person needs for waking life to unfold the next morning. If too many catabolic processes are there because of some unhealthy sleep condition, a residue of these processes piles up in the human organism, and then we have the inner cause for an illness. If we extend our investigation to the etheric body, we find that during sleep only the processes can take place in the etheric body that can otherwise take place in the plant kingdom. During daytime consciousness, when the astral body and ego are in the etheric body, these processes are always raised to a higher level. But from the moment of a person's going to sleep to the moment of waking, they take their course in the same way that they do in the plant kingdom. Thus they too are not suited to the human organism; they need to be balanced by the astral body and ego. If they create a residue, this too is cause for illness. So we can say that sleep can show us how causes of illness really originate in the human organism. For they are fundamentally the normal sleep processes; at the same time they are the basis for human soul-spiritual life. And that points to a secret of this world—that whenever one penetrates to reality, one finds it has two sides! On one side, in the sleep condition of the human physical and etheric bodies we find the basis for spiritual development; on the other side, in the very same processes we find the basis for illnesses. Thereby illness is brought into direct connection with human spiritual development. Thus if we study what is active during sleep in the human physical and etheric bodies, we find the fundamental causes of illness. Now let us consider from this point of view those who during waking life do not go down deeply enough into their physical and etheric bodies—which is what we have found to be the case in the mentally retarded or the psychopath. With such people the soul and spirit enter into processes of illness and live with them. Special value should be laid on this knowledge, that psychopaths and the so-called mentally disturbed are always closely involved in their inner lives with the causes of illness. You see, one has to look at such things carefully. But now let us go to the outer world. Let us start from the human physical body (Plate VI, left) and consider the outer mineral world that relates to it. During sleep we have processes in the human physical body from which the ego is missing. They go on without really any inner working “motor.” But there is ego out there in the world in all those mineral processes. In them is what we can call world-ego. So we have on the one hand within the processes of the human physical body a condition of non-ego, a sum of processes that are egoless, processes that lack ego. And we have on the other hand in our outer environment a sum of mineral processes and mineral substances that are permeated by ego—that means, by all the hierarchies who are to be identified with ego. Mineral substance has ego. ![]() Therefore let us assume that we observe in some person's physical body a process that should not be there, a sick process. It lacks ego. What can we do if we want to cure this condition? We can search outside in the mineral kingdom for that part of the ego that the person lacks, to cure what is too much asleep, to cure what is still continuing to sleep during waking life. Then we have the right remedy. If you give the substance that has an affinity to the sick organ, the ego-force that the organ lacked is brought into the organ. This is the principle underlying our search in inorganic nature around us for medicinal remedies for the physical body of the sick person. We have to find the corresponding substance that has ego-force; then it has a healing effect. Thus the transition from pathology to therapy rests upon a correct insight into the relation between the processes of the human physical body and the outer mineral world on the one hand, and the relation of the human etheric body to the plant world on the other. If we observe too exuberant a growth in the etheric body, we realize that the etheric body is lacking proper penetration by the astral body. Then we must search in the plant kingdom for the proper corresponding remedy. This is the direction our work must take. One must recognize the spirit in nature, the spirit that is in the mineral and plant kingdoms of the world. It is the spirit, not the substance, that one must know, because in reality one heals the human being through the spirit that is in the mineral and in the plant. In its nature substance is not truly governed by spirit, but even so it has spirit in it. And those who want to heal without recognizing the spirit in stones and plants can only grope their way through traditional theory. They can try one thing or another and see whether it helps, but they will never know why it helps—because they will never know just where the spirit is in possession of some mineral or how it is in possession of it. To be a healer requires first and foremost a spiritual outlook on the world. And indeed this is the greatest anomaly of our time: that it is medicine itself that has the frightful disease of materialism. Medicine is seriously ill with materialism. It has become blind and is falling asleep, and this is creating harmful soul substances in science. It really needs to be healed. One can indeed say, the sickest entity of our time is not Turkey,12 as was the case in nineteenth-century Europe, but the medical profession. This is a fact that physicians should know—as well as the theologians, for then perhaps the secret will remain among those to whom it has been entrusted! Let us look at these things more closely. There are certain persons who are not psychopathic or insane in the sense in which one is justified in using those terms, but who nevertheless illustrate what I have been talking about during the last few days. They descend into their physical and etheric bodies in such a way that they acquire a certain perceptible connection to their sick condition, to sick processes. These are sleepwalkers, whose peculiar state is not make-believe; it has often been described to the general public, and every initiate knows it well. While they are in their somnambulistic condition, they describe their illnesses. They go down into their physical and etheric body. Now the normal human being in waking life has the physical and etheric bodies completely saturated by the astral body and the ego. In the case of these sick individuals, the ego and astral body do not combine with the etheric and physical body in accordance (figuratively speaking) with their exact atomic weight. Some of the ego and astral body is left out; it has not entirely sunk down. But then it is this element that is able to perceive. Only that part of the ego and astral body perceives that has not sunk down into the etheric and physical body. When some of the astral body and ego is superfluous in such a person, then there is this inner perception, and the person can describe his or her own illness. But now there is another condition—a condition of the opposite kind, in which the normal sleep condition is disturbed. In this case, when the ego and astral body are outside the physical and etheric body and things happen in the ego and astral body that do not belong in this soul-spiritual entity (as the things I was just describing did not belong in that physical-etheric body), when too much spirit is experienced by the ego and astral body during sleep (as too much nature was experienced in the opposite condition by the physical-etheric body), then a clairvoyance comes about that borders on a pathological state. The individual carries into sleep a certain power to perceive spiritual things, then afterward carries back memories of spiritual perception into waking consciousness. In particular, these abnormal spiritual perceptions appear in lively dreams. And then, as every initiate knows, we observe that the dreams have the following content. Suppose the sick person, the physically sick person, is in the former condition I was describing and dips down with the spirit and soul into the physical-etheric body and then experiences the illness in a somnambulistic condition. The sick person experiences a strong catabolic process going on in the physical-etheric body, a kind of reverse process of nature. But now suppose the person is outside the physical body with the astral body and ego. Then the person has experiences of the spiritual aspect of external nature. Suppose the person experiences a sick organ inwardly—sick because it allows some outer process to occur in an unhealthy way. This is experienced in the somnambulistic state, and the inner process is described. If the person is in the opposite condition, the somnambulism works into the ego and astral body when these are farther out of the physical and etheric body. If the spiritual, elemental life of nature comes into dreams, the person experiences what is spiritual in the minerals. And what does the person dream about? The person dreams of the medicinal remedy. Here you have the connection between many aspects of somnambulistic life. The somnambulist alternates between two conditions, as I have described. In one condition dreaming of the illness, in the other condition dreaming of the remedy. And generally speaking, that is the way pathology and therapy were explored in the old mysteries. In those times there was not so much experimenting as there is today. The sick person was brought into the temple and put into a kind of somnambulistic condition by trained temple priests. This condition was increased to the level at which the sick person could describe the process of the illness. Then the opposite somnambulistic condition was brought about, and the temple priest was told the dream that contained the therapy. This was the manner of inquiry in the oldest mysteries; it led from disease to cure. And so it was that medical science was cultivated in olden times, by seeking knowledge of humanity through the human being itself. We don't have to go back to those old methods. We have to move forward to methods by which we are able to follow the course of an illness through imaginative experience, and by which we are able to experience the healing process through an intuitive activity that leads not into the human being, but outward. What has formerly been a kind of experimentation in this field will now have to become careful observation. You see the direction in which we are turning. In olden times external physical science was a purely observing science; then it began to experiment and more and more substituted experiment for pure observation. That was right. But medical science did the same thing in imitation, and that was not right. It experimented on human beings with the temple research. We must find the way to change over from experimenting to observing, to an observation of life that is sustained by spiritual knowledge and enriched by scientific research. For whoever really looks at life can catch a view of illness everywhere. In the simplest form of everyday life that has deviated only to the slightest degree from so-called normal, something can be seen that will lead—if considered properly—to a recognition of complicated disease processes. One has only to understand how things relate to one another. But this shows us that physicians must more and more become really practical individuals—again, the exact opposite of what recent materialistic development has made them. They have gradually become pure scientists. And that makes no sense. A physician should always be able to cope with natural laws in a living way, and not just know them abstractly. With abstract knowledge of them one has not yet even begun to work with them. That's the situation from one side. Let us look at the other side, the side that the priest must see. We think of the priest's mission as guiding human beings in their approach to the spiritual world, in everything that will help their ego and astral body to find their way in the spiritual world. If it is the physician's task to inquire into the nature of humanity from a spiritual point of view, to explore pathological conditions from a spiritual point of view, then what must the priest look for? The priest has to find what can lead human beings toward the spiritual world; their attitude toward the spiritual world, whether they love the spiritual world, how much they are permeated by the spiritual world—insofar as these things are apparent in normal life. The priest must deal with all the normal or abnormal symptoms that the human soul manifests in this regard in everyday life. For the priest we have to point out the opposite course to that of the physician. We told the physician that if somnambulists are allowed to describe their sick organ, they will also describe the medicinal remedy for it from out of their dreams. Let us look again at the priests in the ancient mysteries. They were not primarily interested in discovering medicinal remedies, although of course they were intensely interested in healing, for they were first and foremost a friend of humanity. But they did not stop at healing; they were interested in more than that. They were interested in the following: They saw that the somnambulist found his or her own remedy in dreams while in the spiritual world with the ego and astral body. The priests paid particular attention to this soul while it was in the spiritual world, and followed it back again into the body. And what was found? Of course they found themselves again confronting the sick organ. But now, from what they had perceived of that soul while it was out of the body, they knew how the astral body and ego would work in this organ if it were healthy. Upon returning again to the sick organ, they knew what the situation would be under healthy conditions. Now they realized how the astral body and ego out of their divine-spiritual powers take hold normally in the human organism, how they sit normally within it. The priests learned to know them in their healthy normality through the dreams in the spiritual world, and learned how they relate to the physical world when they descend into the physical body. From this, the priests learned to know the inner relation of humanity to the spiritual world. This knowledge should influence priests as they enact the sacrament in which they are carrying back the spiritual world. For the spiritual world is present in the sacrament through the establishment of the ritual. The ritual unites spirit with physical substance by virtue of deep insight into the relation of spirit to matter. Inspirited physical substance is led back into human beings, and the relation is established in them that unites their astral body and ego within their physical and etheric bodies with the divine-spiritual being of the world. Everything in this relation depends upon the priest's celebrating the sacraments with such an attitude. Everything depends upon our permeating ourselves with such thoughts. For instance, the relation between experience in the body and experience out of the body; secrets of pathology from observing the body when it is left; secrets of therapy from observing abnormal life in the spiritual world as compared to normal perception in the spiritual world. What was established in ancient times in secret temple procedures by prominent somnambulists must now be again established by human beings developing spiritual perception in themselves and observing the connections. In this area, experiment must give way to observation. Now it is important that the physicians and priests in the anthroposophical movement are already united in their knowledge of such facts as these. That is what really binds us together. We are permeated by a different kind of knowledge from what others have. By contrast, the idea that some sort of union or association or group should be formed is just an abstraction. What really binds us together is the possession of certain knowledge. Those who possess this knowledge obviously belong together, and should feel closely united to one another. Any external association should be an expression of the inner union created by this knowledge. Our time suffers very much in this respect. For instance, often when I speak today to, say, a youth gathering, even though I fully appreciate their endeavor and even though I myself have the very best intentions, it is extraordinarily difficult to experience their response to the concrete truths that should be filling their souls. It is difficult when I hear them say, “The first thing we must do is to join together!” Well, indeed, everything in these last decades has been “joined together”—ad infinitum! People have gone on and on joining together, but they've never yet got anything real for a result by tacking zeros onto one another indefinitely—00000000 and so on. One empty consciousness to begin with, joined to another empty consciousness, joined to a third consciousness, again empty—that all adds up to nothing. By contrast, you only have to assume a content—a content that is, after all, the basis of all zeroes: one. Then you have something. It doesn't have to be a human being, but it has to be some genuine content. Interestingly enough, this assumes that there is something there to begin with. It doesn't even have to be a human being. It can be real, living knowledge. These are things we should think about in our time. For usually people are much too comfortable to search for the concrete; they are content simply to put abstractions together. Joining together is all right, of course, but it will come of itself if something concrete is there first. Perhaps this is something that should be understood before anything else by those who work among modern humankind as physicians and priests. Today two conditions can be observed throughout the world. Generally speaking, our ego and astral body do not find properly our physical and etheric bodies, whatever our waking condition may be. Also, truly, for those observing the world as it evolves, materialistic views don't really worry them unduly! Let the monists and the others fight with one another. Nothing is accomplished thereby. But that is certainly not the fundamental evil in the evolution of humanity. If one is observing the evolutionary process, one is not particularly interested to participate in these discussions of worldviews. For actually, whether one thinks this or another thinks that, opinions are frightfully thin little things in the human soul! They're just bubbles in the reality of this world. If one bubble hits another, if one bursts, if another becomes a bit thicker from the bursting of another, none of it matters. What does matter, what should be clearly realized, is that one does not ever becomes a materialist if one is sitting with one's ego and astral body properly in the physical and etheric bodies. In other words, to be a materialist means in a finer sense to be ill. One must fill one's whole being with this knowledge. And it is not surprising in the least that when others, those who are sitting properly inside their physical and etheric bodies, encounter the sick materialists, they turn away to exactly the opposite pole—to all the vague mist of spiritualism. Here we come to a difficult area, because these things do not take place in those parts of the world that still have a connection with one another; they happen where the world has been thrown into chaos and its pieces lie scattered about. One thing no longer reveals itself as a healing remedy for another, for they are falling away from each other. So long as sick people speak of what is going on in their organs, their dreams will still reveal the corresponding healing remedies in the outer world. But in our present time people who are ill from materialism will not be describing sick inner organs; they have broken free of their organism; they want to describe the external world, as a materialist naturally would. Then they find not remedial dreams but the opposite—false spiritualism, which is certainly not a remedy. On the contrary, it brings on the illness more strongly than ever. And so we find today in our time—if I may draw an analogy between medical work for individuals and cultural pathology and therapy—we find that spiritualism does not by any means offer a remedy for materialism, but corresponds to the somnambulist's dream revealing his sick organs. Now sometimes a process that properly should have taken hold of a person's inner organism pushes through the organism to the periphery, to the outer world; there is then the pathological condition called a “rash.” This corresponds exactly to what I've been telling you about. One sees with one's own eyes that what had been inside and is now outside is nothing healthy. It is an aberration. The physician should see clearly that materialism is a rash and needs to be regarded as a medical problem. This will build a bridge to the priest's observation on the other side. The priest sees the symptoms that rise out of sick human souls, out of their need, out of their feelings. Spiritualism is just such a symptom. One comes to realize that in the widest sense sick life wants to sink down into the world, that all the disease in the present world outlook does indeed work itself out fully—insofar as it rests on the will—by working into people and sickening their inner life. In the present epoch of human evolution it is impossible to see something that could be seen clearly in former times, because people in those days had different characteristics. We cannot see how a false direction of the will, a false worldview, a false view of life—all of which were designated in olden times as sin—cause illness in the organism. For they do not do so immediately in the ordinary way. We are only aware of the connection in the rarest cases, cases that are an intermediate stage between the sin and what can obviously be diagnosed as the resulting illness. These intermediate stages may simply develop into morbid conditions. But in this modern epoch the sin and the real illness are so detached from each other that now they even occur in separate incarnations. In earlier epochs they were able to appear in close connection as cause and effect, but as humanity developed they became separated so that sin appeared in one incarnation, illness in a subsequent one. Here, then, begins the domain of the priests. Priests may no longer merely continue traditions of olden times, speaking of sin as the cause of illness. But if they have knowledge of repeated earth lives, they can speak of sin from that point of view; then they will again be speaking from the standpoint of truth. Much that priests in the world today say about these things is no longer true; it no longer corresponds to fact. These teachings originated in olden times, and today no one is interested in changing the teachings to accord with what is demanded in our time. We have to relate ourselves to all this. Then it will be possible to make our study of pastoral medicine fruitful in both directions. My intention is to give two more lectures for this course: tomorrow, and the day after tomorrow. I am announcing this now so that you can make your plans accordingly.
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318. Pastoral Medicine: Lecture X
17 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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For human thinking in recent times, particularly scientific thinking, has come enormously under the influence of materialism. Often today people express their satisfaction over the fact that materialism in science is on the decline, that the tendency everywhere is to try to reach out beyond materialism. |
One must re-create if one wants knowledge. With today's passive thinking one can only understand the periphery of the human being; one has to ignore the inner being. It is important that we really understand the place humanity has been given in this world. |
These connections must again be clearly understood. In olden times people knew them well. Hippocrates was really a latecomer as far as ancient medicine is concerned. |
318. Pastoral Medicine: Lecture X
17 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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Dear friends, There is something that is always overlooked in this present age, something that has to do with the working, and the wanting to work, of the spiritual world. It is this: that total spiritual activity must include the creative activity to be found in human thought and feeling. What really lies at their foundation has been completely forgotten in this age of materialistic thought; today humankind is fundamentally entirely unaware of it. That is why in this very field a kind of evil mischief is perpetrated throughout our present civilization. You surely know that from every possible center, whatever it may be called, all kinds of instructions go out to people telling how they can enhance their thought power, how their thoughts can become powerful. In this way seeds are strewn in every direction of something that in earlier spiritual life was called—and still is called—“black magic.” Such things are the cause of both soul illnesses and bodily illnesses, and the physician and priest must be aware of them in the course of their work. If one is alert to these things, one already has a clearer perception of the illnesses and symptoms of human soul-life. Moreover one can work to prevent them. This is all of great importance. The intent of instruction about thought power is to give people a power they would otherwise not possess, and this is often used for pernicious reasons. There is every possible kind of instruction today with this intent—for instance, how business executives can be successful in their financial transactions. In this area a tremendous amount of mischief is perpetrated. And what is at the bottom of it all? These things will simply become worse unless clear knowledge of them is sought precisely in the field of medicine and in the field of theology. For human thinking in recent times, particularly scientific thinking, has come enormously under the influence of materialism. Often today people express their satisfaction over the fact that materialism in science is on the decline, that the tendency everywhere is to try to reach out beyond materialism. But truly this is slight satisfaction for those who see through these things. In the eyes of such people, the scientists or the theologians who want to overcome materialism in a modern manner are much worse than the hard-shell materialists whose assertions gradually become untenable through their very absurdity. And those who talk so glibly about spiritualism, idealism, and the like are strewing sand in people's eyes—and it's going into their own eyes as well. For what do Driesch13 and others do, for instance, when they want to present something that is beyond physical-material events? They use exactly the same thoughts that have been used for hundreds of years to think about the material world alone, thoughts that indeed have no other capacity than to think about the material world alone. These are the thoughts they use to think about something that is supposed to be spiritual. But such thoughts do not have that capacity. For that, one has to go to true spiritual science. That is why such strange things appear and today it is not even noticed that they are strange. A person like Driesch, for instance, recognized officially by the outer world but in reality a dilettante, holds forth to the effect that one must accept the term “psychoid.” Well, if you want to ascribe to something a similarity to something else, that something else must itself be around somewhere. You can't speak of apelike creatures if there are no apes to start with. You can't speak of the “psychoid” if you say there's no such thing as a soul! And this silly nonsense is accepted today as science, honest science, science that is really striving to reach a higher level. These things must be realized. And the individuals in the anthroposophical movement who have had scientific training will be of some value in the evolution of our civilization if they don't allow themselves to be blinded by the flaring-up of will-o'-the-wisps but persist in observing carefully what is now essential to combat materialism. Therefore the question must be asked: How is it possible for active, creative thinking to arise out of today's passive thinking? How must priests and physicians work so that creative impulses can now flow into the activity of individuals who are led and who want to be led by the spirit? Thoughts that evolve in connection with material processes leave the creative impulse outside in matter itself; the thoughts remain totally passive. That is the peculiar characteristic of our modern thought world, that the thoughts pervading the whole of science are quite passive, inactive, idle. This lack of creative power in our thinking is connected with our education, which has been completely submerged in the current passive science. Today human beings are educated in such a way that they simply are not allowed to think a creative thought—for fear that if they should actually entertain a creative thought they wouldn't be able to keep it objective but would add some subjective quirk to it! These are things that must be faced. But how can we come to creative thoughts? This can only happen if we really develop our knowledge of the human being. Humans cannot be known by uncreative thoughts, because by their very nature they themselves are creative. One must re-create if one wants knowledge. With today's passive thinking one can only understand the periphery of the human being; one has to ignore the inner being. It is important that we really understand the place humanity has been given in this world. Today therefore, let us put something before our souls as a kind of goal that lies at the end of a long perspective, but that can make our thoughts creative—for it holds the secret for making human thought creative. Let us think of the universe in its changing and becoming—say in the form of a circle. (Plate VII) We may picture it like this because actually the universe as it evolves through time presents a kind of rhythmic repetition, upward and downward, with respect to many phenomena. Everywhere in the universe we find rhythms like that of day and night: other, greater rhythms that extend from one Ice Age to another, and so forth. If first we confine our inquiry to the rhythm that has the largest intervals for human perception, it will be the so-called Platonic year, which has always played an important role in human thoughts and ideas about the world when these were filled with more wisdom than they are now. ![]() We can come to the Platonic year if we begin by observing the place where the sun rises on the first day of spring, the twenty-first of March of each year. At that moment of time the sun rises at a definite spot in the sky. We can find this spot in some constellation; attention has been given to it through all the ages, for it moves slightly from year to year. If, for instance, in 1923 we had observed this point of spring, its place in the sky in relation to the other stars, and now in 1924 observe it again, we find it is not in the same place; it lies farther back on a line that can be drawn between the constellation of Taurus and the constellation of Pisces. Every year the place where spring begins moves back in the zodiac a little bit in that direction. This means that in the course of time there is a gradual shift through all the constellations of the starry world; it can be seen and recorded. If we now inquire what the sum of all these shifts amounts to, we can see what the distance is from year to year. One year it is here, the next year there, and so on—finally it has come back to the same spot. That means after a certain period of time the place of spring's beginning must again be in the very same spot of the heavens, and for the place of its rising the sun has traveled once around the entire zodiac. When we reckon that up, it happens approximately every 25,920 years. There we have found a rhythm that contains the largest time-interval possible for a human being to perceive—the Platonic cosmic year, which stretches through approximately 25,920 of our ordinary years. There we have looked out into the distances of the cosmos. In a certain sense we have pushed our thoughts against something from which the numbers we use bounce back. We are pushing with our thoughts against a wall. Thinking can't go any further. Clairvoyance must then come to our aid; that can go further. The whole of evolution takes place in what is encircled by those 25,920 years. And we can very well conceive of this circumference, if you will—which obviously is not a thing of space, but of space-time—we can conceive of it as a kind of cosmic uterine wall. We can think of it as that which surrounds us in farthest cosmic space. (Plate VII, red-yellow) Now let us go from what envelops us in farthest cosmic space, from the rhythm that has the largest interval of time that we possess, to what appears to us first of all as a small interval, that is, the rhythm of our breathing. Now we find—again, of course, we must use approximate numbers—we find eighteen breaths a minute. If we reckon how many breaths a human being takes in a day, we come to 25,920 breaths a day. We find the same rhythm in the smallest interval, in the human being the microcosm, as in the largest interval, the macrocosm. Thus the human being lives in a universe whose rhythm is the same as that of the universe itself. But only the human being, not the animal; in just these finer details of knowledge one finally sees the difference between the human and the animal. The essential nature of the human physical body can only be realized if it is related to the Platonic cosmic year; 25,920 years: in that span of time the nature of our physical body is rooted. Take a look in An Outline of Esoteric Science at the tremendous time periods, at first determined otherwise than by time and space as we know them, through the metamorphosis of sun, moon, and earth. Look at all the things that had to be brought together, but not in any quantitative way; then you can begin to understand the present human physical body with all its elements. And now let us go to the center of the circle, (Plate VII) where we have the 25,920 breaths that, so to speak, place humanity in the center of the cosmic uterus. Now we have reached the ego. For in the breathing—and remember what I said about the breathing, that in the upper human it becomes a finer breathing for our so-called spiritual life—we find the expression of the individual human life on earth. Here, then, we have the ego. Just as we must grasp the connection of our physical body to the large time interval, the Platonic cosmic year, so we must grasp the connection of our ego—which we can feel in every breathing irregularity—to the rhythm of our breathing. So you see, our life on earth lies between these two things—our own breathing and the cosmic year. Everything that is of any importance for the human ego is ruled by the breath. And the life of our physical body lies within those colossal processes that are ruled by the rhythm of 25,920 years. The activity that takes place in our physical body in accordance with its laws is connected with the large rhythm of the Platonic year in the same way that our ego activity is connected with the rhythm of our breathing. Human life lies in between those two rhythms. Our human life is also enclosed within physical-etheric body and astral body-ego. From a certain point of view we can say that human life on earth lies between physical body-etheric body and astral body-ego; from another point of view, from the divine, cosmic aspect, we can say human life on earth lies between a day's breathing and the Platonic year. A day's breathing is in this sense a totality; it relates to our whole human life. But now let us consider from the cosmic standpoint what lies between human breathing, that is, the weaving life of the ego, and the course of a Platonic year, that is, the living force out in the macrocosm. As we maintain our rhythm of breathing through an entire day of twenty-four hours, we meet regularly another rhythm, the day-and-night rhythm, which is connected with how the sun stands in relation to the earth. The daily sunrise and sunset as the sun travels over the arch of heaven, the darkening of the sun by the earth, this daily circuit of the sun is what we meet with our breathing rhythm. This is what we encounter in our human day of twenty-four hours. So let us do some more arithmetic to see how we relate to the world with our breathing, how we relate to the course of a macrocosmic day. We can figure it out in this way: Start from one day; in a year there are 360 days. (It can be approximate.) Now take a human life (again approximate) of seventy-two years, the so-called human life span. And we get 25,920 days. So we have a life of seventy-two years as the normal rhythm into which a human being is placed in this world, and we find it is the same rhythm as that of the Platonic sun year. So our breathing rhythm is placed into our entire life in the rhythm of 25,920. One day of our life relates to the length of our entire life in the same rhythm as one of our breaths relates to the total number of our breaths during one day. What is it, then, that appears within the seventy-two years, the 25,920 days in the same way that a breath, one inhalation-exhalation, appears within the whole breathing process? What do we find there? First of all we have inbreathing-outbreathing, the first form of the rhythm. Second, as we live our normal human life there is something that we experience 25,920 times. What is that? Sleeping and waking. Sleeping and waking are repeated 25,920 times in the course of a human life, just as inbreathing and outbreathing are repeated 25,920 times in the course of a human day. But now we must ask, what is this rhythm of sleeping and waking? Every time we go to sleep we not only breathe carbon dioxide out, but as physical human beings we breathe our astral body and ego out. When we wake, we breathe them in again. That is a longer inbreathing-outbreathing: it takes twenty-four hours, a whole day. That is a second form of breathing that has the same rhythm. So we have a small breath, our ordinary inhalation-exhalation; and we have a larger breath by which we go out into the world and back, the breath of sleeping-waking. But let us go further. Let us see how the average human life of seventy-two years fits into the Platonic cosmic year. Let us count the seventy-two years as belonging to one great year, a year consisting of days that are human lives. Let us reckon this great cosmic year in which each single day is a whole human life. Then count the cosmic year also as having 360 days, which would mean 360 human lives. Then we would get 360 human lives x 72 years = 25,920 years: the Platonic year. What does this figure show us? We begin a life and die. What do we do when we die? When we die, we breathe out more than our astral body and ego from our earthly organism. We also breathe our etheric body out into the universe. I have often indicated how the etheric body is breathed out, spread out into the universe. When we come back to earth again, we breathe our etheric body in again. That is a giant breath. An etheric inbreathing-outbreathing. Mornings we breathe in the astral element, while with our physical breath we breathe in oxygen. With each earth-death we breathe the etheric element out; with each earth-life we breathe the etheric element in. So there we have the third form of breathing: life and death. If we count life to be our life on earth, and death to be our life between death and a new birth, then we have the largest form of breathing in the cosmic year:
Thus we stand first and foremost in the world of the stars. Inwardly, we relate to our ordinary breathing; outwardly, we relate to the Platonic year. In between, we live our human life, and exactly the same rhythm is revealed in this human life itself. But what comes into this space between the Platonic year and our breathing rhythm? Like a painter who prepares a canvas and then paints on it, let us try painting on the base we have prepared, that is, the rhythms we have found in numbers. With the Platonic year as with smaller time rhythms, especially with the rhythm of the year, we find that continual change goes on in the outer world. Also it is change that we perceive; we perceive it most easily in temperatures: warmth and cold. We need only to think of cold winter and warm summer—here again we could present numbers, but let us take the qualitative aspect of warmth and cold. Human beings live life within this alternation between warmth and cold. In the outer world the alternation is within the element of time; and for so-called nature, changing in a time sequence from one to the other is quite healthful. But human beings cannot do this. We have, in a certain sense, to maintain a normal warmth—or a normal coldness, if you will—within ourselves. We have to develop inner forces by which we save some summer warmth for winter and some winter cold for summer. In other words, we must keep a proper balance within; we must be so continually active in our organism that it maintains a balance between warmth and cold no matter what is happening outside. There are activities within the human organism of which we are quite unaware. We carry summer within us in winter and winter within us in summer. When it is summer, we carry within us what our organism experienced in the previous winter. We carry winter within us through the beginning of spring until St. John's Day; then the change comes. As autumn approaches, we begin to carry the summer within us, and we keep it until Christmas, until December 21, when the balance shifts again. So we carry in us this continual alternation of warmth and cold. But what are we doing in all this? When we examine what we are doing, we find something extraordinarily interesting. Let this be the human being (see drawing below). ![]() We realize from simple superficial observation that everything that enters the human being as cold shows the tendency to go to the nerve-sense system. And today we can point out that everything that works as cold, everything of a winter nature, works in the building up of our head, of our nerve-sense organization. Everything of a summer nature, everything that contains warmth, is given over to our metabolic-limb system. If we look at our metabolic-limb system, we can see that we carry within it everything summery. If we look at our nerve-sense functions, we can see that we carry in them everything we receive out of the universe that is wintry. So in our head we always have winter; in our metabolic-limb system we always have summer. And our rhythmic system maintains the balance between the one and the other. Warmth-cold, warmth-cold, metabolic system-head system, with a third system keeping them in balance. Material warmth is only a result of warmth processes, and material cold the result of cold processes. So we find a play of cosmic rhythm in the human organism. We can say that winter in the macrocosm is the creative force in the human nerve-sense system centered in the head. Summer in the macrocosm is the creative force in the human metabolic-limb system. This way of looking into the human organism is another example of the initiatic medicine of which I spoke when I said it has a beginning in the book14 that Dr. Wegman worked out with me. The beginning is there for what must more and more become a part of science. If we climb the rocks where the soil is so constituted that winter plants will grow in it, we come to that part of the outer world that is related to the organization of the human head. Let us suppose that we collect medicinal substances out in the world. We want to make sure that the spiritual forces appearing in an illness that originates in the nerve-sense system will be healed by the spirit in outer nature, so we climb very high in the mountains to find minerals and plants and bring them down for medicines for head illnesses. We are acting out of our creative thinking. It starts our legs moving toward things we must find in the earth that correspond to our medical needs. The right thoughts—and they come out of the cosmos—must impel us all the way to concrete deeds. These thoughts can stir us without our knowledge. People, say, who work in an office—they also have thoughts, at least they sometimes have them—now they are impelled by some instinct to go off on all sorts of hikes. Only they don't know the real reason—but that doesn't matter. It only becomes important if one observes such people from a physician's or a priest's standpoint. But a true view of the world also gives one inspiration for what one has to do in detail. Now again, if we have to do with illnesses in the metabolic-limb system, we look for low-growing plants and for minerals in the soil. We look for what occurs as sediment, not for what grows above the earth in crystal form. Then we get the kind of mineral and plant remedies we need. That is how observation of the connection between processes in the macrocosm and processes in man lead one from pathology to therapy. These connections must again be clearly understood. In olden times people knew them well. Hippocrates was really a latecomer as far as ancient medicine is concerned. But if you read a little of what he is supposed to have written, of what at any rate still preserved his spirit, you will find this viewpoint throughout. All through his writings you will find that the concrete details relate to broad knowledge and observation such as we have been presenting. In later times, such things were no longer of any interest. People came more and more to mere abstract, intellectual thinking and to an external observation of nature that led to mere experimentation. We must find the way back again to what was once vision of the relation between the human being and the world. We live as human beings on the earth between our ego and our physical body, between breathing and the Platonic year. With our breathing we have a direct relation to the day. What do we relate to with our physical body? How do we relate physically to the Platonic year? There we relate to totally external conditions in the evolution of large natural processes—for instance, to climatic changes. In the course of the large natural processes human beings change their form, so that, for instance, successive racial forms appear, and so forth. We relate qualitatively to what happens in the shorter external changes, to what successive years and days bring us. In short, we evolve as human beings between these two farthest boundaries. But in between we can be free, because in between, even in the macrocosm, a remarkable element intervenes. One can be lost in wonder in pondering over this rhythm of 25,920 years. One is awed by what happens between the universe and the human being. And as one contemplates all this, one realizes that the whole world—including the human being—is ordered according to measure, number, and weight. Everything is wonderfully ordered—but it all happens to be human calculation! And at important moments when we are explaining a calculation—even though it is correct—we always have to add that curious word “approximately.” For our human calculation never comes out exactly right. It is all absolutely logical; order and reason are in everything, they are alive and active, everything “works,” as we say. And yet there is something in all of it, something in the universe that is completely irrational. Something is there so that however profound our awe may be, even as initiates, when we go for an afternoon walk we still take an umbrella along. We take an umbrella because something could happen that is irrational. Something can appear in the life of the universe that simply “doesn't come out right” when numbers are applied to it. And so one has had to invent leap years, intercalary months, all kinds of things. Such things have always had to be used for the fixing of time. What is offered by a well-developed astronomy that has deepened into astrology and astrosophy (for one can think of it in that way) is all destroyed for immediate use by meteorology. This latter has not attained the rank of a rational science; [This lecture was given in 1924.] it is more or less permeated by vision, and will be, more and more. It takes an entirely different path; it consists of what is left over by the other sciences. Modern astronomy itself lives only in names; it is really nothing more than a system for giving names to stars. That is why even Serenissimus came to the end of his knowledge when newly found stars had to have names. He would visit the observatories in his country and let them show him various stars through the telescope, then after seeing everything he would say, “Yes, I know all that—but how you know what that star's name is, that very distant star, that's what I don't understand.” Yes, of course it's obvious, the standpoint you've adopted at this moment when you laugh at Serenissimus. But there's another standpoint: one could laugh at the astronomers. I'd rather you'd laugh at the astronomers, because there's something very strange going on in the world as it evolves. If you want to inquire into the old way of naming things, Saturn and so forth, you should think back to our speech course,15 and recall that in olden times names were given from the feeling the astrologers and astrosophers had for the sound of some particular star. All the old star names were God-given, spirit-given. The stars were asked what their names were, because the tone of the star was always perceived and its name was then given accordingly. Now, indeed, you come to a certain boundary line in the development of astrosophy and astrology. Earlier they had to get the names from heaven. When you come to more recent times when the great discoveries were made, for instance, of the “little fellows” (Sternwichten), then everything is mixed up. One is called Andromeda, another has another Greek name. Everything is mixed up in high-handed fashion. One can't think that Neptune and Uranus are as truly characterized by their names as Saturn was. Now there is only human arbitrariness. And Serenissimus made one mistake. He believed the astronomers were carrying on their work similarly to the ancient astrosophers. But this was not so. They possessed only a narrow human knowledge, while the knowledge of the astrosophers of olden times, and astrologers of still older times, came directly out of humanity's intercourse with the gods. However, if today one would return from astronomy to astrology or astrosophy, and thereby have a macrocosm to live in that is rational throughout, then one would reach Sophia. Then one would find too that within this rationality and Sophia-wisdom meteoronomy, meteorology, and meteorosophy are the things that “don't come out right” by our human calculation, and one can only question them at their pleasure! That's another variety of Lady! In ordinary everyday life, one calls a lady capricious. And the meteorological Lady is capricious all the way from rainshowers to comets. But as one gradually advances from meteorology to meteorosophy one discovers the finer attributes of this world queen, attributes that do not come merely from caprice or cosmic emotion, but from the Lady's warm heart. But nothing will be accomplished unless in contrast to all the arithmetic, all the thinking, all that can be calculated rationally one acquires a direct acquaintance with the beings of the cosmos and learns to know them as they are. They are there; they do show themselves—shyly perhaps at first, for they are not obtrusive. With calculations one can go further and further, but then one is getting further and further away from the true nature of the world. For one is only reaching deeds from the past. If one advances from ordinary calculation to the calculating of rhythms as it was in astrology for the harmony of the spheres, one goes on from the calculating of rhythms to a view of the organization of the world in numbers, as we find them in astrosophy. On the other hand one finds that the ruling world beings are rather shy. They do not appear at once. First they only present a kind of Akasha photography, and one is not sure of its source. One has the whole world to look at, but only in photographs displayed in various parts of the cosmic ether. And one does not know where they come from. Then inspiration begins. Beings come out of the pictures and make themselves known. We move out of “-nomy” - but just to “-logy.” Only when we push through all the way to intuition does the being itself follow from inspiration and we come to Sophia. But this is a path of personal development that requires the effort of the whole human being. The whole human being must become acquainted with such a Lady, who hides behind meteorology—in wind and weather, moon and sun insofar as they intervene in the elements. Not just the head can be engaged as in “-logy,” but the whole human being is needed. Already there is a possibility of taking the wrong path in this endeavor. You can even come to Anthroposophy through the head—by coming from anthroponomy, which is today the supreme ruling science, to anthropology. There you just have rationality, nothing more. But rationality is not alive. It describes only the traces, the footprints, of life and it gives one no impulse to investigate details. Yet life really consists of details and of the irrational element. What your head has grasped, you have to take down into the whole human being, and then with the whole human being progress from “-nomy” to “-logy,” finally to “-sophy,” which is Sophia. We must have a feeling for all this if we want to enliven theology on the one side and medicine on the other through what can truly enliven them both—pastoral medicine. But the essential thing is that first of all, at the very outset of our approach to pastoral medicine, we learn to know the direction it should take in its observation of the world.
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326. The Origins of Natural Science: Lecture IV
27 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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One must take these concepts in the way they are understood by the simplest person, because there they are always clear. They become unclear not in outward experience, but in the heads of metaphysicians and philosophers. |
On the other hand, one must realize that at the outset of this whole stream of development, feelings such as Berkeley's were understandable. He shuddered at what he thought would come from a infinitesimal study of nature and had to do with the process of birth but a study of all dying aspects in nature. |
Since life cannot exist without death and all living things must die, we must look at and understand all that is dead in the world. A science of the inanimate, the dead, had to arise. It was absolutely necessary. |
326. The Origins of Natural Science: Lecture IV
27 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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In the last lecture, I spoke of a former view of life from which the modern scientific view has evolved. It still combined the qualitative with the form-related or geometrical elements of mathematics, the qualitative with the quantitative. One can therefore look back at a world conception in which the triangle or another geometrical form was an inner experience no matter whether the form referred to the surface of a given body or to its path of movement. Geometrical and arithmetical forms were intensely qualitative inner experiences. For example, a triangle and a square were each conceived as emerging from a specific inward experience. This conception could change into a different one only when men lost their awareness that everything quantitative—including mathematics—is originally experienced by man in direct connection with the universe. It changed when the point was reached where the quantitative was severed from what man experiences. We can determine this moment of separation precisely. It occurred when all concepts of space that included man himself were replaced by the schematic view of space that is customary today, according to which, from an arbitrary starting point, the three coordinates are drawn. The kind of mathematics prevalent today, by means of which man wants to dominate the so-called phenomena of nature, arose in this form only after it had been separated from the human element. Expressing it more graphically, I would say in a former age man perceived mathematics as something that he experienced within himself together with his god or gods, whereby the god ordered the world. It came as no surprise therefore to discover this mathematical order in the world. In contrast to this, to impose an arbitrary space outline or some other mathematical formula on natural phenomena—even if such abstract mathematical concepts can be identified with significant aspects in these so-called natural phenomena—is a procedure that cannot be firmly related to human experiences. Hence, it cannot be really understood and is at most simply assumed to be a fact. Therefore in reality it cannot be an object of any perception. The most that can be said of such an imposition of mathematics on natural phenomena is that what has first been mathematically thought out is then found to fit the phenomena of nature. But why this is so can no longer be discovered within this particular world perception. Think back to the other worldview that I have previously described to you, when all corporeality was regarded as image of the spirit. One looking at a body found in it the image of spirit. One then looked back on oneself, on what—in union with one's own divine nature—one experienced as mathematics through one's own bodily constitution. As a work of art is not something obscure but is recognized as the image of the artist's ideas, so one found in corporeal nature the mathematical images of what one had experienced with one's own divine nature. The bodies of external nature were images of the divine spiritual. The instant that mathematics is separated from man and is regarded only as an attribute of bodies that are no longer seen as a reflection of spirit, in that instant agnosticism creeps into knowledge. Take a concrete example, the first phenomenon that confronts us after the birth of scientific thinking, the Copernican system. It is not my intention today or in any of these lectures to defend either the Ptolemaic or the Copernican system. I am not advocating either one. I am only speaking of the historical fact that the Copernican system has replaced the Ptolemaic. What I say today does not imply that I favor the old Ptolemaic system over the Copernican. But this must be said as a matter of history. Imagine yourself back in the age when man experienced his own orientation in space: above-below, right-left, front-back. He could experience this only in connection with the earth. He could, for example, experience the vertical orientation in himself only in relation to the direction of gravity. He experienced the other two in connection with the four compass points according to which the earth itself is oriented. All this he experienced together with the earth as he felt himself standing firmly on it. He thought of himself not just as a being that begins with the head and ends a the sole of the feet. Rather, he felt himself penetrated by the force of gravity, which had something to do with his being but did not cease at the soles of his feet. Hence, feeling himself within the nature of the gravitational force, man felt himself one with the earth. For his concrete experience, the starting point of his cosmology was thus given by the earth. Therefore he felt he Ptolemaic system to be justified. Only when man severed himself from mathematics, only then was it possible also to sever mathematics from the earth and to found an astronomical system with its center in the sun. Man had to lose the old experience-within-himself before he could accept a system with its center outside the earth. The rise of the Copernican system is therefore intimately bound up with the transformation of civilized mankind's soul mood. The origin of modern scientific thinking cannot be separated from the general mental and soul condition, but must be viewed in context with it. It is only natural that statements like this are considered absurd by our contemporaries, who believe in the present world view far more fervently than the sectarians of olden days believed in their dogmas. But to give the scientific mode of thinking its proper value, it must be seen as arising inevitably out of human nature and evolution. In the course of these lectures, we shall see that by doing this we are actually assigning far greater value to science than do the modern agnostics. Thus the Copernican world conception came into being, the projection of the cosmic center from the earth to the sun. Fundamentally, the whole cosmic thought edifice of Giordano Bruno,32 who was born in 1548 and burned at the stake in Rome in 1600, was already contained in the Copernican world view. It is often said that Giordano Bruno glorifies the modern view of nature, glorifies Copernicanism. One must have deep insight into the inner necessity with which this new cosmology arose if one is to have any feeling at all for the manner and tone in which Giordano Bruno speaks and writes. Then one sees that Giordano Bruno does not sound like the followers of the new view or like the stragglers of the old view. He really does not speak about the cosmos mathematically so much as lyrically. There is something musical in the way Giordano Bruno describes the modern conception of nature. Why is that? The reason is that Giordano Bruno, though he was rooted with his whole soul in a bygone world perception, told himself with his outward intellect: The way things have turned out in history, we cannot but accept the Copernican world picture. He understood the absolute necessity that had been brought about by evolution. This Copernican world view, however, was not something he had worked out for himself. It was something given to him, and which he found appropriate for his contemporaries. Belonging as he did to an older world conception, he could not help but experience inwardly what he had to perceive and accept as knowledge. He still had the faculty of inner experience, but he did not have scientific forms for it. Therefore although he described them so wonderfully, he did not follow the Copernican directions of thought in the manner of Copernicus, Galileo, Kepler, or Newton.33 Instead, he tried to experience the cosmos in the old way, the way that was suitable when the world cosmos was experienced within one's being. But in order to do this, mathematics would have had to be also mysticism, inward experience, in the way I described yesterday. This it could not be for Giordano Bruno. The time for it was past. Hence, his attempt to enter the new cosmology through living experience became an experience, not of knowledge but of poetry, or at least partially so. This fact lends Giordano's works their special coloring. The atom is still a monad; in his writings, it is still something alive. The sum of cosmic laws retains a soul quality, but not because he experienced the soul in all the smallest details as did the ancient mystics, and not because he experienced the mathematical laws of the cosmos as the intentions of the spirit. No, it was because he roused himself to wonder at this new cosmology and to glorify it poetically in a pseudo-scientific form. Giordano Bruno is truly something like a connecting link between two world conceptions, the present one and the ancient one that lasted into the fifteenth century. Man today can form scarcely any idea of the latter. All cosmic aspects were then still experienced by man, who did not yet differentiate between the subject within himself and the cosmic object outside. The two were still as one; man did not speak of the three dimensions in space, sundered from the orientation within his own body and appearing as above-below, right-left, and forward-backward. Copernicus tried to grasp astronomy with abstract mathematical ideas. On the other hand, Newton shows mathematics completely on its own. Here I do not mean single mathematical deductions, but mathematical thinking in general, entirely divorced from human experience. This sounds somewhat radical and objections could certainly be made to what I am thus describing in broad outlines, but this does not alter the essential facts. Newton is pretty much the first to approach the phenomena of nature with abstract mathematical thinking. Hence, as a kind of successor to Copernicus, Newton becomes the real founder of modern scientific thinking. It is interesting to see in Newton's time and in the age that followed how civilized humanity is at pains to come to terms with the immense transformation in soul configuration that occurred as the old mathematical-mystical view gave way to the new mathematical-scientific style. The thinkers of the time find it difficult to come to terms with this revolutionary change. It becomes all the more evident when we look into the details, the specific problems with which some of these people wrestled. See how Newton, for instance, presents his system by trying to relate it to the mathematics that has been severed from man. We find that he postulates time, place, space, and motion. He says in effect in his Principa: I need not define place, time, space, and motion because everybody understands them.34 Everybody knows what time is, what space, place, and motion are, hence these concepts, taken from common experience, can be used in my mathematical explanation of the universe. People are not always fully conscious of what they say. In life, it actually happens seldom that a person fully penetrates everything he says with his consciousness. This is true even among the greatest thinkers. Thus Newton really does not know why he takes place, time, space, and motion as his starting points and feels no need to explain or define them, whereas in all subsequent deductions he is at pains to explain and define everything. Why does he do this? The reasons is that in regard to place, time, motion, and space all cleverness and thinking avail us nothing. No matter how much we think about these concepts, we grow no wiser than we were to begin with. Their nature is such that we experience them simply through our common human nature and must take them as they come. A successor of Newton's, Bishop Berkeley,35 took particular notice of this point. He was involved in philosophy more than Newton was, but Berkeley illustrates the conflicts taking place during the emergence of scientific thinking. In other respects, as we shall presently hear, he was not satisfied with Newton, but he was especially struck by the way that Newton took these concepts as his basis without any explanation, that he merely said: I start out from place, time, space, and motion; I do not define them; I take them as premises for my mathematical and scientific reflections. Berkeley agrees that one must do this. One must take these concepts in the way they are understood by the simplest person, because there they are always clear. They become unclear not in outward experience, but in the heads of metaphysicians and philosophers. Berkeley feels that when these four concepts are found in life, they are clear; but they are always obscure when found in the heads of thinkers. It is indeed true that all thinking about these concepts is of no avail. One feels this. Therefore, Newton is only beginning to juggle mathematically when he uses these concepts to explain the world. He is juggling with ideas. This is not meant in a derogatory way; I only want to describe Newton's abilities in a telling manner. One of the concepts thus utilized by Newton is that of space. He manipulates the idea of space as perceived by the man in the street. Still, a vestige of living experience is contained therein. If, on the other hand, one pictures space in terms of Cartesian mathematics, without harboring any illusions, it makes one's brain reel. There is something undefinable about this space, with its arbitrary center of coordinates. One can, for example, speculate brilliantly (and fruitlessly) about whether Descartes’ space if finite or infinite. Ordinary awareness of space that is still connected with the human element really is not at all concerned with finiteness or infinity. It is after all quite without interest to a living world conception whether space can be pictured as finite or infinite. Therefore one can say that Newton takes the trivial idea of space just as he finds it, but then he begins to mathematize. But, due to the particular quality of thinking in his age, he already has the abstracted mathematics and geometry, and therefore he penetrates spatial phenomena and processes of nature with abstract mathematics. Thereby he sunders the natural phenomena from man. In fact, in Newton's physics we meet for the first time ideas of nature that have been completely divorced from man. Nowhere in earlier times were conceptions of nature so torn away from man as they are in Newtonian physics. Going back to a thinker of the fourth or fifth century A.D.—though people of that period can hardly be called “thinkers,” because their inner life was far more alive than the mere life in thoughts—we would find that he held the view: “I live; I experience space along with my God, and orient myself in space up-and-down, right-left, and forward-backward, but I dwell in space together with my God. He outlines the directions and I experience them.” So it was for a thinker of the third or fourth century A.D. and even later; indeed, it only became different in the fourteenth century. Thinking geometrically about space, man did not merely draw a triangle but was conscious of the fact that, while he did this, God dwelled within him and drew along with him. His experience was qualitative; he drew the qualitative reality that God Himself had placed within him. Everywhere in the outer world, whenever mathematics was observed, the intentions of God were also observed. By Newton's time mathematics has become abstracted. Man has forgotten that originally he received mathematics as an inspiration from God. And in this utterly abstract form, Newton now applies mathematics to the study of space. As he writes his Principia, he simply applies this abstracted mathematics, this idea of space (which he does not define,) because he has a dim feeling that nothing will be gained by trying to define it. He takes the trivial idea of space and applies his abstract mathematics to it, thus severing it from any inward experiences. This is how he speaks of the principles of nature. Later on, interestingly enough, Newton goes somewhat deeper. This is easy to see if one is familiar with his works. Newton becomes ill at ease, as it were, when he contemplates his own view of space. He is not quite comfortable with this space, torn as it is out of man and estranged completely from the spirit. So he defines it after all, saying that space is the sensorium of God. It is most interesting that at the starting point of modern science the very person who was the first to completely mathematize and separate space from man, eventually defines space as God's sensorium,36 a sort of brain or sense organ of God. Newton had torn nature asunder into space and man-who-experiences-space. Having done this, he feels inwardly uneasy when he views this abstract space, which man had formerly experienced in union with his god. Formerly, man had said to himself: What my human sensorium experiences in space, I experience together with my god. Newton becomes uneasy, now that he has torn space away form the human sensorium. He has thereby torn himself away from his permeation with the divine-spiritual. Space, with all is mathematics, was not something external. So, in later life, Newton addresses it as God's sensorium, though to begin with he had torn the whole apart, thus leaving space devoid of Spirit and God. But enough feeling remained in Newton that he could not leave this externalized space devoid of God. So he deified it again. Scientifically, man tore himself loose from his god, and thus from the spirit; but outwardly he again postulated the same spirit. What happened here explains why a man like Goethe found it impossible37 to go along with Newton on any point. Goethe's Theory of Color is one particularly characteristic point. This whole procedure of first casting out the spirit, separating it from man, was foreign to Goethe's nature. Goethe always had the feeling that man has to experience everything, even what is related to the cosmos. Even in regard to the three dimensions Goethe felt that the cosmos was only a continuation of what man had inwardly experienced. Therefore Goethe was by nature Newton's adversary. Now let us return to Berkeley, who was somewhat younger than Newton, but still belonged to the period of conflict that accompanied the rise of the scientific way of thinking. Berkeley had no quarrel with Newton's accepting the trivial ideas of place, space, time, and motion. But he was not happy with this whole science that was emerging, and particularly not with its interpretations of natural phenomena. It was evident to him that when nature is utterly severed from man it cannot be experienced at all, and that man is deceiving himself when he imagines that he is experiencing it. Therefore, Berkeley declared that bodies forming the external basis for sense perceptions do not really exist. Reality is spiritual through and through. The universe, as it appears to us—even where it appears in a bodily form—is but the manifestation of an all-pervading spirit. In Berkeley, these ideas appear pretty much as mere assertions, for he no longer had any trace of the old mysticism and even less of the ancient pneumatology. Except for his religious dogma, he really had no ground at all for his assertion of such all-pervading spirituality. But assert it he did, and so vigorously that all corporeality become for him no more than a revelation of the spirit. Hence it was impossible for Berkeley to say: I behold a color and there is vibrating movement back of it that I cannot see—which is what modern science justifiably states. Instead, Berkeley said: I cannot hypothetically assume that there is anything possessing any corporeal property such as vibratory movement. The basis of the physical world of phenomena must be spiritually conceived. Something spiritual is behind a color perception as its cause, which I experience in myself when I know myself as spirit. Thus Berkeley is a spiritualist in the sense in which this term is used in German philosophy. For dogmatic reasons, but with a certain justification, Berkeley makes innumerable objections against the assumption that nature can be comprehended by mathematics that has been abstracted from direct experience. Since to Berkeley the whole cosmos was spiritual, he also viewed mathematics as having been formed together with the spirit of the cosmos. He held that we do in fact experience the intentions of the cosmic spirit insofar as they have mathematical forms, for that we cannot apply mathematical concepts in an external manner to corporeal objects. In accordance with this point of view, Berkeley opposed what mathematics had become for both Newton and Leibnitz,38 namely differential and integral calculus. Please, do not misunderstand me. Today's lecture must be fashioned in such a way that it cannot but provoke many objections in one who holds to the views prevailing today. But these objections will fade away during the ensuring lectures, if one is willing to keep an open mind. Today, however, I want to present the themes that will occupy us in a rather radical form. Berkeley became an opponent of the whole infinitesimal calculus39 to the extent that it was then known. He opposed what was beyond experience. In this regard, Berkeley's feeling for things was often more sensitive than his thoughts. He felt how, to the quantities that the mind could conceive, the emergence of infinitesimal calculus added other quantities; namely, the differentials, which attain definition only in the differential coefficient. Differentials must be conceived in such a way that they always elude our thinking, as it were. Our thinking refuses to completely permeate them. Berkeley regarded this as a loss of reality, since knowledge for him was only what could be experienced. Therefore he could not approve of mathematical ideas that produced the indetermination of the differentials. What are we really doing when we seek differential equations for natural phenomena? We are pointing to something that eludes our possible experience. I realize, of course, that many of you cannot quite follow me on these points, but I cannot here expound the whole nature of infinitesimal calculus. I only want to draw attention to some aspects that will contribute to our study of the birth of modern science. Modern science set out to master the natural phenomena by means of a mathematics detached from man, a mathematics no longer inwardly experienced. By adopting this abstract mathematical view and these concepts divorced from man, science arrived at a point where it could examine only the inanimate. Having taken mathematics out of the sphere of live experience, one can only apply it to what is dead. Therefore, owing to this mathematical approach, modern science is directed exclusively to the sphere of death. In the universe, death manifests itself in disintegration, in atomization, in reduction to microscopic parts—putting it simply, in a crumbling into dust. This is the direction taken by the present-day scientific attitude. With a mathematics detached from all living experience, it takes hold of everything in the cosmos that turns to dust, that atomizes. From this moment onward it becomes possible to dissipate mathematics itself into differentials. We actually kill all living forms of thought, if we try to penetrate them with any kind of differential equation, with any differential line of thought. To differentiate is to kill; to integrate is to piece the dead together again in some kind of framework, to fit the differentials together again into a whole. But they do not thereby become alive again, after having been annihilated. One ends up with dead specters, not with anything living. This is how the whole perspective of what was opening up through infinitesimal calculus appeared to Berkeley. Had he expressed himself concretely, he might well have said: First you kill the whole world by differentiating it; then you fit its differentials together again in integrals, but you no longer have a world, only a copy, an illusion. With regard to its content, every integral is really an illusion, and Berkeley already felt this to be so. Therefore, differentiation really implies annihilation, while integration is the gathering up of bones and dust, so that the earlier forms of the slain beings can be pieced together again. But this does not bring them back to life; they remain no more than dead replicas. One can say that Berkeley's sentiments were untimely. This they certainly were, for the new way of approach had to come. Anyone who would have said that infinitesimal calculus should never have been developed would have been called not a scientific thinker but a fool. On the other hand, one must realize that at the outset of this whole stream of development, feelings such as Berkeley's were understandable. He shuddered at what he thought would come from a infinitesimal study of nature and had to do with the process of birth but a study of all dying aspects in nature. Formerly this had not been observed, nor had there been any interest in it. In earlier times, the coming-into-being, the germinating, had been studied; now, one looked at all that was fading and crumbling into dust. Man's conception was heading toward atomism, whereas previously it had tended toward the continuous, lasting aspects of things. Since life cannot exist without death and all living things must die, we must look at and understand all that is dead in the world. A science of the inanimate, the dead, had to arise. It was absolutely necessary. The time that we are speaking about was the age in which mankind was ready for such a science. But we must visualize how this went against the grain of somebody who, like Berkeley, still lived completely in the old view. The after-effects of what came into being then are still very much with us today. We have witnessed the triumphs of just those scientific labors that made Berkeley shudder. Until they were somewhat modified through the modern theory of relativity,40 Newton's theories reigned supreme, Goethe's revolt against them made no impression. For a true comprehension of what went on we must go back to Newton's time and see the shuddering of thinkers who still had a vivid recollection of earlier views and how they clung to feelings that resembled the former ones. Giordano Bruno shrank from studying the dead nature that was now to be the object of study. He could not view it as dead in a purely mathematical manner of thought, so he animated the atoms into monads and imbued his mathematical thinking with poetry in order to retain it in a personal sphere. Newton at first proceeded from a purely mathematical standpoint, but then he wavered and defined space (which he has first completely divorced from man through his external mathematics) as God's sensorium. Berkeley in his turn rejected the new direction of thinking altogether and with it the whole trend towards the infinitesimal. Today, however, we are surrounded and overwhelmed by the world view that Giordano Bruno tried to turn into poetry, that Newton felt uncomfortable about, and that Berkeley completely rejected. Do we take what Newton said—that space is a sensorium of God—seriously when we think in the accepted scientific sense today? People today like to regard as great thinkers those men who have said something or other that they approve. But if the great men also said something that they do not approve, they feel very superior and think: Unfortunately, on this point he wasn’t as enlightened as I am. Thus many people consider Lessing41 a man of great genius but make an exception for what he did toward the end of his life, when he became convinced that we go through repeated earth lives. Just because we must in the present age come to terms with the ideas that have arisen, we must go back to their origin. Since mathematics has once and for all been detached from man, and since nature has been taken hold of by this abstract mathematics that has gradually isolated us from the whole of nature, we must now somehow manage to find ourselves in this nature. For we will not attain a coherent spiritual knowledge until we once again have found the spirit in nature. Just as it is a matter of course that every living man will sooner or later die, so it was a matter of course that sooner or later in the course of time a conception of death had to emerge from the former life-imbued world view. Things that can only be learned from a corpse cannot be learned by a person who is unwilling to examine the corpse. Therefore certain mysteries of the world can be comprehended only if the modern scientific way of thinking is taken seriously. Let me close with a somewhat personal remark.42 The scientific world view must be taken seriously, and for this reason I was never an opponent of it; on the contrary, I regarded it as something that of necessity belongs to our time. Often I had to speak out against something that a scientist, or so-called scientist, had made of the things that were discovered by unprejudiced investigation of the sphere of death. It was the misinterpretation of such scientific discoveries that I opposed. On this occasion let me state emphatically that I do not wish to be regarded as in any way an opponent of the scientific approach. I would consider it detrimental to all our anthroposophical endeavors if a false opposition were to arise between what anthroposophy seeks by way of spiritual research and what science seeks—and must of necessity seek in its field—out of the modern attitude. I say this expressly, my dear friends, because a healthy discussion concerning the relationship between anthroposophy and science must come to pass within our movement. Anything that goes wrong in this respect can only do grave harm to anthroposophy and should be avoided. I mention this here because recently, in preparing these lectures, I read in the anthroposophical periodical Die Drei that atomism was being studied in a way in which no progress can be made. Therefore, I want to make it clear that I consider all these polemics in Die Drei about atomism as something that only serves to stultify the relations between anthroposophy and science.
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326. The Origins of Natural Science: Lecture V
28 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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We see it slowly finding its way into the whole of modern thought and we see science developing under this condition of uncertainty. This state of affairs must be clearly recognized. A few examples can illustrate what we are dealing with . |
This leads to comprehension of how the organism lives. But in examining the organism itself, in understanding it through the interrelationship of its parts, we find no equivalent for the fact that the organism must die. |
From 1675–1689 Locke worked with many interruptions at his main work. An Essay Concerning Human Understanding, 1690. Originally he had planned a critical presentation of the already recognized teaching of primary and secondary sense characteristics, but then it grew to a perception theory or world view. |
326. The Origins of Natural Science: Lecture V
28 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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The isolation of man's ideas (especially his mathematical ideas) from his direct experience has proved to be the outstanding feature of the spiritual development leading to modern scientific thinking. Let us place this process once more before our mind's eye. We were able to look back into ages past, when what man had to acquire as knowledge of the world was experienced in communion with the world. During those epochs, man inwardly did not experience his threefold orientation—up-down, left-right, front-back—in such a manner that he attributed it solely to himself. Instead, he felt himself within the universal whole; hence, his own orientations were to him synonymous with the three dimensions of space. What he pictured of knowledge to himself, he experienced jointly with the world. Therefore, with no uncertainty in his mind, he knew how to apply his concepts, his ideas, to the world. This uncertainty has only arisen along with the more recent civilization. We see it slowly finding its way into the whole of modern thought and we see science developing under this condition of uncertainty. This state of affairs must be clearly recognized. A few examples can illustrate what we are dealing with . Take a thinker like John Locke, who lived from the seventeenth into the eighteenth century. His writings show what an up-to-date thinker of his age had to say concerning the scientific world perception. John Locke43 divided everything that man perceives in his physical environment into two aspects. He divided the characteristic features of bodies into primary and secondary qualities. Primary qualities were those that he could only attribute to the objects themselves, such as shape, position, and motion. Secondary qualities in his view were those that did not actually belong to the external corporeal things but were an effect that these objects had upon man. Examples are color, sound, and warmth. Locke stated it thus: “When I hear a sound, outside of me there is vibrating air. In a drawing, I can picture these vibrations in the air that emanate from a sound-aroused body and continue on into my ear. The shape that the waves, as they are called, possess in the vibrating air can be pictured by means of spatial forms. I can visualize their course in time—all this, belonging to the primary qualities, certainly exists in the external world, but it is silent, it is soundless. The quality of sound, a secondary quality, only arises when the vibration of the air strikes my ear, and with it arises that peculiar inner experience that I carry within me as sound. It is the same with color, which is now lumped together with light. There must be something out there in the world that is somehow of a corporeal nature and somehow possesses shape and movement. This exercises an effect on my eye and thus becomes my experience of light or color. It is the same with the other things that present themselves to my senses. The whole corporeal world must be viewed like this; we must distinguish between the primary qualities in it, which are objective, and the secondary qualities, which are subjective and are the effects of the primary qualities upon us.” Simply put, one could say with Locke that the external world outside of man is form, position, and movement, whereas all that makes up the content of the sense world exists in truth somehow inside us. The actual content of color as a human experience is nowhere in the environment, it lives in me. The actual content of sound is nowhere to be found outside, it lives in me. The same is true of my experience of warmth or cold. In former ages, when what had become the content of knowledge was experienced jointly with the world, one could not possibly have had this view because, as I have said, a man experienced mathematics by participating in his own bodily orientation and placing this orientation into his own movement. He experienced this, however, in communion with the world. Therefore, his own experience was sufficient reason for assuming the objectivity of position, place, and movement. Also, though in another portion of his inner life, man again had this communion with the world in regard to color, tone, and so forth. Just as the concept of movement was gained through the experience of his own movement, so the concept of color was gained through a corresponding internal experience in the blood, and this experience was then connected with whatever is warmth, color, sound, and so forth in the surrounding world. Certainly, in earlier times, man distinguished position, location, movement, and time-sequence from color, sound, and warmth, but these were distinguished as being different kinds of experiences that were undergone jointly with different kinds of existence in the objective world. Now, in the scientific age, the determination of place, movement, position, and form ceased to be inward self-experience. Instead, they were regarded as mere hypotheses that were caused by some external reality. When the shape of a cannon is imagined, one can hardly say: This form of the cannon is actually somehow within me. Therefore its identification was directed outward and the imagined form of the cannon was related to something objective. One could not very well admit that a musket-ball was actually flying within one's brain; therefore, the hypothetically thought-out movements were attributed to something objective. On the other hand, what one saw in the flying musket-ball, the flash by which one perceived it and the sound by which one heart it, were pushed into one's own human nature, since no other place could be found for them. Man no longer knew how he experienced them jointly with the objects; therefore, he associated them with his own being. It actually took quite some time before those who thought along the lines of the scientific age perceived the impossibility of this arrangement. What had in fact taken place? The secondary qualities, sound, color, and warmth experience, had become, as it were, fair game in the world and, in regard to human knowledge, had to take refuge in man. But before too long, nobody had any idea of how they lived there. The experience, the self-experience, was no longer there. There was no connection with external nature, because it was not experienced anymore. Therefore these experiences were pushed into one's self. So far as knowledge was concerned, they had, as it were, disappeared inside man. Vaguely it was thought that an ether vibration out in space translated itself into form and movement, and this had an effect on the eye, and then worked on the optic nerve, and finally somehow entered the brain. Our thoughts were a means of looking around inside for whatever it was that, as an effect of the primary qualities, supposedly expressed itself in man as secondary qualities. It took a long time, as I said, before a handful of people firmly pointed out the oddity of these ideas. There is something extraordinary in what the Austrian philosopher Richard Wahle44 wrote in his Mechanism of Thinking, though he himself did not realize the full implications of his sentence: “Nihil est in cerebro, quod non est in nervis.” (“There is nothing in the brain that is not in the nerves.” It may not be possible with the means available today to examine the nerves in every conceivable way, but even if we could we would not find sound, color, or warmth experience in them. Therefore, they must not be in the brain either. Actually, one has to admit now that they simply disappear insofar as knowledge is concerned. One examines the relationship of man to the world. Form, position, place, time, etc. are beheld as objective. Sound, warmth, experience and color vanish; they elude one.45 Finally, in the Eighteenth Century, this led Kant46 to say that even the space and time qualities of things cannot somehow be outside and beyond man. But there had to be some relationship between man and the world. After all, such a relationship cannot be denied if we are to have any idea of how man exists together with the world. Yet, the common experience of man's space and time relationships with the world simply did not exist anymore. Hence arose the Kantian idea: If man is to apply mathematics, for example, to the world, then it is his doing that he himself makes the world into something mathematical. He impresses the whole mathematical system upon the “things in themselves,” which themselves remain utterly unknown.—In the Nineteenth Century science chewed on this problem interminably. The basic nature of man's relation to cognition is simply this: uncertainty has entered into his relationship with the world. He does not know how to recognize in the world what he is experiencing. This uncertainty slowly crept into all of modern thinking. We see it entering bit by bit into the spiritual life of recent times. It is interesting to place a recent example side by side with Locke's thinking. August Weismann,47 a biologist of the Nineteenth Century, conceived the thought: in any living organism, the interplay of the organs (in lower organisms, the interaction of the parts) must be regarded as the essential thing. This leads to comprehension of how the organism lives. But in examining the organism itself, in understanding it through the interrelationship of its parts, we find no equivalent for the fact that the organism must die. If one only observes the organism, so Weismann said, one finds nothing that will explain death. In the living organism, there is absolutely nothing that leads to the idea that the organism must die. For Weismann, the only thing that demonstrates that an organism must die is the existence of a corpse. This means that the concept of death is not gained from the living organism. No feature, no characteristic, found in it indicates that dying is a part of the organism. It is only when the event occurs, when we find a corpse in the place of the living organism, that we know the organism possesses the ability to die. But, says Weismann, there is a class of organisms where corpses are never found. These are the unicellular organisms. They only divide themselves so there are no corpses. The propagation of such beings looks like this: ![]() One divides into two; each of these divides into two again, and so on. There is never a corpse. Weismann therefore concludes that the unicellular beings are immortal. This is the immortality of unicellular beings that was famous in nineteenth-century biology. Why were these organisms considered immortal? Because they never produce any corpses, and because we cannot entertain the concept of death in the organic realm as long as there are no corpses. Where there is no corpse, there is no room for the concept of death. Hence, living beings that produce no corpses are immortal. This example shows how far man has removed himself in modern times from any connection between the world and his thinking, his inner experiences. His concept of an organism is no longer such that the fact of its death can be perceived from it. This can only be deduced from the existence of something like a corpse. Certainly, if a living organism is only viewed from outside, if one cannot experience what is in it, then indeed one cannot find death in the organism and an external sign is necessary. But this only proves that in his thinking man feels himself separated from the things around him. From the uncertainty that has entered all thinking concerning the corporeal world, from this divorce between our thoughts and our experience, let us turn back to the time when self-experience still existed. Not only did the inwardly experienced concept exist alongside the externally excogitated concept of a triangle, square, or pentagram, but there were also inwardly experienced concepts of blossoming and fading, of birth and death. This inner experience of birth and death had its gradations. When a child was seen to grow more and more animated, when its face began to express its soul, when one really entered into this growing process of the child, this could be seen as a continuation of the process of birth, albeit a less pronounced and intensive one. There were degrees in the experience of birth. When a man began to show wrinkles and grey hair and grow feeble, this was seen as a first mild degree of dying. Death itself was only the sum total of many less pronounced death experiences, if I may use such a paradox. The concepts of blossoming and decaying, of being born and dying, were inwardly alive. These concepts were experienced in communion with the corporeal world. No line was drawn between man's self-experience and the events in nature. Without a coastline, as it were, the inner land of man merged into the ocean of the universe. Owing to this form of experience, man lived himself into the world itself. Therefore, the thinkers of earlier ages, whose ideas no longer receive proper attention from science, had to form quite different ideas concerning something like what Weismann called the “immortality of unicellular beings.” What sort of concept would an ancient thinker have formed had he had a microscope and known something about the division of unicellular organisms? He would have said: First I have the unicellular being; it divides itself into two. Somewhat imprecisely, he might have said: It atomizes itself, it divides itself; for a certain length of time, the two parts are indivisible; then they divide again. As soon as division or atomization begins, death enters in. He would not have derived death from the corpse but from atomization, from the division into parts. His train of thought would have been somewhat as follows: A being that is capable of life, that is in the process of growth, is not atomized; and when the tendency to atomization appears, the being dies. In the case of unicellular beings, he would simply have thought that the two organisms cast off by the first unicellular being were for the moment dead, but would be, so to speak, revived immediately, and so forth. With atomization, with the process of splitting, he would have linked the thought of death. If he had known about unicellular beings and had seen one split into two, he would not have thought that two new ones had come into being. On the contrary, he would have said that out of the living monad, two atoms have originated. Further, he would have said that wherever there is life, wherever one observes life, one is not dealing with atoms. But if they are found in a living being, then a proportionate part of the being is dead. Where atoms are found, there is death, there is something inorganic. This is how matters would have been judged in a former age based on living inner knowledge of the world. All this is not clearly described in our histories of philosophy, although the discerning reader can have little doubt of it. The reason is that the thought-forms of this older philosophy are totally unlike today's thinking. Therefore anyone writing history nowadays is apt to put his own modern concepts into the minds of earlier thinkers.48 But this is impermissible even with a man as recent as Spinoza. In his book on what he justifiably calls ethics, Spinoza follows a mathematical method but it is not mathematics in the modern sense. He expounds his philosophy in a mathematical style, joining idea to idea as a mathematician would. He still retains something of the former qualitative experience of quantitative mathematical concepts. Hence, even in contemplating the qualitative aspect of man's inner life, we can say that his style is mathematical. Today with our current concepts, it would be sheer nonsense to apply a mathematical style to psychology, let alone ethics. If we want to understand modern thinking, we must continually recall this uncertainty, contrasting it to the certainty that existed in the past but is no longer suited to our modern outlook. In the present phase of scientific thinking, we have come to the point where this uncertainty is not only recognized but theoretical justifications have been offered for it. And example is a lecture given by the French thinker Henri Poincaré49 in 1912 on current ideas relating to matter. He speaks of the existing controversy or debate concerning the nature of matter; whether it should be thought of as being continuous or discrete; in other words, whether one should conceive of matter as substantial essence that fills space and is nowhere really differentiated in itself, or whether substance, matter, is to be thought of as atomistic, signifying more or less empty space containing within it minute particles that by virtue of their particular interconnections form into atoms, molecules, and so forth. Aside from what I might call a few decorative embellishments intended to justify scientific uncertainty, Poincaré's lecture comes down to this: Research and science pass through various periods. In one epoch, phenomena appear that cause the thinker to picture matter in a continuous form, making it convenient to conceive of matter this way and to focus on what shows up as continuity in the sense data. In a different period the findings point more toward the concept of matter being diffused into atoms, which are pictured as being fused together again; i.e. matter is not continuous but discrete and atomistic. Poincaré is of the opinion that always, depending on the direction that research findings take, there will be periods when thinking favors either continuity or atomism. He even speaks of an oscillation between the two in the course of scientific development. It will always be like this, he says, because the human mind has a tendency to formulate theories concerning natural phenomena in the most convenient way possible. If continuity prevails for a time, we get tired of it. (These are not Poincaré's exact words, but they are close to what he really intends.) Almost unconsciously, as it were, the human mind then comes upon other scientific findings and begins to think atomistically. It is like breathing where exhalation follows inhalation. Thus there is a constant oscillation between continuity and atomism. This merely results from a need of the human mind and according to Poincaré, says nothing about the things themselves. Whether we adopt continuity or atomism determines nothing about things themselves. It is only our attempt to come to terms with the external corporeal world. It is hardly surprising that uncertainty should result from an age which no longer finds self-experience in harmony with what goes on in the world but regards it only as something occurring inside man. If you no longer experience a living connection with the world, you cannot experience continuity or atomism. You can only force your preconceived notions of continuity or atomism on the natural phenomena. This gradually leads to the suspicion that we formulate our theories according to our changing needs. Just as we must breath in and out, so we must, supposedly, think first continuistically for a while, then atomistically for a while. If we always thought in the same way, we would not be able to catch a breath of mental air. Thus our fatal uncertainty is confirmed and justified. Theories begin to look like arbitrary whims. We no longer live in any real connection with the world. We merely think of various ways in which we might live with the world, depending on our own subjective needs. What would the old way of thought have said in such a case? It would have said: In an age when the leading thinkers think continuistically, they are thinking mainly of life. In one in which they think atomistically, they are thinking primarily of death, of inorganic nature, and they view even the organic in inorganic terms. This is no longer unjustified arbitrariness. This rests on an objective relationship to things. Naturally, I can take turns in dealing with the animate and the inanimate. I can say that the very nature of the animate requires that I conceive of it continuistically, whereas the nature of the inanimate requires that I think of it atomistically. But I cannot say that this is only due to the arbitrary nature of the human mind. On the contrary, it corresponds to an objective relating of oneself to the world. For such perception, the subjective aspect is really disregarded, because one recognizes the animate in nature in continual form and the inanimate in discrete form. And if one really has to oscillate between the two forms of thought, this can be turned in an objective direction by saying that one approach is suited to the living and the other is suited to the dead. But there is no justification for making everything subjective as Poincaré does. Nor is the subjective valid for the way of perception that belonged to earlier times. The gist of this is that in the phase of scientific thinking immediately preceding our own, there was a turn away from the animate to the inanimate; i.e., from continuity to atomism. This was entirely justified, if rightly understood. But, if we hope to objectively and truly find ourselves in the world, we must find a way out of the dead world of atomism, no matter how impressive it is as a theory. We must get back to our own nature and comprehend ourselves as living beings. Up to now, scientific development has tended in the direction of the inanimate, the atomistic. When, in the first part of the Nineteenth Century, this whole dreadful cell theory of Schleiden50 and Schwann51 made its appearance, it did not lead to continuity but to atomism. What is more, the scientific world scarcely admitted this, nor has it to this day realized that it should admit it since atomism harmonizes with the whole scientific methodology. We were not aware that by conceiving the organism as divided up into cells, we actually atomized it in our minds, which in fact signifies killing it. The truth of the matter is that any real idea of organisms has been lost to the atomistic approach. This is what we can learn if we compare Goethe's views on organics with those of Schleiden or the later botanists. In Goethe we find living ideas that he actually experiences. The cell is alive, so the others are really dealing with something organic, but the way they think is just as though the cells were not alive but atoms. Of course, empirical research does not always follow everything to its logical conclusion, and this cannot be done in the case of the organic world. Our comprehension of the organic world is not much aided by the actual observations resulting from the cell theory. The non-atomistic somehow finds its way in, since we have to admit that the cells are alive. But it is typical of many of today's scientific discussions that the issues become confused and there is no real clarity of thought.
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326. The Origins of Natural Science: Lecture VI
01 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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57 And again it was not understood. I tried to show how man's soul—spirit organization does indeed indwell and permeate the physical and etheric body during the waking state, but still remains inwardly independent. |
Through the peculiar character of this kind of thinking about nature, all understanding was gradually lost. This is what Goethe revolted against, though he was unable to express his insights in clearly formulated sentences. |
The scientist of modern times needed a dehumanized nature, just as chemist needs deoxygenized hydrogen and therefore has to split water into its two components. The point is to understand that we must not constantly fall into the error of looking to science for an understanding of man. |
326. The Origins of Natural Science: Lecture VI
01 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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In my last lecture, I said that one root of the scientific world conception lay in the fact that John Locke and other thinkers of like mind distinguished between the primary and secondary qualities of things in the surrounding world. Locke called primary everything that pertains to shape, to geometrical and numerical characteristics, to motion and to size. From these he distinguished what he called the secondary qualities, such as color, sound, and warmth. He assigned the primary qualities to the things themselves, assuming that spatial corporeal things actually existed and possessed properties such as form, motion and geometrical qualities; and he further assumed that all secondary qualities such as color, sound, etc. are only effects on the human being. Only the primary qualities are supposed to be in the external things. Something out there has size, form and motion, but is dark, silent and cold. This produces some sort of effect that expresses itself in man's experiences of sound, color and warmth. I have also pointed out how, in this scientific age, space became an abstraction in relation to the dimensions. Man was no longer aware that the three dimensions—up-down, right-left, front-back—were concretely experienced within himself. In the scientific age, he no longer took this reality of the three dimensions into consideration. AS far as he was concerned, they arose in total abstraction. He no longer sought the intersecting point of the three dimensions where it is in fact experienced; namely, within man's own being. Instead, he looked for it somewhere in external space, wherever it might be. Thenceforth, this space framework of the three dimensions had an independent existence, but only an abstract thought-out one. This empty thought was no longer experienced as belonging to the external world as well as to man; whereas an earlier age experienced the three spatial dimensions in such a way that man knew he was experiencing them not only in himself but together with the nature of physical corporeality. ![]() The dimensions of space had, as it were, already been abstracted and ejected from man. They had acquired a quite abstract, inanimate character. Man had forgotten that he experiences the dimensions of space in his own being together with the external world; and the same applied to everything concerned with geometry, number, weight, etc. He no longer knew that in order to experience them in their full living reality, he had to look into his own inner being. A man like John Locke transferred the primary qualities—which are of like kind with the three dimensions of space, the latter being a sort of form or shape—into the external world only because the connection of these qualities with man's inner being was no longer known. The others, the secondary qualities, which were actually experienced qualitatively (as color, tone, warmth, smell or taste,) now were viewed as merely the effects of the things upon man, as inward experiences. But I have pointed out that inside the physical man as well as inside the etheric man these secondary qualities can no longer be found, so that they became free-floating in a certain respect. They were no longer sought in the outer world; they were relocated into man's inner being. It was felt that so long as man did not listen to the world, did not look at it, did not direct his sense of warmth to it, the world was silent. It had primary qualities, vibrations that were formed in a certain way, but no sound; it had processes of some kind in the ether, but no color; it had some sort of processes in ponderable matter (matter that has weight)—but it had no quality of warmth. As to these experienced qualities, the scientific age was really saying that it did not know what to do with them. It did not want to look for them in the world, admitting that it was powerless to do so. They were sought for within man, but only because nobody had any better ideas. To a certain extent science investigates man's inner nature, but it does not (and perhaps cannot) go very far with this, hence it really does not take into consideration that these secondary qualities cannot be found in this inner nature. Therefore it has no pigeonhole for them. Why is this so? Let us recall that if we really want to focus correctly on something that is related to form, space, geometry or arithmetic, we have to turn our attention to the inward life-filled activity whereby we build up the spatial element within our own organism, as we do with above-below, back-front, left-right. Therefore, we must say that if we want to discover the nature of geometry and space, if we want to get to the essence of Locke's primary qualities of corporeal things, we must look within ourselves. Otherwise, we only attain to abstractions. In the case of the secondary qualities such as sound, color, warmth, smell and taste, man has to remember that his ego and astral body normally dwell within his physical and etheric bodies but during sleep they can also be outside the physical and etheric bodies. Just as man experiences the primary qualities, such as the three dimensions, not outside but within himself during full wakefulness, so, when he succeeds (whether through instinct or through spiritual-scientific training) in really inwardly experiencing what is to be found outside the physical and etheric bodies from the moment of falling asleep to waking up, he knows that he is really experiencing the true essence of sound, color, smell, taste, and warmth in the external world outside his own body. When, during the waking condition, man is only within himself, he cannot experience anything but picture-images of the true realities of tone, color, warmth, smell and taste. But these images correspond to soul-spirit realities, not physical-etheric ones. In spite of the fact that what we experience as sound seems to be connected with certain forms of air vibrations, just as color is connected with certain processes in the colorless external world, it still has to be recognized that both are pictures, not of anything corporeal, but of the soul-spirit element contained in the external world. We must be able to tell ourselves: When we experience a sound, a color, a degree of warmth, we experience an image of them. But we experience them as reality, when we are outside our physical body. We can portray the facts in a drawing as follows: Man experiences the primary qualities within himself when fully awake, and projects them as images into the outer world. If he only knows them in the outer world, he has the primary qualities only in images (arrow in sketch). These images are the mathematical geometrical, and arithmetical qualities of things. ![]() It is different in the case of the secondary qualities. (The horizontal lines stand for the physical and etheric body of man, the red shaded area for the soul-spirit aspect, the ego and astral body.) Man experiences them outside his physical and etheric body,53 and projects only the images into himself. Because the scientific age no longer saw through this, mathematical forms and numbers became something that man looked for abstractly in the outer world. The secondary qualities became something that man looked for only in himself. But because they are only images in himself, man lost them altogether as realities. As few isolated thinkers, who still retained traditions of earlier views concerning the outer world, struggled to form conceptions that were truer to reality than those that, in the course of the scientific age, gradually emerged as the official views. Aside from Paracelsus,54 there was, for example, van Helmont,55 who was well aware that man's spiritual element is active when color, tone, and so forth are experienced. During the waking state, however, the spiritual is active only with the aid of the physical body. Hence it produces only an image of what is really contained in sound or color. This leads to a false description of external reality; namely, that purely mathematical-mechanistic form of motion for what is supposed to be experienced as secondary qualities in man's inner being, whereas, in accordance with their reality, their true nature, they can only be experienced outside the body. We should not be told that if we wish to comprehend the true nature of sound, for example, we ought to conduct physical experiments as to what happens in the air that carries us to the sound that we hear. Instead, we should be told that if we want to acquaint ourselves with the true nature of sound, we have to form an idea of how we really experience sound outside our physical and etheric bodies. But these are thoughts that never occurred to the men of the scientific age. They had no inclination to consider the totality of human nature, the true being of man. Therefore they did not find either mathematics or the primary qualities in this unknown human nature; and they did not find the secondary qualities in the external world, because they did not know that man belongs to it also. I do not say that one has to be clairvoyant in order to gain the right insight into these matters, although a clairvoyant approach would certainly produce more penetrating perceptions in this area. But I do say that a healthy and open mind would lead one to place the primary qualities, everything mathematical-mechanical, into man's inner being, and to place the secondary qualities into the outer world. The thinkers no longer understand human nature. They did not know how man's corporeality is filled with spirit, or how this spirit, when it is awake in a person, must forget itself and devote itself to the body if it is to comprehend mathematics. Nor was it known that this same spirituality must take complete hold of itself and live independently of the body, outside the body, in order to come to the secondary qualities. Concerning all these matters, I say that clairvoyant perception can give greater insight, but it is not indispensable. A healthy and open mind can feel that mathematics belongs inside, while sound, color, etc. are something external. In my notes on Goethe's scientific works56 in the 1880's, I set forth what healthy feeling can do in this direction. I never mentioned clairvoyant knowledge, but I did show to what extent man can acknowledge the reality of color, tone, etc. without any clairvoyant perception. This has not yet been understood. The scientific age is still too deeply entangled in Locke's manner of thinking. I set it forth again, in philosophic terms, in 1911 at the Philosophic Congress in Bologna.57 And again it was not understood. I tried to show how man's soul—spirit organization does indeed indwell and permeate the physical and etheric body during the waking state, but still remains inwardly independent. If one senses this inward independence of the soul and spirit, then on also has a feeling for what the soul and spirit have experienced during sleep about the reality of green and yellow, G and C-sharp, warm and cold, sour or sweet. But the scientific age was unwilling to go into a true knowledge of man. This description of the primary and secondary qualities shows quite clearly how man got away from the correct feeling about himself and his connection to the world. The same thing comes out in other connections. Failing to grasp how the mathematical with its three-dimensional character dwells in man, the thinkers likewise could not understand man's spirituality. They would have had to see how man is in a position to comprehend right-left by means of the symmetrical movements of his arms and hands and other symmetrical movements. Through sensing the course taken, for example, by his food, he can experience front-back. He experiences up-down as he coordinates himself in this direction in his earliest years. If we discern this, we see how man inwardly unfolds the activity that produces the three dimensions of space. Let me point out also that the animal does not have the vertical direction in the same way as man does, since its main axis is horizontal, which is what man can experience as front-back. The abstract space framework could no longer produce anything other than mathematical, mechanistic, abstract relationships in inorganic nature. It could not develop an inward awareness of space in the animal or in man. Thus no correct opinion could be reached in this scientific age concerning the question: How does man relate to the animal, the animal to man? What distinguishes them from one another? It was still dimly felt that there was a difference between the two, hence one looked for the distinguishing features. But nothing could be found in either man or animal that was decisive and consistent. Here is a famous example: It was asserted that man's upper jawbone, in which the upper teeth are located, was in one piece, whereas in the animal, the front teeth were located in a separate one, the inter-maxillary bone, with the actual upper jawbone on either side of them. Man, it was thought, did not possess this inter-maxillary bone. Since one could no longer find the relationship of man to animal by inner soul-spirit means, one looked for it in such external features and said that the animal had an inter-maxillary bone and man did not. Goethe could not put into words what I have said today concerning primary and secondary qualities. But he had a healthy feeling about all these matters. He knew instinctively that the difference between man and animals must lie in the human form as a whole, not in any single feature. This is why Goethe opposed the idea that the inter-maxillary bone is missing in man. As a young man, he wrote an important article suggesting that there is an inter-maxillary bone in man as well as in the animal. He was able to prove this by showing that in the embryo the inter-maxillary bone is still clearly evident in man although in early childhood this bone fuses with the upper jaw, whereas it remains separate in the animal. Goethe did all this out of a certain instinct, and this instinct led him to say that one must not seek the difference between man and animal in details of this kind; instead, it must be sought for in the whole relation of man's form, soul, and spirit to the world. By opposing the naturalists who held that man lacks the inter-maxillary bone Goethe brought man close to the animal. But he did this in order to bring out the true difference as regards man's essential nature. Goethe's approach out of instinctive knowledge put him in opposition to the views of orthodox science, and this opposition has remained to this day. This is why Goethe really found no successors in the scientific world. On the contrary, as a consequence of all that had developed since the Fifteenth Century in the scientific field, in the Nineteenth Century the tendency grew stronger to approximate man to the animal. The search for a difference in external details diminished with the increasing effort to equate man as nearly as possible with the animal. This tendency is reflected in what arose later on as the Darwinian idea of evolution. This found followers, while Goethe's conception did not. Some have treated Goethe as a kind of Darwinist, because all they see in him is that, through his work on the inter-maxillary bone,58 he brought man nearer to the animal. But they fail to realize that he did this because he wanted to point out (he himself did not say so in so many words, but it is implicit in his work) that the difference between man and animal cannot be found in these external details. Since one no longer knew anything about man, one searched for man's traits in the animal. The conclusion was that the animal traits are simply a little more developed in man. As time went by, there was no longer any inkling that even in regard to space man had a completely different position. Basically, all views of evolution that originated during the scientific age were formulated without any true knowledge of man. One did not know what to make of man, so he was simply represented as the culmination of the animal series. It was a though one said: Here are the animals; they build up to a final degree of perfection, a perfect animal; and this perfect animal is man. My dear friends, I want to draw your attention to how matters have proceeded with a certain inner consistency in the various branches of scientific thinking since its first beginnings in the Fifteenth Century; how we picture our relation to the world on the basis of physics, of physiology, by saying: Out there is a silent and colorless world. It affects us. We fashion the colors and sounds in ourselves as experiences of the effects of the outer world. At the same time we believe that the three dimensions of space exist outside of us in the external world. We do this, because we have lost the ability to comprehend man as a whole. We do this because our theories of animal and man do not penetrate the true nature of man. Therefore, in spite of its great achievements we can say that science owes its greatness to the fact that it has completely missed the essential nature of man. We were not really aware of the extent to which science was missing this. A few especially enthusiastic materialistic thinkers in the Nineteenth Century asserted that man cannot rightly lay claim to anything like soul and spirit because what appears as soul and spirit is only the effect of something taking place outside us in time and space. Such enthusiasts describe how light works on us; how something etheric (according to their theory) works into us through vibrations along our nerves; how the external air also continues on in breathing, etc. Summing it all up, they said that man is dependent on every rise and fall of temperature, on any malformation of his nervous system, etc. Their conclusion was that man is a creature pitifully dependent on every draft or change of pressure. Anyone who reads such descriptions with an open mind will notice that, instead of dealing with the true nature of man, they are describing something that turns man into a nervous wreck. The right reply to such descriptions is that a man so dependent on every little draft of air is not a normal person but a neurasthenic. But they spoke of this neurasthenic as if he were typical. They left out his real nature, recognizing only what might make him into a neurasthenic. Through the peculiar character of this kind of thinking about nature, all understanding was gradually lost. This is what Goethe revolted against, though he was unable to express his insights in clearly formulated sentences. Matters such as these must be seen as part of the great change in scientific thinking since the Fifteenth Century. Then they will throw light on what is essential in this development. I would like to put it like this: Goethe in his youth took a keen interest in what science had produced in its various domains. He studied it, he let it stimulate him, but he never agreed with everything that confronted him, because in all of it he sensed that man was left out of consideration. He had an intense feeling for man as a whole. This is why he revolted in a variety of areas against the scientific views that he saw around him. It is important to see this scientific development since the Fifteenth Century against the background of Goethe's world conception. Proceeding from a strictly historical standpoint, one can clearly perceive how the real being of man is missing in the scientific approach, missing in the physical sciences as well as in the biological. This is a description of the scientific view, not a criticism. Let us assume that somebody says: “Here I have water. I cannot use it in this state. I separate the oxygen from hydrogen, because I need the hydrogen.” He then proceeds to do so. If I then say what he has done, this is not criticism of his conduct. I have no business to tell him he is doing something wrong and should leave the water alone. Nor is it criticism, when I saw that since the Fifteenth Century science has taken the world of living beings and separated from it the true nature of man, discarding it and retaining what this age required. It then led this dehumanized science to the triumphs that have been achieved. It is not a criticism if something like this is said; it is only a description. The scientist of modern times needed a dehumanized nature, just as chemist needs deoxygenized hydrogen and therefore has to split water into its two components. The point is to understand that we must not constantly fall into the error of looking to science for an understanding of man.
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326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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These processes, however, were not always completely obliterated. Under the influence of the mood prevailing under the scientific world conception, people today no longer have any idea of how different man's inner awareness was in the past. |
I shall no longer be able to distinguish whether the body moves in one or the wall behind it in the opposite direction. I can basically make all the calculations under either one or the other assumption. I lose the ability to understand a movement inwardly if I do not partake of it with my own experience. |
Such is the essence of the Theory of Relativity,68 which is trying to pull the ground from under Newtonism. This theory of relativity is a natural historical result. It cannot help but exist today. |
326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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Continuing with yesterday's considerations concerning the inability of the scientific world conception to grasp the nature of man, we can say that in all domains of science something is missing that is also absent in the mathematical-mechanistic sphere. This sphere has been divorced from man, as if man were absent from the mathematical experience. This line of thought results in a tendency to also separate other processes in the world from man. This in its turn produces an inability to create a real bridge between man and world. I shall discuss another consequence of this inability later on. Let us focus first of all on the basic reason why science has developed in this way. It was because we lost the power to experience inwardly something that is spoken of in Anthroposophy today and that in former times was perceived by a sort of instinctive clairvoyance. Scientific perception has lost the ability to see into man and grasp how he is composed of different elements. Let us recall the anthroposophical idea that man is composed of four members—the physical body, the etheric body, the astral body and the I-organization. I need not go into detail about this formation, since you can find it all in my book Theosophy.59 When we observe the physical body and consider the possibility of inward experiencing one's physical body—we should begin by asking: What do we experience in regard to it? We experience what I have frequently spoken about recently; namely, the right-left, up-down, and front-back directions. We experience motion, the change of place of one's own body. To some extent at least, we also experience weight in various degrees. But weight is experienced in a highly modified form. When these things were still experienced within our various members, we reflected on them a good deal; but in the scientific age, no one gives them any thought. Facts that are of monumental importance for a world comprehension are completely ignored. Take the following fact. Assume that you have to carry a person who weighs as much as you do. Imagine that you carry this person a certain distance. You will consciously experience his weight. Of course, as you walk this distance, you are carrying yourself as well. But you do not experience this in the same way. You carry your own weight through space, but you do not experience this. Awareness of one's own weight is something quite different. In old age, we are apt to say that we feel the weight of our limbs. To some extent this is connected with weight, because old age entails a certain disintegration of the organism. This in turn tears the individual members out of the inward experience and makes them independent—atomizes them, as it were—and in atomization they fall a prey to gravity. But we do not actually feel this at any given moment of our life, so this statement that we feel the weight of our limbs is really only a figure of speech. A more exact science might show that it is not purely figurative, but be that as it may, the experience of our weight does not impinge strongly on our consciousness. This shows that we have an inherent need to obliterate certain effects that are unquestionably working within us. We obliterate them by means of opposite effects (“opposite” in the sense brought out by the analogy between man and the course of the year in my recent morning lectures.60 Nevertheless, whether we are dealing with processes that can be experienced relatively clearly, such as the three dimensions or motion, or with less obvious ones such as those connected with weight, they are all processes that can be experienced in the physical body. What was thus experienced in former times has since been completely divorced from man. This is most evident in the case of mathematics. The reason it is less obvious in other experiences of the physical body is that the corresponding processes in the body, such as weight or gravity, are completely extinguished for today's form of consciousness. These processes, however, were not always completely obliterated. Under the influence of the mood prevailing under the scientific world conception, people today no longer have any idea of how different man's inner awareness was in the past. True, he did not consciously carry his weight through space in former times. Instead, he had the feeling that along with this weight, there was a counterweight. When he learned something, as was the case with the neophytes in the mysteries, he learned to perceive how, while he always carried his own weight in and with himself, the counter-effect is constantly active in light. It can really be said that man felt that he had to thank the spiritual element indwelling the light for counteracting, within him, the soul-spirit element activity in gravity. In short, we can show in many ways that in older times there was no feeling that anything was completely divorced from man. Within himself, man experienced the processes and events as they occurred in nature. When he observed the fall of a stone, for example, in external nature (an event physically separated from him) he experienced the essence of movement. He experienced this by comparing it with what such a movement would be like in himself. When he saw a falling stone, he experienced something like this: “If I wanted to move in the same way, I would have to acquire a certain speed, and in a falling stone the speed differs from what I observe, for instance, in a slowly crawling creature.” He experienced the speed of the falling stone by applying his experience of movement to the observation of the falling stone. The processes of the external world that we study in physics today were in fact also viewed objectively by the man of former times, but he gained his knowledge with the aid of his own experiences in order to rediscover in the external world the processes going on within himself. Until the beginning of the Fifteenth Century, all the conceptions of physics were pervaded by something of which one can say that it brought even the physical activities of objects close to the inner life of man. Man experienced them in unison with nature. But with the onset of the Fifteenth Century begins the divorce of the observation of such processes from man. Along with it came the severance of mathematics, a way of thinking which from then on was combined with all science. The inner experience in the physical body was totally lost. What can be termed the inner physics of man was lost. External physics was divorced from man, along with mathematics. The progress thereby achieved consisted in the objectifying of the physical. What is physical can be looked at in two ways. Staying with the example of the falling stone, it can be traced with external vision. To see what happened to the older world view at the dawn of the Fifteenth Century, let us look at a man in whom the transition can be observed particularly well; namely, Galileo.61 Galileo is in a sense the discoverer of the laws governing falling objects. Galileo's main aim was to determine the distance traveled in the first second by a falling body. The older world view placed the visual observation of the falling stone side by side with the inward experience of the speed needed to run at an equal pace. The inner experience was placed alongside that of the falling stone. Galileo also observed the falling stone, but he did not compare it with the inward experience. Instead, he measured the distance traveled by the stone in the first second of its fall. Since the stone falls with increasing speed, Galileo also measured the following segments of its path. He did not align this with any inward experience, but with an externally measured process that had nothing to do with man, a process that was completely divorced from man. Thus, in perception and knowledge, the physical was so completely removed from man that he was not aware that he had the physical inside him as well. At that time, around the beginning of the Seventeenth Century, a number of thinkers who wanted to be progressive began to revolt against Aristotle,62 who throughout the Middle Ages had been considered the preeminent authority on science. If Aristotle's explanations of the falling stone (misunderstood in most cases today) are looked at soberly, we notice that when something is beheld in the world outside, he always points out how it would be if man himself were to undergo the same process. For him, it is not a matter of determining a given speed by measuring it, but to think of speed in such a way that it can be related to some human experience. Naturally, if you say you must achieve a particular speed, you feel that something alive, something filled with vigor, will be needed for you to do this. You feel a certain inner impetus, and the last thing you would assume is that something is pulling you in the direction you were heading. You would think that you were pushing, not that you were being pulled. This is why the force of attraction, gravity, begins to mean something only in the Seventeenth Century. Man's idea about nature began to change radically; not just the law of falling bodies, but all the ideas of physics. Another example is the law of inertia, it is generally called. The very name reveals its origin within man. (There is a play on words here. The German term for inertia, Trägheit, really means laziness.) Inertia is something that can be inwardly felt but what has become of the law of inertia in physics under the influence of “Galileoism?” the physicist says: A body, or rather a point, on which no external influence is exercises, which is left to itself, moves through space with uniform velocity. This means that throughout all time-spans it travels the same distance in each second. If no external influence interferes, and the body has achieved a given speed per second, it travels the same distance in each succeeding second. ![]() It is inert. Lacking an external influence, it continues on and on without change. All the physicist does is measure the distance per second, and a body is called inert if the velocity remains constant. There was a time when one felt differently about this and asked: How is a moving body, traveling a constant distance per second, experienced? It could be experienced by remaining on one and the same condition without ever changing one's behavior. At most, this could only be an ideal for man. He can attain this ideal of inertia only to a very small degree. But if you look at what is called inertia in ordinary life, you see that it is pretty much like doing the same thing every second of your life. From the Fifteenth Century on, the whole orientation of the human mind was led to such a point that we can fairly say that man forgot his own inward experience. This happens first with the inner experience of the physical organism—man forgets it. What Galileo thought out and applied to matters close to man, such as the law of inertia, was not applied in a wide context. And it was indeed merely thought out, even if Galileo was dealing with things that can be observed in nature. We know how, by placing the sun in the center instead of the earth, and by letting the planets move in circles around the sun, and by calculating the position of a given planetary body in the heavens, Copernicus produced a new cosmic system in a physical sense. This was the picture that Copernicus drew of our planetary, our solar system. And it was a picture that certainly can be drawn. Yet, this picture did not make a radical turn toward the mathematical attitude that completely divorces the external world from man. Anyone reading Copernicus's text gets the impression that Copernicus still felt the following. In the complicated lines, by means of which the earlier astronomy tried to grasp the solar system, it not only summed up the optical locations of the planets; it also had a feeling for what would be experienced if one stood amid these movements of the planets. In former ages people had a very clear idea of the epicycles the planets were thought to describe. In all this there was still a certain amount of human feeling. Just as you can understand the position of, let us say, an arm when you are painting a picture of a person because you can feel what it is like to be in such a position, so there was something alive in tracing the movement described by a planet around its fixed star. Indeed, even in Kepler's63 case—perhaps especially in his case—there is still something of a human element in his calculating the orbits described by the planets. Now Newton applies Galileo's abstracted principle to the heavenly bodies, adopting something like the Copernican view and conceiving things somewhat as follows: A central body, let us say a sun, attracts a planet in such a way that this force of attraction decreases in proportion to the square of the distance. It becomes smaller and smaller in proportion to the square, but increases in proportion to the mass of the bodies. If the attracting body has a greater mass, the force of attraction is porportionately greater. ![]() If the distance is greater, the force of attraction decreases, but always in such a way that if the distance is twice as great, the attraction is four times less; if it is three times as great, nine times less, and so forth. Pure measuring is instilled into the picture, which, again, is conceived as completely abstracted from man. This was not yet so with Copernicus and Kepler but with Newton, a so-called “objective” something is excogitated and there is no longer any experience, it is all mere excogitation. Lines are drawn in the direction in which one looks and forces are, as it were, imagined into them, since what one sees is not force; the force has to be dreamed up. Naturally, one says “thought up” as long as one believes in the whole business; but when one no longer has faith in it, one says, “dreamed up.” Thus we can say that through Newton the whole abstracted physical mode of conception becomes generalized so far that is applied to the whole universe. In short, the aim is to completely forget all experience within man's physical body; to objectify what was formerly pictured as closely related to the experience of the physical body; to view it in outer space independent of the physical corporeality, although this space had first been torn out of the body experience; and to find ways to speak of space without even thinking about the human being. Through separation from the physical body, through separation of nature's phenomena from man's experience in the physical body, modern physics arises. It comes into existence along with this separation of certain processes of nature from self-experience within the physical human body (yellow in sketch). Self experience is forgotten (red in Fig. 1) ![]() By permeating all external phenomena with abstract mathematics, this kind of physics could not longer understand man. What had been separated from man could not be reconnected. In short, there emerges a total inability to bring science back to man. In physical respects you do not notice this quite so much; but you do notice it if you ask: What about man's self-experience in the etheric body, in this subtle organism? Man experiences quite a bit in it. But this was separated from man even earlier and more radically. This abstraction, however, was not as successful as in physics. Let us go back to a scientist of the first Christian centuries, the physician Galen.64 Looking at what lived in external nature and following the traditions of his time, Galen distinguished four elements—earth, water, air and fire (we would say warmth.) We see these if we look at nature. But, looking inward and focusing on the self-experience of the etheric body,65 one asks: How do I experience these elements, the solid, the watery, the airy and the fiery in myself? Then, in those times the answer was: I experience them with my etheric body. One experienced it as inwardly felt movements of the fluids; the earth as “black gall,” the watery as “phlegm,” the airy as “pneuma” (what is taken in through the breathing process,) and warmth as “blood.” In the fluids, in what circulates in the human organism, the same thing was experienced as what was observed externally. Just as the movement of the falling stone was accompanied by an experience in the physical body, so the elements were experienced in inward processes. The metabolic process, where (so it was thought) gall, phlegm, and blood work into each other, was felt as the inner experience of one's own body, but a form of inward experience to which corresponded the external processes occurring between air, water, fire and earth.
Here, however, we did not succeed in completely forgetting all inner life and still satisfying external observation. In the case of a falling body, one could measure something; for example, the distance traveled in the first second. One arrived at a “law of inertia” by thinking of moving points that do not alter their condition of movement but maintain their speed. By attempting to eject from the inward experience something that the ancients strongly felt to be a specific inner experience; namely, the four elements, one was able to forget the inner content but one could not find in the external world any measuring system. Therefore the attempt to objectify what related to these matters, as was done in physics, remained basically unsuccessful to this day. Chemistry could have become a science that would rank alongside physics, if it had been possible to take as much of the etheric body into the external world as was accomplished in the physical body. In chemistry, however, unlike physics, we speak to this day of something rather undefined and vague, when referring to its laws.66 What was done with physics in regard to the physical body was in fact the aim of chemistry in regard to the etheric body. Chemistry states that if substances combine chemically, and in doing so can completely alter their properties, something is naturally happening. ![]() But if one wants to go beyond this conception, which is certainly the simplest and most convenient, one really does not know much about this process. Water consists of hydrogen and oxygen; the two must be conceived as mixed together in the water somehow but no inwardly experiencable concept can be formed of this. It is commonly explained in a very external way: hydrogen consists of atoms (or molecules if you will) and so does oxygen. These intermingle, collide, and cling to one another, and so forth. This means that, although the inner experience was forgotten, one did not find oneself in the same position as in physics, where one could measure (and increasingly physics became a matter of measuring, counting and weighing.) Instead, one could only hypothesize the inner process. In a certain respect, it has remained this way in chemistry to this day, because what is pictured as the inner nature of chemical processes is basically only something read into them by thought. ![]() Chemistry will attain the level of physics only when with full insight into these matters, we can again relate chemistry with man, though not, of course, with the direct experience possessed by the old instinctive clairvoyance. We will only succeed in this when we gain enough insight into physics to be able to consolidate our isolated fragments of knowledge into a world conception and bring our thoughts concerning the individual phenomena into connection with man. What happens on one side, when we forget all inner experience and concentrate on measuring externals (thus remaining stuck in the so-called “objective”) takes its revenge on the other side. It is easy enough to say that inertia is expressed by the movement of a point that travels the same distance in each succeeding second. But there is no such point. This uniform movement occurs nowhere in the domain of human observation. A moving object is always part of some relationship, and its velocity is hampered here or there. In short, what could be described as inert mass,67 or could be reduced to the law of inertia, does not exist. If we speak of movement and cannot return to the living inner accompanying experience of it, if we cannot relate the velocity of a falling body to the way we ourselves would experience this movement, then we must indeed say that we are entirely outside the movement and must orient ourselves by the external world. If I observe a moving body (see Fig. 7) and if these are its successive positions, I must somehow perceive that this body moves. If behind it there is a stationary wall, I follow the direction of movements and tell myself that the body moves on in that direction. But what is necessary in addition is that from my own position (dark circle) I guide this observation, in other words, become aware of an inward experience. If I completely leave out the human being and orient myself only out there, then, regardless of whether the object moves or remains stationary, while the wall moves, the result will be the same. I shall no longer be able to distinguish whether the body moves in one or the wall behind it in the opposite direction. I can basically make all the calculations under either one or the other assumption. ![]() I lose the ability to understand a movement inwardly if I do not partake of it with my own experience. This applies, if I may say so, to many other aspects of physics. Having excluded the participating experience, I am prevented from building any kind of bridge to the objective process. If I myself am running, I certainly cannot claim that it is a matter of indifference whether I run or the ground beneath me moves in the opposite direction. But if I am watching another person moving over a given area, it makes no difference for merely external observation whether he is running or the ground beneath him is moving in the opposite direction. Our present age has actually reached the point, where we experience, if I may put it this way, the world spirit's revenge for our making everything physical abstract. Newton was still quite certain that he could assume absolute movements, but now we can see numerous scientists trying to establish the fact that movement, the knowledge of movement, has been lost along with the inner experience of it. Such is the essence of the Theory of Relativity,68 which is trying to pull the ground from under Newtonism. This theory of relativity is a natural historical result. It cannot help but exist today. We will not progress beyond it if we remain with those ideas that have been completely separated from the human element. If we want to understand rest or motion, we must partake in the experience. If we do not do this, then even rest and motion are only relative to one another.
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326. The Origins of Natural Science: Lecture VIII
03 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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Now I will try to throw light from a certain standpoint on what was actually happening in the development of these scientific concepts. Then we shall better understand what these concepts signify in the whole evolutionary process of mankind. We must clearly understand that the phenomena of external culture are inwardly permeated by a kind of pulse beat that originates from deeper insights. |
Physics was now applied externally to man, whom one no longer understood. Man had been turned into an empty bag, and physics had been established in an abstract manner. |
All this is quite understandable from the historical standpoint. It makes good sense considering the whole course of human evolution. |
326. The Origins of Natural Science: Lecture VIII
03 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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I have tried to show how various domains of scientific thought originated in modern times. Now I will try to throw light from a certain standpoint on what was actually happening in the development of these scientific concepts. Then we shall better understand what these concepts signify in the whole evolutionary process of mankind. We must clearly understand that the phenomena of external culture are inwardly permeated by a kind of pulse beat that originates from deeper insights. Such insights need not always be ones that are commonly taught, but still they are at the bottom of the development. Now, I would only like to say that we can better understand what we are dealing with in this direction if we include in our considerations what in certain epochs was practiced as initiation science, a science of the deeper foundations of life and history. We know that the farther we go back in history,69 the more we discover an instinctive spiritual knowledge, an instinctive clairvoyant perception of what goes on behind the scenes. Moreover, we know that it is possible in our time to attain to a deeper knowledge, because since the last third of the Nineteenth Century, after the high tide of materialistic concepts and feelings, simply through the relationship of the spiritual world to the physical, the possibility arose to draw spiritual knowledge once again directly from the super-sensible world. Since the last third of the Nineteenth Century, it has been possible to deepen human knowledge to the point where it can behold the foundations of what takes place in the external processes of nature. So we can say that an ancient instinctive initiation science made way for an exoteric civilization in which little was felt of any direct spirit knowledge, but now it is fully conscious rather than instinctive. We stand at the beginning of this development of a new spirit knowledge. It will unfold further in the future. If we have a certain insight into what man regarded as knowledge during the age of the old instinctive science of initiation, we can discover that until the beginning of the Fourteenth Century, opinions prevailed in the civilized world that cannot be directly compared with any of our modern conceptions about nature. They were ideas of quite a different kind. Still less can they be compared with what today's science calls psychology. There too, we would have to say that it is of quite a different kind. The soul and spirit of man as well as the physical realm of nature were grasped in concepts and ideas that today are understood only by men who specifically study initiation science. The whole manner of thinking and feeling was quite different in former times. If we examine the ancient initiation science, we find that, in spite of the fragmentary ways in which it has been handed down, it had profound insights, deep conceptions, concerning man and his relation to the world. People today do not greatly esteem a work like De Divisione Naturae (Concerning the Division of Nature) by John Scotus Erigena70 in the Ninth Century. They do not bother with it because such a work is not regarded as an historical document since it comes from a time when men thought differently from the way they think today, so differently that we can no longer understand such a book. When ordinary philosophers describe such topics in their historical writings, one is offered mere empty words. Scholars no longer enter into the fundamental spirit of a work such as that of John Scotus Erigena on the division of nature, where even the term nature signifies something other than in modern science. If, with the insight of spiritual science, we do enter into the spirit of such a text, we must come to the following rather odd conclusion: This Scotus Erigena developed ideas that give the impression of extraordinary penetration into the essence of the world, but he presented these ideas in an inadequate and ineffective form. At the risk of speaking disrespectfully of a work that is after all very valuable, one has to say that Erigena himself no longer fully understood what he was writing about. One can see that in his description. Even for him, though not to the same extent as with modern historians of philosophy, the words that he had gleaned from tradition were more or less words only, and he could no longer enter into their deeper meaning. Reading his works, we find ourselves increasingly obliged to go farther back in history. Erigena's writings lead us directly back to those of the so-called pseudo-Dionysius the Areopagite.71 I will now leave aside the historical problem of when Dionysius lived, and so forth. But again from Dionysius the Areopagite one is led still farther back. To continue the search one must be equipped with spiritual science. But finally, going back to the second and third millennia before Christ, one comes upon very deep insights that have been lost to mankind. Only as a faint echo are they present in writings such as those of Erigena. Even if we go no further back than the Scholastics, we can find, hidden under their pedantic style, profound ideas concerning the way in which man apprehends the outer world, and how there lives the super-sensible on one side and on the other side the sense perceptible, and so on. If we take the stream of tradition founded on Aristotle who, in his logical but pedantic way, had in turn gathered together the ancient knowledge that had been handed down to him, we find the same thing—deep insights that were well understood in ancient times and survived feebly into the Middle Ages, being repeated in the successive epochs, and were always less and less understood. That is the characteristic process. At last in the Thirteenth or Fourteenth Century, the understanding disappears almost entirely, and a new spirit emerges, the spirit of Copernicus and Galileo, which I have described in the previous lectures. In all studies, such as those I have just outlines, it is found that this ancient knowledge is handed down through the ages until the Fourteenth Century, though less and less understood. This ancient knowledge amounted essentially to an inner experience of what goes on in man himself. The explanations of the last few lectures should make this comprehensible: It is the experiencing of the mathematical-mechanical element in human movement, the experiencing of a certain chemical principle, as we would say today, in the circulation of man's bodily fluids, which are permeated by the etheric body. Hence, we can even look at the table that I put on the blackboard yesterday from an historical standpoint. If we look at the being of man with our initiation science today, we have the physical body, the etheric body, the astral body (the inner life of the soul,) and the ego organization. As I pointed out yesterday, there existed (arising out of the ancient initiation science) an inner experience of the physical body, an inward experience of movement, an inner experience of the dimensionality of space, as well as experiences of other physical and mechanical processes. We can call this inner experience the experiencing of physics in man. But this experience of physics in man is at the same time the cognition of the very laws of physics and mechanics. There was a physics of man directed toward the physical body. It would not have occurred to anyone in those times to search for physics other than through the experience in man. Now, in the age of Galileo and Copernicus, together with the mathematics that was thenceforth applied in physics, what was inwardly experienced is cast out of man and grasped abstractly. It can be said that physics sunders itself from man, whereas formerly it was contained in man himself. Something similar was experienced with the fluid processes, the bodily fluids of the human organism. These too were inwardly experienced. Yesterday I referred to the Galen who, in the first Christian centuries, described the following fluids in man: black gall, blood, phlegm, and the ordinary means of the intermingling of these fluids by the way they influence each other. Galen did not arrive at these statements by anything resembling today's physiological methods. They were based mainly on inward experiences. For Galen too these were largely a tradition, but what he thus took from tradition we once experienced inwardly in the fluid part of the human organism, which in turn was permeated by the etheric body. For this reason, in the beginning of my Riddles of Philosophy,72 I did not describe the Greek philosophers in the customary way. Read any ordinary history of philosophy and you will find this subject presented more or less as follows: Thales73 pondered on the origin of our sense world and sought for it in water. Heraclitus looked for it in fire. Others looked for it in air. Still others in solid matter, for example in something like atoms. It is amazing that this can be recounted without questions being raised. People today do not notice that it basically defies explanation why Thales happened to designate water while Heraclitus74 chose fire as the source of all things. Read my book Riddles of Philosophy, and you will see that the viewpoint of Thales, expressed in the sentence “All things have originated from water,” is based on an inner experience. He inwardly felt the activity of what in his day was termed the watery element. He sensed that the basis of the external process in nature was related to this inner activity; thus he described the external out of inner experiences. It was the same with Heraclitus who, as we would say today, was of a different temperament. Thales, as a phlegmatic, was sensitive to the inward “water” or “phlegm.” Therefore he described the world from the phlegmatic's viewpoint: everything has come from water. Heraclitus, as a choleric, experienced the inner “fire.” He described the world the way he experienced it. Besides them, there were other thinkers, who are no longer mentioned by external tradition, who knew still more concerning these matters. Their knowledge was handed down and still existed as tradition in the first Christian centuries; hence Galen could speak of the four components of man's inner fluidic system. What was then known concerning the inner fluids, namely, how these four fluids—yellow gall, black gall, blood, and phlegm—influence and mix with one another really amounts to an inner human chemistry, though it is of course considered childish today. No other form of chemistry existed in those days. The external phenomena that today belong to the field of chemistry were then evaluated according to these inward experiences. We can therefore speak of an inner chemistry based on experiences of the fluid man who is permeated by the ether body. Chemistry was tied to man in former ages. Later it emerged, as did mathematics and physics, and became external chemistry (see Figure 1.) Try to imagine how the physics and chemistry of ancient times were felt by men. They were experienced as something that was, as it were, a part of themselves, not as something that is mere description of an external nature and its processes. The main point was: it was experienced physics, experienced chemistry. ![]() In those ages when men felt external nature in their physical and etheric bodies, the contents of the astral body and the ego organization were also experienced differently than in later times. Today was have a psychology, but it is only an inventory of abstractions, though no one admits this. You will find in it thinking, feeling, willing, as well as memory, imagination, and so forth, but treated as mere abstractions. This gradually arose from what was still considered as one's own soul contents. One had cast out chemistry and physics; thinking, feeling and willing were retained. But what was left eventually became so diluted that it turned into no more than an inventory of lifeless empty abstractions, and it can be readily proved that this is so. Take, for example, the people who still spoke of thinking or willing as late as the Fifteenth or Sixteenth Century.75 If you study the older texts on these subjects you will see that people expressed themselves concerning these matters in a concrete way. You have the feeling, when such a person speaks about thinking, that he speaks as if this thinking were actually a series of inner processes within him, as if the thoughts were colliding with each other or supporting each other. This is still an experiencing of thoughts. It is not yet as abstract a matter as it became later on. During and towards the end of the Nineteenth Century, it was an easy thing for the philosophers to deny all reality to these abstractions. They saw thoughts as inner mirror pictures, as was done in an especially brilliant way by Richard Wahle, who declared that the ego, thinking, feeling, and willing were only illusions. Instead of abstractions, the inner soul contents become illusions. In the age when man felt that his walking was a process that took place simultaneously in him and the world, and when he still sensed the circulating fluids within him, he knew, for instance, that when he moved about in the heat of the sun (when external influences were present) that the blood and phlegm circulated differently in him than was the case in winter. Such a man experienced the blood and phlegm circulation within himself, but he experienced it together with the sunshine or the lack thereof. And just as he experienced physical and chemical aspects in union with the outside world, so he also experienced thinking, feeling, and willing together with the world. He did not think they were occurring only within himself as was done in later ages when they gradually evaporated into complete abstractions. Instead he experienced what occurred in him in thinking, feeling, and willing, or in the circulation of the fluids as part of the realm of the astral, the soul being of man, which in that age was the subject of a psychology. Psychology now became tightly tied to man. With the dawn of the scientific age, man drove physics and chemistry out into the external world; psychology, on the other hand, he drove into himself. This process can be traced in Francis Bacon and John Locke. All that is experienced of the external world, such as tone, color, and warmth, is pressed into man's interior. This process is even more pronounced in regard to the ego organization. This gradually became a very meager experience. The way man looked into himself, the ego became by degrees something like a mere point. For that reason it became easy to philosophers to dispute its very existence. Not ego consciousness, but the experience of the ego was for men of former ages something rich in content and fully real. This ego experience expressed itself in something that was a loftier science than psychology, a science that can be called pneumatology. In later times this was also pressed into the interior and thinned out into our present quite diluted ego feeling. When man had the inward experience of his physical body, he had the experience of physics; simultaneously, he experienced what corresponds in outer nature to the processes in his physical body. It is similar in the case of the etheric body. Not only the etheric, was experienced inwardly, but also the physical fluid system, which is controlled by the etheric. Now, what is inwardly experienced when man perceives the psychological, the processes of his astral body? The “air man”—if I may put it this way—is inwardly experienced. We are not only solid organic formations, not only fluids or water formations, we are always gaseous-airy as well. We breathe in the air and breathe it out again. We experienced the substance of psychology in intimate union with the inner assimilation of air. This is why psychology was more concrete. When the living experience of air (which can also be outwardly traced) was cast out of the thought contents, these thought contents became increasingly abstract, became mere thought. Just think how an old Indian philosopher strove in his exercises to become conscious of the fact that in the breathing process something akin to the thought process was taking place. He regulated his breathing process in order to progress his thinking. He knew that thinking, feeling and willing are not as flimsy as we today make them out to be. He knew that through breathing they were related to both outer and inner nature, hence with air. As we can say that man expelled the physical and chemical aspects from his organization, we can also say that he sucked in the psychological aspect, but in doing so he rejected the external element, the air-breath experience. He withdrew his own being from the physical and chemical elements and merely observed the outer world with physics and chemistry; whereas he squeezed external nature (air) out of the psychological. Likewise, he squeezed the warmth element out of the pneumatological realm, thus reducing it to the rarity of the ego. If I call the physical and etheric bodies, the “lower man,” and call the astral body and ego-organization the “upper man,” I can say that in the transition from an older epoch to the scientific age, man lost the inner physical and chemical experience, and came to grasp external nature only with his concepts of physics and chemistry. In psychology and pneumatology, on the other hand, man developed conceptions from which he eliminated outer nature and came to experience only so much of nature as remained in his concepts. In psychology, this was enough so that he at least still had words for what went on in his soul. As to the ego, however, this was so little that pneumatology (partially because theological dogmatism had prepared this development) completely faded out. It shrank down to the mere dot of the ego. All this took the place of what had been experienced as a unity, when men of old said: We have four elements, earth, water, air and fire. Earth we experience in ourselves when we experience the physical body. Water we experience in ourselves when we experience the etheric body as the agent that moves, mixes, and separates the fluids. Air is experienced when the astral body is experienced in thinking, feeling, and willing, because these three are experienced as surging with the inner breathing process. Finally, warmth, or fire as it was then called, was experienced in the sensation of the ego. So we may say that the modern scientific view developed by way of a transformation of man's whole relation to himself. If you follow historical evolution with these insights, you will find what I told you earlier—that in each new epoch we see new descriptions of the old traditions, but these are always less and less understood. The worlds of men like Paracelsus, van Helmont, or Jacob Boehme,76 bear witness to such ancient traditions. One who has insight into these matters gets the impression that in Jacob Boehme's case a very simple man is speaking out of sources that would lead too far today to discuss. He is difficult to comprehend because of his clumsiness. But Jacob Boehme shows profound insight in his awkward descriptions, insights that have been handed down through the generations. What was the situation of a person like Jacob Boehme? Giordano Bruno, his contemporary, stood among the most advanced men of his time, whereas we see in Jacob Boehme's case that he obviously read all kinds of books that are naturally forgotten today. These were full of rubbish. But Boehme was able to find a meaning in them. Awkwardly and with great difficulty Boehme presents the primeval wisdom that he had gleaned from his still more awkward and inadequate sources. His inward enlightenment enabled him to return to an earlier stage. If we now look at the Fifteenth, Sixteenth, and especially the Seventeenth and Eighteenth centuries, and if we leave aside isolated people like Paracelsus and Boehme (who appear like monuments to a bygone age,) and if we look at the exoteric stream of human development in the light of initiation science, we gain the impression that nobody knows anything at all anymore about the deeper foundations of things. Physics and chemistry have been eliminated from man, and alchemy has become the subject of derision. Of course, people were justified in scoffing at it, because what still remained of the ancient traditions in medieval alchemy could well be made fun of. All that is left is psychology, which has become confined to man's inner being, and a very meager pneumatology. People have broken with everything that was formerly known of human nature., On one hand, they experience what has been separated from man; and on the other, what has been chaotically relegated into his interior. And in all our search for knowledge, we see what I have just described. In the Seventeenth Century, a theory arose that remains quite unintelligible if considered by itself, although if it is viewed in the context of history it becomes comprehensible. The theory was that those processes in the human body that have to do with the intake of food, are based on a kind of fermentation. The foods man eats are permeated with saliva and then with digestive fluids such as those in the pancreas, and thus various degrees of fermentation processes, as they were called, are achieved. If one looks at these ideas from today's viewpoint (which naturally will also be outgrown in the future) one can only make fun of them. But if we enter into these ideas and examine them closely, we discover the source of these apparently foolish ideas. The ancient traditions, which in a man like Galen were based on inward experiences and were thus well justified, were now on the verge of extinction. At the same time, what was to become external objective chemistry was only in its beginnings. Men had lost the inner knowledge, and the external had not yet developed. Therefore, they found themselves able to speak about digestion only in quite feeble neo-chemical terms, such as the vague idea of fermentation. Such men were the late followers of Galen's teachings. They still felt that in order to comprehend man, one must start from the movements of man's fluids, his fluid nature. But at the same time, they were beginning to view chemical aspects only by means of the external processes. Therefore they seized the idea of fermentation, which could be observed externally, and applied it to man. Man had become an empty bag because he no longer experienced anything within himself. What had grown to be external science was poured into this bag. In the Seventeenth Century, of course, there was not much science to pour. People had the vague idea about fermentation and similar processes, and these were rashly applied to man. Thus arose the so-called iatrochemical school77 of medicine. In considering these iatrochemists, we must realize that they still had some inkling of the ancient doctrine of fluids, which was based on inner experience. Others, who were more or less contemporaries of the iatrochemists, no longer had any such inkling, so they began to view man the way he appears to us today when we open an anatomy book. In such books we find descriptions of the bones, the stomach, the liver, etc. and we are apt to get the impression that this is all there is to know about man and that he consists of more or less solid organs with sharply defined contours. Of course, from a certain aspect, they do exist. But the solid aspect—the earth element, to use the ancient terminology—comprises at most one tenth of man's organization. It is more accurate to say that man is a column of fluids. The mistake is not in what is actually said, but in the whole method of presentation. It is gradually forgotten that man is a column of fluids in which the clearly contoured organs swim. Laymen see the pictures and have the impression that this is all they need to understand the body. But this is misleading. It is only one tenth of man. The remainder ought to be described by drawing a continuous stream of fluids (see Figure 2) interacting in the most manifold ways in the stomach, liver and so forth. Quite erroneous conceptions arise as to how man's organism actually functions, because only the sharply outlined organs are observed. This is why in the Nineteenth Century, people were astonished to see that if one drinks a glass of water, it appears to completely penetrate the body and be assimilated by his organs. But when a second or third glass of water is consumed, it no longer gives the impression that it is digested in the same manner. These matters were noticed but could no longer be explained, because a completely false view was held concerning the fluid organization of man. Here etheric body is the driving agent that mixes or separates the fluids, and brings about the processes of organic chemistry in man. ![]() In the Seventeenth Century, people really began to totally ignore this “fluid man” and to focus only on the solidly contoured parts. In this realm of clearly outlined parts, everything takes place in a mechanical way. One part pushes another; the other moves; things get pumped; it all works like suction or pressure pumps. The body is viewed from a mechanical standpoint, as existing only through the interplay of solidly contoured organs. Out of the iatrochemical theory or alongside it, there arose iatromechanics and even iatromathematics.78 Naturally, people began to think that the heart is really a pump that mechanically pumps the blood through the body, because they no longer knew that our inner fluids have their own life and therefore move on their own. They never dreamed that the heart is only a sense organ that checks on the circulation of the fluids in its own way. The whole matter was inverted. One no longer saw the movement and inner vitality of the fluids, or the etheric body active therein. The heart became a mechanical apparatus and has remained so to this day for the majority of physiologists and medical men. The iatrochemists still had some faint knowledge concerning the etheric body. There was full awareness of it in what Galen described. In van Helmont or Paracelsus there was still an inkling of the etheric body, more than survived in the official iatrochemists who conducted the schools of that time. In the iatromechanists no trace whatsoever remained of this ether body; all conception of it had vanished into tin air. Man was seen only as a physical body, and that only to the extent that he consists of solid parts. These were now dealt with by means of physics, which had in the meantime also been cast out of the human being. Physics was now applied externally to man, whom one no longer understood. Man had been turned into an empty bag, and physics had been established in an abstract manner. Now this same physics was reapplied to man. Thus one no longer had the living being of man, only an empty bag stuffed with theories. It is still this way today. What modern physiology or anatomy tells us of man is not man at all, it is physics that was cast out of man and is now changed around to be fitted back into man. The more intimately we study this development, the better we see destiny at work. The iatrochemists had a shadowy consciousness of the etheric body, the iatromechanists had none. Then came a man by the name of Stahl79 who, considering his time, was an unusually clever man. He had studied iatrochemistry, but the concepts of the “inner fermentation processes” seemed inadequate to him because they only transplanted externalized chemistry back into the human bag. With the iatromechanists he was still more dissatisfied because they only placed external mechanical physics back into the empty bag. No knowledge, no tradition existed concerning the etheric body as the driving force of the moving fluids. It was not possible to gain information about it. So what did Stahl do? He invented something, because there was nothing left in tradition. He told himself: the physical and chemical processes that go on in the human body cannot be based on the physics and chemistry that are discovered in the external world. But he had nothing else to put into man Therefore he invented what he called the “life force,” the “vital force,” With it he founded the dynamic school. Stahl was gifted with a certain instinct. He felt the lack of something that he needed; so he invented this “vital force.” The Nineteenth Century had great difficulty in getting rid of this concept. It was really only an invention, but it was very hard to rid science of this “life force.” Great efforts were made to find something that would fit into this empty bag that was man. This is why men came to think of the world of machines. They knew how a machine moves and responds. So the machine was stuffed into the empty bag in the form of L'homme machine by La Mettrie.80 Man is a machine. The materialism, or rather the mechanics, of the Eighteenth Century, such as we see in Holbach's Systeme de la nature,81 which Goethe so detested in his youth, reflects the total inability to grasp the being of man with the ideas that prevailed at that time in outer nature. The whole Nineteenth Century suffered from the inability to take hold of man himself. But there was a strong desire somehow or other to work out a conception of man. This led to the idea of picturing him s a more highly evolved animal. Of course, the animal was not really understood either, since physics, chemistry, and psychology, all in the old sense, are needed for this purpose even if pneumatology is unnecessary. But nobody realized that all this is also required in order to understand the animal. One had to start somewhere, so in the Eighteenth Century man was compared to the machine and in the Nineteenth Century he was traced back to the beast. All this is quite understandable from the historical standpoint. It makes good sense considering the whole course of human evolution. It was, after all, this ignorance concerning the being of man that produced our modern opinions about man. The development towards freedom, for example, would never have occurred had the ancient experience of physics, chemistry, psychology, and pneumatology survived. Man had to lose himself as an elemental being in order to find himself as a free being. He could only do this by withdrawing from himself for a while and paying no attention to himself any longer. Instead, he occupied himself with the external world, and if he wanted theories concerning his own nature, he applied to himself what was well suited for a comprehension of the outer world. During this interim, when man took the time to develop something like the feeling of freedom, he worked out the concepts of science; these concepts that are, in a manner of speaking, so robust that they can grasp outer nature. Unfortunately, however, they are too coarse for the being of man, since people do not go to the trouble of refining these ideas to the point where they ca also grasp the nature of man. Thus modern science arose, which is well applicable to nature and has achieved great triumphs. But it is useless when it comes to the essential being of man. You can see that I am not criticizing science. I am only describing it. Man attains his consciousness of freedom only because he is no longer burdened with the insights that he carried within himself and that weighed him down. The experience of freedom came about when man constructed a science that in its robustness was only suited to outer nature. Since it does not offer the whole picture and is not applicable to man's being, this science can naturally be criticized in turn. It is most useful in physics; in chemistry, weak points begin to show up; and psychology becomes completely abstract. Nevertheless, mankind had to pass through an age that took its course in this way in order to attain to an individually modulated moral conception of the world and to the consciousness of freedom. We cannot understand the origin of science if we look at it only from one side. It must be regarded as a phenomenon parallel to the consciousness of freedom that is arising during the same period, along with all the moral and religious implications connected with this awareness. This is why people like Hobbes82 and Bacon, who were establishing the ideas of science, found it impossible to connect man to the spirit and soul of the universe. In Hobbes' case, the result was that, on the one hand, he cultivated the germinal scientific concepts in the most radical way, while, on the other hand, he cast all spiritual elements out of social life and decreed “the war of all against all.” He recognized no binding principle that might flow into social life from a super-sensible source, and therefore he was able, though in a somewhat caricatured form, to discuss the consciousness of freedom in a theoretical way for the first time. The evolution of mankind does not proceed in a straight line. We must study the various streams that run side by side. Only then can we understand the significance of man's historical development.
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326. The Origins of Natural Science: Lecture IX
06 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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Then, we will understand what this inwardly experienced semblance really is. It will reveal itself as the initial state of being. |
In order to have a proper natural science, we must realize that psychology and pneumatology must understand what they observe as nascent states of being. Only then will they throw light on those matters that natural science wants to illuminate. |
Naturally, therapy is particularly affected and suffers under present-day physiology. You can well imagine this, because it works with all manner of things that elude one's grasp, when one begins to think clearly. |
326. The Origins of Natural Science: Lecture IX
06 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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It is in the nature of the case that the subject of a lecture course like this one is inexhaustible. Matters could be elaborated and looked at more thoroughly. But since, unfortunately, we must come to an end, we have to be content with given guidelines and indication. Today, therefore, I shall only supplement the scanty outlines and hints already discussed to that in a certain sense the picture will be rounded out. Proceeding once again from the being of man as viewed by spiritual science, we must say that we member man into physical body, etheric or formative forces body, astral body (which essentially represents the soul life) and ego. Let us be clear that properly speaking the physical body resides only in the small part of the human organization that we can describe as solid and sharply defined. On the other hand, all that pertains to liquid or fluid forms is taken hold of by the etheric body in such a way that it is in a constant process of blending, separating, combining, and dissolving. It is in perpetual flux. Then there are the gaseous, aeriform elements, such as are active in oxygen and other gases. In these, the astral body is at work. Finally, the ego organization is active in everything that has to do with warmth. What I have just outlined cannot, however, be reduced to a diagram. We must clearly understand, for instance, that because the formative forces body pulsates through all fluid and liquid elements of the body, it also sweeps along the solid substances. Everything in the human organization is in close interaction, in constant interplay. We must always be aware of that. But now let us also remember that this human organization has been experienced in different ways in the course of evolution. This was one of the main themes of these lectures. What is described today as the subject matter of external physics or mechanics, was originally attained through an inward experience of the physical body. Our present-day physics contains statements that originated because there once existed an internally experienced physics of the physical body. As I have explained a number of times, this inward physics was divorced from man and now continues to function merely as a science that observes outer nature. During the decline of the medieval alchemy the same thing happened with what lives inwardly in man by virtue of the etheric body. The work of this body in the fluids was once experienced, but now it is only dimly perceptible in the fantastic, alchemistic formulas that we find in ancient writings. Originally this was intelligent science, but inwardly experienced within the etheric. In a way, this is still in the process of being divorced from man, because as yet we really do not have a fully developed chemistry. We have many chemical processes in the world that we seek to understand, but only in a physical and mechanical way. In the beginning man experienced all this inwardly by means of his organization, but in the course of time he cast it all out of himself. In this process of casting out all our science developed, from astronomy to the meager beginnings of modern chemistry. On the other hand, thinking, feeling and willing, the subject matter of abstract psychology (which today is no longer considered real) was in former times actually not experienced inside man. Man felt himself at one with the external world outside his own being, when he experienced the soul life. Thus what was corporeal was once experienced inwardly, whereas the soul element was experienced by leaving one's being and communing with the outer world. Psychology was once the science of that aspect of the world that affects man in such a way that he appears to himself as a soul being. Physics and chemistry were cast out of man, whereas psychology and pneumatology (which I shall discuss directly) were stuffed into him and lost their reality. They turned into subjective perceptions with which nothing could be done. What was experienced together with the cosmos through the astral body (which leaves us in sleep) has become the subject of psychology. What man experienced as spirit in union with the universe was pneumatology. Today, as I have already pointed out, this has shrunk down to the idea of the ego or to a mere feeling. Therefore we now have as science of external nature what was once inner experience, while our science of man's inner nature is what was once external experience. Now we must call to mind what is needed, on the one hand for physics and chemistry, and on the other for psychology and pneumatology, in order to develop them further in a conscious way, since man today finds himself in the age of the development of the consciousness soul. Take physics, for example, which in recent times has become mostly abstract and mechanical. From all that I have said you will have seen that the scientific age has increasingly felt impelled to restrict itself to the externally observed mechanics of space. Long ago, man accompanied motion by means of inward experience and judged it according to what he felt within as movement. Observing a falling stone, he experienced its inner impulse of movement in his own inner human nature, in his physical body. This experience, after the great casting out, led to the measuring of the rate of fall per second. In our attitude toward nature, the idea prevails that what is observed is what is real. What can be observed in the outer world? It is motion, change of position.83 As a rule, we let velocity vanish neatly in a differential coefficient. But it is motion that we observe, and we express velocity as movement per second, hence by means of space. This means, however, that with our conscious experience, we are entirely outside the object. We are not involved in it in any way when we merely watch its motion, meaning its change of position in space. We can do that only if we find ways and means to inwardly take hold of the spatial, physical object by an extending of the same method with which we separated from it in the first place. Instead of the mere movement, the bare change of position, we have to view the velocity in the objects as their characteristic element. Then we can know what a particular object is like inwardly, because we find velocity also within ourselves when we look back upon ourselves. This is what is necessary. The trend of scientific development in regard to the outer physical world must be extended in the direction of proceeding from mere observation of motion to a feeling for the velocity possessed by a given object. We must advance from motion to velocity. That is how we enter into reality. Reality is not taken hold of if all we see is that a body changes its position in space. But if we know that the body possesses an inner velocity-impulse, then we have something that lies in the nature of the body. We assert nothing about a body if we merely indicate its change of position, but we do state something about it when we say that it contains within itself the impulse for its own velocity. This then is a property of it, something that belongs to its nature. You can understand this by a simple illustration. If you watch a moving person, you know nothing about him. But if you know that he has a strong urge to move quickly, you do know something about him. Likewise, you know something about him, when you know that he has a reason for moving slowly. We must be able to take hold of something that has significance within a given body. It matters little whether or not modern physics speaks, for example, of atoms; what matters is that when it does speak of them it regards them as velocity charges. That is what counts. Now the question is: how do we arrive at such a perception? We can discuss the best in the case of physics, since today's chemistry has advanced too little. We have to become clear about what we actually do when, in our thinking, we cast inwardly experienced mechanics and physics into external space. That is what we are doing when we say: The nature of what is out there in space is of no concern to me; I observe only what can be measured and expressed in mechanical formulas, and I leave aside everything that is not mechanical. Where does this lead us? It leads us to the same process in knowledge that a human being goes through when he dies. When he dies, life goes out of him, the dead organism remains. When I begin to think mechanistically, life goes out of my knowledge. I then have a science of dead matter. We must be absolutely clear that we are setting up a science of dead matter so long as the mechanical and physical aspect is the sole object of our study of nature. You must be aware that you are focusing on what is dead. You must be able to say to yourself: The great thing about science is that it has tacitly resolved that, unlike the ancient alchemists who still saw in outer nature a remnant of life, it will observe what is dead I minerals, plants, and animals. Science will study only what is dead in them, because it utilizes only ideas and concepts suitable for what is dead. Therefore, our physics is dead by its nature. Science will stand on a solid basis only when it fully realizes that its mode of thinking can take hold only of the dead. The same is true of chemistry, but I cannot go into that today because of the lack of time. When we look only at motion and lose sight of velocity, we are erecting a physics that is dead, the end-product of living things is then our concern, and the end-product is death. Hence, when we look at nature with the eyes of modern mechanics and physics, we must realize that we are looking at a corpse. Nature was not always like this. It was different at one time. If I look at a corpse, it would be foolish to believe that it was always in this condition. The fact that I realize that it is a corpse proves to me that once it was a living organism. The moment you realize that modern mechanics and physics lead you to view nature in this way, you will see that nature is now a corpse so far as physics is concerned. We are studying a corpse. Can we attain to something living, or at least an approach to it? The corpse is the final condition of something living. Where is the beginning condition? Well, my dear friends, there is no way to rediscover velocity by observing motion. You may stare at differential coefficients as long as you will but you will not find it. Instead, you must turn back to man. Whereas formerly he experienced himself from within, you must now study him from without through his physical organism, and you must understand that in man—and especially in his physical and etheric organizations—the beginning of a living condition must be sought. No satisfactory form of physics and chemistry will be attained save through a genuine science of man. But I expressly call attention to the fact that such a genuine anthropology will not be reached by approaching man with the methods of present-day physics and chemistry. That would only carry death back into man and make his body (his lower organization) even more dead than before. You must study what is living in man, and not revert to the method of physics and chemistry. What is needed are the methods that can be found through spiritual-scientific research. Briefly stated, spiritual-scientific research will meet the historic requirements of natural science. This historic requirement can be put in the following words: Science has reached the point of observing what is corpse-like in nature. Anthroposophical spiritual science must discover in addition to this the beginning of a living condition. This has been preserved in man. In former periods of evolution it was also externally perceptible. At one time, the processes of nature were totally different. Today, we walk around on the corpses of what existed in the beginning. But in the two lower bodies of man, the beginning condition has been preserved. There we can discover all that once existed, right back to the Saturn condition. An historical approach leads beyond the present state of science. It is quite clear why this is so. We are in the midst of a period of development. If, as is so frequently the case, we consider today's manner of thinking to be the most advanced and do not realize that the real course of events was very different, then we are looking at history the wrong way. As an example, a twenty-five year old person need not only be observed in the light of the twenty-five years that he has been alive,—one must also observe the element in him that makes it possible for him to live on. That is one point.
The other point is that our psychology has become very thin, while pneumatology has nearly reached the vanishing point. Again, we must know how far it has gone with these two sciences in the present age. If one speaks today of blue or red, of C-sharp or G, or of qualities of warmth, he will say that they are subjective sensations. That is the popular attitude; But what is a mere subjective sensation? It is a “phenomenon.” Just as we observe only motions in outer nature, we study only the phenomenon in psychology and pneumatology. And just as velocity is missing from motion in our external observation, the essential thing—the living essence—is missing from our observation of the inner soul life. Because we only study phenomena and no longer experience the living essence, we never get beyond mere semblance. The way thinking, feeling and willing are experienced today, they are mere semblance. Modern epistemologists have the man who wants to lift himself up by his own pigtail, or like the man in a railroad car who pushes against the wall without realizing that he cannot move the carriage in this way. This is how modern epistemologists look. They talk and talk, but there is no vitality in their talk because they are locked into the mere semblance. I have tried to put a certain end to this talk. The first time was in my Philosophy of Freedom,84 where I demonstrated how this semblance, inherent in pure thinking, becomes the impulse of freedom when inwardly grasped by man in thinking. If something other than semblance were contained in our subjective experience, we could never be free. But if this semblance can be raised to pure thinking, one can be free, because what is not real being cannot determine us, whereas real being would do so. This was my first effort. My second effort was at the Philosophical Congress in Bologna, when I analyzed the matter psychologically. I attempted to show that our sensations and thoughts are in fact outward experiences, rather than inward ones, and that this insight can be attained by careful observation. These indications will have to be understood. Then, we shall realize that we must rediscover being in semblance, just as we must rediscover velocity in movement. Then, we will understand what this inwardly experienced semblance really is. It will reveal itself as the initial state of being. Man experiences this semblance; experiences himself as semblance and as such lives his way into semblance and thus transforms it into the seed of future worlds. I have often pointed out that from our ethics, our morals, born of the physical world of semblance, future physical worlds will arise, just as from today's seed the plant will grow.85 We are dealing with the nascent state of being. In order to have a proper natural science, we must realize that psychology and pneumatology must understand what they observe as nascent states of being. Only then will they throw light on those matters that natural science wants to illuminate. But what is this “nascent” or “initial state?” Now this nascent state is in the outer world, not within. It is what I see when I behold the green tapestry of plants, the world of colors—red, green and blue—and the sounds that are out there. What are these fleeting formations that modern-day physics, physiology and psychology regard only as subjective? They are the elements from which the worlds of the future create themselves. Red is not engendered by matter in the eye or the brain, red is the first, semblance-like, seed of future worlds. If you know this, you will also want to know something about what will correspond in these future worlds to the corpse-like element. It will not be what we found earlier in our physics and chemistry, it will be the corpse of the future. We shall recognize what will be the corpse of the future, the future element of death, if we discover it already today in the higher organization of man, where astral body and ego are active. By experiencing the final condition there in reference to the initial one, we at last gain a proper comprehension of the nervous system and the brain insofar as they are dead, not alive. In a certain sense, they can be more dead than a corpse, inasmuch as they transcend the absolute point of death—especially in the case of the nervous system—and become “more dead than dead.” But this very fact makes the nervous system and the brain bearers of the so-called spiritual element—because the dead element dwells in them, the final state not yet even reached by outer nature—because they even surpass this final state. ![]() In order to find psychology and pneumatology in the outer world, we shall have to discover how the inanimate, the dead, dwells in the human organism; namely, in the head organization and in part of the rhythmic organization, mainly that of breathing. We must look at our head and say of it that it is constantly dying. If it were alive, the growing, sprouting living matter could not think. But because it gives up life and constantly dies, the soul-spiritual thoughts, endowed with being, have the opportunity to spread out over what is dead as new living, radiant semblance. You see, here lie the great tasks that, by means of the historical manner of observation result quite simply from natural science. If we don't take hold of them, we move like ghosts through the present development of science, and not with the consciousness that an epoch that has begun must find a way to continue. You can imagine that much of this is contained implicitly in what science has discovered. Scientific literature offers such indications everywhere. But people cannot yet distinguish clearly; they like what is chaotic. They don't care clearly to contemplate physics and chemistry on one hand, and psychology and pneumatology on the other, because then they would have to consider seriously the inner and outer aspects. They prefer to vacillate in the murky waters between physics and chemistry. Due to this, a bastard science has arisen that has become the darling of natural research and even philosophy; namely, physiology. As soon as the real facts are discovered, physiology will fall apart into psychology on the one hand—a psychology that is also a perception of the world—and on the other, into chemistry, meaning a chemistry that is also a knowledge of man. When these two are attained, this in-between science, physiology, will vanish. Because today you have a morass in which you can find everything, and because by juggling a bit to the left or the right, it is possible to find a bit of a soul or a corporeal element, people do quite well. The physiology of today is what above all must disappear as the last remnant of former conceptions that have become muddled. The reason physiological concepts are so abstruse is that they contain soul and corporeal elements that are no longer distinguished, thus they can play around with words and even juggle the facts. One who aims for clear insight must realize that physiology amounts in the end to fibbing with words and facts. Until we admit this, we can't take the history of natural science seriously. Science does not proceed only from undetermined past ages to our time, it continues on from the present. History can only be understood, if one comprehends the further course of things, not in a superstitious, prophetic sense but by beginning now to do the right thing. And infinitely much needs to be set right, particularly in the domain of science. Natural science has grown tall; it is like a nice teenager, who at the moment is going through his years of unpolished adolescence, and whose guidance must be continued so that he will become mature. Science will mature, if murky areas like physiology disappear, and physics and pneumatology arise again in the way outlined above. They will come into being, if the anthroposophical way of thinking is applied in earnest to science. This will be the case, when people feel that they are learning something, when somebody speaks to them of a real physics, a real chemistry, a real psychology and pneumatology; when they no longer have the urge to comprehend everything concerning the world and the human being through bastardized chaotic sciences like physiology. Then, the development of human knowledge will once again stand on a sound basis. Naturally, therapy is particularly affected and suffers under present-day physiology. You can well imagine this, because it works with all manner of things that elude one's grasp, when one begins to think clearly. We cannot confront the great challenges of our time with a few anthroposophical catchwords and phrases. It also does not suffice to dabble with physiology on the borderline between psychology and chemistry. The only way to proceed is to apply the methods of spiritual-scientific anthroposophy to physics and chemistry. If you are lazy—forgive me for this harsh expression, I don't mean it in such a radical sense in this case—you say: These matters can only be correctly judged, if one is clairvoyant. Therefore I will wait until I am clairvoyant. I won't venture to criticize physics and chemistry or even physiology. My dear friends, you need not have insights that surpass ordinary perception in order to know that a corpse is dead and that it must have originated in life. Neither do you need to be clairvoyant in order to analyze properly the true facts of today's physics and chemistry, and to refer them back to their underlying living element, once your attention is directed to the fact that this living element is to be found by studying the “lower man.” There you will have the supplement you need for chemistry and physics. Make the attempt, for once, really to study the mechanism of human movement.86 Instead of constantly drawing axis of coordinates and putting the movements into them apart from man; instead of multiplying differential coefficients and integrals, make a serious attempt to study the mechanics of movement in man. As they were once experienced from within, so do you now study them from without. Then you will have what you need, to add to your outer observation of nature, in physics and chemistry. In outer nature, those who proclaim atomism will always put you in the wrong. They even work themselves up to the very spiritual statement that when one speaks about matter in the sense of a modern physicist, matter is no longer material. The physicists, themselves are saying it;87 our very opponents are saying it. In this case they are right, and if we in our replies to them stop short at the half-truths—that is to say, at the final conditions of being—we shall never be equal to that which issues from them. Here lie the tasks of the specialists, here lie the tasks of those who have the requisite preliminary training, in one or another branch of science. Then we shall not establish a physicized or chemicized Anthroposophy, but a true anthroposophical chemistry, anthroposophical physics. Then we shall not establish a new medicine as a mere variation on the old, but a true anthroposophical medicine. The tasks are at hand. They are outlined in all directions. Just as the simple heart can receive the observations that are scattered everywhere in our lectures or lecture cycles, and that give spiritual sustenance, so too the need is to take up on every hand the hints that can lead us to the much-needed progress in the several domains of science. In the future, it will not suffice if man and nature do not again become one. What physics and chemistry study in nature as the final state of being, must be supplemented by the state of being in “lower man” belonging to the realm of physics and chemistry—in man who is dependent on the physical and etheric bodies. It is important that this be sought. It is not important to single out as essential the valences of the structural formulas or the periodic law in chemistry, because these are but schemata. While they are quite useful as tools for counting and calculations, what matters is the following realization. If the chemical processes are externally observed, the chemical laws are not within them. They are contained in the origin of chemical processes. Hence, they are found only, if, with diligent effort, one tries to seek in the human being for the processes that occur in his circulation, in the activity of his fluids, through the actions of the etheric body. The explanation of the chemical processes in nature lies in the processes of the etheric body. These in turn are represented in the play of fluids in the human organism and are accessible to precise study. Anthroposophy poses a serious challenge in this direction. This is why we have founded research institutes88 in which serious, intensive work must begin. Then the methods gained from anthroposophy can be properly nurtured. This is also the main point of our medical therapy; namely, that the old, confused physiology finally be replaced with a real chemistry and psychology. Without this one can never assert anything about the processes of illness and healing in human nature, because every course of illness is simply an abnormal psychological process, and each healing process is an abnormal chemical process. Only to the extent that we know how to influence the chemical process of healing and how to grasp the psychological course of illness will we attain to genuine pathology and therapy. This will emerge from the anthroposophical manner of observation. If one does not want to recognize this potential in anthroposophy, then one only wants something a bit out of the ordinary and is unwilling to get to work in earnest. Actually, everything that I have sketched here is only a description of how the work should proceed, because a genuine psychology and chemistry come into being through work. All the prerequisites for this work already exist, because very man facts can be found in scientific literature that researchers have accidentally discovered but don't understand. Those of us who work in the spirit of anthroposophy should take up these facts and contribute something to their full comprehension. Take as an example what I emphasized yesterday89 in speaking to a smaller group of people. The essential point about the spleen is that it is really an excretory organ. The spleen itself is in turn an excretion of the functions in the etheric body. Countless facts are available in medical literature that need only be utilize—and that is the point: they should be utilized—then the facts will be brought together and what is needed will result. A single person might accomplish this if a human life spanned six hundred years. But by that time, other tasks would confront him and his accomplishments would long since be outmoded. These things must be attained through cooperation, through people working together. So this is the second task—we must see to it that this becomes possible. I believe that these tasks of the Anthroposophical Society will emerge most clearly and urgently from a truly realistic study of the history of natural science in recent times. This history shows us at every turn that something great and wonderful has arisen through modern science. In earlier times, the truly inanimate dead aspects could never be discerned, hence, nothing could be made of them. In those times inward semblance could never really be observed; therefore, it couldn't be brought to life by human effort, and hence, one couldn't arrive at freedom. Today, we confront a grandiose world, which became possible only because natural science studies the dead aspects. This is the world of technology. Its special character can be discerned from the fact that the word “technique” is taken from the Greek. There, it still signifies “art,” implying that art reveals, where technology still contains spirit. Today, technology only utilizes spirit in the sense of the abstract, spirit-devoid thoughts. Technology could be achieved only by attaining a proper knowledge of what is dead. Once in the course of humanity's evolution it was necessary to concentrate upon the dead; it thus entered into the realm of technology. Today, man stands in the midst of this realm of technology that surrounds him on all sides. He looks out on it and realizes that here at last is a sphere in which there is no spirit in the proper sense. In regard to the spiritual element, it is important that in all areas of technology human beings experience this inner feeling, almost akin to one of pain over the death of a person. If feeling and sensation can be developed in knowledge, then such a feeling will arise, somewhat like the sensation one experiences when a person is dying and one sees the living organism turn into a corpse. Alongside the abstract indifferent cold knowledge, such a feeling will arise through the true realization that technology is the processing of the inanimate, the dead. This feeling will become the most powerful impetus to seek the spirit in new directions. I could well imagine the following view of the future: Man looks out over the chimneys, the factories, the telephones—everything that technology has produced in wondrous ways in the most recent times. He stands atop this purely mechanical world, the grave of all things spiritual, and he calls out longingly into the universe—and his yearning will be fulfilled. Just as the dead stone yields the living fiery spark if handled correctly, so from our dead technology will emerge the living spirit, if human beings have the right feelings about what technology is. On the other hand, one need only understand clearly what pure thinking is; namely the semblance from which can be brought forth the most powerful moral impulses—those individual moral impulses that I have described in my Philosophy of Freedom. Then, in a new way, man will face the feeling that was once confronted by Nicholas Cusanus and Meister Eckhart. They said: When I life myself beyond everything that I am ordinarily accustomed to observe, I come to “nothingness” with all that I have learned. But in this “nothingness” there arises for me the “I.” If man really penetrates to pure thinking, then he finds in it the nothingness that turns into the I and from which emerges the whole wealth of ethical actions, that will create new worlds. I can imagine a person who first lets all knowledge of the preset, as inaugurated by natural science, impress itself on him and then (centuries after Meister Eckhart and Nicholas Cusanus) turns his gaze inward and with today's mode of thinking arrives at the nothingness of his inner life. In it, he discovers that the spirit really speaks to him. I can imagine that these two images merge. On the one hand, man goes to the place where barren technology has left the spirit behind. There he calls out into cosmic expanses for the spirit. On the other hand, he stops, thinks and looks within himself. And here, out of his inner being, he receives the divine answer to the call he sent out into the distances of the universe. When we learn, through a new, anthroposophically imbued natural science, to let the calls of infinite longing for the spirit, sent out into the world, resound in our inner being, then this will be the right starting point. Here, through an “anthroposophized” inner perception, we will find the answer to the yearning call for the spirit, desperately sounded out into the universe. I did not want to describe the development of natural science in recent times in a merely documentary fashion. Rather, I wanted to show you the standpoint of a human being, who comprehends this natural-scientific development and, in a difficult moment of humanity's evolution, knows the right things to say to himself in regard to the progress of mankind.
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The Origins of Natural Science: Introduction
Translated by Maria St. Goar, Norman MacBeth Maria St. GoarNorman MacBeth |
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And that is something different from, though it underlies, the history of ideas. Perception itself is determined by the human psyche, the consciousness which determines perception precedes the formation of thoughts based on that perception, and the human psyche is an evolving one. |
Their content is based on the fact that the understanding, perhaps of any phenomenon but certainly of any phenomenon so basic as to be “given,” entails a patient examination of its provenance, that is to say of the steps by which it came into being. |
The scientist of modern times needed a dehumanized nature, just as a chemist needs deoxygenized hydrogen and therefore has to split water into its two components. The point is to understand that we must not constantly fall into the error of looking to science for an understanding of man. |
The Origins of Natural Science: Introduction
Translated by Maria St. Goar, Norman MacBeth Maria St. GoarNorman MacBeth |
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The nine lectures that follows were delivered by Rudolf Steiner at the turn of 1922/23 in Dornach, Switzerland. They were directed to an audience containing some professional scientists and others particularly interested in science, mangy of whom were members of the Anthroposophical Society. 1922/23 happens also to have been an historical moment in the life of the Society and indeed of the lecturer. No one reading them would suspect that between Lectures 5 and 6 both parties had been stricken by a crushing blow. On New Year's Eve, 1922, the building named the Goetheanum, in which the first five lectures had been given, was totally destroyed by fire and was indeed still burning on January 1 when Steiner delivered Lecture 6 in his private Studio. The great wooden structure, a temple rather than a mere headquarters or meeting-place, had been designed by Steiner himself, its building supervised by him at all stages, and much of its interior worked with his own hands; but this is not the place to enlarge on his personal tragedy or the courage and determination it must have required to continue with the lecture course on the following day almost as if nothing had happened. The most that critical appraisal might detect as a possible consequence of that grievous interruption is perhaps a certain repetitiveness not apparent elsewhere in either his books or his lectures; and this the translator has taken the liberty of slightly reducing. One more preliminary observation may be desirable. Most members of the original audience would have been familiar, to a greater or less degree, with the fundamental teachings and thus with the terminology of anthroposophy, or spiritual science, as Steiner also named them. Here and there in the lectures some of that terminology is introduced, for example “etheric” and “astral,” “the Age of the consciousness soul.” Mostly their meaning is briefly indicated when they first appear; but it remains true that some previous familiarity with them is of considerable assistance towards a full understanding, not only of particular passages, but also of the radical message of the whole. Their basic argument is that modern science, and the scientism based on it, so far from being the only possible “reality-principle” is merely one way of conceiving the nature of reality; a way moreover that has arisen only recently and which there is no reason to suppose will last forever. Many today might admit as much, but in doing so they would be thinking of modern science mainly as a theory or set of theories capable of proof or disproof by accepted methods. For Steiner modern science, including its empirical method, is a stage, and an important stage, in the whole evolution of human consciousness. And that is something different from, though it underlies, the history of ideas. Perception itself is determined by the human psyche, the consciousness which determines perception precedes the formation of thoughts based on that perception, and the human psyche is an evolving one. Only hitherto it has not been conscious of that fact. Certain ideas were formed, and could only be formed, at certain stages in that evolution. Ideas for instance or theories about the nature of the world, or the nature of Nature, are necessarily based on certain “givens”—experiences taken for granted—which are so immediate that no ideas at all can be formed about them. Isaac Newton, as Lecture Three points out, was sufficiently aware of this to declare the “givens” of his own day as the “postulates” from which he started. They were time, place, space and motion. And these remain the givens for our day, even if their slight unsettling by Einstein's relativity should be the first faint breath of coming winds of change. But they were not so for other days and other men. They were not so before at most the fifteenth century. They are given for us, because for us the outer world of natural objects and events is experienced as completely detached from the inner world of our own awareness of them, that is to say, from our humanity. Descartes was the first to formulate this—then comparatively novel—given, when he divided the world into extended substance and thinking substance. Writing in 1818 an essay on Method, Coleridge prophesied:
The abiding thrust of these lectures is Steiner's unshakable conviction that from now on the progress of science will depend on the overcoming of the received dichotomy between man and nature just as from the fifteenth or sixteenth century up to now the progress of science has depended on that dichotomy. Incidental to that progress would be escape from the crudities of popular scientism, but the lectures are only marginally concerned with that. Their content is based on the fact that the understanding, perhaps of any phenomenon but certainly of any phenomenon so basic as to be “given,” entails a patient examination of its provenance, that is to say of the steps by which it came into being. Consequently they are, as the title suggests, lectures not on science, but on the history of science. In sum they tell the story of the origin and then of the growth of that gulf between inner and outer, between subject and object, extending from a time before Pythagoras down to our own day, as it is manifest in the writings and biographies of a selection of well-known thinkers. Particular attention is given to transitional figures, men whose perceptions were still determined by the past, while their thoughts were confronted by what was approaching from the future; and perhaps especially interesting in this regard are the observations of Giordana Bruno's cosmos in Lecture Four and Galen's theory of “fermentation” in Lecture Eight. The story is at the same time one of the steadily increasing predominance of mathematics in determining scientific method. Perception of this is not peculiar to Steiner. What distinguishes him from other historians of science is the psychological detail into which he pursues the story and, more than that, his account of the origin of mathematics, The Cartesian coordinates are not as abstract as they seem; or rather they were not always so. Steiner sees them as an extrapolation or projection of man's experience of his own body; that is to say, of his physical body. And here is one of the places where some previous acquaintance with anthroposophy and its terminology would be helpful, though it should not indispensable. It is unfortunate that the word “body” has become, for most people, almost synonymous with “lump of solid matter;” Particularly unfortunate, where it is the human body that is at issue, since nine-tenths of that is composed of fluids, and of fluids that are for the most part in motion. “Body” in Steiner's terminology, signifies something more like “systematically organized unit or entity,” as distinct from the matter or substance of which it is composed. Thus, the fact that the frame of a living human being contains, and not at random, fluid and airy, as well as solid, substance, entails the existence of other “bodies” besides the physically organized one. These are especially relevant when the discourse turns from knowledge of quantity (measurement and mathematics) to knowledge of quality, an aspect of nature that is virtually a closed book to the science of today. The development of that science of today, a purely quantitative one, is the main thread on which the lectures are strung, and the reader will follow it or himself. Not much perhaps would be gained by informing him in advance that, if he does so, he will be shown for example, how the projection of mathematics, and particularly the coordinates, outward from the body and thus from human selfhood, has led to the reification of space—that long-settled mental habit which advanced psychics has only recently begun to question. He will also find an answer to a question which has puzzled many thinkers: why should mathematics, a seemingly artificial construction of the human brain, have been found an effective key to unlock so many of the secrets of nature? How is it that the one has happened to fit so snugly on the other? More generally he will be led down a sort of ladder of “descent,” accompanied throughout by mathematics, from man's original psychic participation in the life of nature to his present detachment from it; to be shown at the end that an understanding of the way of ascent to reunion with that life also begins with mathematics. The last is an aspect of the matter with which Steiner was to deal more specifically in a subsequent course of lectures translated into English as The Boundaries of Natural Science. “Descent” and “ascent” are of course loaded terms, and their use can be misleading. The same is true of the term “dehumanization” when in these lectures it is applied to the history of science. Steiner was no enemy of science, though he vigorously questioned many of its theories. “Technology” is not a dirty word in his vocabulary. Pointing to a fact is not necessarily abuse. Science has become dehumanized in the sense that it has turned its attention more and more away from human experience and human values. But in doing so it has furthered, if not partly engendered, one supreme human value—that detached, individual self-consciousness that is the pre-condition of freedom. Man has become separated from the world that gave him birth; but he needed that separation in order to become truly man. To draw attention to that separation is, says our lecturer, “a description of the scientific view, not a criticism.” He continues (and I will conclude this Introduction by quoting the closing words of Lecture Six):
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