57. Practical Training in Thought
11 Feb 1909, Berlin Rudolf Steiner |
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I have recently stated in other connections that one wants to prove the Kant-Laplace theory: Once the universal nebula was there. This started rotating by any cause; the single planets of the solar system separated bit by bit and received the movement, which they have still today. |
57. Practical Training in Thought
11 Feb 1909, Berlin Rudolf Steiner |
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The anthroposophic spiritual science that is represented here—of course, always only piecemeal—is regarded by a lot of people who do not know or do not want to know it as a field of daydreamers and of such human beings who, as one says so easily, are not in the real, in the practical life. Indeed, someone who wants to inform himself cursorily with this or that brochure or with a single talk about the contents and the goal of spiritual science can easily get to such a judgment. That applies, in particular if he—like many others—is less willing on penetrating into the real spiritual fields or if he has all prejudices and suggestions which arise from our civilisation so numerously against such a field of research. Moreover, it is not so seldom today that the bad will is added, no matter whether consciously or unconsciously, then the judgement is ready: oh, this spiritual science deals with matters which the practical human being who wants to stand firmly with both feet on the ground of life should not care about! However, spiritual science feels intimately related with the most practical fields of life, and where it is appropriately pursued, it places the greatest value on the fact that thinking, the most certain guide, experiences a practical development with the real practical life. Because firstly spiritual science should not be anything that hovers unworldly and otherworldly anywhere in the cloud-cuckoo-land and wants to deduct the human being from the usual everyday life. However, it should be something that can serve our life with all that we think, act, and feel at every moment. Secondly, spiritual science is in a certain sense a preparation of our soul for those levels of knowledge, by which the human being himself penetrates into the higher worlds. One often stresses that spiritual science has a value not only for the human being who already has open eyes to penetrate in the spiritual world, but that the healthy human mind, the unclouded reason and power of judgement are able to understand what the spiritual researcher knows about the higher worlds. For the acceptance of his communications has an infinite value for the human being, long before he himself can penetrate into the spiritual fields. One can say, spiritual science is for everybody a preparation to develop the higher organs of knowledge bit by bit slumbering in the soul by which the spiritual worlds become discernible to us. We have already spoken partly; we will have still to speak partly about the different methods and performances, which the human being has to carry out in order to penetrate into the spiritual worlds. However, there is always an unconditional requirement: who wants to penetrate into the spiritual world, who wants to apply the methods exactly given by spiritual research, so that the spiritual senses are opened to him, that should never ever venture this way to the higher fields of life without standing on the ground of a healthy, a practically qualified thinking. This healthy thinking is the guide, the true leitmotif, in order to reach the spiritual worlds. Someone reaches them best of all using the methods of spiritual science who does not disdain to educate himself strictly to a thinking bound to reality and its principles. Indeed, if one speaks about the real practical thinking, one easily is contrary to practice, and probably practice of thinking in our world. One has only to remind of something that I have already often suggested here in order to characterise this. Many a person attributes practice to himself in our world. What is, however, practice about which today the so-called practical human beings talk? There is somebody apprenticed to a master. There he learns all those performances and measures which were carried out for decades, maybe since centuries and which are strictly compulsory. He appropriates that all, and the less he thinks, the less he forms an independent, free judgement, the more he goes beaten tracks, the more the world considers him as practical, in particular those consider him who are active in this field. One calls this often impractical what differs only in the least sense from anything that one practises since long time. Maintaining such a practice is mostly not bound to reason, but only to force. Someone who has any position in life and has to carry out things in a way, which appears to be correct for him, insists that every other who is active in this field must do this just as he does it. If he has the power, he pushes everybody out who wants to go forward differently. Life praxis consists of such conditions in many cases. Then the right also results, as for example in the case where a big progress should be implemented: The first German railway should be built from Fürth to Nuremberg. One consulted an eminently practical board, the Bavarian Medical Council, whether generally this railway should be built. One can read this judgement, even today. It reads, one should build no railway because the driving would ruin the nerves. However, if one wanted to build railways, one should fence them on the left and on the right with high wooden walls, so that passing persons would not get concussions. This is a judgement of practitioners. Whether one would consider these practitioners as practitioners even today, this is the question. Probably not. Another example, which can show us whether progress originates from those who call themselves practitioners or from other people: you find it certainly very practical that one has no longer to go to the post office with any letter where the postage has then to be determined according to distance and weight. Only during the forties of the nineteenth century, the uniform letter postage was introduced in England. However, not a practitioner of the postal system invented it, but such a practitioner said when the matter should be decided in the parliament, firstly he did not believe that such an advantage arose, as Hill (Sir Rowland Hill, 1795–1879) calculated, and secondly the post-office building had to be extended. He could not imagine that the post-office building has to comply with the postal traffic and not vice versa the traffic with the post-office building. When the first railway should be built from Berlin to Potsdam, a practitioner said, namely that who let two stagecoaches go to Potsdam for many years: if people wanted to throw their money out of the window, one could build the railway. Because this practice of the so-called practitioners is so impractical, if the big issues of life are considered, one can become contrary to these practitioners if one speaks about the practical development of thinking. Something presents to the impartial observer in all fields of life that can show how it is with the real life praxis. Once I experienced a quite vivid example, what practical thinking can prevent. A friend of my study time came once excitedly with red head to me. He said, he must immediately go to the professor and inform him that he has made a great invention. Then he came back and said, he could speak the expert only in one hour, and then he explained his invention to me. It was a device, which set a machine in motion expending a very small quantity of steam power only once supplied, and then this machine perpetually performed an immense work. My friend himself was surprised that he was so clever to make such an invention, which exceeded everything and made good economic sense. I said to him, he should trace back the matter to a simple thought. I said, “Imagine, you stand in a railroad carriage and you try to push against the walls of the carriage in order to move it. If you succeed in moving the carriage standing and pushing in it, your engine is good, because it is based on the same principle.” At that time, I realised that a main obstacle of all practical thinking can be called with a technical term: one is a “carriage pusher from within!” This fits the thinking of many people; they are “carriage pushers from within.” What does that mean? That one is only able to survey a certain narrow field and to apply to this field what one has learned to this field. However, one is also forced to stop within this field and cannot see at all that everything changes substantially, as soon as one exits from the “carriage.” This is one of the principles, which one has to follow above all with a practical development of thinking: that every human being who is active in any field must try to connect it with adjacent fields regardless of his own activity. Otherwise, it is impossible that he gets to a practical thinking. For this is a peculiarity which is connected with a certain internal sluggishness that the human thinking likes to be encapsulated and forgets what is outdoors, even if it is palpable. I have recently stated in other connections that one wants to prove the Kant-Laplace theory: Once the universal nebula was there. This started rotating by any cause; the single planets of the solar system separated bit by bit and received the movement, which they have still today. One makes this very clear in a school experiment, the so-called Plateau (Joseph P., 1801–1883, Belgian physicist) experiment: one gives an oil drop in a vessel with water. Then one cuts out a disc of cardboard as the equator. One lays this under the oil globule. Then one pierces it with a needle, rotates the needle—and small oil globules separate in the equator area like planets, and they move around the big globule. One has committed something very impractical in intellectual respect: the experimenter has forgotten himself what is sometimes rather good; he has forgotten that he himself has turned the thing. For one is not allowed to forget the most important of the matter. If one wants to explain an experiment, one has to invoke all things in the field to which it comes down; these are the essentials. The first that must exist with that who wants to experience a practical development of thinking is that he confides in reality, in the reality of thoughts. What does this mean? You cannot scoop water from a glass without water. You cannot take out thoughts from a world without thoughts. It is absurd if one believes that the whole sum of our thoughts and mental pictures exists only in us. If anybody disassembles a clock and reflects the principles of its construction, then he must suppose that the watchmaker has joined the parts of the clock first according to these principles. Nobody should believe that one could find any thought from a world, which is not created and formed according to thoughts. All that we learn about nature and its events is nothing else than what must be put first into this nature and its events. It is no thought in our soul, which has not been outdoors in the world first. Aristotle said more correctly than some modern people did: what the human being finds in his thinking last exists in the world outdoors first. However, if anybody has this confidence in the thoughts, which are contained in the world, then he sees very easily that he has to educate himself at first to a thinking full of interest in the world. He has to educate himself to that great, beautiful ideal of thinking as it distinguished Goethe: the concrete thinking, that thinking which isolates itself as little as possible from the things, that sticks to the things as intensely as possible. Heinroth (Johann Christian August H., 1773–1843, physician, formed the term “psychosomatics”), the psychologist, used a sentence concerning Goethe that his thinking is a concrete one, where the thoughts express nothing else than what is included in the things themselves and that in the things nothing else is searched than the real creative thought. If anyone has this confidence, this faith in the reality of thoughts, he easily realises that he can educate himself in harmony with the environment, in harmony with reality to a practical, healthy thinking not receding from the things. One has to take into consideration three ways if the human being really wants to take on an education to practical thinking: firstly, the human being must and should develop an interest in the surrounding reality, interest concerning facts and objects. Interest in the environment, this is the magic word for the education of thought. Secondly, desire and love of that which we do. Thirdly, the satisfaction of that which we reflect. Who understands these three things: interest in the environment, desire, and love in the activities and the satisfaction of contemplation soon finds that these are the main demands of a practical development of thinking. Indeed, the interest in our environment depends on matters that we discuss with the next talks when we speak about the invisible members of the human nature and about the temperaments. The biggest enemy of thinking is often thinking itself. If anybody thinks that only he himself can think and the things would not have any thought in themselves, he is hostile, actually, to the practice of thinking. Imagine that a person would have formed some narrow mental pictures of the human being, would have made a few stereotyped schematic concepts of the human being. Now any human being faces him who has roughly the qualities, which fit his pattern. Then he is ready with his judgement and does not believe that this human being can tell him anything particular. If we approach anything that surrounds us with the feeling that any fact can tell us something particular, that we are not entitled at all to let judge something else about the things than the things themselves, then we soon notice which fruits such concrete sense bears. The confidence that the things can tell us much more than we are able to say about the things is again such a magic ideal of the practice of thinking. The things themselves should be the educators of our thinking, the facts themselves. Imagine once that a person brings himself to use the following two important means of education for his practical development of thinking: he opposes himself with any fact, for example, that somebody has done a walk to this or that place just today. He experiences that at first. Now the person concerned wants to educate his thinking. There it is good if he says to himself, I have experienced this and that, now I want to contemplate how the today's event was caused yesterday, the day before yesterday and so on. I go back and try to form a view from that which goes forward to that which could have been. If I have selected such an event and the cause of it after my intellectual imagination, then I can investigate whether the real cause complies with my thoughts. I have something very important from such compliance or non-compliance. If my thoughts comply with that which I can know as the cause, then it is good. In most cases, this will not be the case. Then one investigates in what one was deceived and tries to compare the wrong thoughts with the right course of the events. If one does this repeatedly, one notices that one no longer makes mistakes after a shorter or longer time, but that one can liberate such a thought from a fact, which corresponds, to the objective course of the events. Alternatively, one does the following: again, someone takes an event and tries to construct in thoughts what can result tomorrow or in some hours from this event. Now he waits quietly whether that happens which he has thought himself. In the beginning, he experiences that this is not right which he has thought. However, if he continues this, he sees thinking immersing itself in the facts that it does not form any mental pictures for itself, but that the thoughts proceed as the things proceed. This is the development of the factual sense. If he even forbids to himself to form abstractions, then he experiences that he grows gradually together with the things and that he obtains a sure judgement. There are people who are directed by a certain sure instinct to such a thinking. This is because they are already born with special dispositions to develop such a thinking. Such a person was Goethe. He had grown together with the things so that his thinking did not proceed in the head, but in the things inside. Goethe, who was once a lawyer, had a healthy power of judgement and a sure instinct to tackle the things. There was no long referring to documents and reviewing of documents if a case had to be undertaken. Goethe did not allow that. It was a practitioner. If once all documents of the Weimar minister Goethe are published—I have seen big parts of them—then the world will recognise Goethe as an eminently practical nature, not as a quixotic human being. One knows that he accompanied his Grand Duke with the training of recruits to Apolda (small town near Weimar). He observed everything that took action—and, besides, he wrote his Iphigenia. Compare to it what disturbs a modern poet at work. Moreover, Goethe was a much greater poet than anyone was who is not allowed to be disturbed today. Because of the eminently practical thinking, he could also say, for example, if he looked through the window: today we cannot go out, because it will be raining in three hours.—He had done cloud studies, but had put up no theory. It was in such a way that from his thinking developed what developed in nature outdoors. One calls this concrete thinking. One obtains such concrete thinking if one does such exercises in particular as I have just stated them. However, this is connected with a certain unselfishness, as strange as this sounds. However, there are principles also in the soul, and someone will not attain very much who thinks only of himself if he does such experiments. If he looks, for example, at a fact and says then immediately, ah, have I not said it? Therefore, this is the most certain obstacle of practical thinking. Thus, we could state many things to show how one can systematically develop the sympathetic adherence of the thoughts to the things, so that one learns to think in the things. The second is desire and love of all we do. They really only exist if we can renounce success. Where it depends only on success desire and love are not undimmed. Hence, not anyone who is dependent on success can develop that rest in trying which is necessary, so that desire and love of activity can inspire us bit by bit. By nothing, we learn more than by lending a hand to everything possible and renouncing the so-called success. I knew somebody who had the habit to bind his schoolbooks himself (Steiner himself). It looked bad, but he thereby learnt enormously. If he had looked at the success, he would have maybe refrained from it. However, just in the activities we develop the qualities, the talents that enable us to become dexterous up to the movements. We never become dexterous if we look at the success of our activities in particular. If we are not able to say to ourselves, the failures in our activities are as dear to us as our results, we never reach the second level, which is necessary if one trains thinking. Thirdly, we have to find satisfaction in thinking itself. This is something that appears so unambitious and is mostly combated today. How often does one hear saying, why have our children to learn this and that? They cannot need this in the practical life.—This principle to think only what one can need is the most impractical principle. There must be areas for a human being if he wants to think practically where the mere activity of thinking grants satisfaction to him. If a human being does not find time, may it be only short, to do something that he does purely intellectually and that satisfies him intellectually, he can remain always only on beaten paths. If he finds, however, such a thing that he does only because of his inner interest, then he has something that has a big, strong effect on him, on his finer organisation, on the finer structure of his organism. Never work the things on us creatively, which captivate us to life, which enslave us; they wear out our talents, they take vitality from us. The things, however, which we do intellectually only to our satisfaction create vitality, new talents and they go into the subtlest organisation of our being and increase the subtle structures of our organism. Not by working for the benefit of the outside world, but by working to our satisfaction we create something by which we advance a developmental step. If we approach practice with this finer organisation again, this affects the practice, and everybody can see that it is right. Take a painting, for example, the Sistine Madonna by Raphael, and put a human being and a dog before it. The painting makes a different impression on the human being and the dog. The same applies to the life praxis. If one remains captivated in life, the things always make the same impression on us, and one is not able to intervene creatively. If anyone develops a level higher in his activity of thinking, he faces the impressions as the same being in two different forms. He faces it once with that on which he has not yet worked, the other time with that on which he has worked. He becomes more and more practical because the impressions, which make the things on us, are raised more and more. Hence, there is loss of time, indeed, if one does such a thing that does not belong to life praxis directly, however, it promotes life praxis extraordinarily indirectly. These are the three levels of any practical development of thinking: interest in the environment, desire, and love of all trying and working, and perpetually controlling oneself. You see, for example, such an astute man like Leonardo da Vinci already describing the way in which one can advance just while trying. He does not despise to say how one can appropriate the art of drawing bit by bit. He says, draw on tracing paper, put what you have drawn on the template, and look at that in which the drawn differs. Then make it once again and try—doing so—to do the right thing at the wrong places.—Thus, he shows how it depends on working with desire and love. The third is the satisfaction within contemplation that refrains from the external world and can quietly rest in itself. These are such things that can show us first that we grow into a real practice of thinking by the trust in the thoughts in nature, in the world building of thoughts. However, if we also believe that thinking itself is a creative force, we advance. Someone does much for the practical development of his thinking who does the following systematically: he thinks about something, for example, about what he has to do or about a question of the worldview, it may be anything usual or anything of the highest. If he is out now to find a solution quickly, then he develops no practical thinking as a rule. This rather means saying to himself: you are as little as possible allowed to interfere, actually, in your own thoughts.—Besides, most human beings can imagine nothing at all if one says this. This is a main requirement: that we open ourselves to the thoughts in ourselves that we get used to becoming the scene of the work of our thoughts. We could think, there would be only one single way to accomplish a certain thing, or only one single answer to a question. Nevertheless, we are no dogmatists to whom only one single answer is right. If we want to learn practical thinking, we have to try to give ourselves also another answer, maybe also a third one, or a fourth. There are things to which one can think ten sorts of answers. One has to imagine them all carefully, of course, only such things where this is possible, not with such ones, which must be made quickly; one often makes them rather badly than too slowly. If one has ten possible solutions, one carries out each in thoughts with love. Then one says, I want to think no longer about it, I wait until tomorrow and open myself to the thoughts. These thoughts are forces that work in my soul, even if I am not at all involved with my consciousness. I wait until tomorrow or the day after tomorrow, and then I cause this thought again in myself.—Maybe I do this still a second or a third time, and each time I survey the single things much clearer and can then decide better than before. This is an incredible schooling of practical thinking presenting different possible solutions of a thing in thoughts to oneself, to allow them to rest and to take up them later again. Who does this for a while notices that his thinking becomes versatile, that he develops presence of mind and repartee by a certain practice. Then he grows together with life until the most usual things and recognises what is clever and clumsy, what is wise, and what is foolish. It does not come into his mind to behave in such a way as often so-called practical persons behave. I already had to know many practical persons who can use the beaten paths of their occupation very well; if you see such persons in other situations, for instance, at travelling, their practice is often rather odd. The proof that the practical development of thinking can lead to real life praxis is founded in experience. This works up to the hands, up to the way to seize something. Much less, you drop plates and pots than other persons if you work in such way on your inside. Practical thinking works up to the limbs. If it is carried out actively and not in the abstract, it makes pliable and flexible. However, impractical thinking is most obvious where the practice of thinking should work, for example, in science. I have stated the hypothetical astronomic experiment as an example. One often experiences, how frightfully impractical just the scientists of today are. I do not attack the real methodical work, the excellent activity of our science in the slightest. Nevertheless, the thoughts, which the modern human beings form, are often almost dreadful. Our microscopes and the photograph are very well developed. One can observe all possible mysterious facts in the various little beings. One observes plants and sees certain strange things in these plants, possibly faceted organs like the eyes of a fly, and one even sees a sort of lenses in some plants at this or that place. One observes with other plants that certain insects are attracted, and then the plants close their leaves and catch the insects. One has excellently observed that all. How does the present impractical thinking explain these phenomena? One confuses the human soul, which reflects the outer processes internally, with that which one observes purely externally in the plants. One talks about the ensoulment of the plant, and one throws plant soul, animal soul and human soul in a mess. One throws this in a mess. Indeed, I object nothing to the marvellous observations of nature, which are popularised in the world. However, the thinking of our contemporaries is confused if anybody says, certain plants have their stomachs at the surface with which they draw in the food and devour it. This thought is approximate in such a way, as if anybody says: I know a being, this is organised artfully and has an organ in itself by which something like a magnetic force is exercised on little living beings, so that they are drawn in and are devoured; this being, which I have in mind, is the mousetrap! This thought is completely the same as that which assumes the ensoulment of the plant. You could speak in the same sense of an ensoulment of the mousetrap as you talk about the ensoulment of the plant if you really thought in this peculiar way. The matter is that one is able to penetrate into the very own nature of thinking, and that one becomes no “carriage pusher from within” in such fields. Something else is important for the practical development of thinking and this is that one has confidence in the inner spiritual organ of thinking. With most human beings, the benevolent nature provides that this spiritual organ of thinking is not ruined too very much because the human being must sleep. Because the spiritual does not stop then, because it is there always, this organ of thinking works for itself and the human being cannot ruin it perpetually. However, it is quite another matter if the human being allows nature to take care of thinking with important and serious facts of life only, or if he himself takes this in hand. It is a very important principle to let the organ of thinking work in yourselves. You are practicing this best of all if you try not to think for a while, howsoever short. A big, immense decision belongs to it to sit or to lie somewhere without letting thoughts go through the head. It is much easier to let your thoughts surge up and down in yourselves, until you are released from them by a good sleep than to tell yourselves: now you are awake and, nevertheless, you do not think, but you think nothing at all. If you are able to sit or to lie quietly and to think nothing with full consciousness, then the organ of thinking works in such a way that it gains strength in itself, accumulates strength. Who puts himself in the situation over and over again not to think with full consciousness notices that the clearness of his thinking increases, that in particular repartee grows because he does not only leave his apparatus of thinking to itself by sleep, but that he lets this apparatus of thinking itself work under his guidance. Only somebody who has taken leave of his spiritual senses can believe that then it is not thought at all. Here the word applies that Goethe says about nature: “She has thought and thinks continuously.” In addition, the innermost nature of the human being has thoughts, even if the human being is not present with his conscious thoughts. Nevertheless, in the case where he is not at all with his thinking, something thinks in him of which he is not aware. At these moments, if he lies there without his own personal thoughts, something higher really thinks in him, and this higher works tremendously educating on him. This is essential and important that the human being also lets the superconscious, the divine work in himself, which does not announce itself directly but in its effects. You become a clear and glib thinker gradually if you have dedicated yourselves to such exercises of thinking. A certain energy belongs to it to carry out such exercises of thinking. You realise at the single examples, which I have given today, how one can develop this thinking with own strength. I could only give some examples of self-education of thinking, but these examples have shown that one is able to point to real remedies of thinking whose fruits life and experience can give only. Who exercises his thinking that way experiences that—on the one side—he can go up to the highest fields of spiritual life, that he can use this thinking—on the other side—also in the everyday life. What one gains with the overview of the big spiritual facts one should apply to practical life. All fields of the everyday life, education in particular, could experience a tremendous fertilisation because of this, and another view of life praxis would make itself noticeable all around us. In addition, someone who wants to develop the qualities slumbering in him in order to penetrate to the spiritual fields would have a sure base and stand firmly in life. This is something that one has to demand absolutely, before anybody penetrates to the higher spiritual fields. In addition, the usual science would be able to attain tremendous knowledge if it is fertilised by spiritual science. The carriage pushers of thinking who fancy themselves often as great practitioners do not have this practical thinking; they lack it. They are not able to lead back something to a simple, comprising thought. Spiritual science gives us this: it enables us to survey what is usually small and detailed in life, with big, comprising viewpoints. The human being thereby gets the survey because he is able to think from great viewpoints into the details; then he is led to real life praxis. We can take Leonardo da Vinci as an example, who was a practitioner in many fields. He said, theory is the captain, and practice is the soldiers.—Who wants to be a practitioner without controlling the viewpoints of practical thinking is like someone who goes on board a ship without compass, he does not have the possibility to steer the ship correctly. Goethe showed repeatedly from his practical way of thinking how just scholarship gets by impractical thinking to infertile fantasising. There are people, who lead the outside world back to atoms, and others who lead them back to movements; others deny any movement. On the other hand, the most practical thinkers point to the fact that simplicity comes from the greatness of the worldview. Goethe's dictum is suitable, and we can put it before our eyes: Some hostile may occur, |
46. Posthumous Essays and Fragments 1879-1924: Goethe's Relationship to Natural Science
Rudolf Steiner |
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Goethe had the courage to scientifically recognize what others believed should remain a matter of faith: therein lies the essence of his view. Kant found such striving contrary to the human spirit. He believed that our intellect is only called upon to bring the sensual diversity of beings into a conceptual unity. |
46. Posthumous Essays and Fragments 1879-1924: Goethe's Relationship to Natural Science
Rudolf Steiner |
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Around the same time that the idea that was to become the most important for his scientific thinking took shape in Goethe's mind, he also found the words that sharply characterize his relationship to science. On May 17, 1787, he writes to Herder that he is very close to the secret of plant development; and on Aug. 18, he writes to Knabel:
He made it clear that he was not interested in discovering individual facts, but in achieving a conception of nature that was in keeping with his way of thinking. When, after his arrival in Weimar, he began to occupy himself with natural things, driven by inner compulsion and external circumstances, he found the science of these things among his contemporaries in a state that was completely at odds with his way of thinking. This circumstance shaped his entire preoccupation in this direction. He sought enlightenment in the works of naturalists. He always found himself compelled to look at things from points of view that were foreign to the researchers he turned to. This is most evident in his botanical studies. In this field, Linné was the leading authority at the time. Goethe immersed himself in his writings, but was soon forced into opposition to his way of thinking. Linné sought out the characteristics of the individual plant forms. According to the degree of their relationship, he placed these forms in a systematic series. He does not ask whether there is a natural relationship between the different forms. This is because his conception of nature is dominated by the theological idea of a plan of creation: “We count as many species as different forms have been created in principle.” Anyone who starts from this basic view cannot see what the forms have in common. Rather, he will emphasize the distinguishing features in order to get to know the diversity that lies in the plan of creation. Goethe's way of looking at things was the opposite: “That which he - Linnaeus - sought to keep apart by force, had, according to the innermost need of my being, to strive for union.” The difference between Goethe's and Linnaeus's approach lies in the fact that Goethe seeks the creative forces within nature itself, which bring the manifold forms of life into existence, while Linnaeus assumes that the creative power exists outside of nature. Therefore, Goethe must seek to immerse himself so deeply in nature until this creative essence becomes visible to him, whereas Linné is content to study the created in its diversity and surrender to the belief that this diversity is based on a wise cosmic plan. It was against Goethe's nature to surrender to such a belief. This nature is characterized by a statement he made to Jacobi:
Just as one sees external sensual facts with the eyes of the body, so Goethe wanted to see the deeper-lying facts with the eyes of the spirit, which contain the reasons for those external facts. He searches for an essence that is contained in all plants, because - as he writes down in Palermo on April 17:
For Linnaeus and his like-minded colleagues, this question is superfluous, because the common pattern of all plants, in his opinion, does not lie within, but outside of nature in the idea of creation. What is outside of nature cannot be the subject of research. One can see what is important to Goethe. He includes an element in research that excludes the opposing world view from it. Goethe had the courage to scientifically recognize what others believed should remain a matter of faith: therein lies the essence of his view. Kant found such striving contrary to the human spirit. He believed that our intellect is only called upon to bring the sensual diversity of beings into a conceptual unity. What this unity, which exists only in our minds, corresponds to in reality, we cannot know, he said. Goethe opposed this view. He was convinced that it is possible for the human mind to penetrate to that real unity of things (see the essay “Anschauende Urteilskraft”). What Goethe calls the primal plant, the primal animal or the type of animal are components of this real unity of nature. These primal plants and animals cannot be perceived by the external senses. They cannot be given to us as sensual, but only as spiritual intuitions. No single actual plant is a primal plant. In this respect, Goethe's view differs from that of contemporary natural science. The latter believes that it has found the original essence when it can point to a single, sensually perceptible organism that has the simplest possible structure and from which more complex living beings have gradually developed. Goethe, on the other hand, says:
When we survey the individual classes, genera and species, an ideal form arises in our mind that is not realized anywhere in the senses: and this is the original being in the sense of Goethe's conception. The modern naturalist would call such a form a mere idea, a thought. Goethe, however, sees in it a real being. This is characteristic of him. He regards the ideal as a reality, as truly present in nature. From this basic view, Goethe's relationship to the modern conception of nature and his significance within it can be seen. This conception of nature differs fundamentally from the one prevailing at the time of Goethe. But it also differs from his own. Under the influence of the research of Lamarck, Darwin and others who followed similar paths, a revolution in natural science took place in the nineteenth century. It was recognized that one organic form can change into another over time. The consequence of this idea is the assumption that one form is not similar to another because it was originally created similarly by a higher being, but because it actually gradually emerged from the other. The forms of predators are no longer seen as similar to each other because they are all originally designed similarly, but because one actually emerged from the other. Thus, the view was arrived at that originally there were only a few or only one organic form, which developed over immeasurably long periods of time into today's diversity. What was previously seen as existing side by side is now seen as emerging from one another in a temporal sequence. This is essentially the difference between the modern conception of nature and that of Goethe's contemporaries. This modern view of nature is, however, initially nothing more than a description of a state of affairs. And it stops at this description. It differs from the usual approach in inorganic science. When two elastic spheres in motion meet, they both change their motion. Inorganic natural science is not satisfied with describing the process of the change of motion, but seeks a law from which this process can be explained. Once this law has been recognized, the process can be understood. One can develop the process of motion after the encounter from the one before it. The corresponding process in organic natural science is that one living form can be developed logically from another in thought. One then not only describes its temporal emergence from this other, but also comprehends it. The means to this comprehension in the organic realm would have to be something like the natural law in the realm of the inorganic. Goethe strove to discover in organic nature that which corresponds to the law in inorganic nature. And he recognized it in his Primordial Plant and in his Primordial Animal. Through the inorganic laws of nature, an ideal unity is brought into the abundance of mechanical, chemical and physical phenomena; through them we see what is next to each other in a large, structured context; Goethe also wanted to recognize such a unity in the organic world of forms. The extension of the physical-mechanical way of explaining to the whole field of natural science is the characteristic of his view. It must be admitted, however, that modern natural science is moving in a similar direction. But it does so in a fundamentally different way from Goethe. He sought for the organic world something that would explain the diversity just as the laws of nature explain the inorganic phenomena, but which is of a higher nature than the latter. Today, we look for the same laws in the organic realm as we do in the inorganic realm. We imagine that the laws of organic action are actually physical laws, only in complicated combinations that are not easily understood. In exactly the same way, it is thought, as hydrogen and oxygen combine to form water under certain conditions, so under more complicated conditions, carbonic acid, ammonia, water and protein combine to form living substance, without the need to imagine special organic physical-chemical forces in addition to the physical-chemical ones. This is not Goethe's view. He does not want to see inorganic laws applied to organic life, but he wants to discover new ones for this field that correspond to them. For anyone with a deeper insight, contemporary natural science virtually demands expansion in the direction that Goethe has taken. In this century, knowledge of individual facts has been enriched more than in any previous one. The expansion of the concepts by which facts can be explained has not progressed to the same extent.When it comes to actual discoveries, one can fully agree with du Bois-Reymond, who said:
This applies perfectly to the individual facts that Goethe discovered. But these facts are not the essence of his scientific endeavors. This consists in the indicated basic direction of his scientific thinking. In this respect, it is remarkable how Goethe came to his individual discoveries. When he set about studying the animal and human organism, he was guided by the idea that both must be based on a common archetype, which appears in man only at a higher stage of development than in animals. This was demanded by his fundamental view of the unity of ideas in nature. However, the most important natural scientists of his time saw a significant difference between the organization of higher mammals and that of humans in that the former have the so-called premaxillary bone in the upper jaw and the latter does not. Goethe could not do anything with this assertion of the natural scientists. He therefore looked for the premaxillary bone in humans and found it. In the embryonic state it is still separate from the laterally adjacent bones, but in the developed human being it has grown together with them. In individual cases, if the development is not quite normal, the separation can remain. So Goethe did not make the discovery of the intermediate bone for its own sake, but to dispel an opinion that contradicted his basic view. It will become clear in what follows that the same applies to the discovery of the vertebral nature of the skull bones. Fundamental to Goethe's scientific ideas is his concept of the metamorphosis of plants. In this area, he consciously set out to find an ideal form that underlies all the diverse plant forms as a pattern. He felt as if he were studying botany as if he had a text in front of him that he couldn't read at first, but could only look at the individual letter forms. The individual organs of the plant appeared to him as a diversity that must correspond to a unity, and the abundance of plant forms also seemed to point to something that they all have in common. He relentlessly pursued the goal of being able to move from one structure to another in such a way that this transition becomes a continuous unity, as when moving from spelling to reading. And on [June 15, 1786] he was able to report to Frau von Stein: “[...] my long spelling has helped me, now it works all at once, and my quiet joy is inexpressible.” It was, however, a long way from spelling to actual reading. In his estate, which is in the Goethe Archive in Weimar, there are diary-like pages on which he has recorded the individual stages of this journey. (See Goethe's works in the Weimar edition, 2nd section, volume 7, p. 273ff.) They were written during the Italian journey. The opulent world of forms in the south offers him the opportunity to recognize unity in abundance. He is tireless in his efforts to find plant specimens that are suitable for shedding particular light on the laws of germination, growth and reproduction. If he thinks he is on the trail of some law, he first formulates it hypothetically and then tests it for accuracy in the course of further experiences. One such hypothetical law is: “Everything is a leaf, and through this simplicity the greatest diversity becomes possible.” Finally, on May 17, 1787, he writes to Herder about his completed discovery with the words:
Goethe means that all the organs of the plant, from the germ to the fruit, no longer appear to him as mere diversity, but he can, in the idea, carry out their emergence from one another just as it develops in reality before his eyes. Just as a sentence is formed out of words into a spiritual unity, so all the organs of the plant are united in the ideal image of the primal plant. Therefore, the term “leaf” should not be taken literally either. It is only intended to convey that the unity of the plant's being lives in the other organs as well as in the leaf, only in a modified form. When he set down his idea in the essay “An Attempt to Explain the Metamorphosis of Plants” in 1790, he therefore expresses himself more clearly:
When Goethe speaks of the unified organ that underlies all visible organs, he means an idealized structure that enables the observer to see the sequence of forms present in the plant in a living sequence and development. He has described how the text that he reads from the individual letters is formulated in the aforementioned essay and in the poem 'The Metamorphosis of Plants'. Does the unity that Goethe perceives in the plant from germination to fruitfulness suddenly come to an end? He answers this with a decisive 'No'. In the fruit, the potential for a new plant is present in the form of the seed. This is a whole plant, only contracted into a sensually simple form. During germination, it undergoes further transformation, and the new plant thus presents itself only as a continuation of the parent plant. Goethe expresses this by saying that procreation is only a growth of the organism beyond the individual. However, since the basic ideal organ is changeable in its sensory appearance, the plant forms that descend in continuous succession from a progenitor can also take on different forms over time. And thus the present-day view that the diversity of forms has gradually developed in a temporal sequence from a few or only one original species is justified by Goethe's view. What is today called the theory of descent thus finds a lawful explanation through Goethe's view. It was in Goethe's nature to extend the ideas that had occurred to him for explaining the plant world to the whole of organic natural science. As early as 1786, he wrote to Frau von Stein: he wanted to extend his thoughts about the way in which nature, as it were, plays with a main form to produce the manifold life, to “all realms of nature, to all of her realm”. Therefore, after his return from Italy, he also eagerly continued his studies of the animal organism, which he had already begun in the mid-1770s and which led him to the discovery of the interosseous bone. In this field, however, he did not succeed in achieving results as perfect as in the science of plants. He was unable to create an ideal structure in this field, as he had done with the “primordial plant”. The essays he wrote in 1795 and 96 (“First Draft of a General Introduction to Comparative Anatomy, based on Osteology” and “Lectures on the First Three Chapters of the Draft of a General Introduction to comparative anatomy, proceeding from osteology), written in 1795 and 96, as well as the earlier fragment, “On the Form of Animals,” found in his estate and published in the Weimar edition, contain only rudiments and preliminary studies for the general idea of the archetypal animal. Nor is there more to be found in the poem “Metamorphosis of Animals” (AOPOIEMOR). He has only achieved something more important in one detail. He recognized the relationship between the brain and the limbs of the spinal cord, and also that between the bones that enclose the brain and the vertebrae that enclose the spinal cord. Goethe's efforts were obviously aimed at tracing all the organs of the animal body back to an ideal basic form, as he had already done with plant organisms. This is much more difficult for all the organs of the animal form than for plants, because the more perfect a creature of nature is, the more diverse the outward appearance of the organs that are the same in their ideal form. The simplest case is that of the mutual relationship between the spinal cord and the brain and the bones that enclose them. Through his general view of nature, Goethe came to suspect that the bones that enclose the brain are not only spatially adjacent to the vertebral bones of the spinal cord, but are also ideally related to them. Full certainty was brought to him by a chance event that he experienced in 1790 on the dunes of the Lido in Venice. He found a sheep's skull that had so happily disintegrated into its individual bony components that the observer could recognize remodeled vertebrae in the individual pieces. Contemporary science has not entirely confirmed this isolated discovery by Goethe, but it has confirmed it in its essential parts. The anatomist Carl Gegenbaur conducted research on this subject and published his findings. They deal with the head skeleton of the selachians, or ancestral fish. The skull of these animals is clearly the remodeled end part of the backbone and the brain is the remodeled end member of the spinal cord. One must therefore imagine that the bony capsule of the skull of higher animals also consists of remodeled vertebral bodies, which, however, in the course of the development of higher animal forms from lower ones, have gradually shape that is very different from vertebral bodies and that are also fused together in such a way that they have become suitable for enclosing the brain, which also developed from a limb of the spinal cord. Over time, this adhesion has become such a permanent feature of higher animals that a separation into the individual components, as in the case of the interstitial bone, cannot even be observed in the embryonic state in which the organs concerned are still soft. On the contrary, the separation into individual skull bones occurs only at a later stage of development in higher animals today. Initially, they form a continuous cartilaginous capsule. But this case is characteristic of Goethe. He discovers something that later natural science rediscovers by completely different means, simply because it follows from his general view of nature. Goethe also viewed the relationship between the brain and spinal cord in the same way as the later research mentioned above. In 1790, he made the following entry in his diary:
Today, when speaking of Goethe's relationship to science, many people feel that the most important question is: Did Goethe believe that over time one species of plant or animal actually transforms into another, or did he not go beyond the observation of the ideal unity? From what has been said so far, it is clear that his approach provides a meaningful explanation for an actual transformation. In contrast to this, it seems completely irrelevant whether he actually spoke about such an actual transformation. One must bear in mind that such an expression was far less necessary in his time than it is today. It would also not have seemed as significant as it did a few decades later. All experiential foundations for how one was to imagine the actual relationships and transformations in detail were lacking. Therefore, the actual science could not do anything with such ideas. It was only when Darwin created scientific foundations for individual thoughts in this direction that one could talk about them. Goethe, according to the state of empirical science at the time, could only form very general concepts. And he spoke about such concepts clearly enough.
This, then, we have gained, and can claim without fear that all perfect organic natures, including fish, amphibians, birds, mammals, and at the top of the latter man, were all formed according to an archetype, which only tilts more or less back and forth in its [very] constant parts and still daily forms and remodels itself through reproduction. If Goethe had expressed his view of the transformation of organic nature more clearly than in such phrases, he would have been lumped together with the fantasists who had all kinds of adventurous ideas about the metamorphosis of natural beings. We also have a statement from him about this: “However, the time was darker than one can imagine now,” he writes in retrospect in 1817.
Just as far as the science of that time was from such ideas, just as close was the un-science to them. He was careful in his indications of an actual tribal or blood relationship of the organic forms, so as not to see his explanations mixed up with the latter. Goethe wanted to extract everything necessary for the explanation of natural phenomena from nature itself. This has been shown by considering his studies of the organic world. This fundamental view of his mind can be observed just as clearly in his theory of colors. In Goethe's time, this field of natural science was built on assumptions that were not taken from nature. And even today it still bears this character. The eye's perception provides light and dark and the variety of colors. The theory of colors seeks to discover the relationships between these elements of perception. Light is the absolute brightness; its opposite is absolute darkness. Goethe, in accordance with his entire nature, had to stop at the sensory perception of light. Newton, the founder of the more recent color theory, did not do that. He was of the opinion that light is something other than what it directly presents to the eye, namely an extremely fine substance. What presents itself to perception as light should be substance in reality outside of perception. And white light, as it reaches the earth from the sun, for example, is said to be a composite substance. This composite substance is broken down into its individual components, which are the seven primary colors, by the prism. So this theory explains a vivid process, namely the appearance of colors in the illuminated space, by means of a non-vivid, hypothetical process. Present-day natural science takes a similar view. It has only replaced the substance with a wave motion of that substance. Goethe could not work with such a view. Within the world of the eye, there are neither substances nor movements, but only qualities of light and color. He wants to work with them alone, not with hypothetical entities that cannot be found within experience. He observes how the sensory elements of perception of the eye relate to each other. He notices that where light and dark meet, color arises when the spot is viewed through a prism or a glass lens. He records this immediately perceptible fact. He conducts experiments that are suitable for elucidating the phenomenon. If a white disc on a black background is viewed through a convex glass lens, it appears larger than it actually is. Through the edges of the enlarged surface, you can see the black background below. The part of it that is covered by the enlarged white disc appears blue. The situation is different when a black disc on a light background is observed in the same way. The edge that appeared blue there now appears yellow. Goethe does not go beyond these perceptible facts. He says: When a light color is moved over a dark one, the blue color arises; when a dark color is moved over a light one, the yellow color arises. These colors also arise in a similar way through the prism. Through the inclination of the prism surfaces against each other, just as through the lens, a dark color is passed over a light color or vice versa, when a point is observed where the dark and light colors meet. A white disc on a black background appears displaced when viewed through the prism. The upper parts of the disk slide over the adjacent black of the background; while on the opposite side the black background slides over the lower parts of the disk. So through the prism you see the upper part of the disk as if through a veil. The lower part, on the other hand, can be seen through the superimposed darkness. The upper edge therefore appears [blue], the lower edge yellow. The blue increases towards the black, a violet tone, the yellow downwards a red tone. With increasing distance of the prism from the observed disc, the edges broaden. At a sufficiently large distance, the yellow from below spreads over the blue from above; and green is created in the middle. To further educate himself, Goethe looks at a black disc on a white background through the prism. This causes a dark color to be pushed over a light color at the top and a light color over a dark color at the bottom. Yellow appears at the top and blue at the bottom. When the prism is removed from the disc, peach blossoms appear in the middle.
Goethe calls these experiments subjective because the colors do not appear fixed anywhere in space, but only appear to the eye when it looks at an object through a prism. He wants to supplement these experiments with objective ones. To do this, he uses a water prism. He lets the light shine through this prism and catches it behind it through a screen. Because the sunlight has to shine through openings cut out of cardboard, a limited illuminated space is obtained, surrounded by darkness. The limited body of light is deflected by the prism. If this deflected light falls on a screen, an objective image appears on it, which is colored blue at the upper edge and yellow at the lower edge if the cross-section of the prism becomes narrower from top to bottom. Towards the dark space, the blue turns into violet; towards the light center, it turns into light blue; towards the dark, the yellow takes on a red tone. Goethe explains this phenomenon as follows. At the top, the bright mass of light radiates into the dark space; it illuminates a dark area and makes it appear blue. At the bottom, the dark space radiates into the mass of light; it darkens the brightness, which then appears yellow. If the screen is removed from the prism, the edges broaden; and at a sufficiently large distance, the blue in the middle shines into the yellow; and green is created. Through such experiments, Goethe finds the view that he has gained from subjective experiments confirmed by objective ones. In his opinion, colors are therefore produced by the interaction of light and dark. The purpose of the prism is to superimpose light on dark and dark on light. Yellow is light subdued by darkness; blue is darkness attenuated by light. Where yellow is further dimmed by overlying darkness, red arises; where blue is attenuated by darkness, violet appears. These are the basic laws of Goethe's theory of colors. They are nothing more than the expression of the experience given to the eye. And because they are brought about by the simplest conditions, Goethe calls them the archetypal phenomena of the color world. All other phenomena within this world arise when further conditions are added to the simple ones. One then obtains the derived phenomena, which, however, can be traced back to a sum of simple ones. In this way of thinking, Goethe's theory of color remains strictly within the bounds of empirical observation. Because Newton and the physicists did not proceed in the same way, Goethe became their opponent. He attacked Newton so fiercely because he felt that he lived in a completely different conceptual world from his own. However, he did not become fully aware of this fundamental contradiction. Otherwise he would have simply developed his own point of view and ignored the other, which was based on entirely different premises. Instead, he went through each of Newton's experiments individually, seeking to prove the error in each particular case. This is how the “polemical” part of his theory of colors came about. Goethe's efforts in the fields of mineralogy, geology and meteorology were less successful, although he also tried to penetrate the phenomena of these fields from the point of view of his world view. Here, too, he succeeded in making individual discoveries. But again, the guiding ideas are more important than these individual discoveries, although he remained stuck in the rudiments everywhere. In mineralogy and geology, too, he seeks to explain phenomena by striving to expand the world of concepts. He believes that he can recognize how large inorganic masses are formed during his journeys into the resin. His view that not only the sensually perceptible but also the spiritually perceptible is real is also evident in this area. He imagines the stone masses to be permeated by an ideational lattice work, and indeed a six-sided one. As a result, cubic, parallelepipedal, rhombic and columnar bodies are cut out of the ground mass. This lattice work should not be just an idea, a thought, but a real system of forces at work in the stone mass. This lattice work of forces represents a transitional stage between the inorganic processes and the archetypes that Goethe sees as underlying organic nature. He sees geology as a realm between physics and organic. Therefore, he also rejects the idea that the composite rocks have arisen from their components by aggregation, but believes that these individual components were originally contained in a uniform groundmass and have been separated from each other by internal formative laws. Unfortunately, Goethe did not succeed in applying these fundamental ideas to a larger number of inorganic formations. But from them we can understand his antipathy to the volcano theory of the Earth's formation as defended by Hutton, Alexander von Humboldt, Leopold von Buch and others. This view explains the development of the Earth's surface in terms of violent revolutions. It is now impossible for a mind like Goethe's, which always adheres to what is empirically given, to assume that at any time in the earth's development forces were present that do not currently fall within the scope of experience. The only natural view is that which derives this development from the forces recognizable by observing the present conditions, from which all earth formations can be explained if one only assumes that these forces were active for a sufficiently long time. To Goethe, nature appeared consistent in all its parts, so that even a deity could not change the laws innate to it and ascertainable through experience. He therefore could not see why these laws should have expressed themselves in the past by “lifting and pushing, hurling and throwing”. The fight against the volcanic theory led him back to individual discoveries, to the one about the origin of the boulders found in some areas, which, based on their composition, must once have belonged to the mass of distant mountains. Volcanism provided the explanation that these “erratic blocks” were hurled to their present location by the tumultuous uprising of the mountains far from their present location. Goethe found an explanation that corresponded to his view in the assumption that [breaks off] |
69b. Knowledge and Immortality: Knowledge and Immortality
27 Nov 1910, Bremen Rudolf Steiner |
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Those who look more deeply into these things will understand that a richly developed soul must go beyond the body and that we should not be surprised that in old age, especially in people with a richly developed soul, the brain can no longer serve the soul's life. Kant, for example, became weak-minded in old age, despite his rich mind. The outer tools of the body are no longer suitable for the soul; it withdraws with the content it has gained in this life, and it finally breaks the body. |
69b. Knowledge and Immortality: Knowledge and Immortality
27 Nov 1910, Bremen Rudolf Steiner |
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Distinguished attendees! When speaking of human knowledge, one initially has two things in mind. One is the knowledge that the individual human soul, the human mind, acquires for its own sake; the other is the knowledge that is a means of progress for the life of all humanity. One has only to think of knowledge that deals with the observation of natural phenomena and that is concerned with putting the forces of nature at the service of humanity to realize that what is called knowledge in this field not only gives satisfaction to the individual human soul, but that this knowledge wants to be a selfless servant to all humanity. It is easy to see that knowledge of the forces of nature serves the aims of humanity to a large extent. We see the knowledge gained through the thinking of researchers and inventors applied in practical life, and anyone who reflects on its value will easily see that the knowledge gained from the study of matter is intended to serve all of humanity. But beyond this knowledge there is still another knowledge, which by its very nature does not allow for such practical application. This knowledge must exist for its own sake. Humanity needs it and could not live without it. But with this knowledge, too, we may ask whether it is really something that the human soul seeks only for its own satisfaction, or whether this knowledge, too, which we often say exists for its own sake, is not also in the service of human progress. If one tries to explore why the human soul thirsts and hungers, as it were, for such knowledge for its own sake, why it strives for an examination of the secrets of the world in order to recognize the significance of knowledge in the service of humanity, then one must delve into the essence and the [primordial] reasons of the human soul itself. Now the branch of human research that is called spiritual science or theosophy seeks to recognize the essence of the human soul by pursuing this human soul into its deepest depths and trying to find the essence of the human soul on the basis of knowledge that goes beyond what the senses offer and what the mind, which is tied to the brain, can achieve. Spiritual science believes that, on the basis of its research, it can say something about the human soul that is of particular importance to this striving human soul. However, it must approach all that the intellectual culture of the last centuries has produced in an independent way. In no way does spiritual science take a position against the great achievements of human culture, especially of natural science; but in our time it must undertake exactly the same thing that natural science has undertaken many times over the last few centuries - it must test all the prejudices, all the beliefs of people today in the light of its insights. Spiritual science looks at something that is one of the most important things for knowledge in our time – at something that has only been instilled in science relatively recently. People are very forgetful. Many truths that are generally recognized today were only conquered by the human mind in the 17th century, because until the 17th century, for example, both laymen and learned naturalists believed that earthworms, fish and other lower animals could develop from river mud. There are books from this time that discuss how living things develop from carcasses, for example. It was only in this 17th century that Francesco Redi first uttered the sentence that living beings could only come from germs of living beings of the same kind. That living beings can only come from living beings was a great heresy in the 17th century compared to the science of the time, and only with great difficulty did Francesco Redi escape the fate of Giordano Bruno. The situation for the spiritual researcher today is similar when, for example, he focuses his attention on the properties of a human soul that comes into existence through birth. Today, when looking at the different properties of children, it is easy to say that these properties are inherited from the father and mother. Today it is believed that the structure of the human soul is composed of what comes from the physical environment, just as it was believed in the 17th century that living beings would consist only of what came from the physical environment. But the spiritual researcher must say: spiritual-soul can only come from spiritual-soul. He observes the miracle of how a human germ, which comes into existence through birth, develops in the course of its life from stage to stage, and he is clear about the fact that the human essence, which develops so mysteriously, can only come from its own kind. He knows that in order to understand what is developing, one must go back to another spiritual-soul realm. As we ascend from the animal to the human, we have to distinguish between the generic and the individual. We cannot ascribe to the human core of being the same thing that we address as generic in the animal. We have to say: what develops in the child over time does not lead back to a generic, but to an individual that comes into existence through birth. And when this thought is followed to its logical conclusion, this spiritual research into the origin of the soul and spirit leads the spiritual researcher to the idea of re-embodiment, to the idea of repeated lives on earth for human beings. For anyone who looks impartially at all the facts of life, repeated lives on earth are a reality, however much the feelings of people today may still rebel against it. Of course, it is no longer customary to burn heretics, but such things, which are heresies according to today's consciousness of people, are ridiculed. But this truth will be treated the same way as other truths and laws that humanity has acquired in the course of its development; after some time, it will no longer be possible to understand how there could have been people who could not believe that spirit comes from spirit. Goethe pointed to what his essence had drawn from his environment. He could say:
And then, after pointing out what he had attracted from his environment through inheritance, he modestly asks:
Anyone who, like me, has studied everything related to Goethe has certainly acquired the respect due to Goethe's parents. But try to put together all their qualities – you will try in vain to bring to light what is original about the “little fellow”. Precisely that which we cannot find in the heritage of father and mother, precisely that is the Goethe whom we know and who he will always be in our culture. It is the most appealing task for an educator to assume that in the education of a child, a mysterious core of being struggles into existence that lies beyond all laws of inheritance, and that in every young human being this riddle must be solved anew. If we really apply this truth of repeated earthly lives to a child, it will no longer be out of keeping with us to look at the child's outer form in such a way that it appears to us as shaped, formed out of a soul-spiritual core of being. We observe the indeterminate features of this human countenance in the first days of the child's life; we see that they become more and more definite and, little by little, the child's entire body shows an ever more definite form of its own. We can see how the soul, which has come over from a previous existence, transforms these vague features into ever more distinct ones. It becomes visible how the inner core of the human being works on the forming physical shell. If we consider this carefully, we will not find it difficult to recognize an ascending and a descending line of human life. We see how indeterminate forces work their way from the inner being to the surface, and at a certain point in time we see how everything that is inherent in the human being is revealed in the skills and abilities that he acquires. Then it happens that a person makes one side of his nature the dominant one. We see a kind of confrontation with his environment through the absorption of knowledge and wisdom, and we can say: This is something that is added to what was brought from previous embodiments. Then a descending current sets in in life, where we can no longer transform anything of what we have become externally and physically in our abilities - we can no longer even absorb anything into our memory. We will only understand this actual work of the individual core of our being on the human being if we consider the whole of human life. This work on the human being can be divided into two clearly distinguishable states. The human being alternates between two states of consciousness: waking life and sleeping life. To consider life as a whole, we must ask ourselves: What do we owe to sleeping life and what do we owe to waking life? From sleep the soul must draw the strength for new work, and it is shown that invigorating forces accrue to the soul from sleep. An example of this: people who, by reason of their occupation, are obliged to learn much by heart, can experience that they do not progress well with their memorizing if they do not have a good amount of sleep between their work. Today, scientific observation also recognizes the importance of sleep for the removal of fatigue. In scientific circles, the prevailing view is that people get tired because the muscles, nerves, etc. are worn out and need to be supplied with new strength. However, this does not take into account the fact that muscles can also work without showing signs of fatigue. The heart muscles, for example, work without tiring. Why is that? Asking this question is of tremendous importance for a healthy view of life. On closer observation, it becomes clear that fatigue only occurs under certain conditions. The heart does not tire, but the smallest muscles in the fingers can tire to such an extent that cramp-like pains occur, as can be seen, for example, in writer's cramp. When you research these things, you come to realize that fatigue and our waking daily activity are related. We come to see that fatigue occurs when we do not leave parts of our body to themselves, but instead permeate them with the effectiveness of the external work we do. The laws of the universe are implanted in our body; they are effective in it, and under their effectiveness the body does not tire. Fatigue does not occur when - unconsciously to the person - the laws of the universe work in his body. Fatigue occurs only when the human consciousness permeates the organism with its nature. The naturalist Thomson asserts the independence of the soul life in relation to the bodily life. He says that the soul life is as separate from the body as the rider is from his horse. It is admitted that there is something in man that stands in the same relationship to his body as the rider to his horse. We tire our body, says Thomson, just as the rider tires his horse, because we are outside the horse and use the horse. Does the old image not emerge from a distant time in human development, in which people looked into a spiritual world by natural gift? There they saw the centaur, the man connected with the horse. It is true that “wise” natural science says today that the people of that time were childlike people, that they saw wild barbarians sitting on their steeds and coming out of the fog from the north, and that in the fog they could not distinguish where man and where steed was; from this these childlike people would have formed the image of the centaur. But in fact the centaur is a reality that shows, from a clairvoyant perspective, the relationship that arises between soul and body, and that is like that between rider and horse. Thus the fact of fatigue compels us to recognize a certain independence of soul from body. That the course of certain processes in the human body does not result in fatigue is due to the fact that a universal law is at work, but the human being is not present with his consciousness. The human being tires because he is present with his consciousness in the processes of his body. But in the state of sleep, the human being is surrendered to the universal law. The human being needs this immersion in a different element, as it happens every night during sleep, and we will ascribe the right effect to sleep if we follow the essence of the human being as he lives in the world into which he enters when he falls asleep. Then I have to speak of the experiences of the spiritual researcher. Spiritual research does not mean that one can gain knowledge of the secrets of the existence of the world at any level, but that we awaken dormant, germinal powers of knowledge within us. When these dormant powers of knowledge awaken, they give us eyes and ears of the spirit, so that we find ourselves in a situation like that of a blind person who regains his sight through an operation. We can only recognize how many worlds are around us if we have the organs to perceive them. We can only experience the world of light and color if we have eyes to see them and the world of sounds if we have ears to hear them. The spiritual researcher becomes a spiritual researcher by awakening the powers of knowledge that lie dormant in him, by opening spiritual eyes and ears. He carries out a certain training of the soul, that is, certain exercises through which the soul acquires organs with which it can see and experience new worlds. When a person becomes a spiritual researcher in this way, the perception of the spiritual world is not speculation, but reality. When a person begins to look into these spiritual worlds, he makes new experiences, and I would like to emphasize one such experience that can shed light on the nature of sleeping and waking. It is the task of the spiritual researcher to investigate certain tasks of ordinary life and then to illuminate them with the light of the spirit. For example, you may reflect on a certain task in life and cannot solve it; the tool of thinking proves blunt. Then the spiritual researcher really feels separated as a thinking and knowing being from his physical body. He feels his physicality as one feels a hammer or another tool or instrument outside of one's being. Just as one can feel a hammer as too heavy, one can feel the failure of the individual parts of the brain: One feels that one cannot intervene in the brain. The separation of body and spirit can be felt by the spiritual researcher in every one of his activities. But when the spiritual researcher wakes up from a state of sleep, perhaps a very short sleep, which he can induce at will through his developed will, it is as if he woke up from a very specific world in which he has done something, so that when he wakes up, activities that he performed immediately before waking up linger, and these have a very specific configuration. When he wakes up, the activities he performed before waking up could be painted by him in very specific figures and colors. But there is a difference between this mental activity and the usual daily activities. The usual daily activities are such that you think them through beforehand, so you work as if according to a model and are bound to the lines of a template. The [spiritual] activity, on the other hand, [that a person performs while sleeping] proceeds as if we were following a line from our spirit that arises from the inner laws of our own soul. During sleep, the spiritual researcher feels this as an intervention of his soul activity in his physical body, in his brain. And he feels this activity, to which he has devoted himself in sleep, flowing into his body like warmth, so that this body has grown to meet the demands of the day. He experiences: You have worn out your instrument, and this activity is a repair of the instrument for the daytime work of the physical body. Like an architect, we work on our own physical body during sleep, and the spiritual researcher does this consciously. During the day, the physical body is constantly worn out, and we bring with us from another world the forces we need to build up our physical body. We do this unconsciously during sleep. If we consciously consider what we do unconsciously in our sleep, then we will find it credible that during sleep our soul dwells in a world other than the physical one. From the moment we fall asleep until we wake up, the soul really does enter a spiritual world, and that is the world from which man comes. Every night we have to dive into this sea of spirituality to draw from it the strength we need for our physical body and which alone makes it possible for us to survive between birth and death. So our life goes, in that we appeal again and again to our spiritual existence, and we see this spiritual essence of man emerging anew from the spiritual world every day, as in a small re-embodiment. We find only one difference between re-embodiment and waking up: when we wake up in the morning, we always encounter the same body that we have built up since our birth. When we re-embody ourselves for a new life, however, we must first build up our corporeality anew. When we consider the course of life, we see many, varied things approaching us that we can take in with our soul, but which we cannot implement in the life of our body. We develop by repeatedly drawing new strength from our sleep, but there is a certain limit to the incorporation of these forces into our physical being. For example, the soul can only receive musical impressions if there is a musical ear. The soul encounters a limit in the physical. Much of what is in our soul, what it wants to process, it cannot incorporate into the outer physical body. This gives rise to a certain disharmony, which is more than the usual tiredness that forces us to sleep. This gradual mismatch of the body to what our soul is becomes more and more pronounced the more a person develops a richer soul life. The soul life becomes increasingly unadapted to the life of the outer body. And here we must ask ourselves: where do we get this body from? When we see this body developing out of indeterminacy into a definite form in physiognomy and gestures, we regard the body we have in a particular life as a result of previous lives. We use this body as an instrument. We enrich our soul in the course of our life, and we find that what we have acquired in this life reaches the limits of our physical body, and that finally bursts this body. So we have the descending line of life. We should be grateful to be separated from this body again, to be heading towards death, to have a soul with richly developed content that bursts the bounds of the body, right up to death. Those who look more deeply into these things will understand that a richly developed soul must go beyond the body and that we should not be surprised that in old age, especially in people with a richly developed soul, the brain can no longer serve the soul's life. Kant, for example, became weak-minded in old age, despite his rich mind. The outer tools of the body are no longer suitable for the soul; it withdraws with the content it has gained in this life, and it finally breaks the body. What we call death is different in humans than in animals. The ever-enriching soul of the human being breaks the corporeality and passes through death. Then this soul builds itself up according to the abilities and contents it has acquired during life, the body for a new incarnation. Now one could say that we do not remember our past life. This objection would have the same justification as if someone wanted to say: A four-year-old child cannot calculate, so no human being can calculate at all. - We want to try to see through the following consideration that it is possible to acquire the ability to remember earlier lives. To make this clear to us, I must mention that there is also a time for the ordinary human life when the person cannot remember. These are the first years of childhood, which a person does not remember, even though he was already there at that time. The point in time up to which memory reaches is connected with another point in time. You know, of course, that in the very earliest period of his life, a person has no sense of self. At a certain point in time, the sense of self arises in the child, and the beginning of remembering coincides with this. What lies before this point in time is not remembered. Why is that? Spiritual research shows that in his normal mental life today, through the development of this self-awareness, through which man attains the highest of this life, man erects something like a boundary around himself. A person's memory goes back to the point where self-awareness occurs. That is the boundary. At this boundary, self-awareness stops and withdraws from observation what happened before. We can learn to see beyond this boundary if we apply the exercises that the spiritual student has to do to look into the spiritual world to our soul. There comes a moment when the person succeeds in leading this I one step beyond himself. That is the moment when one comes to switch off the ordinary I-consciousness that forms the boundary for memory. Then the person enters the spiritual world. He only has to learn to switch off the ordinary I-consciousness. The sense of self is brought about by the impact with the body. When a person overcomes this, as it is otherwise overcome in sleep, and when he learns to consciously enter the world in which he unconsciously dwells in sleep, the possibility of looking back on past lives begins. This can only be achieved if man consciously turns his gaze to this other side of life, to the side that lies beyond the gate of death. We must uproot from the soul all fear and dread of what comes to man from the future. How afraid and anxious man is today of all that lies in the future and especially of the hour of death. Man must acquire composure in relation to all feelings and sensations towards the future, look forward with absolute equanimity to all that may come, and only think that whatever may come to us through the wisdom-filled guidance of the world. This must be brought before the soul again and again. This leads us to receive the retrospective powers for past earth lives as a gift. In this way we can educate our soul until we attain the consciousness that past earth lives are not hypotheses and dreams, but that they stand before the soul as fact, as something that the soul can learn to observe. Our contemporaries do not want to admit that there is a possibility of awakening dormant powers in the soul, so that new worlds, hitherto hidden in the infinite bosom of existence, may be added to what the soul can experience. But we are on the verge of a time when people will gradually develop more and more of a relationship with what can be explored from the dark depths of the past and the future. We are heading towards a future where more and more people will have the urge to know, to recognize what the human soul and its destiny are all about. Thus, we are looking at an expansion of the ability to know, which enters into an alliance with the spiritual world. All higher knowledge, says Goethe, is an extension of ordinary knowledge. Such extended, such higher knowledge is not abstract reflection on things. Such higher knowledge is a connecting of what is the essence of our soul with the spiritual and soul-like around us. Plato cites as proof of the immortality of the soul the possibility of the human soul's connection with the eternal, with that which is eternal outside of space and time, while things in space and time arise and pass away. If such higher knowledge is taken seriously, it contradicts everything that otherwise occurs as fatigue. Fatigue occurs in the knowledge that strives to explore the things around us. But when man allows the knowledge he has gained about things to take effect in his soul, when he has moments in life when what he has gained through his eyes becomes ideas and he can let these ideas work in him, when he can transform the lofty realm of sounds into ideas and let them continue to resound in his soul, then he learns to be awake in a state that can be compared to the state of sleep. Knowledge is given to us in the same measure as the consciousness of our ordinary ego begins to fade. The arbitrariness of this ordinary ego consciousness shatters, and man experiences true knowledge by feeling that he must fit into the laws of the spiritual world with his true ego. While man is limited to a small space in the outer world by his physical body, which he repeatedly tires through the work of the day, and he must always compensate for this wear and tear of the body through sleep, he feels when the soul is truly “with itself” that it can also draw forces from the spiritual world while awake. He gets the feeling that a source is opening up for the soul, through which healing potions flow to us from the spiritual world, so that he can become master of the body. He feels that we can consciously enter the spiritual world, as we unconsciously do every night while sleeping. He feels that we can then consciously enter the realm of eternity when our knowledge becomes life. Then it will become something completely new, something that it cannot be for the ordinary consciousness of today's man. Plato said that in ancient times people developed the highest knowledge out of enthusiasm. Even if this ability of enthusiasm may have been lost to today's people, what has not been lost to them is that the knowledge of the world of ideas can become a life force in them, that they can feel how they connect with the root of existence and eternity by penetrating into things with their spiritual self through knowledge. In this way we come to know knowledge as a living thing, as a healing process that extends into the physical body. It takes a long time before we get to know this knowledge, that is, this source of life in our soul. And we also get to know the connection with a very different factor of our culture. All our knowledge must be incorporated into what we can call being imbued with the living Christ. What is this living Christ in the human soul? It is nothing other than what we can experience when knowledge and truth come to life in us, as has just been explained, when we can feel our personality as if it were being filled by a second personality, by something that is truth itself. This is the living Christ, who is truth and life in the human soul. When one grasps the Christ in this way, He is not an abstract idea, but He is the living Entity Who at a certain point in time intervened in the evolution of humanity, an Entity Who fulfilled the Mystery of Golgotha and thereby entered into the life of human souls. In the past of human evolution, the way people recognized each other was different than after the Mystery of Golgotha. In ancient times, people looked to the origin of man and they felt: Man is not valuable for the development of humanity as a sensual being; as spiritual beings we have descended from a spiritual world into this sensual world to live in a physical body, after we were previously in an ocean of divine spiritual life; through our soul we can in turn find our way back to this common human origin. This is no longer appropriate for our time; something else corresponds to our time. In ancient times, the human soul sought the origin of humanity in order to become aware of what united people. Today we look at what the human being can become, at a common goal for all people. Looking towards this goal, people must be able to say to themselves: This concerns every human being; something must come alive in the innermost being of every human being – this is the living Christ. In the future, human souls will come together in him. The earth, the physical body – it will fragment in its material existence. But the human souls that have the living Christ within them will advance to other levels of existence. When the body of the entire planet has disintegrated, all mankind will be one again, not as it was before it descended to the earth, but one in which the Christ will live as a common soul-blood in this humanity. All our knowledge must be dedicated to the great moment in the evolution of mankind when the human soul can turn to the God-man who accomplished the Mystery of Golgotha. When we look into the future of mankind, we look for the Christ-consciousness in every human being. This has a completely different sense and a completely different meaning than when the Buddhist teaching speaks of a Nirvana and means by that a detachment of the soul from all earthly things. No, the soul should not detach itself from the earthly. We look to the living Christ, who can grasp our souls with his life, and to how the soul can shape itself ever more richly through the life of Christ in it, through immersion in the source of wisdom and truth in ever new incarnations. Thus we see that spiritual science does not stand in opposition to that without which our culture cannot be imagined - to Christianity. It does not want to fight Christianity, but to deepen it by pointing to the living Christ. We, as Westerners, look to the event of Golgotha as to the point in time that is also known from history, but which only acquires its deep value, its deep meaning for us through the fact that we gain the Christ-idea not only from the historical Christ, but deepen this Christ-idea through spiritual science. Only when we have imbued our knowledge with soul, light and spirit through the idea of Christ does this idea of Christ become for us that through which the true idea of immortality is revealed to us ever more surely. And when the Christ in us has become the light of knowledge and the life of knowledge, then we connect with the power through which we pass through many deaths and through many lives. Knowledge of Christ is the way for man to absorb within himself the forces that lead him to true immortality, that is, to victory over death. This idea can only be gained from higher knowledge - not with ordinary knowledge, which only wants to deal with the material. Nowadays, only the external, the material, is pursued in man, and that is the most fleeting, the most transient. The words of Hamlet, for example, point this out, showing how dying and death must appear to him in his melancholy mind, in which the light of Christ does not yet shine. He speaks of the great Alexander, saying:
And he speaks of the great Caesar:
But Hamlet is only talking about where the earth that became Caesar's body may have gone. He pursues the fleeting, transient material instead of reflecting on where the great, richly developed souls of the great Alexander and the great Caesar have gone. You don't see what is important in man if you only look at the transitory, at the material, and think about what might have become of it. You should look beyond what goes through death and birth to recognize what true immortality is. In recent centuries, when knowledge of the material world has made such great strides, we have become more and more accustomed to regarding matter, that which forces the spirit into its fetters, as the essential. But matter will perish, disintegrate; the earthly body, consisting of matter, will disintegrate. The spiritual researcher, for example, views today's radium research in such a way that he knows: here is the beginning of the disintegration of the atoms that form the earthly body. The material of the earth will perish, but the eternal, even of the earthly body, will merge into the eternal essence of things. Today's striving for knowledge pursues the material, forcing the soul into its spell. One believes that one can speak of eternity, of the indestructibility of matter. In the face of words such as those spoken by Hamlet, it must be said, based on the realization of the true nature of the human being and at the same time on the realization of the true nature of materiality: Not only the great Alexander, the great Caesar, no, all human souls are parts of eternity; they take on a physicality from the materials of the earth in ever new lives, they go through ever new lives, which are only steps towards immortality. This applies to every human being:
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127. The Work of the Ego in Childhood
25 Feb 1911, Zürich Tr. Dorothy S. Osmond Rudolf Steiner |
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In future histories of civilization great efforts will have to be made to understand this patho-logical fantasy, to grasp how it could have been possible for man’s imagination to become sickly enough to accept this as a serious conception. To uphold the Kant-Laplace theory is exactly the same as to think that man can be explained by studying the dust produced by his cremation. |
127. The Work of the Ego in Childhood
25 Feb 1911, Zürich Tr. Dorothy S. Osmond Rudolf Steiner |
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In a public lecture such as the one given yesterday on Spiritual Science and the Future of Man, account must always be taken of the very limited receptive capacity of the world today. In our time, data of knowledge that are essential for humanity do indeed flow down from the spiritual worlds but can be accepted open mindedly only by very few people. To most individuals who have not prepared themselves adequately for the reception of such knowledge, the deeper aspects of our Spiritual Science prove to be something of a shock, something that seems fantastic or dreamlike. All the more it behoves us to deepen our feeling for the most significant questions that arise in the course of fairly lengthy study in a Group. And now I want to speak of the need for a closer study of the great truth of the implanting of the Ego, the ‘I’, in man and to indicate that the subject is more complicated than it is usually thought to be at the present time. We have heard that during the period of Old Saturn man was endowed with the rudiments of the physical body, during the period of Old Sun with that of the etheric body, during the period of Old Moon with that of the astral body, and that the essential task of our Earth evolution is the incorporation of the Ego into the other members of man’s constitution. Not until the end of Earth’s evolution will the human being be completely permeated—as is possible—by the Ego. If we study the man of Earth as such, we can say that the actual centre of his being is the Ego, the ‘I’ But then it must occur to us that in each of the different periods of our present life this Ego is connected with us differently, by no means always in the same Way. We must realise above all that the different members of our being are not understood when we simply enumerate them as physical body, etheric body, astral body and Ego. Now let us consider in what different ways the members can be connected with each other both during the various epochs of mankind’s evolution and during the single life of the human being. Let us think, to begin with, of a child. We know that it is not until a comparatively late period that he learns to say ‘I’ of himself. This is very indicative. Although modern psychology, in its endeavours to be a bona tide science, does not grasp the fact, it is deeply significant that the inner experience, the mental conception of the ‘I’ wakens in the child comparatively late. In the very earliest years, until the age of 3 or 3½, although now and then the child babbles the sound ‘I’, he has no real experience of Egohood. You may come across a book by Heinrich Lhotzky entitled Die Seele deines Kindes (Your Child’s Soul) which contains the curious statement that the child learns to think before he learns to speak. This is nonsense, because it is by speaking that the child learns to think. Those who strive to grasp Spiritual Science must be cautious of what purports to be Science today. It is approximately) after the third year of life that a child learns for the first time to experience and be cognisant of the ‘I’. This is connected with another fact, namely that in normal consciousness—not in higher, clairvoyant consciousness—we have no remembrance of our life before a certain point of time. If you think back over the past, you will realise that remembrance ceases at a certain point and does not extend as far as birth. What others have told us can often be confused with what we ourselves have experienced, but the thread breaks at approximately the point when the ‘I’ is experienced for the first time. A very young child has no such experience; it arises later on and it is then that a very dim kind of remembrance begins. We now ask ourselves: if the experience of ‘I’ was not present during the first three years of life, was the ‘I’, the Ego, itself also not there in the child? The question to put to ourselves is this. Are we cognisant of something that is actually within us or is it within us without our knowledge? The Ego is indeed within the child only he is unaware of it, just as during sleep a person is connected with the Ego but is not cognisant of it. The fact is that we know of something, but that can be no criterion for us. We must say: the ‘I’ is present in the child but the child is not conscious of it. What, then, is there to be said about the Ego? It has its own task to perform. If you were to investigate the human brain purely physically, you would find that just after birth it looks very imperfect compared with its later structure. Many of the finer convolutions have to be elaborated and moulded later on, during the subsequent years. This is what the ‘I’ achieves in the human being and because this is its task it cannot itself become conscious of it. The Ego has to elaborate the brain into a more delicately complicated structure, in order that later on the human being will be able to think. During the first years of life the Ego is very active. When the Ego becomes conscious of itself, we could ask in vain: how have you managed to construct this brain with such artistry?—you will admit that during the whole span of life between birth and death the Ego does not develop consciousness on a par with that by which the brain is elaborated. Nevertheless we can ask ourselves the question. And the answer is that in its activity the Ego is under the guidance of the Beings of the higher Hierarchies. When we observe a child clairvoyantly, his Ego—as Ego-aura—is certainly there, but streams go out from this aura to the higher Hierarchies, to the Angels, Archangels, and so on; the forces of the Hierarchies stream in. Therefore when naive consciousness speaks of a child having a Guardian Angel, this is a very real truth. Later on this closer connection ceases; the ‘I’ experiences itself more in the nerves and can therefore become conscious of its own existence. A kind of detachment takes place. In the child a sort of ‘telephonic connection’ exists, inasmuch as the ‘I’ extends into the divine-spiritual Hierarchies. The statements of Spiritual Science must be taken seriously. I once said that the very wisest person can learn a great deal from a child. He can also learn a great deal because he need not look only at the child himself but also through him into the spiritual world, because in the child there is the ‘telephonic connection’ with the spiritual world—the connection that is ultimately severed. Hence during the first three years of life we have before us a being quite different from the one who is there later on. Under the guidance of the Beings of the higher Hierarchies a childhood Ego works at the development of man’s instrument of thinking. This ‘I’, this Ego, then passes into the instruments themselves and can no longer work at them. Man’s instruments of thinking must then already have developed. Certainly they can develop to further stages, but the ‘I’ can no longer be working at this development. The human being may therefore be thought of as twofold: the one we see during the first three and a half years, and the one which represents the rest of his life. In the language of esotericism, the first being is called the divine man, or the Son of God, because he is connected with the higher Hierarchies; the other is called the Son of Man. In the latter the Ego is present, moves the limbs and works—as far as it is possible to work—from within outwards. A distinction must therefore be made between the Son of God and the Son of Man. The Son of God who is preeminently active for the first three and a half years of life embraces all the vitalising forces, stimulates the human being to pour these life giving forces in greater and ever greater measure into his organism. In comparison with those in an older person these forces are also health giving, strengthening factors. If we are not content in later life to be human beings who have to rely entirely on the senses and on the instrument of the physical body for our connection with the surrounding world but determine in our later years to strive upwards to the spiritual world, then we must contrive by some means to awaken these forces within ourselves; we must evoke the forces that are within us in earliest childhood, but with the difference that now we awaken them consciously, whereas a child awakens them unconsciously. In this respect too, therefore, it is obvious that man is a twofold being. What is it, in reality, that is brought to light by these forces during the first three and a half years of life? In these forces—which are active under the direction of the higher Hierarchies—what is working over from earlier incarnations is asserting itself. You can easily convince yourselves of this by handling the human skull, where you find individual mounds and depressions. No skull is exactly similar to another, hence there is no universally valid Phrenology. Each case must be studied individually. The forces working in the formation of the human skull come over from earlier incarnations and their impetus ceases after the first three and a half years of life. During these years everything is still pliable and the spirit is still able to work in it. Later on, everything has become solid and the spirit can no longer come into play. What, then, is responsible for the fact that in later life we are no longer able to work with these forces? To what is this due? It is due to the essential character of our Earth evolution. When the ‘I’ has become conscious of itself in the body, this presupposes that the body is very firmly knit and can no longer be elaborated by the forces just described. There are also forces which essentially belong to man as a generic being, which mould him in accordance with the architectural principles of the human form. Were we to work in the physical body with the forces of early childhood for more than the three and a half years which are the appropriate period, the physical body could not .survive. It would be rent asunder, shattered, for now the forces by which the physical body is attached to the line of physical heredity become operative. If the action of the other forces did not cease, the body would break up, disintegrate. The Son of Man within us brings about our destruction; the Son of God within us cannot offer resistance to the Son of Man after a period of three years. For all that, we bear this Son of God within us. These forces work within the physical body throughout life but they cannot participate directly in the up-building process. If we look within our own inmost being, however, we can nevertheless find the continuation of the Ego with the ‘telephonic connection’. It is only that the physical body has become too coarse, too solid, too wooden to enable the Son of God to mould it any further. Thus the best forces are present in us during the first three to three and a half years of childhood. The whole of life is nourished by them but they are obscured. In an entirely different form they are nevertheless present in the later years of life. We are permeated by these forces but cannot allow them to come to direct expression. When through Spiritual Science we endeavour to acquire ideas and conceptions of the higher worlds, this will be all the easier, the more forces have remained in us of those that were within us during the first three years when our ‘I’, our Ego, was within us but without self-consciousness. The fresher, the more flexible these forces have remained, the less time-worn they have become in advanced age, the more easily we can bring about transformation in ourselves through these spiritual forces. It is the very best part of manhood that we have within us during these early years, only the solid physical body prevents us from using these forces then to the fullest extent. Even if someone in his later years succeeds in developing them to a special extent, he cannot transform his physical body which is by no means as pliable as wax. But if through esoteric wisdom he is able to use these forces to the full, their power streams through the tips of his fingers, and he acquires the gift of healing, of health-bestowal, through the laying on of hands—if, that is to say, these spiritual forces are still active. They can no longer transform his body but when they stream out from him they bring about healing. The goal of Earth evolution is to enable these forces—the best that are within us—to take effect. When the evolution of the Earth is at an end and we have lived through our many incarnations, we must consciously have permeated our whole being with the forces that are within us unconsciously during the first years of childhood. There is a difference between bearing these forces unconsciously and bearing them consciously. At the end of Earth evolution human beings must be completely permeated by this childhood consciousness. And then, because the process of expansion will be slow, the body will not burst asunder. In world-evolution a prototype of penetration of the forces of childhood into mankind was necessary. Needless to say, this prototype could not be a child. It was necessary that an individual of a certain age should be permeated in full consciousness by the same forces by which all human beings are permeated unconsciously in earliest childhood. Suppose we were to remove his Ego from a human being, empty his Ego and pour into him the forces that are active in a child during the first years of life, he would become conscious of these forces with his developed brain. What had been active within him during the first years of childhood would become a conscious experience in him. For how long is a human life on Earth able to endure this? For no longer than three years, for then the body would be shattered. If there can be no transformation—in the case of man this takes place in the process of ordinary evolution—the human body can endure this state of things for no longer than three years. Were it possible for any being to bear the forces of early childhood consciously within himself, the karma of that being must be so adjusted that the physical body involved is shattered. It is conceivable that what man attains through all the incarnations leading to the goal of Earth evolution can be brought to the notice of the world by a prototype, by an individual whose bodily nature makes it possible for his Ego to depart and be replaced by another Being. In such a case the human body would not tolerate the presence of the other Being for longer than three years. It would be the karma of the body to be shattered. And this actually happened. At the baptising by John in the Jordan we see this human body which made it possible for the Ego, the Zarathustra-Ego, to depart. A Being, the Christ Being, came down into this body, indwelt it for three years but could remain in it no longer. After three years the body broke up when the Mystery of Golgotha took place. What was able to live for three years in a human body at that time must be tended and cherished by man and gradually, in the course of incarnations, made a living reality in his soul, in order that at the end of the incarnations it may be present in full strength. A remarkable connection is apparent between the Son of God in man and the Christ Event. Everything to be found in the domain of occultism can be illuminated from different sides. Proofs such as are demanded by conventional science cannot satisfy occultism. Proofs must convince by virtue of truths being gathered together from all sides, truths which sustain and support each other. We can study the Christ Event from still another side by deriving it, as has been done today, from the very nature of man. We realise that the best way to understand the Christ is to develop the attitude of soul arising from such a truth. We must realise too that in a fully evolved human body, there was present in Jesus of Nazareth through the Baptism in Jordan a Being who is present in every human body, but unconsciously only, during the first three years of life. And then we must contemplate the three years when this child has become conscious. That is how understanding of the Christ can best be acquired. Ancient utterances have different meanings. One such meaning is disclosed by the words: Unless you become as a little child you cannot enter into the Kingdoms of Heaven. There we have a glimpse of the deeper meaning often contained in single sentences of the religious texts. Let us contemplate this life of childhood especially in the period when it is actually developing. Science today does not know much about what can contribute to the study of the true nature of man. In the first place we must realise clearly that from the very beginning man differs quite radically from all other beings. Take an example near at hand, let us say, an ape. Its gait is determined from the very outset because the characteristic equilibrium is established by the arrangement of its limbs. The human being cannot, to begin with, walk at all, for he must first bring about equilibrium in his body. Through the work of his Ego his limbs must be brought into the positions which enable him to stand upright and walk. Thus in the first years of childhood the Ego must work not only at moulding the brain but must also bring about the equilibrium that is not, from the beginning, established in the human being as it is in the animal. The bones of the human being must first be arranged in the angles necessary for the main-tenance of his centre of gravity, in order that he may be able to walk and make his way about. This capacity is implanted from the beginning in every animal, up to those of the highest species, whereas in the human being it must be acquired gradually though the work of the Ego. Before then he crawls about or falls down. He would be fettered to the same spot on the ground if his Ego was not at work during the first three years of his life. We have already heard that the Ego works at man’s brain, sculps and moulds it into a form that enables him later on to become a being possessed of intelligence. Thus it can be said that we acquire the capacity to recognise the truth in life as a result of the Ego having moulded its instrument. It must become obvious to us that there can be no further life unless we bring it about by work and activity. What further distinguishes man so radically from all other things is his speech. That capacity too must be acquired through the work of his Ego. Man is not, from the beginning, organised for speech. Cows utter the sound ‘moo’ but that is not speech. The acquisition of speech depends upon the Ego sojourning among other human Egos. If a human being were transported to a remote island he would not learn to speak. The coming of the second teeth is due to heredity; so too is the fact that we grow. The teeth would come even if we were on a lonely island. But it is through the Ego that we acquire the faculty of speech. These differences are important. Thus in human life, speech is the third faculty acquired through the Ego. Through the activity of these forces the human beings finds his way on Earth, he recognises the truth and lives his life in common with the surrounding world. If a child were able to express what he thus acquires, he could say: the Ego within me transforms me in such a way that I am the Way, the Truth and the Life. Think of this translated into a higher, spiritual reality, and let us ask: what will be said to man by a Being who with fully conscious forces of childhood lives for three years in a human body? Such a Being will say: “I am the Way, the Truth and the Life.” In very fact, when the forces of childhood rise to a higher, fully conscious stage, there we have the great prototype of what is revealed at a lower stage in the child. Through Christ Jesus it becomes a basic, fundamental truth. Not only is the utterance “Except ye become as little children, ye cannot enter into the kingdoms of Heaven” incomprehensible without a knowledge of what Spiritual Science has to say about the connection with the life-giving forces of early childhood, but it is also true that we can best understand the radical utterance, “I am the Way, the Truth and the Life” when we recognise its prototype in what the Ego achieves by its activity in the body of early childhood. Such truths make it possible for us to generate—if not for the body at least for the soul—some measures of the life-giving forces we need on the Earth. The man of today who does not acknowledge the reality of the spiritual world has no genuine feeling for such facts. If you go to a number of individuals in outer life and tell them something of what has been said here today: ‘Unless you become as a little child you cannot enter into the kingdoms of Heaven’—you will find that these people say: “Well, yes, these are quite clever analogies, but what use can be made of them?” They consider it more advantageous to go to some blood-curdling drama, if not anything worse! Those who have no feelings that these facts are significant will regard them as unjustifiable because it is in the feeling for such things that there lies the power to instil the gift of childhood into life. If we lack enthusiasm for the idea of Christ being compared with the activity of the human Ego during the first years of life, if we reject such a comparison as unjustifiable, then we have no faculty for kindling to life the forces of earliest childhood. Wizened scholars have so little power to awaken these forces and thereby to approach the reality of the spiritual world! But if we have the enthusiasm to concern ourselves with such truths, we can permeate our whole being with these forces. Thereby something is given to an individual which enables him to uphold the principle of universality in his Christianity. Have I not often said that we are only at the beginning of a true conception of Christ? Until the twelfth or thirteenth century there was no possibility of hearing the Bible read. Christians were obliged to rely upon preaching and the proclamations of evangelists. Then came the Christianity which adhered strictly to the Bible, deriving its knowledge from that one source. We are not mindful of Christ’s power if we ignore His words: “I am with you until the end of the ages.” We are Christians when we realise that after Christ had once revealed Himself He will do so again, for anyone who has eyes to see Him. The content of the Gospels by no means represents all that Christ has to say. We should not constantly be quoting the words: “You could not bear it now”. Humanity must become mature enough to understand Christ’s declaration. It also follows that we ought to be able to adopt the right attitude to what is revealed through the Baptism by John, namely, the manifestation of the health-giving, fertile forces of early childhood. That in itself would be a fruitful conception. Even if there were no human being who knew anything about the name of Christ or about the Gospels—we do not overstress the importance of names—what is all-important is the Being Himself. We leave it to others to say that an individual who does not swear allegiance to Buddha is no true adherent. What matters to us is the reality, not the name. This is the principle we follow when, for example, we recognise that during the first years of life there are within the human being forces which once streamed down into the body of Jesus of Nazareth. Think of a remote, lonely island to which no single record of the Mystery of Golgotha has ever found its way. If human beings there through their spiritual life consciously draw the powers of earliest childhood into themselves until they reach old age, then they are Christians in the true sense of the word. In such circumstances there is no need for them to search in the Gospels, for Christianity in itself is a living power and will evolve to further and further stages. There is a difference here that must be strictly remembered. We shall realise ever more clearly how intimately Christ’s mission is connected with the very being of the Earth. We shall be able to say that the mission of Christ is something that can be understood by contemplating man as he is today. The need to be filled with the power of Christ, to make a reality of Paul’s affirmation “Christ in me”, is confirmed when we say that the whole of our life must be dedicated to the transformation of what is present within us during the first years of childhood. Then the Christ is in us in very truth. This realisation makes it possible to have a wide understanding of Christianity and reveals the prospect that it will take quite different forms. Times will come when Christ will be referred to in an entirely different way, when sources of an essentially different character will be in existence, when there will be no reference to the external history of the existence of such a Being, but when this fact will be revealed by the actual consciousness of mankind. These matters are brought forward because they show how deeply Spiritual Science can influence man’s life of feeling and must become actual practice. It is only then that what we find in original sources becomes really intelligible to us. For many human beings, however, these original sources are verily a book with seven seals. At the end of the Earth’s existence, a man of today will have reached the stage where his soul is inwardly Christian in the truest sense. Today he is only at the beginning of this development. Nevertheless Christ lives within him and will do so in an ever wider sense through all the following incarnations. What was the state of things before Christ came to the Earth, before He revealed Himself on the Earth? The Ego was then only in the preparatory stage, for it is by Christ that the Ego is given its very purpose and meaning. When the mission of a Being is in the preparatory stage, his predecessors must help him. Until the Mystery of Golgotha, man’s Ego was still at the stage of preparation. Until then it was necessary for other Beings to help man, Beings who had reached the human stage previously, namely, during the Old Moon embodiment of the Earth. We know that these are the Beings of the Hierarchy immediately above us—the Angels. Their evolution has reached a stage higher than that reached by man. It was chiefly these Beings who took over the guidance of humanity before man was in a position to say: Christ gives my Ego purport and meaning. Man could not lead himself to Christ but had perforce to be led to Him by the Beings who are his elder Brothers. The Bible records this with wonderful accuracy. Let us think of John, the forerunner of Christ Jesus. The true forerunner could not have been the Being who is presented in external history, for as we now know man had as yet no Ego. Therefore it cannot be strictly true to say that John the Baptist himself was Christ’s forerunner. Remarkably, the Gospel of St. Mark begins at once with the words: “I send my Angel before thee, who shall prepare thy way.” We must pay attention to something that theologians have, it is true, noticed in a very abstract form but ignored as a concrete reality. The external world is primarily maya. We must learn to see it in the right way and then it is no longer maya. The narration of the external events connected with John the Baptist on the physical plane, is maya. We do not understand them. The biblical picture of John the Baptist is maya. The truth is that an Angel lives in John, takes possession of his soul, and it is this Being who leads men to Christ. John is the sheath in which the Angel is revealed. The reborn Elijah was able and ready to receive into himself the Angel who entered into and spoke out of him, using him—John—simply as an instrument. The story given in the Bible is accurate in every detail. It can therefore be said that it was only because the Beings who had reached the human stage on the Old Moon embodiment of the Earth became the leaders of man in the pre-Christian era that he could be prepared to receive the Ego. In point of fact, all the leaders of humanity in the pre-Christian era could be leaders because Angels were working through them. What would happen in the case of a man of the modern age? In pre-Christian times the Angel could work in a man because he had no Ego of his own. Since the Christ has come, man can turn to Him and a power enters into him instead of the Angel, as formerly. Man today must take the Christ into himself through devotion and reverence. John could still say: Not I but the Angel in me has been sent and uses me as the instrument for preparing the way. Man must say as did St. Paul: ‘Not I, but Christ in me.’ Man must learn to understand Christ in the light of the teaching of Spiritual Science. What has been said today about the first three years of childhood can, for example, usefully be emphasised. Man is ‘christianised’ when the truth is brought home to him that the forces at work during the age of earliest childhood shed their sunlike radiance over the whole of life. Modern science, on the other hand, is ultimately responsible for the onset of senility, for resistance to the sunlike forces in early childhood, for ossification of parts of the brain, and a great deal else besides. From such truths we realise that it is possible to understand the living truth of Christianity even when original records are left out of account and we simply study the nature and being of man. If our understanding of Spiritual Science is such that we do not simply say, ‘now I know that man consists of four members—physical, etheric, astral bodies and Ego’ but realise that what matters is to know how these single members are interconnected in his constitution—then we can become aware that the Ego working in early childhood is related to another entity, that the first Ego is like a sheath and that after about three years its connection with all the members of the rest of man’s nature changes entirely. This knowledge acquires genuine value when it becomes a power within us and when we say to ourselves that because in the future many incarnations lie ahead of us we can develop what is in us to further and further stages of consciousness, that we can enable the forces of the higher man, The Son of God within us, to be victorious over the Son of Man, thereby rising higher in each succeeding incarnation until the Earth reaches its goal. The Earth then becomes a corpse just as the individual human being becomes a physical corpse; the corpse sinks into the Earth and the soul rises into the spiritual world. This is what will also happen to the Earth as a whole. If we think of the Earth as the body of all humanity, we can say: the Earth dies as a corpse, dissolves into the substance of the Universe, is pulverised in order to be used in a new material form. But man rises into spiritual worlds in order to pass over into the next planetary existence. It behoves us to remember that these are no abstract words. Strange to say, there are people who believe that our Earth, together with the Sun and the other planets, was once a great nebula and nothing else, that then Sun, Earth and man himself, through the consolidation of matter, came into existence, that he will evolve to further and further stages and will eventually be entombed in the Earth the whole process being an aimless episode! In future histories of civilization great efforts will have to be made to understand this patho-logical fantasy, to grasp how it could have been possible for man’s imagination to become sickly enough to accept this as a serious conception. To uphold the Kant-Laplace theory is exactly the same as to think that man can be explained by studying the dust produced by his cremation. Such science is pernicious, incapable of engendering living power in the soul. The aim of Spiritual Science is to kindle the power to develop our stature as human beings to higher and higher stages, no longer connecting ourselves with the dust of the Earth but evolving towards a new planetary existence. |
131. From Jesus to Christ: The Exoteric Path to Christ
13 Oct 1911, Karlsruhe Tr. Harry Collison Rudolf Steiner |
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And in face of this material universe he could in no way maintain a belief that the Christ-Principle was at work there. The nineteenth-century Kant-Laplace theory, whereby our solar system developed out of a cosmic nebula, and eventually life arose on individual planets, has led finally to the universe being regarded as a collaboration of atoms. |
131. From Jesus to Christ: The Exoteric Path to Christ
13 Oct 1911, Karlsruhe Tr. Harry Collison Rudolf Steiner |
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The lectures given so far have led essentially to two questions. One relates to the objective event connected with the name, Christ Jesus; to the nature of that impulse which as the Christ-Impulse entered into human evolution. The other question is: how can an individual establish his connection with the Christ-Impulse? In other words, how can the Christ-Impulse become effective for the individual? The answers to these two questions are of course interrelated. For we have seen that the Christ-Event is an objective fact of human Earth-evolution, and that something real, something actual, comes forth to meet us in the Resurrection. With Christ there rose out of the grave a kind of seed-kernel for the reconstruction of our human Phantom. And it is possible for this seed-kernel to incorporate itself in those individuals who find a connection with the Christ-Impulse. That is the objective side of the relationship of the individual to the Christ-Impulse. Today we wish to add the subjective side. We will try to find an answer to the question: ‘How does the individual now find it possible gradually to take into himself that which comes forth through the Resurrection of Christ?’ To answer this question, we must first distinguish between two things. When Christianity entered into the world as a religion, it was not merely a religion for those who wished to approach Christ by one or other of the spiritual paths. It was to be a religion which all men could accept and make their own. A special occult or esoteric development was not necessary for finding the way to Christ. We must therefore fix our attention first on that path to Christ, the exoteric path, which every soul, every heart, can find in the course of time. We must then distinguish this path from the esoteric path which right up to our own time has revealed itself to the soul who desired to seek the Christ by gaining access to occult powers. We must distinguish between the path of the physical plane and the path of the super-sensible worlds. In hardly any other century has there been such obscurity concerning the outward, exoteric way to Christ as in the nineteenth. And this obscurity increased during the second half of the century. More and more men came to lose the knowledge of the way to Christ. Those imbued with the thought of today no longer form the right concepts, such concepts for example as souls even in the eighteenth century formed on their way to the Christ-Impulse. Even the first half of the nineteenth century was illumined by a certain possibility of finding the Christ-Impulse as something real. But for the most part in the nineteenth century this path to Christ was lost to men. And we can understand this when we realise that we are standing at the beginning of a new path to Christ. We have often spoken of the new way now opening for souls through a renewal of the Christ-Event. In human evolution it always happens that a kind of low point must be reached in any trend before a new light comes in once more. The turning away from the spiritual worlds during the nineteenth century was only natural in face of the fact that in the twentieth century a quite new epoch for the spiritual life of men must begin, in the special sense we have often mentioned. To those who have come to know something of Spiritual Science, our Movement often appears to be something quite new. If, however, we look away from the enrichment that spiritual endeavours in the West have experienced recently through the inflow of the concepts of reincarnation and karma, bound up with the whole teaching of repeated earth lives and its significance for human evolution, we must say that, in other respects, ways into the spiritual world, similar to our theosophical way, are by no means new in Western history. Anyone, however, who tries to rise into the spiritual world along the present path of Theosophy will find himself somewhat estranged from the manner in which Theosophy was cultivated in the eighteenth century. At that time in this neighbourhood (Baden), and especially in Württemberg, much Theosophy was studied, but everywhere an illuminated view of the teaching concerning repeated earth lives was lacking, and thereby a cloud was cast over the whole field of theosophical work. For those who could look deeply into occult connections, and particularly into the connection of the world with the Christ-Impulse, what they saw was over-shadowed for this reason. But within the whole horizon of Christian philosophy and Christian life, something like theosophical endeavours arose continually. This striving towards Theosophy was active everywhere, even in the outward, exoteric paths of men who could go no further than sharing externally in the life of some congregation, Christian or otherwise. How theosophical endeavours penetrated Christian endeavours is shown by figures such as Bengel and Oetinger, who worked in Württemberg, men who in their whole way of thinking—if we remember that they lacked the idea of reincarnation—reached all that man can reach of higher views concerning evolution, in so far as they had made the Christ-Impulse their own. The ground-roots of theosophical life have always existed. Hence there is much that is correct in a treatise on theosophical subjects written by Oetinger in the eighteenth century. In the preface to a book on Oetinger's work, published in 1847, Rothe, who taught in Heidelberg University, wrote:
Now we must remember that the man who wrote this learnt about Theosophy only in the forties of the nineteenth century, as it had come over from many theosophists of the eighteenth. What came over was certainly not clothed in the forms of our scientific thought. It was therefore difficult to believe that the Theosophy of that time could affect wider circles. Apart from this, such a voice, coming to us out of the forties of the nineteenth century, must appear significant when it says:
After this, certainly, comes a pessimistic paragraph with which, in its bearing on Theosophy, we cannot now agree. For anyone familiar with the present form of spiritual-scientific endeavours will be convinced that this Theosophy, in the form in which it desires to work, can become popular in the widest circles. Even such a paragraph may therefore inspire us with courage when we read further:
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133. Earthly and Cosmic Man: Evidences of Bygone Ages in Modern Civilisation
19 Mar 1912, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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We do not get back to an inanimate ball of gas as intimated by the Kant-Laplace theory, but to the Earth as a huge, living being. In that ancient time the evolutionary process of humanity was such that fecundation did not take place between man and woman, but between the “above” and the “below”—in this sense, that the Earth with its forces of life, provided the element of substance, the more material element—whereas the spiritual principle came from above like rain which fertilises the soil of meadows, and united with the more material principle. |
133. Earthly and Cosmic Man: Evidences of Bygone Ages in Modern Civilisation
19 Mar 1912, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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As an introduction, I should like to tell you two short stories. The first (I shall omit certain details) is as follows:— Once upon a time there lived two boys who from earliest childhood had been close friends. One of them was outstandingly gifted, learned with extraordinary facility and as he grew older gave every promise of attaining high academic honours. The other boy was much less talented. His friend who was deeply attached to him, taught and helped him in every way, but he was incapable of learning very much. This, however, did not greatly affect his circumstances as a small inheritance provided for his living. The more gifted boy grew to adolescence but when he was on the point of getting a University Degree, he died. As in the country where these young men lived, it was customary to marry and start a family very early in life, it devolved upon the other, less gifted youth to provide for the family of the friend who had died. This he did, but before long his own means were exhausted. He said to himself: “As my friend's talents have proved so transient, my mundane possessions too, will probably soon have disappeared; I must set about making a livelihood.” This he did by becoming a travelling merchant. Once when he was sitting in front of a house in a strange neighbourhood, a gigantic man came and sat down beside him. He gave the impression of not having eaten anything for days and seemed to be famished with hunger. The other took compassion on him and ordered a meal to be brought. It was very quickly consumed, to the astonishment of the merchant, but as the one meal was not enough to appease the other's hunger, he ordered a second. The big man ate this just as ravenously and then said that to satisfy his hunger he must have a whole ham and a number of cakes. He devoured all these and, after his enormous meal, seemed satisfied. This incident led to friendship between the big man and the little man, and they set out together on their travels. Very soon, however, the little man found the big man something of a burden and told him that he could well dispense with his company. The big man, however, assured the little man of his friendship, saying that man now felt a wish to question the big man about his life, and the latter replied: “I have no house on the earth, no boat on the sea; by day I live in the village, by night in the town” To begin with, the little man had no notion of what this meant. Then it happened that they must cross a wide river. Their boat capsised and sank, and both fell into the water. The big man extricated himself very quickly, carried the little man to a safe spot, brought up the boat and put the little man into it then he dived again into the water and brought up all the goods, even the tiniest articles, which the little man was intending to trade. This naturally aroused in the little man the greatest respect for the other, and as friends they had many talks together, sometimes on profound subjects. Thus on one occasion the little man said to the big man: “Oh! if only one could rise consciously to heaven; if only it were possible to know what is going on up there!” Thereupon the big man answered him: “Maybe you would like to soar into the air” ... and when the little man had assented he very soon became aware of fatigue and fell asleep. When he woke up the stars were above him, like pollen in the cup of a lotus-flower in heaven; he was even able to pluck one of these flowers, hiding it in his sleeve. Then he saw a great ship approaching, drawn and steered by dragons In it was a great vessel of water, and the big man who was with the little man in the clouds, showed him how the water could be poured out and allowed to trickle down to the earth. Then the little man realised that he was able to act as do the Spirits of the Air, when they let the rain pour down upon the earth. He begged the big man to pour the water in the vessel on his native soil and to let him go down again to the earth by a rope. The big man said to him: “Now you have rescued me; I am a son of the Thunder-God, and my duty has been to bestow rain and other blessings upon the earth. Because for a time I did not perform my duty properly, I was obliged to lead on earth the life of which you know.” Then he let the little man go down again to the earth. The latter was now in his home once more, having with him the star he had gathered in the meadow of heaven This he placed upon the table and it filled the whole room with miraculous light, strong enough even to read by. During the day it looked like a simple meteor-stone, but at night it was radiant and luminous. This continued until one night the little man's wife, rather a vain woman, was combing her hair by its light. This displeased the star-stone and it shrank to a tiny size. One day the wife had a strange impulse to swallow the stone! Thereupon there came to the little man a vision of the big man whom he knew so intimately, and the latter said to him: ”Owing to what has happened now, I can reach a particular stage of development Now I shall be able to come to the earth for a time as a son of the Thunder-God. Your wife will bear me as your son.” And he was actually born as the son of the little man. A peculiarity of this child was that in the dark he shone like a star, so that people called him the “Star Child.” He lived on, and although as he grew older his radiance waned, it still revealed itself in the form of his great talents Very soon he became a man of high importance in life.... This is the one story. You will wonder why I am telling you these tales, but before answering I will tell you a second, very similar one. Once upon a time there lived a man who, in our country, might rank as a “Councillor” or “Governor.” He and his family lived in a spacious, very beautiful house. But after a time, strange things began to happen there. By day, and especially by night, nobody in it could get any rest; they were always being knocked, pinched and dragged about in all directions; objects were hurled at them and the house swarmed with ghosts. Because of this the family left the house and went to another, leaving a servant behind as caretaker; but after a few days he died. They sent a second and then a third, both of whom also died They then decided to leave the house without any servant at all. A young sceptic now turned up, a youth who was preparing for an examination, and he wanted to take the house for his studies. The Councillor warned him that he would probably never come out alive, and that at any rate terrible things happened to everyone in the house. But the young man replied: “I have written a treatise on the very subject of the “Unreality of Spirits,” proving that they do not exist. I could write a great many more and nobody who has written about such matters is in the least afraid of what may happen in such a house!” So the Councillor was prevailed upon to let him have the house. The young man took with him masses of books to study and sat down to begin his work. It was not long, however, before one of his ears was pinched, then the other; then he was attacked somewhere else and molested in all sorts of ways. When he went to bed the trouble began in real earnest! He could get no rest the whole night long and, sceptic though he was, he began to be dreadfully frightened. Nevertheless, he refused to give way to terror and held out valiantly. On account of his power of endurance, the spectral figures who were wont to bend over his books and play pranks by closing his eyes when he wanted to read, and so on, revealed themselves to him. This heartened the brave young man considerably, but it was a really ghastly state of affairs. Things went on like this until his good-heartedness enabled him to set up a kind of friendship with two spirit-beings who were always annoying and molesting him. After a time he discovered that the spirit-beings could not read but would like to be able to do so. And so it came about that he established a kind of school for the spirits, teaching them how to copy out all sorts of things from his books. Not only were the spirits extremely grateful for this, but they had actually learnt something. Spirit-intercourse was now quite a pastime to the young man and the spirits who lived in the house had, moreover, profited greatly through him. The time came for his examination; as well as having had a great deal of amusement, he had imbibed so much knowledge that he was hopeful of passing, but the intrigues of an enemy caused the rumour that he had cheated in his written papers. As in that country the rules about such matters were extremely strict and because to begin with the rumor was believed, he was sent to prison and retained there for some time with nothing to eat. Finally, however, one of his spirit-friends brought food to him. She then began to bring the other spirits with her and they provided for all his needs. Thus there grew up between the young man and one of his spirit-friends a friendship much greater even than it had been before. And after his innocence had been established and he had been set free, although he had formerly “proved the unreality of spirits,” his spirit-friend was now such a reality to him that he resolved to marry her! She answered, however, that situated as she was, she could not marry, for she belonged to the spiritual worlds, but that if he would go to a certain priest-magician and ask his advice, there would be a way out of the dilemma. So he went to the priest-magician who gave him a charm, saying that if, when a funeral was passing, his spirit-friend would go to the coffin and swallow this charm, she could then become a human being and marry him. Not long afterwards a funeral was actually taking place. The spirit-friend approached the procession, swallowed the charm and then and there disappeared into the coffin. People were astounded in the highest degree when the figure they had seen disappeared into the coffin (for when she had swallowed the charm she became visible). They therefore put the coffin on the ground, opened it, and found that it contained no body at all! The burial could not, therefore, take place. But after a few days the spirit-friend came to the young man, told him that she had now become a human being—the one who had been in the coffin—and that they could now enter into wedlock. And so the two whose acquaintance had begun in the haunted house, now lived on in the companionship of marriage. If you give some thought to these two stories, you will have to admit that however close a search you may make in the literature accessible to Europeans, right back to the time when there was universal belief in ghosts, no such stories will be found. You will find indications of how the spirit-world plays into the world of men—but stories of this kind, giving the feeling that there could be no more natural and spontaneous way of depicting the interplay between the spirit-world and the human world, simply do not exist in European literature. They are quite unique. A curious feature strikes us when we study their composition. In the first story we are told, for instance, that a star is born as the son of a human being and goes on living as a man upon the earth. To the kind of consciousness underlying the first story, it is a natural matter of course that beings exist in the stars, beings who are the primordial kith and kin of men, and that those who walk the earth as men may, in reality, be embodied Star-beings. This underlies the first story as a natural and accepted fact. In the second, a human being who enters into actual wedlock with another, first came to know her in the spiritual world; she then descends into the physical world and her life continues there. The trend of the two stories is identical. This sense of “togetherness” with the spiritual world—not in the form in which it is expressed in European sagas and legends, but on the totally different ground of which we shall presently speak—will nowhere be found, in the same peculiar form, in the literature of Europe—except it were to be imitated by some modern writer. And now remind yourselves of something I said in one of the last public lectures.1 In the way that is possible in such a lecture, I spoke about the beginnings of Earth-evolution and of the genesis of man in connection with Earth-evolution. I said that the process of the evolution of humanity began at a comparatively late stage. We ourselves speak of the evolution of man and of mankind in the following way. When a human being is to enter physical existence on the earth, the innermost kernel or core of his being works within a certain field of activity, moulding the finer organs, the brain, and the more delicate bodily tissues. Thus there is in man a kernel of spirit-and-soul which passes over from earlier incarnations, envelops itself in what comes from the forefathers and is carried through the generations by the process of physical heredity. In a human being who appears on the Earth, a union takes place between what comes from earlier incarnations and what is carried through the generations, enveloping the kernel of spirit-and-soul which passes from incarnation to incarnation. I said that this form of the evolutionary process began only during the Atlantean epoch, when conditions rendering such a development possible arose for the first time on the Earth. I indicated that this particular process of evolution had been preceded by another, in which the human being did not pass into earthly existence by way of union between man and woman and then the descent of the soul which passes through the several incarnations. In very early periods of Earth-evolution, the human being originated in an altogether different way. The reason for this is that not until the Post-Atlantean period did the Earth actually resemble its present configuration. In the latest Atlantean period the Earth did not really differ, in essentials, from what it is at present; but the early Atlantean epoch was fundamentally different from the later, and anyone who ignores the fact that at that time entirely other conditions prevailed, has a totally false conception of the configuration of the Earth. After having passed through the periods of Old Saturn, Old Sun and Old Moon, the Earth was not only a living organism, but also a spiritual being, a great organism permeated by spirit-and-soul. We do not get back to an inanimate ball of gas as intimated by the Kant-Laplace theory, but to the Earth as a huge, living being. In that ancient time the evolutionary process of humanity was such that fecundation did not take place between man and woman, but between the “above” and the “below”—in this sense, that the Earth with its forces of life, provided the element of substance, the more material element—whereas the spiritual principle came from above like rain which fertilises the soil of meadows, and united with the more material principle. It was by this method of fecundation that the first human beings came into existence. This was indicated in the public lecture and can be established on logical grounds, in accordance with the principles of natural existence. Then the Earth separated out from itself a solid mass, like a kind of bony system, and it was impossible thereafter for it to provide, as before, the substance for fertilisation. The process had now to take place within the human organism. Instead of the fertilisation “from above,” fertilisation now came about by way of the two sexes, and the process which had formerly been set in train by interaction between the “above” and the “below,” now passed over into the operations of heredity and into those of reincarnation which are bound up with heredity. Thus what had taken place on the surface of the Earth in earlier times, had now passed into the being of man. Human beings came into existence and were able to inherit or carry over from one incarnation to the next, those qualities which had formerly been received directly from the spiritual world but were now transmitted by heredity. As was said in the public lecture, the very first human beings were bi-sexual, then there was differentiation into the male and the female, and then a gradual development into the conditions prevailing at present; what in earlier times had operated more from above—the female element—passed into the woman, and what had operated more in the earthly element, passed over in the stream of heredity into the male. From intimations given through the course of years concerning the evolution of humanity, you will have realised that these conditions prevailed right on into the Atlantean epoch; it was not until the second half of the Atlantean epoch that the evolutionary process assumed, more or less, its present form. The Atlantean peoples on the Earth were really living in the aftermath of still earlier conditions, when the substantiality of the Earth was fertilised by the spirituality of the Heavens. The Atlantean peoples saw the birth of a human being as a direct embodiment of the Spiritual, a descent of the Spiritual into the Material. As we today see the rain falling from heaven and moistening the Earth, so did the people of Atlantis see human beings coming down from heavenly heights, uniting with substance provided by the Earth and then wandering over its surface. Conditions changed only by slow degrees; in certain regions the preparatory stages of conditions as they are at present, had long since been in existence, whereas in other regions where the old conditions had persisted, the Atlantean peoples knew that the human being exists, to begin with, in the spiritual world and then seeks bodily substance in order to become part of Earth-humanity. Thus when a man in Atlantean times saw his fellow-men moving about the Earth, he said to himself: “The form I see there derives from the Earth, but what is within it derives from the same world to which the stars belong: the human being has descended from the worlds of the Stars!” ... It sounds like a fairy-tale echoing from olden time ... Man comes down from heavenly heights, surrounds and clothes himself with earthly substance. The Atlantean peoples knew of the interaction between the Heavens and the Earth. They knew: To begin with, man is a Spirit; then he descends, clothes himself in matter and moves about the Earth. Man was seen as a heavenly being, a being from the spiritual world. For it was known that as he moved about, he differed from the Spirits only in that he was clothed in matter. The transition from the spiritual world to the physical world was a much gentler, more delicate process. Not that the Atlantean would in any sense have denied the existence of the spiritual world ... on the contrary, he saw clearly that there was no very essential difference between physical men and the spirit beings who belong to that other world. He knew: One can communicate with a human being through signs, by employing the early rudiments of human speech ... and with the Spirits, too, for the way in which man communicates with the Spirits does not differ from the way he communicates with other men. Naturally, only very little of this direct knowledge of man's connection with the spiritual world survived the Atlantean catastrophe. The mission of the Post-Atlantean epoch was to develop in man an understanding of Earth-existence proper, of all that can be acquired by the development of the body as a physical instrument. And so the perfectly natural communion with the spiritual world very soon ceased in the course of the Post-Atlantean epoch. But what disappeared from the normal consciousness was preserved in those periods or moments of atavistic clairvoyance when the soul withdrew more into itself. What in earlier times had been actual experience when the soul turned its gaze into the spiritual world around, was born again later on ... in the form of Imagination, Phantasy. Let us assume that in some particular people belonging to the Post-Atlantean age, the characteristics and faculties of the Atlantean epoch still survived, more strongly than in all the others. It would not, of course, be possible for such a people, in the Post-Atlantean epoch, to have experiences in the form they had taken in Atlantis. But there would certainly be something in their phantasy distinguishing it from that of new races—races which cannot really be said to be survivals of Atlantean peoples. In the leading races of the Post-Atlantean epoch there will, obviously, be less evidence of this natural communion with the spiritual world. In a people characterised by having carried over into the Post-Atlantean epoch a constitution of soul reminiscent of the Atlantean period, the after-effects of this communion will be quite different from those working in the typical Post-Atlantean races. In the case of a people who would be regarded from the point of view of occultism as belonging, not to the progressive races, but to the “laggard” races of ancient Atlantis, it is to be expected that their phantasy, when it speaks of the connection between the world of men and the world of spirits, will express itself in a form differing altogether from the phantasy of other peoples. We can understand that the imagination of such a people might well take the form of narrating how a Star-being suddenly resolves to incarnate as the son of a human being who had rendered service to the Star. Think of the first story, where a Star-being—a son of the Thunder-God—was born as the son of the friend with whom he had for a time wandered about the Earth. The second story suggests the gentler transition . . . a human being falls in love with a spirit-being from above; such a being does not descend to human existence in the ordinary way but chooses a dead body. It is as though an Atlantean soul, accustomed to seeing human beings descend and take on earthly substance, had gone astray by choosing a body which was suitable, not for the Post-Atlantean epoch, but for that of Atlantis, when human beings were not born as they now are, but merely assumed a mantle of earthly substance. In the light of this interpretation we can perceive in such stories the aftermath of earlier conditions. As the products of a race surviving from ancient Atlantis, their trend and content do not surprise us. It is interesting that a number of similar stories has been collected by Martin Huber and published by Rütten and Loening in Frankfurt-am-Main under the title of Chinese Ghost and Love Stories. All this indicates that what may be surmised from a study of occult science, is actual fact—although, of course, these things are now no more than tradition. Light can be shed upon a great deal that comes our way in life, if only we have patience to study the more intimate connections of world-evolution. Men of the present day will often stand amazed at such things and will only begin to understand them when they realise that anyone who is cognisant of the more intimate connections of human evolution, accepts them as self-evident. Understanding of Spiritual Science is not furthered by pedantic demands for “logical proof”; proof, after all, is useful only to those who are willing to believe what is asserted; it is useful only to those who can believe that it is proof. Nobody need believe in it at all—and then they are spared from believing anything! Spiritual Science will be received into the souls of men because of increasing evidence that those laws of which knowledge can be acquired only along the occult path, can be applied even in the most hidden recesses of spiritual and material culture. The treasures of wisdom will come into their own when more and more people have patience enough to observe the harmony between all the facts of existence to which a spiritual conception of the world is applied, and to realise that only in this way can there be a true explanation of things which must otherwise remain incomprehensible. Thinking of all these matters, we shall be able to say: Post-Atlantean civilisation has its particular mission. Human beings who rightly understand their times will unfold the knowledge, will-activity and qualities of heart to be acquired through the instrumentality of the body. In these domains there will be greater and greater progress—progress which, fundamentally, is connected with the phase of evolution stretching from the time of the Holy Rishis of India to the descent of the Christ-Impulse into humanity. But side by side with this there has existed much that is like “imprisoned” spiritual treasure. The people of Europe were astonished in the highest degree at the vistas of spiritual life opened up by the discoveries concerning the wisdom of India, of ancient Persia, concerning the Krishna- or Brahman-culture, or the ancient Zoroastrian culture. In the older civilisations there was, naturally, a deeper spirituality than in the products of later forms of knowledge. People in the West were dumbfounded by what German scholarship in the first half of the nineteenth century disclosed concerning these ancient civilisations, were astonished at the light shed upon the wisdom of India by Friedrich Schlegel, and, later on, upon the wisdom of Persia. These disclosures were so dumb-founding that the deep influence exercised by Oriental Philosophy upon the minds of thinkers like Schopenhauer or Eduard von Hartmann is readily understandable. There we have the first expressions of the wonder and astonishment of the West at what is contained in these ancient civilisations as a kind of “imprisoned” spirituality. We are now confronting another epoch, in which imprisoned spirituality in a different form will be capable of throwing the West into amazement, namely, the spirituality that does not belong to the mission of Post-Atlantean humanity, but has remained as an heirloom from earlier times, concealed until our own time in the Chinese wisdom of which the West hitherto has known practically nothing. Very little will be sufficient to enable what will happen over there, to overwhelm the spiritual culture of the West—to such an extent indeed, that it might well forget its own mission, its own specific significance and task. As men live on into the future they will have to realise that from the Atlantean epoch there has survived upon our Earth, an imprisoned spiritual wisdom and knowledge greater than anything revealed by the disclosures concerning the old Brahman and Zoroastrian civilisations; this wisdom will be unleashed when the spiritual life of China emerges from its concealment. Two things will have to be realised by those who turn their eyes towards the future. From over yonder there will flow a mighty stream of spiritual life, containing, even in external details, most wonderful teachings ... although such teachings would in any case be available to those willing to penetrate into the spiritual life along the path revealed by Spiritual Science. If, however (to quote words used in a different connection by our friend M.B... . at our General Meeting) the great majority of human beings pull nightcaps over their eyes in regard to what Spiritual Science has to offer, then one day, in a form unsuited to Western mentality, spiritual treasures will pour from Chinese culture, and this portion of humanity, in their amazement, will realise that the products of such culture cannot be grasped by the pedantic thought common in the West, but only by deeper insight into the ancient Taoist culture which arose on the soil of the ancient Chinese civilisation. Spiritual Science often goes against the grain because, by its very nature, study of it will induce belief. Those who deliberately pull nightcaps over their eyes will be amazed, but on the other hand also rather relieved when, in Spiritual Science, they come across many things that have passed over into Chinese culture from Atlantean times. They will comfort themselves by saying: “There is no need to believe in that, for what history has preserved is studied simply because it is of interest!” This is the attitude of the philologists and archaeologists ... there is no need to believe in it; one can get hold of it by study and be exempt from having to “believe.” But when the wisdom casts off its fetters over yonder, it will have another effect as well: its obvious and intrinsic greatness will shock and amaze. It will pour over what mankind has acquired in Christian culture in such a way that it will have to be seen in its true perspective, studied from the right point of view. The proper approach will be to say: This spirituality existed; in bygone ages it constituted the spiritual culture of our Earth. But every epoch has its own mission, and that of Western culture is to drink at the well-springs of the spiritual reality behind world-existence, so that this spiritual reality is perceived behind the material world, behind what eyes can see and hands can grasp—as a revelation from the spiritual world. Men will have to understand that their mission now belongs to a different age and that they must stand firm on the ground prepared by Christianity! That is the other picture. Men will joyfully receive what derives from olden times but will illumine it, vivify it with what the more recent, Post-Atlantean, Christian culture has imparted to the soul. Weaklings, however, will say: “We will accept spirituality from whatever source it may come, for all that interests us is a sensational vista of the spiritual worlds.” There may actually be neo-theosophists who will say: “The truth is not to be found through deep comprehension of the Christ-Principle; it lies in what has been preserved by the Chinese, coming to light again when they bring forth the Atlantean wisdom hidden in the deepest strata of their souls.” Europe might well be offered a new “Secret Doctrine” compiled from the truths of Chinese wisdom. This would imply that, after all, the proper model for modern theosophists is a much more ancient Theosophy which did not feel called upon to derive the founts of spiritual life from Christian Mysticism and Christian Love—nor, for the matter of that, to plagiarise—and even that very imperfectly—the wisdom of ancient India somewhat embellished by the wisdom of ancient Egypt! As for the weaklings, they will be just as eager for Chinese wisdom as for the spirituality which they think is opened up for them by the ancient or also by the “newly revealed” Indian wisdom. After all, to Europeans, India is almost as remote as China; and if people are told of revelations made possible in China owing to certain forces having been set free, this may well seem more credible to them than that anything of the kind should have transpired in Berlin. If we ponder over these things, we shall find the true balance between joyful acceptance of what has been preserved from ancient epochs of culture and a firm footing on the soil resulting from evolution through the ages. That heed shall be paid to the importance of maintaining this balance, is and will remain the constant care of the Movement with which we identify ourselves. It is simply an untruth when here or there it is said that we are out to reject or ignore what is offered in the way of Indian spirituality, for example. It is an untruth, as every one who has taken part in our work well knows; and it would be grievous if such untruths were to take root in the world in connection with our Movement. Opinions that are at variance are easy to deal with; they soon balance themselves out. But inaccurate statements give rise to one misunderstanding after another ... for it is the peculiarity of misunderstanding that it constantly gives birth to fresh misunderstandings! With this in mind it must be our primary task to realise how far our own standpoint on the soil of Western spiritual life is justified in face of the other phases of human evolution. On the other hand, we must take care that everything we say about those other phases of evolution, about other forms of spirituality, is presented honestly and truthfully. Again and again it must be repeated and realised by Theosophists that even if much of the spiritual insight we have been able to gain, goes under, its influence will remain! No matter what transpires, our work must be full of sincerity, integrity and truthfulness. And if, in future times, all that people will be able to say of our particular work is that many a thing was improved, many another has not survived—nevertheless it was an example of the fact that occultism and earnest spiritual research can be entirely free from charlatanism or humbug, that the striving for occult knowledge can be true, genuine and sincere ... if that can be said of us, we shall really have done something to further the development of the occult life! And the fact that we would not admit anything of which in the future these things could not be said, may be accounted among our finest achievements.
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107. The Being of Man and His Future Evolution: Rhythms in the Being of Man
12 Jan 1909, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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We have pointed out how grotesquely the modern physicist explains the Kant-Laplace theory by means of his experiment with the blob of fat. A cardboard disc is inserted through the floating blob of farm the direction of the equator and a needle stuck through it from above, and then the whole thing is rotated, whereupon small droplets break off from the large drop and rotate as well. |
107. The Being of Man and His Future Evolution: Rhythms in the Being of Man
12 Jan 1909, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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It has already been mentioned here that in the group meetings this winter we want to gather together all the threads as it were that will eventually link up to form a deeper understanding of the being of man and various other things connected with man's whole life and evolution that will lead us deeper and deeper into the secrets of the world. Today I would like to remind you of the group lecture the time before last (21st December 1908) and take our start from there. You will remember that we spoke of a certain rhythm existing in the four members of man's being. We want to start there today and find an answer to the question: How can a knowledge of these things help us understand in a deeper way both the necessity and the object of the anthroposophical movement? Today we shall have to link up two things apparently very far removed from one another. You will remember that there are certain relationships between man's ego, astral body, etheric body and physical body. What there is to say about the fourth member, the ego, is best seen if we bear in mind the two alternating states of consciousness experienced by the ego in the course of the twenty-four hours of the day. One day with its twenty-four hours, during which the ego experiences day and night, sleeping and waking, will be seen as a kind of unity. So when we say that what the ego goes through in a day is based on the number one, we shall have to say that the number that corresponds in a similar way to our astral body is the number seven. Whereas the ego as it is today comes back as it were to its starting-point in twenty-four hours or a day, our astral body does the same thing in seven days. Let us go into this in greater detail. Think of waking up in the morning; that is, you rise up out of the darkness of unconsciousness, as people say incorrectly in ordinary life, and the objects of the physical sense world appear round you again. You experience this in the morning and again twenty-four hours later, with the occasional exception. This is the regular course of events, and we can say that our ego returns to its starting-point after a day of twenty-four hours. If we look in the same way for the astral body's corresponding rhythm, we have to say that if the ordered regularity of the astral body is really there, then the astral body returns to the same point after seven days. So whilst the ego goes through its cycle in a day, the astral body goes considerably slower, and carries out its cycle in seven days. The cycle of the etheric body, on the other hand, takes four times seven days; after four times seven days it returns to the same point. And now please bear in mind what was said the time before last. With the physical body it is not as regular as with the astral and the etheric bodies. We can, however, establish a rough figure, and say that it goes through its cycle in about ten times twenty-eight days, and then returns to its starting-point. You know of course that a great difference exists and that the female etheric body is male and the male etheric body female. From this we can see that in a certain respect an irregularity is bound to occur in the rhythm of the etheric bodies. But on the whole the numbers 1:7:(4 x 7):(10 x 7 x 4) are the proportional figures that so to say specify the ‘speeds of rotation’ for the four members of man's being. This is of course speaking figuratively, for they are not really rotations but repetitions of the same conditions; rhythm ratios. A fortnight ago I had to point out that phenomena of daily life are comprehensible only when we know things like this that lie behind the sense perceptible world. And in a public lecture I also indicated a remarkable fact which cannot be denied by even the most materialistic scientist or doctor or be ranked among the ‘spectres of superstition’, because it is an indisputable fact. It is something that really ought to make people think, namely that in pneumonia a special phenomena occurs on the seventh day. A crisis arises, and the patient has to be pulled through this seventh day. The temperature suddenly falls, and if the patient cannot be brought through this crisis then in certain circumstances there is no recovery. This fact is known by most people, but as a rule the starting-point of the illness is not always correctly ascertained, and if you do not know which the first day is then as a rule you do not know which the seventh day is either. But the fact remains, so we have to ask why the temperature drops with pneumonia on the seventh day. Why does a special phenomenon occur at all on the seventh day? Only a person who sees behind the scenes of existence, behind the physical sense phenomena into the spiritual world, knows of these rhythms, and why phenomena like a temperature arise. What actually is a temperature? Why does it occur? The temperature is not the illness. On the contrary, the temperature is something that the organism calls up to fight against the actual process of the illness. The temperature is the organism's defence against the illness. There is some damage in the organism, in the lungs, say. When the human being is healthy and all his inner activities are working harmoniously, these inner activities are bound to fall into disorder if one particular organ of the human body is upset. Then the whole organism attempts to pull itself together and develop the forces within itself to counterbalance the local upset. There is really a revolution going on in the whole organism, otherwise the organism would not need to gather its forces because there is no enemy to fight. The expressing of this massing of forces in the organism is the temperature. Now the person who looks behind the scenes of existence knows that the various organs of the human body came into existence and developed at very different periods of human evolution. What from the spiritual scientific point of view is called ‘the study of the human body’ is the most complicated matter imaginable, for the human organism is extremely complex and its individual organs came into existence at quite different times. The rudimentary beginnings of these organs were developed further at a later stage of evolution. Everything in the physical organism is an expression or outcome of man's higher members, so that each physical organ expresses the higher Organisation of the higher members. What we call the lungs today have their origins in the astral body and are to a certain extent connected with it. We will eventually come to talk about what the lungs have to do with the astral body, how the very first, archetype basis of the lungs came into man on the predecessor of our Earth, ancient Moon, and how at that time the astral body was as it were planted into man by higher spiritual beings. But today I want you to look at the fact of the lungs being an expression of the astral body. The actual expression of the astral body is of course the nervous system. But man is complicated, and the development of the various parts always runs parallel. The construction of the lungs began at the same time as the development of the astral body and the incorporation of the present-day nervous system. This in a way includes the lungs in the rhythm of the astral body, that rhythm that is governed by the number seven. The phenomenon of a rising temperature is connected with certain functions of the etheric body. Something must be happening in the etheric body if a temperature runs a certain course. The temperature, then, is somehow within the rhythm of the etheric body. Whenever you have a temperature it has this rhythm, but in what way? We shall have to be clear about the following: The etheric body, which completes its cycle in four times seven days, moves considerably slower than the astral body with its seven day rhythm. So if we relate the rhythmic course of the etheric body to that of the astral body, we can compare them with the hands of a clock. The clock's hour hand goes round once whilst the minute hand, in the same span of time, goes round twelve times. There you have the relationship of 1:12. Now suppose you look at the clock at noon, when the minute hand lies on top of the hour hand. The two hands coincide. Then the minute hand goes round one, and when it returns to the twelve it can no longer coincide with the hour hand, for this has meanwhile moved on to one. It will be roughly another five minutes before the two hands can coincide, so the minute hand does not point to the same place as the hour hand an hour later but after an hour and just over five minutes later. Now you have a similar relationship between the movement of the astral body and the movement of the etheric body. Imagine that your astral body, that is connected the whole time with the etheric body, were to be in a certain position in relation to the etheric body. Now the astral body begins to rotate. When after seven days it returns to its original position, it does not coincide again with the etheric body, for, after seven days, the etheric body has moved round a quarter of its cycle. So seven days later the position of the astral body does not coincide with the same position of the etheric body but with a position that is a quarter of the cycle behind the original one. Now imagine you have a case of the illness in question. A definite position of the astral body is connected with a definite position of the etheric body. And at this moment, with the co-operation of these two positions working together, the temperature appears, as a summons to fight the enemy. Seven days later the astral body covers an entirely different part of the etheric body. Now in the etheric body there must be not only the power to produce a temperature, for in that case, once it had really got going, it would never drop again; so seven days later this point of the etheric body that is now covered by the part of the astral body that produced the temperature seven days previously has the tendency to counteract the temperature and bring it down. If the patient's disorder has been overcome in seven days, then all is well. But if the disorder has not been overcome, and the astral body has not got the tendency now to push the illness out, the patient comes into the unfortunate position in which the etheric body has the tendency to bring the temperature down. It is important to pay good heed to these two points of coincidence. We could discover points like this for all kinds of phenomena in human life. And just through these rhythms, these mysterious inner workings, man's whole being could be understood. The etheric body really has a tendency that expresses itself in four times seven. In the case of other illnesses you will notice that the fourteenth day is of special importance; that is, two times seven. And we can definitely say that with certain phenomena the paroxysm has to be especially strong after four times seven; The point being that if the trouble decreases then, you can definitely hope for recovery. All these things are connected with rhythms of the kind we touched on three weeks ago and have dealt with in greater detail today. With such things as these, which appear difficult but which can nevertheless be understood, we can begin to penetrate a little way beneath the surface of the physical sense world. And we must penetrate further and further. Now let us enquire into the origin of such rhythms. We have to look once again to the great cosmic relationships to find the origin of such rhythms. We have often drawn your attention to the fact that what we call the four members of man, physical body, etheric body, astral body and ego have evolved through Saturn, Sun, Moon and Earth existence. If we look back to our old Moon we find that it also separated itself from the sun for a certain length of time, though a large part of what is the moon today was then part of the earth. But outside there was a sun, and when such heavenly bodies belong together then their forces, which are the expression of their beings, always have an influence on regulating the life of their creatures. The orbiting of a planet around its sun or of a satellite around its planet is by no means mere chance, nor is it unconnected with life, on the contrary it is regulated by those beings we have learnt about in the hierarchies of spirits. We have seen that it is absolutely untrue that the heavenly bodies rotate by themselves through mere lifeless forces. We have pointed out how grotesquely the modern physicist explains the Kant-Laplace theory by means of his experiment with the blob of fat. A cardboard disc is inserted through the floating blob of farm the direction of the equator and a needle stuck through it from above, and then the whole thing is rotated, whereupon small droplets break off from the large drop and rotate as well. Thus the experimenter shows how a planetary system in miniature arises, and physicists generally draw the conclusion that this is how the large planetary system must have arisen. Although it is usually good to forget yourself, in this particular case it is not. For the good man usually forgets that the miniature planetary system could not arise if he did not turn the handle. It is perfectly permissible to do such experiments, and they are very useful, but you should not forget the most important part. What an infinite number of people fall victim to such suggestions! They overlook the fact that the professor was doing it. There is no gigantic professor out yonder of course, it is the hierarchies of spiritual beings who regulate the rhythms of the heavenly bodies and actually bring about all the ordering of matter in the cosmos, so that the individual planetary bodies revolve around one another. And if we could go into the movements of the planetary spheres that form a correlated system—and a time will come for this—we should recognise the rhythms of our own human members. For the time being, however, we need only point to one thing. Modern man, with his materialistic mode of thought, laughs at the idea that in earlier times certain conditions in man's life were organised in connection with the four quarters of the moon. Now just with the moon in particular there is in a wonderful way a cosmic reflection of the relationship existing between the astral and the etheric body. The moon moves round its cycle in four times seven days. Those are the positions of the etheric body, and these four times seven positions of the etheric body are exactly mirrored in the four quarters of the moon. It is by no means nonsense to look for a connection between the phenomenon of the rising temperature we described and just these quarters of the moon. Just think, there really is a different quarter of the moon at the end of seven days, just as there is another quarter of the etheric body and the astral body covers a different quarter of the etheric body. Originally the relationship of the human astral body to the etheric body was indeed regulated by spiritual beings bringing the moon into a corresponding orbiting of the earth. And you can see how the things are to a certain extent connected, in that even modern medicine reckons with an ancient heritage of rhythmic knowledge. As the rhythm of the body is ten times twenty-eight and the physical body is as it were back at the same point ten times twenty-eight days later, there are about ten times twenty-eight days between the conception of a human being and his birth, ten lunar months. All these things are connected with the regulating of the great cosmic relationships. Man as microcosm is a true image of the great world relationships, for he is created out of them. Today we want to turn our thoughts to evolution in the middle of Atlantean times. That was a very important point for earth evolution. Before that time we can distinguish three races in human evolution; the Polarian, the Hyperborean and the Lemurian race. Then comes the Atlantean race. We are now in the fifth race and two races will follow us, so the Atlantean epoch lies right in the middle. The middle of Atlantean times is the most important point in earth evolution. If we were to go back before this time, even then we should have found an exact reflection of cosmic relationships in the relationships of external human life. It would have had a very bad effect on man if he had done the kind of things then that he does now. Nowadays man does not adjust himself very much to the cosmic situation. In town life things often have to be arranged in such a way that people are awake when they would otherwise be asleep and asleep when they ought to be awake. If anything like being awake at night or sleeping in the daytime had occurred in Lemurian times, and man had paid so little attention to the external phenomena that belong to certain inner processes, he would not have survived. Of course such a thing was quite impossible then, because it was a matter of course that man in his inner rhythm conformed with outer rhythm. Man lived as it were with the cycles of the sun and the moon and modeled the rhythm of his astral and etheric bodies on the cycle of sun and moon. Let us come back to the clock. In a certain respect this also conforms to the great cosmic cycle, when the hour and minute hands coincide at twelve o'clock, that is because there is a certain constellation of the sun and stars. We set our clocks according to this and a clock is unreliable if the two hands do not coincide the following day as soon as this constellation of stars occurs again. In Berlin the clocks are set daily by electricity from the Enckeplatz observatory. So we may say that the movements or rhythms of the clock hands are set every day according to the rhythm of the cosmos. Our clock is correct if it synchronises with the central clock which, in its turn, synchronises with the cosmos. In ancient times man had no need of a clock, for he himself was a clock. His life's course, which he could clearly feel, absolutely conformed to cosmic relationships. Man really was a clock. And if he had not conformed to the cosmic situation, exactly the same thing would have happened to him as happens to a clock if its movement does not correspond to the outer situation: it goes wrong, and he would have gone wrong too. The inner rhythm had to correspond to the outer. And the essential part of man's evolution on earth is that since the middle of Atlantean times the outer situation does not absolutely coincide with the inner one. Something else has come about. Just imagine someone fancying that he could not bear the two hands of his watch coinciding at noon. Supposing he alters them to three o'clock, then when it is one o'clock for other people he makes it four p.m., at two o'clock he makes it 5 p.m., and so on. The inner working of his clock will not have changed, it will only have become displaced compared with the outer situation. Twenty-four hours later he will make it three o'clock again; that it, his clock's movement will not coincide with the cosmic situation but its inner rhythm will still agree with it, for it has only been displaced. Man's rhythm has also been displaced. Man would never have become an independent being if all his activity had remained in cosmic leading strings. The basis of his freedom lies in his having preserved his inner rhythm while severing himself from external rhythm. He has become like a clock that at the nodal points no longer coincides with cosmic occurrences yet is inwardly in harmony with them. Thus in the far distant past a human being could be conceived in one particular stellar constellation only and be born ten lunar months later. This coinciding of conception with a cosmic situation has ceased but the rhythm has remained, just as a clock keeps to its rhythm even though at midday you set it at three o'clock. Of course it is not man's circumstances only though, that have become displaced, the times have become displaced as well. Even if we disregard the last-mentioned cosmic displacement, something very special has occurred in man's inner life, in that he has lifted himself as it were out of the cosmic situation and is no longer a ‘clock’ in the proper sense of the word. He is more or less like a man who has put his clock forward three hours and then, forgetting how much he has put it forward, cannot sort himself out any more. This is what happened to man in earthly evolution once he was free of the situation in which he was like a clock in the cosmos. In certain respects he brought his astral body into disorder. The more the conditions of human life were regulated by the physical, the more the old rhythm was preserved; but the more his life conditions became influenced by thought, the greater the disorder that came into them. I would like to clarify this from another angle. Men are not the only beings we know of, we also know of beings that are superior to present-day earth man. We know of the sons of life or the angels, and we know that they went through their human stage on ancient Moon. We know of the spirits of fire or the archangels, that went through their human stage on the old Sun condition of the earth, and we also know of the primeval forces, who went through their human stage on ancient Saturn. These beings are in advance of man in their cosmic evolution. If we were to study them today we would find that they are beings of a much more spiritual nature than man. Therefore they live in higher-worlds. But in regard to the particular things we have been mentioning today, their situation is totally different from man's. In spiritual matters they conform absolutely to the cosmic rhythm. An angel would not think in such a disordered way as man, for the simple reason that his thought process is regulated by the cosmic powers which guide him. It is right out of the question for a being like an angel not to think in harmony with the great spiritual processes of the cosmos. The laws of logic for the angels are written in the universal harmony. They need no textbooks. Man needs textbooks because he has brought his inner thought processes into disorder. He no longer knows how to take guidance from the great script of the stars. Angels know the course of the cosmos, and the course of their thought corresponds with the ordered rhythm. When man came on to the earth in his present form he fell out of this rhythm, hence the lack of order in his life of thought and feeling. Regularity still holds sway in the things man has less influence on in his astral and etheric bodies, but in the parts that have been given into man's hands, that is, his sentient soul, intellectual soul and consciousness soul disorder and lack of rhythm have entered in. It is one of the least important matters that in our cities man turns night into day. It is of far greater significance that in his inner life of thought man has torn himself away from the great universal rhythm. The way man thinks all day long is in a certain respect in contradiction to the life of the great universe. Do not imagine though, that all this is being said to encourage a world conception that will bring man back into this kind of rhythm again. Man had to get away from the old rhythm; his progress depends on this: When certain prophets go around today preaching ‘Back to Nature’, they want to bring life into reverse instead of helping it forward. All this chatter about returning to nature contains no understanding of real evolution. When a movement today recommends people to eat certain foods only at certain times of the year because nature herself indicates this by making foods grow only at certain times, this is the abstract talk of the amateur. The essential thing about evolution is that man grows more and more independent of outer rhythm. But we must not lose the ground from under our feet. It is not the best thing for man's progress and salvation to return to the old rhythm and ask himself how he should live in harmony with the four quarters of the moon. For it was essential in olden times for man to be like an impress of the cosmos. But it is important too that man should not believe he can live without rhythm. Just as his inner life was formed from outside inwards he must now create rhythm from inside outwards. That is the essential thing. His inner life must become rhythmic. Just as rhythm created the cosmos, man has to permeate himself with a new rhythm if he wants to share in the creating of a new cosmos. It is characteristic of our age that it has lost the old, external rhythm and has not yet attained a new inner one. Man has outgrown nature—if we call the outer expression of spirit ‘nature’—but has not yet grown into the spirit. He is still floundering today between nature and spirit. This is just what is characteristic of our time. This floundering between nature and spirit reached its climax in the second third of the nineteenth century. Consequently the beings who know and interpret the signs of the times had to ask themselves at that time: What can be done so that man does not lose all trace of rhythm but acquires an inner rhythm? What you can see today as the characteristic of mental life is its chaotic nature. Today, when you see something that has been thought out, the first thing that is bound to strike you is its chaotic nature, its inner lack of order. This is the case in almost every sphere. Only the spheres that still possess good old traditions have something of the old order left. In new spheres man has first of all to create a new order. That is why men can see facts today, like the fall in temperature on the seventh day of pneumonia, but their explanation of them is an absolute chaos of thoughts. When the human being thinks about it, then—because he does not think in an ordered way—he piles up a medley of thoughts around the fact. All our sciences take an external fact of the world and stir up a mass of thoughts about it with no inner order, because man has gone astray in a kind of mental abyss. He has no guiding principles of thought today, no inner thought rhythm, and humanity would become completely decadent were they not to acquire an inner rhythm. Look at spiritual science from this point of view. You will see the element you are in when you begin to study spiritual science. To begin with you hear—and gradually understand—that man has four members of his being: physical body, etheric body, astral body and ego. And then you hear that work is done by the ego, and the astral body is changed into manas or spirit-self, the etheric body into buddhi or life-spirit and the principle of physical man into spirit-man or atma. Now just think how much ground we have covered with this basic formula of spiritual science. Think of the many themes that were really fundamental themes, and how we had to build up our whole thought structure time and again out of this basic scheme: physical body, etheric body, astral body and ego. You know, some people actually get tired of hearing these basic facts over and over again in certain public lectures. But this is and remains a reliable thread on which to string our thoughts: these four members of man's being and their inter-working; and then on a higher level, the transformation of the three lower members: the third into the fifth, the second into the sixth and the first into the seventh member of our being. If you count all the members of man's being that we know of physical body, etheric body, astral body, ego, spirit-self, life-spirit and spirit-man, you have seven. And if you count those that form the foundation of these, namely the physical body, etheric body, astral body and ego, you have four. And you are reproducing in thought the macrocosmic rhythm of 7:4 and 4:7 when you follow this train of thought. You are producing the outer, macrocosmic rhythm again from out of yourself You are repeating the rhythm that was once there macrocosmically in the universe and bringing it to birth again. You are laying down the plan or basis for your system of thought, as once the gods laid down the plan for the wisdom of the world. When we bring the inner rhythm of number to life in us again in this way, then out of the chaos of thought life a cosmos of thought is developed out of the innermost being of the soul. Men have freed themselves from external rhythm. By means of what is truly a science of the spirit we return to rhythm again, creating a cosmic structure from within outwards that is inwardly rhythmic. And if we turn to the cosmos and look at the earth's past, at Saturn, Sun, Moon and Earth, we find four, then the Moon in spiritualised form at the fifth stage as Jupiter, the Sun at the sixth stage as Venus, and ancient Saturn at the seventh stage as Vulcan. Thus in Saturn, Sun, Moon, Earth, Jupiter, Venus, Vulcan our evolutionary phases add up to seven. Our physical body as it is today, has developed through the number four, through Saturn, Sun, Moon and Earth. In the future it will gradually become completely transformed and spiritualised. So that here too, when we look at the past we have the number four, and when we look to the future the number three: again there is 4:3, or if we include the past in the whole of evolution, 4:7. We are still only at the beginning of our spiritual scientific activity, even if we have been working at it for many years. Today we could only point out what men meant by the ‘inner number’ at the root of all phenomena. And we see that in order to gain freedom man had to fall away from the original rhythm. But he has to rediscover within himself the laws with which to regulate the ‘clock’, his astral body. And the great regulator is spiritual science, because it is in harmony with the great laws of the cosmos beheld by the seer. The future as created by man will have the same great numerical relationships as the cosmos had in the past, but on a higher level. Therefore men have to bring the future to birth out of number, like the gods created the cosmos out of number. We can see how spiritual science is connected with the course of the macrocosm. When we grasp what is there in the spiritual world behind man, the number four and the number seven, we shall understand why we must look to the spiritual world to find the impulse to carry forward what we know to be the evolutionary course of humanity. And we shall understand why just in an age when men have reached the greatest chaos in their inner life of thought, feeling and will those individualities who have to interpret the signs of the times had to draw attention to the kind of wisdom that enables man to create his soul life in a regulated way from within outwards. We shall learn to think with inner rhythm in a way that is necessary for the future, when we think in accordance with these basic relationships. And man will take into himself more and more from the world of his origins. At present he is acquiring what we can see to be the ground plan of the cosmos. He will go further and feel himself filled with certain fundamental forces and ultimately with fundamental beings. All this is just in its beginnings today. And we appreciate the importance and world significance of the anthroposophical mission when we regard it not as an arbitrary act of this or that individual, but rather set about understanding it with all the inner force of our very existence. Then we can reach the point of being able to say that it is not a matter of choice whether we take up the anthroposophical mission or not, for if we want to understand our times we must recognise and fill ourselves with the thoughts of the divine-spiritual worlds which are the basis of anthroposophy. And then we must let them flow out of us again into the world, so that our actions and our being acquire, in place of chaos, the stature of a cosmos, like the cosmos out of which we were born. |
179. Historical Necessity and Freewill: Lecture IV
11 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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In my public lectures I have emphasized that when we look for the “thing in itself,” as it is done in modern philosophy and in the Kant-philosophy, this implies more or less the same as breaking the mirror to see what is behind it, in order to find the reality of beings that we see in a mirror. |
179. Historical Necessity and Freewill: Lecture IV
11 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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The subject that we shall discuss now is a very wide one, and today it will not be possible to deal with it as extensively as I should have liked. But we shall continue these considerations later on. In these considerations, I should like to give you a basis for the understanding of freedom and necessity, so that you may obtain a picture of what must be considered from an occult point of view, in order to understand the course of the social, historical and ethical-moral life of man. We emphasized that, as far as the life between birth and death is concerned, we only experience in a waking condition what we perceive through the senses, what reaches us through our sense-impressions and what we experience in our thoughts. Man dreams through everything contained as living reality in his feelings, and he sleeps through everything contained as deeper necessity, in the impulses of his will, everything existing as the deeper reality. In the life of our feelings and of our will we live in the same spheres which we inhabit with the so-called dead. Let us first form a conception of what is really contained in the life of our senses from an exterior aspect. We can picture the sense-impressions as if they were spread out before us—I might say, like a carpet. Of course, we must imagine that this carpet contains also the impressions of our hearing, the impressions of the twelve senses, such as we know them through Anthroposophy. You know that in reality there are twelve senses. This carpet of the sense impressions covers, as it were, a reality “lying behind”—if I may use this expression (but I am speaking in comparisons). This reality lying behind the sense perceptions must not be imagined as the scientist imagines the world of the atoms, or as a certain philosophical direction imagines the “thing in itself.” In my public lectures I have emphasized that when we look for the “thing in itself,” as it is done in modern philosophy and in the Kant-philosophy, this implies more or less the same as breaking the mirror to see what is behind it, in order to find the reality of beings that we see in a mirror. I do not speak in this sense of something behind the sense perceptions; what I mean is something spiritual behind the sense-perceptions, something spiritual in which we ourselves are embedded, but which cannot reach the usual consciousness of man between birth and death. If we could solve the riddle contained in the carpet of sense perceptions as a first step toward the attainment of the spiritual reality, so that we would see more than the manifold impressions of our sense-impulses—what would we see, in this first stage of solving the riddle, of solving spiritually the riddle of the carpet woven by our senses? Let us look into this question. It will surprise us what we must describe as that which first appears to us. What we first see is a number of forces; all aim at permeating with impulses our entire life from our birth—or let us say, from our conception—to our death. When trying to solve the riddle of this carpet of the senses, we would not see our life in its single events, but we would see its entire organization. At first it would not strike us as something so strange; for, on this first stage of penetrating into the secret of the sense-perceptions, we would find ourselves, not such as we are now, in this moment, but such as we are throughout our entire life between birth and death. This life, that does not extend as far as our physical body, and that cannot be perceived, therefore, with the physical senses, permeates our etheric body, our body of formative forces. And our body of formatives forces is, essentially, the expression of this life that could be perceived if we could eliminate the senses, or the sense-impressions. If the carpet of the senses could be torn, as it were (and we tear it when we ascend to a spiritual vision) man finds his own self, the self as it is organized for this incarnation on earth, in which he makes this observation. But, as stated, the senses cannot perceive this. With what can we perceive this? Man already possesses the instrument needed for such a perception, but on a stage of evolution that still renders a real perception impossible. What we would thus perceive cannot reach the eye, nor the ear—cannot enter any sense organ. Instead—please grasp this well—it is breathed in, it is sucked in with the breath. The etheric foundation of our lung (the physical lung is out of the question, for, such as it is, the lung is not a real perceptive organ) that which lies etherically at the foundation of our lung, is really an organ of perception, but between birth and death the human being cannot use it as an organ of perception for what he breathes in. The air we breathe, every breath of air and the way in which it enters the whole rhythm of our life, really contains our deeper reality between birth and death. But things are arranged in such a way that here on the physical plane the foundation of our entire lung-system is in an unfinished condition, and has not advanced as far as the capacity of perceiving. If we were to investigate what constitutes its etheric foundation, we would find, on investigating this and on grasping it rightly, that it is, in reality, exactly the same thing as our brain and sense organs from a physical aspect, here in the physical world. At the foundation of our lung-system we find a brain in an earlier stage of evolution; we might say, in an infantile stage of evolution. Also in this connection we bear within us, as it were (I say purposely, “as it were”), a second human being. It will not be wrong if you imagine that you also possess an etheric head—except that this etheric head cannot yet be used as an organ of perception in our everyday life. But it has the possibility of perceptive capacity for that which lies behind the body of formative forces, as that which builds up this body of formative forces. However, that which lies behind the etheric body as creative force is the element into which we enter when we pass through the portal of death. Then we lay aside the etheric body. But we enter into that which is active and productive in this body of formatives forces. Perhaps it may be difficult to imagine this; but it will be good if you try to think this out to the end. Let us imagine the physical organization of the head and the physical organization of the lung; from the universe come cosmic impulses that express themselves rhythmically in the movements of the lungs. Through our lungs we are related with the entire universe, and the entire universe works at our etheric body. When we pass through the portal of death, we lay aside the etheric body. We enter that which is active in our lung-system, and this is connected with the entire universe. This accounts for the surprising consonance to be found in the rhythm of human life and the rhythm of breathing. I have already explained that when we calculate the number of breaths we draw in one day, we obtain 25,920 breaths a day, by taking as the basis 18 breaths a minute (hence 18 x 60 x 24). Man breathes in and breathes out; this constitutes his rhythm, his smallest rhythm to start with. Then there is another rhythm in life, as I have already explained before—namely, that every morning when we awake we breathe into our physical system, as it were, our soul being, the astral body and the ego, and we breathe them out again when we fall asleep. We do this during our whole life. Let us take an average length of life—then we can make the following calculation:—We breathe in and breathe out our own being 365 times a year; if we take 71 years as the average length of human life, we obtain 25,915. you see, more or less the same number. (Life differs according to the single human being.) We find that in the life between birth and death we breathe in and out 25,920 times what we call our real self. Thus we may say;—There is the same relationship between ourselves and the world to which we belong as there is between the breath we draw in and the elements around. During our life we live in the same rhythm in which we live during our day through our breathing. Again, if we take our life—let us say, approximately 71 years, and if we consider this life as a cosmic day (we will call a human life a cosmic day), we obtain a cosmic year by multiplying this by 365. The result is 25,920 (again, approximately one year). In this length of time, in 25,920 years, the sun returns to the same constellation of the Zodiac. If the sun is in Aries in a certain year, it will rise again in Aries after 25,920 years. In the course of 25,920 years the sun moves around the entire Zodiac. Thus, when an entire human life is breathed out into the cosmos, this is a cosmic breath, which is in exactly the same relationship with the cosmic course of the sun around the Zodiac as one breath in one day in life. Here we have deep inner order of laws! Everything is built up on rhythm. We breathe in a threefold way, or at least we are placed into the breathing process in a threefold way. First, we breathe through our lungs in the elementary region; this rhythm is contained in the number 25,920. Then we breathe within the entire solar system, by taking sunrise and sunset as parallel to our falling asleep and awaking; through our life we breathe in a rhythm that is again contained in the number 25,920. Finally, the cosmos breathes us in and out, again in a rhythm determined by the number 25,920—the sun's course around the Zodiac. Thus we stand within the whole visible universe; at its foundation lies the invisible universe. When we pass through the portal of death we enter this invisible universe. Rhythmical life is the life that lies at the foundation of our feelings. We enter the rhythmical life of the universe in the time between death and a new birth. This rhythmical life lies behind the carpet woven by our senses, as the life that determines our etheric life. If we would have a clairvoyant consciousness, we would see this cosmic rhythm that is, as it were, a rhythmical, surging cosmic ocean of an astral kind. In this rhythmically surging astral ocean we find the so-called dead, the beings of the higher hierarchies and what belongs to us, but beneath the threshold. There arise the feelings that we dream away, and the impulses of the will that we sleep away, in their true reality. We may ask, in a comparison, as it were, and without becoming theological: Why has a wise cosmic guidance arranged matters so that man—such as he is between birth and death—cannot perceive the rhythmical life behind the carpet of the senses? Why is the human head, the hidden head that corresponds to the lung-system, not suitable for an adequate perception? This leads us to a truth which was kept secret, one might say, right into our days, by the occult schools in question, because other secrets are connected with it; these must not be revealed—or should not have been revealed so far. But our period is one in which such things must reach the consciousness of mankind. The occult schools that were inaugurated here and there keep such things secret for reasons that will not be explained today. They still keep them secret, although today these things must be brought to the consciousness of mankind. Since the last third of the nineteenth century, means and ways were given whereby that which occult schools have kept back (in an unjustified way, in many cases) becomes obsolete. This is connected with the event that I mentioned to you—the event which took place in the autumn of 1879. Now we can only lift the outer veil of this mystery; but even this outer veil is one of the most important pieces of knowledge concerning man. It is indeed a head that we bear within us as the head of a second man; it is a head, but also a body belongs to this head, and this body is, at first, the body of an animal. Thus we bear within us a second human being. This second human being possesses a properly formed head, but attached to it, the body of an animal—a real centaur. The centaur is a truth, an etheric truth. It is important to bear in mind that a relatively great wisdom is active in this being—a wisdom connected with the entire cosmic rhythm. The head belonging to this centaur sees the cosmic rhythm in which it is embedded, also during the existence between death and a new birth. It is the cosmic rhythm that has been shown in a threefold way, also in numbers—the rhythm on which many secrets of the universe are based. This head is much wiser than our physical head. All human beings bear within them another far wiser being—the centaur. But in spite of his wisdom, this centaur is equipped with all the wild instincts of the animals. Now you will understand the wisdom of the guiding forces of the universe. Man could not be given a consciousness which is, on the one hand, strong and able to see through the cosmic rhythm, and on the other hand, uncontrolled and full of wild instincts. But the centaur's animal nature—please connect this with what I have told you in other lectures dealing with this subject from another point of view—is tamed and conquered in the next incarnation, during his passage through the world of cosmic rhythms between death and a new birth. The foundation of our lung-system in the present incarnation appears as our physical head, although this is dulled down to an understanding limited to the senses, and what lies at the basis of our lung-system appears as an entire human being whose wild instincts are tamed in the next incarnation. The centaur of this incarnation is, in the next incarnation, the human being endowed with sense perception. Now you will be able to grasp something else:—You will understand why I said that, during man' s existence between death and a new birth, the animal realm is his lowest realm and that he must conquer its forces. What must he do? In what work must he be engaged between two incarnations? He must fulfill the task of transforming the centaur, the animal in him, into a human form for the next incarnation. This work requires a real knowledge embracing the impulses of the whole animal realm; in the age of Chiron, men possessed this knowledge atavistically, in a weaker form. Although the knowledge of Chiron is a knowledge weakened by this incarnation, it is of the same kind. Now you see the connection. You see why man needs this lower realm between death and a new birth; he must master it; he needs it because he must transform the centaur into a human being. What Anthroposophy sets forth has been attained only in single flashes outside the occult schools. There have always been a few men who discovered these things, as if in flashes. Especially in the nineteenth century a few scattered spirits had an inkling, as it were, that something resembling the taming of wild instincts can be found in man. Some writers speak of this. And the way in which they speak of these things shows how this knowledge frightens them. High spiritual truths cannot be gained with the same ease as scientific truths, which can be digested so comfortably by the mind. These high truths often have this quality; their reality scares us. In the nineteenth century some spirits were scared and tremendously moved when they discovered what speaks out of the human eye that can look round so wildly at times, or out of other things in man. One of the writers of the nineteenth century expressed himself in an extreme manner by saying that every man really bears within him a murderer. He meant this centaur, of whom he was dimly conscious. It must be emphasized again and again that human nature contains enigmas which must be solved gradually. These things must be borne in mind courageously and calmly. But they must not become trivial, because they make human consciousness approach the great earnestness of life. In this age it is our task to see the earnest aspect of life, to see the serious things that are approaching and that announce themselves in such terrible signs. This is one aspect, preparing the way for certain considerations that I shall continue very soon. The other aspect is as follows:—Man passes through the portal of death. Last time I mentioned the great change in man's entire way of experiencing things, by showing you how a connection with the dead is established—what we tell him seems to come out of the depths of our own being. In the intercourse with the dead the reciprocal relationships are reversed. When you associate with a human being here on earth, you can hear yourself speaking to him—you hear what you tell him, and you hear from him what he tells you. When you are in communication with the dead, his words rise out of your own soul, and what you tell him reaches you like an echo coming from the dead. You cannot hear what you tell him as something coming from yourself; you hear this as something coming from him. I wished to give you an example of the great difference between the physical world in which we live between birth and death, and the world in which we live between death and a new birth. We look into this world when we contemplate it from a certain standpoint. When we look through the carpet woven by our senses, we look into the rhythm of the world—but this rhythm has two aspects. I will show you these two aspects of the rhythm in a diagram, by drawing here, let us say, a number of stars—planets if you like [The drawing can not be rendered.]. Here are a number of stars or planets—the planetary system, if you like, belonging to our Earth. Man passes through this planetary system in the time between death and a new birth. (A printed cycle of lectures contains details on these things.) Man passes through the planetary system. But in passing through the world which is still the invisible world, he also reaches—between death and a new birth—the world which is no longer visible, and is not even spatial. These things are difficult to describe, because when we imagine anything in the physical world we are used to imagine it spatially. But beyond the world that can be perceived through the senses lies a world which is no longer spatial. In a diagram I must illustrate this spatially. The ancients said:--Beyond the planets lies the sphere of the fixed stars (this is expressed wrongly, but this does not matter now), and beyond this lies the super-sensible world. The ancients pictured it spatially, but this is merely a picture of this world. When man has entered this super-sensible world, in the time between death and a new birth, one can say (although this is also rendered in a picture):—Man is then beyond the stars, and the stars themselves are used by man, between death and a new birth, for a kind of reading. Between death and a new birth, the stars are used by man for a kind of reading. Let us realize this clearly. How do we read here on earth? When we read here on earth we have approximately twelve consonants and seven vowels with various variations; we arrange these letters in many ways into words; we mix these letters together. Think how a typographer throws together the letters in order to form words. All the words consist of the limited number of letters that we possess. For the dead, the fixed stars of the Zodiac and the planets are what the letters—approximately twelve consonants and seven vowels—are for us, here on the physical plane. The fixed stars of the Zodiac correspond to the consonants; the planets are the vowels. Beyond the starry heaven, the outlook is peripheral. (Between birth and death, man's outlook is from a center; here on the earth he has his eye, and from there his gaze rays out to the various points.) It is most difficult of all to imagine that things are reversed after death so that we see peripherally. We are really in the circumference, and we see the Zodiac-starsthe consonants and the planets—the vowels, from outside. Thus we look from outside at the events taking place on earth. According to the part of our being which we imbue with life, we look down on the earth through the Taurus and Mars, or we look through the Taurus, in between Mars and Jupiter. (You must not picture this from the earthly standpoint, but reversed—for you are looking down on the earth.) When you are dead and circle round the earth, you read with the help of the starry system. But you must picture this kind of reading differently. We could read in another way, but it would be more difficult, from a technical aspect, than our present reading system. It is possible to read differently—we could read in such a way that we have a sequence of letters—a, b, c, d, e, f, g, etc.—or arranged according to another system and instead of arranging them in the type-case, we could read in the following way:—If the word “he” is to be read, a ray of light falls on h and e; if “goes” is to be read, a ray falls on g, o, e, s. The sequence of the letters could be there, and they could be illuminated as required. It would not be arranged so comfortably, from a technical aspect—but you can picture an earthly life in which reading is arranged in this way—an alphabet is there, and then there would be some arrangement which always illuminates one letter at a time; then we can read the sequence of the illuminated letters, and obtain as a result, Goethe's Faust for instance. This cannot be imagined so easily; yet it is possible to imagine this, is it not? The dead reads in this way, with the aid of the starry system: the fixed stars remain immobile, but he moves—for he is in movement—the fixed stars remain still and he moves round. If he must read the Lion above Jupiter, he moves round in such a way that the Lion stands above Jupiter. He connects the stars, just as we connect h and e in order to read “he.” This reading of the earthly conditions from the cosmos—and the visible cosmos belongs to this—consists in this—The dead can read that which lies spiritually at the foundation of the stars. Except that the entire system is based on immobility—the entire godly system of reading from out the universe is based on immobility. What does this mean? This means that according to the intentions of certain beings of the higher hierarchies, the planets should be immobile, they should have an immobile aspect; then the being outside engaged in reading would be the only one moving about. The events on the earth could be read rightly from out the universe if the planets would not move, if the planets had an immobile position. But they are not immobile! Why not? They would be so, if the world's creation had proceeded in such a way that the Spirits of Form, or the Exusiai alone, had created the world. But the luciferic spirits participated in this work, and interfered—as you already know. Luciferic spirits brought to the earth what used to be law during the Moon-period of the Earth, where several things were governed by the Spirits of Form; luciferic spirits brought this system of movement to the Earth from the Moon-period. They caused the planets' movement. A luciferic element in the cosmic spaces brought the planets into movement. In a certain respect this disturbs the order created by the Elohim; a luciferic element enters the cosmos. It is that luciferic element which man must learn to know between death and a new birth; he must learn to know it by deducting, as it were, in what he reads, that which comes from the movement of the planets, or the moving stars. He must deduct this—then he will obtain the right result. Indeed, between death and a new birth we learn a great deal concerning the sway and activity of the luciferic element in the universe. Such a thing, like the course of the planets, is connected with the luciferic. This is the other side that I wished to point out. But from this you will see the connection between the other life between death and new birth, and the present life. We might say that the world has two aspects; here, between birth and death we see one aspect, through our senses. Between death and a new birth we see it from the reversed side, with the soul's eye. And between death and a new birth, we learn to read the conditions here on earth in relationship with the spiritual world. Try to realize this, try to imagine these conditions. Then you will have to confess that it is, indeed, deeply significant to say that the world which we first learn to know through our senses and our understanding is an illusion, a Maya. As soon as we approach the real world, we find that the world that we know is related to this real world in the same way in which the reflection in the mirror is related to the living reality before the mirror, which is reflected in it. If you have a mirror, with several shapes reflected in it, this shows that there are shapes outside the mirror, which are reflected by the mirror. Suppose that you look into the mirror as a disinterested spectator. The three figures which I have drawn here [diagram not available] fight against each other; in the mirror you see them fighting. This shows that the mirrored figures do something, but you cannot say that the figure A, there in the mirror, beats the figure B in the mirror! What you see in the mirror is the image of the fight, because the figures outside the mirror are doing something. If you believe that A, there in the mirror, or the reflected image of A, does something to B, there in the mirror, you are quite mistaken. You cannot set up comparisons and connections between the reflected images, but you can only say:—What is reflected in the mirrored images points to something in the world of reality, which is reflected. But the world given to man is a mirror, a Maya, and in this world man sees causes and effects. When you speak of this world of causes and effects, it is just as if you were to believe that the mirrored image A beats the mirrored image B. Something happens among the real beings reflected by the mirror, but the impulses leading to the fight are not to be found in the mirrored A and in the mirrored B. Investigate nature and its laws; you will find, at first, that such as it appears to your senses it is a Maya, a reflection or a mirrored picture. The reality lies beneath the threshold which I have indicated to you, the threshold between the life of thought and the life of feelings. Even your own reality is not contained at all in your waking consciousness; your own reality is contained in the spiritual reality; it is dipped into the dreaming and sleeping worlds of feeling and of will. Thus it is nonsense to speak of a causing necessity in the world of Maya—and it is also nonsense to speak of cause and effect in the course of history! It is real nonsense! To this I should like to add that it is nonsense to say that the events of 1914 are the result of events in 1913, 1912, etc. This is just as clever as saying:—This A in the mirror is a bad fellow; he beats the poor B, there in the mirror! What matters is to find the true reality. And this lies beneath the threshold, which must be crossed by going down into the world of feeling and of will—and does not enter our usual waking consciousness. You see, we must interpret in another way the idea that “something had to happen” or “something was needed;” we cannot interpret it as the ordinary historians or scientists do this. We must ask:--Who are the real beings that produced the events of a later period, which followed an earlier one? The preceding historical events are merely the mirrored reflections—they cannot be the cause of what took place subsequently. This, again, is one side of the question. The other side will be clear to you if you realize that only a Maya is contained in the waking reality embraced by our thoughts and by our sense perceptions. This Maya cannot be the cause of anything. It cannot be a real cause. But pure thoughts can determine man's actions. This is a fact taught by experience, if man is not led to deeds by passions, desires and instincts, but by clear thoughts. This is possible and can take place—pure ideals can be the impulses of human actions. But ideals alone cannot effect anything. I can carry out an action under the influence of a pure idea; but the idea cannot effect anything. In order to understand this, compare once more the idea with the mirrored image. The reflection in the mirror cannot cause you to run away. If you run away it displeases you, or something is there which has nothing to do with the reflection in the mirror. The reflection in the mirror cannot take a whip and cause you to run away. This image cannot be the cause of anything. When a human being fulfills actions under the influence of his reflected image, i.e., his thoughts, he fulfills them out of the Maya; he carries out his actions out of the cosmic mirror. It is he who carries out the actions, and for this reason he acts freely. But when he is led by his passions, his actions are not free; he is not free, even if he is led by his feelings. He is free when he is led by his thoughts, that are mere reflections, or mirrored images. For this reason I have explained in my The Philosophy of Spiritual Activity that man can act freely and independently if he is guided by pure thoughts, pure thinking, because pure thoughts cannot cause or produce anything, so that the causing force must come from somewhere else. I have used the same image again in my book The Riddle of Man. We are free human beings because we carry out actions under the influence of Maya, and because this Maya, or the world immediately around us, cannot bring about or cause anything. Our freedom is based on the fact that the world that we perceive is Maya. The human being united himself in wedlock with Maya, and thus becomes a free being. If the world that we perceive were a reality, this reality would compel us, and we would not be free. We are free beings just because the world which we perceive is not a reality and for this reason it cannot force us to do anything, in the same way in which a mirrored reflection cannot force us to run away. The secret of the free human being consists in this—to realize the connection of the world perceived as Maya—the mere reflection of a reality—and the impulses coming from man himself The impulses must come from man himself, when he is not induced to an action by something that influences him. Freedom can be proved quite clearly if the proofs are sought on this basis:—That the world given to us as a perception is a mirrored reflection and not a reality. These are thoughts that pave the way. I wish to speak to you about things that lie at the foundation of human nature—that part of human nature that can perceive reality and has not attained the required maturity in one incarnation, but must be weakened in order to become man in the next incarnation. The centaur, of whom I spoke to you, who is to be found beneath the threshold of consciousness, would be able to perceive truth and reality, but the centaur cannot as yet perceive. What we perceive is not a reality! But man can let himself be determined by that part of his being which is no longer, or is not yet, a centaur; then his actions will be those of a free being. The secret of our freedom is intimately connected with the taming of our centaur-nature. This centaur-nature is contained in us in such a way that it is chained and fettered, so that we may not perceive the reality of the centaur, but only the Maya. If we let ourselves be impelled by Maya, we are free. This is looked upon from one side. From the other side we learn to know the world between death and a new birth. That which otherwise surrounds us as the universe shrivels up, and enables us to read in the cosmos; the physical letters are a reflection of this. The fact that languages contain today a larger number of letters (the Finnish languages has still only twelve consonants) is due to the different shadings; but, essentially, there are twelve consonants and seven differently shaded vowels. The various shadings in the vowels were added by the luciferic element; what causes the vowels to move corresponds to the movement of the planets. Thus you see the connection of that which exists in human life on a small scale; the connection between the reading of the letters that are here on the paper, and that which lives outside, in the cosmos. Man is born out of the cosmos, and is not only the result of what preceded him in the line of heredity. These are some of the foundations that will enable us gradually to reach the real conceptions of freedom and necessity in the historical, social and ethical-moral course of events. |
158. The Balance in the World and Man, Lucifer and Ahriman: Lecture III
22 Nov 1914, Dornach Tr. Mary Adams Rudolf Steiner |
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Whenever a man turns his thought and attention to duty, he looks right away from himself. Kant has given great and grand expression to this fact. He pictures duty as a lofty goddess, to whom man looks up: “Duty, thou great and exalted Name, thou has nought to do with fondness nor with favor; all that thou requirest is to submit thyself and serve.” |
158. The Balance in the World and Man, Lucifer and Ahriman: Lecture III
22 Nov 1914, Dornach Tr. Mary Adams Rudolf Steiner |
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From the previous lecture you will have been able to see that the very form of man's body is a result of the co-operation of Luciferic and Ahrimanic powers. It is particularly important in the present age for man to recognize this co-operation between Luciferic and Ahrimanic powers; for only by such recognition can he gradually learn to understand the forces that are at work behind the external phantasmagoria of existence. We know very well that we have no occasion either to hate Ahriman or to fear Lucifer, since their powers are inimical only when they are working outside the realm where they belong. We spoke on this subject at some length in Munich last year [ see Secrets of the Threshold, by Rudolf Steiner. ]; and we have also given indications in this direction in lectures here in Dornach. When we saw last time how the physical spatial body of man owes its form to the interaction of Luciferic and Ahrimanic powers, we were dealing with the most external element of human life in which Lucifer and Ahriman play a part. We come a little nearer to the inner nature of man when we pass from the physical to the etheric body. The etheric body may be regarded as the shaper of the physical body. At the foundation of our physical organism—and embedded at the same time in the whole etheric world—lies this etheric organism, in perpetual inner movement. Luciferic and Ahrimanic powers are active here too, as well as in the physical body. Man as etheric being—and it is important to recognize the fact—is also placed into the counterplay of these forces. In order to give focus to our study of this question, let us now turn our attention to the three fundamental activities of the human being in so far as he is not physical human being. I refer to the activities of Willing, Feeling and Thinking. So long as we regard man in respect of his physical body alone, we do not of course see this willing, feeling and thinking. Only in its physiognomy or in the performance of certain gestures or the like, does the physical body give us any indication of what is in man's inner nature. The etheric body, however, which is in perpetual movement, is continually giving expression to man's thinking, feeling and willing. A purely external science finds itself in difficulties when it comes to consider these activities of the human soul. If you will study the various philosophies you will find that one gives pre-eminence to the will, another to thought; and there are again others which consider feeling as the most important force in man. But as to how thinking, feeling and willing unite in man to form a whole—to that problem none of the philosophies of modern times can offer a solution. This inability to form a correct idea of the relationship between thinking, feeling and willing in the life of the soul is not unlike the difficulty someone might experience who, in order to relate himself rightly to the world around him, set out to form a clear conception of man as he appears in the external world. We do not know—so say the philosophers—whether the human soul in its essential nature has more the character of willing or feeling or thinking. It is exactly as if someone were to say: “I have no idea what a ‘man’ really is. One person brings me a five-year-old child and says: There is a man for you! Then another person comes along and points me out a much taller being, who is what is called ‘middle-aged.’ Finally a third person comes and shows me an entirely different being, with wrinkled countenance and grey hair. And now I am really at a loss to know what the being called ‘man’ is, for I have been shown three totally different beings with this name.” Of course the true answer is that they are all of them “man.” The one is very young, the second somewhat older and the third quite old; they are very different in appearance. But by taking all three ages together we acquire a knowledge of “man.” It is the same with willing, feeling and thinking. The difference there too is one of age. Willing is the same soul-activity as thinking, but willing is still a child. When it grows a little older, it becomes feeling, and when it is quite old it is thinking. The matter is made difficult by the fact that the different ages live together in our soul in these three activities. We have explained on other occasions (and you may read of it in my book The Threshold of the Spiritual World) that when we leave the physical world we come into a world where the law of change prevails instead of the law of persistence or fixity. There all is in constant change; what is old can suddenly grow young again and vice versa. Hence in that world the three activities can and actually do appear at one and the same time. Willing shows itself contemporaneously as young willing, as older willing (i.e., feeling) and at the same time also as quite old willing (i.e., thinking). The different ages are in that world intermingled, everything is mobile. This is how it is with the etheric body of man. These changes cannot, however, simply come about of themselves. To begin with, a uniform and single action of the soul does not come to consciousness at all in ordinary life, we are quite incapable of bringing such a thing into consciousness. If we think of the etheric body in the likeness of a flowing stream—for it is in the etheric body that we have to make our observations—then we are obliged to say that this stream of soul-activity does not come to consciousness at all in our life; but into this stream, into this perpetual movement of the etheric body that flows in the current of time, Luciferic—and again Ahrimanic—activity enters. Luciferic activity has the result of making the will young. When the activity of our soul is streamed through by Luciferic activity the result is will. When the Luciferic influence predominates, when Lucifer makes his forces felt in the soul, then will is active in us. Lucifer has a juvenating influence on the whole stream of our soul-activity. When, on the other hand, Ahriman brings his influence to bear on our soul-activity, he hardens it, it becomes old, and thinking is the result. Thinking, the having and holding of thoughts, is quite impossible in ordinary life unless Ahriman exerts his influence within our etheric body. We cannot get on in our life of soul, in so far as this comes to expression in the etheric body, without Ahriman and Lucifer. If Lucifer were to withdraw entirely from our etheric body, we would have nothing to fire our will. If Ahriman were to withdraw entirely from our etheric body, we would never be able to attain cool thinking. In between stands a region where Lucifer and Ahriman are in conflict. Here they interpenetrate; their activities play into one another. It is the region of feeling. The etheric body has actually this appearance; one can perceive in it Luciferic light and Ahrimanic hardness. If you could look at it, you would not of course see it as we might try to show it in a drawing; you would see it all in movement. But there are places where the etheric body seems to be quite untransparent, as if it had ice tracings in it. Forms and figures show themselves which resemble the patterns made by ice on a window pane. These are hardenings in the etheric body, and they are the result in it of the life of thought. This freezing of the etheric body at certain places is due to Ahriman; his forces have found entry there by means of thought. There are also places which seem to be full of light. Here the etheric body is transparent and gleams and glows with light. It is Lucifer who sends his rays into the etheric body of man and makes there centers of will. Then there are regions in between, where the etheric body is in perpetual movement and activity. Here you see at one moment hardness—and then suddenly the hardness is caught by a ray of light and melts right away. Hardening and dissolving, in perpetual alternation—such is the expression of the activity of feeling in the etheric body. Not only, therefore, is the form of the physical body of man called into being by the interplay of Luciferic and Ahrimanic forces—now creating a balance, now disturbing it again—but in the whole etheric body too, Luciferic and Ahrimanic forces are continually active. When the Ahrimanic forces gain the upper hand, we have an expression of thinking; when the Luciferic forces are in ascendance, we have an expression of willing; and when they are in mutual conflict one with the other, we have an expression of feeling. Thus do Luciferic and Ahrimanic forces play into one another in the etheric body of man. We human beings are as it were ourselves the resultant of these forces, we are placed into their midst. Now we must not imagine that we are present in this interplay with our full Ego. Our earthly Ego, the Ego that we have acquired in the course of earth evolution, can only come to its full consciousness in the physical body. Not until the time of Jupiter will the Ego be able to unfold itself completely within the etheric body. In all that takes place within the etheric body the real Ego of the human being has no immediate part. Had the progress of world evolution gone on without the intervention of Luciferic and Ahrimanic forces, then man would have been an altogether different being. He would, for example, have been able to have perceptions in his physical body, but he would not have been able to have thoughts. The capacity to have thoughts he owes to the fact that Ahriman can acquire influence over his etheric body. And he has impulses of will because Luciferic forces can acquire influence over his etheric body. These forces are therefore necessary for man, they must needs be present. We have said that with our earthly consciousness we cannot descend fully into the etheric body. Only in the physical body can we experience our full Ego-consciousness. With the etheric body we enter a world with which we cannot fully identify ourselves. And it is so, that when Ahriman enters into our etheric body, something more enters in with him besides the thoughts he forms there. Nor is it only impulses of will that enter our etheric body with Lucifer. And the same must be said of the feelings, the realm where the two are in conflict. In so far as Ahriman lives in our etheric body we dive down with our etheric body into the sphere of the elementary Nature spirits—the Earth, Water, Air and Fire spirits. We are not cognizant of the fact because we are not able to descend fully into our etheric body with our Ego. Nevertheless it is always so. Within this etheric body not only does there live the power of the thoughts that we ourselves think, but the influences also of the Nature spirits; these enter in and make themselves felt. When a man has met with these Nature spirits he is able afterwards to tell of some experience he has had which he did not have in his ordinary Ego-consciousness. For it is when he, is in an abnormal condition that man meets the Nature spirits, namely, when the etheric body is to some extent loosened from the physical body. How can such a thing happen? It can happen in the following way. The etheric body of man is in communion with the whole surrounding etheric world, therefore also with the whole sphere of the Nature spirits. Let us imagine, to take a simple case, that a man is walking along a road. When he is walking along a road in the daytime with his ordinary consciousness, his etheric body is properly in his physical body and he perceives with his Ego-consciousness what one is normally able to perceive with the Ego-consciousness. But now suppose that he is walking along a path by night. When we walk along a path by night, it is generally dark, and this fact will of itself produce in many persons a “creepy” feeling. And just because he gets into this condition, then the peculiar sensations that he experiences enable Lucifer to seize hold of him. His etheric body becomes loosened from the physical body, and then this emancipated etheric body can enter into relation with the surrounding etheric world. Now let us suppose that the man comes into the vicinity of a churchyard where etheric bodies are still present over the graves of recently deceased persons. In the condition in which he is, with his etheric body loosened, he is perhaps able to perceive something of the thoughts which are still remaining in the etheric bodies of the dead persons. Suppose someone has died only a short time ago leaving debts behind him; he died with the thought that he has incurred debts. Then it can be that this thought is still present in the etheric body of the person after he has died. We do not of course ordinarily perceive the thoughts in the etheric body of a dead human being. But for a man who has come into the condition I have described it might well be possible. He could enter into relation with the etheric body of the other and perceive within it the thought: “I have incurred debts.” And then because this experience strengthens the Luciferic power in him, there arises in him the feeling: “I must pay the debt for him.” He experiences in this way in his etheric body something he would never experience in the physical body in normal life. Such an experience does not happen to us in ordinary human life, and when it comes it makes an extraordinary impression upon our consciousness. For it arouses the knowledge: “I have had a strange and singular experience. I have not had this experience within the body, nor can I ever have it within the body.” We have the feeling quite distinctly that we are somewhere else than in our body, and that is a strange, an unaccustomed feeling. We experience at the same time an overpowering desire to return once more into the body, we long for help to return again into the body. This feeling of longing to return attracts to us certain elementary Nature spirits for whom this very feeling in us is food and nourishment. They come, because they are attracted by the feeling, “I want to be drawn into my physical body,” and they help us to find the way back to it. If one is asleep in the ordinary way, one finds the way back quite easily. But when one has undergone an experience such as I have described, it is difficult to find the way back. You must not of course imagine that we see the situation as we perceive things in the physical body; no, we see it imaginatively, in pictures. Someone comes to us—it is really a Nature spirit, appearing perhaps in the guise of a shepherd, and gives us the advice: “Go to a certain castle, I will take you there in my wagon,”—or some similar words. The situation may even be still further developed. The body which we have left and outside of which we have had the experience, may assume the appearance of an enchanted castle from which we have to release someone when we return into it. So do we “imaginate” in pictures the longing for the physical body and the help that the Nature spirits bring to us. And then we come back into the physical body—that is to say, we wake up. People who have had such experiences will tell us that they feel they have in actual reality come into contact in this way with the thoughts of a dead man. They say to themselves: “That feeling I had was not something that was merely in myself, it was no mere dream that I dreamed, it was a feeling that communicated to me something that was taking place in the world outside. It is of course all expressed in pictures, but it does truly correspond to an event.” I will now read to you such a picture, where a man narrates what he has experienced. As you will see, it was an experience somewhat similar to the one of which I have spoken. He describes it as follows. “When I had taken leave of the soldiers I met three men. They wanted to exhume a dead person who owed them three marks. I was filled with compassion and at once absolved the debt, in order that the dead man might rest in peace and not be disturbed in his grave. I walked on a little further. A strange man with pale countenance accosted me, invited me to mount a leaden carriage, and persuaded me to go with him to a castle. In the castle, he said, dwelt a princess, who had declared she would marry only a man who came to her on a carriage of lead. He turned to the driver and said: ‘Drive in the direction of the sunrise.’ Then came a shepherd who said: ‘I am the Count of Ravensburg.’ He ordered the driver to drive faster. We came to a door and we could hear a tumult within. The door was opened. The princess asked the man whence he came and how it had been possible for him to drive in company with that old man—and behold, I saw that he who had led me thither was a spirit. Then I entered in at the door and took possession of the castle.” That is to say, he came back into his body. There you have the description of just such an experience as I have been speaking of. And what is such an event, when it happens to someone who then tells others of it? It is a Märchen (a fairy-tale [ see Goethe's Standard of the Soul, by Rudolf Steiner. ]). You must not imagine that an experience of this nature is the only way in which man comes into relationship with the external etheric world through his etheric body. There is another. And that is, in an activity which is only half conscious, an activity in which the Ego only half participates—namely, the act of Speech. Our speaking is not so conscious as our thinking. It is not the case that speaking is something which belongs to us and which we have in our power. In speech live etheric Powers, and a good part of our speaking is unconscious. The Ego does not reach fully down into speech. When we speak we are in communication through our etheric body with the surrounding etheric world. We learn to think as individuals, but not to speak. We are taught to speak through the fact that our Karma places us into a particular set of circumstances in life. We have already seen how we may come into relation with the Nature spirits in abnormal conditions when the etheric body is loosened, and now we find that inasmuch as we speak and do not merely think silently, we come into relation with the Folk Spirits. The Folk Spirits enter our etheric body and live there—without our being aware of it. This life of the Folk Spirit within the human being really belongs just as little to his fully conscious Ego activity as does the “Märchen” of which I have told you. So much, then, for the activity of Lucifer and Ahriman in man's etheric body. The Luciferic and Ahrimanic forces enter also into the astral body. When we come to study the astral body of man, we must turn our attention to what is the distinguishing mark of the astral human being as he is on earth—namely, consciousness. In the physical body form and force are the essentials, in the etheric body, movement and life: in the astral body, consciousness. Now in the body of man we have not only one consciousness, but two; the ordinary waking state and the state of sleep. But, strange to say, neither of these two states is entirely natural to us. Natural would be for us an intermediate state between the two, a state which, as a matter of fact, we never really consciously have. If we were perpetually awake we would scarcely be able to develop in a proper, orderly manner through the various ages of life. Something is always present in us which is less awake than we are in our day-consciousness, and only by virtue of this are we in a position to evolve and develop. Ask yourselves, how much do you expect to be able to evolve through all that you experience and receive in ordinary life? For the most part, we merely satisfy thereby our desire, our curiosity, or our need of sensation. It is not often we act with deliberate intent to place what we experience in waking day life in the service of our development. The truth is, development takes place through the fact that something is continually sleeping in us, even in the daytime. I am not alluding to the habit of dropping off to sleep in the daytime! But when man is wide awake by day, something still remains fast asleep in him, and this it is which brings it about that he does not remain for ever a child, but evolves further. The ordinary waking state is what comes to consciousness through our astral body. In this ordinary waking state we are, however, too strongly awake, we are too intensely given up to the external world; we are, in fact, quite lost in it. How does this come about? The reason is that the waking consciousness lives under the influence of Ahriman. Ahriman has great power over our waking consciousness. It is quite different in the case of the sleep consciousness. In sleep consciousness we are too little awake. We are too engrossed in our own evolution; we are so completely and so powerfully within ourselves that all consciousness is obliterated. In sleep consciousness, Lucifer has the upper hand. This is then how the matter stands with our astral body. When we are awake, Ahriman has the upper hand over Lucifer, and when we are asleep Lucifer has the upper hand over Ahriman. They are in equilibrium only when we dream; there they pull with equal force, they strike a balance between them. The ideas which are called forth by Ahriman in day consciousness and which he causes to harden and crystallize, are dissolved and made to disappear under the influence of Lucifer; everything becomes pictures when Ahriman is no longer busy fixing them in rigid ideas. They melt and become mobile in themselves. A state of equilibrium is induced in a pair of scales by having both scale-pans equally laden; we have, then, not a state of rest but a state of equilibrium. It is the same with the life of man. We have not in man a state of rest, but a state of equilibrium; and the two forces which hold the scales and each of which at certain times brings extra weight to bear, are Lucifer and Ahriman. In waking consciousness Ahriman's side sinks down, in sleep consciousness Lucifer's. Only in the intermediate state, where we dream, are the two scale-pans held in poise, not at rest, but delicately poised in equilibrium. We can go on to carry our study into still higher regions of human life. Here too we shall find evidence of how Lucifer and Ahriman fill the world with their inter-working. Two ideas play a great part in human life. One is the idea of duty. We might also say, when we consider it from a religious point of view, the idea of commandment or behest. We speak sometimes, do we not, of the “behest of duty.” The other idea, which can be placed over against it, is the idea of right (or rights). If you will reflect a little on the part played in human life by these two ideas of duty and of right—I mean, the “right” one has to do this or that—you will very soon realize that they are polar opposites, and that men's inclinations are turned now more in the direction of duty, and now again in the direction of right. We live certainly in an age when people are more ready to speak of right than duty. All possible spheres of life claim their rights. We have Workers' Rights, Women's Rights, and so on and so on. Duty is the opposite idea of right. Our age will be followed by an age when duties will be more regarded than rights, and this will be directly attributable to the influence of the anthroposophical spiritual world-conception. In the future—certainly, in a rather distant future—we shall have movements where less and less emphasis will be laid on the demand for rights and people will inquire more and more as to their duty. The question will rather be: What is our duty as man, as woman, e.g., in this or that situation of life? The present epoch that demands rights will be succeeded by an epoch that asks after duties. We said that right and duty play into life like two polar opposites. Whenever a man turns his thought and attention to duty, he looks right away from himself. Kant has given great and grand expression to this fact. He pictures duty as a lofty goddess, to whom man looks up: “Duty, thou great and exalted Name, thou has nought to do with fondness nor with favor; all that thou requirest is to submit thyself and serve.” Man beholds duty, so to say, raying down upon him from regions of the spiritual world. In a religious sense, he feels duty as an impulse laid upon him by the Beings of the higher Hierarchies. And when man surrenders himself to duty, he goes right out of himself. It is in this going-out-of-himself in the feeling of duty, that man can begin to learn how to get beyond his ordinary self. There is, however, a danger to man in all such going-out-of his ordinary self, in all such endeavor after spiritualization. If man were to give himself up entirely to this, he would lose the ground from under his feet, he would lose his feeling of gravity. Therefore he must endeavor, when he surrenders himself to duty, to find within himself at the same time something that shall give him weight, so that he may keep his sense of gravity. Schiller expressed it very beautifully when he said that man has the best relation to duty when he learns to love duty. This is really saying a great deal. When a man speaks of learning to love duty he no longer merely surrenders himself to duty; he rises out of himself, taking with him the love with which otherwise he loves himself. The love that lives in his body, in his egoism—this love he takes out of himself, and loves with it duty. So long as it is self-love, so long is it a Luciferic force. But when man takes this self-love out of himself and loves duty in the way that otherwise he loves only himself, he releases Lucifer. He takes Lucifer into the realm of duty and gives him, so to say, a justified existence in the impulse and feeling of duty. If, on the other hand, a man cannot do this, if he cannot draw forth the love out of himself and offer it to duty, then he will continue to love only himself; and since he cannot love duty, he is obliged to subject himself to her, he becomes a slave to duty, he becomes, as we say, a man who “does his duty,”—hard and cold and uninspired. He hardens in an Ahrimanic sense, notwithstanding that he follows duty devotedly. You see how duty stands, as it were, in a midway position. If we surrender ourselves to her, she annuls our freedom, we become her slaves, because Ahriman draws near on the one hand with his impulses. But if we bring ourselves—if we bring all our power of self-love—as an offering and offer it up to duty, bringing thus to duty the Luciferic warmth of love, then the result is that, through the state of balance induced in this way between Lucifer and Ahriman, we find a right relation to duty. Thus we are truly, in a certain connection, redeemers of Lucifer. When we begin to be able to love our duty, then the moment has come when we can help towards the redemption and release of the Luciferic powers; we set free the Lucifer forces which are held in us as by a charm, and lead them forth to fight with Ahriman. We release the imprisoned Lucifer (imprisoned in self-love) when we learn to love our duty. Schiller sets himself this very question in his “Aesthetic Letters”: How is it possible to rise above slavery to duty and attain to love of duty? Of course he does not use the expressions “Lucifer” and “Ahriman,” because he does not see the problem in its cosmic aspect. Nevertheless these wonderful letters of Schiller on the Aesthetic Education of Man are directly translatable into Spiritual Science. Right, on the other hand, immediately shows that it is united with Lucifer. Man does not need to learn to love his right, he loves it already! It is perfectly natural that he should do so. It is natural for Lucifer to be connected with right in man's feeling—man feels that this or that is his right. Everywhere that right asserts itself, Lucifer is speaking there too. It is very often only too evident how Lucifer makes his voice heard in the demand of some right. Here it is a question of calling in something that can be set over against right. We have to call in Ahriman to create a polarity to Lucifer. And this we can do by cultivating the polar opposite of love. Love is inner fire, its opposite is calmness—the quiet acceptance of what happens in the world. As soon as we approach our right with this quiet and calm interest we call in Ahriman. It is not easy to recognize him here, for we set him free from his merely external existence, we summon him into ourselves and warm him with the love that is already united with right. Calm and peace of mind have the coldness of Ahriman; in the quiet understanding of what is in the world, we unite our warmth and our understanding love with the coldness that is in the world outside. And then we release Ahriman, when we meet what has come about with understanding, when we do not merely demand our rights out of self-love but understand what has come about in the world. This is the eternal battle that is waged between Lucifer and Ahriman. On the one hand man learns in a conservative way to understand the conditions that are in the world, he learns to understand how they have come about from cosmic, karmic necessity. That is one aspect of the matter. The other aspect is that he feels in his heart the urge to make new conditions possible, continually to let the old give place to the new. This is the revolutionary current in human life. In the revolutionary stream lives Lucifer, in the conservative stream Ahriman, and man in his life of right lives in the midst between these two poles. Thus we see how right and duty show each of them a state of equilibrium between Lucifer and Ahriman. We only learn to understand how the physical body, the etheric body and the astral body manifest in life, or how duty and right come to expression in the life of duty and the life of right, when we learn to recognize the interplay of great spiritual Powers, above all of those spiritual Powers who bring about the state of equilibrium. For just as what is in the external world stands under the influence of the spiritual forces that bring about balance, so does our moral life too belong in a world of polar opposites. The whole morale of human conduct, the whole ethical life of man with its poles of right and duty, only become comprehensible when we take into account the instreaming forces of Lucifer and Ahriman. And when we look at the life of man in history, that takes its course in an alternation between, on the one hand, revolutionary and warlike—that is to say, Luciferic—movements, and on the other hand, conservative—that is, Ahrimanic—movements, there too we find a condition of balance between Lucifer and Ahriman. In no other way is the world to be understood than by recognizing in it these opposite forces and influences. What we behold in the world outside is dualistic, it shows itself to us in opposites. And in this connection Manichaeism, correctly understood, has its complete justification. How Manichaeism is fully justified even within a spiritual monism—of that we shall have more to say in the future. The object I have had in view in these lectures is to show you how the whole world is a result of the working of balance. Particularly evident is the result of the working of balance in the life of art. With this as our starting-point we will go on in later lectures to consider the arts and their evolution in the world, and the part that has been taken by different spiritual Powers in the evolution of the life of art among mankind. |
206. Dual Forms of Cognition in the Middle Ages
05 Aug 1921, Dornach Tr. Unknown Rudolf Steiner |
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Those who fail to see the theological element in Hume and in Kant are simply unable to have an insight into such things. Philosophical thought has arisen altogether out of theological thought and, in a certain way, it has elaborated certain things in the form of intellectual concepts and these things had almost a super-sensible colouring. |
206. Dual Forms of Cognition in the Middle Ages
05 Aug 1921, Dornach Tr. Unknown Rudolf Steiner |
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[ 1 ] During my recent lectures I have brought forward a few things with the view of explaining the modern life of the spirit and its possibilities of development for the future. I have said that we should observe the events which have taken place in the course of human evolution, events that have led up to a soul-constitution which characterises the modern life of the spirit. [ 2 ] Let us once more bear in mind a few things which characterise this modern life of the spirit. By departing from various standpoints, we have gradually struggled through to the conclusion that the fundamental note of this modern life of the spirit is intellectualism, the intellectual, understanding attitude towards the world and man. This does not contradict the fact that in our times the essential character of a world-conception is sought in the observation and elaboration of external phenomena which can be observed through the senses. This, in particular, will be unfolded in the next few days. We may say that intellectualism, as such, has made its first appearance in the course of human evolution during the time comprised within the 300 years prior to the Mystery of Golgotha, and then it has gradually developed to a height which has not been surpassed during the three centuries subsequent to the Mystery of Golgotha. We may say that in the course of about six centuries, humanity has been trained to take up intellectualism. Intellectualism developed from out a spiritual world-conception, which began to ebb at that time, in the course of those six centuries. External documents (I have already called attention to this fact) hardly enable us to study the ebb of this world-conception, because the spreading of Christianity did its utmost to destroy, with but a few exceptions, every gnostic document. Within the evolution of human world-conceptions, these gnostic documents represent that particular element which has, on the one hand, taken up something from older traditions, from what existed in Asia, Africa and southern Europe in the form of an ancient wisdom, from what could still be reached in these later times, in accordance with the faculties of human beings who were no longer able to rise to great heights of super-sensible vision. This older form of wisdom, the last echoes of which may still be found in the pre-Socratic philosophers and which contains last, pale gleams of Plato's arguments, this world-conception did not work with intellectual forces; essentially speaking, its contents were obtained through super-sensible vision, even if this was instinctive. At the same time, this super-sensible vision supplied what may be designated as an inner logical system. [ 3 ] If we have within us the contents of super-sensible vision, no intellectual elaboration is needed, for the human being already possesses a logical structure through his own nature. Thus we may say that in the course of human evolution intellectualism has, in a certain respect, risen out of Gnosticism. It has risen out of super-sensible, spiritual contents. The spiritual contents have dried up and the intellectual element has remained. [ 4 ] A man with a preeminently leading spirit, who at that time already made use of the intellect (in Plato, this was not evident as yet) and who clearly evinced that the older form of spirituality had ceased to exist and that the human being now sought to gain a world-conception through inner intellectual work, this preeminently leading spirit was Aristotle. Aristotle is, as it were, the first man in human evolution who works in a truly intellectual way. In Aristotle, we continually come across statements showing that the recollection of an old wisdom, gained through super-sensible means, is still alive in a traditional form. Aristotle is aware of this older form of wisdom; he alludes to it whenever he speaks of his predecessors, but he can no longer connect his statements with any contents which are really his own inner experience. Aristotle evinces in a high degree that things which were vividly experienced in the past, have now become mere words for him. But on the other hand, he is eminently intellectual in his way of working. [ 5 ] Owing to the special configuration of Greek culture, Aristotle is not a Gnostic. The gnosis of that time, with its still ample store of wisdom, which continued to exist even in the post-Christian centuries, had an intellectual way of grasping the old spiritual contents. These can no longer be experienced. What the Gnostics set forth, contains, as it were, a shadow-outline of the old spiritual wisdom. We can see that humanity gradually loses altogether the possibility of connecting a meaning with what had once been given to man in a super-sensible form. This stage, of not being able to connect any meaning with the old spiritual wisdom, reaches its climax in the fourth century of our era. Particularly a man like Augustine clearly reveals the struggle after a world-conception from out the very depths of the human soul, but it is impossible for him to reach a world-conception which is based on spirituality, so that he finally accepts what the Catholic Church presents to him in the form of dogmas. [ 6 ] The spiritual life of the Occident (and this is, to begin with, our present subject of study) obtained its contents above all during the centuries which followed the first four hundred years after the Mystery of Golgotha. It obtained its contents through what had been handed down traditionally from a Christian direction and had gradually acquired the form of dogmas, that is to say, of intellectual forms of thought. Nevertheless these dogmas were connected with contents which had once been experienced in super-sensible vision and which now existed merely in the form of memories. It was no longer possible to gain an insight into man's connections with these super-sensible contents; that is to say, it was not in any way possible to convey to the human beings the significance of these super-sensible contents. For this reason, the education of humanity took on an essentially intellectual character in the following centuries, up to the fifteenth century. [ 7 ] The spiritual life of the fourth and fifth centuries of our era, up to the fifteenth century, with all the experiences connected with that time—starting with the first Fathers of the Church up to Duns Scotus and then Thomas Aquinas and Albertus Magnus—the spiritual life of those centuries and all the experiences connected with that time, arouse our interest not so much in view of the contents which have been transmitted to us, as in view of the thoroughly significant training through which the human beings had to pass, so that their soul-constitution was directed towards intellectualism. In regard to intellectual matters, in regard to the elaboration of conceptual matters, the Christian philosophers have reached the very climax. We may say, on the one hand, that intellectualism was fully born at the end of the fourth century of our era, but we may also say that intellectualism, as a technique, as a technical method of thinking, evolved up to the fifteenth century. That human beings were at all able to grasp this intellectual element, is a fact which took place in the fourth century. But to begin with, intellectualism had to be elaborated inwardly, and what was achieved in this direction, up to the time of high Scholasticism, is truly admirable. [ 8 ] Modern thinkers could really learn a great deal in this connection, if they would train their capacity of forming concepts by studying the conceptual technique which was unfolded by the scholastic thinkers of the Catholic Church. If we observe the disorderly way of thinking which is customary in modern science, if we observe how certain ideas which are indispensable for the attainment of a world-conception (for instance, the idea of subsistence in connection with existence) have altogether disappeared, particularly in regard to their inner character, if we observe how concepts such as “hypothesis” have acquired an entirely indistinct character, whereas for the scholastics it was a conceptual form with clearly defined outlines, if we observe many other things which could be adduced in this direction, we shall realise that the ordinary modern life of the spirit does not possess a real technique of thinking. How many things could be learnt if we would once more become acquainted with what has been developed up to the fifteenth century as a technique of thinking, that is to say, as a technique of intellectualism! Thinkers who have had a training in this sphere are so superior to the modern philosophers because they have taken up within them the scholastic element. [ 9 ] Indeed, after the disorderly thoughts contained in modern scientific writings, it does one good to take hold of a book such as Willmann's “History of Idealism”. Of course, at the present time we cannot agree with the contents of Willmann's book, for it contains things which we cannot accept, nevertheless it reveals a thinking activity which gives us, as such, a feeling of well-being, in comparison with what has just been characterised. Otto Willmann's “History of Idealism” should also be read by those who adopt an entirely different standpoint. The way in which he deals with the problems from the time of Plato onwards, his complete mastery of the scholastic activity of thought, can, to say the least, exercise an extraordinary influence upon modern human beings and discipline their thoughts. [ 10 ] Essentially speaking, the task of the time which lies between the fourth and the fifteenth century was, therefore, the development of a technique of thinking. This thinking activity has now adopted a definite attitude in regard to man's cognitive faculty towards the contents of the world. We may say: Spirits such as Albertus Magnus and Thomas Aquinas have set forth the position of man's thinking activity towards the contents of the world in a manner which was, at that time, quite incontestable. [ 11 ] How do their descriptions appear to us? Thinkers such as Albertus Magnus and Thomas Aquinas had dogmatically preserved truths which originated from old traditions, but their meaning could no longer be grasped. To begin with, these truths had to be protected as contents of a supernatural revelation, which at that time was more or less equivalent to a super-sensible revelation. The Church preserved these revelations through its authority and teachings, and people thought that the dogmas of the Church contained the revelations connected with the super-sensible worlds. They were to accept what was offered in these dogmas, they were to accept it as a revelation which could not be touched by human reason, that is to say, by the human intellect. [ 12 ] In the Middle Ages it was, on the one hand, quite natural to apply the intellectual technique, which had reached such a high degree of development, but on the other hand, it was evident that the intellect was not allowed to determine anything in connection with the contents of these dogmas. The highest truths required by the human beings were sought within the dogmas. They had to be presented by theology, which was supernatural, and contained the essence of everything relating to the higher destinies of man's soul-life. The conceptions of that time were, on the other hand. permeated by the idea that Nature could be grasped and explained by the unfolding intellect, and that ratio, that is to say, the intellect, enabled one to grasp in a certain abstract manner the beginning and the end of the world, that it enabled one to grasp even the existence of God, etc. etc. These things were altogether considered as forming part—although in a certain abstract manner—of the truths which could still be reached through the intellectual technique. Human cognition was thus divided into two spheres: The sphere of the super-sensible, which could only become accessible to man through revelation and was preserved within the Christian dogmas, and the other sphere, which contained a knowledge of Nature, to the extent in which this was possible at that time, and which could only be reached, in its whole extent through an intellectual technique. [ 13 ] If we wish to grasp the spiritual development of our modern times, we must penetrate into this dual character of cognition during the Middle Ages. New spheres of knowledge slowly begin to appear from the fifteenth century onwards, and then more and more quickly; new spheres of knowledge, which then became the contents of the modern scientific world-conception. Up to the fifteenth century, the intellect, as such, had developed, its technique had gradually unfolded, but throughout that time it had not enriched itself with contents of a natural-scientific character. The knowledge of Nature which existed up to that time, was an old traditional knowledge which could no longer be grasped to its full extent: the intellect had. as it were, not been tested by contents of an immediate and elemental kind. [ 14 ] This only took place when the deeds of Galilei, Copernicus and so forth, began to penetrate into the modern development of science, and it occurred at a time when the intellect did not merely unfold its technique, but when it began to tackle the external world. Particularly in a man such as Galilei we can see that he uses his highly developed technique of thinking in order to approach with it the contents of a world which appears to the external observation through the senses. In the centuries which followed, up to the nineteenth century, those who were striving after knowledge were occupied above all with this: their intellect was grappling with Nature, it was seeking to gain a knowledge of Nature. [ 15 ] What lived in this struggle of the intellect that was seeking to gain a knowledge of Nature? In order to grasp this, we should not follow preconceived ideas, but psychological and historical facts. We should clearly realise that humanity does not only carry over theories from one epoch to the other, and that the Christian development of philosophy has produced in an extraordinarily strong way the tendency to apply the intellectual faculties merely to the world of the senses, without touching the super-sensible world. If those who were striving after knowledge had touched the super-sensible sphere with their intellectual forces, this would have been considered a sin. [ 16 ] Such an attitude gave rise to certain habits, and these habits continued. Even if the human beings are no longer fully conscious of them, they nevertheless act under the influence of these habits. In the centuries which preceded the nineteenth century, one of these habits, that is to say, a habit which arose under the influence of Christian dogmatism, produced the tendency to use the intellectual faculties merely for an external observation through the senses. In the same way in which the universities were, generally speaking, the continuation of schools which had been founded by the Church, so the sciences which were taught at these universities in connection with a knowledge of Nature were fundamentally a continuation of what the Church acknowledged to be right in the sphere of natural science. The tendency to include in knowledge nothing but an empiricism based on the observation through the senses is, in every respect, the echo of a soul-habit which has risen out of Christian dogmatism. [ 17 ] This way of directing the intellect towards the external world of the senses was more and more accompanied by the fact that the forces which the soul itself directed towards the contents of super-sensible dogmas gradually paled and died. The possibility of an independent investigation had once more arisen, and although the contents which the intellect thus obtained were of a purely sensory kind, they were nevertheless the contents of knowledge. [ 18 ] The dogmatic contents gradually paled under the influence of contents which were gained through a knowledge of the sensory world. This knowledge was acquiring a more and more positive character. It was no longer possible to adopt towards these super-sensible contents a soul-attitude which still existed after the fourth century of our era as a recollection of something which humanity had experienced in very ancient times. What was connected with the super-sensible worlds gradually disappeared completely, and what lies before us in the spiritual development of the last three or four centuries merely represents an artificial way of preserving these super-sensible contents. The contents which have been taken from the world of the senses and which have been elaborated by the intellect grow more and more abundant. They permeate the human soul. The habit of calling attention to the super-sensible contents gradually pales and disappears. Also this fact is unquestionably a result of the Christian dogmatic development. [ 19 ] Then came the nineteenth century; the human soul had completely lost its elementary connection with what was contained in the super-sensible world, and it became more and more necessary for the human beings to convince themselves, one might say, artificially, that it is, after all, significant to accept the existence of a super-sensible world. So we may see, particularly in the nineteenth century, the development of a doctrine which had been well prepared in advance, the doctrine of the two paths of cognition: the path of knowledge and the path of faith. A cognition of faith, based upon an entirely subjective conviction, was still supposed to uphold what had been preserved traditionally from the old dogmas. In addition to this fact, the human beings were more and more overcome, I might say, by the knowledge which the world of the senses offered to them. Fundamentally speaking, just about the middle of, the nineteenth century, the evolution of the spiritual world of Europe had reached the following point: An abundant knowledge flowed out of the world of the senses, whereas the attitude towards the super-sensible world was problematic. When the human beings investigated the sensory world, they always felt that they had a firm ground under their feet and the facts resulting from an external observation could always be pointed out and summed up in a kind of world-picture, which naturally contained nothing but sensory facts, but which grew more and more perfect in regard to these sensory contents. On the other hand, they were striving in an almost cramped and desperate manner to maintain a survey of the super-sensible world through faith. Particularly significant in this connection is the development of theology, especially of Christology, for it shows us how the super-sensible contents of the Christ-idea were gradually lost, so that finally nothing remained of this idea except the existence of Jesus of Nazareth within the world of the senses; he was, therefore, looked upon as a member of human evolution within the ordinary and intellectual life of the senses. [See Rudolf Steiner's, “Et incarnatus est ...”.] Attempts were made to uphold Christianity even in the face of the enlightened and scientific mentality of modern times, but it was submitted to criticism and dissolved through this critical examination; the contents of the gospels were sieved and thus a definition was construed, as it were, which justified to a certain extent at least the right to point out that the super-sensible world must be the subject of faith, of belief. [ 20 ] It is strange to see the form which this development took on just about the middle of the nineteenth century. Those who study modern spiritual science should not overlook this stage in the development of human knowledge. Men who have spoken extensively of the spirit and of the spiritual life of the present, have treated in an amateurish way what has arisen as materialism in the middle of the nineteenth century within the evolution of mankind. Of course, it would be superficial to remain by this materialism. But it is far more superficial to take up an amateurish attitude towards materialism. It is comparatively easy to acquire a few concepts which are connected with the spirit and with spiritual life, and then to pass sentence over what has arisen through the materialism of the nineteenth century; but we should observe this from a different standpoint. [ 21 ] It is, for instance, a fact that a thinker such as Heinrich Czolbe, and he is perhaps one of the most significant materialistic thinkers, has given a real definition of sensualism in his book, “An Outline of Sensualism”, which was published in 1855. He states that sensualism implies a cognitive striving which excludes the super-sensible from the very beginning. Czolbe's system of sensualism gives us something which seeks to explain, the world and man only with the aid of what may be obtained through sensory observation. We might say that this system of sensualism is, on the one hand, superficial, but, on the other hand, it is extraordinarily sharp. For it really attempts to observe everything, from perception to politics, in the light of sensualism and to describe it in such a way that an explanation can only be given through what the senses are able to observe and the intellect is able to combine through these sensory observations. This book was published in 1855, when a clearly defined Darwinism did not as yet exist, for Darwin's first epoch-making book only appeared in 1858. [ 22 ] Generally speaking, the year 1858 was very trenchant in the more recent spiritual evolution. Darwin's “Origin of the Species” appeared at that time. Spectral analysis also arose at that time within the evolution of humanity, and this has given rise to the conception that the universe consists of the same material substances as those of terrestrial existence. In that year the first attempt was made to deal with the aesthetic sphere in an external, empiric manner, a subject which in the past had always been treated in a spiritual-intellectual manner. Gustav Theodor Fechner's “Introduction to Aesthetics” was published in 1858. Finally, the attempt was made to apply this manner of thinking, which is contained in all the above examples, to social life. The first more important economic book of Carl Marx also appeared in that year. This fourth phenomenon of the modern materialistic life of the spirit thus appears not only in the same period, but in the same year of that period. As stated, certain things have preceded all this, for instance, Czolbe's “Sensualism”. [ 23 ] Afterwards, the attempt was made to permeate with materialistic world-conceptions the many facts which were discovered at that time in regard to the external life of the senses and we may say: The materialistic world-conception has not been created by Darwinism, or by spectral analysis, but the facts which Darwin had so carefully collected, the facts which could be detected to a certain extent in spectral analysis, and all that could be discovered in connection with certain things which were once investigated in an entirely different manner (this may be seen, for instance, in Fechner's “Introduction to Aesthetics”), all this was immersed in the already extant conception of sensualism. Fundamentally speaking, materialism already existed; it had its origin in the propagation of that habit of thinking which was, in reality, an offspring of the scholastic manner of thinking. We do not grasp the modern development of the spirit, we do not grasp materialism, unless we realise that it is nothing but the continuation of medieval thinking, with the omission of the idea that it is necessary to rise from thinking to the super-sensible with the aid, not of human reason and human observation, but with the aid of the revelations contained in the dogmas. [ 24 ] This second element has simply been omitted. But the fundamental conviction relating to one side of cognition, to that side which refers to the world of the senses, this fundamental conviction has been maintained. What had thus developed in the course of the nineteenth century, then changed in such a way that it appeared, for instance, in the famous Ignorabimus of du Bois-Reymond, in the early seventies. The scholastic thinkers used to say: Human cognition, which is permeated by the intellect, is only connected with the external world of the senses, and everything that the human being is supposed to know in regard to the super-sensible world must be given through the revelation which is preserved in the dogmas.—The revelation which the dogmas have preserved has paled, but the other fundamental conviction has been retained. This is what du Bois-Reymond states incisively, in a modern garment, to be sure. du Bois-Reymond applied what Scholasticism used to voice in the manner which I have just described, in such a way that he said: It is only possible to gain a knowledge of sensory things; we should only gain a knowledge of sensory things, for a knowledge of the super-sensible world does not exist. [ 25 ] Fundamentally speaking, there is no difference whatever between one of the two spheres of knowledge in Scholasticism and what has arisen, in a modern garment, among the modern natural scientists, and du Bois-Reymond was undoubtedly one of the most modern scientists. It is really very important to contemplate earnestly and carefully how the modern conception of Nature has risen out of Scholasticism, for it is generally believed that modern natural science has arisen in contrast to Scholasticism. Just as the modern universities cannot deny that in their structure they originate from the Christian schools of the Middle Ages, so the structure of modern scientific thought cannot deny its origin from Scholasticism, except that it has stripped off, as I have explained before, the scholastic elaboration of concepts and the scholastic technique of thinking, which are worthy of the greatest respect and appreciation. [ 26 ] This technique of thinking has also been lost; and for this reason certain questions, which are evident and which do not satisfy a real thinker, have simply been overlooked with elegance in the modern scientific manner of considering things. The spirit and the meaning contained within this modern science of Nature, are, however, the very offspring of Scholasticism. [ 27 ] But the human beings acquired the habit of restricting themselves to the world of the senses. This habit, to be sure, also produced excellent things, for the human beings acquired the tendency to become thoroughly absorbed in the facts of the sensory world. It suffices to consider that spiritual science, the spiritual science which is orientated towards Anthroposophy, sees in the sensory world an image of the super-sensible world; what we encounter in the sensory world really contains the images of the super-sensible world. If we consider this, we shall be able to appreciate fully the importance of penetrating into the sensory material world. We must emphasize again and again and we should continually lay stress upon the fact that the other form of materialism which has come to the fore in spiritism, which seeks to cognise the spirit in a materialistic manner, is unfruitful, because the spirit can, of course, never be seen through the senses. and the whole method of spiritism is, therefore, a humbug. On the other hand, we should realise that what we observe through our ordinary, normal senses and what we elaborate from out this sensory observation, with the aid of the intellect which has developed in the course of human evolution, is in every way an image of the super-sensible world, and consequently the study of this image can, in a certain way, lead us into the super-sensible world far better than, for instance, spiritism. In earlier times, I have often expressed this by saying: Some people are sitting around a table in order to “summon spirits”; yet, they completely overlook the fact that there are so and so many spirits sitting around the table! They should be conscious of their own spirit. Undoubtedly this spirit sets forth what they should seek; but owing to the fact that they forget their own spirit, that they are unwilling to grasp their own spirit, they seek the spirit in a materialistic, external manner, in spiritistic experiments which ape and imitate the experiments made in laboratories. Materialism, which works within the images of the super-sensible world, without being aware of the fact that it is dealing with images of the super-sensible world, this materialism has, after all, achieved great things through its methods of investigation, it has achieved great and mighty things. [ 28 ] Of course, and in Czolbe we may see this quite clearly, the real sensualists and materialists have never sought a connection between that which they obtained through their senses and the super-sensible; they merely sought to recognise the sensory world as such, its structure and its laws. This forms part of what has been achieved from 1840 onwards. When Darwinism brought forward its great standpoint, Darwinism, which had brought about the circumstance that through Darwin's person a wealth of facts had been collected from certain standpoints, when Darwinism made its appearance, it presented, to begin with, a principle of research, a method of investigation. [ 29 ] The nineteenth century had a few accurate natural scientists, such as Gegenbauer. Gegenbauer never became a Darwinist in Haeckel's meaning. Gegenbauer, who continued Goethe's work in connection with the metamorphosis of the vertebrae and the cranium, particularly emphasized this: No matter how the truth, the absolute truth of Darwinism may stand, it has given rise to a method which has enabled us to align phenomena and to compare them in such a manner that we have actually noticed things which we would not have noticed without this method, without the existence of Darwinism. [ 30 ] Gegenbauer meant to say more or less the following: Even though everything which is contained in the Darwin Theory were to disappear, the fact would remain that the Darwin Theory has given rise to a definite way of handling research, so that facts could be discovered which would otherwise not have been found. It was, to be sure, a certain “practical application of the ‘as-if principle’.” But this practical application of the “as-if principle” is not so stupid as the philosophical establishment of the “as-if principle”, in the form which it took on in a later epoch. [ 31 ] Thus it came about that a peculiar structure of spiritual life arose in the second half of the nineteenth century. In more recent times, and these do not lie so far back, philosophy has, after all, always developed out of a theological element. Those who fail to see the theological element in Hume and in Kant are simply unable to have an insight into such things. Philosophical thought has arisen altogether out of theological thought and, in a certain way, it has elaborated certain things in the form of intellectual concepts and these things had almost a super-sensible colouring. In view of the fact that the things which were dealt with in philosophy always had a super-sensible colouring, natural science began to oppose it more and more, ever since the middle of the nineteenth century, for the tendency towards these super-sensible contents of human knowledge had gradually disappeared. Natural science contained something, and it compelled one to have confidence in it, because the contents of natural science were substantial. The philosophical development was powerless in the face of what was flowing into natural science more and more abundantly, developing as far as Oken's problems, which were grasped philosophically. It is interesting to see that the most penetrative philosophy of the second half of the nineteenth century calls attention to the unconscious, and no longer to the conscious. Eduard von Hartmann's philosophy was discarded by the intellect, because it insisted upon its right of existence as a philosophy. The more the nineteenth century drew towards its close, the more we watch the strange spectacle of a philosophy which is gradually losing its contents and is gradually adopting the attitude of having to justify its existence. The most acute philosophers, such as Otto Liebmann, strive, above all, to justify the existence of philosophy. [ 32 ] There is a real relationship between a philosopher of Otto Liebmann's stamp, who still tries to justify the existence of philosophy, and a philosopher such as Richard Wahle, who wrote the book, “Philosophy as a Whole and Its End”. Richard Wahle very incisively set himself the task of demonstrating that philosophy cannot exist, and thereupon obtained a chair of philosophy at an Austrian university, for a branch of knowledge which, according to his demonstrations, could not exist! [ 33 ] In the nineties of the nineteenth century we may then observe a strange stage in these results of the modern development of thought-cognition. On the one hand, we have the natural-scientific efforts of advancing to an encompassing world-conception and of rejecting everything connected with revelation and the super-sensible world, and on the other hand, we have a powerless philosophy. [ 34 ] This came to the fore, one might say, particularly clearly in the nineties of the nineteenth century, but it appears as a necessary result of the preceding course of development. To-morrow we shall continue to examine the course of this development. I would only like you to hold fast in particular, that modern materialism should be considered from the following standpoint. The things which appear in material life are an image of the super-sensible. Man himself, in the form in which he appears between birth and death, is an image of what he has experienced supersensibly between his last death and his birth. These who seek the soul within material existence, seek it in the wrong direction. [ 35 ] The fundamental problem in the face of the materialism of the nineteenth century, if we wish to grasp it historically, is: To what extent was it justified? We grasp its historical evolution, not by opposing it, but by trying to understand what it lacked, indeed, but what it had to lack, owing to the fact that, during the time which immediately preceded it, the soul-spiritual element was sought in the wrong place. People believed that they could find the soul-spiritual by seeking it in the ordinary way within the sensory world, through reflections of one or the other kind, and so forth. But this is not possible. It can only be found if we go beyond the world of the senses. Sensualism and materialism were neither willing nor able to go beyond the world of the senses. They remained at a standstill by the image, they thought that this image was the reality. This is the essence, of materialism. |