210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Translated by Johanna Collis Rudolf Steiner |
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Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. |
5 . Johann Gottfried Herder, 1744-1803. Called Kant's system ‘a kingdom of never-ending whims, blind alleys, fancies, chimeras and vacant expressions.’ |
210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Translated by Johanna Collis Rudolf Steiner |
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The turning-point, between the fourth and fifth post-Atlantean periods,1 which falls in the fifteenth century, is very much more significant for human evolution than is recognized by external history, even today. There is no awareness of the tremendous change which took place at that time in the condition of human souls. We can say that profound traces of what took place at that time for mankind as a whole became deeply embedded in the consciousness of the best spirits. These traces remained for a long time and are indeed still there today. That something so important can take place without at first being much noticed externally is shown by another example—that of Christianity itself. During the course of almost two thousand years, Christianity has wrought tremendous transformation on the civilized world. Yet, a century after the Mystery of Golgotha, it meant little, even to the greatest spirits of the leading culture of the time—that of Rome. It was still seen as a minor event of little significance that had taken place out there in Asia, on the periphery of the Empire. Similarly, what took place in the civilized world around the first third of the fifteenth century has been little noted in external, recorded history. Yet it has left deep traces in human striving and endeavour. We spoke about some aspects recently. For instance, we saw that Calderón's2 drama about the magician Cyprianus shows how this spiritual change was experienced in Spain. Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. I have also pointed out that Goethe's Faust is one of the endeavours, one of the human struggles, to gain clarity about it. More light can perhaps be thrown on this Faust of Goethe when it is seen in a wider cultural context. But first let us look at Faust himself as an isolated individual. First of all in his youthful endeavours, stimulated of course by the cultural situation in Europe at that time, Goethe came to depict in dramatic form the striving of human beings in the newly dawning age of the intellect. From the way in which he came across the medieval Faust figure in a popular play or something similar, he came to see him as a representative of all those seeking personalities who lived at that time. Faust belongs to the sixteenth, not the fifteenth century,3 but of course the spiritual change did not take place in the space of only a year or even a century. It came about gradually over centuries. So the Faust figure came towards Goethe like a personality living in the midst of this seeking and striving that had come from earlier times and would go on into later centuries. We can see that the special nature of this seeking and striving, as it changed from the fourth to the fifth post-Atlantean period, is perfectly clear to Goethe. First he presents Faust as the scholar who is familiar with all four academic faculties. All four faculties have worked on his soul, so that he has taken into his soul the impulses which derive from intellectualism, from intellectualistic science. At the same time he senses how unsatisfying it is for human beings to remain stuck in one-sided intellectualism. As you know, Faust turns away from this intellectualism and, in his own way, towards the practice of magic. Let us be clear about what is meant in this case. What he has gone through by way of ‘Philosophy and Jurisprudence, Medicine and even, alas, Theology,’4 is what anyone can go through by studying the intellectualized sciences. It leaves a feeling of dissatisfaction. It leaves behind this feeling of dissatisfaction because anything abstract—and abstraction is the language of these sciences—makes demands only on a part of the human being, the head part, while all the rest is left out of account. Compare this with what it was like in earlier times. The fact that things were different in earlier times is habitually overlooked. In those earlier times the people who wanted to push forward to a knowledge of life and the world did not turn to intellectual concepts. All their efforts were concentrated on seeing spiritual realities, spiritual beings, behind the sense-perceptible objects of their environment. This is what people find so difficult to understand. In the tenth, eleventh, twelfth centuries those who strove for knowledge did not only seek intellectual concepts, they sought spiritual beings and realities, in accordance with what can be perceived behind sense-perceptible phenomena and not in accordance with what can be merely thought about sense-perceptible phenomena. This is what constitutes that great spiritual change. What people sought in earlier times was banished to the realm of superstition, and the inclination to seek for real spiritual beings was lost. Instead, intellectual concepts came to be the only acceptable thing, the only really scientific knowledge. But no matter how logically people told themselves that the only concepts and ideas free of any superstition are those which the intellect forms on the basis of sense-perceptible reality, nevertheless these concepts and ideas failed, in the long run, to satisfy the human being as a whole, and especially the human heart and soul. In this way Goethe's Faust finds himself to be so dissatisfied with the intellectual knowledge he possesses that he turns back to what he remembers of the realm of magic. This was a true and genuine mood of soul in Goethe. He, too, had explored the sciences at the University of Leipzig. Turning away from the intellectualism he met in Leipzig, he started to explore what in Faust he later called ‘magic’, for instance, together with Susanne von Klettenberg and also by studying the relevant books. Not until he met Herder5 in Strasbourg did he discover a real deepening of vision. In him he found a spirit who was equally averse to intellectualism. Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. Thus Goethe looked at this Faust of the sixteenth century, or rather at that scholar of the fifteenth century who was growing beyond magic, even though he was still half-immersed in it. Goethe wanted to depict his own deepest inner search, a search which was in him because the traces of the spiritual change from the fourth to the fifth post-Atlantean period were still working in him. It is one of the most interesting phenomena of recent cultural evolution that Goethe, who wanted to give expression to his own youthful striving, should turn to that professor from the fifteenth and sixteenth century. In the figure of this professor he depicted his own inner soul life and experience. Du Bois-Reymond,6 of course, totally misunderstood both what lived in Goethe and what lived in the great change that took place in the fifteenth and sixteenth centuries, when he said: Goethe made a big mistake in depicting Faust as he did; he should have done it quite differently. It is right that Faust should be dissatisfied with what tradition had to offer him; but if Goethe had depicted him properly he would have shown, after the early scenes, how he first made an honest woman of Gretchen by marrying her, and then became a well-known professor who went on to invent the electro-static machine and the air pump. This is what Du Bois-Reymond thought should have become of Faust. Well, Goethe did not let this happen to Faust, and I am not sure whether it would have been any more interesting if he had done what Du Bois-Reymond thought he should have done. But as it is, Goethe's Faust is one of the most interesting phenomena of recent cultural history because Goethe felt the urge to let this professor from the fifteenth and sixteenth centuries stand as the representative of what still vibrated in his own being as an echo of that spiritual change which came about during the transition from the fourth to the fifth post-Atlantean period. The sixteenth century Faust—that is the legendary Faust, not the one who ought to have become the inventor of the electro-static machine and the air pump—takes up magic and perishes, goes to the devil. We know that this sixteenth century Faust could not be seen by either Lessing or Goethe as the Faust of the eighteenth century. Now it was necessary to endeavour to show that once again there was a striving for the spirit and that man ought to find his way to salvation, if I may use this expression. Here, to begin with, is Faust, the professor in the fifteenth and sixteenth centuries. Goethe has depicted him strikingly well, for this is just what such personalities were like at the universities of that time. Of course, the Faust of legend would not have been suitable, for he would have been more like a roaming vagabond gipsy. Goethe is describing not the legendary Faust but the figure of a professor. Of course, at the profoundest soul level he is an individual, a unique personality. But Goethe does also depict him as a type, as a typical professor of philosophy, or perhaps of medicine, of the fourteenth or fifteenth century. On the one hand he stands in the midst of the culture of his day, occupying himself with the intellectual sciences, but on the other he is not unfamiliar with occult things, which in Goethe's own day were considered nothing more than superstition. Let us now look at Goethe's Faust in a wider world context. We do make the acquaintance of his famulus and Goethe shows us the relationship between the two. We also meet a student—though judging by his later development he does not seem to have been much influenced by his professor. But apart from this, Goethe does not show us much of the real influence exercised by Faust, in his deeper soul aspects, as he might have taught as a professor in, say, Wittenberg. However, there does exist a pupil of Faust who can lead us more profoundly into this wider world context. There is a pupil of Faust who occupies a place in the cultural history of mankind which is almost equal to that of Professor Faust himself—I am speaking only of Faust as Goethe portrayed him. And this pupil is none other than Hamlet. Hamlet can indeed be seen as a genuine pupil of Faust. It is not a question of the historical aspect of Faust as depicted by Goethe. The whole action of the drama shows that although the cultural attitudes are those of the eighteenth century, nevertheless Goethe's endeavour was to place Faust in an earlier age. But from a certain point of view it is definitely possible to say: Hamlet, who has studied at Wittenberg and has brought home with him a certain mood of spirit—Hamlet as depicted by Shakespeare,7 can be seen in the context of world spiritual history as a pupil of Faust. It may even be true to say that Hamlet is a far more genuine pupil of Faust than are the students depicted in Goethe's drama. Consider the whole character of Hamlet and combine this with the fact that he studied in Wittenberg where he could easily have heard a professor such as Faust. Consider the manner in which he is given his task. His father's ghost appears to him. He is in contact with the real spiritual world. He is really within it. But he has studied in Wittenberg where he was such a good student that he has come to regard the human brain as a book. You remember the scene when Hamlet speaks of the ‘book and volume’ of his brain.8 He has studied human sciences so thoroughly that he speaks of writing what he wants to remember on the table of his memory, almost as though he had known the phrase which Goethe would use later when composing his Faust drama: ‘For what one has, in black and white, one carries home and then goes through it.’9 Hamlet is on the one hand an excellent student of the intellectualism taught him at Wittenberg, but on the other hand he is immersed in a spiritual reality. Both impulses work in his soul. The whole of the Hamlet drama stands under the influence of these two impulses. Hamlet—both the drama and the character—stands under the influence of these impulses because, when it comes down to it, the writer of Hamlet does not really know how to combine the spiritual world with the intellectual mood of soul. Poetic works which contain characteristics that are so deeply rooted in life provide rich opportunities for discussion. That is why so many books are written about such works, books which do not really make much sense because there is no need for them to make sense. The commentators are constantly concerned with what they consider to be a most important question: Is the ghost in Hamlet merely a picture, or does it have objective significance? What can be concluded from the fact that only Hamlet, and not the others characters present on the stage, can see the ghost? Think of all the learned and interesting things that have been written about this! But of course none of it is connected with what concerned the poet who wrote Hamlet. He belonged to the sixteenth and seventeenth centuries. And writing out of the life of that time he could do no other than approach these things in a way which cannot be fixed in abstract concepts. That is why I say that it is not necessary to make any sense of all the various commentaries. We are talking about a time of transition. Earlier, it was quite clear that spiritual beings were as real as tables and chairs, or as a dog or a cat. Although Calderon lived even later than Shakespeare, he still held to this older view. It would not have occurred to him even to hint that the spiritual beings in his works might be merely subjective in character. Because his whole soul was still open to spiritual insight, he portrayed anything spiritual as something just as concrete as dogs and cats. Shakespeare, whose mood of soul belonged fully to the time of transition, did not feel the need to handle the matter in any other way than that which stated: It might be like this or it might be like that. There is no longer a clear distinction between whether the spiritual beings are subjective or objective. This is a question which is just as irrelevant for a higher world view as it would be to ask in real life—not in astronomy, of course—where to draw the line between day and night. The question as to whether one is subjective and the other objective becomes irrelevant as soon as we recognize the objectivity of the inner world of man and the subjectivity of the external world. In Hamlet and also, say, in Macbeth, Shakespeare maintains a living suspension between the two. So we see that Shakespeare's dramas are drawn from the transition between the fourth and fifth post-Atlantean periods. The expression of this is clearest in Hamlet. It may not be historical but it is none the less true to suggest that perhaps Hamlet was at Wittenberg just at the time when Faust was lecturing not so much about the occult as about the intellectual sciences—from what we said earlier you now know what I mean. Perhaps he was at Wittenberg before Faust admitted to himself that, ‘straight or crosswise, wrong or right’, he had been leading his scholars by the nose these ten years long. Perhaps Hamlet had been at Wittenberg during those very ten years, among those whom Faust had been leading by the nose. We can be sure that during those ten years Faust was not sure of where he stood. So having taken all this in from a soul that was itself uncertain, Hamlet returns and is faced on the one hand with what remains from an earlier age and what he himself can still perceive, and on the other with a human attitude which simply drives the spirits away. Just as ghosts flee before the light, so does the perception of spiritual beings flee before intellectualism. Spiritual vision cannot tolerate intellectualism because the outcome of it is a mood of soul in which the human being is inwardly torn right away from any connection with the spirit. The pallor of thoughts makes him ill in his inner being, and the consequence of this is the soul mood characteristic of the time from the eleventh to the fifteenth centuries and on into even later times. Goethe, who was sensitive to all these things, also had a mood of soul that reached back into this period. We ought to be clear about this. Take Greek drama. It is unthinkable without the spiritual beings who stand behind it. It is they who determine human destinies. Human beings are woven into the fabric of destiny by the spiritual forces. This fabric brings into ordinary life what human beings would otherwise only experience if they were able consciously to go into the state of sleep. The will impulses which human beings sleep through in their daytime consciousness are brought into ordinary life. Greek destiny is an insight into what man otherwise sleeps through. When the ancient Greek brings his will to bear, when he acts, he is aware that this is not only the working of his daytime consciousness with its insipid thoughts. Because his whole being is at work, he knows that what pulses through him when he sleeps is also at work. And out of this awareness he gains a certain definite attitude to the question of death, the question of immortality. Now we come to the period I have been describing, in which human beings no longer had any awareness that something spiritual played in—also in their will—while they slept. We come to the period in which human beings thought their sleep was their own, though at the same time they knew from tradition that they have some connection with the spiritual world. Abstract concepts such as ‘Philosophy, Jurisprudence, Medicine, and even, alas! Theology’ begin to take on a shadowy outline of what they will become in modern times. They begin to appear, but at the same time the earlier vision still plays in. This brings about a twilight consciousness. People really did live in this twilight consciousness. Such figures as Faust are, indeed, born out of a twilight consciousness, out of a glance into the spiritual world which resembles a looking over one's shoulder in a dream. Think of the mood behind such words as ‘sleep’, or ‘dream’, in Hamlet. We can well say that when Hamlet speaks his monologues he is simply speaking about what he senses to be the riddle of his age; he is speaking not theoretically but out of what he actually senses. So, spanning the centuries and yet connected in spirit, we see that Shakespeare depicts the student and Goethe the professor. Goethe depicted the professor simply because a few more centuries had passed and it was therefore necessary in his time to go further back to the source of what it was all about. Something lived in the consciousness of human beings, something that made the outstanding spirits say: I must bring to expression this state of transition that exists in human evolution. It is extremely interesting to expand on this world situation still further, because out of it there arise a multitude of all-embracing questions and riddles about life and the world. It is interesting to note, for instance, that amongst the works of Shakespeare Hamlet is the one which depicts in its purest form a personality belonging to the whole twilight condition of the transition—especially in the monologues. The way Hamlet was understood in the seventeenth and eighteenth centuries could have led to the question: Where was the stimulus for what exists in Hamlet's soul? The answer points to Wittenberg, the Faust source. Similar questions arise in connection with Macbeth. But in King Lear we move into the human realm. The question of the spiritual world is not so much concerned with the earth as with the human being—it enters into the human being and becomes a subjective state of mind which leads to madness. Then Shakespeare's other dramas could also be considered. We could say: What the poet learnt by taking these human characters and leading them to the spiritual realm lives on in the historical dramas about the kings. He does not follow this specific theme in the historical dramas, but the indeterminate forces work on. Taking Shakespeare's dramas all together, one gains the impression that they all culminate in the age of Queen Elizabeth. Shakespeare wanted to depict something that leads from the subconscious, bubbling forces of his people to the intellectual clarity that has especially shone forth from that corner of the civilized world since the age of Elizabeth. From this point of view the whole world of Shakespeare's dramas appears—not perhaps quite like a play with a satisfactory ending, but at least like a drama which does lead to a fairly satisfying conclusion. That is, it leads to a world which then continues to evolve. After the transition had been going on for some time, the dramas lead toShakespeare's immediate present, which is a world with which it is possible to come to terms. This is the remarkable thing: The world of Shakespeare's dramas culminates in the age in which Shakespeare lived; this is an age with which it is possible to come to terms, because from then on history takes a satisfactory course and runs on into intellectualism. Intellectualism came from the part of the earth out of which Shakespeare wrote; and he depicted this by ending up at this point. The questions with which I am concerned find their answers when we follow the lines which lead from the pupil Hamlet to the professor Faust, and then ask how it was with Goethe at the time when, out of his inner struggles, he came to the figure of Faust. You see, he also wrote Götz von Berlichingen. In Götz von Berlichingen, again taken from folk myth, there is a similar confrontation. On the one side you have the old forces of the pre-intellectual age, the old German empire, which cannot be compared with what became the later German empire. You have the knights and the peasants belonging to the pre-intellectual age when the pallor of thoughts did not make human beings ill; when indeed very little was guided from the head, but when the hands were used to such an extent that even an iron hand was needed. Goethe refers back to something that once lived in more recent civilization but which, by its very nature, had its roots in the fourth post-Atlantean period. Over against all this you have in the figure of Weislingen the new element which is developing, the age of intellectualism, which is intimately linked to the way the German princes and their principalities evolved, a development which led eventually to the later situation in Central Europe right up to the present catastrophe. We see that in Götz von Berlichingen Goethe is attacking this system of princes and looking back to times which preceded the age of intellectualism. He takes the side of the old and rebels against what has taken its place, especially in Central Europe. It is as though Goethe were saying in Götz von Berlichingen that intellectualism has seized hold of Central Europe too. But here it appears as something that is out of place. It would not have occurred to Goethe to negate Shakespeare. We know how positive was Goethe's attitude to Shakespeare. It would not have occurred to him to find fault with Shakespeare, because his work led to a satisfying culmination which could be allowed to stand. On the contrary, he found this extraordinarily satisfying. But the way in which intellectualism developed in his own environment made Goethe depict its existence as something unjustified, whereas he spiritually embraced the political element of what was expressed in the French Revolution. In Götz von Berlichingen Goethe is the spiritual revolutionary who denies the spirit in the same way as the French Revolution denies the political element. Goethe turns back in a certain way to something that has once been, though he certainly cannot wish that it should return in its old form. He wants it to develop in a different direction. It is most interesting to observe this mood in Goethe, this mood of revolt against what has come to replace the world of Götz. So it is extremely interesting to find that Shakespeare has been so deeply grasped by Lessing and by Goethe and that they really followed on from Shakespeare in seeking what they wanted to find through their mood of spiritual revolt. Yet where intellectualism has become particularly deeply entrenched, for instance in Voltaire,10 it mounts a most virulent attack on Shakespeare. We know that Voltaire called Shakespeare a wild drunkard. All these things have to be taken into account. Now add something else to the great question which is so important for an understanding of the spiritual revolution which took place in the transition from the fourth to the fifth post-Atlantean period. Add to all this the extraordinary part which Schiller played in this spiritual revolution which in Goethe is expressed in a Goethean way in Götz von Berlichingen. In the circle closest of all to Schiller he first met what he had to revolt against. It came out of the most one-sided, unhealthy intellectualism. There was of course as yet no Waldorf school11 to do battle against one-sided intellectualism. So Schiller could not be sent to the Waldorf school in Wurttemberg but had to go to the Karlsschule instead. All the protest which Schiller built up during his youth grew out of his protest against the education he received at the Karlsschule. This kind of education—Schiller wrote his drama Die Räuber (The Robbers) against it—is now universally accepted, and no positive, really productive opposition to it has ever been mounted until the recent foundation of the Waldorf school. So what is the position of Schiller—who later stood beside Goethe in all this? He writes Die Räuber (The Robbers). It is perfectly obvious to those who can judge such things that in Spiegelberg and the other characters he has portrayed his fellow pupils. Franz Moor himself could not so easily be derived from his schoolmates, but in Franz Moor he has shown in an ahrimanic form12 everything that his genius can grasp of what lives in his time. If you know how to look at these things, you can see how Schiller does not depict spiritual beings externally, in the way they appear in Hamlet or Macbeth, but that he allows the ahrimanic principle to work in Franz Moor. And opposite this is the luciferic principle in Karl Moor. In Franz Moor we see a representative of all that Schiller is rebelling against. It is the same world against which Goethe is rebelling in Götz von Berlichingen, only Schiller sets about it in a different way. We see this too in the later drama Kabale and Liebe (Love and Intrigue). So you see that here in Central Europe these spirits, Goethe and Schiller, do not depict something in the way Shakespeare does. They do not allow events to lead to something with which one can come to terms. They depict something which is there but which in their opinion ought to have developed quite differently. What they really want does not exist, and what is there on the physical plane is something which they oppose in a spiritual revolution. So we have a strange interplay between what exists on the physical plane and what lives in these spirits. In a rather bold way I could draw it like this: In Shakespeare the events he depicts carry on in keeping with the way things are on earth ![]() (blue). What he takes in from earlier times, in which the spirit still worked, goes over (red) into a present time which then becomes a factual world evolution. ![]() Then we see in Goethe and Schiller that they had inklings of an earlier time (red) when the spiritual world was still powerful, in the fourth post-Atlantean period, and that they bring this only as far as their spiritual intentions, whereas they see what is taking place on earth (blue) as being in conflict with it. One thing plays into the other in the human struggle for the spirit. This is why here in Central Europe the question became a purely human one. In the time of Goethe and Schiller a tremendous revolution occurred in the concept of man as a being who stands within a social context. I shall be able to expand on this in the coming lectures. Let us now look towards the eastern part of Europe. But we cannot look in that direction in the same way. Those who only describe external facts and have no understanding for what lives in the souls of Goethe and Schiller—and also of course many others—may describe these facts very well, but they will fail to include what plays in from a spiritual world—which is certainly also there, although it may be present only in the heads of human beings. In France the battle takes place on the physical earth, in a political revolution. In Germany the battle does not come down as far as the physical plane. It comes down as far as human souls and trembles and vibrates there. But we cannot continue this consideration in the same way with regard to the East, for things are different there. If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. If you want to describe what took place between Goethe's and Schiller's spirits in the physical world—if you want to describe this with regard to the East, then you will have to employ a different view, such as that used in the days of Attila when battles were fought by spirits in the air above the heads of human beings. What you find being carried out in Europe by Goethe and Schiller—Schiller by writing Die Räuber (The Robbers) and Goethe by writing Götz von Berlichingen—you will find in the East to be taking place as a spiritual fact in the spiritual world above the physical plane. If you want to seek deeds which parallel the writing of Die Räuber (The Robbers) and the writing of Götz, you will have to seek them among the spiritual beings of the super-sensible world. There is no point in searching for them on the physical plane. In a diagram depicting what happens in the East you would have to draw the element in question like a cloud floating above the physical plane, while down below, untouched by it, would be what shows externally on the physical plane. ![]() Now we know that, because we have Hamlet, we can tell how a western human being who had been a pupil of Faust would have behaved, and could have behaved. But there can be no such thing as a Russian Hamlet. Or can there? We could see a Russian Hamlet with our spiritual eyes if we were to imagine the following: Faust lectures at Wittenberg—I mean not the historical Faust but Goethe's Faust who is actually more true than historical fact. Faust lectures at Wittenberg—and Hamlet listens, writing everything down, just as he does even what the ghost says to him about the villains who live in Denmark. He writes everything down in the book and volume of his brain—Shakespeare created a true pupil of Faust out of what he found in the work of Saxo Grammaticus,13 which depicts things quite differently. Now imagine that an angel being also listened to Faust as he lectured—Hamlet sat on the university bench, Faust stood on the platform, and at the back of the lecture hall an angel listened. And this angel then flew to the East and there brought about what could have taken place as a parallel to the deeds of Hamlet in the West. I do not believe that it is possible to reach a truly penetrating comprehension of these things by solely taking account of external facts. One cannot ignore the very profound impression made, by these external facts, particularly on the greatest personalities of the time, when what is taking place is something as incisive as the spiritual revolution which took place between the fourth and fifth post-Atlantean periods.
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228. The Spiritual Individualities of Our Planetary System: Lecture II
28 Jul 1923, Dornach Rudolf Steiner |
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And the whole conception that one has of what is going on in the world is nothing more than a mathematical result obtained on earth and then projected into the heavens. The whole of Kant-Laplace's theory is indeed an absurdity the moment one realizes that it is valid only on the assumption that the same laws of calculation apply out there in space as on earth, that the concepts of space, time and so on are just as applicable out there as on earth. |
This has completely confused the human soul in the last three to four centuries, that one has said: One can know some things about the earth, and, based on what is known on earth, calculate the universe and construct theories such as the Kant-Laplace theory, but with regard to the moral and divine order of the world, one must believe. This has greatly confused people, because the insight has been completely lost that one must speak in earthly terms about the earth, but that one must begin to speak cosmically the moment one rises up to the universe. |
228. The Spiritual Individualities of Our Planetary System: Lecture II
28 Jul 1923, Dornach Rudolf Steiner |
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Yesterday I gave you a description of the starry sky nearest to us. If you think back to this description, you will have to say to yourselves above all: if we draw such a picture of the starry heavens from spiritual knowledge, it looks quite different from what is otherwise said in this field today. Yesterday, precisely in order to make this emerge clearly, I spoke in the way I have just done. I had to speak in a way that must seem absurd, perhaps even ridiculous, to anyone who acquires knowledge about these subjects today through contemporary education. And yet, the fact of the matter is that a kind of healing of our sick spiritual life can only take place if this total change of perspective — especially of such things as we discussed yesterday — can take place. And one would like to say: Wherever thinking takes place today, but thinking takes place in such a way that it runs into the old, conventional ideas, one sees on the one hand how thinking everywhere points to this new kind of spiritual knowledge. But one also sees how people are not able to keep up with such spiritual insight, and how they therefore actually remain at a loss everywhere and - which is perhaps the worst thing in the present moment of history - are not aware of their helplessness, indeed do not want to be aware of it. Let us imagine how what I described yesterday from a completely different point of view is described today. Yesterday I spoke about the moon, Saturn, Jupiter and so on, and I presented the individualities, the spiritual individualities that can be associated with these words. I showed you, as it were, our planetary system as a gathering of spiritual beings that work out of different impulses, but in such a way that these impulses also have something to do with earthly events. We saw living beings appearing in the universe with a certain character. We could speak of living beings in Saturn, the Moon and so on. But the whole way of speaking differs from what is said about such things today. There is the assumption – I repeat it again – of a primeval nebula that existed once, which was in a rotating, circling motion and from which the individual planets split off, which today one looks at with complete indifference as more or less luminous physical bodies that rush along in space. This view that the heavenly bodies are such indifferent bodies, to which nothing else can be applied than physics, especially mathematics, to calculate their orbits, to possibly explore whether the substances found on Earth are also present there, this indifferent view of the heavenly bodies, is something that has actually only become common among mankind in the last three to four centuries. And it has become customary in a very definite way. Today things are just not understood. Because man has lost the possibility of looking into the spiritual, or, as it was only the case in the later Middle Ages, at least to have a presentiment of it, it has also become possible to completely lose the spiritual. Then the physical concepts that arose on earth, the mathematical and computational concepts, were regarded as something certain, and now that was revealed out there in the celestial space was also calculated. A certain assumption was made here – I must already present these theoretical considerations today – we have learned how to calculate something on earth, how to do physical science on earth, and have now extended this calculation on earth, this physical science, to the whole of the heavens and believed that the calculation results that apply on earth also apply to the heavens. On earth, we speak of time, of matter, of motion; for physicists, one could say, of mass, also of speed and so on: all concepts that have been gained on earth. Since the time of Newton, these have also been extended to the heavens. And the whole conception that one has of what is going on in the world is nothing more than a mathematical result obtained on earth and then projected into the heavens. The whole of Kant-Laplace's theory is indeed an absurdity the moment one realizes that it is valid only on the assumption that the same laws of calculation apply out there in space as on earth, that the concepts of space, time and so on are just as applicable out there as on earth. But now there is a strange fact, a fact that is causing people a lot of headaches today. We live in a very strange time, which is announced by manifold symptoms. In all popular gatherings held by monists and other bundlers, people are presented with the fact that the stars shine out there through the known processes. The whole beautiful doctrine of spiral nebulae and so on, as presented to the outer eye, is presented to a believing audience by popularizing speakers and writers. And today's man has his education from these popular speakers and popular writers. But this education is actually, basically, only the result of what physicists and other so-called learned people thought and devised decades ago. In such popular gatherings, everything that was considered important by experts decades ago is reheated. But today the experts are being shaken up by something completely different. That which is shaking them up is, for example, the so-called theory of relativity. This theory of relativity, Einstein's theory of relativity, is what concerns the thinking physicists today. Now, the details of this theory of relativity can be discussed, as I have already done here and there; but today we are not concerned with its inner validity, but with the fact that it exists and that physicists are talking about it. Of course there are physicists who are opposed to it, but there are many physicists who simply talk about the theory of relativity. But what does that mean? Yes, it means that this theory of relativity destroys all the concepts on which our view of the movements and nature of celestial bodies in space is based. For decades, what is written in astronomy books today, what is still presented to a lay audience in popular lectures and books, has been valid; it has been valid. But physicists are working to dismantle and destroy the most popular concepts – time, movement, space – and declaring: none of it is as we thought it was. — You see, at least for physicists today it is already something of a matter of conscience to say, for example: I point my telescope at a distant star. But I have calculated that it takes so much time for the light from that star to reach the Earth. So when I look through my telescope, the light that enters my telescope has taken so many light-years. The light that enters the telescope must therefore have started out up there so many light-years ago. The star is no longer there, it is no longer there at all. I get the beam of light into my telescope, but what is in the extension of the telescope is not the star at all. And if I look at a star next to it, from which the light now takes much fewer light-years, it still arrives at the same time. I turn my telescope: the star comes to a point of light that was perhaps there so-and-so many years ago. Now I turn my telescope again: a star falls into my telescope that is not there at all, but was there a completely different number of years ago. And so I form views of my starry sky! Everything is there from the time when it was there, but actually it is not there at all. Actually nothing is there: everything is thrown over and under. This is exactly how it is with space. We perceive a distant sound somewhere. When we approach it, it appears to us at a different 'pitch' than when we move away from it. Space becomes decisive for the way we perceive things. And of course that makes people scratch their heads. Time, which plays a role in all calculations, has suddenly become something quite uncertain, something merely relative. And of all that is so popularly drawn out into space, the modern physicist – and he is aware of this – can only say: There is something that was once there, is still there, will once be there. Well, there is something there. And that something that is there causes its light emissions to coincide with the crosshairs of my telescope at a certain point in time. — That is the only wisdom that remains, the coincidence of two events. So, what once happened somewhere, sometime, coincides with what is happening today in the crosshairs of my telescope. Only of such coincidences can one speak – says today's physicist – it is all relative; the concepts from which the world building has been theoretically constructed are actually of a merely relative, not at all absolute value. That is why physicists today are talking about a radical revolution in all the concepts of physics. And if you went straight from a popular lecture for laypeople to a lecture by a relativity theorist today, you would find that the popularizer is handing down to people something that is built on the ideas that the experts say: “It's all melted like snow in the sun!” You see, we cannot just say that a physical world view has been built up out of certain concepts over the past three to four hundred years; rather, we have to say that today there are already enough people who have dissolved these concepts out of these concepts, who have destroyed them. After all, this world view, which is considered certain, no longer exists for a large number of thinkers. So the matter is not quite so simple that what is said from a completely new point of view may be ridiculed. Because what is said from the other point of view melts away in the present like snow in the sun. It is actually no longer there for those who understand something of the matter, or at least want to understand something. So that one actually stands before the fact that people say: What is described here from the point of view of spiritual science is absurd because it does not agree with what we consider to be right. But if they now take the relativity point of view, then these people must say: That is absurd, what we have considered to be right! That is how things stand today. But actually the majority of humanity is asleep, watching as if asleep as these things unfold and letting them happen. But it is important to realize that the worldview that has celebrated such great triumphs as such is actually in ruins today. The facts of the spiritual world will only become clear to a wider public when people at least begin to loosen the pointy cap they sleep under. So, one does not just have the option of thinking that what speaks out of such a tone as I did yesterday is absurd in the face of today's science, because this science is, for example, quite negative in its theory of relativity; it actually says everywhere what is, and humanity will have to steer towards an understanding of that which is. These things should be explained by such representations, as I tried to give them yesterday with regard to individual stars in our planetary system. But what do we see there? We see that, to a certain extent, it is precisely following the course of world development. What would an old-fashioned physicist, not a newcomer to physics (because most newcomers are relativists), what would an old-fashioned physicist say if he heard something as outrageous as what I said yesterday? If he did not immediately say that it is all crazy and twisted, and that is perhaps what he would say at first, he would still claim: That contradicts the firm foundations of science. But what are the firm foundations of science? They are the concepts of space, time and so on that have been gained on earth. Now the relativity theorists are destroying these concepts for the universe, declaring them invalid. Anthroposophy, however, takes a practical approach: it disregards earthly concepts when talking about the moon and Saturn and Jupiter and so on. It no longer speaks in earthly terms, but attempts – however difficult it may be – to characterize Venus and Mars in a way that is no longer possible with earthly concepts. And so, in order to penetrate into the cosmos, we must be willing to lose our earthly concepts. I wanted to show you how the cosmos fits into contemporary spiritual life and how things stand in contemporary spiritual life. There is only a relationship with earthly concepts when one reaches out into the cosmos. Just imagine, when we go to the moon, as I characterized it yesterday, to those entities that are anchored in the moon as in a world fortress and actually live behind the surface of the moon - where they, if may I put it, their world business, when we come to these entities, which can only be approached with a clairvoyantly sharpened gaze, we find that these entities work in secret. Because what is inside the moon does not go out into the world, and everything that comes from the moon is reflected out of the world. Just as the moon does not absorb sunlight but reflects it, so it also reflects everything else that happens in the universe. Everything that happens in the universe is reflected back by the moon as if by a mirror. Processes take place within it that remain hidden. But I have told you: the spiritual beings who are entrenched in this lunar fortress, as in the universe, and who conduct their world business in there, were once on earth before the moon split off from the earth. They were the first great teachers of human souls on earth. And the great ancient wisdom that is spoken of is basically the heritage of these lunar beings, who now live in secret within the moon. They have withdrawn themselves. When one speaks in this way about the universe, moral concepts enter into the ideas that one develops. One forgets the physical concepts of the earth; moral concepts enter into the description. We ask ourselves: Why have these lunar entities withdrawn, why do they work in secret? Yes, when they were still on earth, they did indeed suggest an enormous wisdom to people. If they had remained on earth, they would have continued to suggest this wisdom to people, but people would never have been able to enter the age of freedom. These entities had, so to speak, made the wonderful decision to withdraw from Earth, to retreat to a secluded place in the universe, far from human existence, in order to carry out their world business there, so that people would no longer be influenced by them, so that people could all absorb the impulses of the universe and become free beings. These entities have chosen a new dwelling place in the universe to gradually make freedom possible for people. Yes, that speaks differently than is spoken of by the physicist, who, if he heard that the moon had split off from the earth, would simply calculate the speed at which it happened, the forces by which it happened, and would only ever have the earthly forces and the earthly speeds in mind. They are completely disregarded when we speak of the moon as I did yesterday. But if we leave aside the physical, what remains are such resolutions, such great cosmic-moral impulses. The important thing is that we move from physical verbiage, which applies to the physical conditions of the earth, to a discourse in moral ideas about the universe. The important thing is that one does not merely put forward theories that are to be believed, but that there is a moral world order. This has completely confused the human soul in the last three to four centuries, that one has said: One can know some things about the earth, and, based on what is known on earth, calculate the universe and construct theories such as the Kant-Laplace theory, but with regard to the moral and divine order of the world, one must believe. This has greatly confused people, because the insight has been completely lost that one must speak in earthly terms about the earth, but that one must begin to speak cosmically the moment one rises up to the universe. There, physical speech gradually gives way to moral speech. What is otherwise at most imagined is practically carried out. If you find a description of the sun by a physicist today, it is some kind of gas ball steaming out there, and its eruptions are described like terrestrial eruptions. Everything is projected onto this cosmic body in the same way as what happens on earth, and with the same calculations that we have acquired here, we then calculate how a ray of light passes the sun or the like. But the calculations we use here on Earth no longer apply when we go out into space. And just as the strength of light decreases with distance in a square, the laws no longer apply in outer space. We are only related to the universe in our morality. By rising above the physical as human to the moral, we here on earth become similar to what works in outer space as realized morality. Thus we must say: in the ultimate sense, Anthroposophy is a science. It actually implements what arises as a demand. It no longer speaks in earthly concepts, except for the moral ones, which, however, are already supermundane on earth. It speaks in such moral concepts when it soars to the universe. This must be taken into account. And from this point of view, the concepts that we need to understand on earth must be gained, which cannot be understood just now. You see, the beings that are anchored in the moon, I said, only work as if in a fortress. There they do their world business. For everything that the moon gives to the world, that the earth gives, is reflected and mirrored. But this is a state that has only just occurred in the course of evolution in the cosmic becoming. It used to be different. And into the, I would like to say, soft, slimy form that the earth itself and all beings once had, these beings worked when they still walked on earth. And it is in connection with these effects that the spinal cord column develops in both humans and animals. So that the spinal cord column in humans and in animals is an inheritance from very ancient times, when the moon beings were still connected with earthly existence. This can no longer arise today. The spinal column is an inheritance; it can no longer arise today. But with regard to the four-footed animals, these entities made the spine so strong that it remains horizontal. In the case of humans, they made it so that it could become vertical, and the human being could then become free through the vertical spine for the universe and its influences at the moment when these lunar beings retreated to the lunar fortress. And so we will gradually come to explaining the earthly from the universe, and to judging spiritual forces and impulses in the right way in earthly existence as well. It is the case that human minds have been invaded by ideas that have only emerged in the last three or four hundred years. And all of them under the influence of the view that the only thing one can apply to the whole universe to explain it is what one has gained from physical events and from the physical things of the earth. One has made the whole universe into a physical image of the earth. Now, however, people have realized: Something coincides with my crosshairs, but that was there once! The whole story does not apply in this way. And if one takes into account stars that are far enough away, today's physicist can say: What I record as a map is not there at all. I draw two stars next to each other: one of them was there, say, a thousand years ago, the other was there six hundred years ago. No, the stars were never there, side by side, as I see them in my crosshairs, coinciding as the rays of light. So it all melts away, it is not really like that at all. With these concepts, you do not get what is out there. You calculate, calculate, calculate. It is just as if the spider weaves its web and then imagines that this web weaves through the whole world. The reason for this is that these laws, according to which one calculates, no longer apply out there, but at most one can use the morality that is within us to get concepts of what is out there. Out there in the starry sky, things happen morally, sometimes also immorally, ahrimanically, luciferically, and so on. But when I take morality as a generic term, things happen morally, not physically. But this is something that must be rediscovered, because the other has become so firmly entrenched in people's minds over the last two or three centuries that even doubts such as those of the relativity theorists — for their negations have a great deal to be said for them — cannot dislodge it from people's minds. It is also understandable, because if even this last chimera, the time-space calculation that they perform, if even this still disappears from their minds for the starry sky, then there is nothing left in these minds, and people do like to retain something in them. For something else will only be able to be in it if one rises to the possibility of looking at the starry sky as we did yesterday. Now we must realize that all this points to the fact that it is necessary for people of the present time to form clear ideas about what has actually happened in the last three to four centuries, and what has found its preliminary expression in the greatest of all wars that have ever taken place on earth, and in the chaotic conditions that will become even more chaotic in the near future. What is required of humanity is to really come to terms with these issues. And in this respect it is interesting to take a look beyond the Earth with its present level of intellectual development. Within the civilization in which the Westerner with his American followers live, everything that has been developed in the last three to four centuries under the influence of a phenomenally magnificent technology and a magnificent world traffic - which is only now breaking down - is considered so solid that, of course, anyone who does not adopt the same concepts is a fool. Now it is true that the Orient is in a state of decadence, but one must also say: What one has to express again today from the sources of our own anthroposophical research, as I did yesterday, was, albeit in a completely different way, once in ancient times, still oriental wisdom. We cannot accept this oriental wisdom in its old form today, as I have often discussed. We have to regain it from the Western mind, from the Western soul. But it was once, I would like to say, the custom to speak about the stars in the way that I began to speak about them yesterday, based on the old clairvoyance, on this dream-like old clairvoyance. Only that has been completely lost to humanity, and European humanity today considers all of this to be absurd, which was once considered the highest human wisdom. Now, as I said, although this was once a great and original wisdom in the Orient too, today people there are in a state of decadence. But in a certain sense, at least externally and traditionally, something of such a way of looking at the universe has been preserved in the Orient, I would even say a soulful way of looking at the universe. And the technical culture of Europe impresses the Orientals very little. These souls, who today in the Orient lovingly engage with the ancient wisdom, fundamentally disdain what has developed in Europe as a mechanical culture and civilization. They study what concerns the human soul from their ancient scriptures. In this way, some inwardly experience an, albeit decadent, enlightenment, so that something of the soul's view of the world still lives in the Orient. And it is not unnecessary to also look at the way in which these people, who still have some kind of reflection of an ancient culture, look at the European-American intellectual scene. Even if it is only for the sake of comparison, it is still interesting. A remarkable book has been published by a certain Rãmanãthan, an Indian from Ceylon, entitled “The Culture of the Soul among the Western Nations” [the title was written on the board]. This Rãmanãthan speaks in a remarkable way. He obviously belongs to those people over there in the Orient who, within Indian civilization, have said to themselves: These Europeans also have very strange scriptures, for example the New Testament. Now these people, to whom Rãmanãthan also belongs, have studied the New Testament - but of course in the way that the soul of these people can study the New Testament - and have absorbed this New Testament, the work of Christ Jesus, through the New Testament according to the state of their soul. And there are already people over there – as this book by Rãmanãthan shows – who now speak of the Christ Jesus and the New Testament from the remnants of an ancient culture. They have formed very specific ideas about the Christ Jesus. And now this man writes a lot about these ideas of Christ Jesus, and of course he addresses the book - he wrote it in English - to the Europeans. He addresses the book, which is written by the Indian spirit about Jesus in the Gospels, to the Europeans, and he says something very strange to the Europeans. He says to them: it is quite extraordinary that they know nothing at all about the Christ Jesus. There are great things in the Gospels about Christ Jesus, but the Europeans and Americans know nothing about it, really know nothing about it! And he gives the Europeans and the Americans a strange piece of advice. He says to them: “Why don't you have teachers of the New Testament come from India, they will be able to tell you how it actually is with Christ Jesus. So these people in Asia, who are dealing with European progress today and who then read the New Testament, tell these Europeans: If you want to learn something about the Christ Jesus, then you must have teachers come to you from us, because all the teachers who speak to you understand nothing about it, it is all misunderstood! —And he explains this in detail. He says: In Europe, at a certain time, a certain understanding of words took the place of an understanding of spiritual essence. The Europeans cling to a certain understanding of words with regard to all things. They do not carry a spiritual understanding in their heads, but the words they learn from their individual populations rise up into their heads, and then they think in words. It is a remarkable way in which these Indians, despite their decadence, still come to this insight, because so far the story is quite striking. Even in physics and mathematics, thought is done in words today, not in things. In this respect, people today are quite strange. If someone wants to be very clever, then he quickly quotes: “For just where concepts are missing, a word comes at the right time.” But today it happens mostly out of the urge that the person in question has run out of all concepts: then the Goethean saying quickly comes to mind. But then he does not notice that. He does not realize that he is quite bitter in this vice at the moment when he criticizes it. So this Indian says to the Europeans: You have only a word-understanding of all things, and you have extended this word-understanding over the New Testament, and thereby you have killed the Christ for four centuries. He no longer lives among you, he has been dead for four centuries. Get teachers from India so that he can be awakened again. He says: For three to four centuries, the Europeans have known nothing at all about Christ. They cannot know anything because they do not have the concepts and ideas through which one can know something about Christ. — The Indian says to the Europeans: You need a renaissance of Christ Jesus. You have to rediscover the Christ, or someone else has to discover him for you, so that you have him again! - So says the Indian, after he has come to read the Gospel. He realizes that strange things have happened in Europe in the last three to four centuries. And then he says: If the Europeans themselves want to find out which Christ lives in the New Testament, they would have to go back a long way. Because this lack of understanding of Christ has been slowly prepared, and actually the Europeans would have to go back to Gnosticism if they still wanted to learn something from their own scriptures about the Christ. A strange phenomenon! There is an Indian, who is only representative of many, who reads the New Testament and says to the Europeans: There is nothing that helps you more than going back to the Gnostics. But the Europeans only have the Gnostics in the counter-writings. The Europeans know nothing of the Gnostics. It is a strange fact: the writings of the Gnostics have all been destroyed, only the polemics of the Christian church fathers against the Gnostics have survived, with the exception of the 'Pistis Sophia' and a few others, but these cannot be understood as they are, any more than the Gospels themselves can be understood. ' But now, if you are not a Gnostic but rediscover the Christ through modern spiritual science, the theologians come along and say: There the Gnosis is being warmed up again - the Gnosis, which they do not know, however, because they cannot know it from any external things. But 'warming up Gnosticism' is what it is, and that must not be done, because it distorts Christianity. This is also a divergence between East and West. Those who study the New Testament in the East find that one must go back to the first centuries. When theologians of the present day are confronted with something that appears as the description of Christ in today's anthroposophy, and which, to them, sounds like an unknown gnosis, they say: He wants to revive gnosis, that must not be allowed, it distorts Christianity. Yes, the judgment of the Indian is quite remarkable. This Rãmanãthan actually says: What the Europeans now call their Christianity is falsified. The Europeans say: The Rãmanãthan falsifies our Christianity. But the Rãmanãthan comes quite close to the right view, albeit with his decadent view. The right thing is always a falsification of the wrong. It is only important to call these things by their right name. The right thing is always a falsification of the wrong, because if one did not falsify the wrong, one would not arrive at the right. But that is the way things are today. Just think of the abyss you are looking into when you take this example from Rammanathan. For example, someone might say: Read the Gospels impartially. — It is difficult for a European today to read them impartially, after having been presented with the mistreated translations for centuries and having been educated in certain ideas. It is difficult to read them impartially. But if someone reads them impartially, even from his point of view, then he discovers a spiritual Christ in the Gospels. For that is what Ramanathan discovered in the Gospels, even if he cannot yet see it in the anthroposophical sense. But Europeans should still take note of this advice from the Ceylonese Indian: Let preachers of the Christ come to you from India, for you have none. In these matters, one must have the courage today to look into the development that has taken place over the last three to four centuries, and only through this courage is it possible to truly emerge from the immense chaos into which humanity has gradually plunged. This tendency towards ambiguity clouds all concepts and ultimately also causes social chaos. For that which takes place between people does take place after all out of their souls, and there is already a connection between the highest truths and the destruction of external economic conditions. And so one must again be willing to lose one's earthly concepts if one wants to penetrate into the cosmos. In yesterday's lecture I wanted to give you an example of how the cosmos fits into present-day spiritual life and how things stand in present-day spiritual life. A relationship with earthly concepts only exists when one comes out into the cosmos. |
223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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It was also the picture which suggested at that time to many people that it was their duty to conquer the “lower” with the help of the “higher,” as they expressed it: that man needed the Michael power for his own life. The intellect sees the Kant-Laplace theory; it sees the Kant-Laplace primal vapor—perhaps a spiral vapor. Out of this, planets evolve, leaving the sun in the middle. |
223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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When anthroposophy is discussed in certain circles today, one of the many misstatements made about it is that it is intellectualistic, that it appeals too predominantly to the scientific mind, and that it does not sufficiently consider the needs of the human Gemüt. For this reason I have chosen Anthroposophy and the Human Gemüt as the subject of this short cycle of lectures which, to my great satisfaction, I am able to deliver to you here in Vienna, my dear friends. The human Gemüt has indeed been wholly excluded from the domain of cognition by the intellectualistic development of civilization in the last three or four centuries. It is true that today one never tires of insisting that man cannot stop short at what the dry, matter-of-fact intellect can comprehend. Nevertheless, when it is a case of acquiring knowledge people depend exclusively upon this intellect. On the other hand, it is constantly being emphasized that the human Gemüt ought to come into its own again—yet it is not given the chance to do so. It is denied the opportunity of making any contact whatever with cosmic enigmas, and its sphere of action is limited to the most intimate concerns of men, to matters that are decided only in the most personal way. Today we shall discuss first in what I might call a sort of historical retrospect how, in earlier periods of human evolution, this Gemüt was granted a voice in the search for knowledge, when it was permitted to conjure up grandiose and mighty images before the human soul, intended to illuminate man's efforts of realizing his incorporation into the body of world events, into the cosmos, and his participation in the changing times. In those days when the human Gemüt was still allowed to contribute its share in the matter of world views, these images really constituted the most important element of them. They represented the vast, comprehensive cosmic connections and assigned man his position in them. In order to create a basis for further study of the human Gemüt from the viewpoint of anthroposophy, I should like to present to you today one of those grandiose, majestic images that formerly were intended to function as I have indicated. It is at the same time one of those images especially fitted, at present, to be brought before men's souls in a new manner, with which we shall also deal. I should like to talk to you about that image with which you are all familiar, but whose significance for human consciousness has gradually partly faded, partly suffered through misconception: I refer to the image of the conflict, the battle, of Michael with the Dragon. Many people are still deeply affected by it, but its more profound content is either dim or misunderstood. At best it makes no such close contact with the human Gemüt as was once the case, even as late as the 18th Century. People of today have no conception of the changes that have taken place in this respect, of how great a proportion of what so-called clever people call fantastic visions constituted the most serious elements of the ancient world views. This has been preeminently the case with the image of Michael's combat with the Dragon. Nowadays, when a man reflects upon his development on the earth, a materialist world view inclines him to trace his relatively more perfect human form back to less perfect ones, farther and farther back to physical-animal forbears. In this way one really moves away from present-day man who is able to experience his own being in an inner, psycho-spiritual way, and arrives at far more material creatures from whom man is supposed to have descended—creatures that stood much closer to material existence. People assume that matter has gradually developed upward to the point where it experiences spirit. That was not the view in comparatively recent times: it was really the exact opposite. Even as late as the 18th Century, when those who had not been infected by the materialistic viewpoint and frame of mind—there were not yet many who were so infected—cast their inner gaze back to prehistoric mankind, they looked upon their ancestors not as beings less human than themselves but as beings more spiritual. They beheld beings in whom spirituality was so inherent that they did not assume physical bodies in the sense that people on earth do today. Incidentally, the earth did not even exist then. They beheld beings living in a higher, more spiritual way and having—to express it crudely—a body of much finer, more spiritual substance. To that sphere one did not assign beings like present-day men but more exalted ones—beings having at most an etheric body, not a physical one. Such, approximately, were our ancestors as people then conceived them. People used to look back at a time when there were not so-called higher animals either, when at most there were animals whose descendants of the jelly-fish kind live in the oceans of today. On what was the ancestor of our earth, they represented, so to speak, the animal kingdom, the plane below that of man; and above the latter was the kingdom embracing only beings with at most an etheric body. What I enumerated in my Occult Science, an Outline, as beings of the higher hierarchies would still be today, though in a different form, what was then considered in a certain sense the ancestry of man. These beings—Angeloi, Archangeloi, and Archai—in the stage of their evolution of that time, were not destined to be free beings in the sense in which today we speak of freedom in connection with man. The will of these beings was not experienced by them in such a way as to give them that singular feeling we express by the phrase: to desire something arbitrarily. These beings desired nothing arbitrarily; they willed what flowed into their being as divine will; they had completely identified their will with the divine will. The divine beings ranking above them and signifying, in their interrelationships, the divine guidance of the world—these beings willed, in a sense, through the lower spirits—archangels and angels; so that the latter willed absolutely according to the purpose and in the sense of superior, divine-spiritual will. The world of ideas of this older mankind was as follows: In that ancient epoch the time had not yet arrived in which beings could develop who would be conscious of the feeling of freedom. The divine-spiritual world-order had postponed that moment to a later epoch, when a number of those spirits, identified with the divine will, were, in a sense, to receive a free will of their own. That was to occur when the right time had come in world evolution.—It is not my purpose to corroborate today from the anthroposophical viewpoint what I have been characterizing; that will be done in the next lectures. Today I am merely describing the conceptions occupying the most enlightened spirits even as late as the 18th Century. I shall present them historically, for only by this method shall we arrive at a new view of the problem of reviving these conceptions in a different form. But then—as these people saw it—among these spirits, whose real cosmic destiny was to remain identified with the will of the divine spirits, there arose a number of beings that wanted to disassociate their will, as it were, to emancipate it, from the divine will. In superhuman pride, certain beings revolted because they desired freedom of will before the time had come for their freedom to mature; and the most important one of these beings, their leader, was conceived of as the being taking shape in the Dragon that Michael combats—Michael, who remained above in the realm of those spirits that wanted to continue molding their will to the divine-spiritual will above them. By thus remaining steadfast within the divine-spiritual will, Michael received the impulse to deal adequately with the spirit that grasped at freedom prematurely, if I may put it that way; for the forms possessed by the beings of the hierarchy of the Angeloi, Archangeloi, and Archai were simply not adapted to a being destined to have a free will, emancipated from divine will, as described. Not until later in world evolution were such forms to come into being, namely, the human form.—But all this is conceived as happening in a period in which cosmic development of the human form was not yet possible; nor were the higher animal forms possible—only the low ones I mentioned. Thus a form had to come into being that might be called cosmically contradictory, and the refractory spirit had to be poured into this mold, so to speak. It could not be an animal form like those destined to appear only later, nor could it be the form of an animal of that time, of the then prevalent softer matter, so to say. It could only be an animal form differing from any that would be possible in the physical world, yet resembling an animal by reason of representing a cosmic contradiction. And the only form that could be evolved out of what was possible at that time is the form of the Dragon. Naturally it was interpreted in various ways when painted or otherwise represented—more or less suitably, according to the inner imaginative cognition of the artist concerning what was possible at that time in a being that had developed a refractory will. But in any case this form is not to be found among those that became possible in the animal scale up to man in the physical world: it had to remain a super-sensible being. But as such it could not exist in the realm inhabited by the beings of the higher hierarchies—angels, archangels, and so forth: it had to be transferred, as it were, placed among the beings that could evolve in the course of physical development. And that is the story of “The Fall of the Dragon from Heaven to Earth.” It was Michael's deed, this bestowing of a form that is supra-animalistic: super-sensible, but intolerable in the super-sensible realm: for although it is super-sensible it is incompatible with the realm of the super-sensible where it existed before it rebelled. Thus this form was transferred to the physical world, but as a superphysical, super-sensible form. It lived thereafter in the realm where the minerals, plants, and animals live: in what became the earth. But it did not live there in such a way that a human eye could perceive it as it does an ordinary animal. When the soul's eye is raised to those worlds for which provision was made, so to speak, in the plan of higher worlds, it beholds in its imaginations the beings of the higher hierarchies; when the human physical eye observes the physical world it sees simply what has come into being in the various kingdoms of nature, up to the form of the physical-sensible human being. But when the soul's eye is directed to what physical nature embraces, it beholds this inherently contradictory form of the Adversary, of him who is like an animal and yet not like an animal, who dwells in the visible world, yet is himself invisible: it beholds the form of the Dragon. And in the whole genesis of the Dragon men of old saw the act of Michael, who remained in the realm of spirit in the form suitable to that realm. Now the earth came into being, and with it, man; and it was intended that man should become, in a sense, a twofold being. With one part of his being, with his psycho-spiritual part, he was to reach up into what is called the heavenly, the super-sensible world; and with the other, with the physical-etheric part, he was to belong to that nature which came into being as earth-nature, as a new cosmic body—the cosmic body to which the apostate spirit, the Adversary, was relegated. This is where man had to come into being. He was the being who, according to the primordial decree that underlies all, belongs in this world. Man belonged on the earth. The Dragon did not belong on the earth, but he had been transferred thither. And now consider what man encountered on the earth, as he came into existence with the earth. He encountered what had developed as external nature out of previous nature kingdoms, tending toward and culminating in our present mineral, plant, and animal kingdoms, up to his own physical form. That is what he encountered—in other words, what we are accustomed to call extra-human nature. What was this? It was, and still is today, the perpetuation of what was intended by the highest creative powers in the continuous plan for the world's evolution. That is why the human being, in experiencing it in his Gemüt, can look out upon external nature, upon the minerals and all that is connected with the mineral world, upon the wondrous crystal formations—also upon the mountains, the clouds, and all the other forms—and he beholds this outer nature in its condition of death, as it were; of not being alive. But he sees all this that is not alive as something that an earlier divine world discarded—just as the human corpse, though in a different significance, is discarded by the living man at death. Although the aspect of the human corpse as it appears to us is not primarily anything that can impress us positively, yet that which, in a certain sense, is also a divine corpse, though on a higher plane, and which originated in the mineral kingdom, may be regarded as the factor whose form and shape reflects the originally formless-living divinity. And what then comes into being as the higher kingdoms of nature can be regarded as a further reflection of what originally existed as the formless divine. So man can gaze upon the whole of nature and may feel that this extra-human nature is a mirror of the divine in the world. And after all, that is what nature is intended to give to the human Gemüt. Naïvely, and not through speculation, man must be able to feel joy and accord at the sight of this or that manifestation of nature, feel inner jubilation and enthusiasm when he experiences creative nature in its sprouting and blossoming. And his very unawareness of the cause of this elation, this enthusiasm, this overflowing joy in nature—that is what should evoke deep down in his heart the feeling that his Gemüt is so intimately related to this nature that he can say to himself—though in dim consciousness: all this the Gods have taken out of themselves and established in the world as their mirror—the same gods from whom my Gemüt derived, from whom I myself sprang by a different way.—And all our inner elation and joy in nature, all that rises in us as a feeling of release when we participate vividly in the freshness of nature, all this should be attuned to the feeling of relationship between our human Gemüt and what lives out there in nature as a mirror of Divinity. As you know, man's position in his evolution is such that he takes nature into himself—takes it in through nourishment, through breathing, and—though in a spiritual way—through perceiving it with his senses. In these three ways external nature enters into man, and it is this that makes him a twofold being. Through his psycho-spiritual being he is related to the beings of the higher hierarchies, but a part of his being he must form out of what he finds in nature. That he takes into himself; and by being received in him as nourishment, as the stimulus of breathing, and even in the more delicate etheric process of perception, it extends in him the processes of outer nature. This appears in him as instinct, passion, animal lust—as everything animalistic that rises out of the depths of his nature. Let us note that carefully. Out there we see wondrously formed crystals, mineral masses that tower into gigantic mountains, fresh mineral forms that flow as water over the earth in the most manifold ways. On a higher plane of formative force we have before us the burgeoning substance and nature of plants, the endless variety of animal forms, and finally the human physical form itself. All that, living in outer nature, is a mirror of the Godhead. It stands there in its marvelous naïve innocence before the human Gemüt, just because it mirrors the Godhead and is at bottom nothing but a pure reflection. Only, one must understand this reflection. Primarily it is not to be comprehended by the intellect, but only, as we shall hear in the next lectures, precisely by the Gemüt. But if man does understand it with his Gemüt—and in the olden times of which I spoke, men did—he sees it as a mirror of the Godhead.—but then he turns to what lives in nature—in the salts, in plants, and in the parts of animals that enter his own body; and he observes what it is that sprouts in the innocent green of the plants and what is even still present in a naïve way in the animal body. All this he now perceives when he looks into himself: he sees it arising in him as passions, as bestial lusts, animal instincts; and he perceives what nature becomes in him. That was the feeling still cherished by many of the most enlightened men even in the 18th Century. They still felt vividly the difference between outer nature and what nature becomes after man has devoured, breathed, and perceived it. They felt intensely the difference between the naïve outer nature, perceptible to the senses, on the one hand, and human, inwardly surging sensuality, on the other. This difference was still livingly clear to many men who in the 18th Century, experienced nature and man and described them to their pupils, described how nature and man are involved in the conflict between Michael and the Dragon. In considering that this radical contrast still occupied the souls of men in the 18th Century—outer nature in its essential innocence, nature within man in its corruption—we must now recall the Dragon that Michael relegated to this world of nature because he found him unworthy to remain in the world of spirituality. Out there in the world of minerals, plants, even of animals, that Dragon, whose form is incompatible with nature, assumed none of the forms of nature beings. He assumed that dragon form which today must seem fantastic to many of us—a form that must inevitably remain super-sensible. It cannot enter a mineral, a plant, or an animal, nor can it enter a physical human body. But it can enter that which outer, innocent nature becomes, in the form of guilt in the welling-up of life of instincts in the physical human body. Thus many people as late as the 18th Century said: And the Dragon, the Old Serpent, was cast out of heaven down to the earth, where he had no home; but then he erected his bulwark in the being of man, and now he is entrenched in human nature. In this way that mighty image of Michael and the Dragon still constituted for those times an integral part of human cognition. An anthroposophy appropriate to that period would have to explain that by taking outer nature into himself through nourishment, breathing, and perception, man creates within himself a sphere of action for the Dragon. The Dragon lives in human nature; and this conception dwelt so definitely in the Gemüt of 18th Century men that one could easily imagine them as having stationed some clairvoyant being on another planet to draw a picture of the earth; and he would have shown everything existing in the minerals, plants and animals—in short, in the extra-human—as bearing no trace of the Dragon, but he would have drawn the Dragon as coiling through the animality in man, thereby representing an earth-being. Thus the situation had changed for people of the 18th Century from that out of which it all had grown in pre-human times. For pre-humanity the conflict between Michael and the Dragon had to be located in outer objectivity, so to speak; but now the Dragon was outwardly nowhere to be found. Where was he? Where would one have to look for him? Anywhere wherever there were men on earth. That's where he was. If Michael wanted to carry on his mission, which in pre-human times lay in objective nature, when his task was to conquer the Dragon, the world-monster, externally, he must henceforth continue the struggle within human nature.—This occurred in the remote past and persisted into the 18th Century. But those who held this view knew that they had transferred to the inner man an event that had formerly been a cosmic one; and they said, in effect: Look back to olden times when you must imagine Michael to have cast the Dragon out of heaven down to earth—an event taking place in extra-human worlds. And behold the later time: man comes to earth, he takes into himself outer nature, transforms it, thus enabling the Dragon to take possession of it, and the conflict between Michael and the Dragon must henceforth be carried on on the earth. Such thought trends were not as abstract as people of the present would like thoughts to be. Today people like to get along with thoughts as obvious as possible. They put it this way: Well, formerly an event like the conflict between Michael and the Dragon was simply thought of as external; but during the course of evolution mankind has turned inward, hence such an event is now perceived only inwardly.—Truly, those who are content to stop at such abstractions are not to be envied, and in any case they fail to envision the course of the world history of human thought. For it happened as I have just presented it; the outer cosmic conflict of Michael and the Dragon was transferred to the inner human being, because only in human nature could the Dragon now find his sphere of action. But precisely this infused into the Michael problem the germinating of human freedom; for if the conflict had continued within man in the same way it had formerly occurred without, the human being would positively have become an automaton. By reason of being transferred to the inner being, the struggle became in a sense—expressed by an outer abstraction—a battle of the higher nature in man against the lower. But the only form it could assume for human consciousness was that of Michael in the super-sensible worlds, to which men were led to lift their gaze. And as a matter of fact, in the 18th Century there still existed numerous guides, instructions, all providing ways by which men could reach the sphere of Michael, so that with the help of his strength they might fight the Dragon dwelling in their own animal nature. Such a man, able to see into the deeper spiritual life of the 18th Century would have to be represented pictorially somewhat as follows: outwardly the human form; in the lower, animalistic portion the Dragon writhing—even coiling about the heart; but then—behind the man, as it were, for we see the higher things with the back of our head—the outer cosmic figure of Michael, towering, radiant, retaining his cosmic nature but reflecting it in the higher human nature, so that the man's own etheric body reflects etherically the cosmic figure of Michael. Then there would be visible in this human head—but working down into the heart—the power of Michael, crushing the Dragon and causing his blood to flow down from the man's heart to the limbs. That was the picture of the inner-human struggle of Michael with the dragon still harbored by many people of the 18th Century. It was also the picture which suggested at that time to many people that it was their duty to conquer the “lower” with the help of the “higher,” as they expressed it: that man needed the Michael power for his own life. The intellect sees the Kant-Laplace theory; it sees the Kant-Laplace primal vapor—perhaps a spiral vapor. Out of this, planets evolve, leaving the sun in the middle. On one of the planets gradually arise the kingdoms of nature; man comes into being. And looking into the future, all this is seen to pass over again into the great graveyard of natural existence—The intellect cannot help imagining the matter in this way; and because more and more the intellect has become the only recognized autocrat of human cognition, the world view has gradually become what it is for mankind in general. But in all those earlier people of whom I have spoken today the eye of the Gemüt, as I might call it, was active. In his intellect a man can isolate himself from the world, for everyone has his own head and in that head his own thoughts. In his Gemüt he cannot do that, for the Gemüt is not dependent upon the head but upon the rhythmic organism of man. The air I have within me at the present moment, I did not have within me a moment ago: it was the general air, and in another moment it will again be the general air when I exhale it. It is only the head that isolates man, makes of him a hermit on the earth. Even in respect of the physical organization of his Gemüt, man is not isolated in this way: in that respect he belongs to the cosmos, is merely a figure in the cosmos. But gradually the Gemüt lost its power of vision, and the head alone became seeing. The head alone, however, develops only intellectuality—it isolates man. When men still saw with their Gemüt they did not project abstract thoughts into the cosmos with the object of interpreting it, of explaining it: they still read grandiose images into it, {Translator's Note: “Saw” them into it, is Rudolf Steiner's expression} like that of Michael's Fight with the Dragon. Such a man saw what lived in his own nature and being, something that had evolved out of the world, out of the cosmos, as I described it today. He saw the inner Michael struggle come to life in the human being, in the anthropos, and take the place of the external Michael battle in the cosmos. He saw anthroposophy develop out of cosmosophy. And whenever we look back to an older world view from the abstract thoughts that affect us as cold and matter-of-fact, whose intellectuality makes us shiver, we are guided to images, one of the most grandiose of which is this of Michael at war with the Dragon; Michael, who first cast the Dragon to earth where, I might say, the Dragon could occupy his human fortress; Michael, who then became the fighter of the Dragon in man, as described. In this picture that I have evoked for you, Michael stands cosmically behind man, while within man there is an etheric image of Michael that wages the real battle through which man can gradually become free; for it is not Michael himself who wages the battle, but human devotion and the resulting image of Michael. In the cosmic Michael there still lives that being to whom men can look up and who engaged in the original cosmic struggle with the Dragon. Truly, not upon earth alone do events take place—in fact, earth events remain incomprehensible for us unless we are able to see them as images of events in the super-sensible world and to find their causes there. In this sense a Michael deed was performed in the super-sensible realm shortly before our time, a deed I should like to characterize in the following way. In doing so I must speak in a manner that is nowadays discredited as anthropomorphic; but how could I relate it otherwise than by using human words to describe what occurs in the super-sensible world? The epoch during which Michael cast the Dragon down to earth was thought of as lying far back in the pre-human times; but then, man appeared upon the earth and there occurred what I have described: the war between Michael and the Dragon became ever more an inner struggle. It was at the end of the 19th century that Michael could say: The image in man is now sufficiently condensed for him to be aware of it within himself: he can now feel in his Gemüt the Conqueror of the Dragon—at least, the image means something to him.—In the evolution of mankind the last third of the 19th Century stands for something extraordinarily important. In older times there was in man primarily only a tenuous image of Michael; but it condensed more and more, and in the last third of the 19th Century there appeared what follows: In earlier times the invisible, super-sensible Dragon was predominant, active in the passions and instincts, in the desires and in the animal lusts. For ordinary consciousness that Dragon remains subsensible; he dwells in man's animal nature. But there he lives in all that tends to drag man down, goading him into becoming gradually sub-human. The condition was such that Michael always intervened in human nature, in order that humanity should not fall too low. But in the last third of the 19th Century the Michael image became so strong in man that the matter of directing his feelings upward and rising to the Michael image came to depend upon his good-will, so to speak; so that on the one hand, in unenlightened experience of the feelings, he may glimpse the image of the Dragon, and on the other hand, the radiant figure of Michael may stand before the soul's eye—radiant in spiritual vision, yet within the reach of ordinary consciousness. So the content of the human Gemüt can be this: The power of the Dragon is working within me, trying to drag me down. I do not see it—I feel it as something that would drag me down below myself. But in the spirit I see the luminous Angel whose cosmic task has always been the vanquishing of the Dragon. I concentrate my Gemüt upon this glowing figure, I let its light stream into my Gemüt, and thus my illumined and warmed Gemüt will bear within it the strength of Michael. And out of a free resolution I shall be able, through my alliance with Michael, to conquer the Dragon's might in my own lower nature. If the requisite good-will were forthcoming in extensive circles to raise such a conception to a religious force and to inscribe it in every Gemüt we would not have all the vague and impotent ideas such as prevail in every quarter today—plans for reforms, and the like. Rather, we would have something that once again could seize hold on the whole inner man, because that is what can be inscribed in the living Gemüt—that living Gemüt which enters into a living relationship with the whole cosmos the moment it really comes to life. Then those glowing Michael thoughts would be the first harbingers of our ability to penetrate once more into the super-sensible world. The striving for enlightenment would become inwardly and deeply religious. And thereby men would be prepared for the festivals of the year, the understanding of which only glimmers faintly across the ages—but at least it glimmers—and they would celebrate in full consciousness the festival the calendar sets at the end of September, at the beginning of autumn: the Michael Festival. This will regain its significance only when we are able to experience in our soul such a living vision. And when we are able to feel it in a living way and to make it into an instinctive social impulse of the present, then this Michael Festival—because the impulses spring directly from the spiritual world—could be regarded as the crowning impulse—even the initial impulse we need to find our way out of the present disaster: to add something real to all the talk about ideals, something not originating in human heads or hearts but in the cosmos. And then, when the trees shed their leaves and blossoms ripen into fruit, when nature sends us her first frost and prepares to sink into her winter death, we would be able to feel the burgeoning of spirit, with which we should unite ourselves—just as we feel the Easter Festival with the sprouting, budding spring. Then, as citizens of the cosmos, we would be able to carry impulses into our lives which, not being abstract, would not remain ineffectual but would manifest their power immediately. Life will not have a soul content again until we can develop cosmic impulses in our Gemüt. |
323. Astronomy as Compared to Other Sciences: Lecture IV
04 Jan 1921, Stuttgart Translator Unknown Rudolf Steiner |
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The development in this direction reaches a culminating point—conceived, admittedly, with genius and originality—in Laplace, where it leads to a genetic explanation of the entire cosmic system (as you will convince yourselves if you read his famous book Exposition du Systeme du Monde ), or again in Kant, in his Natural History and Theory of the Heavens. In all that has followed in this trend we see the effort constantly made to come to conclusions based on the thought pictures that have thus been conceived of the connections of the celestial movements, and resulting in such explanations of the origin of the universe as the nebular theory and so on. |
Upon these two thought-pictures,—that the orbital planes of the planets lie in the proximity of the plane of the Sun's equator, and that the orbits are eccentric ellipses,—Kant, Laplace and their successors built up the nebular hypothesis. Follow what emerges from this. At a pinch, and indeed only at a pinch, it is a way of imagining the origin of the solar system. |
323. Astronomy as Compared to Other Sciences: Lecture IV
04 Jan 1921, Stuttgart Translator Unknown Rudolf Steiner |
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If I had the task of presenting my subject purely according to the methods of Spiritual Science, I should naturally have to start from different premises and we should be able to reach our goal more quickly. Such a presentation, however, would not fulfill the special purpose of these lectures. For the whole point of these lectures is to throw a bridge across to the customary methods of scientific thought. Admittedly, I have chosen just the material which makes the bridge most difficult to construct, because the customary mode of thought in this realm is very far from realistic. But in contending against an unreal point of view, it will become apparent how we can emerge from the unsatisfying nature of modern theories and came to a true grasp of the facts in question. Today, then, I should like to consider the whole way in which ideas have been formed in modern times about the celestial phenomena. We must, however, distinguish two things in the formation of these ideas. First, the ideas1 are derived from observation of the celestial phenomena, and theoretical explanations are then linked on to the observations. Sometimes very far-reaching, spun-out theories have been linked on to relatively few observations. That is the one thing, namely, that a start is made from observations out of which certain ideas have been developed. The other is that, the ideas having been reached, they are further elaborated into hypotheses. In this creating of hypotheses,—a process which ends in the setting up of some definite cosmology,—much arbitrariness prevails, since in the setting-up of theories, any preconceived ideas existing in the minds of those who put forward the theory, make themselves strongly felt. I will therefore first call your attention to something which will perhaps strike you as paradoxical, but which, when carefully examined, will none the less prove fruitful in the further course of our studies. In the whole mode of thought of modern Science there prevails what might be called, and indeed has been called, the ‘Regula philosophandi’. It consists in saying: What has been traced to definite causes in one realm of reality, is to be traced to the same causes in other realms. In setting up such a ‘regula philosophandi’ the starting-point is as a rule apparently self-evident. It will be said—scientists of the Newtonian school will certainly say—that breathing must have the same causes in man as in the animal, or again, that the ignition of a piece of wood must have the same cause whether in Europe or in America. Up to this point the thing is obvious enough. But then a jump is made which passes unnoticed,—is taken tacitly for granted. Those who are wont to think in this way will say, for example, that if a candle and the Sun are both of them shedding light the same causes must surely underlie the light of the candle and the light of the Sun. Or again, if a stone falls to Earth and the Moon circles round the Earth, the same causes must underlie the movement of the stone and the movement of the Moon. to such an explanation they attach the further thought that if this were not so, we should have no explanations at all in Astronomy. The explanations are based on earthly things. If the same causality did not obtain in the Heavens as on Earth, we should not be able to arrive at any theory at all. Yet when you come to think of it, this regula philosophandi is none other than a preconceived idea. Who in the world will guarantee that the causes of the shining of a candle and of the shining of the Sun are one and the same? Or that in the falling of a stone, or the falling of the famous apple from the tree by which Newton arrived at his theory, there is the same underlying cause as in the movements of the heavenly bodies? This would first have to be established. As it is, it is a mere preconceived idea. Prejudices of this kind enter in, when, having first derived theoretical explanations and thought—pictures inductively from the observed phenomena, people rush headlong into deductive reasoning and construct world-systems by deductive methods. What I am now describing thus abstractly has, however, become a historical fact. There is a continuous line of development from what the great thinkers at the opening of the modern age—Copernicus, Kepler, Galileo—concluded from comparatively few observations. Of Kepler—notably of his third Law, quoted yesterday—it must be said that his analysis of the facts which were available to him is a work of genius. It was a very great intensity of spiritual force which Kepler brought to bear when, from the little that lay before him, he discovered this ‘law’ as we call it, or better, this ‘conceptual synthesis’ of the phenomena of the universe. Then however, by way of Newton a development set in which was not derived from observation but from theoretical constructions, including concepts of force and mass and the like, which we must simply omit if we only want to hold to what is given. The development in this direction reaches a culminating point—conceived, admittedly, with genius and originality—in Laplace, where it leads to a genetic explanation of the entire cosmic system (as you will convince yourselves if you read his famous book Exposition du Systeme du Monde ), or again in Kant, in his Natural History and Theory of the Heavens. In all that has followed in this trend we see the effort constantly made to come to conclusions based on the thought pictures that have thus been conceived of the connections of the celestial movements, and resulting in such explanations of the origin of the universe as the nebular theory and so on. It must be noted that in the historical development of these theories we have something which is put together from inductions made, once again, with no little genius in this domain—and from subsequent deductions in which the special predilections of their authors were included. Inasmuch as a thinker was imbued with materialism it was quite natural for him to mingle materialistic ideas with his deductive concepts. Then it was no longer the facts which spoke, for one proceeded on the basis of the theories which had emerged from the deductions. Thus, for example, inductively men first arrived at the mental pictures which they summed up in the notion of a central body, the Sun, with the planets revolving around it in ellipses according to a certain law, namely: the radius-vectors describe equal areas in equal periods of time. By observing the different planets of a solar system, it was moreover possible to summarize their mutual relations in Kepler's third law: ‘For different planets the squares of the periods of revolution are proportional to the cubes of the radius-vectors’. Here was a certain picture. The question, however, was not decided, whether this picture completely fitted the reality. It was in truth an abstraction from reality; to what extent it related to the full reality, was not established. From this picture—not from reality, but from this picture—people deduced what then became a whole genetic system of Astronomy. All this must be borne in mind. Modern man is taught from childhood as if the theories which have been reached in the past few centuries by deductive reasoning were the real facts. We will therefore, while taking our start from what is truly scientific, disregard as far as is possible all that is merely theoretical and link on to those ideas which only depart from reality to the extent that we shall still be able to discover in them a connection with what is real. It will be my task, in all that I give to-day, to follow the direction of modern scientific thought only up to those ideas and concepts which still permit one to find the way back again into reality. I shall not depart so far from reality that the concepts become crude enough to allow of the deduction of nebular hypotheses. Proceeding in this way,—pursuing the modern method of forming concepts in this particular field,—we must first form a concept which presented itself inductively to Kepler and was then developed further I repeat expressly, I will only go so far in these concepts that even if the picture in the form in which it was conceived should be mistaken, it has departed only so far from reality that it will be possible to eliminate the mistake and return to what is true. We need to develop a certain flair for reality in the concepts we entertain. We cannot proceed in any other way if we wish to throw a bridge across from the reality to the spun-out theories of modern scholarship and science. Here then, to begin with, is a concept which we must examine. The planets have eccentric orbits,—they describe ellipses. This is something with which we can begin. The planets have eccentric orbits and describe ellipses, in one focus of which is the Sun. They describe the ellipses in accordance with the law that the radius—vectors describe equal areas in equal periods of time. A second essential for us to hold to is the idea that each planet has its own orbital plane. Although the planets carry out their evolutions in the neighborhood of each other, so to speak, yet for each planet there is the distinct plane of its orbit, more or less inclined to the plane of the Sun's equator: If this depicts the plane of the Sun's equator (Fig.1), an orbital plane of a planet would be thus; it would not coincide at all with the plane of the Sun's equator.2 ![]() These are two very significant mental pictures, to be formed from the facts of observation. And yet, in the very forming of them we must take note of something in the real world-picture, which as it were, rebels against them. For instance, if we are trying to understand our solar system in its totality, and only base it upon the picture of the planets moving in eccentric orbits, the orbital planes being inclined at varying degrees to the plane of the solar equator, we shall be in difficulties if we also take into account the movements of the comets. The moment we turn our attention to the cometary movements, the picture no longer suffices. The outcome will be better understood from the historical facts than from any theoretical explanations. Upon these two thought-pictures,—that the orbital planes of the planets lie in the proximity of the plane of the Sun's equator, and that the orbits are eccentric ellipses,—Kant, Laplace and their successors built up the nebular hypothesis. Follow what emerges from this. At a pinch, and indeed only at a pinch, it is a way of imagining the origin of the solar system. But the astronomical system thus constructed contains no satisfactory explanation of the part played by the cometary bodies. They always fall out of the theory. This discordance of the comets with the theories which were formed, as described, in the course of scientific history, proves that the cometary life somehow rebels against a concept formed, not from the whole but only from a part of the whole. We must be clear, too, that the paths of the comets frequently coincide with those of other bodies which also play into our system and present a riddle precisely through their association with the comets. These are the meteoric swarms, whose paths very frequently—perhaps even always—coincide with the cometary paths. Here, my dear friends, taking into account the totality of our system, we are led to say: A sea of ideas has gradually been formed from the study of our planetary system as a whole,—ideas with which we cannot do justice to the seemingly irregular and almost arbitrary paths of the comets and meteoric swarms. They simply refuse to be included in the more abstract pictures that have been reached. I should have to give you long historical descriptions to show in detail how many difficulties have arisen in connection with the concrete facts, when the investigators—or rather, thinkers—approached the comets and meteoric swarms with their astronomical theories. I wish only to point out the directions in which a sound understanding can be sought. We shall come to such an understanding if we pay attention to yet another aspect. Starting in this way from concepts which still have a remnant of reality in them, we will now try to go back a little towards what is real. It is indeed always necessary to do this in relation to the outer world, in order that our concepts may not stray too far from reality,—for this is a strong propensity of man. We must go back again and again to the reality. There is already no little danger in forming such a concept as that the planets move in ellipses, and then beginning at once to build a theory upon this concept. It is far better, after forming such a concept, to turn back to reality in order to see if the concept does not need correcting, or at least modifying. This is important. It is very clearly seen in astronomical thinking. Also in biological and especially in medical thought, the same failing has led people very far astray. They do not take into account, how necessary it is directly they have formed a concept, to go back to reality in order to make sure that there is no reason to modify it. The planets, then, move in ellipses. But these ellipses vary; they are sometimes more circular, sometimes more elliptical. We find this if we return to reality with the ellipse idea. In the course of time the ellipse becomes more bulging, more like a circle, and then again more like an ellipse. So I by no means include the whole reality if I merely say, ‘the planets move in ellipses’. I must modify the concept and say: The planets move in paths which continually struggle against becoming a circle or remaining one and the same ellipse. If I were now to draw the elliptic line, to be true to the reality I should have to make it of india-rubber, or form it flexibly in some way, continually altering it within itself. For if I had formed the ellipse which is there in one revolution of the planet, it would not do for the next revolution, and still less for the following one. It is not true that when I pass from reality to the rigid concept I still remain within the real. That is the one thing. The other is: We have said that the planes of the planetary orbits are inclined to the plane of the Sun's equator. Where the planets cross the point of intersection of their orbits (with the Ecliptic) in an upward or downward direction, they are said to form Nodes. The lines, joining the two Nodes (K-K 1 in Fig. 1), are variable. So too are the inclinations of the planes to one-another, so that even these inclinations, if we try to express them in a single concept, bring us to a rigid concept which we must immediately modify in face of the reality. For if an orbit is inclined at one time in one way, and at another time in another way, the concept we deduce in the first instance must afterwards be modified. To be sure, once such a point has been reached, we can take an easy line and say that there are ‘disturbances’ and that the reality is only grasped ‘approximately’ with our concepts. We then go on swimming comfortably in further theories. But in the end we swim so far that the fanciful and theoretic pictures we are constructing no longer correspond to the reality, though they are meant to do so. It is easy to agree that this mutability of the eccentric orbits, and of the mutual inclination of the planes of the orbits, must somehow or other be connected with the life of the whole planetary system, or shall we say, with its continuing activity. It must be connected in some way with the living activity of the whole planetary system. That is quite evident. Starting from this, one might again try to form the concept, saying: Well now, I will bring such mobility into my thoughts that I picture the ellipses continually bulging out and contracting, the planes of the orbits ascending, descending and rotating, and then from this starting-point I will build up a world-system according to reality. Good. But if you think the idea through to the end, then precisely as the outcome of such logical thought, the result is a planetary system which cannot possibly go on existing. Through the summation of the disturbances which arise especially through the variability of the Nodes, the planetary system would move towards its own ultimate death and rigidity. Here there comes in what philosophers have pointed out again and again. While such a system can be thought out, in reality it would have had ample time to reach the ultimate finale. There is no reason why it should not. The infinite possibility would have been fulfilled; rigidity would long ago have set in. We enter here into a realm where thought apparently comes to a standstill. Precisely by following my thinking through to the very last, I arrive at a world-system which is still and rigid. But that is not reality. Now, however, we come to something else, to which we must pay special attention. In pursuing these things further—you can find the theory of it in the work of Laplace; I will only relate the phenomena—one finds that the reason why the system has not actually reached rigidity under the influence of the disturbances—the variability of the Nodes, etc.,—is that the ratios of the periods of revolution of the planets are not commensurable. They are incommensurable quantities, numbers with decimals to an infinite number of places. Thus we must say: If we compare the periods of revolution of the planets in the sense of Kepler's Third Law, the ratios of these periods cannot be given in integers, nor in finite fractions, but only in incommensurable numbers. Modern Astronomy is clear on this. It is to the incommensurability of the ratios between the periods of revolution of the several planets (in Kepler's third Law) that the planetary system owes its continued mobility. Otherwise, it must long ago have come to a standstill. Observe now, what has happened. In the last resort, we are obliged to base our thoughts about the planetary system upon numbers which in the end elude our grasp. This is of no little importance. We are therefore led, by the very requirements of scientific development, to think of the planetary system mathematically in such a way that the mathematical results are no longer commensurable. We are at the place, where in the mathematical process itself we arrive at incommensurable numbers. We have to let the number stand,—we come to a stop. We can write it in decimals no doubt, but only up to a certain place. Somewhere or other we must leave off when we come to the incommensurable. The mathematicians among you will be clear about this. You will see that in dealing with incommensurable number I reach the point where I must say: I calculate up to here and then I can go no further. I can only say (forgive my using a somewhat amusing comparison for a serious subject) that this coming to an inevitable halt in mathematics reminds me of a scene in which I was once a participator in Berlin. A fashion in Variety-entertainment came about through certain persons, one of whom was Peter Hill. He had founded a kind of Cabaret and wanted to read his own poems there. He was a very lovable person, in heart and soul a Theosophist, he had rather gone to seed in Bohemian circles. I went to a performance in which he read his own poems. The poem had got so far that single lines were finished, and so he read it aloud:
At each line he said ‘etc.’ That was a reading I once attended. As a matter of fact it was most stimulating. Everyone could finish the line as he chose! Admittedly with incommensurable numbers [you] cannot do this, yet here too you can only indicate the further process. You can say that the process continues in a certain direction, but nothing is given by which you might form an idea as to what numbers may yet be coming. It is important that precisely in the astronomical field we are led into incommensurabilities. We are forced by Astronomy to the very limits of mathematising; here the reality escapes us. Reality escapes us, we can say nothing else; reality eludes our grasp. What does this mean? It means that we apply the most secure of our sciences, Mathematics, to the celestial phenomena, and in the last resort the celestial phenomena do not submit; the moment comes where they elude us. Precisely where we are about to reach their very life, they slip away into the incommensurable realm. Here then, our grasp of reality comes to an end at a certain point and passes over into chaos. We cannot say without more ado, what this reality, which we are trying to follow mathematically, actually does when it slides away into the incommensurable. Undoubtedly this is related to its power of continued life. To enter the full astronomical reality we must take leave of what we are able to master mathematically. The calculation plainly shows this; the very history of science shows it. Such are the points which we must work towards, if we would proceed in a realistic spirit. Now I would like to set before you the other pole of the matter. If you follow it physiologically you can begin from any point you like in embryonic development, whether it be from the development of the human embryo in the third or second month,—or the embryo of some other creature. You can follow the development back as far as ever you can with the means of modern science. (it is in fact only possible to a limited extent, as those of you who have studied it will know.) You can trace it back to a certain point, from which you cannot get much further, namely to the detachment of the ovum—the fertilized ovum. Picture to yourselves how far you can go back. If you wished to go still further back you would be entering the indeterminate realm of the whole maternal organism. This means that in going back you come into a kind of chaos. You cannot avoid this, and the fact that it cannot be avoided is shown by the course of scientific development. Think of such scientific hypotheses as the theory of “Panspermia” for instance, where they speculated as to whether the single germ-cell was prepared out of the forces of the whole organism, which was more the point of view of Darwin, or whether it developed in a more segregated way in the purely sexual organs. You will see when you study the course of scientific development in this field that no little fantasy was brought to bear on the attempt to explain the underlying genesis, when tracing backward the arising of the germ cell from the maternal organism. You come into a completely indeterminate realm. There is little but speculation in the external science of today as to the connection between the germ-cell and the maternal organism. Then at a certain point in its development this germ appears in a very definite way, in a form which can be grasped at least approximately by mathematical or at any rate geometrical means. Diagrams can be made from a certain point onward. Many such diagrams exist in Embryology. The development of the germ-cell and other cells can be delineated more or less exactly. So one begins to picture the development in a geometrical way, representing it in forms similar to purely geometrical figures. Here we are following up a reality which in a way is the reverse of what we had in Astronomy. There we pursued a reality with our cognitional process and came to incommensurable numbers; the whole thing slips into chaos through the process of knowledge itself. In Embryology we slip out of chaos. From a certain moment onward we can grasp what emerges from chaos through forms that are like purely geometrical forms. Thus in effect, in employing Mathematics in Astronomy we come at one point into chaos. And by pure observation in Embryology we have at a certain point nothing before us but chaos; it all seems chaotic at first, observation is impossible. Then we come out of chaos into the realm of Geometry. It is therefore an ideal of certain biologists—a very justifiable ideal—to grasp in a geometrical form what presents itself in Embryology; not merely to make illustrations of the growing embryo naturalistically, but to construct the forms according to some inherent law, similar to the laws underlying geometrical figures. It is a justifiable ideal. Now therefore we can say: When in Embryology we try to follow up the real process by observation, we emerge out of a sphere which lies about as near to our understanding as that which is beyond the incommensurable numbers. In Astronomy on the one hand, we proceed with our understanding up to the point where we can no longer follow mathematically. In Embryology on the other hand our understanding begins at a certain point, where we are first able to set to work with something resembling Geometry. Think the thought through to its conclusion. You can do so, since it is a purely ‘methodological’ thought, that is to say the reality of it is in our own inner life. If in arithmetic we reach the incommensurable numbers,—that is, we reach a point where the reality is no longer represented by a number that can be shown in its complete form—then we should also begin to ask whether the same thing may not happen with geometrical form as with arithmetical analysis. (We shall speak more of this in the next lecture.) The analytical process leads to incommensurable number. Now let us ask: How do geometrical forms image the celestial movements? Do not these images perhaps lead us to a certain point. Similar to that to which arithmetical analysis is leading when we reach incommensurable number? Do we not in our study of the heavenly bodies—namely the planets—come to a boundary, at which we must admit we can no longer use geometrical forms as a means of illustration; the facts can no longer be grasped with geometrical forms? Just as we must leave the region of commensurable numbers, it may well be that we must leave the region where reality can still be clothed in geometrical (or again arithmetical, algebraic, analytical) forms, such as in drawings of spirals and other figures derived from Geometry. So, in Geometry too, we should be coming into the incommensurable realm. In this sense it is indeed remarkable that in Embryology, though arithmetical analysis is not yet of much use, Geometry makes its presence felt pretty strongly the moment we begin to take hold of the embryological phenomena as they emerge from chaos. Here we are dealing, not indeed with incommensurable number but with something that tends to pass from incommensurable into commensurable form. We have thus sought to grasp reality at two poles: On the one hand where the process of cognition leads through analysis into the incommensurable, and on the other where observation leads out of chaos to a grasping of reality in ever more commensurable forms. It is essential that we bring these things before our minds with full clarity, if we would add reality to what is presented by the external science of today. In no other way can we reach this end. I should now like to add a methodical reflection, from which we can tomorrow make our way into more realistic problems. In all that we have spoken of hitherto, we have been taking it for granted that the cosmic phenomena have been approached from the standpoint of Mathematics. It appeared that at one point the mathematician comes up to a limit—a limit he encounters too in purely formal Mathematics. Now there is something underlying our whole way of thinking in this realm, which perhaps passes unnoticed because it always wears the mask of the ‘obvious’ and we therefore never really face the problem. I mean the whole question of the application of mathematics to reality. How do we proceed? We develop Mathematics as a formal science and it appears to us absolutely cogent in its conclusions; then we apply it to reality, without giving a thought to the fact that we are really doing so on the basis of certain hypotheses. Today however, sufficient ground has already been created for us to see that Mathematics is only applicable to outer reality on the basis of certain premises. This becomes clear when we try to continue Mathematics beyond certain limits. First, certain laws are developed,—laws which are not obtained from external facts, as for example are Kepler's Laws, but from the mathematical process itself. They are in fact inductive laws, developed within Mathematics. They are then employed deductively; highly elaborate mathematical theories are built upon them. Such laws are those encountered by anyone who studies Mathematics. In lectures given recently in Dornach by our friend Dr. Blumel, significant indications were given of this line of mathematical research. One of the laws in question is termed the Commutative Law. It can be expressed in saying: It is obvious that \(a+b\) equals \(b+a\), or \(a•b\) equals \(b•a\). This is a self-evident fact so long as one remains within the realm of real numbers: But it is merely an inductive law derived from the use of the implicit postulates in the arithmetic of real numbers. The second law is the Associative Law. It is expressed as \((a + b) + c = a + (b + c)\). Again this is a law, simply derived by working with the implicit postulates in the arithmetic of real numbers. The third is the so-called Distributive Law, expressible in the form: \(a (b + c) = ab + ac\). Once more, it is a law obtained inductively by working with the implicit postulates in the arithmetic of real numbers. The fourth law may be expressed as follows: ‘A product can only equal zero if at least one of the factors equals zero.’ This law again is only an inductive one, derived by working with the implicit postulates in the arithmetic of real numbers. We have, then, these four laws; the commutative law, the associative law, the distributive law, and this law about the product being equal to zero. These laws underlie the formal Mathematics of today, and are used as a basis for further work. The results are most interesting, there is no question of that. But the point is this: These laws hold good so long as we remain in the sphere of real numbers and their postulates. But no thought is ever given to the question, to what extent the real facts are in accord with them. Within our ordinary formal modes of experience it is true, no doubt that \(a + b = b + a\), but does it also hold good in outer reality? There is no ascertainable reason why it should. We might be very astonished one day to find that it did not work if we applied to some real process the idea that \(a + b\) equals \(b + a\). But there is another side to it. We have within us a very strong inclination to cling to these laws; with them therefore. We approach reality and everything that does not fit in escapes our observation. That is the other side. In other words: We first set up postulates which we then apply to reality and take them as axioms of the reality itself. We ought only to say: I will consider a certain sphere of reality and see how far I get with the statement \(a + b = b + a\). More than that, I have no right to say. For by approaching reality with this statement we meet what answers to it, and elbow aside anything that does not. We have this habit too in other fields. We say for example, in elementary physics: Bodies are subject to the law of inertia. We define ‘inertia’ as consisting in the fact that bodies do not leave their position or alter their state of motion without a definite impelling force. But that is not an axiom; it is a postulate. I ought only so say: I will call a body which does not alter its own state of motion ‘inert’, and now I will seek in the real world for whatever answers to this postulate. In that I form certain concepts, I am therefore only forming guiding lines with which to penetrate reality, and I must keep the way open in my mind for penetrating other facts with other concepts. Therefore I only regard the four basic laws of number in the right way if I see them as something which gives me a certain direction, something which helps me regulate my approach to reality. I shall [be] wrong if I take Mathematics as constituting reality, for then in certain fields, reality will simply contradict me. Such a contradiction is the one I spoke of, where incommensurability enters in, in the study of celestial phenomena.
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61. The Origin of the Animal World in the Light of Spiritual Science
18 Jan 1912, Berlin Translator Unknown Rudolf Steiner |
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If we must say that such developments in recent mental life can show us—so to speak—how notable thinkers standing firmly upon the grounds of natural science, not only with regard to their convictions but also their comprehension, do not refer to the earth at all as the glowing liquid lifeless gas ball of the Kant-Laplace, but look upon the earth at its origin as a huge living being, in order to be able to explain that what is living today, this fact can, in some respects, teach us that it is, indeed, not so easy to trace back the living to the lifeless. |
On the other hand, however, we must emphasize again and again that no explanation will succeed in making it logically plausible, if only to some extent, that the manifoldness of the living beings could have, in earth evolution, developed out of a mere nebular organization, as assumed by Kant-Laplace's theory; unless we had, so to speak, to take up the expedients of the most recent mental attitude, if we would reconcile the origin of the organic or animal world with this idea. |
In a certain regard, Spiritual Science shows us something similar to what Fechner and Preyer have pictured to themselves by mere intellectual conclusions (deductions); namely, that the earth at and since its beginning has been a living being, which contained in itself gas and vapor, not only in a lifeless manner, as the theory of Kant-Laplace assumes. This theory can be explained very easily to the simplest pupil by saying: Look here, by mere rotation something can split off from a drop of a liquid, if we let it rotate, and as a little drop is thrown off it rotates around the big drop—thus in this way we originate a world system on a small scale. |
61. The Origin of the Animal World in the Light of Spiritual Science
18 Jan 1912, Berlin Translator Unknown Rudolf Steiner |
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If it was already somewhat difficult from the point of view of the ideas ruling at present to explain the origin of man spiritual-scientifically (what should have been done in the last lecture of this cycle) it will be today still less easy to speak about the origin of the animal world. For, if on the one hand the difficulty results from the fact that everything concerning the animal world is still much more remote for the human observation—at least seemingly—than everything concerning nature and essence of man, so on the other hand a quite special difficulty must arise because according to the present world conception, an influence of spiritual events, spiritual causes on the development and origin of animal existence will not at all be admitted. Instead, we find that in the course of the development of our mental life in the last periods the notion is formed quite specially that exactly the same causes, powers and realities partake in the development of animals' life as in the development of the lifeless, so-called inorganic nature, and we know that the greatest triumphs of natural science have been realized just in this sphere of the so-called pure natural development of living beings. Now we must certainly say, on the one side the great longing aims at a pure natural development—as one usually says—that means such a development that only considers those powers which also rule in lifeless existence, and we see on the other side how a research moving in this direction thinks to hurry from triumph to triumph—nay, if we interpret it in the right sense, even does so. Nevertheless, on the other hand we can perceive how deeper thinkers who stand entirely on the basis of facts of natural science, and who are also fully acquainted with that which natural science has brought forward in recent times, are not in a position to share the opinion of those thinkers who want throughout to derive life from a mere union or a mere combination—although from a very complicated one—of those powers and events which are also present in lifeless nature. A great part of the thinkers of the present and the recent past did not take much trouble saying: up to a certain time probably the development of our earth has principally consisted in unfolding out of itself lifeless processes, and at a certain point of time some materials have joined in such a complicated way that the simplest living beings originated ... where after then the development progressed in such a way that out of these simpler living beings, in the struggle for life and in adaptation to the surrounding, so to speak, more and more complicated living beings have developed up to man. But in contradiction to this idea many philosophers of recent time have argued that it is impossible to think that at any time, that which can be called in the real sense an original procreation or an issuing forth of the living from the lifeless, could arise out of a mere union of lifeless matter. To such thinkers mentioned above Gustav Theodor Fechner, a man of genius in many ways, belongs. Because really important progress in natural science in various regions is connected with this personality, we should truly not pass by so lightly the theories of such a thinker as it is generally done today. Gustav Theodor Fechner cannot understand that the living ever could have developed out of the lifeless. It is much more obvious to Fechner to imagine that the lifeless can go forth out of the living through processes of isolation, because we see indeed that the inner life process of the living beings excretes the materials which, after having served a certain time in the life process, pass over to the rest of nature and belong then, as it were, to lifeless, to inorganic processes. So Fechner can well imagine that our earth at its starting point has been a single whole living being. This huge living being “earth” has done its breathing—so to say—from the cosmos and has perhaps also taken its nutrition from the (space of the) universe. Out of the entirety of this huge, enormous organism, which has once been our earth, on the one hand, living beings have developed as through a special constriction of that which in the huge earth organism has been living organs only, which thus became independent. And on the other hand—so Fechner imagines—those substances which today belong to the lifeless nature processes were excreted in a similar way as today substances are excreted from an organism after having served the living processes for a certain time. Thus, on the lines of this thinker, not the living came forth from the lifeless, but the lifeless came forth from the living. In a similar way, perhaps in a still more fantastic one, the natural investigator Wilhelm Preyer forms his own imagination. He has proved his legitimacy, his qualification for speaking about natural science not only through his abundant physiological and biological research, but also through his publications about Darwinism. Preyer also pictured to himself that the earth, at its starting point, was a kind of living being; he was always disinclined to speak of something lifeless in an absolute sense. He says we have really no right to look upon a flame as a kind of life process on the lowest level, a life process which is simplified, and has descended from a higher level; just so such life processes as we observe today could have developed in ascending. What Preyer means is: when a flame is burning, then it seems as if something like a life process is displayed to us in the consuming of the matter, in the entire method and way in which the burning, as a fact, presents itself to us. And he therefore supposes that it may not be out of the question that the earth itself was a huge life process, a life process that took place, nevertheless, under quite other conditions than the life processes of today. And so we see the most curious imagination has issued from the head of an investigator of nature, which Preyer expresses as follows: The earth could have been at the starting point of its evolution a huge enormous organism, the breathing of which we have to look for in the glowing vapors of iron, the blood flow of which we have to imagine in the glowing liquid metals, and the nourishment of which must have been brought about through meteorites drawn from the universe. This is certainly a peculiar life process, but this natural investigator thinks he couldn't go in another way if he were to trace back, not the living from the lifeless, but the apparently lifeless from the original living. And that which appears to us today as our life, in various realms appeared to him only as a life shaped especially, whereas the life of a burning candle seemed to him as a life formed backwards, in a certain way, so that the latter may appear to us outwardly as lifeless. If we must say that such developments in recent mental life can show us—so to speak—how notable thinkers standing firmly upon the grounds of natural science, not only with regard to their convictions but also their comprehension, do not refer to the earth at all as the glowing liquid lifeless gas ball of the Kant-Laplace, but look upon the earth at its origin as a huge living being, in order to be able to explain that what is living today, this fact can, in some respects, teach us that it is, indeed, not so easy to trace back the living to the lifeless. Yes, we even must say that just the (human?) spirits having struck out in a new direction who have obtained the greatest results of research in natural science recently, cannot teach us that natural-scientific thinking has traced back all living to the lifeless, and that in this regard, natural science would just contradict what Spiritual Science has to say: that all substances, and then in general, all life can be traced back to spiritual causes. It is indeed true that the great results of natural science performed by Darwin or Lamarck or other pioneer spirits exclude any regard of spiritual causes, fundamental for these phenomena. I have already, several times, pointed out a notable passage in Darwin's publications, in which this great pioneer points out the way in which he succeeded in showing the metamorphosis of one form of life into another, and how, by this experience, it seemed to him quite well possible to trace back today's complicated living beings to earlier, perhaps less complicated living beings and thus explain the variety of today's life forms, perhaps by means of a few differentiated original life forms. But then Darwin says, in a very characteristic manner: (in this way) we succeeded in tracing today's various forms of life back to an original one and in explaining the life of today, in its multifariousness, through evolution. But Darwin is speaking of these original forms of life in such a way that he assumes that—as he says literally—“the Creator once has poured life into them.” Yes, we may say outright that this natural investigator, Darwin, working in the midst of the 19th Century, was convinced he was authorized in his explanation of the metamorphosis of the species in living nature, by just simply assuming that he retraced back the development in nature to issue from the Creator. As we can know from Darwin's whole manner of thinking, he must have realized at once the insufficiency of his explanation if he were not permitted to assume the action of spiritual realities at any point in earth evolution. He felt himself firm and strong on the grounds he took a stand upon, just by saying that if we could assume there was life in its simplest forms created out of the spiritual, then we also could expect of this life of simplest forms full of such impulsion power, such impetus that it was able to transform itself to complicated and manifold forms.—And in a stronger sense, this can be applied to Jean Lamarck, who was the first to speak about the natural development of living beings to more and more complicated forms through adaptation to their surroundings. We see that Lamarck's idea is the following: We may assume a development from the outwardly unaccomplished to the outwardly more and more accomplished, because by so thinking we are not at all in contradiction to evolution as a whole being interwoven with, and inspired by, spiritual fundamental forces. How else could it be possible that there is a passage in one of Lamarck's fundamental works, which we can take quite literally, and which is just significant for the way and manner characteristic for earlier natural-scientific thinkers. Lamarck says in his “Philosophie Zoologique” (“Volksausgabe's Leipzig”, ed. Alfred Kroener, p. 21):
“As it had not been taken into consideration that the individuals of one specie must remain unchanged as long as the conditions mainly influencing their manner of life don't change, and as the ruling prejudices are in accordance with the assumption of this progressive generation of similar individuals, it is assumed that every specie is unchangeable and as old as nature, and that they are separately created by the sublime Originator of all things.” Lamarck is conscious that he must break with the concept of the one and only creation of all species at their starting point, and that he must imagine the species, now around us, as having arisen through evolution. But then he continues as follows:
Thus speaks he to whom one appeals today—quite rightly—when one speaks about the doctrine of evolution. But at the same time we see that this man has thereby pointed out to himself his program in the most distinct way. What is this program? Lamarck argues that by ascertaining through observation all that is of service to the mere natural observer, the possibility results of imagining that organisms have gradually developed in a running(?) succession; however, we must also imagine that spiritual impulses were originally holding sway in the entirety of evolution, otherwise we have no firm basis at all. We recognize this by all means as the conviction of the pioneer Lamarck. And certainly in this case we must say: Thus this natural investigator has traced for himself his special program by restricting himself to the species of the outer world, and by not ascending farther to that which must be spiritually fundamental for the whole process of evolution. He consigns the spiritual to a world into which he is not inclined to penetrate, and which he presumes, from the outset, to be a region of total, unimpeded Will of the Creator—but he restricts himself to the presentation of what has emanated out of this Will of the Creator and what issues forth in the progress of evolution. Now on the other hand we must again say, as matters stand today, that it can never result from the experiences or research of the natural-scientific observer, that at any time the living could have developed out of the lifeless on our earth, in the conditions which are available for today's external observation. The imagination that the living developed out of the lifeless is by no means a new one—it is, in truth, the older one. In this regard I have already emphasized that it was a great progress in natural science, if one goes back only about two centuries ago, when Francesco Redi spoke the sentence: “Living can only go forth from living.” It is interesting that throughout all the earlier centuries before Francesco Redi's time, it was assumed that not only simple, but also even very complicated, living beings could come forth out of mere lifeless matter. Not only was it assumed that out of the mud of the rivers, something lifeless for the outward consideration—lower animals such as rainworms, for instance—could develop without a living germ of the rainworm ancestor put into the mud, but it was also systematically assumed that animals up to the insects or still higher ones, could develop out of lifeless matter. It is interesting that we find in a work of St. Isidor, who died in 636, that it is quoted quite systematically that out of an ox corpse—that means something gone over already into the lifeless—that if it is beaten enough, a species of worms would develop which could become bees. Indeed, this man at the head of the erudition of his time not only indicated how bees could come out of an ox corpse, but he also tells us how in the same way hornets can develop out of horse corpses, drones out of mules and wasps out of donkey corpses. And as if this were not enough, it was alleged up to the 17th Century how mice, eels, and frogs originate out of that which is already transformed into the lifeless. And the belief that life can originate out of the lifeless in the simplest way, this belief was so strong that Francesco Redi narrowly escaped from the fate of Giordano Bruno, because he was so bold as to proclaim that the living can only originate from the living; for the supposition that living beings can originate out of lifeless matter could only depend on inexact observation, because the living germs of the living beings must have been already in the river mud if living should originate. Spiritual Science must add to the achievements of Francesco Redi the sentence that the spiritual can only originate from spiritual. And because the entirety of earth evolution finally culminates in the spiritual, as it presents itself in a simple way and on an inferior level in the animal world, on a higher level in normal man, and on the highest one in the human spirit itself, thus this spiritual likewise originating itself at last out of the seeming unspiritual, can only be traced back to an original spiritual. If Spiritual Science is compelled today to state this fact, as we have heard in the earlier lectures and also in the past years in these cycles of lectures, and if in order to confirm further entirely in every region the sentence: “the spiritual can only originate from spiritual” it says, all that appears to us as matter is only a transformed spiritual—then it (Spiritual Science) is today not doomed to the fate of Francesco Redi or Giordano Bruno (for other things are now in fashion and people are no longer burned), but suffer other fates. It has today, anticipating, advocating a truth which will familiarize itself with the cultural life as likewise the sentence “living can only originate from living” has done, and therefore man will consider Spiritual Science as a revere, as something which is by no means based on the fundamentals of a real, scientific knowledge. Now, at first an outline of what Spiritual Science has to say from its point of view about the question of the origins of the animal world will be outlined. Then it will be shown how the comprehension of Spiritual Science about the origin of the animal world can be entirely reconciled with the acquisitions of natural-scientific knowledge of the present, for I have set myself the task in these lectures to harmonize what Spiritual Science produces out of itself with the acquisitions of natural science. Spiritual Science as such cannot go back to that which Gustav Theodor Fechner or Preyer have assumed as the original earth organism. On the other hand, however, we must emphasize again and again that no explanation will succeed in making it logically plausible, if only to some extent, that the manifoldness of the living beings could have, in earth evolution, developed out of a mere nebular organization, as assumed by Kant-Laplace's theory; unless we had, so to speak, to take up the expedients of the most recent mental attitude, if we would reconcile the origin of the organic or animal world with this idea. Then we would arrive at the method of thinking of the Swedish investigator Svante Arrhenius, today indeed very much admired, but not less fantastic: that germs of living beings got planted into the earth, from the space of the universe, by “compression (gravitation) of radiation” just—let us say—at the right time, when the earth was in a state to receive such germs. Everyone will realize very easily that such an explanation is no explanation, for we have then to explain where and how these living beings originated, even if they are only flown as simple germs into the earth through compression (gravitation) of radiation. Spiritual Science must go back to a form of the earth where the earth does not present itself to us as so occupied and populated by such living beings as we know today. In a certain regard, Spiritual Science shows us something similar to what Fechner and Preyer have pictured to themselves by mere intellectual conclusions (deductions); namely, that the earth at and since its beginning has been a living being, which contained in itself gas and vapor, not only in a lifeless manner, as the theory of Kant-Laplace assumes. This theory can be explained very easily to the simplest pupil by saying: Look here, by mere rotation something can split off from a drop of a liquid, if we let it rotate, and as a little drop is thrown off it rotates around the big drop—thus in this way we originate a world system on a small scale. But doing this, we forget that we ourselves have moved this drop by rotation and that, in case such an event should have indeed happened once on a large scale—namely, that the planets have split off by means of the rotation of a gas ball—then a giant professor or a giant teacher must have ruled in the cosmos, for if we exercise an experiment we must consider all conditions and not forget our own part. If it is already impossible to explain from what we know at present the splitting off of the planets, from a gas ball which at any time may have existed, it is far less possible to explain life in a planetarian life without something living, if only lifelessness existed beforehand. Spiritual Science leads us back to an earth which, indeed at its starting point, was not only full of life, but also spiritualized, impregnated, by spirit, so that we have to trace back earth evolution to an originally spiritualized earth being. If we picture this spiritualized earth being to our senses, as it were, in an image, this being would present itself to us in its substance in such a way that we have, comparatively around us today like the last reminders of this original state of the earth, moving, but not formed, living matter in the most inferior organisms, which are really not quite exactly easy to define as plant beings or animal beings. These most inferior organisms could really be defined as flowing life, for they appear at first as a round drop which changes its matter, so to say, through no outward cause with regard to shape and situation—lengthens into tentacles or feet, creeping over the ground, but has in itself no distinct shape. If we picture to ourselves these inferior organisms, this original life substance, then we have before us, in the sense of Spiritual Science, the whole of the original earth matter, and within this earth matter nothing at all that we have today as lifeless matter. The whole earth matter is, so to say, a living but still unformed substance, and Spiritual Science must imagine, aside from this unshaped substance, that which we call the formative principle, the transcendental formative principle, as something purely spiritual at the starting point of earth evolution. We can imagine today what the earth had been at the starting point of its evolution along the lines of Spiritual Science, by imagining, as we have often done in previous lectures, the sleeping human being. Then we picture to ourselves sleeping man—we have the physical body, lying in bed, and this physical body is permeated with that which in a spiritual-scientific way we no longer call a material bodily form: the etheric body—but outwardly, comparatively, in the sphere of this physical body we have that which is within this physical body during the waking day life: the living life of the soul, which we call the connection between the ego and the astral body of man. So we have before us in man who is awake, the inner mental essence, or essential part of the soul nature, permeating the external bodily nature; but in sleeping man we have the external-bodily secluded from the inmost soul life. The inner soul life is unconscious in sleeping man of today. It is, as it were, not permeated with a real inner content, at least not consciously. But for a real thinker it is impossible to imagine that the sleeping man really still has this in himself, or that what is living and acting in sleeping man also brings about the appearance of soul life itself during waking. What else can we imagine, when we proceed to really logical thinking? Today we can only sketch it in rough outlines—but anyone who thinks logically cannot as a result come to any other conclusion—we can imagine nothing else than that the man, who is awake, practices, expresses his soul activity through the organs of his body, so that the man who is awake needs his bodily organs in order to develop consciousness, and that the bodily organs must be formed in such a way that when enlivened from the soul principle, they can be the bearers or mediators of the life of consciousness. But a man can never imagine that, by means of inner, living, organic action, that which comes into our consciousness as inner soul processes while awake can be produced in sleep. We only have to make a simple comparison, entirely sufficient for this purpose, to discover this fact. Instead of the brain let us place, as the soul organ mediating our waking conscious state, the lung which breathes and mediates the life processes. Then we must say the lung breathes only by means of oxygen flowing into it from outside. But the action of the lung does not consist only in receiving the oxygen flowing into it, for the organic action cannot have an influence on the supply of oxygen. We cannot experience anything about the nature and substance of oxygen from the manner in which we nourish and enliven our lung, and the lung cannot be supplied with oxygen from inside, either. But just as we have to imagine the inner life process as going over into the lung, so we also have to imagine the inner life process going over into the brain and other organs during sleeping life. In the evening our organs are exhausted, because soul activity wears out the organs, and they must be impregnated again with a pure life activity in order to again be able to be mediators of soul activity. But just as the mere inner life activity cannot supply the lung with oxygen, the activity of the inner life cannot supply sleeping man with that which we can call the instincts, desires, and passions (emotions) of man. The nature of the soul life is not a consequence or result of the mere bodily activity of man, just as the nature of oxygen, which only unites itself with the lung from outside, is not the result of mere life activity. No one can escape the quite cogent conclusion that just as soul activity must flow into the organs for knowledge of man from outside on the moment of waking, likewise the oxygen flows into the lungs from outside, just as the oxygen as such exists in the outer world and imparts itself to the lung, with the only difference being that the lung is supplied with oxygen not alternately but always, because the lung does not sleep. Consequently, there must be something which, combining with the human ego, flows into the bodily function in the morning, when man wakes, and then works in the human soul organs. Thus we must conclude that in the life during sleep the spiritual is separated and we must regard this spiritual essence, as it were, as something that wakens in the morning apart from our bodily organs, to act as soul organs. Consequently we have, comparatively speaking, in sleeping man a living organism, and floating over him a self-dependent, spiritual one. We must picture to ourselves the following: While we are awake, the soul processes, going on in us—that means the spiritual soul life—can really only effectuate certain processes, doubtlessly parallel with the soul processes in the organism. They are effects of the soul processes and cause fatigue, as it were—processes of dissolution of matter, whereas during sleep the body annuls these processes of fatigue. In a similar way Spiritual Science reveals that the earth, at its starting point, had really consisted of a duality, of something not quite like sleeping and waking man, but that could be compared with what has been, so to say, moving life substance, as the last remainder of the simplest organisms are still today, but that which, in no way, have been organisms transformed into animal or human forms, not even into vegetable, plant forms. And so, if we have to imagine in connection with man's body that which is man's soul content hovering over him in sleep, so we have to picture to ourselves the earth, at its beginning, hovering over what we can call the spirit of the earth, the common, united earth spirit. And within this earth spirit we have to seek that which later becomes form in earth evolution—in this earth spirit we also, above all, have to seek that which affects stimulation of the flowing material substance, so to say the sleeping earth, so that the entire life substance comes into movement in various ways. Thus we have to imagine the stimulating causes as, I might say, spiritual streams from the surrounding of the earth, working into flowing, living matter (substance). At first these causes created in the flowing substance only such forms that did not solidify, but after having formed themselves for the time being, adopted their formless shape again, as the storm whips the ocean and forms it in various wave structures. Formed life must be derived out of formless living. The formative principle itself is to be imagined as a super-sensible, spiritual principle that was connected with the original earth substance. If today we would imagine something similar to this way of working in regard to the earth at its starting point—this reciprocal effect between spirit and matter—so could we imagine a more narrow region, where what happened was similar to what happened at the starting point of earth evolution. (Natural science of the future will prove this). We can still show something that affects unformed life substance. All those processes bringing forth our own spiritual life in brain substance or in blood substance can be compared to the processes which took place, at the earth's beginning, between the spiritual, formative principle and the living substance fundamental to the evolution of earth. Such a thing is not able to be proved along the lines of our thinking today—it is to be proved only by Spiritual Science, that by means already described, for the whole of earth evolution something is produced, similar to what is produced in the single life of man in memory. By the training of certain forces, here also mentioned, which are resting in the depths of the soul, human memory expands, and man's spiritual outlook—and these powers are the same—the development of which enables the spiritual investigator to look immediately into the spiritual earth being. Thus matter and material life can be penetrated entirely by the spiritual view, and material processes in their existence can display themselves in such a way that not only present conditions, but also previous ones out of which they have developed, can confront the spiritual eye as living memory. Just as man in the present carries in himself that which has formed in the life of his soul since his childhood and can therewith follow the line of remembrance, so also he follows his soul life into earlier conditions; he can thus trace it back, how it has been not only now, but decades ago. If the spiritual outlook does not adhere only to external matter, but penetrates the surface of things and into a spiritual basis, then something works within the spiritual that puts man into a kind of world memory, which is also called reading in the Akasha Chronicle (see Rudolf Steiner, From the Akasha Chronicle, Ed. Phil. Anthropos., Dornach). Man is placed into a world memory, and through this he looks back into earlier original conditions of the earth. Proofs are therefore only to be given in such a spiritual way and manner and if these things are then so investigated we have the means at our disposal to confirm what is brought to light through spiritual investigators and which reveal that a full harmony exists between that which things present to us still today, and that which the spiritual investigator must proclaim. For this reason, in a popular lecture one can take no other direction but to reveal what presents itself to the spiritual investigator, and what flows out of immediate spiritual observation, while placed by this spiritual-scientific observation, as it were at the starting point of earth evolution. At the same time, however, we must emphasize that in such conditions which we have to recognize as spiritual, the spiritual is much nearer to material production than the spiritual is today to material production. Today the spiritual uses the counter position, the resistance of the material body, so that it forms the spiritual soul-like in man only to those pictures of the material which we can put before our eyes in our imaginations. We don't accomplish a densification stronger than these pictures. But Spiritual Science is based on the following idea. (The following lectures will draw your attention yet on the origin of matter.) All material being has been originally a spiritual one; once the spiritual was, when it itself had been creating matter, in a more original state, full of will and force, than it is today in man's spirituality. Therefore we have to imagine that what hovered over the earth as spiritual formative principle was more closely connected in a certain way to the original life substance than the soul hovering over sleeping man is connected today to his physical body. Progressing further, we have to imagine that through the interference of the super-sensible formative principle on substance, all that which is today called lifeless nature is originated. We have really to imagine that through the action of the formative principle such matter, which then becomes lifeless, has isolated itself out of a moving and stirred substance. Once again Spiritual Science is, in this way, closely connected with the investigations of Fechner and Preyer. But such unliving matter is again seized in a certain way by the formative principle, now proceeding in this lifeless matter as a crystallizing principle, so that we have to imagine all minerals issuing, going forth, from an originally spiritual, living matter, becoming lifeless and then seized by the formative principle. Therefore, when we speak about crystals, we can speak today not yet about life, but only recognize a transcendental formative principle. In another way, the formative principle was in force in the matter which remained as a living one. If today we put aside plants, we must imagine that under the influence of those substances which separated gradually as lifeless ones from the living one (and which grouped themselves in various ways)—earth differentiated, grouped itself so that we designate firm earth, liquid water, air, and so on. Further we must imagine that during this time the formative principle worked upon the entire living and lifeless substance, and that thereby the living-formed matter is exposed to the external lifeless. And while previously it was throughout only living, in itself, it now had to permeate itself with lifeless matter, because in the course of earth development the principle of nutrition—the taking in of non-living matter into living matter, became important. Thus we see the living, so to speak, taking up the nonliving, which it had previously separated from itself in a certain way. Thereby the living on earth comes more and more into those conditions which signify themselves through the lifeless as the elements—earth, water, air, etc. and the formative principle can act in the necessary way only by forming the living, so that the shapes (forms) are adapted to the external elements. Now we must imagine life on earth in such a way that in the course of time, by means of the formative principle, the living and the lifeless are kept separated in various ways. We must imagine that materials which today are fallen from the heights and are connected with the firm body of the earth, were in a medium earth period still dissolved (diluted), were present in the earth atmosphere as mist. We can absolutely speak about such an earth's age in which such an air veil, as it is today, was non-existent—and we must speak about mists and gasses, which nowadays have been consolidated and united with the earth for a long time. We must imagine the entire distribution of water and air in a middle earth period, in an entirely different way. We must imagine that the formative principle—which we should think of as purely spiritual—by working living substance into the lifeless, formed, matter, had to take from that latter the conditions for breathing, etc. Thus the formative principle had to create in this way the most varied forms adapted to the old earth conditions, which now do not exist at all. However, Spiritual Science now shows that the development progressed in such a way that, in those times, only a part of the living substance, as it were, was really formed and that, when the unformed matter was seized upon immediately by the spiritual principle, a part of the old, moving unformed, living substance was held back. In older times, when the earth was surrounded in quite a different way by layers of matter, which today as it is fall down because of compression, or are present in the inside of the earth in liquid form and literally lead a liquid life—that the formative principle was working, as it were, by crystallizing, into the living, forms which in today's conditions cannot exist any longer. Let us look at such a state, in which our earth did not have at all the planetary shape that it has today. At this time quite obviously other, different forms of living beings must originate, living beings which were adapted to the old conditions, and which nowadays could no longer exist. Now that may easily be accounted for, explained by the fact that many of these life forms had to die out entirely when the earth changed its formation. We find (which is geologically demonstrable and shown by paleontology) that animals have lived which, we have to imagine, were only adjusted, let us say to water, only coming to its present form, but still permeated with quite different substances, and we find other animals, as the saurian species, etc. To be brief: we can meet manifold animal species (forms) which were adapted to the conditions then. Aside from these, other forms originated which were adjusted to the conditions, so to speak, in such a way that they really could no longer be shaped out of the unformed, moving matter by the original formative principle, but which were able to transform themselves through successive generations, and to themselves improve by means of heredity in such a way that they developed the later forms out of the older ones. The new ones were then adapted to the new earth conditions. While those forms which in olden times were so strongly penetrated by the formative principle that they could not be reshaped had to die out, those organizations which had remained more movable in themselves, in which the living was not yet fashioned so strongly, could remodel themselves and thus develop themselves further on in successive generations. With regard to man, development shows itself as follows: In olden times we cannot see him in such forms which can be seen with outer external eyes, but we find him in matter of such a fine, unfashioned moving kind, that in times where animals were already present, he could have become everything. Man was the last to descend out of the unformed into shape, into form. Whereas the animals, which are today on earth, had already earlier taken up the formative principle so that they had to reshape their earlier figure in adapting to the transformation of the earth, man did not prevail himself to descend in solid form, during old conditions, but waited until earth had approximately the distribution of air and water as it now has. As late as then a condensation of the scarcely-shaped matter into the human figure took place for man. Because man entered out of the unformed and into shaped form so late, he appeared so that he is therefore adapted not only to certain specific earth conditions, but to the whole earth. Going back to the animals, however, we must imagine their origin in such a way that determined forms had adapted themselves to quite determined territories of the earth. These animals then got the form, which by no means is still similar to today's offspring, but which was adapted to conditions then. But because they were adapted only to territorial conditions which in certain regions changed quickly, they could develop only in determined limits. But at the time when earth was liable to quick changes, man had not entered into a form, but only later, when it was possible to put formation into his bodily nature over the whole surface of the earth in such a way that he, as man, was adapted to the earth as a whole. Thus man could populate earth as a being which is adapted least of all to external conditions, and most of all to internal motive powers. Man was, from the outset, thus adapted to the formative powers in such a manner that his inner being corresponded with the spiritual, that the formative powers could work immediately in the soul, making his outer physical form an upright one, making his hands as living tools for the spirit, and his larynx a living instrument for the spirit. But all this could only happen when earth had passed through certain principles of formation (Gestaltungsprinzipien). Thus man had to be adapted no longer immediately to external life, but to that which determined out of his inner being, what was his figure and presentation in life (Sich-Darleben)—so that with man, the formative principle determines his figure indirectly through the spiritual, while with the animal the formative principle had to work much more into the lifeless and inorganic. We can today still perceive in animals how they have connected their entire soul life more closely with their bodily nature, whereas man is able to develop a soul life which can lift itself up beyond the life of the body. Let us look at the animal, how its soul life is plunged entirely into the bodily life, as it is formed, how the delight of digestion impregnates the body, how the soul life immediately penetrates the body and shows itself connected with its bodily functions. If we compare the way in which man's soul life lifts itself up beyond the bodily nature as something independent, we will see then that man is fashioned as he is because the animal world, adapted to other conditions of our earthly being, is fashioned out of the unformed earlier than man is. In man, such a soul being independent of the bodily life could become active only because man is able, within his being of soul, to keep the formative principle when he passes through the gate of death, and discards, to begin with, his bodily life. Because the formative principle has seized the animal's soul so much earlier that an intense connection with the bodily life was produced and because the animal thereby had to be entirely absorbed by its bodily life—for this reason that which is experienced in the single animal does not get detached (free) from the bodily life. With man, it gets free; it also keeps a formative principle, aside from the organic, physical substance; it can form a new bodily life again after the time between death and a new birth. Only because being seized immediately by the formative principle, can man's spiritual-soul being have that independence which enables him to go from life to life, which enables him to pass his being in repeated lives. On the other hand, we see that the intense connection with the form of being which had to be produced in animal between alternative principles and living matter, brought it about that the formative principle, when the animal dies, is exhausted in the organic, and that animal's soul falls back again into a general, animal soul-life and continues, not individually, but in a general, animal-like way, in a living on of the animal's group soul, not of a single animal soul. Thus we see that we have to seek the origin of the animal (like) in the fact that that which penetrates into man later and permeates him in a later state, penetrates into the animal earlier. The animal is, as it were, left behind by the continuous principle of development; it is a backward being compared with man, who is an advanced being. We can easily imagine how this formation came to pass through a simple comparison, if we picture to ourselves a liquid in a glass, in which a substance is dissolved in such a manner that we cannot distinguish it from the liquid. If we let this solution stand, then a sediment deposits itself and the finer liquid remains. In this way we have then to imagine the whole progress of earth evolution as the duality of the spiritual forming principle and the living substance below. And in the spiritual principle the formative principle for man is contained likewise. But for man the formlessness in this living substance remains the longest. For the animal, the shaping happens earlier so that in a time when man has, as it were, preserved himself still above in an unformed, thinner, finer substance, the animal being below is already consolidated and lives on in such a way that below it can only get at more and more rigid forms, which change in the course of time. Over against this man, relating to the form, can be traced back only to that which is originally in a formless living, but into which the spirit works as a motive principle and brings it gradually to the present figure. Progressing further on, we also have to imagine the animal forms such that they are not produced from a single animal form; but while here and there certain animals formed themselves, others remained behind that formed themselves later; others again descended still later, etc. And then man descended latest. It is remarkable (peculiar) that that which now has been said is entirely explained in such books as for instance those by Haeckel if we read them in the correct way. Indeed, it is stated that in his external appearance man is to be traced back to the animal. But if we continue the scale (trace back the scale to its source) we see that man at last is to be traced back to something which cannot refer to the present earthly conditions, but to imaginary living beings. And just so with animals—we find those beings to which Spiritual Science points out as hypothetical beings—also in Haeckel's pedigree—only these trace back not to something formed, but to something formless. It is now not possible to argue this further, but it results from my Occult Science that that which presents itself now as earth has developed downward from earlier spiritual stages. That results in one not being able to say at all that Spiritual Science invents again, after all, only something unknown. No! At last the earth is traced back to earlier planetary stages of being, just as man, relating to his present life is traced back to earlier lives. And going back to earlier stages we find as the starting point of all life and of all matter, not only a living entity, but also a spiritual one. We recognize as the starting point of all life the spirit, which we experience in us ourselves. Thus we trace back foundations to the spirit, which is something we have in ourselves, that means to something known, that is in ourselves, while external science traces itself back to something unknown. Spiritual Science is in another, different position as is the present hypothetical doctrine of evolution. Spiritual Science traces evolution back not to something unknown, but to something which has been there, been present, as spiritual, and that also today can be experienced as spiritual. Only the spiritual living in us discloses itself in the same manner as it does in our glass; the thinner liquid is segregated from the more solid substance. The finer spiritual in man even disclosed itself as separated, secluded, just like the finer substance in the glass is segregated from the more solid one, which has been deposited. Thus we must trace back the animal world to the fact that man, in order to cultivate his spiritual nature as he has it today, had to begin with to separate from the whole animal world, so that he could develop himself as a finer spiritual being, above the basis of the animal world, just as in our comparison, the finer substance reveals itself when it has separated out the more solid substance below, on the bottom. Today these events can be pointed out only inasmuch as they demonstrate the origin of the animal world. It must be left for another lecture to explain in detail how the spiritual and soul nature (Seelische) developed later. Still it must be mentioned that the facts of immediate sense perception do not at all contradict this principle, and that it will arrive at the knowledge that progress really could not be otherwise than that set forth today—because do animals present themselves to us so that we need to speak about a special spirituality, only present in man? On the contrary! It will reveal itself to closer observation that there is sometimes much more intelligence among the animal world, and that man must first gain his intelligence, and that perhaps man's priority to an animal exists in the fact that he can achieve his little intelligence. Everywhere we look into the animal world—with the structure of the beaver's dam, of the insects, with the wasps, etc., we see intelligence at work, spirit holding sway, which makes use of the animals. We cannot say that this intelligence is in the single animal. We only need to refer to how certain insects take care of their offspring—there we see that we have a super-sensible intelligence, ruling the species of animals, objective for the animal world, like matter itself is objective for the animal world. This we can perceive when the insect deposits its eggs so that the larva must live in quite different circumstances of life; perhaps the insect itself has lived in the air—the larva must live at first in the water. The insect doesn't know at all the conditions in which the larva must live; thus only an instinct, ruling it, can guide it to deposit the eggs there where the larva can live. Or let us observe animals such as the beaver, etc., which form with their organization, form what we can call outer architecture, grown from within themselves—then we are not far from admitting according to the laws of external observation that intelligence works into animal substance itself. When we look at man, we see that after he is present he has to appropriate, at first, those faculties which are already formed into animals. He is not so far advanced that he has within himself that which the animals have already formed in themselves. That is a measure by which we can see that the animals are formed earlier and that the forming of man is still going on after he is already born. Thus it is no proof that man originated from the apes when the natural scientist Emil Selenka found that the ape nature, in its embryo stage, is much nearer to man's figure, than the later ape's figure. On the contrary, we can assume from this fact that the plan for man's figure was a more original one than that for the ape's figure; only that man realizes his figure as late as he enters into earth evolution. Everywhere natural science shows in its facts that that which Spiritual Science has to say is proved, confirmed, just through the most advanced science. Yes, we could go even farther—I don't shy away from doing so!—and show how natural science today brings to light, as it were, something against their theories, which furnishes full evidence for Spiritual Science. Just if we yield to such results of research as those about propagation of lower animals through the brothers Oscar and Richard Hertwig in 1875 (what later on is confirmed many times) that the principle of fertilization; for instance with the eggs of the sea-hedgehog (echinus)—can be replaced through the influence of acids, that consequently a fertilization can come about out of a seemingly purely inorganic process—it must be said that processes which today are bound to the principle of heredity can only be imagined, and can happen in such a way that they present themselves outwardly, while they have presented themselves quite differently in olden times. Thus we can speak very well about the fertilization of the living nucleus of the earth (which was unformed living matter) by the spiritual formative principle flowing around it, by agreeing with the facts of natural science, so that the living had fashioned (formed) itself out of the formative principle, and that then the lifeless separated from the living which was the uniform substance of the entire earth. Contemplating the origins of the animal world it becomes clear to us that in truth the entire earthly existence reveals itself in such a way that we can understand it only along the lines of Goethe, who has said, but only by way of a hint, in such a way that results concerning the origin of man and animal, have reality for the spiritual researcher. For if we turn our gaze to the whole world, by what means, in truth, does all that which surrounds us gain its real worth, its value? Only, as Goethe says, through mirroring at last in a human soul. For Spiritual Science the natural earth process shows itself really progressing from the oldest forms to the youngest ones, in such a way that everything is composed towards presenting man as the flower of the earth form—as that which finally must be brought forth out of the earth process, as likewise blossom or fruit is brought forth, finally, out of the plant. Thus from the contemplation of the origin of the animal world as a fundamental conviction of spiritual-scientific knowledge, results what we can consider in the following words, enlightening the human being, awakening the consciousness of the dignity of man, which is built up on the basis of every other being (alles uebrigen Daseins), and at the same time really imposing on us a responsibility: because we could become man only because the whole rest of earth evolution was aimed at us, we must prove ourselves worthy of this earth by endeavoring to progress from one stage of perfection to another: for evolution shows us that it is aiming at the shape of perfection of man. And that imposes on us the obligation that binds us not to stand still, but to move upwards to more and more sublime forming of spiritual life. This spiritual life which man carries in him today could be built up only on the basis of what is lower by pushing off what is material. So we must likewise assume that we must push off and leave to lower elements that which we carry in us today in order to develop a still higher spiritual life in us. Considering this, we can say that it is true for man, but also establishes what follows as his highest duty:
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75. The Relationship between Anthroposophy and the Natural Sciences: Anthroposophy, Its Essence and Its Philosophical Foundations
08 Jul 1920, Bern Rudolf Steiner |
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I must say that for decades I had to wage a stubborn battle against Kantianism – a stubborn battle against Kantianism, which, in my opinion, has misunderstood the epistemological problem and thus the fundamental philosophical problem of my conviction. I don't have enough time to go into Kant's philosophy or epistemology, but I can say a few words about what it is philosophically that is at stake when we really want to understand the human being. |
It is necessary so that we can develop the power of love within us, in our entire human organization. Not what Kant raised in the “Critique of Pure Reason” and the like, but what we develop within us as the power of love, that is what prevents us from making things transparent in an intellectualistic way. |
It is therefore due to our organization – in a somewhat different way than Kant described it – that we must first grow beyond what organizes us in ordinary life if we want to penetrate into the depths of nature that can be aspired to and longed for. |
75. The Relationship between Anthroposophy and the Natural Sciences: Anthroposophy, Its Essence and Its Philosophical Foundations
08 Jul 1920, Bern Rudolf Steiner |
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Dear attendees, At the invitation of the local Free Student Body, I would like to speak to you today about the nature and task of the anthroposophically oriented worldview. In a few introductory words, I would like to point out, above all, that this anthroposophically oriented worldview seeks to be in full harmony, firstly, with the most essential cultural demands of the present and - as far as one can recognize them - of the near future. Above all, however, this world view also seeks to be in complete harmony with what has emerged over the last three to four centuries for the development of humanity through what is called the scientific world view. It is fair to say that this anthroposophically oriented worldview, which is still viewed by many people today as nothing more than a sect, the quirk of a few unworldly people, seeks to listen very carefully to what is most deeply moving our time, and to grasp very intensely, so to speak, a matter of conscience for our time, and even more so for the near future. May one not say, esteemed attendees, that for about three to four hundred years, through that which is scientifically oriented world view, many of the old ways of thinking that satisfied the human heart and mind have been has brought man into conflict with man himself, that much that was sacred to centuries, to millennia, has had to be discarded, that science has shown as illusion what older worldviews had counted among their most valuable possessions? And is it not clear from the hardships and catastrophes of our time that the moment has come, the moment in world history, when this scientific world view must now, so to speak, also fulfill what many have expected of it for a long time: that it must once again open up a path to those spiritual heights without which man cannot live after all and from which the old path has taken him? With this question, ladies and gentlemen, the anthroposophical world view would like to be taken very seriously. Now, I am certainly under no illusion that in the short time of a lecture I could convince anyone in this hall of what anthroposophy actually strives for. In a sense, I will only be able to hint at some of the paths that are being taken in this field. And I will be able to suggest a few things regarding the way in which research and questions should be asked in this field of anthroposophically oriented world view. In its essence, anthroposophy is completely different from all other current scientific knowledge. And because its fundamental nature is different, especially from what is usually regarded as the only scientific knowledge today, it is misunderstood in many circles and, one might say, treated badly. In ordinary science, as in life in general, what can be experienced through the senses and what the mind, the intellect, can gain from this sensory world through observation of natural laws and the like is regarded as the sources of human knowledge. In this way, an attempt is made to gain an overview of what is in man's world environment. In this way, one tries to gain insights into man's own position and task within the world order. In a sense, one looks at the human being as he is born into the world, as he can be educated and taught in the ordinary sense of the word, and how he can then, on the basis of this being born into the world, look around scientifically or otherwise in life, solely on the basis of his abilities and qualities inherited as a human being, on the basis of what ordinary education produces. Anthroposophy does not take this view. It appeals to something in the human being that is still actually a rarity in human nature today and that, when humanity fulfills its next cultural task, will have to assert itself in human culture in a completely different way than it is present today. Anthroposophy appeals to what I would call intellectual modesty. I often use a comparison to make clear what I mean by this intellectual modesty – this immediately leads us into the essence of what anthroposophy actually wants to be. If we have a five-year-old child and we give this five-year-old child a volume of Goethe's poems, for example, what will he do with this volume of Goethe's poems? It will probably play with it at first and then tear the book apart; in any case, it will have no idea of what this volume of Goethean poems is actually intended for. If we teach the child, if we bring it up, we will bring it to the point where, as an adult of 17, 18, 19 years of age, it will make a completely different use of this volume of Goethean poems. We can say that the five-year-old child had precisely the same relationship to the book as the seventeen- or eighteen-year-old. However, the relationship of the seventeen- or eighteen-year-old to the book is quite different from that of the child, because something has been cultivated in him, something has been drawn out of the depths of his inner being, and this also determines a different relationship to the book than before. Applied to the human being's relationship to nature, to the whole world, what emerges is what I would call intellectual modesty, namely, when the human being decides to say to himself, simply as a human being: however old I get, however I am educated and taught in ordinary life, I stand in relation to the whole of nature and to the whole of the environment in such a way that I relate to it as the five-year-old child relates to the volume of Goethe. And in order to behave differently, I must first bring up from the innermost part of my being something that lies deep within me. Then something will reveal itself to me that cannot be offered to me through ordinary sensory observation, not through the ordinary combining mind, as it is active in conventional life and becoming. That is the essence of anthroposophical world view: that one does not approach the investigation of things as one is, but that one first brings out something that is hidden in the human interior. And only after one has taken one's own development into one's own hands in a certain sense, after one has brought oneself further than one is by being born, by being educated and taught in the usual sense, after one has made oneself a different person, only then does one approach the investigation, the research of things. So, the transformation of the entire human soul life before the exploration of things, that is what initially constitutes the essence of what underlies the striving for an anthroposophically oriented world view. And here I must say that an anthroposophically oriented world view is based on two cornerstones - namely, of scientific life. One cornerstone is the limits of knowledge of nature. In relation to the knowledge of nature, anthroposophy is based on conscientious research, which sets very definite limits to natural research itself, just as an anthroposophically oriented world view seeks to be in full agreement with everything that science legitimately brings to light. But we do, of course, necessarily come up against limits, not by dabbling in some area of natural science, but by immersing ourselves in it objectively and professionally. And we must, after all, set ourselves certain concepts at these limits, of which I would like to present the two concepts of the atom or matter and force today, just to cite one example; many other examples could be cited. We then come to work scientifically with such concepts as force and matter, force and substance. Much philosophical thinking has been linked to such concepts as force and substance. In more recent times, people have even gone so far as to want to found a philosophy of “as if”, that is, they said to themselves, one cannot, after all, gain any very clear, luminous concepts of force and matter, and so one should conduct research in the wide sphere of phenomena, of perceptions, “as if” such concepts corresponded to a reality that one does not know, “as if” they had some justification. It may well be said that it is a desperate world view, this philosophy of “as if”, however plausible it may appear to some people today. We have arrived at one of the cornerstones of human knowledge when we come to this concept, to this borderline concept of knowledge of nature. In our knowledge, these concepts, when pursued only intellectually, become a kind of cross, a crux. The spiritual researcher, the anthroposophist, now tries to deal with this concept in a completely different way than the ordinary philosophers. Ordinary philosophy seeks to continue the intellectual process even at the points where one has arrived at the boundaries of natural science. Spiritual science, as I mean it here, tries to start something completely different in the human soul. Once we have arrived at this borderline concept, one part of the methodology of spiritual science and spiritual research becomes apparent. This part consists not at all of confused or bad mystical meditation, but of systematic, well-structured, thoroughly strict and conscientious meditation. I would like to describe this meditation to you at least in principle. You can find more details about it in the literature, especially in my book “How to Know Higher Worlds”. It is about the fact that one must practice again and again - and I emphasize explicitly, patience and energy are needed for these things. To do research in the chemical laboratory or in the observatory may seem difficult to some; it may seem easy to achieve something by systematically transforming the soul. But anyone who adheres to the truly strict method in this field knows that all research in the laboratory, in the clinic, in the observatory is relatively easy compared to those procedures that are imagined to be easier than they are, and that consist in a transformation of our soul life. It begins with the fact that one initially places strictly comprehensible, simple concepts – let us say, for the time being, those that one has formed oneself, some symbols or the like – at the center of one's mental life. It does not matter, my dear audience, that these concepts, these ideas correspond to a truth, because what matters is what is effected in our soul life by these ideas. What matters is that, to a certain extent, we carry out a strict self-education, a strict self-discipline with these ideas in our intellect. We therefore place such concepts, which we can strictly survey, those that we have formed ourselves or that we have been advised to use by experienced spiritual researchers, at the center of our soul life. We try to shut out everything else from our consciousness and to concentrate solely on these clearly defined concepts. The danger is that at the moment we concentrate on such concepts, our bodily images and memories may indeed fly in from all sides, as if we were in a swarm of bees and the bees were flying towards us, and actually destroy our inner methodology. We have to expend ever greater and greater strength. And what matters is the expenditure of this strength; what matters is that we drive the will, with all our might, into the life of imagination, into the act of imagining, so that we actually grow stronger in this driving of the will into the life of imagination. That is one side of strictly scientific meditation, or rather of meditation that leads to science: that we drive the will into the life of imagination. Such exercises cannot be completed in a few days. Such exercises require years of effort. One must return to them again and again. It is not a matter of completing these exercises in one day. One might say that a few minutes are enough for a day. But to return to them again and again, that is what it is all about. Then one finally experiences how the soul summons up quite different powers from its lowest regions than are summoned up in ordinary life and also in ordinary science. If one applies it by concentrating all possible volitional effort on such self-made volitional content, then after some time, as I said, I can only hint at the principle, the exact You can read more about this in my books. The possibility of approaching the boundary concepts of natural science, such as matter and force and the like, in a way that is not merely intellectual. I could also mention others. Then the following happens: one no longer speculates, one no longer philosophizes at these boundaries of natural knowledge, but one experiences something at these concepts. Something takes place in the soul in the face of these concepts that encompasses experiences that we otherwise only experience when we love outwardly or when we are otherwise immersed in the struggles of our external lives. What matters, my dear audience, is that, by disregarding the external world, we undergo something within ourselves that leads us into a reality that is just as intense for us, that presents itself to our consciousness just as intensely as the external reality that we justifiably touch and work with our hands and feet is otherwise. And when we have worked our way through to a consciousness that is inwardly, in the intellect, willfully strengthened, through concentration and meditation, then what one can characterize as follows finally occurs: Just as one otherwise recognizes red as a color through external observation, just as one recognizes blue, just as one hears C-sharp or C, so, when one has worked one's way through in this way, no longer , no longer using the nervous system or the like as a tool, but by experiencing it at the merely mental level, one recognizes that there is a soul in itself - one knows this in direct consciousness. At this moment, my dear audience, it is where one says the following to oneself through direct experience - I would like to suggest it through a comparison. Let us assume that we are walking along a path that is soaked, we see ruts in the path from carts, we see footprints. If we are reasonable people, it will not occur to us to say: These ruts in the soaked path are caused by forces below the surface that bring the earth into such a configuration that these ruts, these footprints arise. We will say to ourselves: There comes something to the earth's surface that is indifferent to this earth's surface as such, that comes to it from outside; carts, human feet have indeed gone over it, which are indifferent to what the earth forms out of itself. If we really come to know the inner configuration of soul life in the way I have described, then we will see everything that is the physical organization of the brain in such a way that we can say: This is not at all shaped by the inner forces of the bodily constellation, but rather the soul, which we have only just come to know, has worked from the outside in the same way as human footsteps or carts have worked in the softened soil. In other words, dear attendees, one does not get to know the soul through speculation; one only gets to know it by gradually working one's way up to experiencing the soul, by leaving what ordinary life and ordinary science would like to consider the end — the intellectual, the concepts of perception — by leaving that to be the beginning. Once you have reached the point where you have experienced this soul life in this way in direct perception, then, through this method, through this kind of anthroposophical methodology, you are on the threshold of an experiential, tangible grasp of what I human preexistence, the spiritual-soul preexistence of the human being, because this kind of beholding does not lead to speculation about what is called human immortality, but to an immediate insight into preexistence. In the spiritual vision, one sees inwardly, in the soul, that which works in the body and configures the body. One beholds it, and in beholding it, one can also trace it back to before birth or, let us say, before conception. Thus, in its essence, Anthroposophy pursues the idea of immortality differently than ordinary philosophy. Ordinary philosophy seeks to deduce from what is experienced between birth and death that which extends beyond birth and death. Anthroposophy regards even the work of deduction as only a preparation; it seeks to live completely in the process of deducing the borderline concepts, so that it can experience what figures as the immortal in the human being, what is active in him. What fills the human consciousness becomes more active subjectively than we otherwise have it in consciousness. And that is what is really important – I will have to come back to this in the later part of the lecture – that above all, through this methodology of anthroposophy, the human being becomes more and more active. He actually ceases to passively surrender to the course of events, at most to what he has produced in the course of recent times through the arrangement of the experiment, whereby, however, he again passively surrenders to what the experiment tells him. All of this is certainly justified, and it is the last thing that spiritual science would dispute. But beyond that, anthroposophically oriented methodology elevates itself to active thinking, to a thinking that, in the very act of thinking, directly grasps the immortal essence of the human being. I know how much can be said against this experience, which must take the place of ordinary discursive reasoning, but only to the extent that this can be justified philosophically - I will come back to this briefly. I just wanted to show, on the one hand, how this part of anthroposophical methodology, which is based on an evaluation of thinking and on the will's effect on the intellect, actually leads to a truly essential knowledge of the preexistence of the human being. That which is immortal is grasped, which exists in spiritual worlds before conception, before birth, and which cannot be explained from the physical, because it proves itself to be that which works on the physical, and because precisely the physical, the bodily, results - as I will also show in an example in a moment - as that which is shaped out of this spirit. The second important part of the anthroposophical method consists in approaching one's own self in a different way than is usually the case. People usually approach their own self through what is called mysticism in the ordinary sense of the word. Just as the anthroposophist must no longer entertain illusions regarding the limits of knowledge of nature, and must see this knowledge of nature in its true form through the experience just described, so anyone who truly wants to become an anthroposophical researcher must also have no illusions about the deceptions and illusions of ordinary mysticism. Anyone who believes that they can look into the human soul in the way that mystics of all times have described it, and as is often hinted at in religion, will not truly come to know the human self. My dear audience, there is no way to get beyond the element of deception in this way. How much does a person really know of what he has heard here and there, say, in childhood? He needs only to have once lain in a meadow and heard a distant peal of bells. No sooner has this fact entered his consciousness than he has forgotten it again. Decades later, as a man, as an adult, he encounters some event in the world. Something appears quietly within this series of events, something that echoes the almost unnoticed peal of bells. And a whole series of images that one believes to have welled up from within are nothing more than a reminiscence of what we went through in early youth. Anyone who really endeavors to explore the human soul in a more rigorous way than is usual today knows how much human self-knowledge is subject to deception. He knows to what extent what the mystics of all times believed they were drawing from their inner being as some kind of power is nothing other than the transformed, perhaps nebulous, but in any case metamorphosed experience of an earlier age. Just as one must go through what I have just described in order to approach the limits of knowledge of nature without deception, one must not indulge in nebulous mysticism in the usual sense, but one must—again in a different way—systematically train the soul at the other cornerstone of human knowledge. And this can only be done by approaching something that one otherwise pays little attention to in life. We experience our existence between birth and death from decade to decade, from year to year. We passively surrender to many things. We actively and willingly put ourselves into few things. Anyone who wants to become a spiritual researcher in the sense meant here must consider what I would like to call strictly systematic self-discipline as the second link in the path of knowledge. You have to resolve again and again – that is why the path of knowledge takes years, many years – you have to resolve again and again: You want to incorporate these or those qualities – as Nietzsche called it – “into yourself”. You want to make this or that out of yourself. — If I thus acquire the possibility of building a bridge, as it were, between the present and a point in time that may have been five, ten or fifteen years in the past, if I have incorporated something into my soul through my own activity for five, ten or fifteen years, then I am in a position to see the effect of what I have incorporated over the past five, ten or fifteen years – something that I have made my own through self-discipline. In other words, I then perceive how something has become something else today, how it appears as a new element. If I succeed, dear readers, in bringing that which otherwise functions only as will into intellect, concept, representation – as I have thus brought the will into the intellect – then I must now bring the intellect into my life, into that volition which otherwise usually flows past me, as I passively surrender to life. I take my life into my own hands. In this way I try, as it were, to walk beside myself, to look at myself - you just have to do it with the necessary naivety, then you won't lose your naivety of life either. Through such processes one thus becomes, as it were, one's own double. And one arrives at making the life of the will something that one observes, as one otherwise merely observes external nature. If you manage to duplicate yourself in this way, to make yourself into a spectator and an actor at the same time, you have achieved something that manifests itself in a very peculiar way. What you previously only saw as memory now becomes clear to you in a new way. The memory images bring what one experienced ten, fifteen, twenty years ago, and so on, into the present. Now one experiences something quite new, which seems like a transformation of memory. But lest I be misunderstood, I wish to state explicitly: Of course – in all other respects one retains one's ordinary memory; only for spiritual research does one experience the transformation of memory that is to be described. One experiences something like this that one otherwise only experiences in space. In space, let us say, one walks along an avenue. One turns around: you see not only the images of the trees you have passed, no, you see – albeit from a different perspective than before – the trees themselves. In the same way, it rises in consciousness. You look back on your life, but now not just by having the images, the phantasms of the past, but you recognize - just as when you look around in an avenue in space - from the different perspective that you survey life in the immediate present, as if time had become space. What is otherwise memory becomes a completely new mental power, a looking into time. And only now, in a certain sense, do we gain real insight into that mysterious element in our own being, which is just as little known to us as the content of sleep, of dreamless sleep, is known to ordinary consciousness. We gain such insight into the nature of the human will, and we actually gain the opportunity to see this nature of the human will at work in the physical body. And by getting to know the will in this way as transformed memory, one gains an immediate insight into the other end of life, into the post-existence, into that in us which carries us out through the gate of death and into a spiritual world. Again, it is through the development of a very special soul element into an immediate experience that anthroposophically oriented spiritual science wants to penetrate to a comprehensive world view. Now, my dear audience, by dealing with the two cornerstones of human knowledge in this way, knowledge of nature on the one hand, knowledge of the self on the other, by entering on the one hand into the soul itself through the limits of knowledge of nature – not through speculation, but through direct experience -, into the soul itself, and on the other hand, by entering into the element of one's own will - not by dabbling in mysticism, but by methodically developing one's memory through strict self-discipline - one awakens in the depths of the human being that which is immortal in that person. And that seems to me to be a continuation of what, although it is not the external scientific method of the present, is scientific education. I may well confess that it seems to me that the one who, out of blind authority or out of complacency, does not stop at what science has to offer today - this admirable science - but who allows himself to be guided by science in the great question that science imposes on the soul, must, as I have described in my “Riddles of Philosophy”, feel impelled not only to speculate, to philosophize, beyond what science provides, but he must seek to further develop what he applies by experimenting, to a more active intellect, to a more active will. Then he attains to that intensity of soul life of which I have just spoken, where immortality is not speculated but directly beheld. And then, my dear audience, what is described in my book “Occult Science” or in some of my other books, and which to people today still seems like a wild fantasy, will gradually come about as a matter of course, I believe, precisely because of the enigmatic nature of science itself. How do we go about understanding natural science? By strict methods! And anyone grounded in anthroposophy will be the very last to fail to recognize these strict scientific methods. But you see, for example, we are faced with the following. We say to ourselves: We are developing certain geological ideas; and we are trying to gain a picture of the geological stratification of the earth in the present day, based on the starting points of Lyell and other geologists. We then try to gain a picture of the past from this picture, using the well-known methods, by going back millions of years – more or less, of course, the time periods are disputed. Other researchers go millions of years forward by prophetically anticipating this or that about the end of the earth from a physical or geological point of view. We do indeed form a picture of the development of our Earth, and with the Earth, the human being has developed. Now, however, I cannot give a complete insight into the results of spiritual scientific research in the short time available in a lecture. If you look through the relevant literature, you will see that certain things are available. I can only suggest and hint at the way in which things are being sought. Take the example of the human heart examination. We get a picture of how this human heart transforms in the organism over five, ten years and so on. We can then deduce what the human heart was like thirty years ago and can also do this for a person who is forty years old, but not for someone who is only twenty years old. However, we could take the mere deduction further and could proceed similarly, using a very strict mathematical method. We could ask ourselves: What was this heart like thirty years ago? We would not be using a different method from that used by today's geologists if we were to say about this or that layer of rock what it was like millions of years ago, because we forget that the Earth may not have existed before these millions of years, just as man was not there as a physical being at that time. And when we today, according to some laws of physics or geology, assume something prophetic about some end of the earth after millions of years, it is as if we now calculate, according to the degree of change that the human heart has undergone in five years, what that heart was like in a person three hundred years ago. At first glance, this appears to be something tremendously paradoxical. And yet, my dear audience, there is something quite justified for the one who does not delve into the present-day admirable science with his intellect or with what authority has brought him up to, but with his whole soul and with an unbiased human nature. And this science of the present itself can benefit greatly from the kind of approach I have suggested, for it is indeed still the case today that one has few co-workers in the field of spiritual science. Those who one would wish to have as co-workers are truly not laymen or dilettantes – the matter is much too serious for that. As co-workers I would most like to have those who have immersed themselves for years in some field of science, who have learned to work scientifically and who have retained in this scientific work all the impartiality necessary to then reshape the human powers of knowledge and soul forces in the way I have indicated, so that one can then enter into that which leads to a much more concrete, truly realistic knowledge, for example, of human nature itself. Anthroposophy will be the best foundation for an anthropology that can be used for medicine and also for social science. That is why it gave me such great satisfaction – and I mention this because it is very relevant to the matters I would like to discuss today – when I was able to hold a week-long course for forty doctors and medical students in Dornach, where we have established the School of Spiritual Science with an anthroposophical orientation in the Goetheanum. The course was about way in which the bridge between pathology and therapy can be built, which so many people, including doctors, long for today: how this bridge can be built through such an insight into the human being, which can be gained when we no longer think in abstract terms about the relationship between body and soul, but when we come to look into the concrete. I would like to give a small example of this, albeit a somewhat more remote example, but it will be able to point to the concreteness with which spiritual science wants to treat specifically scientific problems. It is now the case that speculation is taking place about the relationship between body and soul; parallelist theories, interactionist theories and so on have been put forward. However, what is missing is a real insight into the soul and spirit on the one hand, which can only be achieved in the way I have described today, and into the physical on the other. The more materialistically oriented worldview suffers from the tragic fate of not being able to master matter. We cannot look into material processes since we have materialism, because the inner workings of material processes are spiritual, and one must first see the spirit in order to recognize material processes. So I would like to show you, so to speak, more as a result of what one comes to in terms of knowledge of a developmental moment of man when one proceeds in a spirit-scientific way. We see how man grows through birth into physical existence. We then see how there is an important conclusion in a certain respect when the human being undergoes the change of teeth around the sixth, seventh or eighth year. This change of teeth is only understood in the right sense if we take into account the whole bodily, spiritual and soul life of the human being, as it changes in this important epoch of life. And we see – I can only hint at it – when we consider the soul, firstly that which I have already dealt with here in lectures that I have given more for lay people. We see how the child, who develops as an imitator until the change of teeth, becomes the being who likes to educate himself under the influence of the authority of his surroundings, how, with the change of teeth, the principle of imitation passes over into the principle of authority. But leaving that aside, if we are able to really look at this human soul life, if we have learned to deepen our observation of the soul - and one truly learns to deepen when one develops everything within oneself that I mentioned today as will and intellect training today, if we look at everything that happens to a person around the time of the change of teeth, then it is noticeable how what first grows in a person as the ability to remember undergoes a certain change with the change of teeth. It is noticeable how, from this period on, our imagination begins to take shape, how it begins to become continuously memorable ideas. And I could show many examples! But I would have to talk for a long time if I wanted to show how the transformation of the whole intellectual soul element shows itself purely empirically around the period of the change of teeth. If one then pursues further what can be investigated in this field, pursuing it with that concrete empiricism that arises precisely from having sharpened one's soul eye through the method I have described , then one finds that the ability to push out the second teeth, so to speak, reveals something that works in the human being throughout the first seven years of life, finally pushing itself out and reaching a climax, a culmination, with the change of teeth. Now, as the teeth change, the soul becomes different. Concepts take shape. The entire ability to remember, which is of course present earlier, is transformed, and by extending the concepts of Goethe's metamorphosis theory to such developments, one recognizes how the soul-spiritual life has emancipated itself from the physical-bodily , how the same thing that later works in the realm of imagination, that is, in the intellectual, has worked in the body - has worked in a formative, plastic way - has reached its culmination in the change of teeth and, after the teeth have been pushed out, shows itself spiritually and mentally. In this way, one follows concretely, no longer abstractly, as one otherwise speculates about body and soul, this formative power, which one later looks at, directly at, when the person brings sharply contoured concepts, not phantasms, out of memory. One follows how it forms, how it drives the forces into the change of teeth. By extending the observation over time, one sees how the spiritual-soul works in the bodily-physical. Then again, when one approaches the human being in the period of life when sexual maturity occurs, one notices how the will element in particular consolidates during this time from the change of teeth to sexual maturity. But it is still active in the body, and one can see from what occurs – in boys it shows in the change of voice, in girls it shows in a different way, but still – namely, how the will takes possession of the human organism between the change of teeth and sexual maturity. While the intellectual emancipates itself, becomes free with the change of teeth, and works independently, the will becomes free by puberty. I would like to say that a purely spiritual element connects with the body, so that this change, which occurs in the boy during the change of voice, clearly shows how the life of the will manifests itself in the body. From these two elements that I have given, you can see how one approaches the human being through concrete observation with spiritual empiricism. But what I have shown there then leads from the human being out into the cosmos, and one learns to recognize it as one otherwise gets to know the external sensory content through sensory perception. Through this spiritual vision, one learns to recognize a deeper, but also a more essential element of the cosmos. For example, one learns to recognize what consists in the cosmic forces in which the human being is embedded, which is effective up to the change of teeth on the one hand, and up to sexual maturity on the other. In one case, it acts as an intellectual force, shaping the body until the teeth change, then it emancipates itself and acts on the other side as a volitional force, which takes hold of the human body intensely at sexual maturity. Now one learns to recognize how that which, as it were, drives out the teeth, what works in the human organism so that it then passes over into the sharply contoured concepts of memory, is the same as what one can only call light in representation. But actually it is all that which bears the same relation to sensory perception as light bears to the eye. One learns to recognize how light is that which actually works in the human organism, and how through the power of light, which thus works in looking with the eyes - but actually it is only the representation, we could speak of the same element for all the senses - that which is otherwise experienced as heaviness is overcome. We see light and heaviness, light and gravitation fighting each other. The cosmic light, the cosmic gravitation is effective in the human being until the permanent teeth have come through. And then again one sees how from the permanent teeth coming through until sexual maturity, gravitation gains the upper hand, how the light-filled, which in turn only represents the rest of perception, is the content of sensory perception, but how gravitation achieves a victory , an inner victory, over this light-filled element and thereby forces the will into the human nature and thereby configures the human being inwardly with what then makes him sexually mature, and guides his organization towards his center of gravity. This insight into human nature, dear attendees, this direct, concrete, empirical connection between the spiritual and the material, is what the anthroposophically oriented worldview offers. It is truly not some nebulous mysticism, but a rigorous method of research, not only as strict as that otherwise usual in science, but much more rigorous, because each individual aspect approached is accompanied by what the soul has made of itself, so that it sees something new in the old. In this way, what is recognized in man in an anthropocentric way is extended into the cosmic, without becoming anthropomorphic. It will be seen that it is a strict scientific method when something like this is developed, as I have been able to sketch out in my “Occult Science”. It is easy for those of you, dear readers, who laugh at such a book because you do not understand all the effort that has been expended and all the paths that have been taken to achieve something like this. But something like this must be said in the present time. The materialistic orientation has led to the inability to recognize matter, but only to speculate about the connection between spirit or soul and body or matter. Anthroposophically oriented spiritual science should teach us to recognize the human being – to truly grasp him as spirit, soul and body – and from there open up the paths into the cosmos, because the human being is something that encompasses everything else in the cosmos. We can conjure up an event that occurred long ago but which we have experienced and which we carry within us in the form of an image — the event is no longer there — from what is in our soul, as an image in us. Because I was once with my mind, with my intellect and feelings and with my perception at this event in life, I can conjure it up. Man was present in all that has ever happened in the cosmos, and thus, when he grasps his whole being, he can really grasp something cosmic - and in a different way than if he had to achieve it externally. As I have described it, inner knowledge also provides a certain cosmology, so that anthroposophy expands into a true cosmology, as I have tried to present it in my “Occult Science”, which may still seem ridiculous to our contemporaries today, but which is based on a strict scientific method, only it has emerged from the nature of anthroposophical orientation. Dear attendees, what may be described as the essence of anthroposophy can, in a sense, be justified philosophically. And anyone who has followed my writings from the beginning, as I tried to do in the 1880s, commenting on Goethe, working out an epistemology, as I tried to do in my little book “Truth and Science”, to establish the relationship between what human inner life is and what is outside in the cosmos, as I then tried to do in my Philosophy of Freedom, to extend this to a complete world-view for the human being, will find that a great deal of effort has already been expended, as far as has been possible to date, to philosophically justify what I would call higher, spiritual empiricism as spiritual science, as anthroposophy. I must say that for decades I had to wage a stubborn battle against Kantianism – a stubborn battle against Kantianism, which, in my opinion, has misunderstood the epistemological problem and thus the fundamental philosophical problem of my conviction. I don't have enough time to go into Kant's philosophy or epistemology, but I can say a few words about what it is philosophically that is at stake when we really want to understand the human being. We can start by looking empirically at how man reaches this limit of knowledge of nature, how he comes to a cornerstone at this limit of knowledge of nature that has not yet been expanded anthroposophically, where he stakes the concepts of matter, force and so on. Yes, the point is that the one who is now able to investigate this limit of knowledge of nature by experiencing it, also comes to why man - and I ask you to forgive me the “why” at this point, it is to be understood as merely rhetorical, not teleological —, why man is organized in such a way that he must, at a certain point, impale concepts that are, as it were, obscure, inscrutable to ordinary consciousness. If we were always able to look into the things of the world, to make them intellectually transparent, including human beings, we would not be able to develop in our human nature what we absolutely must have and develop for ordinary life, especially for ordinary social existence between birth and death: we would not have what lives in us as the element of love. Anyone who studies the connection between knowledge and love in depth will notice that this separation from things that have become intellectually opaque to us, which presents itself to us through the limitations of knowledge of nature, is necessary. It is necessary so that we can develop the power of love within us, in our entire human organization. Not what Kant raised in the “Critique of Pure Reason” and the like, but what we develop within us as the power of love, that is what prevents us from making things transparent in an intellectualistic way. We only attain intellectualistic transparency through the paths I have described today. The human being is organized in such a way that he must buy the power of love around the limits of knowledge of nature. But the human being is the being who, through the power of love, receives his true value and human dignity between birth and death. And on the other hand, we have the other cornerstone, which some people so lightly want to overcome through a nebulous mysticism and which can only be methodically overcome through the self-discipline that I have described today: that cornerstone lies in self-knowledge. Yes, my dear audience, if we could always look into ourselves, if we could gain the knowledge that, as it were, turns time into space, that, in a changed time perspective, makes earlier events experienceable in a supernatural way in a spiritual vision, that tore away the veil of memory, as it were, and allowed us to look into the past and thereby also into the future in a certain sense, if we always had that, then we would see through it, but we would not have the power of memory, of recollections. We need this power of memory just as we need love in our ordinary human lives. Those who know what disruption of memory means for the continuity of the self, who know that this self is based on the power of unimpaired memory, will also be able to appreciate how this other cornerstone must be placed. The power that makes us a remembering being between birth and death is the only thing that makes it possible for us to tear this veil of memory using the spiritual-scientific anthroposophical method and to look into our own inner being in self-insight. So anyone who understands this organization, who, with real psychology, compares what occurs in memory with what is self-knowledge, knows that we must also have this other cornerstone in ordinary human knowledge and life. It is therefore due to our organization – in a somewhat different way than Kant described it – that we must first grow beyond what organizes us in ordinary life if we want to penetrate into the depths of nature that can be aspired to and longed for. But then, my dear attendees, for this anthroposophically oriented spiritual science, if it is inwardly alive on this path, something arises that is very daring today, very daring to express. But what use is it to leave such things unspoken when it depends on them? Anyone who looks at how we have to imagine the world today in terms of the thoughts and ideas that have emerged over the last three to four centuries can never bridge the gap between what arises in the soul as an ethical, moral, social and religious ideal and what arises from knowledge of nature. On the one hand, there are natural phenomena. They lead us, albeit hypothetically or in the philosophy of “as if”, to a beginning, to an earlier state of the physical universe; they then lead us to metamorphoses of this physical universe, showing us how one law, or let us say two laws, but which are actually one, prevails in this physical universe. If these laws prevail in the way that today's knowledge of nature can imagine, then no bridge can be built to the other, to the ethical, to the social, to the religious ideal. And these two laws are the law of the conservation of energy and the indestructibility of matter. If the world in the universe outside, in nature, changes in such a way that matter is indestructible and force, in eternal preservation, only transforms itself, then - then our ethical ideals, our religious ideals, are nothing but smoke that rises, then they are our great illusions. And when the world has long since transformed its substance and its forces in a certain way, then those world experiences that we enclose within our moral ideals, within our religious ideals, and so on, will be carried to the grave, sunk into nothingness. These things are usually not pointed out. But what splits many souls inwardly in the present, what tears many souls inwardly in the present, that is more or less unconsciously present as a result of this complete failure to bridge the gap between knowledge of nature and spiritual grasp of the moral, of the religious, as a mood of the soul. But, my dear attendees, if we experience our own intellect at the limits of knowledge, as I have described it today, then we see how our intellect also belongs only to a certain part of external existence , and that we cannot grasp the beginning of earthly existence with the intellect that we are only really getting to know in the experience described, because this intellect belongs to that which lies only after this beginning and which lies before the end. If we apply this intellect to the whole process, if we go back millions of years or millions of years forward, as geologists and physicists do, then we do the same as if we thoughtlessly talk, for example, about the transformation of the heart as it appears in humans before or after three hundred years. We must be clear about the nature of this intellect: that it does not come close to the other powers of knowledge that we have to acquire in the way described today. With anthroposophically oriented spiritual science, no Rickert or Windelband theory of value is established, where values are supposed to assert themselves out of the blue, without reality. Rather, it opens up for us what we survey in the intellect. We feel obliged to somehow integrate value into the currents of being. But this will be completely impossible as long as we do not overcome the crushing law of the conservation of energy and matter. We must come to think of matter and force as transient. It is only an illusory world that has arisen from our intellect and that leads us to believe in the indestructibility of matter and the conservation of force. It is certain that 19th-century science could lead to nothing else. But for those who see through the world as it has been presented today, what substances and forces are, something that perishes like this year's plants, and what lives in us as an ethical ideal, as a religious idea, is something that we experience as a germ, like the germ in the flower of the present plants. We look at this germ, which is perhaps just a mere point at present; we know that it will be a plant next year when what is surrounding it now as a flower or as leaves has vanished. We see this outer world in a spiritual vision when we apply our intellect to it. We do not get to know it under the principle of the indestructibility of matter and the conservation of energy, but we get to know it as a dispersing one, and the germs in it are what prevails in our souls as a moral element, as a religious idea. What surrounds us today in a sensual way will be dispersed! What grows and thrives within us will be the world of the future, the cosmos of the future. In my opinion, only anthroposophically oriented spiritual science can lead to this bridge between spirit and nature, under today's conditions. Dear attendees, I was allowed to speak these few stimulating sentences here at the request of the “Free Student Body”. I know that they cannot be conclusive or convincing, but they are intended only as a stimulus. However, because I have been given the opportunity to speak on behalf of the student body today, for which I am very grateful, I would like to point out that it is particularly natural for someone who has to look at the world today, who is himself at the end of his sixth decade, to look towards today's youth. In the hearts and souls of today's youth, one really sees the seeds of the future, for one looks back to one's own youth. Four decades ago – and this I would like to say to the esteemed young friends who invited me today – was when people of my age were young. We looked into the world back then, but we were dependent on it, in a sense, we looked into a world of illusions. We were dependent on it back then. It is true that many of the great achievements of external life still awaited people, but the civilized Europe that was present for us at that time also looked different than it does now. Now a man of spirit, Oswald Spengler, is writing about the decline of Western civilization. Back then, three or four decades ago, ladies and gentlemen, was the time when the motto “How did we get it so good?” was perhaps most prevalent – a time, however, when people were very much wrapped up in illusions. The strength of these illusions only dawned on some of those who were of that age when this modern civilization rolled into a terrible catastrophe in 1914. At that time, an infinite pain settled on the souls of the thinking, the waking elders, and they looked back on that time when they were not allowed to say - because the illusions were too great -: We need something that is not just a renaissance, but that is a naissance, that is the birth of a new spiritual life. Now, after years of pain, now, my dear audience, I believe that life is different in youth. Now the great need is here, and now it is evident in all areas that one cannot indulge in the illusion that we have come so gloriously far. But now, I believe, there is something in every waking person, or in the one who can awaken, that leads him to the inner admonition: Use your will! In the external, objective world, everything points to decline. But the Spenglers, those who only speak of decline and even want to prove this decline, will be wrong if that fire asserts itself in today's youth, if that strength asserts itself in youth that wants to awaken the soul to create and to will, because only through the creativity and will of people who are fully aware of themselves can there be improvement today, not through speculating about forces in which we are supposed to believe. No, it must lie in activating the forces that can be found in our own will, in our own ability. Therefore, I would like to end this lecture, for which I am very grateful to the esteemed student body for inviting me, with Fichte's words, which read: “Man can do what he should; and when he says, I cannot, he will not.” If we become aware of the spirit that shines towards us from the universe through spiritual vision, that wages its battles with gravity within us, then this spirit will inspire us to create, and then precisely from the present youth will emerge that which every alert person today must hope for, that which every alert person today must long for. Yes, we need not just a renaissance, we need a naissance of the spirit. It will come to us when today's youth understands and honors their task. |
335. The Crisis of the Present and the Path to Healthy Thinking: Questions of the Soul and Questions of Life: A Contemporary Speech
15 Jun 1920, Stuttgart Rudolf Steiner |
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It becomes so that one loves the spiritual that underlies our morality, our ethics, our morals, our religious impulses, as one loves a loved one, so that what would otherwise remain abstract becomes completely concrete like a being of flesh and blood. Therefore, Kant's categorical imperative, which already disturbed Schiller, had to be overcome by the “Philosophy of Freedom.” Because this categorical imperative intrudes into human life like something to which one submits. And what Kant says, proceeding from a consciousness that must be overcome today if we want to make progress: “Duty! |
Schiller was disturbed by the inhuman categorical imperative of Kant, and he said: “I am happy to serve my friends, but unfortunately I do it with inclination. And so it often bothers me that I am not virtuous.” — “There is no other advice, you must try to despise it, and then, with disgust, do as duty bids you.” |
335. The Crisis of the Present and the Path to Healthy Thinking: Questions of the Soul and Questions of Life: A Contemporary Speech
15 Jun 1920, Stuttgart Rudolf Steiner |
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Dear attendees! When you look at all the circumstances of the present, at the hardship, misery, and hopelessness, and when you look at the causes from which all this has emerged, then, in my opinion, an unbiased view of life suggests itself that the first riddle of our present time is, so to speak, the most urgent riddle: How can humanity unite the paths of the soul with the paths of life so as to work together constructively on building our social and other relationships in the future? Since I intend to provide an addition to some of the things that I have said from the point of view of anthroposophically oriented spiritual science here in Stuttgart for years, you will forgive me if I take up one or the other in a historical way today and thus perhaps give the impression that these links are sometimes more personal than what I have presented here over the course of many years. But that will only appear to be the case. The starting point of my talk today is that I would like to point out how this very question: How can present-day humanity harmonize the paths of the soul with the paths of life? – how this question was in my mind when, at the end of the 1880s and beginning of the 1890s, I was working on my Philosophy of Freedom, published in 1894, as the basis of the world view that emerged for me over many years. For basically, the way it was presented by me at the time, this “Philosophy of Freedom” should already answer the fateful question of humanity posed at the beginning of our deliberations today. I do not intend to talk about the content of this “Philosophy of Freedom” today, but I would like to touch on the intentions underlying this writing with a few introductory words. The underlying intention was to answer the question: How can a person, placed in the present, come to terms with the most important feeling, the most important longing of modern times, with the feeling of freedom, the longing for freedom, in the face of the great social demands of the present? And it is indeed essential, especially in this consideration of the nature of freedom, that we break with the whole way in which we have always asked about the justification of the idea of freedom, of the impulse for freedom. We have asked: Is man a free being by nature, or is he not? — This way of asking the question seems to me to have been superseded by the whole development of modern humanity for our time. Today, after what humanity has been through in the last three to four centuries, we can really only ask: Is man capable of founding a social order such that, as he develops from childhood to adulthood, he can find in it that which he is justified to call the freedom of his being? The question in the Philosophy of Freedom is not whether man is born free, but rather, in this writing, the question is whether it is possible for man to find something in the depths of his being that he can bring up from subconscious or unconscious depths into full, clear, bright consciousness, and whether he can cultivate a free being within himself through this bringing up. And this consideration led me to the conclusion that this most essential element in the development of humanity in modern times could only be based on two things: firstly, on what I then called intuitive thinking, and secondly, on what I then called social trust. And since I did not use these two words to describe something abstract or theoretical, but rather things of reality, things of life, what was meant in my writing was understood very, very slowly, because we live in a time of abstractions, as I have often stated here. We live in the age of theorizing. And when someone asserts something that comes only from a sense of reality and this assertion is then formulated as an idea, people confuse what has been taken from reality and clearly appears in the form of an idea with what lives in them as abstract ideas that have nothing to do with reality. And then they look at what can actually work in people as a real impulse, as something utopian or the like - especially those people who themselves only have utopian ideas in their heads, they see something like this as utopian. What was the idea behind this striving for a universal education of humanity in the sense of the “Philosophy of Freedom”? It was this: that man can never become free if he only takes into his consciousness those ideas that have come to him for three to four centuries from the scientific world view, if he only fills himself with what can be learned from nature. Now, ladies and gentlemen, I have often said here that the objection is raised: But how many people today absorb into their consciousness those ideas that are borrowed from the observation of nature? People think that only a few individuals study natural science and that perhaps those who learn something from natural science recruit others who establish a monistic – or as it is otherwise called – world view, but that this still has no decisive influence on the broad masses of humanity today. It is not so, my dear attendees, it is different. It is the case that, gradually, over the course of the last three to four centuries, we have entered into a spiritual life, into a life in general, which is essentially fed — even now, even in the outermost regions of the country, not only among city dwellers or among the so-called educated — by what flows through our journalistic, newspaper, and book literature: Without being aware of it, people absorb into their imagination what follows from fiction, popular science, and journal and newspaper literature. They fill their souls with it. They may go to church on Sundays and think they are good Catholics or good Protestants, they may indulge in the idea that they honestly believe everything that is proclaimed to them. But in what they are, so to speak, in their everyday lives, the form of their thoughts, the whole configuration of their imaginative life is shaped by what unconsciously flows in from all the sources I have just mentioned. We can determine this by a kind of crucible test: I believe that a large number of you are of the opinion that a certain community wants to instill ancient religious ideas with very intense forces into the life of the present - ancient religious ideas. Who doubts, for example, that the members of Jesuitism are striving to instill ancient religious ideas into the life of the present? That is certainly the case when the Jesuits write about what they believe should be said on the basis of the confession, when they speak about what people should believe, when they speak about what expresses the relationship of people to the church, and so on. But when today the Jesuits write about natural objects, about objects of human nature as well, and believe they should take science into account, then what are these Jesuits? They are the most pronounced materialists. Anyone who follows what a Jesuit presents to the world as secular literature in addition to his theological and religious writing will find that the sole aim of this secular literature is to establish materialism in the broadest sense. One can even form very clear ideas about the why. From this side, efforts are made to remove everything that concerns the soul, everything that concerns spiritual life, from human research and direct human thought. People should not research these questions of the soul and these questions of life, but should devote themselves to what is traditionally available. Everything that concerns the questions of the soul and the questions of spiritual life is thereby set apart from what research is to cover. One must not look at nature, at the real, true environment of life, from the standpoint of the spirit, from the standpoint of the soul, because such research is unchristian from its point of view, is irreligious. But if one is not allowed to research life from a spiritual point of view, then research becomes materialism, because if one is not allowed to bring the spirit into research about matter, then the spirit remains outside of research about matter, and one has only the most blatant materialism at hand. Therefore, in addition to the assertion of all traditional ideas on religious or theological ground, you see the most blatant materialism when [besides theological literature] secular literature comes out of precisely this circle. Today it is of no use to indulge in delusions about these things, only an unbiased examination of them can help. And so it can be said that even those who, so to speak, officially represent piety – how could one not believe that Jesuitism officially represents piety, of course – even those are, as a result of what has taken place in modern times, crass materialists. And so we can naturally always see that people go to church on Sundays and cling to what they do not understand, and during the week only understand that which comes from the basis of the materialistic world view. It is this state of affairs, as I have often emphasized here, that has led us into the distress of the most recent times. For it is easy to see that from such circumstances man cannot find those paths of the soul that lead him to the paths of life. From that which, on the one hand, is an uncomprehended spirit, handed down only traditionally and, to make matters worse, traditionally incorrectly, and from that which is mere materialism, the soul cannot build for itself those paths that lead it into a strong, secure movement along the ways of life. That is why I tried in my “Philosophy of Freedom” to point out, on the one hand, how man must come to not only fill his consciousness with what he overhears from nature, what the newer natural science hands down to him in ideas and images, but it was pointed out that a source of inner life can develop in man himself. And when he grasps this source of the inner soul life, when he grasps that in the soul which does not come from outside through the observation of the senses, but what comes from the soul itself, then he educates himself through this grasping of the intuitive soul content to make free decisions, to will freely, to do freely. And in my Philosophy of Freedom I have endeavored to show that if we follow only what are called the natural impulses, we are always dependent; I have endeavored to show that we can become free only when we are able to follow what develops in the human soul itself as intuitive thinking, as intuitive, pure thinking. This reference to that which man must first conquer in his soul through self-education in order to truly partake of freedom, this reference then led me to the necessity of giving a continuation of what was indicated in The Philosophy of Freedom. I have tried to do this over the past decades through what I call anthroposophically oriented spiritual science. For if one has pointed out that man must draw the impulse of this freedom, intuitive thinking, out of the depths of his soul, then it must also be pointed out what comes out when man turns to this inner source of his soul life. And basically, the explanations in the anthroposophically written works of the following years are only a summary of everything that was pointed out in my Philosophy of Freedom. I have pointed out that there are paths to be followed in the soul to a thinking that does not merely intellectually combine the environment, but that rises from inner vision to the experience of the spirit. And I was compelled to show what one sees when one looks into the spiritual world. However, this must be emphasized today: the nebulous mysticism that many people mean when they speak of this inner source of the soul, that unclear hovering and rambling that surrenders to inner dreams, was not meant. Therefore, however, two things emerged. One is that those people who did not want to turn to the subject of pursuing clear thinking, which is perceived as uncomfortable today, felt little attracted by precisely what lay in the direction of my “Philosophy of Freedom.” That is one thing that has emerged. The other thing that has happened is that, admittedly, a sufficiently large number of wishy-washers and windbags, who want to find everything through unclear, nebulous paths, have latched onto what should be striven for with clarity through anthroposophically oriented spiritual science. It has turned out that this attaching of themselves has brought about malicious spirits enough who today fight against that which people say with whom I have nothing to do and who, by fighting, attach to me everything that the Schwafler and Schwätzer, the nebulous mystics, pull out as their own making from what was meant as most intensely necessary for the culture of the present. For that is what we particularly need on the one hand: clarity of inner striving – that clarity of inner striving that distinguishes the true natural scientist today in his outer striving, but a clarity of inner striving. That is what we demand on the one hand. Not darkness and twilight, not dim mysticism, but bright, clear clarity in all that thinking has to do with. That is one thing. The other thing that should be based on and what I wanted to express through my “Philosophy of Freedom” is social trust. We live in an age in which every individual must strive within his or her own consciousness for the direction of his or her own thinking, feeling and will. We no longer live in a time when people will endure being led only by authority; nor do we live in a time when people truly endure having their whole life organized. Organizing has only emerged as a kind of counterpoint. In 1908, I tried to point out the underlying facts in the following way. I said: On the one hand, there has been a general human force for three to four centuries that people want to be more and more focused on their own individuality, that they want to find within themselves the impulses for all that they actually strive for in life. But while this is deeply rooted in the unconsciousness of many people, something that they do not want to realize because, at heart, they are still afraid of their own innermost being, something has emerged – I would say like a shadow in a strong light – that is opposed to this striving for freedom, this striving for for the individual to live their life as they see fit, something emerged that actually worked against everything that had developed in human nature over long periods of time; something emerged in the last three to four centuries that worked against all urges of human nature, and it grew ever stronger towards the present. I said: While it is actually natural for people today to strive for individual fulfillment, one can see how, because they do not understand themselves in this most modern of pursuits, they actually set the polar opposite goal externally. I characterized it somewhat grotesquely in 1908, but I am sure that even today people will understand me as many did at the time. I said: It seems as if people were not striving for the development of individuality at all, but for such a state, social, social organization that makes nothing else possible for people than that they move in all ways and means of life in such a way that the doctor is on their left and the police - the doctor, so that he is constantly taking care of health, without the person having the slightest need to trust his own judgment about his health; the police officer, so that he ensures that the person finds the direction of life, without the person giving himself this direction of life. Just follow what, despite all enlightenment, despite all the alleged sense of freedom, has been done in this direction in recent times, more or less unconsciously. It had to be said: If we continue in this direction, we will descend into a terrible decline. We can only ascend if we strive to cultivate in humanity that which gradually makes possible a social life together that is filled with complete mutual trust. We must regain faith in people; we must regain faith in the fact that, through appropriate education in the truly human sense, through the development of our humanity, it can become possible for us to get along with each other in the affairs of life that demand something more than just being able to pass each other on the street, and to do so in the same way that we get along with each other when we meet on the street. For when people meet on the street, one goes left and the other goes right; they pass each other without jostling. That is a matter of course. If the source in humanity that I speak of as the true intuition in my “Philosophy of Freedom” is opened, then one can found a social community in the higher matters of life on trust, just as one must ultimately found everyday life must be based on trust, because it is not acceptable for a policeman to approach two people who meet on the street and say, “You have to walk this way so that you don't bump into others.” This matter of course of everyday life can also be brought into the higher life, where the seriousness of life is present and cultivated. Admittedly, two demands were made in that “Philosophy of Freedom” regarding the paths of the soul. One was that we should not be satisfied with the thinking that is popular today, that is popular in everyday life, that is popular in science, but that we should rise to the level of educating that in man which the new time wants: to a thinking that flows from its own source in the soul of man, to a thinking that is full of light and clarity in itself. And here I must again draw attention to the fact that traditional education leads to the opposite of what I have described as a necessary future requirement in my last lecture here. If a person today is educated only by what comes to him from the traditions of the confessions and from the more recent world of ideas in the natural sciences, if he bases his thought forms of everyday life on nothing but on what he has absorbed from the popularized versions of the natural-scientific world view, from popular literature, from literature in general, from journalism and newspapers, then, ladies and gentlemen, then the human being becomes a materialist. Why does he become a materialist? He becomes a materialist because he does not free his thinking from the body, because he does not strive to find that source in his soul that frees the soul from the body; but by doing so, man falls into the dependency of the body in life. Why are we materialists today? Not because we interpret life wrongly, but because we live wrongly. We live and educate our children in such a way that they do not think with their soul, but only with their brain, because the brain can become an imprint of thinking. We switch off the soul and think with the brain. No wonder that we then also speak about this thinking as if it were dependent on the brain; for the greater part of people today it is dependent on the brain. People are materialistic because they have become material with their whole life, because they do not strive to gain freedom through a thinking that breaks away from the body, that becomes free of the body - if I may use this expression today, which I have often justified. The one who wants to develop himself in the sense of today's demands must free his thinking from corporeality. He must transform his thinking into a free mobility of the soul that exists in itself. He must know what it means to think in the mere thought within, not to think in such a way that what is thought is only the result of the brain. The question today is absurd: is thinking only a result of the brain or not? It is a result of the brain if we do not first detach it from that brain. Here I would draw attention to a whole tangle of errors in which present-day humanity is entangled, for we are now in a position, through what humanity has achieved in the course of historical development, to detach our thinking from the body with full, clear clarity. How do you detach it? Not by becoming a spiritual researcher oneself, although everyone can become one to a certain extent if they pay attention to what is written in my book “How to Know Higher Worlds,” in my “Occult Science” and other similar books. But it is not even necessary to do this. One need only accept from the spiritual researcher what he has to say to the world, just as one accepts from the astronomer, the chemist, the physicist what the astronomer, the chemist, the physicist has to say. One need only approach what is to be received with one's common sense. But then one will make a certain discovery. One will make the discovery: No matter how long you follow what the spiritual scientist says with your thinking, which has been trained only on natural science, on today's life, with your material thinking, then it seems to you to be fantasy, enthusiasm, something you have to reject. You only understand what the spiritual researcher says when you realize that thinking can be detached from the body, that you can immerse yourself in the thinking that is drawn in from spiritual worlds at birth or conception, that will be drawn into spiritual worlds when you pass through the gate of death. Detachment of thinking from the body is the first great goal on those paths that must be followed by the soul in today's life. And another great goal is still necessary: when we train the will as spiritual science methodically describes it - it is presented in the books just mentioned - then this will take the opposite path to thinking. Thinking frees itself from the body, it breaks away from the body. But the will, precisely through the training described in these books, will take hold of the body all the more. For this is the peculiar characteristic of modern man, that he indulges in abstractions through the will, devotes himself to abstract ideals through the will, hears abstract commandments from the pulpits, but that these abstract commandments do not enter into his arm, not into his body, not into his actions. The second link in the chain of the education and development of humanity that is meant here leads to the human becoming one in what he experiences as the impulses of the will in his body itself. The spiritualization of the body with the will, the introduction of the will into everything sensual, everything physical and everything social, is what this spiritual science imparts as a second step. And what becomes of ideals when they are, as it were, inoculated into the body in this way, according to the method of spiritual scientific thinking? They are seized by that which would otherwise be directed out of this body only towards the ordinary world of the senses. What gradually awakens in our body during childhood, sensual love, becomes, when a person is seized by spiritual science, so that all ideals too do not remain mere abstraction, that they do not remain mere thoughts, but that they are loved, loved with the whole human being. It becomes so that one loves the spiritual that underlies our morality, our ethics, our morals, our religious impulses, as one loves a loved one, so that what would otherwise remain abstract becomes completely concrete like a being of flesh and blood. Therefore, Kant's categorical imperative, which already disturbed Schiller, had to be overcome by the “Philosophy of Freedom.” Because this categorical imperative intrudes into human life like something to which one submits. And what Kant says, proceeding from a consciousness that must be overcome today if we want to make progress: “Duty! thou exalted, great name, thou that dost not connote anything complaisant, anything that implies ingratiation , but demands submission,” you who ‘lay down a law... before which all inclinations are silent, even if they secretly work against it’ - that must be replaced by the other: Freedom, you wonderful spiritual construct that encompasses everything, to which my humanity would like to surrender in love! Schiller was disturbed by the inhuman categorical imperative of Kant, and he said: “I am happy to serve my friends, but unfortunately I do it with inclination. And so it often bothers me that I am not virtuous.” — “There is no other advice, you must try to despise it, and then, with disgust, do as duty bids you.” Schiller sensitively saw all that was philistine and inhuman in this categorical imperative. He did not yet live in the time when it had to be pointed out — as it has in the present — that what is to be sought in spiritual science combined with the human being, and what makes what is to live spiritually in us an impulse of love, must be sought beyond all natural foundations in spiritual foundations. When such an impulse of love becomes the social driving force among people, then the social community is based on trust. Then the relationship between people is such that what happens between them happens through the experience of each individual person, not because people live like a herd of animals and everything that should be the direction, the path of their lives, is ordered and arranged for them from above by some kind of organization. And so we can say: In the early nineties, I strongly wanted to raise the call for something with my “Philosophy of Freedom” that today is being counteracted by the terrible, murderous opposite in Eastern Europe, and from there contagiously in many other places, and across a large part of Asia. We have just entered into social conditions in modern times that — out of perverse human instincts — sought the complete opposite of what should have been striven for out of the knowledge of the true, deeper goal of modern humanity — that is the terrible 'tragedy of the latest times. But it is also the absolute necessity of the latest times for a striving towards the future that we recognize: the social order must be built in such a way that it can only be built on free thinking, on trust, on what Goethe meant when he wanted to define duty and said: “Duty is when I love what I command myself. Dear attendees, when an education works for the paths of life and the paths of people's souls in such a way that these people, out of a keen interest in their environment, know how they should relate to other people, in that their whole existence is imbued with human dignity, only then can the ideal of modern times be fulfilled. Not through any organization, because it takes away so much of what people today must strive for if they follow their nature, and that must lead not to freedom but to bondage and decline. And I have never made a secret of the fact that, in advocating the 'Philosophy of Freedom' and then the anthroposophically oriented spiritual science built on it, I never made a secret of the fact that I did not care about this or that content, about this or that detail. I have always spoken with a certain irony of those for whom the main thing is to hear: How many parts does human nature consist of? What can be found in this or that region of the spiritual world? — I have always spoken with a certain irony about such endeavors. On the other hand, it was always important to me to answer the question: What happens to the whole human being, to the human attitude, soul, body and spirit, when this person strives not to think as mere science gives it today, not to will as the organizations inoculate it, but to think and will as it is in the sense of the “Philosophy of Freedom” and anthroposophically oriented spiritual science? I always pointed out that thinking, simply by absorbing this spiritual science, becomes agile, that it opens up interest widely to the affairs of the present, that it provides a free and unbiased view of what is necessary and of what is holding back our progress in human development. That there is much that holds back our necessary progress in human development - I may say that it came to me early on, a good forty years ago, when I got to know, through a student of Gervinus, such people who, within German intellectual life, and who, under the impressions made on him by the revolutionary years around 1848, wrote his History of German Literature and his History of the German People in the 19th Century. When delving into Gervinus' history of German literature, one still says today: He actually set the guidelines that all later literary historians followed. He set the broad lines according to which German antiquity, the German Middle Ages, Minnesang and Meistersang, the early days of the German classical period are to be judged. But he also set the guidelines for a healthy assessment of the Goethe-Schiller period. Some of his views may be considered pedantic today – but those who followed him are even more pedantic. And some people today who believe themselves to be at the height of a particularly modern, expressionist era really show through their snobbery a pedanticity that is much greater than that of the old traditions, but I do not want to defend their pedanticity. But there was something strange about Gervinus, this Gervinus, who became quite bitter in the 1770s, so that – despite the fact that he was owed so much – he caused much offence to those who under the auspices of these Siebziger Jahre believed they were sailing into the golden age of Germanness and who, in any case, had no inkling of what was to come from the seeds that were already present in that age. What did Gervinus proclaim as his own well-intentioned conclusion in his history of German literature? He proclaimed the remarkable fact that German poetry ended with Goethe's death. — Just think, my dear audience, the one who first described this German literature with such deep love, he stated at the end of his description that the German people should no longer listen to what comes from all sorts of lyricists and the like, but that they should become aware of what has emerged from the deepest essence of Germanness to the surface until 1832. Beyond that, Gervinus believes, the German people must no longer devote themselves to lyric poetry and drama, to fiction, but to politics, to practical action. The time for practical action has come. In a strange way, the first seed of this came to me; I felt it more than forty years ago, when I received the whole of Gervinus's teachings in this way from Karl Julius Schröer, my dear old friend Schröer, at the Technical University. At that time, I felt something that was a seed of another, which, I would say, is now fully developed. There were a good number of people like Gervinus who, based on a largely justified insight, said that the time of inward contemplation, the time when one withdrew from practical life and strove for spiritual heights, was over. It was now a matter of devoting oneself to practical life. But by observing this germ one could already feel something: that all these people who spoke in this way pointed to practical life in a very abstract, unrealistic way, that they regarded the old ideals as fulfilled, so to speak, and pointed to a new, practical life, but for this practical life they had no impulsive ideas, no impulsive forces. For if one asked Gervinus, for example: What is the spiritual content of what you described so beautifully until 1832? One was given a vast, grand tableau in the presentation. If one asked: What should live in the hearts, in the souls of those people who are now to move out into practical life, who are to lead this practical life, who are to find the ways of life from the ways of the soul? There was nothing, no new ideals were there! And the thought had to arise in the soul: First of all, the world, the spiritual world, must be found, from which the new ideals for a new practice of life can be found; this spiritual world must first be scientifically fathomed, just as the natural world has been scientifically fathomed for three to four centuries. And basically, the time has shown that the world has remained without drawing from these spiritual sources, that it wanted to establish practice, but practice without spirituality - and this desire to establish practice without spirituality has led us into today's time of decline, into a time of need, misery and hopelessness. And many a thing has been said that repeatedly points to where we are actually heading. Yes, many things have permeated the lectures that I have been privileged to give here in Stuttgart for two decades, many things that seemed necessary to me to bring to people's consciousness from anthroposophically oriented spiritual science, if there is to be an upward development – an upward development not through cannons and guns, but through a practice of life that is supported by spirituality, but by a spirituality that must first be created anew. And here today I may point out something that I have said from the most diverse points of view as belonging to our spiritual science. I have said: if someone applies the same approach, which has come to us from natural science and which fills our thought forms with natural scientific formations, if someone applies this to history, then they see only that which leads to decline in history. For in history there are always forces that bring about decline. And if you follow history only with the methods that are common in science, as for example the English cultural historian Buckle did and those who followed him, then you see in history only that which leads to the downfall, then you see only the evening glow of history. In order to see what has brought about the ascents in history, it is necessary to look into the spiritual world. That which brings about the ascents in history are impulses that arise from the spiritual world. I have already pointed out here that, for example, through Gibbon we have an excellent history of the decadence of Romanism written in the age of natural science. But what we still lack today is a historical account of what was the impulse of Christianity in the declining Roman world. One can describe what perished in Romanism with a scientific way of thinking; but one cannot describe what arose in Christianity with a scientific way of thinking. I have pointed this out. And what follows from what I have pointed out? It may seem to follow only in ideas, only in thoughts, but in reality in terms of the ways of life? What follows from this? This follows: If someone were to appear in our age, in which natural science has taken hold of all circles and minds, right down to the circles of the Jesuits, as I have indicated, if someone were to appear and give a life-historical account from this natural scientific spirit, what would he have to say? He can only see phenomena of decline, because he regards our Western culture from the perspective of natural science. What would such a person write if he were to write about the present from a scientific point of view? He writes: “The Decline of the West”. And have we not - in contrast to all healthy thinking in spiritual science - now also received this terrible literary product: “The Decline of the West” - a morphological historical view by Oswald Spengler. My dear audience, the only way to understand how this could be possible is to realize that those who are saturated with a purely scientific way of thinking can only see the signs of decline, so that they must prophetically predict: the whole culture must perish. But must it not go under if all people think as this Spengler thinks? Just as one must become a materialist if one does not detach thinking from corporeality, so one must think about Western culture as Oswald Spengler thinks if one looks at this culture of the West only from a natural scientific point of view. But if everyone looks at it that way, if everyone believes that we must perish, then we will perish. That is why I call this book a terrible book. For those who are infected by these ideas, by these impulses, and who take them up in an honest way, must become bearers of decline from the deepest depths of their soul; they must enter soul paths that lead to the life paths into the abyss. From time to time we must look at such phenomena, because only they show us the depths of human life in which the phenomena of decline are present today, and the depths to which the paths of the soul are prepared that rush down into the abysses of the paths of life. Now, anthroposophically oriented spiritual science faces such things. It keeps its gaze fixed on that which is rooted in the spiritual world by the human being. Of course, this is most attacked in itself, that it asserts that the human being can, if he only develops the powers of the soul present in him, come to the contemplation of a spiritual world. Today this is brusquely rejected from almost all sides as enthusiasm, although one could easily follow that those paths to the spiritual world - which I tried to open in my book “How to Obtain Knowledge of Higher Worlds?” and in my attempt at meditations on self-knowledge and so on - that these paths are just as safe as those that lead into the fields of mathematics with absolutely clear, sharply defined thinking. Only in this spiritual research one does not only think, but also other, more real powers of the soul than in mathematics come into consideration in this research. There this spiritual research must indeed speak about the spiritual world; it cannot place itself on the foundation on which many traditional creeds are based today. What do these traditional creeds proclaim? One thing they proclaim, for example, is something that has been fully established by spiritual science: the indestructibility of the human soul when the body is returned to the earth, the transition of the human being into the spiritual world when the human being passes through the gate of death. But it is not enough just to come to such conclusions; it is also important how these conclusions are cultivated in the human being. And how is the idea of immortality cultivated today? By appealing to the selfish instincts of the human soul's journey. Read the countless sermons, read the countless reflections on this subject – you will find everywhere speculation that man has an egoistic interest of the most intense kind, that he does not perish with death. Basically, all talk about immortality is a concession to this egoism of the soul. The way in which the idea is presented is characterized by this. And what is sharply denied in the face of this half-immortality is the other half, the part that Origen still had expressed, although he was considered a heretic by the church: the pre-existence of the soul, to which the unbiased spiritual researcher returns. What do today's confessions have to give? The conviction that two people come together in the world, produce a child and that the soul is then newly created from the spiritual world, that every time a sensual process takes place here, a spiritual process is added from the spiritual worlds. Dear attendees, this idea is not a Christian one. This idea is an Aristotelian one. It was Aristotle who, out of the decadence of Greek thought and out of an uncomprehended Platonism, taught this coming into being of the soul with the body and thus the one-sided immortality only after death. And so the Christian denominations, by denying pre-existence, do not represent something Christian, but rather something Aristotelian, something that in its depths has absolutely nothing to do with Christianity. And when spiritual science, as it is meant here, comes along and reveals the whole state of affairs, then the “Trauben” like the pastor, the professor Traub, come along and declare that spiritual science is merely copying. No, it is not like that. In truth, with regard to certain elementary things, one agrees with old truths just as one agrees today with the old Euclid in geometry. But people like Traub are only too willing to throw mud at anything that existed in older times, because if one studies impartially, one would recognize where their own wisdom comes from. Their wisdom is borrowed from all the things they want to bury so that no one will find out about it. That is why they make people think that anthroposophy draws from gnosticism and the like, so that people think of gnosticism as something dangerous and do not look for themselves how this gnosticism has flowed not into anthroposophically oriented spiritual science, but into the modern content of creeds, by bringing into decadence what lived in gnosticism. This spiritual science must point out precisely how man descends from the spiritual world, how it is not a whim of the physical world that causes the divine-spiritual world to create a soul for what human beings procreate on earth, but how the soul descends from the spiritual world with experiences that it has had there; it must point out precisely how physical life is a continuation of spiritual life. Spiritual science adds full, complete immortality to half immortality. If one walks this path, one recognizes how the spiritual flows from spiritual worlds into the individual human being. One also recognizes how the spiritual flows from spiritual worlds – but through the human being – into cultural advances, and how these cultural advances have very specific, distinct epochs and periods. Today we are in the period that, in terms of our conception of culture and civilization, must lead to something entirely new. That is how it is. When you read a book like Oswald Spengler's, which is quite a thick volume, you can see how he looks at individual cultures from his scientific point of view. He says: Cultures are always developing; they have had a childhood, an adolescence, a maturity, a death. This was the case with oriental cultures. They emerged, grew, matured, and died. It was the same with Greek culture. And it is the same with our culture; and our culture is now in the process of dying. Because, he says, we are compelled to look at cultures in the same way that we look at an oak or a pine tree. An oak tree emerges, grows, matures, and dies. We look at cultures in the same way. Yes, we look at them in the same way when we are completely imbued with a purely scientific way of thinking. If we get to know the spiritual world and learn to cultivate it in the right way, then we also know how to look at cultures differently. Then what I gave here during my last stay in Stuttgart as an outline of the historical life of mankind will come into our souls, in which I pointed out that once upon a time, in primeval times, people had an instinctive knowledge, an instinctive spiritual life, but something higher than we can achieve today with our intellectuality. Compared with what was there at the beginning from the human instincts of wisdom, we are today, however, in an epoch of decline. But if we understand, as spiritual science means, to open the source in our souls for free, enlightened thinking, for freedom, which is love at the same time, for social trust, for spiritual insight at all, then what lives in us, what penetrates through our soul, into this earthly culture, into this earthly civilization, brings about an ascent. But if we were to be satisfied with what contemplation of nature and the scientific world view can give us, if we could only believe in what is there today through this view, then there would be an inevitable decline. There will be no decline if we become aware that within us is the source of a thinking that can detach itself from the body, that within us is the source of a willing that can love the ascent into the spiritual world as much as only sexual love can love something. If we raise in freedom the wisdom that ancient humanity received in instincts and that can only be raised today because physicality no longer gives us anything, if we raise in freedom that, then we insert the impulses of ascent into what wants to descend. So the question that is put to humanity today is: Is the world not in decline? Yes, it is in decline if man wants to follow only what is given to him from outside, if he will only be harnessed in a natural or social organization given from the outside. Decline will not occur if people build and found a new world from within themselves. The Lenins and Trotskys, who want to build a new world in every respect and only on the basis of natural science, lead most quickly and most intensely to decline. Those who want to build a new world out of the spirit lead to social advancement – but only they. For all those who still believe that the world can be cured by external institutions, by all kinds of external means, by Marxism or the like, Oswald Spengler has spoken the truth. If only these people work on the world with their powers, if only they direct world development, then Spengler's prophecy must be fulfilled. For he only drew the consequences from that, from which they must draw one, who today is only filled with a scientific world view. Today the ways of life are serious, and it is necessary that the greatest seriousness should take hold of the ways of the soul. But one must also take such great matters seriously. And one must be able to judge from symptoms. I told you that more than forty years ago, when I, as a young man, got to know Gervinus' way of thinking through Schröer and then approached Gervinus myself, it had a profound effect on me how Gervinus demands practice but has no ideas for practice, how he wants the world in which there were still those ideas, of which he alone knows how to speak, to have ended in 1832, to have ended with the death of Goethe. It made a deep impression on me how he called on people to stop writing poetry and drama, to stop writing fiction, but to devote themselves to the practical tasks of life, how he pointed people in the direction of practicality, but had no ideas for these practical tasks of life. And so people behaved accordingly. The lyricists were only there for the school, at most for the concert hall; there they were declaimed. But what flowed from the spiritual life could not intervene in the ways of life. There was a discordance between the ways of the soul and the ways of life. And so we developed. Now people like Oswald Spengler are saying: All that Western culture and civilization have brought is finished, it is doomed! So what do we do? This is now particularly interesting, and let us consider with Spengler's own words why he actually wrote his book, for which minds he actually intended it. He says himself: “If, under the influence of this book, people of the newer generation turn to technology instead of poetry, to the navy instead of painting, to politics instead of epistemology, then they are doing what I want, and one cannot wish them anything better. Now, my dear audience, I think that in the age in which one believes that one has made such splendid progress in practice, people have turned to technology instead of poetry, to the navy instead of painting, to politics instead of the critique of knowledge, before Spengler wrote his book – all that was truly already there; there have truly never been too few politicians. Now to prophesy the decline of Western civilization, now to have to admit that one wants to call on people to turn away from spirituality, to turn to a practice for which one does not have any ideas, indeed, does not want to have any ideas, in principle, to now prophesy the downfall of the ideas of the West because one believes them to be dying - that is speaking from the heart of the time of decline. And perhaps I may, without being immodest – for I only want to characterize a desire, an attempt, a beginning – perhaps I may point out that what has been presented here as anthroposophically oriented spiritual science and what now, out of this spirituality, wants to take on a practical form here in Stuttgart, the center of the movement, stands on the opposite point of view. We do not say to people: Turn away from all spirituality, because that is in decline, and turn to the coming day. We say to people: New spirituality must be created; we need to delve into new sources of spiritual life. We need to enter into the soul paths of a spiritual vision so that we can find precisely that practical life that is supported by realistic ideas. Without ideas we have ridden ourselves into decline; but with ideas, which cannot now be the traditional, old ones, but must be newly created, with these new ideas alone will we be able to enter the dawn. Admittedly, it seems as if it could not happen so quickly, because what can be seen on a large scale is also evident on a small scale. But I only want to speak of this symptomatically. The way in which such a desire, as it emanates from here, is judged – it had to be characterized in issue no. 50 of our newspaper “Threefolding of the Social Organism” by Eugen Kolisko under the title “Theologians' Criticism and Conscience”. It had to be characterized once again on the basis of the book by a university professor, Dr. Philipp Bachmann, professor of theology at the University of Erlangen. This book, “Life or Death?” was published here in Stuttgart. Read the article written by Dr. Kolisko and you will see that he rightly summarizes his review at the end with the following sentences, which are a perfect description of a science that today is effective only through diplomas and external positions, but which is inwardly hollow and which always develops precisely those forces that, from the alleged spirit, must only lead into decline. Today we must have the courage to characterize the phenomena of decline not only in general and abstract terms, but to shine a bright light on how we have an alleged intellectual life today, which even in the simplest things works with an unscrupulousness that only parallels its thoughtlessness, its ignorance. This, ladies and gentlemen, must not be ignored if one wants to speak today of the harmonies between the ways of the soul and the ways of life. Thus Dr. Kolisko had to characterize what is identified with such an insignificant little book:
In particular, the way the train of thought of my “Secret Science” is reproduced in this book is careless.
That is what that Bachmann, in his “Bachmann-like manner,” discovered as the content of what is in my book “Die Geheimwissenschaft.” This is how university professors read today. Now, my dear attendees, this is what is opposed from all corners to the will for ascent; these are the ones who do not want to let anything approach that could somehow lead to ascent. These people are present in large numbers, they educate our youth. And there are the “Spenglers” and write that we must necessarily fall into decline. Why do the “Spenglers” write like that? Because they are incapable of focusing on anything but the “Bachmanns” with their ignorance and carelessness. These things must be faced in all seriousness today. And I may, after having three lectures preceding, say at the end today: After I in my first two lectures last week tried to show something of the paths that anthroposophically oriented spiritual science wants to take in an epistemological way, in a social way — wants to go scientifically, not as the “Bachmen” and “Trauben” [a play by Max Frisch about the perversion of art for the sake of money] — after I have also spoken of what is to be artistically developed in Dornach, I may say today that those who strive for science and art in such a way can truly be reminded of a beautiful saying that extends from Goethe and will remain eternally true: ‘He who possesses science and art also has religion’. Spiritual science and its art have religion, but a religion that is not built on blind faith, but on a clear, bright, truly spirit-knowing science, on an artistic will striving for spiritual deepening. And after Goethe said, “He who possesses science and art has religion,” he continues, “He who does not possess those two, let him have religion!” In our time, however, it may perhaps be said of spiritual science, of the representative of the idea of threefold social order, as a special, deepest matter of the heart: Yes, whoever possesses science and art also has religion. But today, religion can only lead to ascent if it draws from a living science in a living way, not from a science of the dead. It can only lead to ascent if it arises out of an artistic volition that is connected with a knowledge of the spirit such that one can say: Whoever today possesses a science rooted in spiritual insight, whoever today attempts, even if only in the weakest beginning, an art that is completely connected with this spiritual insight in its most intense will, should not be reproached for opposing the religious element in the way of life in the present. For he who seeks the spirit, who seeks to embody the spirit artistically, certainly also has the will to introduce into social life that which, connected with human worth and human dignity, truly exercises in the social community the look up to the divine guidance of the world, to the divine primal forces of life - a true look up that does not merely speculate on human egoism, but on the connection of human beings with the great eternal laws of existence. Only a religion that does not want to speculate on egoism, but points to the deepest harmony of the individual human being with the whole world, can lead to ascent. And to the same extent that such a religion permeates the human soul through the impulse of such science and art, we will advance socially. To the same extent, despite adversity and misery — but perhaps, if the opposing forces are all too strong, through much adversity and much misery — we will not face the decline of Western culture, but the ascent of true human life: a life in which ways of the soul and the ways of life can and will be worked on religiously, scientifically, and artistically, in which the spirit, the spirit-filled art, and the spirit-filled religion will be worked out for the human present and into the human future. |
46. Posthumous Essays and Fragments 1879-1924: Knowledge, Truth and Freedom
Rudolf Steiner |
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In this case, acting according to this standard is felt to be a duty. Kant's moral teaching is based on this point of view insofar as it is based on the categorical imperative. |
46. Posthumous Essays and Fragments 1879-1924: Knowledge, Truth and Freedom
Rudolf Steiner |
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[First line indecipherable] How does a truth approach a person who is based on the assumption that it does not contain the reasons for being, but merely reflects them? It must be assumed that the reason why it makes this or that assumption lies not within the conscious thinking, permeated by our self, but outside of it. Just as what a single thought represents lies outside of consciousness, so too the reason why we connect two or more thoughts in a certain way lies not within, but outside of our world of thought. The reason why we connect two concepts is not at the same time the reason why they belong together in reality. In this contemplation, thinking must therefore always bear in mind that it cannot produce truth from its own activity, but that it can only appropriate it as it is determined by something beyond it. Here, man does not produce truth by himself, but allows himself to be determined by circumstances beyond the scope of his ideas. In the truest sense, he receives truths determined by entities other than thoughts. For it is not the fact that thoughts are determined by entities outside our consciousness that is actually important, but rather that it is extra-mental entities, i.e., entities that cannot be reached by conscious thought, that determine the truth. This truth, which comes to man in a finished form, is in the proper sense that which can be called a dogma. This dogma can appear in two forms: either the ideal world itself comes to us as a finished product, with the claim that the reasons for its formation lie in an alien element; then we are dealing with the dogmatics of theology. Theological truths are dogmatic because they do not allow the reasons for being and the reasons for believing to coincide. Our insight into them is not one that we actively generate ourselves, but one that is imposed on us. The second type of dogmatics is the dogmatics of [experience]. It is based on the principle that we can only gain our truths by observing the world as it is presented to our senses and by conceptualizing the things and phenomena it contains. This, then, is the obvious reason why we establish a truth. Not in the content of the thoughts that constitute it, but in the factors that determine the course of the phenomena that the thoughts merely depict. Here, too, the reason for believing is the fact that we [observe] a fact, not that which determines the actual relationship of the fact itself. The truth, as in the previous case, is determined, according to its content, not by the course of thought that we have penetrated, but by circumstances lying outside it; it is one that has been forced upon us. In every respect, observation is [analogous to] revelation as a source of knowledge in theology. In both cases, the truth is to be received as a finished product. In both cases, knowledge is actually a form of belief. Real knowledge can never arise from a truth taken from outside. Thus, two points of view of science that appear to be so opposed are in principle based on exactly the same premise. Both can also lead to the same consequences. Since they both see the ultimate foundation of existence as lying in the beyond, they lack the lucid clarity in the theoretical world view that characterized self-conscious thinking that relies only on itself. It loses itself in mysterious foreboding of an unknown; this is not without consequence for practical action, as we shall see in the last part of this essay. That self-conscious, self-reliant, intense thinking wants nothing to do with a moral behavior whose driving forces it would not find within itself. It recognizes only in itself the motives of its actions. The other thinking is characterized in a practical sense by a relationship of servility to the power of the great, sensed unknown. It finds its moral support not in itself but outside itself. The first thinking is characterized by a self-awareness appropriate to man; he has a noble pride in achieving his destiny through his own strength. The other is in its very essence determined by its humility and awareness of powerlessness in the face of the divine being. We will then see what consequences these determinations have for our view of human freedom. Our view of the sources of our knowledge cannot fail to influence our practical actions. It is, after all, an equally incontrovertible and common truth that true wisdom always brings about a better attitude and that the knowledgeable and educated person is also morally superior to the ignorant and uncultured. It is true that one often hears the opposite view, that an ugly disposition can very well be combined with high insight and that the source of moral goodness can be present in the simplest, most uneducated nature as well as in the highly educated. But against the first it may be objected that not everything that is called by that name is real knowledge, and that there is an after-wisdom that is very little connected with man. This kind of knowledge is merely something that has been learned and acquired externally, not something that has been gained through one's own vigorous thinking. But what is acquired through the power of independent thinking becomes so deeply intertwined with our entire being, with the core of our inner self, we identify with it so completely that we cannot emancipate ourselves from it in any way. We do not merely possess such knowledge, but we ourselves are truly that which constitutes the content of this knowledge. When we act, we must put our very essence into the action to be accomplished. How else should we take the motives of the activity, from the source from which all our thinking and all our being flows. We must here fully agree with Riehl when he says of knowledge: “The deeper it sinks and the further it spreads, the more it is transformed into moral power; as such, knowledge becomes practical insight, understanding becomes wisdom. From the increase of insight follows the improvement of attitude, and so the system of knowledge is the prerequisite and support of ethics.” But the other objection, that a person with relatively little education can be morally superior, is also easily countered. After all, the actions of a particular person only extend to a particular sphere, to one area. Now, it is not a question of an unrestricted range of knowledge, but only of whether a person's knowledge extends as far as the range of his actions. He who has a narrow circle of activity also needs a narrow circle of knowledge. And so it may come about that a person with relatively limited knowledge behaves morally higher if he does not break his circle. The doctrine of moral action will first have to start from the motives for moral behavior. These can be determined in two ways. And this determination is completely parallel to the determinations of the two theoretical worldviews determined at the beginning of our theory of knowledge. These motives can be sought outside of our thinking or they can be seen as emerging from the content of thinking itself, which we have developed. Those who seek the sources of truth in the thinking of otherworldly entities and conditions will also seek the motives of morality in a beyond; they will perceive the precepts of their behavior as externally imposed commandments that they must obey. There is a moral imperative for such a view, to which one simply has to submit and which sets a certain standard for our actions. In this case, acting according to this standard is felt to be a duty. Kant's moral teaching is based on this point of view insofar as it is based on the categorical imperative. The moral dogma of theology also takes this view. This is simply imposed on us as God-given; we act according to it not because of our insight into its truth, but because of its divinity, which is guaranteed by revelation. It is not the moral force that prompts us to act and flows from the moral thoughts, but it is the compulsion, the feeling of necessity that they entail. But there is still another view that seems to be completely opposed to this point of view. It is the one that sees the impulses for action in the instincts of nature. Here man acts just as little as he would under divine commandments from implanted fundamental moral forces, but under the compulsion of mere natural law. He may not act out of necessity, but he does act out of physical necessity. It is the dogma of the efficacy of nature, which, in relation to moral value and in principle, is on the same level as the dogma of the first kind. The second world view presents a fundamentally different picture of moral action. It does not allow the precepts of morality to be determined by a power in the hereafter, but rather to arise from human thought itself. Just as in the first part, objective truth has essentially been incorporated into thought, so now everything that determines action is strictly contained within the human world of ideas. It is not the other, which we only imagine in the conceptual world, that determines our actions, but the content of our thoughts itself. Just as, in the theoretical, the content of the thoughts was the world ground itself, so here, in the moral, this content is at the same time what directly connects us morally. Just as in our actions we must see an execution of what an external power has prescribed to us, so too in our moral behavior we must see only an execution of what we prescribe to ourselves on the basis of our insight. This is different; here we are our own moral lawgiver. There, our practical behavior is essentially the fulfillment of duty; here, it is moral will. Now it is obvious that he who does not recognize any external norm of truth in theory must also reject such a norm in action. For there can only be one fundamental principle of the world, and if this enters into our thinking truly and substantially, it can only determine our actions from there. And that is the practical conclusion of our world view: it instructs man to have no other purpose than that which he gives himself. Only in this way, however, is a real will possible. A will is present only when the prescriber is at the same time the executor in action. If one being prescribes and another being executes this prescription, then the second is merely a machine in the hands of the former, and only in the latter, but not in the agent, can one speak of a true volition. Will consists essentially in the fact that it is linked to consciousness, that the agent follows his own insight, his own command. Such action must be protected from only two degenerations. Firstly, to see only the action of subjective arbitrariness in the execution of one's own commandments. But our world view could only take this point of view if it also assumed that the circumstances of thoughts are determined not by the content of thought, but by subjective arbitrariness, by pure chance. But for us, it is not the arbitrary subject that is the determining factor, but the content of thought itself. And the awareness that we ourselves are our own legislators does not arise from the fact that we decide according to our arbitrary mood, but from the fact that we are directly present in the legislative thought, that nothing is imposed on us, but everything is imbued by us. It is not a lowering of moral motives to us, but rather an uplifting of the human being to such a height that he makes thinking, which in itself determines its content, his own activity. We do not defend Schlegel's irony of subjectivity, which feels so exalted about its entire activity, which considers itself justified in destroying everything it does in the moment, but the view that thinking has a real [practical] content, and that man is able to elevate his spiritual self so high that this content no longer appears to him as something otherworldly and overpowering, but as his own content. We defend the point of view that it is the spiritual personality of man that provides the arena in which the source of the world develops and appears in its true form. While irony destroys any sacredness of the moral by reducing it to a whim, our view sanctifies the human personality by elevating it to the source of morality. Our view does not deny the existence of an absolute world substance in morality any more than it has denied it in theoretical knowledge. But it gives man a very peculiar relationship to this primal ground. Instead of assuming a principle that only directs the world from the outside, we take the view that this principle has poured itself out into the world of things with complete self-dissolution, with absolute self-renunciation. If the most widespread view is that things exist alongside their reason as its creatures, we assume that such a reason is nowhere to be found outside of things. We say outside of things. For in itself we see this reason as a real one. We do not take the standpoint of that atheism which simply rejects the reason of the world and simply considers the things - as they appear to our senses in observation - to be the universe; we base the world on an absolute cause, but we are convinced that this view has been completely absorbed into the world and that no independent existence has been retained in and for itself. And our practical-moral world view is the consequence of this assumption. There is no volition of the world principle except for human volition, because this principle has not reserved any resolutions for itself. It wills only insofar as man wills. It has renounced its own volition and has merged into humanity, and so its action is not one according to an external norm, but according to the determining factors of its own inner being. Through this complete absorption of the original source of things in the world, all the contradictions that occupied human thought for so long are suddenly eliminated. We will come back to this later. Here we must still note that history appears not as the result of the divine plan of the world, but as that of human ideals. History becomes the development of people's own ideals of will: What Herm. Ulrici, Im. H. Fichte, and others strove for, a union of a rational theism, as it is the need of the Western population, with a pantheistic world view, seems to be achieved in our scientific conviction. |
2. The Science of Knowing: The Inner Nature of Thinking
Translated by William Lindemann Rudolf Steiner |
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[ 4 ] The fact that one has failed to do this in the epistemological studies basing themselves on Kant has been disastrous for science. This failure has given a thrust to this science in a direction utterly antithetical to our own. |
2. The Science of Knowing: The Inner Nature of Thinking
Translated by William Lindemann Rudolf Steiner |
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[ 1 ] Let us take another step toward thinking. Until this point we have merely looked at the position thinking takes toward the rest of the world of experience. We have arrived at the view that it holds a very privileged position within this world, that it plays a central role. Let us disregard that now. Let us limit ourselves here to the inner nature of thinking. Let us investigate the thought-world's very own character, in order to experience how one thought depends upon the other and how the thoughts relate to each other. Only by this means will we first be able to gain enlightenment about the question: What is knowing activity? Or, in other words: What does it mean to make thoughts for oneself about reality; what does it mean to want to come to terms with the world through thinking? [ 2 ] We must keep ourselves free of any preconceived notions. It would be just such a preconception, however, if we were to presuppose that the concept (thought) is a picture, within our consciousness, by which we gain enlightenment about an object lying outside our consciousness. We are not concerned here with this and similar presuppositions. We take thoughts as we find them. Whether they have a relationship to something else or other, and what this relationship might be, is precisely what we want to investigate. We should not therefore place these questions here as a starting point. Precisely the view indicated, about the relationship of concept and object, is a very common one. One often defines the concept, in fact, as the spiritual image of things, providing us with a faithful photograph of them. When one speaks of thinking, one often thinks only of this presupposed relationship. One scarcely ever seeks to travel through the realm of thoughts, for once, within its own region, in order to see what one might find there. [ 3 ] Let us investigate this realm as though there were nothing else at all outside its boundaries, as though thinking were all of reality. For a time we will disregard all the rest of the world. [ 4 ] The fact that one has failed to do this in the epistemological studies basing themselves on Kant has been disastrous for science. This failure has given a thrust to this science in a direction utterly antithetical to our own. By its whole nature, this trend in science can never understand Goethe. It is in the truest sense of the word un-Goethean for a person to take his start from a doctrine that he does not find in observation but that he himself inserts into what is observed. This occurs, however, if one places at the forefront of science the view that between thinking and reality, between idea and world, there exists the relationship just indicated. One acts as Goethe would only if one enters deeply into thinking's own nature itself and then observes the relationship that results when this thinking, known in its own being, is then brought into connection with experience. [ 5 ] Goethe everywhere takes the route of experience in the strictest sense. He first of all takes the objects as they are and seeks, while keeping all subjective opinions completely at a distance, to penetrate their nature; he then sets up the conditions under which the objects can enter into mutual interaction and waits to see what will result. Goethe seeks to give nature the opportunity, in particularly characteristic situations that he establishes, to bring its lawfulness into play, to express its laws itself, as it were. [ 6 ] How does our thinking manifest to us when looked at for itself? It is a multiplicity of thoughts woven together and organically connected in the most manifold ways. But when we have sufficiently penetrated this multiplicity from all directions, it simply constitutes a unity again, a harmony. All its parts relate to each other, are there for each other; one part modifies the other, restricts it, and so on. As soon as our spirit pictures two corresponding thoughts to itself, it notices at once that they actually flow together into one. Everywhere in our spirit's thought-realm it finds elements that belong together; this concept joins itself to that one, a third one elucidates or supports a fourth, and so on. Thus, for example, we find in our consciousness the thought-content “organism”; when we scan our world of mental pictures, we hit upon a second thought-content: “lawful development, growth.” It becomes clear to us at once that both these thought-contents belong together, that they merely represent two sides of one and the same thing. But this is how it is with our whole system of thoughts. All individual thoughts are parts of a great whole that we call our world of concepts. [ 7 ] If any single thought appears in my consciousness, I am not satisfied until it has been brought into harmony with the rest of my thinking. A separate concept like this, set off from the rest of my spiritual world, is altogether unbearable to me. I am indeed conscious of the fact that there exists an inwardly established harmony between all thoughts, that the world of thoughts is a unified one. Therefore every such isolation is unnatural, untrue. [ 8] If we have struggled through to where our whole thought-world bears a character of complete inner harmony, then through it the contentment our spirit demands becomes ours. Then we feel ourselves to be in possession of the truth. [ 9 ] As a result of our seeing truth to be the thorough-going harmony of all the concepts we have at our command, the question forces itself upon us: Yes, but does thinking even have any content if you disregard all visible reality, if you disregard the sense-perceptible world of phenomena? Does there not remain a total void, a pure phantasm, if we think away all sense-perceptible content? [ 10 ] That this is indeed the case could very well be a widespread opinion, so we must look at it a little more closely. As we have already noted above, many people think of the entire system of concepts as in fact only a photograph of the outer world. They do indeed hold onto the fact that our knowing develops in the form of thinking, but demand nevertheless that a “strictly objective science” take its content only from outside. According to them the outer world must provide the substance that flows into our concepts. Without the outer world, they maintain, these concepts are only empty schemata without any content. If this outer world fell away, concepts and ideas would no longer have any meaning, for they are there for the sake of the outer world. One could call this view the negation of the concept. For then the concept no longer has any significance at all for the objective world. It is something added onto the latter. The world would stand there in all its completeness even if there were no concepts. For they in fact bring nothing new to the world. They contain nothing that would not be there without them. They are there only because the knowing subject wants to make use of them in order to have, in a form appropriate to this subject, that which is otherwise already there. For this subject, they are only mediators of a content that is of a non-conceptual nature. This is the view presented. [ 11 ] If it were justified, one of the following three presuppositions would have to be correct. [ 12 ] 1. The world of concepts stands in a relationship to the outer world such that it only reproduces the entire content of this world in a different form. Here “outer world” means the sense world. If that were the case, one truly could not see why it would be necessary to lift oneself above the sense world at all. The entire whys and wherefores of knowing would after all already be given along with the sense world. [ 13 ] 2. The world of concepts takes up, as its content, only a part of “what manifests to the senses.” Picture the matter something like this. We make a series of observations. We meet there with the most varied objects. In doing so we notice that certain characteristics we discover in an object have already been observed by us before. Our eye scans a series of objects \(A\), \(B\), \(C\), \(D\), etc. \(A\) has the characteristics \(p\), \(q\), \(a\), \(r\); \(B\): \(l\), \(m\), \(b\), \(n\); \(C\): \(k\), \(h\), \(c\), \(g\); and \(D\): \(p\), \(u\), \(a\), \(v\). In \(D\) we again meet the characteristics \(a\) and \(p\), which we have already encountered in \(A\). We designate these characteristics as essential. And insofar as \(A\) and \(D\) have the same essential characteristics, we say that they are of the same kind. Thus we bring \(A\) and \(D\) together by holding fast to their essential characteristics in thinking. There we have a thinking that does not entirely coincide with the sense world, a thinking that therefore cannot be accused of being superfluous as in the case of the first presupposition above; nevertheless it is still just as far from bringing anything new to the sense world. But one can certainly raise the objection to this that, in order to recognize which characteristics of a thing are essential, there must already be a certain norm making it possible to distinguish the essential from the inessential. This norm cannot lie in the object, for the object in fact contains both what is essential and inessential in undivided unity. Therefore this norm must after all be thinking's very own content. [ 14 ] This objection, however, does not yet entirely overturn this view. One can say, namely, that it is an unjustified assumption to declare that this or that is more essential or less essential for a thing. We are also not concerned about this. It is merely a matter of our encountering certain characteristics that are the same in several things and of our then stating that these things are of the same kind. It is not at all a question of whether these characteristics, which are the same, are also essential. But this view presupposes something that absolutely does not fit the facts. Two things of the same kind really have nothing at all in common if a person remains only with sense experience. An example will make this clear. The simplest example is the best, because it is the most surveyable. Let us look at the following two triangles. ![]() [ 15 ] What is really the same about them if we remain with sense experience? Nothing at all. What they have in common—namely, the law by which they are formed and which brings it about that both fall under the concept “triangle”—we can gain only when we go beyond sense experience. The concept “triangle” comprises all triangles. We do not arrive at it merely by looking at all the individual triangles. This concept always remains the same for me no matter how often I might picture it, whereas I will hardly ever view the same “triangle” twice. What makes an individual triangle into “this” particular one and no other has nothing whatsoever to do with the concept. A particular triangle is this particular one not through the fact that it corresponds to that concept but rather because of elements lying entirely outside the concept: the length of its sides, size of its angles, position, etc. But it is after all entirely inadmissible to maintain that the content of the concept “triangle” is drawn from the objective sense world, when one sees that its content is not contained at all in any sense-perceptible phenomenon. [ 16 ] 3. Now there is yet a third possibility. The concept could in fact be the mediator for grasping entities that are not sense-perceptible but that still have a self-sustaining character. This latter would then be the non-conceptual content of the conceptual form of our thinking. Anyone who assumes such entities, existing beyond experience, and credits us with the possibility of knowing about them must then also necessarily see the concept as the interpreter of this knowing. [ 17 ] We will demonstrate the inadequacy of this view more specifically later. Here we want only to note that it does not in any case speak against the fact that the world of concepts has content. For, if the objects about which one thinks lie beyond any experience and beyond thinking, then thinking would all the more have to have within itself the content upon which it finds its support. It could not, after all, think about objects for which no trace is to be found within the world of thoughts. [ 18 ] It is in any case clear, therefore, that thinking is not an empty vessel; rather, taken purely for itself, it is full of content; and its content does not coincide with that of any other form of manifestation. |
69d. Death and Immortality in the Light of Spiritual Science: Life and Death
28 Nov 1910, Hamburg Rudolf Steiner |
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But the difference in the lower jaw was emphasized with pathos - [so] Kant. Goethe did not like this approach because he was able to think spiritually. He studied anatomy and physiology in Jena and proved that it was nonsense to claim this difference. |
69d. Death and Immortality in the Light of Spiritual Science: Life and Death
28 Nov 1910, Hamburg Rudolf Steiner |
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When people pay attention to the interests of their soul, then the question to which our today's reflection is dedicated - the question of life and death - is certainly a recognized important and meaningful one, and the answer to this question must meet deep needs of the human soul life. Nevertheless, it is difficult to talk about such things in our present time, because it is difficult to strike a chord in the soul, because the concepts, views and ideas that our time has gained from seemingly established scientific concepts contradict what must be said from spiritual scientific research; and it is difficult to bring an unbiased approach to bear on these scientific concepts. Now it could be that those who are trying to answer these questions today should be met with an unbiased approach, but one only has to pay attention to what is presented to us in the [contemporary scientific] literature and one will recognize how little healthy thinking, how few healthy concepts there are and have a broad audience. The concept of “life” - let us take the “physiology” of one of the greatest naturalists of modern times, Huxley: here we have an exemplary book in terms of [contemporary] science, and in this book we find an examination of the concept of life. First, he talks about humans, and it is said that human life depends on the brain, lungs and heart, and if any of these elements do not function properly, then life is endangered. And then a curious transition is made. It is said that if you can, so to speak, deprive a person of his brain but artificially maintain the lungs and heart in operation, then life will continue. From a certain point of view, which is so popular today, this of course makes sense, but from the point of view of a world view that encompasses the whole human being, it does not make the slightest sense, because one would be grateful for a life that is not aware of the things one experiences. The true death occurs where this consciousness ends. Thus, the greatest naturalist of the present day is not at all capable of grasping the concept of “life” in the right way. [In today's science, it is extremely easy to define life.] It is thought that life is the same in humans, animals and plants – everything is mixed up, while we should be clear about the fact that we have to consider each being in relation to this question at its [own level]. The most essential thing in the world view is ignored, because Huxley has become accustomed to looking at that in man which is most indifferent to human life and nature: the material of the body. And so he quotes Hamlet's saying quite seriously - and it is fitting for Hamlet, in his melancholy mood, to make such a statement and, looking at the material of the body, to pursue this material after the great Caesar has died, and to say:
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