The Rudolf Steiner Archive

[ 1 ] In this Appendix is repeated, in all essentials, what served as a kind of “Foreword” to the first edition of this book (1894). In this edition I place it as an appendix because it conveys the kind of thoughts that occupied me when I wrote the book twenty-five years ago, rather than having any direct bearing on the content. It is not possible to omit it altogether, since the opinion crops up, again and again, that because of my writings on the science of the spirit, I have to suppress some of my earlier writings. [Only the very first opening sentences (in the first edition) are left out here, because to-day they seem to me to be quite irrelevant; whereas to say the rest seems to me as necessary to-day as it did then, despite the prevalent scientific trend of thought, and in fact just because of it.]

[ 2 ] Our age is one in which truth must be sought in the depths of human nature. Of Schiller's two well-known paths, it will be the second that most appeals to modern man:

“Truth seek we both—Thou in the life without thee and around;
I in the heart within. By both can Truth alike be found.
The healthy eye can through the world the great Creator track;
The healthy heart is but the glass which gives Creation back.”

“Wahrheit suchen wir beide, du aussen im Leben, ich innen
In dem Herzen, und so findet sie jeder dewiss.
Ist das Auge gesund, so begegnet es aussen dem Schopfer;
Is est das Herz, dann gewiss spiegelt es innen die Welt.”
(translated by E. Bulwer Lytton)

A truth which comes to us from outside always bears the stamp of uncertainty. Only that truth which appears to us as coming from within ourselves do we trust.

[ 3 ] Only truth can bring us security in developing our individual powers. In someone tormented by doubts, the powers are weakened. He can find no goal for his creative powers in a world that appears to him as an enigma.

[ 4 ] No longer do we merely want to believe; we want to know. Belief demands acknowledgment of truths which are not quite clear to us. But what is not clearly recognized goes against what is individual in us, which wants to experience everything in the depth of its being. Only that kind of knowing satisfies us which is not subjected to any external standard, but springs from the inner experience of our personality.

[ 5 ] Nor do we want a kind of knowledge which has become hardened into formulas and is stored away, valid for all time. Each of us considers himself justified in proceeding from his immediate experience, from the facts he knows, and from there going forward to gain knowledge of the whole universe. We strive for certainty in knowledge, but each in his own way.

[ 6 ] Our scientific teachings, too, should no longer take a form that implies their acceptance to be a compulsion. Today no one should give a scientific work a title like that Fichte once gave a book: “A Pellucid Report for the Broader Public concerning the Essential Nature of Recent Philosophies. An Attempt to Compel the Reader to Understand.” To-day no one is to be compelled to understand. We demand neither acceptance nor agreement from anyone unless his own particular, individual need urges him to the view in question. Today even the still immature human being, the child, should not have knowledge crammed into him; rather we should seek to develop his faculties so that he no longer needs to be compelled to understand, but understands.

[ 7 ] I am under no illusion concerning these characteristics of the present age. I know how much of a stereotypical attitude, lacking all individuality, is prevalent everywhere. But I also know that many of my contemporaries strive to order their lives in the direction I have indicated. To them I would dedicate this book. It is not meant to be the “only possible” way that leads to truth, but it describes a path taken by one whose heart is set upon truth.

[ 8 ] This book at first leads the reader into abstract regions, where thought must have sharp outlines if it is to reach secure conclusions. But the reader is also led out of these arid concepts into concrete life. I am convinced that one must raise oneself up into the ethereal realm of concepts if one wants to experience existence in all its aspects. One understanding only the pleasures of the senses, misses the essential enjoyments of life. Oriental sages make their disciples live a life of resignation and asceticism for years before they impart their own wisdom to them. The Western world no longer demands pious exercises and ascetic practices as a preparation for science, but it does require that one should have the good will to withdraw occasionally from the immediate impressions of life and enter the realm of pure thought.

[ 9 ] The spheres of life are many, and for each of them special sciences develop. But life itself is a whole, and the more the sciences strive to penetrate into the depths of the separate spheres, the more they withdraw themselves from seeing the world as a living unity. There must be a knowledge which seeks in the separate sciences the principle that leads man back to the fullness of life once more. Through his knowledge the researcher in a special branch of science wants to become conscious of the world and how it works; in this book the aim is a philosophical one: science itself must become a living, organic entity. The various branches of science are preliminary stages of the science striven for here. A similar relation is to be found in art. The composer's work is based on the theory of composition. This latter is a knowledge which is a necessary prerequisite for composing. In composing, the law of composition serves life, that is, it serves true reality. In exactly the same sense philosophy is an art. All genuine philosophers have truly been artists in concepts. For them, human ideas become the material for art, and the scientific method becomes artistic technique. Abstract thinking thereby gains concrete, individual life. Ideas become life-forces. We then have not just a knowledge of things, but we have made knowledge into a real organism, ruled by its own laws; the reality of our active consciousness has risen beyond a mere passive reception of truths.

[ 10 ] How philosophy as an art is related to human freedom (spiritual activity), what freedom is, and whether we do or can participate in it, is the principal problem dealt with in my book. All other scientific discussions are included solely because they ultimately throw light on this question which, in my opinion, is man's most immediate concern. These pages offer a “Philosophy of Freedom.”

[ 11 ] All science would be nothing but the satisfaction of idle curiosity if it did not strive to elevate the value of existence of the human personality. The sciences attain their true value only through presenting the significance of their results in relation to man. The ultimate goal of the individual cannot be the ennoblement of one single soul-faculty only, but a development of all the capacities that slumber within us. All knowledge has value only insofar as it is a contribution to the all-round unfolding of man's entire nature.

[ 12 ] Therefore, in this book the relation between science and life is not regarded in the sense that man must bow down to ideas and let them enslave him; rather the relation should be that man conquers the world of ideas in order to make use of it for his human aims, which go beyond the aims of mere science.

[ 13 ] One must be able to confront the idea in living experience, or else fall into bondage to it.

Rudolf Steiner's Die Philosophie der Freiheit was first published by the Emil Felber Verlag, Berlin. 1894 in a first edition of 1,000 copies.

The second edition, revised and enlarged by the author, appeared under the imprint of the Philosophisch-Anthroposophischer Verlag, Berlin, 1918, and was followed by a third edition later that same year.

The same publisher issued a fourth edition in 1921.

The fifth, sixth and seventh editions were published in Dornach, Switzerland by the Philosophisch Anthroposophischer Verlag am Goetheanum in 1929, 1936 and 1939 respectively.

The eighth edition was published in Dresden in 1940.

The ninth, tenth and eleventh editions were published by the Verlag Freies Geistesleben, Stuttgart in 1947, 1949 and 1955. The present translation has been made from the eleventh edition of 1955

In all, the eleven editions of Die Philosophie der Freiheit issued between 1894 and 1955 totaled some 48,000 copies.

A twelfth edition was issued in Dornach in 1962 by the Rudolf Steiner-Nachlassverwaltung.

The first English translation of the book appeared in London in 1916, translated by Prof. and Mrs. R. F. Alfred Hoernle and edited by Harry Collison. This was based on the first German edition of 1894.

When the revised and enlarged German edition appeared in 1918, the same translators and editor brought out a second English translation of the work. This was published in London in 1921.

A revised and amended edition of the 1921 version with preface by Hermann Poppelbaum, Ph.D. appeared in London, 1939 and again in 1949.

The present translation is entirely new, having been undertaken especially for the Centennial Edition of the Written Works of Rudolf Steiner.

Two souls alas! are dwelling in my breast;
And each is fain to leave its brother.
The one, fast clinging, to the world, adheres
With clutching organs, in love's sturdy lust;
The other strongly lifts itself from the dust
To yonder high, ancestral spheres.

—Faust I, Scene 2 (tr. Priest)

[ 1 ] In these words Goethe expresses a characteristic feature belonging to the deepest foundation of human nature. Man is not a uniformly organized being. He always demands more than the world gives him of its own accord. Nature has endowed us with needs; among them are some that are left to our own initiative to satisfy. Abundant are the gifts bestowed upon us, but still more abundant are our desires. We seem born to be dissatisfied. Our thirst for knowledge is but a special instance of this dissatisfaction. If we look twice at a tree and the first time see its branches motionless, the second time in movement, we do not remain satisfied with this observation. Why does the tree appear to us now motionless, now in movement? Thus we ask. Every glance at nature evokes in us a number of questions. Every phenomenon we meet sets us a problem. Every experience contains a riddle. We see emerging from the egg a creature like the mother animal; we ask the reason for this likeness. We notice that living beings grow and develop to a certain degree of perfection and we investigate the conditions for this experience. Nowhere are we satisfied with what nature spreads before our senses. Everywhere we seek what we call explanation of the facts.

[ 2 ] The something more which we seek in things, over and above what is given us directly in them, divides our whole being into two aspects; we become conscious of our contrast to the world. We confront the world as independent beings. The universe appears to us to have two opposite poles: I and world.

[ 3 ] We erect this barrier between ourselves and the world as soon as consciousness first dawns in us. But we never cease to feel that, in spite of all, we belong to the world, that there is a bond of union between it and us, that we are not beings outside, but within, the universe.

[ 4 ] This feeling makes us strive to bridge over the contrast. And in this bridging the whole spiritual striving of mankind ultimately consists. The history of man's spiritual life is an incessant search for unity between us and the world. Religion, art and science all have this same aim. In the revelation God grants him, the religious believer seeks the solution of the problems in the world which his I, dissatisfied with the world of mere phenomena, sets him. The artist seeks to imprint into matter the ideas of his I, in order to reconcile with the world outside what lives within him. He, too, feels dissatisfied with the world as it appears to him, and seeks to embody into the world of mere phenomena that something more which his I, reaching out beyond it, contains. The thinker seeks the laws of phenomena, and strives to penetrate with thinking what he experiences by observing. Only when we have made the world-content into our thought-content do we again find the unity from which we separated ourselves. We shall see later that this goal will be reached only when the task of the scientific investigator is understood at a much deeper level than is usually the case. The whole situation I have described here, presents itself to us on the stage of history in the contrast between a unified view of the world or monism,⁹ and the theory of two worlds or dualism.¹⁰ Dualism pays attention only to the separation between I and world, brought about by man's consciousness. All its efforts consist in a vain struggle to reconcile these opposites, which it calls spirit and matter, subject and object, or thinking and phenomena. The dualist feels that there must be a bridge between the two worlds, but he is unable to find it. In as far as man is aware of himself as “I,” he cannot but think of this “I” as belonging to spirit; and in contrasting this “I” with the world he cannot do otherwise than reckon the perceptions given to the senses, the realm of matter, as belonging to the world. In doing so, man places himself within the contrast of spirit and matter. He must do so all the more because his own body belongs to the material world. Thus the “I” belongs to the realm of spirit, as part of it; the material things and events which are perceived by the senses belong to the “world.” All the problems connected with spirit and matter, man finds again in the fundamental riddle of his own nature. Monism pays attention only to the unity and tries either to deny or to efface the contrasts, which are there nevertheless. Neither of these two views is satisfactory, for they do not do justice to the facts. Dualism sees spirit (I) and matter (world) as two fundamentally different entities and cannot, therefore, understand how they can interact upon each other. How should spirit know what goes on in matter, if the essential nature of matter is quite alien to spirit? And how, in these circumstances, should spirit be able to act upon matter, in order to transform its intentions into actions? The most clever and the most absurd hypotheses have been put forward to solve these problems. But, so far, monism has fared no better. Up to now it has tried to justify itself in three different ways. Either it denies spirit and becomes materialism; or it denies matter and seeks its salvation in spiritualism; ¹¹ or it maintains that since even in the simplest entities in the world spirit and matter are indivisibly bound together, there is no need for surprise if these two kinds of existence are both present in the human being, for they are never found apart.

[ 5 ] Materialism ¹² can never arrive at a satisfactory explanation of the world. For every attempt at an explanation must of necessity begin with man's forming thoughts about the phenomena of the world. Materialism, therefore, takes its start from thoughts about matter or material processes. In doing so, it straightway confronts two different kinds of facts, namely, the material world and the thoughts about it. The materialist tries to understand thoughts by regarding them as a purely material process. He believes that thinking takes place in the brain much in the same way that digestion takes place in the animal organs. Just as he ascribes to matter mechanical and organic effects, so he also attributes to matter, in certain circumstances, the ability to think. He forgets that in doing this he has merely shifted the problem to another place. Instead of to himself, he ascribes to matter the ability to think. And thus he is back again at his starting-point. How does matter come to reflect about its own nature? Why is it not simply satisfied with itself and with its existence? The materialist has turned his attention away from the definite subject, from our own I, and has arrived at a vague, indefinite image. And here again, the same problem comes to meet him. The materialistic view is unable to solve the problem; it only transfers it to another place.

[ 6 ] How does the matter stand with the spiritualistic view? The extreme spiritualist denies to matter its independent existence and regards it merely as product of spirit. But when he tries to apply this view of the world to the solution of the riddle of his own human nature, he finds himself in a corner. Confronting the I, which can be placed on the side of spirit, there stands, without any mediation, the physical world. No spiritual approach to it seems possible; it has to be perceived and experienced by the I by means of material processes. Such material processes the “I” does not find in itself if it regards its own nature as having only spiritual validity. The physical world is never found in what it works out spiritually. It seems as if the “I” would have to admit that the world would remain closed to it if it did not establish a non-spiritual relation to the world. Similarly, when we come to be active, we have to translate our intentions into realities with the help of material substances and forces. In other words, we are dependent upon the outer world. The most extreme spiritualist—or rather, the thinker who, through absolute idealism, appears as an extreme spiritualist—is Johann Gottlieb Fichte.¹³ He attempts to derive the whole edifice of the world from the “I.” What he has actually accomplished is a magnificent thought-picture of the world, without any content of experience. As little as it is possible for the materialist to argue the spirit away, just as little is it possible for the idealist to argue away the outer world of matter.

[ 7 ] The first thing man perceives when he seeks to gain knowledge of his “I” is the activity of this “I” in the conceptual elaboration of the world of ideas. This is the reason why someone who follows a world-view which inclines toward spiritualism may feel tempted, when looking at his own human nature, to acknowledge nothing of spirit except his own world of ideas. In this way spiritualism becomes one-sided idealism. He does not reach the point of seeking through the world of ideas a spiritual world; in the world of his ideas he sees the spiritual world itself. As a result of this, he is driven to remain with his world-view as if chained within the activity of his “I.”

[ 8 ] The view of Friedrich Albert Lange ¹⁴ is a curious variety of idealism, put forward by him in his widely read History of Materialism. He suggests that the materialists are quite right in declaring all phenomena, including our thinking, to be the product of purely material processes, only, in turn, matter and its processes are themselves the product of our thinking.

“The senses give us the effects of things, not true copies, much less the things themselves. To these mere effects belong the senses themselves, as well as the brain and the molecular vibrations which are thought to go on there.”

That is, our thinking is produced by the material processes, and these by the thinking of the “I.” Lange's philosophy, in other words, is nothing but the story—applied to concepts—of the ingenious Baron Münchhausen,¹⁵ who holds himself up in the air by his own pigtail.

[ 9 ] The third form of monism is the one which sees the two entities, matter and spirit, already united in the simplest being (the atom). But nothing is gained by this, either, for here again the question, which really originates in our consciousness, is transferred to another place. How does the simple being come to manifest itself in two different ways, if it is an indivisible unity?

[ 10 ] To all these viewpoints it must be objected that it is first and foremost in our own consciousness that we meet the basic and original contrast. It is we who detach ourselves from the bosom of nature and contrast ourselves as “I” with the “world.” Goethe ¹⁶ has given classic expression to this in his essay On Nature although at first glance his manner may be considered quite unscientific: “We live in the midst of her (nature) yet are we strangers to her. Ceaselessly she speaks to us, and yet betrays not her secrets.” But Goethe knew the other side too: “All human beings are in her and she is in all human beings.”

[ 11 ] Just as true as it is that we have estranged ourselves from nature, so is it also true that we feel: We are within nature and we belong to it. That which lives in us can only be nature's own influence.

[ 12 ] We must find the way back to nature again. A simple consideration can show us this way. We have, it is true, detached ourselves from nature, but we must have taken something of it over with us, into our own being. This essence of nature in us we must seek out, and then we shall also find the connection with it once again. Dualism neglects this. It considers the inner being of man as a spiritual entity quite alien to nature, and seeks somehow to hitch it onto nature. No wonder it cannot find the connecting link. We can only understand nature outside us when we have first learned to recognize it within us. What within us is akin to nature must be our guide. This points out our path. We shall not speculate about the interaction of nature and spirit. But we shall penetrate the depths of our own being, there to find those elements which we took with us in our flight from nature.

[ 13 ] Investigation of our own being must bring the solution of the riddle. We must reach a point where we can say to ourselves: Here I am no longer merely “I,” here I encounter something which is more than “I.”

[ 14 ] I am aware that many who have read thus far will not have found my discussion “scientific” in the usual sense. To this I can only reply that so far I have not been concerned with scientific results of any kind, but with the simple description of what everyone experiences in his own consciousness. A few expressions concerning the attempts to reconcile man's consciousness and the world have been used only for the purpose of clarifying the actual facts. I have, therefore, made no attempt to use the expressions “I,” “spirit,” “world,” “nature,” in the precise way that is usual in psychology and philosophy. Ordinary consciousness is unaware of the sharp distinctions made by the sciences, and up to this point it has only been a matter of describing the facts of everyday conditions. I am concerned, not with how science, so far, has interpreted consciousness, but with how we experience it in daily life.

• 9. monism: the teaching of one ultimate substance or principle, as mind (idealism) or matter (materialism), or of something which is neither of these, but is the foundation of both; the point of view that there is but one reality.
• 10. dualism: from a philosophical point of view, the theory which maintains that there are but two fundamental and irreducible principles, for example, mind and body.
• 11. Here Rudolf Steiner speaks of spiritualism in a philosophical sense, and not in the sense of any relationship or communication with the dead as in mediumism, etc.
• 12. materialism: the philosophical teaching which sees the entire universe, all creation and its activities, including the human mind, as the result of material causes and powers.
• 13. Johann Gottlieb Fichte. Born in 1762, Fichte studied at Meissen, Pforta, Jena, and Leipzig with the intention of becoming a clergyman. After a teaching position in Switzerland, and enroute to another in Poland, he met Kant, under whose influence he wrote his Study for a Critique of All Revelation. The printer neglected to place his name on the title-page, and people thought the work had been written by Kant. When the true identity of the author became known, Fichte was hailed as a philosopher of outstanding merit. He lectured at Jena, Berlin and Erlangen. In 1807 he was made Rector of the University of Berlin. His death in 1814 occurred when he was at the height of his fame. Rudolf Steiner made extensive reference to Fichte, basing his doctoral thesis (published in enlarged form in the present volume as Truth and Knowledge) on Fichte's scientific teachings, but perhaps his most memorable study of Fichte's life and thought was contained in a public lecture given in Berlin on December 16, 1915: The Spirit of Fichte Present in Our Midst.
• 14. Friedrich Albert Lange (1828–1875), author of Geschichte des Materialismus, History of Materialism, publ. Iserlohn, 1873–5. When professor at the University of Marburg, 1865, Lange issued his study on the workers' question. This made him famous in the circle of students of social problems in Germany at that time. A friend of the working classes, Lange strove for social justice, betterment of labor conditions, and for universal education. His life, marked by his utter sincerity and devotion to his ideals, is an outstanding example of selfless dedication to the well-being of mankind.
• 15. Karl Friedrich Hieronymous, Baron von Münchhausen (1720–97). In 1785 a little book of 49 pages appeared in London, titled Baron Munchausen's Narrative of his Marvelous Travels and Campaigns in Russia, and an enlarged edition appeared in 1786. A translation into German by G. A. Bürger was published at Göttingen, 1786. Many editions followed in English, and the book was published in numerous languages, illustrated by a number of famous artists. For some time the identity of the author was unknown, but finally it was established that the book was written by Rudolf Erich Raspe (1737–1794), traveler, scholar and professor at Cassel. While at Göttingen, where he was secretary of the university library (1764–7) he made the acquaintance of Freiherr von Münchhausen of Bodenwerder in Hanover. The latter had been in the Russian service, had fought against the Turks, and finally had retired to his estate in 1760, where he became famous for his “tall stories.” Later, Raspe, in poverty in London, recalled the Baron's tales, and wrote the book in English, which appeared in 1785. Tall tales from other sources were added by publishers of later editions, so that the stories as we have them today are really a composite work, for which, however, Raspe provided the original nucleus from his memory of the evenings spent with his erstwhile friend.
• 16. Johann Wolfgang von Goethe, born Frankfurt a.M., August 28, 1749. Poet, dramatist, scientist, traveler, state minister, etc., author of Faust, Wilhelm Meister, and many other works. Died in Weimar, March 22, 1832. In August 1781 the Grand Duchess Amalia of Saxe-Weimar founded the Tiefurter Journal, the Journal of Tiefurt, to which Goethe contributed at her invitation. When Rudolf Steiner was active as editor of the natural scientific writings of Goethe at the Goethe-Schiller Archives in Weimar, he published proof that the Fragment über die Natur, The Fragment concerning Nature, which had appeared in the Journal of Tiefurt was definitely to be attributed to Goethe (Schriften der Goethe-Gesellschaft, Publications of the Goethe Society, ed. by Bernhard Suphan, Weimar, Vol. VII, 1892, article by Rudolf Steiner). Thus, just 110 years after the Fragment had appeared, Rudolf Steiner showed its importance and its relationship to Goethe's work. In the edition of Goethe's works published by Prof. Joseph Kürschner (1853–1902) (the volumes of Goethe's natural scientific writings edited by Rudolf Steiner), the Fragment appears at the beginning of the essays “On Natural Science in General,” Vol. XXXIV, p. 1. The Fragment appeared in an English translation with notes by George Adams under the title, Nature—An Essay in Aphorisms, Anthroposophical Quarterly, London, Vol. VII, No. 1, Easter, 1932, pp. 2–5. In his Goethe's Conception of the World, Rudolf Steiner describes this Fragment as “the essay in which the seeds of the later Goethean world-conception are already to be found. What is here expressed as dim feeling, later developed into clear, definite thought.” In similar vein, George Witkowski in his well-known biography of Goethe (Leipzig, 1899) describes this Fragment as “the seed from which came all of Goethe's great thoughts about nature.”

[ 1 ] Concepts and ideas arise through thinking. What a concept is cannot be stated in words. Words can do no more than draw attention to our concepts. When someone sees a tree, his thinking reacts to his observation, an ideal counterpart is added to the object, and he considers the object and the ideal counterpart as belonging together. When the object disappears from his field of observation, only the ideal counterpart of it remains. This latter is the concept of the object. The further our range of experience is widened, the greater becomes the sum of our concepts. But a concept is never found isolated. Concepts combine to form a totality built up according to inherent laws. The concept “organism” combines, for example, with those of “gradual development, growth.” Other concepts formed of single objects merge completely. All concepts that I form of lions, merge into the general concept “lion.” In this way the single concepts unite in an enclosed conceptual system, in which each concept has its special place. Ideas are not qualitatively different from concepts. They are but concepts that are richer in content, more saturated and comprehensive. At this particular point I must draw special attention to the fact that thinking is my point of departure, and not concepts and ideas which must first be gained by means of thinking. Concepts and ideas already presuppose thinking. Therefore, what I have said about the nature of thinking, that it exists through itself, that it is determined by nothing but itself, cannot simply be carried over and applied to concepts. (I mention this at this point explicitly because it is here that my difference with Hegel lies. For Hegel, the concept is the primary and original.)

[ 2 ] The concept cannot be gained from observation. This can already be seen from the fact that the growing human being slowly and gradually forms concepts corresponding to the objects surrounding him. The concepts are added to observation.

[ 3 ] A much-read contemporary philosopher, Herbert Spencer,²³ describes the mental process which we carry out in response to observation, in the following way:

[ 4 ] “If, when walking through the fields one day in September, we hear a sound a few yards in advance, and, on observing the ditch-side where it occurs, see the grass move, we shall probably turn toward the spot to learn by what this sound and motion are produced. As we approach, a partridge flutters in the ditch; on seeing this our curiosity is satisfied; we have what we call an explanation of the phenomena. This explanation, please notice, amounts to this: Because we have experienced countless times in life that a disturbance of the stationary position of small bodies is accompanied by the movement of other bodies existing among them, and because we have therefore generalized the relation between such disturbances and such movements, we consider this particular disturbance explained as soon as we find it to be an example of just this relationship.” ²⁴

A closer examination gives a very different result from what is described above. When I hear a sound, the first thing I do is to find the concept that corresponds to this observation. It is this concept that takes me beyond the sound. Someone who did not reflect further would simply hear the sound and be content with that. But, because I reflect, it becomes clear to me that I have to understand the sound as an effect. It is therefore only when I connect the concept of effect with the perception of the sound that I am induced to go beyond the single observation and look for the cause. The concept of effect calls up that of cause; I then look for the object which is the cause, and in this case I find it to be the partridge. But these concepts, cause and effect, I can never gain by mere observation, however many instances I may have observed. Observation calls up thinking, and it is thinking that then shows me how to fit one individual occurrence to another.

[ 5 ] If one demands of a “strictly objective science” that it must take its content from observation alone, then one must at the same time require that it is to desist from all thinking. For by its very nature, thinking goes beyond the observed object.

[ 6 ] We must now pass from thinking itself to the being who thinks, for it is through the thinker that thinking is combined with observation. Human consciousness is the stage upon which concept and observation meet one another and become united. In saying this, we have at the same time characterized human consciousness. It is the mediator between thinking and observation. Insofar as the human being observes an object, it appears to him as given; insofar as he thinks, he appears to himself as active. He regards what comes to meet him as object, and himself as thinking subject. While he directs his thinking to the observation, he is conscious of the object; while he directs his thinking to himself he is conscious of himself, or is self-conscious. Human consciousness of necessity, must be self-conscious at the same time, because it is a thinking consciousness. For when thinking turns its attention to its own activity, then its own essential being, that is, its subject, is its object as well.

[ 7 ] It must, however, not be overlooked that it is only with the help of thinking that we can define ourselves as subject and contrast ourselves with objects. For this reason, thinking must never be understood as a merely subjective activity. Thinking is beyond subject and object. It forms these two concepts, just as it forms all others. When therefore as thinking subject, we refer a concept to an object, we must not understand this reference as something merely subjective. It is not the subject that makes the reference, but thinking. The subject does not think because it is subject; rather it appears to itself as a subject because it is able to think. The activity carried out by man as a thinking being is, therefore, not a merely subjective activity. Rather it is neither subjective nor objective; it is an activity that goes beyond both these concepts. I ought never to say that my individual subject thinks; in fact, my subject exists by the very grace of thinking. Thinking, therefore, is an element that takes me beyond myself and unites me with the objects. Yet at the same time it separates me from them, inasmuch as it sets me, as subject, over against them.

[ 8 ] Man's twofold nature is due to this: he thinks, and in so doing encompasses himself and the rest of the world; but at the same time, it is also by means of thinking that he defines himself as an individual who confronts the objects.

[ 9 ] The next step is to ask ourselves: How does the other element,—that in consciousness meets with thinking—which we have so far simply called the object of observation, enter our consciousness?

[ 10 ] In order to answer this question, we must separate from our field of observation all that has been brought into it by thinking. For the content of our consciousness at any moment is already permeated with concepts in the most varied ways.

[ 11 ] We must imagine a being with fully developed human intelligence suddenly waking into existence out of nothing, and confronting the world. Everything of which it was aware before its thinking activity began, would be the pure content of observation. The world would then reveal to this being nothing but the mere disconnected aggregate of objects of sensation: colors, sounds, sensations of pressure, warmth, taste and smell, then feelings of pleasure and displeasure. This aggregate is the content of pure, unthinking observation. Over against it stands thinking, ready to unfold its activity if a point of attack can be found. Experience soon shows that it is found. Thinking is able to draw threads from one element of observation to another. It connects definite concepts with these elements and thereby brings about a relationship between them. We have already seen above how a sound that comes to meet us is connected with another observation by our identifying the former as the effect of the latter.

[ 12 ] If we now remind ourselves that the activity of thinking is never to be understood as a subjective activity, then we shall not be tempted to believe that such relationships, established by thinking, have merely a subjective value.

[ 13 ] Our next task is to discover by means of thinking reflection what relation the above-mentioned directly given content of observation has to our conscious subject.

[ 14 ] The varied ways of using words make it necessary for me to come to an agreement with my readers concerning the use of a word which I shall have to employ in what follows. I shall use the word perceptions for the immediate objects of sensation enumerated above, insofar as the conscious subject becomes aware of them through observation. It is therefore not the process of observation, but the object of observation which I call perception.²⁵

[ 15 ] I do not choose the word sensation because in physiology this has a definite meaning which is narrower than that of my concept of perception. I can call a feeling in myself a perception, but not a sensation in the physiological sense. But I also become aware of my feelings by their becoming perceptions for me. And the way we become aware of our thinking through observation is such that we can also call thinking, as it first comes to the notice of our consciousness, a perception.

[ 16 ] The naive man considers his perceptions, in the sense in which they directly seem to appear to him, as things having an existence completely independent of himself. When he sees a tree he believes, to begin with, that it stands in the form which he sees, with the colors of its various parts, etc., there on the spot toward which his gaze is directed. When in the morning he sees the sun appear as a disk on the horizon and follows the course of this disk, his opinion is that all this actually exists (by itself) and occurs just as he observes it. He clings to this belief until he meets with further perceptions which contradict those he first had. The child who has as yet no experience of distance grasps at the moon, and does not correct his first impression as to the real distance until a second perception contradicts the first. Every extension of the circle of my perceptions compels me to correct my picture of the world. We see this in everyday life, as well as in the intellectual development of mankind. That picture which the ancients made for themselves of the relation of the earth to the sun and to the other heavenly bodies had to be replaced through Copernicus by a different one, because theirs did not accord with perceptions which were unknown in those early times. A man who had been born blind said, when operated on by Dr. Franz,^25a that the idea of the size of objects which he had formed by his sense of touch before his operation, was a very different one. He had to correct his tactual perceptions by his visual perceptions.

[ 17 ] Why are we compelled to make these constant corrections of our observations?

[ 18 ] A simple reflection will answer this question. When I stand at one end of an avenue, the trees at the far end seem smaller and nearer together than those where I stand. The picture of my perception changes when I change the place from which I am looking. The form in which it appears to me, therefore, is dependent on a condition which belongs not to the object, but to me, the perceiver. It is all the same to the avenue where I stand. But the picture of it which I receive depends essentially on the place where I stand.' In the same way, it is all the same to the sun and the planetary system that human beings happen to consider them from the earth; but the perception-picture of the heavens which human beings have is determined by the fact that they inhabit the earth. This dependence of our perception-picture upon our place of observation is the easiest one to grasp. Matters already become more difficult when we learn how our perceptions are dependent on our bodily and spiritual organization. The physicist shows us that within the space in which we hear a sound, vibrations of the air occur, and also that in the body in which we seek the origin of the sound, vibrating movements of its parts will be found. We perceive this movement as sound, but only if we have a normally constructed ear. Without this, the whole world would be forever silent for us. From physiology we know that there are people who perceive nothing of the splendor of color surrounding us. Their perception-picture shows only degrees of light and dark. Others are blind to one color, e.g., red. Their picture of the world lacks this shade of color, and therefore is actually a different one from that of the average person. I would call the dependence of my perception-picture on my place of observation, a mathematical one, and its dependence on my organization a qualitative one. The first determines the proportions of size and mutual distances of my perceptions, the second their quality. The fact that I see a red surface as red—this qualitative determination—depends on the organization of my eye.

[ 19 ] My perception-pictures, then, are subjective to begin with. Knowledge of the subjective character of our perceptions may easily lead to doubt that there is any objective basis for them at all. If we know that a perception, for example, that of the color red or of a certain tone, is not possible without a specific structure of our organism, it is easy to believe that it has no existence at all apart from our subjective organization, that without the act of perceiving—the objective of which it is—it would have no kind of existence. This view found a classical exponent in George Berkeley.²⁶ His opinion was that man, from the moment he realizes the significance the subject has for perception, is no longer able to believe in the presence of a world without the conscious spirit. He said:

“Some truths there are so near and obvious to the mind that a man need only open his eyes to see them. Such I take this important one to be, viz., that all the choir of heaven and furniture of the earth—in a word, all those bodies which compose the mighty frame of the world—have not any subsistence without a mind; that their being is to be perceived or known; that, consequently, so long as they are not actually perceived by me, or do not exist in my mind or that of any other created spirit, they must either have no existence at all or else subsist in the mind of some Eternal Spirit.”

According to this view, nothing remains of the perception, if one disregards the fact of its being perceived. There is no color when none is seen, no sound when none is heard. Apart from the act of perception, extension, form and motion exist as little as do color and sound. Nowhere do we see bare extension or form; these are always connected with color or some other quality unquestionably dependent on our subjectivity. If these latter disappear when our perception of them disappears, then the former, being bound up with them, must likewise disappear.

[ 20 ] To the objection that even if figure, color, sound, etc., have no other existence than the one within the act of perception, yet there must be things that exist apart from consciousness and to which the conscious perception pictures are similar, the above view would answer that a color can be similar only to a color, a figure only to a figure. Our perceptions can be similar only to our perceptions, and to nothing else. What we call an object is also nothing but a collection of perceptions which are connected in a particular way. If I strip a table of its form, extension, color, etc.,—in short, of all that is only my perception—then nothing else remains. If this view is followed to its logical conclusion, it leads to the assertion that the objects of my perceptions are present only through me and, indeed, only in as far as, and as long as I perceive them. They disappear with the act of perceiving them, and have no meaning apart from it. But apart from my perceptions I know of no objects and cannot know of any.

[ 21 ] No objection can be made to this assertion as long as in general I merely take into account the fact that the perception is partially determined by the organization of my subject. It would be very different if we were able to estimate what function our perceiving has in bringing about a perception. We should then know what happens to the perception during the act of perceiving, and could also determine how much of it must already have existed before it was perceived.

[ 22 ] This leads us to turn our consideration from the object of perception to its subject. I perceive not only other things; I also perceive myself. The immediate content of the perception of myself is the fact that I am the stable element in contrast to the continually coming and going perception-pictures. The perception of the I can always come up in my consciousness while I am having other perceptions. When I am absorbed in the perception of an object that is given, then, for the time being, I am conscious only of this object. To this, the perception of my self can come. I am then conscious, not only of the object, but also of my own personality, which confronts the object and observes it. I do not merely see a tree, but I also know that it is I who see it. I also realize that something takes place in me while I observe the tree. When the tree disappears from my field of vision, an after-effect of this process remains in my consciousness: an image of the tree. This image became united with my self during my observation. My self has become enriched; its content has taken a new element into itself. This element I call my representation of the tree. I should never be in a position to speak of representations if I did not experience them in the perception of my own self. Perceptions would come and go; I should let them slip by. Only because I perceive my self, and am aware that with each perception the content of my self also changes, do I find myself compelled to bring the observation of the object into connection with the changes in my own condition, and to speak of my representation.

[ 23 ] I perceive the representation in my self in the same sense as I perceive color, sound, etc., in other objects. Now I am also able to make the distinction that I call those other objects that confront me, outer world, whereas the content of my self-perception I call inner world. Misunderstanding of the relationship between representation and object has led to the greatest mistakes in modern philosophy. The perception of a change in us, the modification experienced in the self, has been thrust into the foreground and the object which causes this modification is lost sight of altogether. It is said: We do not perceive the objects, but only our representations. I am supposed to know nothing of the table in itself, which is the object of my observation, but only of the changes which occur in my self while I perceive the table. This view should not be confused with that of Berkeley, mentioned above. Berkeley maintains the subjective nature of the content of perceptions, but he does not say that I can know only of my own representations. He limits man's knowledge to his representations because, in his opinion, there are no objects outside the act of representing. What I regard as a table is no longer present, according to Berkeley, when I cease to turn my gaze toward it. This is why Berkeley lets our perceptions arise directly out of the omnipotence of God. I see a table because God calls up this perception in me. For Berkeley, therefore, there are no real beings other than God and human spirits. What we call “world” is present only within spirits. For Berkeley, what the naive man calls outer world, or physical nature, is not there. This view is contrasted by the now predominant Kantian ²⁷ view which limits our knowledge to our representation not because it is convinced that there cannot be things in existence besides these representations, but because it believes us to be so organized that we can experience only the modification in our own self, not the thing-in-itself that causes this modification. This conclusion arises from the view that I know only my representations, not that there is no existence apart from them, but only that the subject cannot take such an existence directly into itself; all it can do is merely through

“the medium of its subjective thoughts to imagine it, invent it, think it, cognize it, or perhaps also fail to cognize it.” ²⁸

This view believes it expresses something absolutely certain, something that is immediately obvious, in need of no proof.

“The first fundamental principle which the philosopher has to bring to clear consciousness consists in the recognition that our knowledge, to begin with, does not reach beyond our representations. Our representation is the only thing we experience and learn to know directly and, just because we have direct experience of it, even the most radical doubt cannot rob us of our knowledge. By contrast, the knowledge that goes beyond our representations—taking this expression here in the widest possible sense, so that all physical happenings are included in it—is open to doubt. Hence, at the very beginning of all philosophizing, all knowledge which goes beyond representations must explicitly be set down as being open to doubt.”

These are the opening sentences of Volkelt's book on Kant's Theory of Knowledge.²⁹ What is put forward here as an immediate and self-evident truth is in reality the result of a line of thought which runs as follows: The naive man believes that the objects, just as he perceives them, are also present outside his consciousness. Physics, physiology and psychology, however, seem to show that for our perceptions our organization is necessary and that, therefore, we cannot know about anything except what our organization transmits to us from the objects. Our perceptions therefore are modifications of our organization, not things-in-themselves. The train of thought here indicated has, in fact, been characterized by Eduard von Hartmann ³⁰ as the one which must lead to the conviction that we can have a direct knowledge only of our own representations.³¹ Outside our organisms we find vibrations of physical bodies and of air; these are sensed by us as sounds, and therefore it is concluded that what we call sound is nothing but a subjective reaction of our organisms to these movements in the external world. In the same way, color and warmth are found to be merely modifications of our organisms. And, indeed, the view is held that these two kinds of perceptions are called forth in us through effects or processes in the external world which are utterly different from the experiences we have of warmth or of color. If these processes stimulate the nerves in my skin, I have the subjective perception of warmth; if they happen to encounter the optic nerve, I perceive light and color. Light, color and warmth, then, are the responses of my sensory nerves to external stimuli. Even the sense of touch does not reveal to me the objects of the outer world, but only conditions in myself. In the sense of modern physics, one must imagine that bodies consist of infinitely small particles, molecules, and that these molecules are not in direct contact, but are at certain distances from one another. Between them, therefore, is empty space. Across this space they act on one another by attraction and repulsion. If I put my hand on a body, the molecules of my hand by no means touch those of the body directly, but there remains a certain distance between body and hand, and what I sense as the body's resistance is nothing other than the effect of the force of repulsion which its molecules exert on my hand. I am completely external to the body and perceive only its effects upon my organism.

[ 24 ] These considerations have been supplemented by the theory of the so-called specific nervous energy, which has been advanced by J. Müller (1801-1858).³² According to this theory, each sense has the peculiarity that it responds to all external stimuli in one definite way only. If the optic nerve is stimulated, perception of light results, irrespective of whether the nerve is stimulated by what we call light, or by a mechanical pressure, or an electric current. On the other hand, the same external stimulus applied to different senses gives rise to different perceptions. This appears to show that our sense-organs can transmit only what occurs in themselves, but nothing from the external world. They determine our perceptions, each according to its own nature.

[ 25 ] Physiology also shows that there is no question of a direct knowledge of what the objects cause to take place in our sense-organs. When the physiologist traces the processes in our bodies, he discovers that already in the sense organs, the effects of the external vibrations are modified in the most manifold ways. This can be seen most clearly in the case of the eye and ear. Both are very complicated organs which modify the external stimulus considerably before they conduct it to the corresponding nerve. From the peripheral end of the nerve the already modified stimulus is then led further to the brain. Here at last the central organs are stimulated in their turn. From this the conclusion is drawn that the external process must have undergone a series of transformations before it reaches consciousness. What goes on in the brain is connected by so many intermediate processes with the external process, that any similarity to the latter is unthinkable. What the brain ultimately transmits to the soul is neither external processes nor processes in the sense-organs, but only such as occur in the brain. But even these are not directly perceived by the soul; what we finally have in consciousness are not brain processes at all, but sensations. My sensation of red has absolutely no similarity to the process which occurs in the brain when I sense the red. The red is caused by the processes in the brain and appears again only as an effect of this in the soul. This is why Hartmann says: ³³ “What the subject perceives therefore is always only modifications of his own psychic states and nothing else.” When I have sensations, these are as yet far from being grouped into what I perceive as objects. For only single sensations can be transmitted to me by the brain. The sensations of hardness and softness are transmitted to me by the sense of touch, those of color and light by the sense of sight. Yet all these can be found united in one and the same object. The unification must, therefore, be caused by the soul itself; this means that the soul combines into bodies the separate sensations transmitted through the brain. My brain gives me separately and indeed along very different paths, the sensations of sight, touch and hearing, which the soul then combines into the representation “trumpet.” This last link (the representation of trumpet) is the very first process to enter my consciousness. In it can no longer be found anything of what is outside of me and originally made an impression on my senses. The external object has been entirely lost on the way to the brain and through the brain to the soul.

[ 26 ] In the history of man's intellectual endeavor it would be hard to find another edifice of thought which has been put together with greater ingenuity and yet which, on closer analysis, collapses into nothing. Let us look a little closer at the way it has been built up. The starting point is taken from what is given in naive consciousness, that is, from things as perceived. Then it is shown that nothing of what belongs to these things would be present for us had we no senses. No eye: no color. Therefore, the color is not yet present in what affects the eye. It arises first through the interaction of the eye and the object. The latter must, therefore, be colorless. But neither is the color present in the eye, for what is present there is a chemical or physical process which first has to be led by the optic nerve to the brain, and there releases another process. This is not yet the color. The latter is only called up in the soul through the process in the brain. As yet it does not enter my consciousness, but is first placed by the soul on a body outside. Here, finally, I believe that I perceive it. We have completed a circle. We are conscious of a colored object. This is the starting point; here the building up of thoughts begins. If I had no eye, for me the object would be colorless. I cannot, therefore, place the color on the body. I start on a search for it. I look for it in the eye: in vain; in the nerve: in vain; in the brain: in vain once more; in the soul: here I find it indeed, but not attached to the body. I recover the colored body only there at the point from which I started. The circle is closed. I am confident that I recognize as a product of my soul what the naive man imagines to be present out there in space.

[ 27 ] As long as one remains here, everything seems to fit beautifully. But we must start again from the beginning. Until now I have been dealing with the outer perception, of which earlier, as naive man, I had a completely wrong opinion. I believed that just as I perceive it, it had an objective existence. But now I have noticed that in the act of representing it, it disappears; that it is only a modification of my soul condition. Is there any justification for using it as a starting point in my consideration? Can I say of it that it affects my soul? From now on I have to treat the table, of which earlier I believed that it acted on me and brought about in me a representation of itself, as being itself a representation. From this it follows logically that my sense-organs and the processes in them are also mere subjective manifestations. I have no right to speak of a real eye, but only of my representation of eye. And the same holds good in regard to the nerves and the brain process, and no less in regard to what takes place in the soul itself, through which, out of the chaos of manifold sensations, objects are supposed to be built up. If I run through the steps of my act of cognition once more, presupposing the first line of thought to be correct, then the latter shows itself to be a web of representations which, as such, could not act upon one another. I cannot say: My representation of the object affects my representation of the eye, and from this interaction the representation of color comes about. Nor is there any need for saying this, for as soon as it is clear to me that my sense-organs and their activity, and my nerve and soul processes as well, can also be given only through perception, then the described line of thought shows itself in its full impossibility. It is true that I can have no perception without the corresponding sense organ, but neither can I have the sense-organ without perception. From my perception of the table I can go over to the eye which sees it, and to the nerves in the skin which touch it, but what takes place in these I can, again, leam only from perception. And there I soon notice that in the process which takes place in the eye there is no trace of similarity to what I perceive as color. I cannot deny the existence of my color perception by pointing to the process which takes place in the eye during this perception. And just as little can I find the color in the nerve and brain processes; all I do is only add new perceptions, within the organism, to the first perception, which the naive man placed outside his organism. I simply pass from one perception to another.

[ 28 ] Apart from this there is an error in the whole conclusion of the line of thought. I am able to follow what takes place in my organism up to the processes in my brain, even though my assumptions become more and more hypothetical the nearer I get to the central processes in the brain. But the path of observation from outside ceases with what takes place in my brain, ceases, in fact, with what I should observe if I could treat the brain with the assistance and methods of physics and chemistry. The path of observation from within begins with the sensation and continues up to the building up of objects out of the material of sensation. In the transition from brain-process to sensation, there is a gap in the path of observation.

[ 29 ] This characteristic way of thinking, which describes itself as critical idealism, in contrast to the standpoint of naive consciousness which it calls naive realism, makes the mistake of characterizing one perception as representation while taking another in the very same sense as does the naive realism which it apparently refutes. Critical idealism wants to prove that perceptions have the character of representations; in this attempt it accepts—in naive fashion—the perceptions belonging to the organism as objective, valid facts, and, what is more, fails to see that it mixes up two spheres of observation, between which it can find no mediation.

[ 30 ] Critical idealism is able to refute naive realism only by itself assuming, in naive-realistic fashion, that one's own organism has objective existence. As soon as the critical idealist becomes conscious of the complete similarity between the perceptions connected with one's own organism and those which naive realism assumes to have objective existence, he can no longer rely on the perceptions of the organism as being a safe foundation. He would have to regard his own subjective organization also as a mere complex of representations. But then the possibility ceases of regarding the content of the perceived world as a product of man's spiritual organization. One would have to assume that the representation “color” was only a modification of the representation “eye.” So-called critical idealism cannot be proved without borrowing something from naive realism. Naive realism can only be refuted by accepting its assumptions—without testing them—in another sphere.

[ 31 ] This much, then, is certain: Investigations within the sphere of perceptions cannot prove critical idealism, and consequently cannot strip perceptions of their objective character.

[ 32 ] Still less can the principle, “The perceived world is my representation,” be stated as if it were obvious and in need of no proof. Schopenhauer ³⁴ begins his principal work, Die Welt als Wille und Vorstellung, The World as Will and Representation, with the words:

“The world is my representation—this is a truth which holds good for every being that lives and cognizes, though man alone is able to bring it into reflective, abstract consciousness. If he really does this, then he has attained to philosophical self-consciousness. It then becomes clear and certain to him that he does not know a sun or an earth, but always only an eye that sees a sun, a hand that feels an earth; that the world which surrounds him is only there as representation, that means throughout only in relation to something else, to the one who represents, that is, to himself. If ever a truth can be asserted a priori, this one can, for it expresses the form most general of all possible and thinkable experiences, more general than time, or space, or causality, for all these presuppose it ...”

The principle above: “The world is my representation,” on which this is based, is, however, wrecked by the fact, already mentioned, that the eye and the hand are perceptions in just the same sense as the sun and the earth. And if one used Schopenhauer's expressions in his own sense, one could object to his principle: My eye that sees the sun and my hand that feels the earth are my representations, just like the sun and the earth themselves. But that, with this, the principle is canceled out, is immediately obvious. For only my real eye and my real hand could have the representations “sun” and “earth” as their modifications; my representations “eye” and “hand” cannot have them. But critical idealism can speak of representations only.

[ 33 ] It is impossible by means of critical idealism to gain insight into what relation perception has to representation. It is insensible to the distinction, mentioned on page 85, of what happens to the perception while perceiving takes place and what must be inherent in it before it is perceived. We must, therefore, attempt to gain this insight along another path.

• 23. Herbert Spencer, The Principles of Psychology, Part IV, Chapter ix, par. 219. Rudolf Steiner consulted the German edition, translated by Dr. B. Vetter and published at Stuttgart, 1882. Spencer, born 1820, an engineer by training, sought to explain “the phenomena of life, mind, and society in terms of matter, motion, and force.” At first strongly influenced by Coleridge, Spencer placed evolution as the first and most universal principle, influencing all the sciences. To him, evolution was synonymous with progress. In his later development, Spencer championed rugged individualism, and became an outspoken opponent of socialism, upholding what he considered the absolute rights of private enterprise against any form of governmental control. Before his death in 1903, Spencer's optimistic view of human progress collapsed, and he fell prey to marked pessimism regarding the future of mankind.
• 24. Spencer, First Principles, Part I, Par. 23.
• 25. Note by the Translator: Just as in English one generally means by “perception” not only the perceived object but also the act of perceiving it, so too, in German the word Wahrnehmung covers both these meanings. Rudolf Steiner, however, as stated in the text, uses this word in the specific sense of meaning the object that has been perceived, and NOT the process of perceiving it. When he refers to the activity, the word used in the original is Wahrnehmen, here translated as perceiving.
• 25a. Johann Christoph August Franz, M.D., eye surgeon, born 1807, took his medical training at the University of Leipzig. From Germany he emigrated to England, establishing his practice at Brighton, where he worked for some 30 years. He was the author of writings on medicine, particularly on the use of baths in treatment of illness. Two of his works were written for the public: The Eye and a Critique on the Art of Preserving the Organ, London, 1839, and Memoirs of the Case of a Gentleman Born Blind and Successfully Operated at the Eighteenth Year of His Age. Physiological Observations and Experiments. The latter appeared in Philosophical Transactions, Vol. VI, 1841, pp. 59–68. It is probable that Rudolf Steiner's reference to the man who had been born blind is taken from this second work of Dr. Franz.
• 26. George Berkeley, (1685–1753), Irish bishop and philosopher. Made a Fellow of Trinity College, Dublin, 1707, he was strongly influenced by the philosophical writings of Descartes, Newton, and Locke. In 1709 his New Theory of Vision appeared, and in 1710 his great work. The Principles of Human Knowledge, was published. In 1712 he visited England and the following year was presented at court by Dean Swift, shortly before the publication of his most popular work, The Dialogues of Hylas and Philonous. Berkeley's literary fame rests upon this latter work, which has been described as “among the finest philosophical writings in the English language” on the basis of its “exquisite facility of style.” In 1728 he emigrated to America, where he lived in Rhode Island for three years, hoping for a government grant of funds for the establishment of a college in Bermuda. His hopes disappointed, he returned to Ireland and shortly afterward was raised to the bishopric of Cloyne. In 1752 he moved with his family to Oxford, where he died suddenly in January of the following year, and was buried in Christ Church.
• 27. Immanuel Kant, German philosopher, was born in Königsburg April 22, 1724. He entered the university there in 1740, enrolled for the study of mathematics and physics. His studies were interrupted by the death of his father, which left him in poverty. After he supported himself by tutoring for 9 years, the kindness of a friend enabled him to resume his studies, to graduate as a doctor and to qualify as a privatdocent. He occupied this position for 15 years. His lectures widened from physics to include much philosophy. Finally, after unsuccessful attempts, in 1770 he was given the chair of logic and metaphysics at Königsburg. In 1781 his Kritik der reinen Vernunft, Critique of Pure Reason appeared, and in 1783, his Prolegomena. After the appearance of the 2nd edition of the Kritik in 1787, Kant became famous everywhere in German intellectual circles, and his views were regarded as those of an oracle. From 1792–97 he was engaged in a struggle with the government concerning his religious views. In 1794 he withdrew from society, and gave up all teaching except for one public lecture course on logic. In 1797 Kant terminated a teaching activity that had extended over 42 years. He died in Königsburg on February 12, 1804 near the end of his 80th year. Little more than five feet tall, deformed in his right shoulder, his chest almost concave, Kant had a weak constitution. He never married, and followed an unchanging program of activities from youth to old age. For example, he never failed to rise at 5 o'clock, studied for 2 hours, lectured for 2 more, and spent the rest of the morning at his desk. He dined at a restaurant and spent the afternoon in conversation with friends. He then walked for about an hour—a walk which for years followed exactly the same course—studied for 2 hours more, and retired between 9 and 10. He was a prolific reader, especially in history, science, travel, and philosophy. He knew English history and literature intimately, especially in the period of Queen Anne. He read little of Goethe or Schiller, but often re-read Voltaire and Rousseau. He had little interest in nature, and in 80 years never traveled more than 40 miles from his native Königsburg. For further biographical details, works and translations, consult any standard encyclopedia.
• 28. Otto Liebmann, Zur Analysis der Wirklichkeit, Contribution to the Analysis of Reality, Strassburg, 1880, p. 28. Otto Liebmann (1840–1912) was well known for his writings on Kant's philosophical world-view.
• 29. Johannes Volkelt (1848–1930), Immanuel Kant’s Erkenntnistheorie, Immanuel Kant's Theory of Cognition, Hamburg, 1879.
• 30. Eduard von Hartmann, Phänomenologie des sittlichen Bewusstseins, Phenomenology of Moral Consciousness, German ed. p. 451. Born 1842, von Hartmann was originally an officer in the Prussian army. Because of an illness, he retired from military service and took up an intensive study of philosophy. In 1869 his Philosophie des Unbewussten (Philosophy of the Unconscious) appeared, and made him famous almost overnight. Of the many other works he wrote, this book remained his most famous. Rudolf Steiner describes a personal impression of von Hartmann, whom he visited in Berlin in 1888 following a philosophical correspondence with him over some years. This account may be found in Chapter IX of Steiner's autobiography. Steiner's Wahrheit und Wissenschaft (Truth and Knowledge), published in this present volume, was dedicated to von Hartmann. The latter died in 1906.
• 31. Hartmann, Das Grundproblem der Erkenntnistheorie, The Fundamental Problem of a Theory of Cognition, Leipzig, 1889, p. 16–40.
• 32. Johannes Peter Müller, German physiologist and comparative anatomist, born in Coblentz, July 14, 1801. He studied at the University of Bonn, and was appointed to a professorship in physiology there in 1826. In 1843 he accepted the call to the chair of anatomy and physiology at Berlin University, which position he held with great honor until his death, April 28, 1858. He did much research in physiology, particularly in relation to human speech and hearing. His great work was the Handbuch der Physiologie des Menschen, 1833–40. (The English translation was made by Dr. William Baly, publ. London 1842). This work opened a new period in the study of physiology, and Müller is considered the main figure in the developments in this field in the mid-19th century. In his Handbuch Müller developed an entirely new principle which he called “the law of specific energy of sense substances.” This he expressed as follows: “The kind of sensation following stimulation of a sensory nerve does not depend on the mode of stimulation, but upon the nature of the sense organ. Thus, light, pressure, or mechanical stimulation acting on the retina and optic nerve invariably produces luminous impressions.” It is to this law that Steiner refers at this point.
• 33. Hartmann, Das Grundproblem, p. 37.
• 34. Arthur Schopenhauer (1788–1860), Die Welt als Wille und Vorstellung The World as Will and Representation, Four Books, publ. 1819 by Brockhaus, Leipzig. (English translation by Haldane & Kemp, 1883) Ref. Book I, par. 1, Ger. ed. Biographical data and translations of Schopenhauer's works, as well as extensive commentaries on his ideas have been published in English translation. Consult any standard encyclopedia for details. Rudolf Steiner edited a collected edition of the writings of Schopenhauer, 12 vols. with introduction by Steiner, publ. 1894.

[ 1 ] From the foregoing considerations it follows that by investigating the content of our observation it is impossible to prove that our perceptions are representations. This proof is supposed to follow from the fact that if the process of perception takes place in the way it is imagined, according to the naive-realistic suppositions as to man's psychological and physiological constitution, then we are dealing, not with things-in-themselves, but merely with our representations of things. Now if naive realism, when consistently thought through, leads to results which directly contradict what it presupposes, then one must regard its presuppositions as unsuitable for the foundation of a world view and discard them. It is certainly inadmissible on the one hand to reject the presuppositions and yet, on the other, to regard their outcome as valid, as does the critical idealist when he bases his assertion, The world is my representation, on the so-called proof indicated above. (Eduard von Hartmann gives a full account of this line of argument in his work, Das Grundproblem der Erkenntnistheorie, The Basic Problem of a Theory of Knowledge.)

[ 2 ] The correctness of critical idealism is one thing, the power of conviction of its proof another. How it stands with the former will be seen later in the course of our discussion. But the power of conviction of its proof is nil. If one builds a house and the first floor collapses while the second floor is being built, then the second floor collapses also. As first floor is related to second floor, so is naive realism related to critical idealism.

[ 3 ] For the one holding the view that the whole world we perceive is only a world that we represent to ourselves and, indeed, only the effect on our soul of things unknown to us, the essential problem of knowledge is naturally concerned, not with the representations present only in the soul, but with the things which lie outside our consciousness and are independent of us. He asks: How much can we indirectly learn about them, since they are not directly accessible to our observation? From this point of view he is concerned, not with the inner connection of his conscious perceptions, but with their causes, which lie beyond his consciousness and exist independently of him while the perceptions disappear as soon as he turns his senses away from things. From this point of view, our consciousness acts like a mirror from which the pictures of things also disappear the moment its reflecting surface is not turned toward them. He who does not see things themselves, but only their reflections, must obtain information about their nature indirectly by drawing conclusions from the behavior of the reflections. This is the standpoint of modern natural science, which uses perceptions only as a means of obtaining information about the processes of matter which lie behind them, and alone really “are.” If the philosopher, as critical idealist, acknowledges a real existence at all, then his sole aim is to gain knowledge of this real existence indirectly by means of his representations. His interest skips over the subjective world of representations and instead pursues what produces these representations.

[ 4 ] But the critical idealist may go as far as to say: I am confined to the world of my representations and cannot get beyond it. If I think that there is something behind my representations, then again this thought is nothing but my representation. An idealist of this kind will then either deny the thing-in-itself entirely or, at any rate, say that it has no significance for human beings, that it is as good as non-existent since we can know nothing of it.

[ 5 ] To this kind of critical idealist the whole world seems a dream, in the face of which all striving for knowledge is simply meaningless. For him there can be only two kinds of men: those who are victims of the illusion that their own dream-pictures are real things, and the wise ones who see through the nothingness of this dream-world and therefore must gradually lose all desire to trouble themselves further about it. From this point of view, even one's own personality may become a mere dream phantom. Just as during sleep, among our dream-images an image of our self appears, so in waking consciousness the representation of the I is added to the representations of the outer world. We then have in consciousness not the real I, but only our representation of the I. Now, if the existence of things is denied or at least it is denied that we can know anything of them, then the existence or the knowledge of one's own personality must also be denied. The critical idealist then comes to maintain: “All reality transforms itself into a wonderful dream—without a life which is dreamed about, and without a spirit which dreams—into a dream which hangs together in a dream of itself.” ³⁵

[ 6 ] It does not matter whether the person who believes that he recognizes life to be a dream assumes nothing more behind this dream, or whether he refers his representations to real things: in either case, life must lose all scientific interest for him. But whereas all science must be meaningless for those who believe that the whole of the accessible universe is exhausted in dreams, for others who believe they can draw conclusions about the things from the representations, science will consist in the investigation of such “things-in-themselves.” The first world view could be described as absolute illusionism, the second is called transcendental realism by its most consistent exponent, Eduard von Hartmann.³⁶

[ 7 ] Both these views have this in common with naive realism that they seek to establish themselves by means of an investigation of perceptions. However, nowhere within this sphere can they find a firm foundation.

[ 8 ] An essential question for an adherent of transcendental realism must be: How does the I bring about, out of itself, the world of representations? Insofar as it would be a means of investigating indirectly the world of the I-in-itself, an earnest striving for knowledge could still be kindled by a world of representations that was given us, even if this disappeared as soon as we shut our senses to the external world. If the things we experience were representations, then everyday life would be like a dream, and recognition of the true situation would be like an awakening. Our dream pictures also interest us as long as we are dreaming and, consequently, do not recognize them as dreams. The moment we awaken we no longer look for inner connections between our dream-pictures, but for the physical, physiological and psychological processes which caused them. In the same way a philosopher who considers the world to be his representation cannot be interested in the inner connection of the details within it. If he allows for the existence of an I at all, then he will not ask how his representations are connected with one another, but what takes place in the soul that exists independently of him while his consciousness contains a certain content of representations. If I dream that I am drinking wine which makes my throat burn, and I wake up coughing,³⁷ then the moment I awaken I cease to be interested in what the dream was about; now my attention is concerned only with the physiological and psychological processes by means of which the irritation which caused me to cough comes to be symbolically expressed in the dream picture. Similarly the philosopher, as soon as he is convinced that the given world consists of nothing but representations, would at once turn from them to the real soul behind them. Things become worse when illusionism completely denies the existence of the I-in-itself behind representations, or at least holds it to be unknowable. One may easily arrive at such a view through the observation that in contrast to dreaming there exists the waking state, in which we have the opportunity to see through the dream and to refer it to the real connections of things, but that we have no condition which is related similarly to our waking conscious life. To adopt this view is to fail to see that in fact there is something which is related to mere perceiving as waking experience is related to dreams. This something is thinking.

[ 9 ] The naive man cannot be considered to lack the insight referred to here. He takes the world as it is and regards things as real in the sense in which he experiences them to be so. The first step, however, which is taken beyond this standpoint can only consist in asking: How is thinking related to perception? Whether or not the perception, in the form given me, continues to exist before and after my forming a representation of it,—if I want to say anything whatever about it, I can do so only with the help of thinking. If I say: The world is my representation, I have expressed the result of a thinking process, and if my thinking is not applicable to the world, then this result is erroneous. Between a perception and any kind of assertion about it, thinking slips in.

[ 10 ] It has already been indicated why, in our consideration of things, we usually overlook thinking (See p. 61f.). This is due to the fact that we direct our attention only toward the object about which we think, but not toward our thinking at the same time. Naive consciousness treats thinking as something which has nothing to do with things, but stands altogether aloof from them and contemplates them. The picture which the thinker makes of the phenomena of the world is considered, not as something belonging to them, but as something existing only in men's heads. The world is complete, even without this picture The world is finished and ready-made with all its substances and forces, and of this ready-made world man makes himself a picture. Whoever thinks along these lines should be asked: What gives you the right to declare the world to be complete without thinking? Does the world not produce thinking in the heads of men with the same necessity as it produces the blossom on a plant? Plant a seed in the earth. Root and stem will grow. It will unfold leaves and blossoms. Then place the plant before you. In your soul it connects itself with a definite concept. Why should this concept belong to the entire plant any less than leaf and blossom? You say: The leaves and blossoms are there without the presence of a perceiving subject; the concept, however, does not appear till a human being confronts the plant. Quite true. But leaves and blossoms appear on the plant only if there is soil in which the seed can be planted, and light and air in which the leaves and blossoms can unfold. In just this way does the concept of the plant arise when a thinking consciousness confronts it.

[ 11 ] It is quite arbitrary to regard as a totality, as a thing in its entirety, the sum of what we experience through mere perception, and to regard as a mere addition, which has nothing to do with the thing itself, what reveals itself through thinking observation. If I receive a rosebud today, the picture that offers itself to my perception is complete only for the moment. If I put the bud into water, tomorrow I shall get a quite different picture of my object. If I do not turn my gaze away from the rosebud, then I shall see today's state gradually change into tomorrow's through an infinite number of intermediate stages. The picture which presents itself to me at any one moment is only a chance section of an object which is in a continual process of becoming. If I do not put the bud into water, a whole series of states, which as possibilities lay within the bud, will not be evolved; or tomorrow I may be prevented from observing the blossom further and therefore will have an incomplete picture of it.

[ 12 ] That opinion is quite subjective which, on the basis of a chance picture of a thing, declares: This is the thing.

[ 13 ] It is equally inadmissible to declare the sum of perceptions to be the thing. It could well be possible for a being to receive the concept at the same time as, and undivided from, the perception. To such a being it would never occur that the concept did not belong to the thing. He would ascribe to the concept an existence indivisibly bound up with the thing.

[ 14 ] Let me make myself clearer by an example. If I throw a stone horizontally through the air, I see it in different places, one after the other. I connect these places to form a line. In mathematics I learn to know various kinds of lines, one of which is the parabola. I know the parabola to be a line produced by a point moving according to certain laws. If I investigate the conditions under which the stone moves, I find that the path traversed is identical with the line I know as a parabola. That the stone moves just in a parabola is a result of the given conditions and necessarily follows from them. The form of the parabola belongs to the whole phenomenon as much as does any other feature of it. The being described above, who did not have to make the detour of thinking, would be given not only a sum of visual aspects at different points but, undivided from the whole occurrence, also the parabolic form of the path which we add to the phenomenon by means of thinking.

[ 15 ] It is not due to the objects that they are given us at first without the corresponding concepts, but to our intellectual organization. Our being as a totality functions in such a way that from every reality the elements belonging to it flow to us from two directions: from the direction of perceiving and from that of thinking.

[ 16 ] How I am organized for grasping them has nothing to do with the nature of things. The breach between perceiving and thinking is not present until the moment I, the one who contemplates them, confront the things. Which elements do, and which do not belong to the object, cannot at all depend on the manner in which I arrive at knowledge of these elements.

[ 17 ] Man is a limited being. To begin with, he is a being among other beings. His existence is bound up with space and time. Because of this, it is always only a limited section of the total universe that can be given him. But this limited section links itself in all directions, both in time and in space, to other sections. If our existence were so bound up with the surrounding world that every process would be a process in us as well, then the distinction between us and things would not exist. But then neither would there be any individual events for us. All events would pass over into one another continuously. The cosmos would be a unity, a totality enclosed within itself. Nowhere would there be a break in the stream of events. It is because of our limitations that things appear to us as if they were separate, when in reality they are not separate at all. Nowhere, for example, is the singular quality of red present by itself, in isolation. It is surrounded on all sides by other qualities, to which it belongs and without which it could not subsist. For us, however, to lift certain sections out from the rest of the world and to consider them by themselves, is a necessity. Our eye can take hold of only single colors, one after another, out of a totality of many colors, our understanding, of only single concepts out of a coherent system of concepts. This separating off is a subjective act, and it is due to the fact that man is not identical with the world process, but is a being among other beings.

[ 18 ] Now all depends on our defining how the being of man is related to other beings. This definition must be distinguished from merely becoming conscious of ourselves. This latter depends on the act of perceiving, just as does our becoming conscious of anything else. Self-perception shows me a number of qualities which I comprise in the unity of my personality in the same way as I comprise the qualities yellow, metallic, hard, etc., in the unity “gold.” Self-perception does not take me beyond the sphere of what belongs to myself. This perceiving myself is to be distinguished from defining myself by means of thinking. Just as I insert a separate perception of the external world into the connection of things by means of thinking, so do I insert the perceptions derived from myself into the world process by means of thinking. When I perceive myself, then I see myself as enclosed within certain limits, but my thinking has nothing to do with these limits. In this sense I am a twofold being. I am enclosed within the sphere which I perceive as that of my personality, but I am also the bearer of an activity which, from a higher sphere, determines my limited existence. Our thinking is not individual like our sensing and feeling. It is universal. It receives an individual stamp in each separate human being only because it becomes related to his individual feelings and sensations. Through these particular colorings of the universal thinking, single persons differ from one another. A triangle has only one single concept. For the content of this concept it is quite immaterial whether the human bearer of consciousness who grasps it is A or B. But it will be grasped by each of the two bearers of consciousness in an individual way.

[ 19 ] This thought conflicts with a common prejudice which is very hard to overcome. Those who have this prejudice cannot reach the insight that the concept of triangle which my head grasps is the same concept as that which my neighbor's head grasps. The naive man considers himself to be the maker of his concepts. He therefore believes that each person has his own concepts. It is a fundamental requirement of philosophic thinking to overcome this prejudice. The one undivided concept, triangle, does not become a multiplicity because it is thought by many. For the thinking of the many is itself a unity.

[ 20 ] In thinking, we are given that element which embraces our particular individuality and makes it one with the cosmos. In that we sense and feel (and also perceive), we are single entities; in that we think, we are the All-One Being that pervades everything. This is the deeper foundation of our twofold being: We see within us a simply absolute force come into existence, a force which is universal, but we learn to know it, not as it issues from the center of the world, but at a point of the periphery. Were the former the case, as soon as we came to be conscious, we should know the whole world riddle. But since we stand at a point on the periphery and find that our own existence is confined within definite limits, we must learn to know the region which lies beyond our own being with the help of thinking, which penetrates into us out of the general world existence.

[ 21 ] Through the fact that the thinking in us reaches out beyond our separate existence and relates itself to the general world existence, there arises in us the urge for knowledge. Beings without thinking do not have this urge. When other things confront them, this gives rise to no questioning within them. These other things remain external to such beings. But the concept rises up within thinking beings when they confront external things. It is that part of things which we receive not from outside, but from within. It is for knowledge to bring about the agreement, the union of the two elements, the inner and the outer.

[ 22 ] The perception therefore is not something finished, not something self-contained, but one side of the total reality. The other side is the concept. The act of knowledge is the synthesis of perception and concept. Only perception and concept together constitute the whole thing.

[ 23 ] The above explanations give proof that it is meaningless to seek for any common factor in the separate entities of the world, other than the ideal content to be found in thinking. All efforts must fail which seek to find any other world unity than this internally coherent ideal content which we gain by thinking consideration of our perceptions. Neither a humanly personal God, nor force, nor matter, nor idea-less will (Schopenhauer), is acceptable as the universal world unity. All these entities belong only to a limited sphere of our observation. Humanly limited personality we perceive only in man, force and matter in external things. As regards the will, it can be considered only as the expression of the activity of our finite personality. Schopenhauer ³⁸ wants to avoid making “abstract” thinking the bearer of the world unity, and instead seeks something which seems to him to be immediate reality. This philosopher believes we can never approach the world so long as we regard it as an external world.

“In fact, the meaning sought for in the world that confronts me solely as my representation, or the transition from it, as mere representation of the cognizing subject, to whatever it may be besides this, could never be found if the investigator himself were nothing more than the pure cognizing subject (a winged cherub without a body). But he himself is rooted in that world, he finds himself in it as an individual; this means that his knowledge, which is the necessary bearer of the whole world as representation, is yet always given through the medium of a body, whose affections are, as we have shown, the starting point from which the intellect forms a view of that world. For the pure cognizing subject as such, this body is a representation like every other representation, an object among objects; in this respect its movements and actions are known to him in no other way than the changes in all other objects which he can contemplate, and would be just as strange and incomprehensible to him if their meaning were not revealed to him in an entirely different way. ... For the subject of cognition, who appears as an individual through his identity with the body, this body is given in two entirely different ways: It is given as a representation for intelligent consideration, as object among objects and subjected to their laws; but also, at the same time, in quite a different way, namely, as that which is directly known to everyone, and which is called will. Every true act of his will is also at once and unfailingly a movement of his body: he cannot will the act without perceiving at the same time that it appears as a movement of the body. The act of will and the action of the body are not two different conditions objectively recognized, connected by the bond of causality; they do not stand in the relation of cause and effect; they are one and the same, but are given in two entirely different ways: once quite directly, and once again for the intelligence that considers it.” ³⁹

By these arguments Schopenhauer believes himself entitled to see in the human body the “objectivity” of the will. In his opinion one feels in the actions of the body a direct reality, the thing-in-itself in the concrete. The objection to these arguments is that the actions of our body come to our consciousness only through self-perceptions, and that, as such, they are in no way superior to other perceptions. If we want to learn to know their nature, we can do so only by thinking investigation, that is, by fitting them into the ideal system of our concepts and ideas.

[ 24 ] Rooted most deeply in the naive consciousness of mankind is the opinion: Thinking is abstract, empty of all concrete content. At most it can give an “ideal” mirror-picture of the world, but nothing of the world itself. To judge like this is never to have become clear about what perception without the concept, is. Let us look at this realm of mere perceptions: it appears as a mere juxtaposition in space, a mere succession in time, an aggregate of disconnected entities. None of the things which come and go on the stage of perception have any direct, perceptible connection with any others. From this aspect, the world is a multiplicity of objects of equal value. None plays any greater part in the hustle and bustle of the world than any other. If it is to become clear to us that this or that fact has greater significance than another, we must consult our thinking. Without the functioning of thinking, the rudimentary organ of an animal which has no significance in its life appears to us as equal in value to the most important limb. The separate facts appear in their own significance, as well as in their significance for the rest of the world only when thinking spins its threads from one entity to another. This activity of thinking is one filled with content. For it is only through a quite definite, concrete content that I can know why the snail belongs to a lower level of organization than the lion. The mere sight, the perception, gives me no content which can inform me about the degree of perfection of an organization.

[ 25 ] Thinking brings this content to the perception from man's world of concepts and ideas. In contrast to the content of perception given to us from outside, the content of thought shines forth in the inner being of man. The manner in which the content of thought first appears, we will call intuition. Intuition is for thinking what observation is for perception. Intuition and observation are the sources of our knowledge. An observed object or event is foreign to us as long as we do not have in our inner being the corresponding intuition which completes for us that part of reality which is missing in the perception. To someone who lacks the ability to find intuitions corresponding to things, the full reality remains inaccessible. Just as the color-blind sees only differences of brightness without any color qualities, so the one who lacks intuition can observe only disconnected fragments of perceptions.

[ 26 ] To explain a thing, to make it intelligible, means nothing other than to place it into the context from which it has been torn owing to the nature of our organization as described above. Something cut off from the world whole does not exist. Isolation in any form has only subjective validity for our organization. For us the world unity divides itself into above and below, before and after, cause and effect, object and representation, matter and force, object and subject, etc. What appears to our observation as single entities, combines, bit by bit, through the coherent, undivided world of our intuitions, and through thinking we again fit together into a unity everything we had divided through perceiving.

[ 27 ] The enigmatic aspect of an object is due to its separate existence. But this separation is brought about by us and, within the world of concepts, can be canceled again.

[ 28 ] Except through thinking and perceiving, nothing is given to us directly. The question now arises: What significance has perception according to our line of thought? We have, it is true, recognized that the proof which critical idealism brings forward for the subjective nature of perceptions, collapses, but the insight that the proof is wrong does not necessarily mean that what is asserted is incorrect. Critical idealism does not base its proof on the absolute nature of thinking, but relies on the fact that naive realism, when followed to its logical conclusion, contradicts itself. How does the matter stand when the absoluteness of thinking is recognized?

[ 29 ] Let us assume that a certain perception, for example, red, appears in my consciousness. Continued consideration will show the perception to be connected with other perceptions, for example, a definite form, certain perceptions of temperature, and of touch. This combination I call an object of the sense world. I can now ask: Over and above the perceptions just mentioned, what else is there in that section of space where they appear? I shall find mechanical, chemical and other processes in that section of space. I now go further and investigate the processes I find on the way from the object to my sense organs. I can find movements in an elastic medium, and their nature has not the slightest thing in common with the original perception. I get the same result when I go on and investigate the further transmission between sense organs and brain. In each of these spheres I gather new perceptions, but the connecting medium permeating all these perceptions standing side by side in both space and time, is thinking. The air vibrations which carry sound are given me as perception, just as is the sound itself. Thinking alone links all these perceptions to one another, showing them in their mutual relationships. Beyond what is directly perceived, we cannot speak of anything except what can be recognized through the ideal connections of perceptions (that is, what can be discovered through thinking). That relationship between the perceptual object and the perceiving subject, which goes beyond what can be perceived, is therefore a purely ideal one, that is, it can be expressed only by means of concepts. Only if I could perceive how the perceptual object affects the perceiving subject, or, the other way round, if I could observe the building up of the perceptual pictures by the subject, would it be possible to speak as does modern physiology and the critical idealism based on it. This view confuses an ideal relation (that of the object to the subject) with a process which we could speak of only if it were possible to perceive it. The principle, “No color without a color-seeing eye,” is therefore not to be taken to mean that the eye produces the color, but only that an ideal relationship, recognizable by thinking, exists between the perception, color and the perception, eye. Empirical science will have to establish how the nature of the eye and the nature of colors are related to one another, that is, by what means the organ of sight transmits the perception of colors, etc. I can trace how one perception succeeds another and how one is related to others in space, and I can formulate this in conceptual terms, but I cannot perceive how a perception originates out of the non-perceptible. All attempts to seek any relations between perceptions other than thought relations must of necessity fail.

[ 30 ] What, then, is a perception? When asked in general, this question is absurd. A perception always appears as a quite definite, concrete content. This content is directly given and is completely contained within the given. The only question one can ask concerning this given is, What is it apart from being a perception; that is, What is it for thinking? The question concerning the “what” of a perception, therefore, can refer only to the conceptual intuition which corresponds to it. Seen in this light, the question of the subjectivity of perceptions, in the sense of critical idealism, cannot be raised at all. Only what is perceived as belonging to the subject can be termed “subjective.” No real process, in a naive sense, can form a link between the subjective and the objective, that is, no process that can be perceived; this is possible only for thinking. For us, then, that is objective which, to perception, lies outside of the perceptual subject. My perceptual subject remains perceptible to me when the table which stands before me has disappeared from my field of observation. My observation of the table has caused in me a change which likewise remains. I retain the ability to reproduce a picture of the table later. This ability to produce a picture remains connected with me. Psychology describes this picture as a memory representation. However, it is the only thing which can correctly be called the representation of the table. For it corresponds to the perceptible change in me, caused through the presence of the table in my field of vision. And indeed, it is not a change in some “I-in-itself” standing behind the perceptual subject, but a change in the perceptible subject itself. A representation, then, is a subjective perception, in contrast to the objective perception which occurs when the object is present in the field of vision. The confusing of the former subjective with the latter objective perception leads to the misunderstanding of idealism: The world is my representation.

[ 31 ] The next step must be to define the concept of representation more exactly. What we have so far described of it is not its concept; what we have described has only pointed the way to where in the perceptual field representations are to be found. The exact concept of representation will also then make it possible for us to gain a satisfactory explanation of the relationship between representation and object. This will also lead us over the border-line, where the relationship between the human subject and the object belonging to the world is brought down from the purely conceptual field of knowledge into concrete individual life. Once we know what to think of the world, it will also be easy to adapt ourselves to it. We can only be active with our full human forces when we know the objects belonging to the world to which we devote our activity.

Addition to the Revised Edition, (1918):

[ 32 ] The view I have characterized here can be regarded as one to which man is led at first, as if by a natural instinct, the moment he begins to reflect upon his relation to the world. He then finds himself caught in a thought formation which dissolves for him while he frames it. This thought formation is such that a purely theoretical refutation of it does not suffice. One has to live through it and experience it in order to recognize how far it leads one astray, and then to find the way out. It must be a feature of any discussion concerning man's relation to the world, not for the sake of refuting others whose view about this relation one believes to be wrong, but because one must oneself experience to what confusion every first reflection about such a relation can lead. One must gain that insight which will enable one to refute oneself with respect to such a first reflection. The above discussion is meant in this sense.

[ 33 ] When one tries to work out a view about man's relation to the world, one becomes conscious of the fact that man himself creates this relation, at least in part, by forming representations about the things and events in the world. This draws his attention away from what is present outside in the world and directs it to his inner world, to his life of forming representations. He begins to say to himself: It is impossible for me to have a relationship to any thing or event unless a representation of it appears in me. From noticing this fact, it is but a step to the opinion: All that I experience is, after all, only my representation; I know about a world outside me only insofar as it is representation in me. With this opinion, man abandons the standpoint of naive reality which he has before he begins to reflect about his relation to the world. From the naive standpoint, he believes that he is dealing with real things. But reflection about his own being drives him away from this standpoint. This reflection does not allow him to turn his gaze toward a real world such as naive consciousness believes it confronts. This reflection turns his gaze only toward his representations; his representations slip in between his own being and that real world the naive standpoint believes in. Man no longer can look through the intervening world of representations to any such reality. He has to assume that he is blind to this reality. So the thought arises of a “thing-in-itself” which is inaccessible to knowledge.—As long as one considers only the relationship to the world into which man appears to enter through his life of forming representations, one cannot escape from this line of thought. But one cannot remain at the naive standpoint of reality except by artificially curbing the thirst for knowledge. The fact that in man the need is present for knowledge about his relation to the world indicates that the naive standpoint must be abandoned. If the naive standpoint gave us anything that could be acknowledged as truth, then we should not feel this need.—But one does not arrive at anything else that could be considered as truth if one merely abandons the naive standpoint, but retains—without noticing it—the kind of thought which it imposes upon us. This is the mistake that is made when it is said: I experience only my representations, and while I believe that I am dealing with reality, I am actually conscious only of my representations of reality; I must, therefore, assume that genuine reality, the “thing-in-itself,” exists only outside the boundary of my consciousness and that I know nothing of it directly, but that it somehow approaches me and influences me in such a way that my representations come about. To think in this way is only to add in thought, to the world before us, another world; but one must begin the whole thinking process over again with regard to this second world. For the unknown “thing-in-itself,” in its relation to man's being, is thought of in exactly the same way as is the known thing of the naive standpoint of reality.—One only escapes the confusion that arises in one's critical reflection concerning this standpoint when one notices that inside everything we can experience by means of perceiving, be it within ourselves or outside in the world, there is something which cannot succumb to the fate that a representation inserts itself between event and contemplating human being. And this something is thinking. With regard to thinking, man can remain at the naive standpoint of reality. If he does not do so, it is only because he has noticed that he has to abandon this standpoint in regard to other things, but overlooks the fact that this insight, which is true for other things, does not apply to thinking. When he notices this, he opens the portal to yet another insight, that in thinking and through thinking that must be acknowledged to which man appears to blind himself because he has to place between himself and the world the life of representations.—A critic highly esteemed by the author of this book has objected that this discussion of thinking remains at naive realism in regard to thinking, as it must if the real world and the world of representations are held to be one and the same. However, the author believes he has shown in just this discussion this fact: that an unprejudiced observation of thinking inevitably shows that “naive realism” is valid for thinking, and that naive realism, insofar as it is not valid for other things, is overcome through the recognition of the true nature of thinking.

• 35. J. G. Fichte, Die Bestimmung des Menschen, The Vocation of Man, Berlin, 1800, “a book which for richness of content, beauty of style, elevation of thought reminds one of Descartes' Meditations.”
• 36. Note by Rudolf Steiner: Transcendental knowledge, in the sense of this world-view, is a knowledge by means of which—although no direct insight into the thing-in-itself is believed to be attainable—indirect inferences are drawn from the subjective which is known, to the unknown which lies beyond the subjective (Transcendental). The thing-in-itself, according to this view, is beyond the sphere of the directly recognizable world, that is, it is transcendent. However, our world can be transcendentally related to the transcendent. Hartmann's view is called realism because it goes beyond the subjective, the ideal, to the transcendent, the real.
• 37. See Weygandt, Entstehung der Träume, Appearance of Dreams, 1893. (Reference given by Rudolf Steiner.)
• 38. Arthur Schopenhauer (1788–1860), Die Welt als Wille und Vorstellung The World as Will and Representation, Four Books, publ. 1819 by Brockhaus, Leipzig. (English translation by Haldane & Kemp, 1883) Ref. Book I, par. 1, Ger. ed. Biographical data and translations of Schopenhauer's works, as well as extensive commentaries on his ideas have been published in English translation. Consult any standard encyclopedia for details. Rudolf Steiner edited a collected edition of the writings of Schopenhauer, 12 vols. with introduction by Steiner, publ. 1894.
• 39. Schopenhauer, op. cit. supra, Book II, par. 18.

[ 1 ] We have established that the elements for explaining reality are to be taken from the two spheres: perceiving and thinking. As we have seen, it is our organization that determines the fact that the full, complete reality of things, our own subject included, appears at first as a duality. Cognition overcomes this duality by combining the two elements of reality: the perception and the concept gained by thinking, into the complete thing. If we call the world as it confronts us before it has attained its true aspect by means of cognition, “the world of appearance,” in contrast to the unified whole composed of perception and concept, then we can say: The world is given us as a duality (dualistic), and cognition transforms it into a unity (monistic). A philosophy which starts from this basic principle may be called a monistic philosophy, or monism, in contrast to the theory of two worlds, or dualism. The latter does not assume that there are two sides of a single reality, which are kept apart merely by our organization, but, rather, that there are two worlds, completely different from each other. Then in the one world it tries to find the principles that can explain the other.

[ 2 ] Dualism rests on a misunderstanding of what we call knowledge. It divides the whole of existence into two spheres, each of which has its own laws, and it lets these spheres stand opposite to and outside of each other.

[ 3 ] It is from a dualism such as this that there arises the distinction between the perceived object and the thing-in-itself which Kant ⁴¹ introduced into science and which so far has not been expelled. From our discussion can be seen that it is due to the nature of our intellectual organization that a particular thing can be given us only as perception. Thinking then overcomes this separateness by referring each perception to its rightful place in the world whole. As long as the separated parts of the world whole are defined as perceptions, in this elimination we are simply following a law of our subjectivity. If, however, we consider the sum-total of all perceptions as constituting one part, and confront it with the “thing-in-itself” as a second part, then our philosophizing loses all foundation. It then becomes a mere playing with concepts. An artificial opposition is constructed, but it is not possible to attain a content for the second part of this opposition, since such content for a particular thing can be drawn only from perception.

[ 4 ] Every kind of existence which is assumed outside the realm of perception and concept belongs to the sphere of unjustified hypotheses. The “thing-in-itself” belongs in this category. It is quite natural that a dualistic thinker should be unable to find the connection between a universal principle which he hypothetically assumes, and the given, known by experience. One can obtain a content for the hypothetical universal principle only by borrowing a content from the sphere of experience and then shutting one's eyes to the fact of the borrowing. Otherwise it remains an empty concept, a non-concept, which is nothing but a shell of a concept. Then the dualistic thinker usually maintains that the content of this concept is not accessible to our knowledge. We can know only that such a content must be present, but not what it is. In both cases it is impossible to overcome dualism. Even if one brings a few abstract elements from the sphere of experience into the concept of the thing-in-itself, it still remains impossible to derive the rich concrete life of experience from those few qualities which, after all, are themselves taken from perception only. DuBois-Reymond ⁴² thinks that the imperceptible atoms of matter produce sensation and feeling by means of their position and motion, and then comes to the conclusion: We can never find a satisfactory explanation of how matter and motion produce sensation and feeling, for

“It is absolutely and forever unintelligible that it should be other than indifferent to a number of atoms of carbon, hydrogen, and nitrogen, etc., how they lie and move, how they lay and moved, or how they will lie and will move. It is impossible to see how consciousness could come into existence through their interaction.”

This conclusion is characteristic of this whole trend of thought. Position and motion are abstractions derived from the rich sphere of perceptions. They are then transferred to the imagined world of atoms. Then astonishment arises that real life cannot be evolved out of this principle which is self-made and borrowed from the sphere of perceptions.

[ 5 ] That the dualist who works with a completely empty concept of the “in-itself” of things can reach no explanation of the world, already follows from the definition of his principle indicated above.

[ 6 ] A dualist is always compelled to set impassable barriers to our faculty of knowledge. The follower of a monistic world view knows that everything he needs for the explanation of any given phenomenon in the world must lie within this world itself. What hinders him from reaching the explanation can be only contingent limitations in space and time, or shortcomings of his organization. And, indeed, not of the human organization in general, but only of his own particular one.

[ 7 ] It follows from the concept of cognition, as defined by us, that one cannot speak of limits to knowledge. Cognition is not a concern of the universe in general, but one which men must settle for themselves. Things claim no explanation. They exist and act on one another according to laws which thinking can discover. They exist in indivisible unity with these laws. Our egohood confronts them, grasping at first only what we have called perceptions. In the inner core of our egohood, however, we find the power to discover the other part of reality also. Only when the egohood has again combined for itself the two elements of reality which are indivisibly united in the world, is the thirst for knowledge satisfied: the I has again come to reality.

[ 8 ] Therefore, the conditions required for cognition to arise, come about through and for the I. The I sets itself the problems of cognition. And it takes them from the element of thinking, in itself absolutely clear and transparent. If we ask questions we cannot answer, then the content of the question cannot be clear and distinct in all its details. The world does not set us the questions; it is we ourselves who set them.

[ 9 ] I can imagine that it would be quite impossible for me to answer a question which I happened to find written down somewhere, without knowing the sphere from which the content of the question was taken.

[ 10 ] In knowledge we are concerned with questions which arise for us through the fact that a sphere of perceptions, conditioned by time, space, and our subjective organization, is confronted by a sphere of concepts pointing to a world which is a unity. My task is to reconcile these two spheres, well known to me. One cannot speak here of a limit of knowledge. It may be that at a particular moment, this or that remains unexplained because, through our place in life, we are prevented from perceiving all that is involved. What is not found to-day, however, may be found tomorrow. The limits due to these causes are only transitory, and can be overcome by the progress of perceiving and thinking.

[ 11 ] Dualism makes the mistake of transferring the antithesis of object and subject, which has significance only within the sphere of perceptions, to purely invented entities outside this sphere. But as the separate things within the field of perception remain separated only as long as the perceiver refrains from thinking, which cancels all separation and shows it to be due to merely subjective factors, so the dualist, in fact, transfers to entities behind the sphere of perceptions definitions which, even for perceptions, have no absolute but only relative validity. In doing this he splits up the two factors concerned in the process of cognition, perception and concept, into four: 1) the object-in-itself, 2) the perception which the subject has of the object, 3) the subject, 4) the concept which relates the perception to the object-in-itself. The relation between object and subject is considered to be real, that is, the subject is considered to be really (dynamically) influenced by the object. This real process is said not to appear in consciousness. But it is supposed to evoke in the subject a response to the stimulation from the object. The result of this response is said to be the perception. This at last enters our consciousness. The object is said to have an objective reality (independent of the subject), the perception a subjective reality. This subjective reality is said to be referred by the subject to the object. This latter reference is said to be an ideal one. The dualist, in other words, splits up the process of cognition into two parts. One part, i.e., the production of the perceptual object out of the thing-in-itself, takes place, according to him, outside of consciousness, the other part, the union of perception with concept and the reference of this to the object, within consciousness. These presuppositions make it clear that the dualist believes he receives in his concepts only something subjective, which represents what confronts his consciousness. The objectively real process in the subject, by means of which the perception comes about, and still more the objective relationships between things-in-themselves, remain inaccessible to direct cognition for such a dualist. In his opinion, man can obtain only concepts that represent the objectively real. The bond of unity which connects things with one another and also objectively with our individual spirit (as thing-in-itself), lies beyond consciousness in a being-in-itself of whom we likewise can have in our consciousness only a concept that represents it.

[ 12 ] The dualist believes that the whole world would be nothing but a mere abstract scheme of concepts if he did not insist on “real” connections between the objects beside the conceptual ones. In other words, the ideal principles which can be discovered by thinking seem too airy for the dualist, and he seeks, in addition, “real principles” with which to support them.

[ 13 ] Let us examine these “real principles” a little more closely. The naive man (naive realist) regards the objects of external experience as realities. The fact that his hands can grasp and his eyes can see these objects is for him the proof of their reality. “Nothing exists that cannot be perceived” is, in fact, the basic axiom of the naive man, and it is held to be equally valid in its converse: “Everything which can be perceived, exists.” The best proof for this assertion is the naive man's belief in immortality and in ghosts. He thinks of the soul as a fine kind of physical matter which, in special circumstances, may actually become visible to the ordinary man (naive belief in ghosts).

[ 14 ] In contrast to this real world of his, the naive realist regards everything else, especially the world of ideas, as unreal, as “merely ideal.” What we add to objects by thinking is mere thoughts about the objects. Thought adds nothing real to perception.

[ 15 ] But it is not only with reference to the existence of things that the naive man regards sense perception as the sole proof of reality, but also with reference to happenings. According to him, one thing can act upon another only when a force actually present to sense perception issues from the one and seizes upon the other. The older physicists thought that very fine substances emanate from the objects and penetrate through the sense-organs into the soul. They thought the actual seeing of these substances to be impossible only because of the coarseness of our sense-organs in comparison with the fineness of these substances. In principle, the reason for attributing reality to these substances was the same as that for attributing it to the objects of the physical world, namely, the form of their existence, which was thought to be analogous to that of physical reality.

[ 16 ] The self-dependent nature of what can be experienced, not physically but ideally, is not regarded by naive consciousness as being real in the same sense. Something grasped “merely as idea” is regarded as a chimera until sense perception can provide conviction of its reality. In short, in addition to the ideal evidence of his thinking, the naive man demands the real evidence of his senses. This need of naive man is the reason why primitive forms of belief in revelation arise. For naive consciousness, the God who is given through thinking always remains a God merely “thought.” Naive consciousness demands that the manifestation should be through means accessible to physical perception. God must appear in bodily form; little value is attached to the evidence of thinking, but only to the Divine Nature being proved by the changing of water into wine in a way which can be testified by the senses.

[ 17 ] The act of cognition, too, is regarded by naive man as a process analogous to sense-perception. Things must make an impression on the soul or send out images which penetrate the senses, etc.

[ 18 ] What the naive man can perceive with his senses he regards as real, and that of which he has no such perception (God, soul, cognition, etc.) he regards as analogous to what is perceived.

[ 19 ] A science based on naive realism will consist in an exact description of the content of perception. Concepts are only means to this end. They exist to provide ideal counterparts of perceptions. For things themselves, they have no significance. For the naive realist, only the individual tulips which are seen or could be seen, are real. The one idea of the tulip, is to him an abstraction, is to him an unreal thought-picture, which the soul has put together for itself out of the characteristics common to all tulips.

[ 20 ] Naive realism, with its fundamental principle of the reality of all perceived things, is contradicted by experience, which shows us that the content of perceptions is of a transitory nature. The tulip I see, is real to-day; in a year it will have vanished into nothingness. What persists is the species tulip. This species, however, for the naive realist is “merely” an idea, not a reality. Thus, this world view finds itself in the position of seeing its realities arise and perish, while what it regards as unreal, in contrast to the real, persists. Hence the naive realist has to allow for the existence of something ideal besides the perceptions. He has to accept entities which he cannot perceive by means of the senses. He justifies this by imagining their existence to be analogous to that of physical objects. Such hypothetically assumed realities are the invisible forces by means of which objects perceptible to the senses act on one another. Heredity is thought of in this way; it goes beyond the individual and is the reason why a new being develops from the individual which is similar to it, and by means of it the species is maintained. The life principle permeating the organic body is also thought of in this way, and so is the soul, for which one always finds in naive consciousness a concept based on an analogy to sense-reality, and finally so, too, the naive man thinks of the Divine Being. This Divine Being is thought of as active in a manner exactly corresponding to what can be perceived as actions of men, that is, the Divine Being is thought of anthropomorphically.

[ 21 ] Modern physics traces sense-impressions back to processes in the smallest particles of bodies and to the infinitely fine substance, the ether, or to something similar. For example, what we sense as warmth, is, within the space occupied by the warmth-giving body, movement of its parts. Here again, something imperceptible is thought of on the analogy of what is perceptible. The physical analogon to the concept “body” is, in this sense, something like the interior of a totally enclosed space in which elastic balls are moving in all directions, impinging on one another, bouncing on and off the walls, etc.

[ 22 ] Without such assumptions, for naive realism, the world would collapse into a disconnected chaos of perceptions with no mutual relationships to unite them. It is clear, however, that naive realism can arrive at these assumptions only by inconsistency. If it remained true to its fundamental principle that only what is perceived is real, then it would not assume a reality where it perceives nothing. The imperceptible forces which proceed from perceptible things are essentially unjustified hypotheses from the standpoint of naive realism itself. And as the naive realist acknowledges no other realities, he invests his hypothetical forces with perceptual content. In doing this he applies a form of existence (perceptual existence) to a sphere where he lacks the only means that can give any evidence of such existence: perceiving by means of physical senses.

[ 23 ] This self-contradictory world view leads to metaphysical realism. Beside the perceptible reality, the metaphysical realist constructs an imperceptible one which he thinks of on the analogy of the former. Metaphysical realism therefore, is of necessity dualistic.

[ 24 ] Where the metaphysical realist observes a relation between perceptible things (mutual approach through movement, becoming conscious of an object, etc.), there he regards a reality as existing. But the relation that he notices he can, however, express only by means of thinking; he cannot perceive it. The relation, which is purely ideal, is arbitrarily made into something similar to what is perceptible. Thus, according to this line of thought, the real world is composed of perceptual objects which are in ceaseless flux, arising and disappearing, and of imperceptible forces which are permanent and produce the perceptual objects.

[ 25 ] Metaphysical realism is a contradictory mixture of naive realism and idealism. Its hypothetical forces are imperceptible entities endowed with the qualities of perceptions. In addition to the sphere, for the form of existence of which he has a means of cognition in its perceptibility, the metaphysical realist has decided to acknowledge another sphere to which this means is not applicable, a sphere which can be ascertained only by means of thinking. But he cannot at the same time decide also to acknowledge the form of existence which thinking mediates, namely the concept (the idea), as being of equal importance with perceptions. If one is to avoid the contradiction of imperceptible perceptions, then it must be admitted that the relation thinking mediates between perceptions can have no other form of existence for us than that of the concept. When the untenable part of metaphysical realism is rejected, we then have the world before us as the sum of perceptions and their conceptual (ideal) relations. Then metaphysical realism merges into a world view which requires the principle of perceptibility for perceptions and that of “think-ability” for the relations between the perceptions. Side by side with the realm of perceptions and that of concepts, this world view cannot acknowledge a third realm for which both principles, the so-called real principle and the ideal principle, have equal validity.

[ 26 ] When the metaphysical realist maintains that beside the ideal relation between the perceptual object and the perceiving subject, there must also exist a real relation between the “thing-in-itself” of the perception and the “thing-in-itself” of the perceptible subject (of the so called individual spirit), then this assertion is due to the mistaken assumption of the existence of a process, analogous to a process in the sense-world, but imperceptible. Further, when the metaphysical realist says: I have a conscious ideal relationship with my world of perceptions, but with the real world I can have only a dynamic (force) relationship, he then makes the above mistake to an even greater degree. One can only speak of a force-relationship within the world of perceptions (in the sphere of the sense of touch), not outside that sphere.

[ 27 ] Let us call the world view characterized above, into which metaphysical realism merges if it discards its contradictory elements, monism, because it unites one-sided realism with idealism in a higher unity.

[ 28 ] For the naive realist, the real world is an aggregate of objects of perception; for the metaphysical realist also the imperceptible forces are realities. Instead of forces, the monist has ideal connections which he attains by means of his thinking. The laws of nature are such connections. For a law of nature is nothing other than the conceptual expression for the connection of certain perceptions.

[ 29 ] The monist never has any need to ask for factors other than perceptions and concepts, with which to explain reality. He knows that in the whole sphere of reality there is no need to ask for this. In the sphere of perceptions, directly accessible to his perceiving, he sees half of a reality; in the union of this sphere with the sphere of concepts, he finds the full reality. The metaphysical realist may make the objection to the adherent of monism: It could be that for your organization your knowledge is complete in itself, that no part is lacking; but what you do not know is how the world is mirrored in an intelligence organized differently from your own. To this the monist would reply: If there are intelligences other than human, if their perceptions have a different form than ours, then all that would be of significance for me would be what reaches me from them by means of perceptions and concepts. By means of my perceiving and, in fact, by means of this specifically human manner of perceiving, as subject I am placed over against the object. The connection of things is thereby broken. The subject restores this connection by means of thinking. In doing so, things are re-inserted into the world whole. Since it is only through our subject that this whole appears rent in two at the place between our perception and our concept, so likewise the union of these two factors gives us a true knowledge. For beings with a different world of perceptions (if, for example, they had twice as many sense-organs), the connection would appear broken in another place, and the restoration would, accordingly, have a form specific for such beings. The question concerning limits of knowledge exists only for the naive and metaphysical realists, both of whom see in the content of the soul only an ideal representation of the world. For them, what exists outside the subject is something absolute, something self-dependent, and the content of the subject is a picture of this absolute and is completely external to it. How complete is knowledge of this absolute would depend on the greater or lesser degree of resemblance between the picture and the absolute object. A being with fewer senses than man would perceive less of the world, one with more senses would perceive more. The former's knowledge would therefore be less complete than that of the latter.

[ 30 ] For the monist, things are different. It is the organization of the perceiving being that determines how the world unity appears to be torn apart into subject and object. The object is not something absolute, but is only something relative in relation to this particular subject. The bridging of the contrasting entities can, therefore, take place again only in the quite specific way that is characteristic of the human subject. As soon as the I, which, in perceiving, is separated from the world, reinserts itself into the connection of things through thinking investigation, all further questioning ceases, since all questions arose only as a result of the separation.

[ 31 ] A differently constituted being would have a differently constituted knowledge. Our knowledge suffices to answer the questions asked by our nature.

[ 32 ] The metaphysical realist should ask: How does what is given as perception come to be the given; what is it that affects the subject?

[ 33 ] For the monist, the perception is determined by the subject. But in thinking, the subject has, at the same time, the means for canceling this determination, caused through the subject itself.

[ 34 ] The metaphysical realist is faced by a further difficulty when he seeks to explain the similarity of the world picture, of different human individuals. He cannot but ask himself: How is it that the world picture which I build up out of my subjectively determined perceptions and out of my concepts, turns out to be like that which another individual builds up out of the same two subjective factors? How, from my subjective world picture, can I infer anything about that of another human being? The metaphysical realist believes he can infer, from the fact that people come to terms with one another in practical life, that their subjective world pictures must be similar. From the similarity of these world pictures he then further infers that the “individual spirits” behind the single perceiving human subjects, or the “I-in-itself” behind the subjects, must also be similar.

[ 35 ] Therefore this inference is drawn from a sum of effects to the nature of their underlying causes. It is believed that from a sufficiently large number of instances, the situation can be so recognized that one can know how the inferred causes will behave in other instances. Such an inference is called an inductive inference. It will be necessary to modify the results if, from further observation, some unexpected element is discovered, because the result, after all, is determined only by the particular form of the earlier observation. The metaphysical realist maintains that this stipulated knowledge of causes is quite sufficient for practical life.

[ 36 ] Inductive inference is the methodical foundation of modern metaphysical realism. At one time it was believed that out of concepts could be evolved something that is no longer a concept. It was believed that from concepts could be derived the metaphysical realities which of necessity, metaphysical realism must have. This kind of philosophizing is now superseded. Instead, it is believed that from a sufficiently large number of perceptual facts one can infer the character of the thing-in-itself which underlies these facts. Just as in the past one tried to derive the metaphysical from concepts, so to-day one tries to derive it from perceptions. As concepts are transparent in their clarity, it was believed that one could also deduce the metaphysical from them with absolute certainty. Perceptions are not of such transparency. Each later perception is always a little different from those of the same kind that preceded it. Therefore, anything inferred from the earlier perception is, in reality, somewhat modified by each following one. The aspect of the metaphysical arrived at in this way, therefore, can be said to be only relatively correct, for it is subject to correction by future instances. Eduard von Hartmann's metaphysics is of a kind that is determined by this methodical principle. This is expressed in the motto he gave on the title-page of his first major work: “Speculative results according to the inductive method of natural science.”

[ 37 ] The form which the metaphysical realist gives to his things-in-themselves today is obtained by inductive inferences. His consideration of the process of knowledge has convinced him that a connection of things, which is objectively real, exists side by side with the “subjective” connection that can be known through perception and concept. The nature of this objective reality he believes he can determine by inductive inferences from his perceptions.

[ 38 ] Addition to the Revised Edition, (1918): Certain representations which arise from investigations of natural phenomena tend, again and again, to disturb unprejudiced observation—as the effort has been made to describe it above—of how we experience concepts and perceptions. Such investigations show that in the light-spectrum the eye perceives colors from red to violet. However, within the spectrum's sphere of radiation, but beyond the violet there are forces to which corresponds no color perception of the eye, but a chemical effect and, similarly, beyond the limit of the red there exist radiations which have only effects of warmth. Investigation of these and similar phenomena has led to the opinion that the range of man's sphere of perceptions is determined by the range of his senses, and that he would have before him a very different world if he had more or altogether different senses. Those who are inclined to flights of imagination, for which the glittering discoveries of recent scientific research in particular offer such tempting opportunities, may come to the conclusion: Nothing can enter man's field of observation except what is able to affect the senses of his bodily organization, and he has no right to regard what he perceives, by means of his limited organization, as being in any way a standard for ascertaining reality. Every new sense would give him a different picture of reality.—Within its proper limits, this opinion is entirely correct. But one who allows this opinion to prevent him from observing without prejudice the relationship between concept and perception, as explained here, will put obstacles in the way to any realistic knowledge of man and world. To experience thinking in its own nature, that is, to experience the active working-out of the sphere of concepts, is something entirely different from the experience of something perceptible through the senses. Whatever senses man might possibly have, not one would give him reality if through the activity of thinking, he did not permeate with concepts the perceptions they conveyed to him; and indeed, every sense, of whatever kind, if thus permeated, gives man the possibility to live within reality. Speculations about quite different perceptual pictures conveyed by other senses, has nothing to do with the question concerning man's relation to reality. It is essential to recognize that every perceptual picture derives its form from the organization of the perceiving being, but the perceptual picture when permeated by thinking which is livingly experienced leads man into reality. A fanciful description of how different the world would appear to other than human senses cannot act as an incentive to man to seek for knowledge concerning his relationship to the world; rather will this happen through the insight that every perception gives us only a part of the reality it conceals, that, therefore, it leads away from its reality. This then brings us to the further insight that it is thinking which leads into that part of reality which the perception conceals within itself. An unprejudiced observation of the relation between perceptions, and concepts worked out by thinking, as here described, may also be disturbed by the fact that in the sphere of applied physics it becomes necessary to speak not at all of directly perceptible elements, but of non-perceptible magnitudes, such as lines of electric or magnetic force, etc. It may appear as if the elements of reality, spoken of in physics, had nothing to do either with what is perceptible or with concepts actively worked out by thinking. But such a view is based on self-deception. What matters is that all that is worked out in physics—as long as it is not based on unjustifiable hypotheses which must be excluded—is obtained by means of perceptions and concepts. By a correctly working instinct for knowledge in the physicist, what is apparently a non-perceptible content will always be placed into the field of perceptions, and will be thought of in concepts belonging to this field. The magnitudes in electric and magnetic fields, etc., are attained, owing to their nature, by no other process of cognition than the one which takes place between perception and concept.—An increase or a transformation of the human senses would give a different perceptual picture; it would be an enrichment or a transformation of human experience. But a real knowledge of this experience also could be attained only through the interplay of concept and perception. A deepening of knowledge depends upon the active power of intuition contained in thinking (see p. 30). In the living experience within thinking, this intuition can dive down into lesser or greater depths of reality. Through extension of the perceptual picture this diving down of intuition can receive stimulation and thus be indirectly strengthened. But never should this diving into the depths to attain reality be confused with being confronted with a wider or narrower perceptual picture, in which there would always be contained only a half-reality determined by the organization of the cognizing being. If one avoids getting lost in abstractions, it will be recognized how significant, also for knowledge of the being of man, is the fact that in physics one has to include the existence, in the field of perceptions, of elements for which no sense organ is directly tuned as for color or sound. The essential being of man is determined not only by what confronts him through his organization as direct perception, but also by the fact that he excludes something else from this direct perception. Just as life needs, in addition to the conscious waking state, an unconscious sleeping state, so, for man's self-experience is needed besides the sphere of his sense-perceptions, another sphere also—indeed, a much larger one—of elements not perceptible to the senses, but existing within the same field where sense-perceptions originate. All this was already indirectly indicated in the first edition of this book. The author here adds these amplifications to the content because he has found by experience that many readers have not read accurately enough.—Another thing to be considered is that the idea of perception, as presented in this book, is not to be confused with the idea of external sense-perception, which is but a special instance of perception. The reader will gather from what has already been said, but even more from what will follow, that here perception includes everything that man meets, physically or spiritually, before he has grasped it in actively worked out concepts. We do not need what we usually mean by senses in order to have perceptions of a soul or spiritual kind. It may be said that such extension of the ordinary use of a word is inadmissible. Yet such extension is absolutely necessary if one is not to be barred by the current use of a word from enlarging the knowledge of certain fields. If the word perception is applied to physical perception only, then one cannot arrive at a concept that can be of use for attaining knowledge even of this (physical) perception. Often it is necessary to enlarge a concept in order that it may preserve in a narrower field the meaning appropriate to it. Or it is sometimes necessary to add something different to the previous content of a concept in order that its first content may be justified or even readjusted. For example, it is said in this book (p. 32) “A representation, therefore, is an individualized concept.” It has been objected that this is an unusual use of the word. But this use of the word is necessary if we are to find out what a representation really is. What would become of the progress of knowledge if, when compelled to readjust concepts, one is always to be met with the objection: “This is an unusual use of the word”?

• 41. Immanuel Kant, German philosopher, was born in Königsburg April 22, 1724. He entered the university there in 1740, enrolled for the study of mathematics and physics. His studies were interrupted by the death of his father, which left him in poverty. After he supported himself by tutoring for 9 years, the kindness of a friend enabled him to resume his studies, to graduate as a doctor and to qualify as a privatdocent. He occupied this position for 15 years. His lectures widened from physics to include much philosophy. Finally, after unsuccessful attempts, in 1770 he was given the chair of logic and metaphysics at Königsburg. In 1781 his Kritik der reinen Vernunft, Critique of Pure Reason appeared, and in 1783, his Prolegomena. After the appearance of the 2nd edition of the Kritik in 1787, Kant became famous everywhere in German intellectual circles, and his views were regarded as those of an oracle. From 1792–97 he was engaged in a struggle with the government concerning his religious views. In 1794 he withdrew from society, and gave up all teaching except for one public lecture course on logic. In 1797 Kant terminated a teaching activity that had extended over 42 years. He died in Königsburg on February 12, 1804 near the end of his 80th year. Little more than five feet tall, deformed in his right shoulder, his chest almost concave, Kant had a weak constitution. He never married, and followed an unchanging program of activities from youth to old age. For example, he never failed to rise at 5 o'clock, studied for 2 hours, lectured for 2 more, and spent the rest of the morning at his desk. He dined at a restaurant and spent the afternoon in conversation with friends. He then walked for about an hour—a walk which for years followed exactly the same course—studied for 2 hours more, and retired between 9 and 10. He was a prolific reader, especially in history, science, travel, and philosophy. He knew English history and literature intimately, especially in the period of Queen Anne. He read little of Goethe or Schiller, but often re-read Voltaire and Rousseau. He had little interest in nature, and in 80 years never traveled more than 40 miles from his native Königsburg. For further biographical details, works and translations, consult any standard encyclopedia.
• 42. Emil DuBois-Reymond, German physiologist and educator. Born Berlin, November 7th, 1818, in 1836 he entered the University of Berlin, where his teacher was Johannes Müller, above). In 1840 he became the latter's assistant in physiology. His great work was the study of animal electricity, and his famous book was Researches on Animal Electricity, 1848–84. For many years he exerted great influence as a teacher. In 1858, upon the death of Müller, he was appointed to the latter's chair in physiology. In 1851 he had been admitted to the Academy of Sciences in Berlin; in 1867 he became its permanent secretary. His closest friend after Müller's death was von Helmholtz, who also had been a student of Müller. DuBois-Reymond died in Berlin on November 26, 1896. Rudolf Steiner makes many references to his work in lectures and writings.

[ 1 ] Let us recapitulate the results arrived at in the previous chapters. The world confronts man as a multiplicity, as a sum of separate entities. Man himself is one of these separate entities, a being among other beings. This aspect of the world we characterized simply as that which is given, and inasmuch as we do not evolve it by conscious activity, but find it present, we called it perception. Within the world of perceptions we perceive ourself. This self-perception would remain merely one among the many other perceptions, did not something arise from the midst of this self-perception which proves capable of connecting perceptions in general and therefore also the sum of all other perceptions with that of ourself. This something which emerges is no longer mere perception, neither is it, like perceptions, simply given. It is brought about by our activity. To begin with, it appears united with what we perceive as ourself. But in accordance with its inner significance it reaches out beyond the self. It bestows on the separate perceptions ideal definitions, and these relate themselves to one another and stem from a unity. What is attained by self-perception, it defines ideally in the same way as it defines all other perceptions, placing this as subject, or “I,” over against the objects. This something is thinking, and the ideal definitions are the concepts and ideas. Thinking, therefore, first manifests itself in the perception of the self, but it is not merely subjective, for the self characterizes itself as subject only with the help of thinking. This relationship to oneself by means of thoughts is a life-definition of our personality. Through it we lead a purely ideal existence. Through it we feel ourselves to be thinking beings. This life-definition would remain a purely conceptual (logical) one if no other definitions of our self were added to it. We should then be beings whose life would be exhausted in establishing purely ideal relations between perceptions themselves, and between them and ourself. If we call the establishing of such a thought connection, an act of cognition, and the resulting condition of our self knowledge, then according to the above mentioned presupposition, we should have to consider ourselves as beings who merely cognize or know.

[ 2 ] However, the presupposition does not correspond to the facts. We relate perceptions to ourselves not merely ideally, through concepts, but also, as we have seen, through feeling. Therefore we are not beings with a merely conceptual life-content. The naive realist even sees in the life of feeling a more genuine life of the personality than in the purely ideal element of knowledge. And from his standpoint he is right in interpreting the matter in this way. For feeling on the subjective side to begin with, is exactly the same as perception on the objective side. From the basic principle of naive realism, that everything that can be perceived is real, it follows that feeling is the guarantee of the reality of one's own personality. Monism, however, as understood here, must confer upon feeling the same supplement that it considers necessary for all perceptions if these are to be present as a complete reality. For monism, feeling is an incomplete reality which, in the form it is first given to us, does not as yet contain its second factor, the concept or idea. This is why in actual life, feelings, like perceptions, appear before cognition has occurred. At first we have merely a feeling of existence, and it is only in the course of gradual development that we reach the point where the concept of our self dawns within the dim feeling of our existence. But what for us appears only later is fundamentally and indivisibly bound up with feeling. This fact leads the naive man to the belief that in feeling, existence is present directly, in knowledge only indirectly. Therefore the development of the feeling-life appears to him more important than anything else. He will believe that he has grasped the connection of things only when he has felt it. He attempts to make feelings rather than knowing the means of cognition. But as feeling is something quite individual, something equivalent to perception, a philosopher of feeling makes into the universal principle, a principle which has significance only within his personality. He tries to permeate the whole world with his own self. What the monist, in the sense we have described, strives to grasp by means of concepts, the philosopher of feeling tries to attain by means of feeling, and considers this relationship with objects to be the one that is most direct.

[ 3 ] The view just characterized, the philosophy of feeling, is often called mysticism. The error in mysticism based on feeling alone is that the mystic wants to experience ⁴³ in feeling what should be attained as knowledge; he wants to develop something which is individual, into something universal.

[ 4 ] Feeling is purely individual, it is the relation of the external world to our subject, insofar as this relation comes to expression in merely subjective experience.

[ 5 ] There is yet another expression of the human personality. The I, through its thinking, lives within the universal life of the world; through thinking the “I” relates purely ideally (conceptually) the perception to itself, and itself to the perception. In feeling, it experiences a relation of the object to its own subject. In the will, the opposite is the case. In will, we are again confronted with a perception, namely that of the individual relation of our own self to the object. Everything in the will which is not a purely ideal factor is just as much a merely perceived object as any object in the external world.

[ 6 ] Nevertheless, here again the naive realist believes that he has before him something far more real than can be reached by thinking. He sees in the will an element in which he is directly aware of a process, a causation, in contrast to thinking, which must first grasp the process in concepts. What the I brings about by its will represents to such a view, a process which is experienced directly. An adherent of this philosophy believes that in the will he has really got hold of a corner of the universal process. Whereas all other events he can follow only by perceiving them from outside, he believes that in his will he is experiencing a real process quite directly. The form of existence in which the will appears to him within the self becomes for him a direct principle of reality. His own will appears to him as a special case of the universal process, and he therefore considers the latter to be universal will. The will becomes the universal principle just as in mysticism of feeling, feeling becomes the principle of knowledge. This view is a Philosophy of the Will (Thelism).⁴⁴ Here something which can be experienced only individually is made into the constituent factor of the world.

[ 7 ] The philosophy of will can be called a science as little as can mysticism of feeling. For both maintain that to permeate things with concepts is insufficient. Both demand, side by side with an ideal-principle of existence, a real principle also. And this with a certain justification. But since for this so-called real principle, perceiving is our only means of comprehension, it follows that mysticism of feeling and philosophy of will are both of the opinion that we have two sources of knowledge: thinking and perceiving, perceiving being mediated through feeling and will as individual experience. According to mysticism of feeling and philosophy of will, what flows from the source of experience ^44a cannot be taken up directly into what flows from the source of thinking; therefore the two forms of knowledge, perceiving and thinking, remain standing side by side without a higher mediation. Besides the ideal principle attainable through knowledge, there is also supposed to exist a real principle which, although it can be experienced cannot be grasped by thinking. In other words: mysticism of feeling and philosophy of will are both forms of naive realism; they both adhere to the principle: What is directly perceived is real. Compared with naive realism in its original form, they are guilty of the further inconsistency of making one definite kind of perceiving (feeling or will) into the one and only means of knowing existence; and this they should not do when they adhere in general to the principle: What is perceived is real. According to this, for cognition, external perceptions should have equal value with inner perceptions of feeling or will.

[ 8 ] Philosophy of will becomes metaphysical realism when it considers will also to be present in those spheres of existence where a direct experience of it, as in one's own subject, is not possible. It hypothetically assumes a principle outside the subject, for which subjective experience is the sole criterion of reality. The philosophy of will as a form of metaphysical realism is open to the criticism indicated in the preceding chapter; it has to overcome the contradictory element inherent in every form of metaphysical realism, and acknowledge that the will is a universal world process only insofar as it relates itself ideally to the rest of the world.

[ 9 ] Addition to the Revised Version, (1918): The reason it is so difficult to observe and grasp the nature of thinking lies in the fact that its nature all too easily eludes the contemplating soul, as soon as one tries to focus attention on it. What then is left is something lifeless, abstract, the corpse of living thinking. If this abstract alone is considered, then it is easy, by contrast, to be drawn into the “living” element in mysticism of feeling, or into the metaphysics of the will, and to find it strange that anyone should expect to grasp the nature of reality in “mere thought.” But one who really penetrates to the life within thinking will reach the insight that to experience existence merely in feeling or in will cannot in any way be compared with the inner richness, the inwardly at rest yet at the same time alive experience, of the life within thinking, and no longer will he say that the other could be ranked above this. It is just because of this richness, because of this inner fullness of living experience, that its reflection in the ordinary life of soul appears lifeless and abstract. No other human soul-activity is so easily underestimated as thinking. Will and feeling warm the human soul even when experienced only in recollection. Thinking all too easily leaves the soul cold in recollection; the soul-life then appears to have dried out. But this is only the strong shadow cast by its warm luminous reality, which dives down into the phenomena of the world. This diving down is done by a power that flows within the thinking activity itself, the power of spiritual love. The objection should not be made that to see love in active thinking is to transfer into thinking a feeling, namely love. This objection is in truth a confirmation of what is said here. For he who turns toward the living essence of thinking will find in it both feeling and will, and both of these in their deepest reality; whereas for someone who turns away from thinking and instead turns toward “mere” feeling or will, for him these will lose their true reality. One who is willing to experience intuitively in thinking, will also be able to do justice to what is experienced in the realm of feeling and in the element of will, whereas mysticism of feeling and metaphysics of will are incapable of doing justice to the activity of permeating existence with intuitive thinking. They all too easily come to the conclusion that they have found reality, whereas the intuitive thinker produces in abstract thoughts without feeling, and far removed from reality, a shadowy, chilling picture of the world.

• 43. Note by Translator: The reader's attention is drawn to the fact that the word experience, in relation to the kind of mysticism and philosophy of will referred to in this chapter, is translated from the word erleben (as distinct from Erfahrung, see note 40, above) Therefore, what the mystic experiences in feeling and the philosopher of will in the will-element, are experiences which have not been formed into clear representations by the activity of thinking.
• 44. Thelism—Voluntarism, i.e., any theory which conceives will to be the dominant factor in experience or in the constitution of the world.
• 44a. Ger. Erlebnisse.—Tr.

[ 1 ] For cognition the concept of a tree is conditioned by the perception of the tree. When confronted with a particular perception I can lift out only one definite concept from the general system of concepts. The connection between concept and perception is determined indirectly and objectively through thinking according to the perception. The connection of the perception with its concept is recognized after the act of perception; but that they belong to one another is already inherent in the object itself.

[ 2 ] The process is different when the relation of man to the world is considered, as it arises within knowledge. In the preceding explanation the attempt has been made to show that it is possible to throw light on this relation if one observes it without prejudice. A real understanding of such an observation leads to the insight that thinking can be directly experienced as a self-contained reality. In order to explain thinking as such, those who find it necessary to add something to it, such as physical brain-processes or unconscious spiritual processes lying behind the conscious thinking which is being observed, underestimate what can be seen when thinking is observed without prejudice. During his observation of thinking, the observer lives directly within a spiritual, self-sustaining activity of a living reality. Indeed one can say that he who wants to grasp the reality of spirit in the form in which it first presents itself to man, can do this in his own self-sustaining thinking.

[ 3 ] When thinking is observed, two things coincide which elsewhere must always appear apart: concept and perception. If this is not recognized, then in the concepts which have been worked out according to perceptions, one is unable to see anything but shadowy copies of the perceptions, and will take the perceptions to be the full reality. Further, one will build up a metaphysical sphere on the pattern of the perceived world, and each person, according to his views, will call this world a world of atoms, a world of will, a world of unconscious spirit, and so on. And he will not notice that with all this he merely hypothetically builds up a metaphysical world on the pattern of his world of perceptions. But if he realizes what he has before him in thinking, then he will also recognize that in the perception only a part of reality is present, and that the other part that belongs to it and first allows it to appear as full reality, is experienced in the act of permeating the perception with thinking. Then in what arises in consciousness as thinking, he will also see not a shadowy copy of some reality, but spiritual reality itself. And of this he can say that it becomes present in his consciousness through intuition. Intuition is a conscious experience of a purely spiritual content, taking place in the sphere of pure spirit. Only through an intuition can the reality of thinking be grasped.

[ 4 ] Only when, by observing thinking without prejudice, one has wrestled one's way through to recognizing the truth that the nature of thinking is intuitive, is it possible to gain a real understanding of the body-soul organization of man. Then one recognizes that this organization cannot affect the nature of thinking. Quite obvious facts seem to contradict this at first. For ordinary experience, human thinking only takes place connected with, and by means of, the organization. This comes so strongly to the fore that the true facts can only be seen when it has been recognized that nothing from the organization plays into thinking as such. And then it is impossible not to notice how extraordinary is the relation of the human organization to thinking. For this organization has no effect at all on thinking; rather it withdraws when the activity of thinking takes place; it suspends its own activity, it makes room, and in the space that has become free, thinking appears. The spiritual substance that acts in thinking has a twofold task: first it presses back the human organization in its activity, and next, it steps into the place of it. The first, the pressing back of the bodily organization, is also a consequence of the thinking activity, and indeed of that part of this activity which prepares the manifestation of thinking. This explains the sense in which thinking finds its counterpart in the bodily organization. And when this is recognized, one will no longer mistake this counterpart for thinking itself. If someone walks over soft ground, his feet leave impressions in the soil. But one is not tempted to say that the forces of the ground have formed these imprints from below. One will not ascribe to these forces any participation in the creating of the footprints. So too, one who, without prejudice, observes the nature of thinking will not ascribe to the imprints in the bodily organization any participation in the nature of thinking, for the imprints in the organization come about through the fact that thinking prepares its manifestation through the body. [The significance of the above view in relation to psychology, physiology, etc., in various directions has been set forth by the author in works published after this book. Here the aim is only to characterize what can be recognized by an unprejudiced observation of thinking.]

[ 5 ] Now a significant question arises. If the human organism does not partake in the spiritual substance of thinking, what significance has this organism within man's being as a whole? Now what happens in this organism through thinking has nothing to do with the nature of thinking, but indeed it has to do with the arising of the I-consciousness within thinking. The real “I” exists within the being of thinking, but not so the I-consciousness. This will be recognized if only thinking is observed without prejudice. The “I” is to be found within thinking; the “I-consciousness” arises through the fact that the imprints of the activity of thinking are engraved upon the general consciousness in the sense explained above. (The I-consciousness therefore arises through the bodily organism. But by this is not meant that the I-consciousness, once it has arisen, remains dependent on the bodily organism. Once arisen, it is taken up into thinking and henceforth shares its spiritual nature.)

[ 6 ] The human organism is the foundation of the “I-consciousness.” It is also the source of will-activity. It follows from the preceding explanation that an insight into the connection between thinking, conscious I, and will activity can only be obtained if we first observe how will-activity issues from the human organism.^44b

[ 7 ] The factors to be considered in a particular act of will are the motive and the driving force. The motive is either a concept or a representation; the driving force is the will element and is directly conditioned by the human organism. The conceptual factor, or motive, is the momentary source from which the will is determined; the driving force is the permanent source of determination in the individual. A motive of will may be a pure concept or a concept with a definite reference to what is perceived, i.e. a representation. General and individual concepts (representations) become motives of will by influencing the human individual and determine him to act in a particular direction. But one and the same concept, or one and the same representation, influences different individuals differently. It impels different people to different actions. Will, therefore, does not come about merely as a result of the concept, or representation, but also through the individual disposition of human beings. This individual disposition we will call—in this respect one can follow Eduard von Hartmann ⁴⁵—the characterological disposition. The way in which concepts and representations influence the characterological disposition of a person gives his life a definite moral or ethical stamp.

[ 8 ] The characterological disposition is formed through the more or less constant life-content of our subject, that is, through the content of our representations and feelings. Whether a present representation stimulates me to will or not, depends on how the representation is related to the content of the rest of my representations, and also to my particular feelings. The content of my representations is determined in turn by all those concepts which in the course of my individual life have come into contact with perceptions, that is, have become representations. This again depends on my greater or lesser capacity for intuition, and on the range of my observations, that is, on the subjective and the objective factors of experience,⁴⁶ on my inner determination and my place in life. The characterological disposition is more particularly determined by the life of feeling. Whether I make a definite representation or concept the motive of my action will depend on whether it gives me pleasure or pain.—These are the elements which come into consideration in an act of will. The immediately present representation or concept which becomes motive, determines the aim, the purpose of my will; my characterological disposition determines me to direct my activity toward this aim. The representation, to go for a walk in the next half-hour, determines the aim of my action. But this representation is elevated to a motive of will only if it meets with a suitable characterological disposition, that is, if during my life until now I have formed representations concerning the purpose of walking, its value for health, and further, if the representation of walking combines in me with a feeling of pleasure.

[ 9 ] We therefore must distinguish: 1) the possible subjective dispositions which are suitable for turning definite representations and concepts into motives; and 2) the possible representations and concepts which are capable of so influencing my characterological disposition that willing is the result. The first represents the driving force, the second, the aims of morality.

[ 10 ] We can find the driving force of morality by investigating the elements which comprise individual life.

[ 11 ] The first level of individual life is perceiving, more particularly, perceiving by means of the senses. Here we are concerned with that region of our individual life where perceiving, without a feeling or a concept coming between, is directly transformed into willing. The driving force in man, which comes into consideration here, we shall simply call instinct. The satisfaction of our lower, purely animal needs (hunger, sexual intercourse, etc.) takes place in this way. What is most characteristic of instinctive life is the immediacy with which a particular perception releases the will. This kind of determination of the will, which is characteristic only of lower sense-life to begin with, can also be extended to the perceptions of the higher senses. We let a deed follow upon the perception of some event or other in the outer world without further reflection and without linking any particular feeling to the perception, as in fact happens in conventional social life. The driving force of such conduct is what is called tact or moral etiquette. The more often such a direct release of activity by a perception takes place, the more the person concerned is able to act purely under the guidance of tact, that is: tact becomes his characterological disposition.

[ 12 ] The second level of human life is feeling. Definite feelings link themselves to the perceptions of the outer world. These feelings can become the driving forces of deeds. When I see a starving person, pity for him can become the driving force of my action. Such feelings, for example, are shame, pride, honor, humility, remorse, pity, revenge, gratitude, piety, loyalty, love and duty.^46a

[ 13 ] The third level of life is thinking and forming representations. A representation or a concept can become motive for an action through mere reflection. Representations become motives because in the course of life we continuously link certain aims of will with perceptions which keep returning in more or less modified form. This is why, when people not entirely without experience have certain perceptions, there always also enter into their consciousness representations of deeds which they themselves have carried out in a similar instance, or have seen carried out. These representations hover before them as determining models for all later decisions; they become united with their characterological disposition. We could call this driving force of the will, practical experience. Practical experience gradually merges into purely tactful conduct. This happens when definite typical pictures of actions have become so firmly connected in our consciousness with representations of certain situations in life that in any given case we skip over all deliberation based on experience and pass over directly from perception into willing.

[ 14 ] The highest level of individual life is that of conceptual thinking without reference to a definite perceptual content. We determine the content of a concept through pure intuition from the ideal sphere. Such a concept contains no reference to definite perceptions at first. If we pass over into willing under the influence of a concept pointing to a perception, that is, a representation, then it is this perception which determines us indirectly via the conceptual thinking. When we act under the influence of intuitions, then the driving force of our deed is pure thinking. Since in philosophy it is customary to call the faculty of pure thinking, reason, it would be justifiable to call the moral driving force characteristic of this level, practical reason. The clearest account of this driving force of the will has been given by Kreyenbühl.⁴⁷ (Philosophische Monatshefte, Vol. XVIII, No. 3). (Ethical-Spiritual Activity in Kant) I count his article on this subject among the most important contributions to present-day philosophy, particularly to ethics. Kreyenbühl characterizes this driving force as practical a priori, that is, an impulse to action springing directly from my intuition.

[ 15 ] It is clear that in the strictest sense of the word, such an impulse can no longer be considered as belonging to the characterological disposition. For here what acts as driving force is no longer something merely individual in me, but is the ideal and therefore the universal content of my intuition. As soon as I see the justification for making this content the foundation and starting-point of an action, I pass over into willing, irrespective of whether I had the concept already, or whether it enters my consciousness only immediately before acting, that is, irrespective of whether or not it was already present in me as disposition.

[ 16 ] An action is a real act of will only when a momentary impulse of action, in the form of a concept or representation, influences the characterological disposition. Such an impulse then becomes the motive of will.

[ 17 ] Motives of morality are representations and concepts. There are philosophers of ethics who also see in feeling a motive for morality; they maintain, for example, that the aim of moral conduct is the furtherance of the greatest possible quantity of pleasure in the individual who acts. But in itself a pleasure cannot be a motive; only a represented pleasure can. The representation of a future feeling, but not the feeling itself, can influence my characterological disposition. For in the moment of acting the feeling itself is not yet there; moreover it is to be produced by the action.

[ 18 ] The representation of one's own or someone else's welfare, however, is rightly regarded as a motive of will. The principle: through one's deed to bring about the greatest amount of pleasure for oneself, that is, to attain personal advantage, is egoism. It is striven for either by ruthlessly considering only one's own welfare, even at the cost of the happiness of others (pure egoism), or by furthering the welfare of others because indirectly one expects a favorable influence upon one's own self through the happiness of others, or because one fears to endanger one's own interest by injuring others (morality of prudence). The particular content of egoistical principles of morality will depend upon what representations a person has of his own or of another's happiness. A person will determine the content of his egoistical striving according to what he considers to be the good things in life (luxury, hope of happiness, deliverance from various misfortunes, etc.).

[ 19 ] Another motive is the purely conceptual content of actions. This content does not refer to a particular action only, as in the case of the representation of one's own pleasures, but to the reason for an action derived from a system of moral principles. In the form of abstract concepts these moral principles may govern moral life without the single individual troubling himself about the origin of the concepts. In that case, we simply feel the subjection to the moral concept which, like a command, overshadows our deeds as a moral necessity. The reason for this necessity we leave to those who demand our moral subjection, that is, to the moral authority we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). A particular instance of these moral principles is when the command announces itself to us, not through an external authority, but through our own inner being (moral autonomy). In this case, within ourselves we sense the voice to which we have to submit. This voice finds expression in conscience.

[ 20 ] It means moral progress when man does not simply take the command of an outer or inner authority as motive for his action, but strives to recognize the reason why a particular principle of conduct should act as motive in him. This is the advance from morality based on authority, to conduct based on moral insight. At this level of morality the person will consider the needs of moral life and will let this knowledge determine his actions. Such needs are: 1) the greatest possible welfare of humanity, purely for its own sake; 2) the progress of culture, or the moral development of mankind to ever greater perfection; 3) the realization of individual aims of morality, which are grasped purely intuitively.

[ 21 ] The greatest possible welfare of humanity will naturally be understood differently by different people. The above principle does not refer to a definite representation of this welfare, but to the fact that each person who acknowledges this principle strives to do what in his opinion best furthers the welfare of humanity.

[ 22 ] The progress of culture is seen as a special instance of the above-mentioned moral principle by those who connect feelings of pleasure with the advantages of culture, but they will have to accept into the bargain the decline and destruction of much that also contributes to the welfare of mankind. However, it is also possible that in the progress of culture someone sees a moral necessity, quite apart from the feeling of pleasure connected with it. Then for him, the progress of culture is a particular moral principle, distinct from the one mentioned previously.

[ 23 ] The principle of the general welfare, as well as that of the progress of culture, is based upon a representation, that is, upon how one relates the content of moral ideas to certain experiences (perceptions). But the highest thinkable principle of morality is one which contains no such relation from the start, but springs from the source of pure intuition and only afterward seeks the relation to perceptions (to life). Here the decision as to what is to be willed proceeds from a different sphere than that of the previous examples. In all his conduct, one in favor of the principle of the general welfare will first ask what his ideals will contribute to this general welfare. He who acknowledges the moral principle of the progress of culture, will do the same. But at this level he could do something even higher: if in a particular case he were not to proceed from one single definite aim of morality, but were to recognize a certain value in all principles of morality and were always to ask whether the one or the other would be more important here. It may happen that in certain circumstances one considers the progress of culture, in others, the general welfare, and in yet others, the furtherance of his own welfare, to be the right aim and motive of his actions. But when all such reasons take second place, then first and foremost the conceptual intuition itself comes into consideration. When this happens, then all other motives retreat from the leading position and the idea-content of the action alone is effective as its motive.

[ 24 ] Among the levels of characterological disposition, we have shown the one which acts as pure thinking, as practical reason, to be the highest. From the motives, we have now shown conceptual intuition to be the highest. On closer consideration, it will soon be seen that at this level of morality driving force and motive coincide, that is, neither a predetermined characterological disposition nor an external moral principle accepted on authority, influences our conduct. The deed therefore is neither a conventional one, carried out according to some rule or other, nor one automatically performed in response to an external impulse; rather it is one which is determined solely through its ideal content.

[ 25 ] Such conduct presupposes the capacity for moral intuition. Whoever lacks the ability to experience the moral principle that applies in a particular instance, will never achieve truly individual willing.

[ 26 ] The exact opposite to this moral principle is the Kantian: Act so that the principles of your actions can be valid for all men. This principle is death to all individual impulses of action. How all men would act cannot be a standard for me, but rather what is right for me to do in the particular instance.

[ 27 ] To this, a superficial judgment could perhaps object: How can an action be individually adapted to the particular instance and the particular situation, and yet at the same time be determined purely ideally by intuition? This objection is due to a confusion of the moral motive and the perceptible content of the action. The perceptible content could be a motive, and is one, for example, when an act is done for the progress of culture or out of pure egoism, etc., but it is not the motive when the reason for action is a pure moral intuition. My I naturally takes notice of this perceptual content, but is not determined by it. This content is used only to form a cognitive concept, but the moral concept that belongs to it, the I does not take from the object. The cognitive concept of a given situation confronting me is also a moral concept only if I base my view on a particular moral principle. If my viewpoint is limited to the general moral principle of the progress of culture, then I go through life along a fixed route. From every event I perceive which can occupy me, a moral duty also springs, namely, to do my best toward placing the particular event in the service of the progress of culture. In addition to the concept which reveals to me the natural law inherent in an event or object, there is also a moral label attached to it which contains for me, as a moral being, an ethical direction as to how I am to behave. This moral label is justified at a certain level, but at a higher level it coincides with the idea that arises in me when I face the concrete instance.

[ 28 ] Men differ greatly in their capacity for intuition. In one person ideas bubble up easily, while another person has to acquire them with much labor. The situation in which men live, which is the scene of their actions, is no less different. How a man acts will therefore depend on the way his capacity for intuition functions in the face of a given situation. The sum of ideas active within us, the actual content of our intuitions, is what, for all the universality of the idea-world, is individually constituted in each human being. Insofar as this intuitive content is directed toward action, it is the moral content of the individual. To let this content come to expression is the highest moral driving force and also the highest motive for the one who has recognized that ultimately all other moral principles unite in this content. This standpoint can be called ethical individualism.

[ 29 ] The discovery of the quite individual intuition which corresponds to the situation, is the deciding factor in an intuitively determined action. At this level of morality one can speak only of general concepts of morality (norms, laws) insofar as these result from the generalization of individual impulses. General norms always presuppose concrete facts from which they can be derived. But facts must first be produced by human deeds.

[ 30 ] When we look for the laws (concepts) underlying the conduct of individuals, peoples and epochs, we obtain a system of ethics, not as a science of moral rules, but as a natural philosophy of morality. It is true that laws obtained in this way are related to human conduct, as the laws of nature are related to a particular phenomenon. But they are not at all identical with the impulses upon which we base our conduct. If one wants to grasp the means by which man's action springs from his moral will, then one must first consider the relation of this will to the action. One must first select actions where this relation is the determining factor. If I, or someone else, reflect on such an action later, then can be discovered upon what principle of morality the action is based. While I am acting I am moved to act by the moral principle insofar as it lives in me intuitively; the moral principle is united with my love for what I want to accomplish by my deed. I ask no man and no code, Shall I do this?—rather I do it the moment I have grasped the idea of it. This alone makes it my action. The deeds of a person who acts solely because he acknowledges a definite moral standard, come about as a result of a principle which is part of his moral code. He is merely the agent. He is a higher kind of automaton. If some impulse to action enters his consciousness, then at once the clockwork of his moral principle will be set in motion and run to rule, in order to bring about a deed which is Christian, or humane, or is deemed unselfish, or to further the progress of culture. Only when I follow my love for the object is it I myself who acts. At this level of morality I do not act because I acknowledge a ruler over me, an external authority, or a so-called inner voice. I do not acknowledge any external principle for my conduct, because I have found the source of my conduct within myself, namely, my love for the deed. I do not prove intellectually whether my deed is good or bad; I do it out of my love for it. My action will be “good” if my intuition, immersed in love, exists in the right way within the relationship between things; this can be experienced intuitively; the action will be “bad” if this is not the case. Nor do I ask myself: How would another person act in my place?—rather I act, as I, as this particular individuality, find my will motivated to act. I am not guided directly by what happens to be the usual thing, the general habit, some general human code or moral standard, but solely by my love for this deed. I feel no compulsion—neither the compulsion of nature which rules me through my instincts, nor the compulsion of moral commands. Rather, I simply carry out what lies within me.

[ 31 ] Those who defend general moral standards will perhaps object: If each person strives to express and do only what he pleases, then there is no difference between a good deed and a crime; every depraved impulse in me has the same right to express itself as has the intention to do my best. The fact that I have a deed in mind, according to an idea, cannot set my standard as a moral human being, but only the test as to whether it is a good or evil deed. Only if it is good should I carry it out.

[ 32 ] My reply to this obvious objection, which nonetheless is based on a misunderstanding of what is meant here, is this: One who wants to understand the nature of human will must differentiate between the path which brings this will to a certain degree of development, and the unique character which the will assumes as it approaches its goal. On the way toward this goal standards do play their justified part. The goal consists in the realization of aims of morality, grasped purely intuitively. Man attains such aims to the degree that he is at all able to raise himself to the intuitive idea-content of the world. In particular instances such aims are usually mixed with other elements, either as driving force or as motive. Nevertheless, in the human will intuition can be the determining factor, wholly or in part. A person does what he ought to do, he provides the stage upon which “ought” becomes deed; it is absolutely his own deed which he brings to expression. The impulse here can only be completely individual. And, in fact, only an act of will which springs from intuition can be individual. To call the acts of criminals and what is evil an expression of the individuality, in the same sense as the embodiment of pure intuition, is only possible if blind urges are reckoned as part of the human individuality. But the blind urge which drives a person to crime does not spring from intuition and does not belong to what is individual in man, but rather to what is most general in him, to what is equally valid in all men, and out of which man works his way by means of what is individual in him. What is individual in me is not my organism with its urges and feelings, but rather the universal world of ideas which lights up within this organism. My urges, instincts, passions confirm nothing more than that I belong to the general species, man; the fact that something ideal comes to expression in a particular way within these urges, passions and feelings, confirms my individuality. Through my instincts and urges I am a person of whom there are twelve to the dozen; through the particular form of the idea, by means of which I name myself “I” within the dozen, I am an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature; through my thinking, that is, through the active grasp of what expresses itself as an ideal within my organism, do I distinguish myself from others. Therefore one definitely cannot say that the action of a criminal springs from the idea in him. Indeed, this is just what is characteristic of a criminal deed: it stems from elements in man which are external to the ideal-element in him.

[ 33 ] An action is felt to be free insofar as the reason for it springs from the ideal part of my individual being; any other part of an action, irrespective of whether it is carried out under the compulsion of nature or under the obligation of a moral code, is felt to be unfree.

[ 34 ] Man is free insofar as he is able, in every moment of his life, to follow himself. A moral deed is my deed only if it can be called free in this sense. What here have to be considered are the presuppositions necessary for a willed action to be felt as free; how this purely ethically grasped idea of freedom realizes itself in human nature, will be seen in what follows.

[ 35 ] A deed done out of freedom does not at all exclude, but includes moral laws, but it will be a deed done from a higher sphere compared with those dictated solely by such laws. Why should my deed serve the general welfare any less when it is done out of love, than when I do it solely for the reason that I feel that to serve the general welfare is a duty? The concept of mere duty excludes freedom because it does not include what is individual, but demands subjection of the individual to a general standard. Freedom of action is thinkable only from the standpoint of ethical individualism.

[ 36 ] But how is it possible for people to live in a community if each person strives to assert only his own individuality? This objection is characteristic of misunderstood moralism. A person holding this viewpoint believes that a community of people is possible only if all men are united by general fixed moral rules. He simply does not understand the oneness and harmony of the idea-world. He does not realize that the idea-world which is active in me is none other than the one active in my fellow-man. This unity of ideas is indeed nothing but a result of men's experience of life. Only this can it be. For if the unity of the idea-world could be recognized by any means other than by individual observation, then general rules and not personal experience would be valid in its sphere. Individuality is possible only when each individual is acquainted with others through individual observation alone. The difference between me and my fellow men is not at all because we live in two quite different spiritual worlds, but because from the world of ideas which we share, he receives different intuitions from mine. He wants to live out his intuitions, I mine. If we both really draw from the idea, and are not obeying any external impulses (physical or spiritual), then we cannot but meet in the same striving, in having the same intentions. A moral misunderstanding, a clash between men who are morally free, is out of the question. Only the morally unfree who follow natural instincts or some accepted command of duty, turn away from a fellow-man if he does not follow the same instinct and the same command as themselves. To live in love of the action and to let live, having understanding for the other person's will, is the fundamental principle of free human beings. They know no other “ought” than that with which their will is intuitively in accord; how they shall will in a particular instance, their power of ideation will tell them.

[ 37 ] If human nature were not fundamentally social, no external laws could make it so! Only because individual human beings are one in the spiritual part of their being, can they live out their lives side by side. The free man is confident that others who are free belong to the same spiritual world as he does, and that they will meet him in their intentions. The free man does not demand agreement from his fellow men, but he expects it, because it lies in human nature. This does not refer to the existing necessity for this or that external arrangement, but rather to the disposition, the attitude of soul through which man, in his experience of himself among fellow men for whom he cares, comes nearest to doing justice to human dignity.

[ 38 ] There are many who will say that the concept of a free human being outlined here is a chimera, is nowhere to be found as a reality, and that we have to deal with real people from whom one can hope for morality only when they obey some moral law, when they regard their moral mission as a duty, and do not freely follow their inclinations and preferences.—I certainly do not doubt this. Only a blind man could do so. But then, away with all hypocrisy of morality if this is to be the ultimate conclusion. Then simply say: Human nature must be compelled as long as it is not free. Whether the unfreedom is dealt with by physical means or through moral laws, whether man is unfree because he follows his immeasurable sexual instinct, or because he is hemmed in by the fetters of conventional morality, is quite immaterial from a certain point of view. But one should not maintain that such a man can rightly call his actions his own, for he is driven to them by external powers. But there are human beings who raise themselves above all these compelling rules, free spirits who find their own self in the jumble of habits, regulations, religious observance, etc. They are free insofar as they follow only themselves; unfree insofar as they submit themselves. Which of us can say that he is really free in all that he does? But in each of us exists a higher being in whom the free man comes to expression.

[ 39 ] Our life is composed of free and unfree deeds. But we cannot complete the concept of man without including the free spirit as the purest characteristic of human nature. After all, we are truly human only insofar as we are free.

[ 40 ] That is an ideal, many will say. Without doubt—but it is an ideal which works itself to the surface from within our nature as a reality. It is no “thought out” or imagined ideal, but one in which there is life, one which clearly announces its presence even in its least perfect form of existence. If man were merely a product of nature, the search for ideals, that is, for ideas which for the moment are inactive but whose realization we demand, would not be possible. In the case of external objects the idea is determined by the perception. We have done our share when we have recognized the connection between idea and perception. But with man this is not so. His content is not determined without him; his true concept as a moral being (free spirit) is not objectively united with the perceptual picture “man” from the start merely in order to be confirmed by knowledge later. By his own activity man must unite his concept with the perception, man. Concept and perception only coincide here if man himself brings it about. But he cannot do this till he has found the concept of the free spirit, that is, his own concept. In the objective world a line of division is drawn by our organization between perception and concept; cognition overcomes this division. In our subjective nature this division is no less present; man overcomes it in the course of his development by bringing his concept to expression in his outward existence. Both man's intellectual as well as his moral life point to his twofold nature: perceiving (direct experience) and thinking. In the intellectual life the two-foldness is overcome through knowledge; in the moral life through actually bringing the free spirit to realization. Every being has its inborn concept (the law of its existence and activity), but in external objects the concept is indivisibly connected with the perception and separated from it only within our spiritual organism. In man concept and perception are to begin with, actually apart, to be united by him just as actually. One could object: To our perception of a man a definite concept corresponds at every moment of his life, just as is the case with everything else. I can form a concept of a typical man, and I may also find such a man given to me as a perception. If to this I also bring the concept of the free spirit, then I have two concepts for the same object.

[ 41 ] This line of thought is one-sided. As perceptual object I am subjected to perpetual change. As a child I was one thing, another as a youth, yet another as a man. In fact, at every moment the perceptual picture of myself is different from what it was a moment ago. These changes may take place in such a way that either it is always the same (the typical) man who expresses himself in them, or they become the expression of the free spirit. The perceptual object of my action is subjected to these changes.

[ 42 ] In the perceptual object “man” the possibility of transformation is given, just as in the plant-seed there lies the possibility of becoming a fully developed plant. The plant transforms itself because of the objective laws which are inherent in it; man remains in his imperfect state unless he takes hold of the substance to be transformed within him and transforms it through his own power. Nature makes man merely into a product of nature; society makes him into a being who acts rationally, but he alone can make himself into a free being. At a definite stage in his development nature releases man from its fetters; society carries his development a stage further; the final polish he can only apply himself.

[ 43 ] Therefore, from the standpoint of free morality it is not asserted that as free spirit is the only form in which a man can exist. Free spirituality is the ultimate stage of man's development. And it is not denied that conduct according to rules has its justification as a stage of development. However, this cannot be acknowledged as the highest level of morality. But the free spirit in man overcomes rules in the sense that he does not accept only commands as motives, but also regulates his conduct in accordance with his impulses (intuitions).

[ 44 ] When Kant says of duty: ⁴⁸ “Duty! You sublime, you great name, you encompass nothing beloved or endearing, but you demand submission,” you “lay down a law ... before which all inclinations become silent, even if in secret they also go against it,” then man, conscious of the free spirit, answers: “Freedom! You friendly, humane name, you encompass all that is morally beloved, all that is most worthy of my humanity, you make me no one's servant, you do not merely lay down a law, but wait for what my moral love will of itself recognize as law, because it feels unfree when faced with any law simply forced upon it.”

[ 45 ] This is the contrast between mere law-abiding morality and morality born of freedom.

[ 46 ] The philistine who sees morality embodied in some external rule, may perhaps even regard the free spirit as a dangerous person. But this is simply because his view is limited to a certain period of time. If he were able to see beyond this, he would soon find that the free spirit need go beyond the laws of his state as seldom as the philistine himself, and is never in any real opposition to them. For all the laws of the state have sprung from the intuitions of free spirits, just as have all other objective laws of morality. No law is exercised through a family authority which was not at some time intuitively grasped and laid down by an ancestor. Similarly the conventional laws of morality were first laid down by definite people and so too the laws of the state first arise in the head of a statesman. These individualities have established laws over other people, and only he is unfree who forgets this origin and either looks upon these laws as extra-human commands, that is, as objective moral concepts of duty independent of man, or turns them into the commanding voice thought of—in a falsely mystical way—as compelling him in his own inner being. However, he who does not forget the origin of such laws, but looks for it in man, will reckon with them as belonging to the same idea-world as that from which he too draws his moral intuitions. If he believes his own intuitions to be better, then he will try to replace those in existence with his own; but if he finds the existing ones justified, he will act in accordance with them as if they were his own.

[ 47 ] The formula must not be coined: Man is meant to realize a moral world order which exists independent of him. Insofar as knowledge of man is concerned, one maintaining this stands at the point where natural science stood when it believed that the goat has horns in order to be able to butt. Fortunately natural scientists have rejected such a concept of purpose as a dead theory. It is more difficult to get rid of such theories in ethics. However, just as horns do not exist because of butting, but butting exists through horns, so man does not exist because of morality, but morality exists through man. The free human being acts morally because he has a moral idea, but he does not act in order that morality may come about. Human individuals, with the moral ideas belonging to their nature, are the presupposition for a moral world-order.

[ 48 ] The human individual is the source of all morality and the center of earthly life. State and society have come about only because they are the necessary results of life shared by individual human beings. That state and society should react in turn upon the life of the individual is understandable, just as it is understandable that butting, which exists through the horns, reacts in turn upon the further development of the goat's horns, which would waste away by prolonged disuse. Similarly, the individual would waste away if he led a separate existence outside a human community. This is just why the social order arises, so that it can react favorably upon the individual.

• 44b. Note by Rudolf Steiner: The passage from page 161 to this point was added, or rewritten for the Revised Edition, 1918.
• 45. Eduard von Hartmann, Phänomenologie des sittlichen Bewusstseins, Phenomenology of Moral Consciousness, German ed. p. 451. Born 1842, von Hartmann was originally an officer in the Prussian army. Because of an illness, he retired from military service and took up an intensive study of philosophy. In 1869 his Philosophie des Unbewussten (Philosophy of the Unconscious) appeared, and made him famous almost overnight. Of the many other works he wrote, this book remained his most famous. Rudolf Steiner describes a personal impression of von Hartmann, whom he visited in Berlin in 1888 following a philosophical correspondence with him over some years. This account may be found in Chapter IX of Steiner's autobiography. Steiner's Wahrheit und Wissenschaft (Truth and Knowledge), published in this present volume, was dedicated to von Hartmann. The latter died in 1906.
• 46. .The German text here reads Faktor der Erfahrungen.—Tr.
• 46a. Note by Rudolf Steiner: A complete catalogue of the principles of morality (from the point of view of metaphysical realism) may be found in Eduard von Hartmann's Phänomenologie des sittlichen Bewusstseins, Phenomenology of Moral Consciousness.
• 47. Ger. Welterfahrung.—Tr.
• 48. Immanuel Kant: Theory of Ethics, transl. by Abbott, p. 180. The Critique of Practical Reason, Ch. III.

[ 1 ] The naive man who regards as real only what he can see with his eyes and grasp with his hands, also needs to have motives for his moral life that are perceptible to the senses. He needs someone who will impart these motives to him in a way that he can understand by means of his senses. He will let them be dictated to him as commands by a person whom he considers wiser and more powerful than himself, or whom he acknowledges, for some other reason, to be a power standing above him. In this way the moral principles already mentioned come about through being prescribed by authority of family, state, society, church, or the Divinity. An undeveloped person still trusts in the authority of a single individual; a somewhat more advanced person lets his moral conduct be dictated by a majority (state, society). But it is always perceptible powers upon which he relies. When at last the conviction dawns upon him that fundamentally all these are weak human beings just like himself, then he will seek guidance from a higher power, from a divine Being, whom, however, he endows with sense-perceptible qualities. He lets the conceptual content of his moral life be dictated to him by this Being, again in a perceptible way, for example when God appears in the burning bush, or moves among men in bodily human form and in a manner perceptible to their ears tells them what to do and what not to do.

[ 2 ] The highest level of development of naive realism in the moral sphere is reached when the moral command (moral idea) has been separated from every foreign entity, and is hypothetically thought of as an absolute force in one's own inner being. What at first is sensed as the external voice of God, is now sensed as an independent power within man, and is spoken of in a way that shows the inner power to be identified with the voice of conscience.

[ 3 ] When this happens, the level of naive consciousness has been abandoned and we enter the region where moral laws become independent rules. They no longer have a bearer, but have become metaphysical entities, existing by themselves. They are similar to the invisible-visible forces of the metaphysical realist who does not look for the reality of things in the human soul's participation in this reality through thinking, but who hypothetically imagines reality as an addition to actual experience. Extra-human moral rules, therefore, always accompany metaphysical realism. Metaphysical realism cannot do otherwise than seek the origin of morality too in a sphere beyond human reach. And here there are several possibilities. If the presupposed Being is thought of as in itself unthinking, acting according to purely mechanical laws, as materialism thinks of it, then out of itself it must also produce, by purely mechanical necessity, the human individual and all that belongs to him. The consciousness of freedom can then be only an illusion. For while I believe myself to be the creator of my deeds, it is the material substances of which I am composed, together with their processes, that are at work within me. I believe myself to be free, whereas in reality all my actions are but results of the material processes which are the foundation of my bodily and spiritual organism. According to this point of view, it is simply because we do not know the motives compelling us, that we have the feeling of freedom. “We must emphasize that the feeling of freedom is due to the absence of external compelling motives.” “Our actions as well as our thinking are subject to necessity.” ⁴⁹

[ 4 ] Another possibility is that the extra-human absolute is seen as a spiritual Being behind the world of phenomena. Then the impulse to action will also be sought in such a spiritual power. The moral principles to be found in man's reason will be regarded as issuing from this Being-in-itself, which has its own particular intentions with regard to man. Moral laws appear to such a dualist as dictated by the Absolute, and through his reason, man simply has to discover and carry out these decisions of the Absolute Being. The moral world-order appears to the dualist as the perceptible reflection of a higher order that stands behind it. Earthly morality is the manifestation of the extra-human world order. It is not man that matters in this moral order, but the Being-in-itself, the extra-human Being. Man ought to do what this Being wills. Eduard von Hartmann, who sees the Being-in-itself as the Godhead whose very existence is suffering, believes that this divine Being has created the world in order that through the world he will be redeemed from his infinitely great pain. This philosopher therefore regards the moral development of mankind as a process which exists for the purpose of redeeming the Godhead.

“Only through the building up of a moral world-order by sensible, responsible individuals can the aim of the world process be carried through ...” “Existence in its reality is the incarnation of the Godhead—the world process is the Passion of the God becoming flesh, and at the same time the path of redemption of Him who was crucified in the flesh; and morality is the co-operation in the shortening of this path of suffering and redemption.” ⁵⁰

Here man does not act because he wills, but he ought to act because it is God's will to be redeemed. Just as the materialistic dualist makes man into an automaton whose conduct is merely the result of purely mechanical laws, so the spiritualistic dualist (that is, he who sees the Absolute, the Being-in-itself, as a spiritual entity in which man has no conscious share) makes him into a slave of the will of the Absolute. Freedom is out of the question in materialism as well as in one-sided spiritualism, in fact in any kind of metaphysical realism which does not experience, but infers something extra-human as the true reality.

[ 5 ] Naive as well as metaphysical realism, in order to be consistent, must deny freedom for one and the same reason, since they regard man as being simply the agent or executor of principles which are forced upon him by necessity. Naive realism kills freedom through subjection to the authority either of a perceptible being or of an entity thought of as similar to a perceptible being, or else through submission to the authority of the abstract inner voice which is interpreted as “conscience;” the metaphysical realist, who merely infers something extra-human, cannot acknowledge freedom because he lets man be determined, mechanically or morally, by a “Being-in-itself.”

[ 6 ] Monism must acknowledge the partial justification of naive realism because it acknowledges the justification of the world of perceptions. Someone who is incapable of bringing forth moral ideas through intuition, will have to receive them from others. Insofar as a man receives his moral principles from outside, he is positively unfree. But monism ascribes equal significance to the idea compared with perception. And the idea can come to manifestation in the human individual. Insofar as man follows the impulses coming from this side, he feels free. But monism denies all justification to a metaphysics which merely draws inferences, and consequently also to impulses of action stemming from a so-called “Being-in-itself.” According to the monistic view, man's action is unfree when he obeys some perceptible external compulsion; it is free when he obeys himself. Monism cannot acknowledge any kind of unconscious compulsion hidden behind perception and concept. When someone maintains that a fellow man was not free when he performed an action, it must be possible to prove the existence within the perceptible world of the thing, the person, or the institution that made the man act; but if an appeal is made to causes for the action lying outside the sphere of physical and spiritual reality, then monism cannot enter the discussion.

[ 7 ] According to monism, in his activity man is partly unfree, partly free. He is unfree in the world of perceptions, but brings the free spirit to realization in himself.

[ 8 ] The moral commands which the metaphysical realist merely infers and cannot but consider as issuing from a higher power, for the monist are thoughts of men; for the monist the moral world order is neither a copy of a purely mechanical natural order, nor of an extra-human world order, but entirely a free undertaking of man. Man does not have to carry out the will of some Being existing beyond his reach; he carries out his own will; he does not bring to realization the decisions and intentions of another Being, but brings his own to realization. Monism does not see the purpose of a foreign rulership behind man, determining him from outside, but rather that insofar as they bring intuitive ideas to realization, human beings pursue solely their own human purposes. And indeed, each individual pursues his own particular purpose. For the world of ideas expresses itself not in a community of men, but only in the individual man. The common goal of a group of men is nothing but the result of the separate will-activities of the individual persons, and usually of a few outstanding ones whom the rest follow as their authorities. Each one of us is destined to become a free spirit, just as every rose seed is destined to become a rose.

[ 9 ] The monistic view, in the sphere of truly moral conduct, is a philosophy of freedom. And as it is also a philosophy of reality, it rejects metaphysical and unreal restrictions of man's free spirit just as it acknowledges physical and historical (naively real) restrictions of the naive man. Since monism does not regard man as a finished product, as a being who at every moment of his life unfolds his full nature, it seems futile to discuss whether man, as such, is free or not. Man is seen as a being in the process of self development, and one may ask whether, in the course of this development the stage of the free spirit can be attained.

[ 10 ] Monism knows that nature does not release man from its care complete and finished as a free spirit, but it leads him up to a certain level from which, still unfree. he continues to develop until he reaches the point where he finds his own self.

[ 11 ] To monism it is obvious that a being acting under physical or moral compulsion cannot be moral in a real sense. It regards the level of transition through automatic conduct (according to natural urges and instincts) and through obedient conduct (according to moral rules) as necessary preliminary stages of morality, but it also recognizes the possibility for man to overcome both transitory levels through his free spirit. A truly moral world view is released by monism, both from the fetters of naive moral principles in man's inner world, and from the moral principles of the speculating metaphysicist in the external world. The naive principles of morality can be eliminated from the world as little as can perceptions. The metaphysical view is rejected because monism seeks all the factors for explaining world-phenomena within the world, and none outside it. Just as monism finds it unnecessary to entertain thoughts of principles of knowledge other than those inherent in man, (p. 140) so it also definitely finds it unnecessary to entertain thoughts of principles of morality other than those inherent in man. Human morality, like human knowledge, is determined through human nature. And just as knowledge would mean something quite different to beings other than man, so other beings would also have a different morality. Morality for the monist is a specifically human quality, and freedom is the form in which human morality finds expression.

[ 12 ] First Addition to the Revised Edition, 1918: Difficulty in judging what is presented in the two preceding chapters may arise because one believes oneself to be confronted by a contradiction. On the one hand, the experience of thinking is spoken of as having a general significance of equal value for every human consciousness; on the other hand, it is shown that though the ideas realized in moral life are of the same kind as those worked out by thinking, they come to expression in each human consciousness in an individual way. If one cannot overcome seeing a “contradiction,” in this, and cannot recognize that it is just in a living experience of this actually present contrast that a glimpse into man's true being is revealed, then it is also impossible to see either the idea of knowledge or the idea of freedom in their true light. For those who think of concepts as merely drawn (abstracted) from the sense-world, and who do not give full recognition to intuitions, the thought presented here as the reality must seem a “mere contradiction.” For an insight that recognizes how ideas are intuitively experienced as a self-sustaining reality, it is clear that in the sphere of the world of ideas man penetrates in cognition into something which is universal for all men, but when he derives from that same idea world the intuitions for his acts of will, then he individualizes a member of this idea world by means of the same activity which, as a general human one, he unfolds in the spiritual ideal process of cognition. For this reason what appears as a logical contradiction, namely the universal character of cognitive ideas and the individual character of moral ideas, when experienced in its true reality, becomes a living concept. A characteristic feature of human nature consists in the fact that what can be intuitively grasped oscillates in man like a living pendulum between knowledge which is universally valid, and the individual experience of this universal element. For the man who cannot recognize one swing of the pendulum in its reality, thinking will remain merely a subjective human activity; for the one who cannot recognize the other swing, all individual life appears to cease in man's activity of thinking. To the first person, cognition is unintelligible, to the second, moral life is unintelligible. Both will call in all sorts of representations in order to explain the one or the other, all of which miss the point, because both persons, fundamentally, either do not recognize that thinking can be experienced, or take it to be an activity which merely abstracts.

[ 13 ] Second Addition to the Revised Edition, 1918: On page 34, materialism was referred to. I am well aware that there are thinkers like the above-mentioned Th. Ziehen, who do not in the least consider themselves materialists, but who must nevertheless be described as such from the point of view expressed in this book. It is not a matter that someone says that for him the world is not restricted to merely material existence and therefore he is not a materialist. It is a matter of whether or not he develops concepts which are applicable only to a material existence. One who says: “Our conduct, like our thinking, is necessitated,” expresses a concept applicable only to material processes, but applicable neither to actions nor to existence; and if he thinks his concepts through, he will have to think materialistically. That he does not do this is only the outcome of that inconsistency which is so often the result of a thinking not carried through.—One often hears it said nowadays that the materialism of the nineteenth century no longer plays a part in science. But in reality this is not so at all. It is only that at present it is often not noticed that no other ideas are available than those which can be applied only to something material. This veils present day materialism, whereas in the second half of the nineteenth century it was plain for all to see. And present day veiled materialism is no less intolerant of a view that grasps the world spiritually than was the openly-admitted materialism of the last century. However, it deceives many who believe they must reject a comprehension of the world which includes spirit, because after all, the natural scientific comprehension of the world “has long ago abandoned materialism.”

• 49. NoteText
• 50. NoteText

[ 1 ] A free spirit acts according to his impulses; these are intuitions chosen by means of thinking from the totality of his world of ideas. The reason an unfree spirit singles out a particular intuition from his idea world in order to use it as a basis for a deed, lies in the world of perception given to him, i.e., in his past experience. Before making a decision he recalls what someone else has done or recommended as suitable in a similar instance, or what God has commanded to be done in such a case and so on, and he acts accordingly. For a free spirit these preconditions are not the only impulses to action. He makes an absolutely original decision. In doing so he worries neither about what others have done in such an instance, nor what commands they have laid down. He has purely ideal reasons which move him to single out from the sum of his concepts a particular one and to transform it into action. But his action will belong to perceptible reality. What he brings about will therefore be identical with a quite definite perceptual content. The concept will be realized in a particular concrete event. As concept, it will not contain this particular event. It would be related to the event only in the same way as a concept in general is related to a perception, for example, as the concept, lion is related to a particular lion. The link between concept and perception is the representation (cp. p. 32, f.). For the unfree spirit this intermediate link is given from the outset. At the outset the motives are present in his consciousness as representations. When he wants to do something he does it as he has seen it done or as he is told to do it in the particular instance. Here authority is most effective by way of examples, that is, by conveying quite definite particular actions to the consciousness of the unfree spirit. The Christian, as unfree spirit, acts less on the teaching than on the example of the Redeemer. Rules have less value when they refer to positive deeds than when they refer to what should not be done. Laws appear in the form of general concepts only when they forbid something, not when they bid things to be done. Laws concerning what he should do must be given to the unfree spirit in a quite concrete form: Clean the walk in front of your door! Pay your taxes in such and such an amount to the Treasury Department, etc. Laws which are meant to prevent deeds take on conceptual form: Thou shalt not steal. Thou shalt not commit adultery! But these laws also influence the unfree spirit only through reference to a concrete representation such as that of the corresponding earthly punishment, the pangs of conscience, eternal damnation, and so on.

[ 2 ] As soon as the impulse to action is present in general conceptual form (for example: Thou shalt do good to thy fellow men! Thou shalt live in a way that best furthers thy welfare), then in each case must be found first of all the concrete representation of the deed (the relation of the concept to a perceptual content). For the free spirit, who is driven neither by any example nor by fear of punishment, etc., it is always necessary to transform the concept into a representation.

[ 3 ] By means of imagination representations are produced by man out of his world of ideas. Therefore what the free spirit needs in order to carry out his ideas, in order to bring them to fruition, is moral imagination. Moral imagination is the source from which the free spirit acts. Hence, only people with moral imagination are also morally productive in the real sense of the word. Those who merely preach morality, that is, people who devise moral rules without being able to condense them into concrete representations, are morally unproductive. They are like those critics who know how to explain rationally what a work of art should be like, but are incapable of any artistic creation themselves.

[ 4 ] In order to produce a representation, man's moral imagination must set to work in a definite sphere of perception. Men's deeds do not create perceptions, but transform already existing perceptions, that is, impart a new form to them. In order to be able to transform a definite perceptual object, or a sum of such objects, in accordance with a moral representation, one must have grasped the laws at work in the perceptual picture (the way it has worked hitherto, to which one now wants to give a new form or a new direction). Further, one must find a way by which these laws can be transformed into new ones. This part of moral activity depends on a knowledge of the sphere of phenomena with which one has to do. It must therefore be sought in a branch of general scientific knowledge. Hence moral deeds presuppose not only the faculty of moral ideation [Only superficiality could find in the use of the word “faculty” in this and other passages, a reversion to the teachings of older psychology concerning soul faculties. The exact meaning of this word, as used here, will be seen when compared with what is said on p. 29.] as well as moral imagination, but also the ability to transform the sphere of perceptions without breaking the laws of their natural connection. This ability is moral technique. It can be learned in the sense in which science in general can be learned. Because people usually are better able to find the concepts for the already created world than productively out of imagination to decide future deeds, not yet in existence, it very well may be possible that persons without moral imagination receive moral representations from others, and skillfully imprint these into actual reality. The opposite may also occur that persons with moral imagination are without the technical skill, and therefore must make use of others for carrying out their representations.

[ 5 ] Insofar as knowledge of the objects in the sphere of our activity is necessary, our action will depend upon this knowledge. What must be considered here are laws of nature. Here we have to do with natural science, not with ethics.

[ 6 ] Moral imagination and the faculty of moral ideation can become objects of knowledge only after they have been produced by the individual. By then they no longer regulate life, but have already regulated it. They must be explained in the same way as all other effective causes (they are purposes only for the subject). We therefore deal with them as with a natural philosophy of moral representations.

[ 7 ] In addition to the above, one cannot have ethics in the form of a science of standards.

[ 8 ] The standardized character of moral laws has been retained at least insofar as to enable one to explain ethics in the same sense as dietetics, which deduce general rules from the life-condition of the organism in order that on this basis they can influence the body in a particular way.⁵¹ This comparison is mistaken, because our moral life is not comparable with the life of the organism. The function of the organism takes place without our doing anything about it; we find its laws present, ready-made, and therefore can investigate them and then apply what we discover. But moral laws are first created by us. We cannot apply them until they have been created. The mistake arises through the fact that moral laws, insofar as their content is concerned, are not newly created at every moment, but are handed over. Those that we take over from our ancestors appear as given, like the natural laws of the organism. But they can never be applied by a later generation with the same rights as can dietetic rules. For they apply to individuals and not, like natural laws, to examples of a species. As an organism I am such an example of a species, and I shall live in accordance with nature if I apply the natural laws of the species to my particular case. As a moral being I am an individual and have laws which are wholly my own.^51a

[ 9 ] This view seems to contradict the fundamental teaching of modern natural science described as the theory of evolution. But it only seems to do so. By evolution is meant the real development of the later out of the earlier in accordance with natural law. By evolution in the organic world is meant that the later (more perfect) organic forms are real descendents of the earlier (imperfect) forms, and have developed from them in accordance with natural laws. According to his view, the adherent of the theory of organic evolution would have to represent to himself that there was once a time on earth when it would have been possible to watch the gradual development of reptiles out of proto-amniotes,⁵² if one could have been present there as observer and had been endowed with a sufficiently long span of life. He also would have to represent to himself that it would have been possible to observe the development of the solar system out of the Kant-Laplace primordial nebula ⁵³ if, during that infinitely long time, one could have occupied a suitable spot out in the world-ether. The fact that in such a representation, both the nature of proto-amniotes and that of the Kant-Laplace primordial nebula would have to be thought of in a way other than that of the materialistic thinker, will not be considered here. But it should not occur to any evolutionist to maintain that he can extract from his concept of the proto-amniote the concept of the reptile with all its characteristics, if he had never seen a reptile. And just as little could one extract the solar system from the Kant-Laplace primordial nebula, if this concept is thought of as being determined only from the direct perception of the primordial nebula. In other words, this means: if the evolutionist thinks consistently, then he is able to maintain only that out of earlier phases of evolution later ones come about as real facts, that if we are given the concept of the imperfect and the concept of the perfect, we can recognize the connection; but never should he say that the concept derived from what was earlier suffices to develop from it what came later. In the sphere of ethics this means that one can recognize the connection of later moral concepts with earlier ones, but not that as much as a single new moral idea could be extracted from earlier ones. As a moral being, the individual produces his own content. This content which he produces is for ethics something given, just as reptiles are something given for natural science. Reptiles have evolved out of proto-amniotes, but from the concept of the proto-amniote the natural scientist cannot extract the concept of the reptile. Later moral ideas develop out of earlier ones, but from the moral concepts of an earlier cultural epoch ethics cannot extract those for a later one. The confusion arises because when we investigate nature the facts are there before we gain knowledge of them, whereas in the case of moral action we ourselves first produce the facts which we afterwards cognize. In the evolutionary process of the moral world order we do what nature does at a lower level: we alter something perceptible. As we have seen, an ethical rule cannot be cognized straight away like a law of nature; it must first be created. Only when it is present can it become the object of cognition.

[ 10 ] But can we not make the old the standard for the new? Is it not necessary for man to measure by the standard of earlier moral rules what he produces through his moral imagination? For something that is to reveal itself as morally productive, this would be as impossible as it would be to measure a new species in nature by an old one and say, Because reptiles do not harmonize with the proto-amniotes, their form is unjustified (diseased).

[ 11 ] Ethical individualism then, is not in opposition to an evolutionary theory if rightly understood, but is a direct continuation of it. It must be possible to continue Haeckel's genealogical tree,⁵⁴ from protozoa to man as organic being, without interruption of the natural sequence, and without a breach in the uniform development, right up to the individual as a moral being in a definite sense. But never will it be possible to deduce the nature of a later species from the nature of an ancestral species. True as it is that the moral ideas of the individual have perceptibly evolved out of those of his ancestors, it is also true that an individual is morally barren if he himself has no moral ideas.

[ 12 ] The same ethical individualism that I have built up on the foundation of the preceding consideration, could also be derived from an evolutionary theory. The final result would be the same, only the path by which it was reached would be different.

[ 13 ] The appearance of completely new moral ideas through moral imagination is, in relation to an evolutionary theory, no more of a marvel than is the appearance of a new kind of animal from previous ones. Only such a theory must, as monistic world view, reject in moral life and also in science, every influence from a Beyond (metaphysical) which is merely inferred and cannot be experienced by means of ideas. This approach would then be following the same principle which urges man on when he seeks to discover the causes for new organic forms and in doing so does not call upon any interference by some Being from outside the world, who is to call forth every new kind according to a thought of a new creation, by means of supernatural influence. Just as monism has no need of supernatural thoughts of creation for explaining living organisms, neither does it derive the morality of the world from causes which do not lie within the world we can experience. The monist does not find that the nature of a will impulse, as a moral one, is exhausted by being traced back to a continuous supernatural influence upon moral life (divine world rulership from outside), to a particular revelation at a particular moment in time (giving of the Ten Commandments), or to the appearance of God on the earth (Christ). Everything that happens to and in man through all this becomes a moral element only if within human experience it becomes an individual's own. For monism, moral processes are products of the world like everything else in existence, and their causes must be sought in the world, i.e., in man, since man is the bearer of morality.

[ 14 ] Ethical individualism, therefore, is the crowning of that edifice to which Darwin ⁵⁵ and Haeckel aspired for natural science. It is spiritualized science of evolution carried over into moral life.

[ 15 ] Whoever from the outset restricts the concept natural within an arbitrary boundary, in a narrow-minded manner, may easily fail to find any room in it for the free individual deed. The consistent evolutionist is in no danger of remaining at such a narrow-minded view. He cannot let natural development come to an end with the ape, while granting to man a “supernatural” origin; in his search for man's ancestors he must seek spirit already in nature; also, he cannot remain at the organic functions of man and consider only these to be natural; he cannot but consider the free, moral life of man to be the spiritual continuation of organic life.

[ 16 ] In accordance with his fundamental principles the evolutionist can maintain only that a new moral deed comes about through a kind of process other than a new species in nature; the characteristic feature of the deed, that is, its definition as a free deed, he must leave to direct observation of the deed. So, too, he only maintains that men have developed out of not yet human ancestors. How men are constituted must be determined by observation of men themselves. The results of this observation cannot possibly contradict a true history of evolution. Only if it were asserted that the results exclude a natural development would it contradict recent tendencies in natural science. [We are entitled to speak of thoughts (ethical ideas) as objects of observation. For, although the products of thinking do not enter the field of observation, so long as thinking goes on, they may well become objects of observation subsequently, and in this way we can come to know the characteristic feature of the deed.]

[ 17 ] Ethical individualism, then, cannot be opposed by natural science when the latter is properly understood; observation shows freedom to be characteristic of the perfect form of human conduct. This freedom must be attributed to the human will, insofar as this will brings purely ideal intuitions to realization. For these do not come about through external necessity, but exist through themselves. When we recognize an action to be an image of such an ideal intuition, we feel it to be free. In this characteristic feature of a deed lies its freedom.

[ 18 ] From this point of view, how do matters stand with regard to the distinction, mentioned earlier (p. 22 f.) between the two statements: “To be free means to be able to do what one wants,” and the other: “To be able, to desire or not to desire, as one pleases, is the real meaning of the dogma of free will”? Hamerling bases his view of free will on just this distinction and declares the first statement to be correct, the second to be an absurd tautology. He says: “I can do what I want. But to say, I can will what I want, is an empty tautology.” Now whether I can do, that is, transform into reality what I want, what I have set before me as the idea of my doing, depends on external circumstances and on my technical skill (cp. p. 43). To be free means to be able to determine for oneself by moral imagination the representations (impulses) on which the action is based. Freedom is impossible if something external to me (mechanical processes or a merely inferred God whose existence cannot be experienced) determines my moral representations. In other words, I am free only if I produce these representations myself, not when I am only able to carry out the impulse which someone else has induced in me. A free being is someone who is able to will what he considers right. One who does something other than what he wills, must be driven to it by motives which do not lie within himself. Such a man is unfree in his action. Therefore, to be able to will what one considers right or not right, as one pleases, means to be free or unfree, as one pleases. This, of course, is just as absurd as it is to see freedom in the ability to be able to do what one is forced to will. But the latter is what Hamerling maintains when he says:

“It is perfectly true that the will is always determined by motives, but it is absurd to say that it is therefore unfree; for a greater freedom one can neither wish for nor imagine than the freedom to let one's will realize itself in accordance with its strength and determination.”

Indeed, a greater freedom can be wished for, and only this greater is true freedom. Namely: to decide for oneself the motive (foundation) of one's will.

[ 19 ] There can be circumstances under which a man may be induced to refrain from doing what he wants to do. But to let others prescribe to him what he ought to do, that is, to do what another, and not what he himself considers right, this he will accept only insofar as he does not feel free.

[ 20 ] External powers may prevent my doing what I want; they then simply force me to be inactive or to be unfree. It is only when they enslave my spirit, drive my motives out of my head and want to put theirs in the place of mine, that they intentionally aim at making me unfree. This is why the Church is not only against the mere doing, but more particularly against impure thoughts, that is, against the impulses of my action. The Church makes me unfree if it considers impure all impulses it has not itself indicated. A Church or other community causes unfreedom when its priests or teachers take on the role of keepers of conscience, that is, when the believers must receive from them (at the Confessional) the impulses for their actions.

[ 21 ] Addition to the Revised Edition, 1918: In this interpretation of the human will is presented what man can experience in his actions and, through this, come to the conscious experience: My will is free. It is of particular significance that the right to characterize the will as free is attained through the experience: In my will an ideal intuition comes to realization. This experience can only come about as a result of observation, but it is observation in the sense that the human will is observed within a stream of evolution, the aim of which is to attain for the will the possibility of being carried by pure ideal intuition. This can be attained because in ideal intuition nothing is active but its own self-sustaining essence. If such an intuition is present in human consciousness, then it is not developed out of the processes of the organism (cp. p. 31 ff.), but the organic activity has withdrawn to make room for the ideal activity. If I observe will when it is an image of intuition, then from this will the necessary organic activity has withdrawn. The will is free. This freedom of will no one can observe who is unable to observe how free will consists in the fact that, first, through the intuitive element the necessary activity of the human organism is lamed, pressed back, and in its place is set the spiritual activity of idea-filled will. Only one who is unable to make this observation of the two-fold aspect of will that is free, will believe that every will-impulse is unfree. One who can make the observations will attain the insight that man is unfree insofar as he is unable to carry through completely the process of repressing the organic activity, but that this unfreedom strives to attain freedom, and that this freedom is by no means an abstract ideal, but is a directive force inherent in human nature. Man is free to the degree that he is able to realize in his will the same mood of soul he also experiences when he is conscious of elaborating pure ideal (spiritual) intuitions.

• 51. Paulsen, System der Ethik, System of Ethics, 1889, partial English transl. 1899. Friedrich Paulsen (1846–1908), German philosopher and educator. Educated at Erlangen, Bonn, and Berlin, where he was made extraordinary professor of philosophy and pedagogy, 1878. In 1896 he followed Zeller as professor of moral philosophy at Berlin. He was a pupil of G. T. Fechner, developing his teaching of panpsychism in his Einleitung in die Philosophie, Introduction to Philosophy, 1892, English transl. 1895. His German Education, Past and Present (English transl. 1907) is well known, as are his writings relative to the philosophy of Kant.
• 51a. Note by Rudolf Steiner: When Paulsen (p. 15 of his System of Ethics) says, “Different natural dispositions and different conditions of life demand not only different bodily diet but also a different spiritual-moral diet,” he is very near recognition of the truth, but misses the decisive point. Insofar as I am an individual, I need no diet. Dietetic means the art of bringing a particular example of the species into harmony with the general laws. But as an individual I am not an example of a species.
• 52. proto-amniotes: The original form of the innermost of the embryonic or fetal membranes of reptiles, insects, birds, and mammals. This membrane forms a closed sac surrounding the embryo and contains the amniotic fluid.
• 53. The Kant-Laplace primordial nebula. Pierre Simon Marquis de Laplace (1749–1827), was a French mathematician and astronomer who, at the age of 24 was named “the Newton of France” for certain of his discoveries. In the years 1799–1825 his great work, the Mécanique céleste, which, as its author stated, “offers a complete solution of the great mechanical problem presented by the solar system,” appeared in 5 volumes, published in Paris. In his second great work, the Exposition du système du monde, Paris, 1796, appeared his statement of his famous “nebular hypothesis,” the origins of which he seems to attribute to Buffon, apparently unaware that Immanuel Kant had at least partially anticipated him in his Allgemeine Naturgeschichte, General History of Nature, published in 1755. Rudolf Steiner's criticism of the Kant-Laplace theory of the primordial nebula may be found in various places in his lectures and writings.
• 54. Ernst Heinrich Haeckel (1834–1919), German biologist, originally a physician in Berlin, became Privatdozent at Jena, afterward extraordinary professor of comparative anatomy, later professor of zoology, a chair established for him at Jena. This position he occupied for 43 years with intervals for zoological travels to various parts of the world. When Darwin's Origin of the Species appeared in 1859, Haeckel was deeply influenced by it, so that he became “the apostle of Darwinism in Germany.” Among Haeckel's famous books are his General Morphology (1866), Natural History of Creation (1867) and Die Weltraetsel (1899), English title, The Riddle of the Universe, publ. 1901. By his 60th birthday Haeckel had published 42 works of some 13,000 pages, plus many monographs. Rudolf Steiner knew Haeckel personally, and in his autobiography. Chapter 15, Steiner recorded a very interesting and perceptive impression of the great scientist. The “genealogical tree” of Haeckel to which Steiner refers is set forth in its original form in Haeckel's General Morphology and developed in his later writings.
• 55. Charles Robert Darwin (1809–1882), English naturalist, whose voyage on the Beagle to the Southern Seas, recorded in his Journal of a Naturalist (1837) prepared the way for his famous work On the Origin of Species by Means of Natural Selection, or the Preservation of Favored Races in the Struggle for Life, published November 24, 1859. Next in importance among his books. The Variation of Animals and Plants under Domestication, appeared in 1868. The Descent of Man, published in 1871, dealt with “the origin of man and his history” in the light of The Origin of the Species.