51. Philosophy, History and Literature: On Roman History
19 Jul 1904, Berlin Rudolf Steiner |
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Incidents could occur during the brief reign of a Tribune, but on the whole this government was entirely based on trust. It was a delegated power, and the Roman understood that. He understood what it meant that he was the master and that the other, to whom the power of government was delegated, conducted it only by proxy. |
From within, the Roman Caesar power conquered the power in the state. And so we understand that basically only the first emperors were true Romans. We understand that later, basically, there were not real Romans sitting on the chair of the Caesars, but people who had been elected in the provinces, and who, like Hadrıan and Caracalla, were able to seize power. |
There is something going on that one must understand if one wants to understand the times correctly. If we look back for a moment to Greece and to Rome in the time of the old kingship, we will see that everywhere a direct relationship between the rulers and the ruled is involved. |
51. Philosophy, History and Literature: On Roman History
19 Jul 1904, Berlin Rudolf Steiner |
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We have seen that about eight hundred years before the beginning of our era an empire spread out from Rome, which originally took its origin from a kind of priestly kingship; how this priestly kingship then passed through about two and a half centuries into a republic. Then we see the Roman state spreading through five centuries over the whole world then under consideration. So we see about seven hundred years before Christ's birth in Rome a king ruling, who is clothed at the same time with the highest priestly dignity of that time. This office has been preserved. The bearer of it, to whom the royal dignity belonged in the older times, before there were secular kings in Rome, was called Pontifex Maximus. So we see a Pontifex Maximus standing at the head of the Roman state, in the rise of this state. We then see how the dignity of the Pontifex Maximus is gradually lowered, so that only the priestly forms remain to him. We see that the Rex, the king still exists, but is actually only a shadow of the original personality. Now we see the republic expanding more and more and in the time when Christianity is founded in the East, we see in Rome again a personality having all authority, all power in his hands in the emperor Augustus. He finds it appropriate, necessary at that time, to have conferred upon him, among other offices of the Republic, the dignity of Pontifex Maximus. Thus, at the beginning of our era in Rome, we again have the Pontifex Maximus with the supreme power. But this is a Pontifex Maximus, a high priest, whose power is not based on the priesthood, but whose power is based solely on his temporal power. And we see a few centuries, about five hundred years later, this worldly power of the Roman ruler completely destroyed. But instead we see again a Pontifex Maximus, a high priest, a Roman bishop, the later pope, who again bears the dignity of the Pontifex Maximus. And about the year 800 A.D., the prince who is most mentioned, who ruled over those who overthrew the secular Pontifex Maximus in Rome, received the secular royal crown from this Pontifex Maximus. He completely subjugated the secular rule to the priestly rule, to the priestly power. And now begins the Roman Empire, the Holy Roman Empire. So we see a transformation taking place in history. We see that the only thing that has remained, that has continued, is the dignity of the chief priest in Rome. All around, changes of a world-historically drastic importance have taken place, which one must also look at from a higher point of view in order to understand them completely. We will have to ask ourselves above all: how did this change take place at the time in which we are now, in which Christianity took its beginning, that is, at the beginning of our era? How did it come about, on the one hand, that a worldly ruler had complete dominion over the world of that time, and that this immense power was completely destroyed a short time later? that the people on whom this power was based ceased to play a role, to be a power? How is it that five hundred years after the beginning of our era the Roman emperorship was destroyed, and that in Rome the Roman priest sat as a prince, with as much power over souls as the Roman emperor, the Caesar, once had in worldly relations? There are two great currents that bring this about, two currents of such importance and significance as few have in history. On the one hand, it is the spread of Christianity from the East, and on the other hand, it is the wandering wars of the Germanic tribes. The Roman Empire is threatened from two sides: in spiritual relation from the East and in worldly relation from the North. Everything that used to make up the greatness of the Roman Empire was no longer there in a certain respect. But something else was there. The outer forms of this Roman empire had remained. What had remained was that which constituted the actual significance of this Roman Empire, that which originally determined the greatness of the Roman world empire. The Roman thinking, the Roman world view with regard to the external institutions had remained. We shall see to what degree these were preserved. It is true that all former content had been driven out of this empire. But the mere form, the outer dress had remained. And poured into this form was something else, namely Christianity, which now appears in the same forms as Roman emperorship. That on which the rule of the Romans was based had been destroyed by the Nordic peoples. This is a peculiar story, because at least as much of the Roman empire has remained as has perished. And what has remained of it is told by the history of the Catholic Church, what has remained of it is told by what we can experience every day. Go into a courtroom and see how people are accused, defended and how justice is done. That is Roman law. This law was created in Rome and still exists today. We live in institutions that are completely permeated by the views of this Roman Empire. Everything that we still think about legal, property and ownership relationships, about family relationships and so on, can be traced back to the old Roman Empire, even though the people from whom all this emerged lost its external power and importance in world history five hundred years after the birth of Christ. We have described the spread of Rome over the globe, we have seen how from this then center of the world Rome extended its dominion into all known countries then under consideration. But we have also seen on what actually the possibility was based that Rome became so powerful. We have gradually seen the Roman people in its whole development, and we have seen that with a certain necessity from the whole arrangement and the whole character of this people, the kind developed, how this people founded its world domination. At the same time we have seen how the decline of the Roman world dominion had to come out of this very way, and this is so closely connected with the origin that we have to use the same thoughts that we used when we spoke of the origin. We have seen that the Roman landed property, acquired in immense greed, had to increase the wealth immeasurably, and on the other hand had to produce a poverty, likewise increased immeasurably, so that we see luxury and wealth on the one side and discontent on the other side. We have also seen on what all that was based, by which Rome became great. We have seen what it meant to be a Roman citizen. We need to get into that mindset. We have seen how the cives, the Roman citizens, had their interest in the state, how every Roman citizen felt called to have a say, to participate, how the voice of the individual came into consideration. This is expressed in the way Rome was governed, how all the offices were conceived in such a way that the power to govern was in the hands of the entire citizenry. Those who administered the empire during the republican period of the Romans were nothing other than administrators of civic power. They were entrusted, for a period of one year, but also for other periods, with what constituted the importance of their office. A Roman citizen never thought otherwise than that what the praetor did was actually for his benefit and that the praetor did it only as his representative. The Roman considered the consul, the quaestor, the praetor as a substitute. And on what was this based? It was based on the fact that the shortest possible election periods were introduced, so that basically no one ever held an office for a long time. There was nothing other than trust between those who were elected and those who voted. There could be no mistrust between a ruling personality and the people. Incidents could occur during the brief reign of a Tribune, but on the whole this government was entirely based on trust. It was a delegated power, and the Roman understood that. He understood what it meant that he was the master and that the other, to whom the power of government was delegated, conducted it only by proxy. This is evident from the way the Roman was the member of a legal people. Only in later times it became somewhat different. Try to ask an educated person today - he may even be very educated - what is the legal difference between the term "property" and the term "possession". These are two terms that come from Roman law. I am convinced you can go far and wide, even among people who have studied a lot, and they will hardly be able to tell you the difference. If you had asked a Roman peasant, he would certainly have known the difference between possession and ownership. Just as the Ten Commandments were learned in the Middle Ages, so every Roman boy learned the twelve tables of the law in school. The Romans were a people of law, and. in flesh and blood the law went over to them. Now the Roman rule extended over immense areas and many provinces. You can imagine that such a state structure can only hold together in the way we have come to know it, as long as it does not exceed a certain size. But at the moment when the many provinces were conquered, this could no longer be so. The difference between the original Roman state and the provinces appeared. The Roman citizenship was denied to the provinces. The provinces have no rights, they are subjugated. This goes hand in hand with the other stages of development, with the expansion of large-scale landownership and the related problems of inheritance. It goes hand in hand with the emergence of an enormous proletariat. The proliferation of the proletariat is connected with the fact that the old army of citizens was gradually transformed into an army of mercenary troops recruited by individual leaders such as Marius and so on. Thus we see that next to the old Roman citizen a kind of military power developed, which is docile to the one who can just win the favor of this military power. We further see that people like Gracchus are trying to stop the fall of the Roman Empire by creating a kind of middle party. I have already described the Gracchian movement to you. Now it is still important that the younger Gracchus wanted to create a middle party. - This party was to consist of people who had been senators and had left. So it was a kind of knighthood. It was this knighthood that had been enmityed by the proletarians. Now something very special had happened in Rome at the time when the Caesar power was coming up. This knighthood was to form a power against the great landowners, against the so-called optimates. The old agrarian laws were to be renewed. No one should have more than five hundred acres of land, at most two hundred and fifty acres for adult sons, and at most one thousand acres. The other land was to be given to this middle class as smaller estates. In this way, it was believed that a middle class would be created between the large landowners and the proletariat. This failed, however, because the proletariat had become suspicious and because it did not want to tolerate a party between itself and the actual owners. In the end, the middle party also joined the Optimates. Thus we now have the proletariat on one side and a kind of party of order on the other. This has emerged in recent times. The republican power has passed very gradually, almost unnoticed, into the Caesarian power. Octavius, the Roman emperor, was himself a kind of republican ruler, and he gradually rose to - one cannot say - dignity, for quite by necessity this peculiar fullness of power of Octavius-Augustus emerged from the Roman conditions. He simply continued the old Roman conditions, had all the offices gradually transferred to him. And that he was able to fill these offices as a kind of autocrat came from the fact that the difference between the Roman conditions and those in the province outside had become so great. In the province, people had long since ruled in a kind of noblemanly way. The Roman citizens did not dislike this at all. They felt themselves to be Roman citizens, and they were not at all concerned that those outside in the province should have the same right as they. So they were satisfied with the fact that from Rome a kind of absolute governmental power developed over the province. In particular, the Roman autocrats had all the so-called proconsular powers in the provinces transferred to them. Thus it happened that the first consuls were rulers of their own kind and power. In Rome they knew how to maintain the power that had been transferred to them as in earlier times, and outside in the sense of holding the provinces to the state. Thus developed, one can say with agreement of the Roman citizenry, the Roman violence. And then, during the Caesar period, came the following. It was actually so that by the absolute power in the provinces the Caesars had appropriated the entire tax institution and the entire military power. Therefore, they were able to draw enormous revenues from the provinces. Thus, in addition to the Roman state treasury, a kind of imperial treasury developed. And with the Octavian power, the Roman-Caesarian autocracy developed in the following way: It was the Roman citizens who agreed that everything that had to be done in the province could no longer be done with the Roman treasury. These were often things that had become necessary. But even these could no longer be paid from the state treasury. The income did not flow into the treasury, but into the treasury of the Caesars. And so it happened that the Caesars could raise themselves to a kind of benefactors. Thus the Caesarian authority and power developed, and all other offices had to sink down to a kind of shadow offices. From within, the Roman Caesar power conquered the power in the state. And so we understand that basically only the first emperors were true Romans. We understand that later, basically, there were not real Romans sitting on the chair of the Caesars, but people who had been elected in the provinces, and who, like Hadrıan and Caracalla, were able to seize power. From the periphery, Rome was fed to absolutism. Thus, by a kind of inner necessity of development, what had been distributed among the Roman citizens passed into the hands of an autocrat. It is now quite natural that the whole Roman system of law and concepts is transferred to the one inner center. What was formerly the responsibility of the Roman citizens is now the responsibility of individual officials, not only in the provinces but also in Rome itself. There is something going on that one must understand if one wants to understand the times correctly. If we look back for a moment to Greece and to Rome in the time of the old kingship, we will see that everywhere a direct relationship between the rulers and the ruled is involved. Whether this relationship of trust was formed in this or that way, it was a natural relationship from the older times, from which we started in the last historical consideration, because they were recognized in this or that way by the governed, so that one believed in them. In principle it was like this. The one who ruled had to acquire certain qualities, especially in the older priestly states. There nobody believed in divine powers floating beyond the world. But one believed in a kind of divinization of man, because one looked for the principle of development in man. The priest-king in Rome was recognized only if he had acquired spiritual and moral qualities of the gods, if he had developed inwardly. It was possible to acquire this, it was possible to become a kind of divinized person who deserved veneration. It was not a relationship of subservience, it was trust. That's what everybody who knows things has to say. That was based on something that was always there in the heart, and it continued to plant itself in the Republic. But in the way Roman law developed, it was capable of completely erasing this personal, living relationship of ruler and ruled. It was capable of replacing the personal abstract, thought relationship. If you could go back to those times of Rome, you would see that he who sat in judgment as praetor at Rome, even if he had the twelve table laws before him, he could still do something based on trust through personal insight. Something still depended there on the personality. That became quite different later. Later, the whole legal system gradually became a purely abstract system of thought. The only thing that mattered was to interpret the law according to its paragraphs by logical sharpness. The jurist should be a mere thinker, a merely logically trained man. Thinking was the only thing that mattered. Nothing of the immediate life should flow into it, nothing of the mind and nothing of personal influence. Only the letter was to be followed. And the law was interpreted more and more according to the letter. It was only officials who had to handle the letter outside in the provinces and later also in Rome. There it was a question of studying the paragraphs and to decide apart from every immediate life only by thoughts - and this went over to the sophistic thoughts. The whole way of thinking, which expressed itself in the administration and government, had assumed something, which treated the whole institutions like a calculating example. This you must hold fast, and then you will understand what it means to say that the whole Roman life had been transformed into a system of dogmas. The Roman state, which had created a law out of the free decision, out of the soul of the citizens, had gradually transformed it into dogmas. At the time of the emergence of Christianity, personal government was no longer considered, but only written law. It was a real dogma law. The Caesars could be taken here and there, all that mattered to them was to squeeze the whole state into a legal system that could be stretched tightly from a center point. The whole Roman state was gradually dogmatized. We see it divided into smaller areas headed by administrators of a juridical nature. These areas were again grouped together into dioceses. Thus we see the Roman state gradually taking on a form that we later see again in the division that the Catholic Church adopted. It was not Christianity that created these forms; this was done entirely according to the template of the Roman dogmatized state. Christianity transplanted itself from the East into this state, with the whole appearance that you know now. Of course, we have to deal with personalities. But we cannot deal with individual Roman emperors. Basically, this history is also rather boring. It is perhaps sufficient if we mention Caligula - Commissar Boots. But one thing is important. We have to realize what became of or with the Roman culture. This Roman culture had something that will remind you of the culture of another time. I would like to describe to you a personality who is typical, representative, and who can be cited here for comparison, that is Lucian. He came from Asia and is introduced as a very special light. He tells us about himself in a remarkable work "The Dream". I mention this, not because it is a significant literary product, but because it can be considered a characteristic sign of the way of thinking of the Roman Empire of that time. Two female figures appeared to him in a dream, one was art, the other was education. Art demanded that he strive for hard work. The education demanded nothing of all this. He only needed to acquire a few tricks of the trade, how to persuade people as well as possible. And in ancient Rome, talking meant as much as writing newspapers does today. So he said to himself, why should I follow Phidias, why Homer? I'll remain a poor guy. He followed the second female figure and became an itinerant speaker, a speaker of a very peculiar kind, a speaker with no educational basis. In those days, education meant speaking to people without knowing anything, without having studied seriously, just as one writes in the newspaper today. That's how he went out into the world. And now we see how he talks about religion and politics, how he appears as a personality of whom history reports nothing, but who was able to lift the speech in a conversation, as in an editorial, up to heaven. Everywhere he was active in this way. He came as far as France, was a personality without support, without inner content and substance. This was the nature of education in the great Roman Empire of that time. These were the educated. The one who had a core, like Apollonius, a contemporary of Lucian, could not come to any kind of considerable importance. It was quite impossible at that time. But the whole wide empire sighed. It was the discontent and immorality from which one suffered. I cannot describe to you the kind of amusements of a gruesome and immoral nature. A third of the year was spent in gladiatorial games, in bullfights or in shows of the most boisterous kind. And this spread more and more. On the one hand we have extreme luxury, and on the other hand we have poverty and misery that is indescribable. Now you see how it came to this, how in this whole Roman empire an element gained more and more spreading, which differed from all others in that it had more seriousness, that it had a deeper content. That was Judaism. The Jews could be found everywhere in the Roman Empire at that time. It would be quite unhistorical if you wanted to believe that at that time the Jews were limited only to Palestine. In the whole of North Africa, in Rome and in France, everywhere you can find the Jews already at that time. Their religion was still much more substantial than what the education of the Roman time offered. It existed next to the currents of lower spirit. By the fact that the Romans came into all world, they spread also the cult, the sacrificial acts, the holy acts of the different provinces. In Rome one could see Persian, Arabian, Egyptian services. This resulted in a tremendous externalization. In the Roman Caesar period religion came to such a degree of externalization that it cannot be compared with anything earlier. The priest of the older times was a kind of initiate, after he had previously overcome everything lower. Then he was also called a divinized personality. This was achieved in the various schools of different countries. As far as this dignity was exalted - it was one of the most sacred of antiquity - it was now lowered. It was so that the Roman Caesars were revered as so-called initiates, even divinely worshipped. Lucretia even attained divine veneration, because with her, prepared by external actions and training, an initiation had been accomplished. But this was entirely external. When Augustus had assumed the title Pontifex Maximus, he had outwardly assumed everything that had formerly been the inward sign of the priests. Because it had lost all connection with its origin, it had also lost all meaning and the right relationship. This was the situation in Rome at the time when it received a complete renewal of its religious outlook from the East. A renewal of the religious view came, which we do not need to describe according to the content, because we are not presenting a history of religion, but a general history, but which we must describe according to the outer forms. Above all, a wisdom religion was transplanted. The first propagators of this Christian religion were indeed the most learned, the deepest and most significant men of that time. They had looked up to the founder of Christianity, from the whole ground of this learning. Read them: Clement of Alexandria, Origen, and so on, and you will see what they accomplished in wisdom in the scholarship of that time. They put all that at the service of this new idea. All they were trying to do was nothing other than a complete renewal of religious feeling, linked at the same time to a penetration of the whole human being. Now imagine that while in Rome over there everything had become externality, all religiosity had been draped around Caesar like a cloak, and everything was talked about with admixture of mockery, as Lucian did, there the religious was to be renewed with renunciation of all worldliness, merely out of the innermost of man, of the human mind. And the religious is renewed in such a way that deeply disposed, most learned men are placed in the service of this idea. are placed at the service of this idea. It was so - this must not be misunderstood - that the people of the first Christianity were not people like the ordinary members of the masses of people, but they were the most clever ones of that time. This spread with lightning speed, because the whole religion had nothing of asceticism, nothing of otherworldliness about it. The people in the immediate everyday life took it up. Everything that had been perceived as Roman, everything that had led to luxury and well-being in Rome, was foreign to the core of this religion. You can see what was understood and grasped by the whole man, by the man of everyday life, through this confession, which spread with great speed, if you read the description of the Christian principle in Tertullian, who says: We Christians know nothing that is foreign to human life. We do not withdraw from everyday life, we want to bring something to man as he is everyday, we want to represent the world, we want to enjoy what is in the world. Only we do not want to know about the debaucheries of Rome. And to show how these Christians lived together, where the Roman Empire had not yet destroyed the market dominions, I need only quote the words from the Acts of the Apostles, not as a sermon and not as an admonishing word: "But the multitude of the faithful were of one heart and one soul. Neither did anyone say of his goods that they were his, but all things were common to them . . . Neither was there any among them that lacked: for as many as had fields, or houses, sold them, and brought the money of the things sold, and laid it at the apostles' feet; and they gave to every man his necessities. But Joses, surnamed of the apostles Barnabas, of the family of a Levite of Cyprus, had an accker, and sold it, and brought the money, and laid it at the apostles' feet." This is not a sermon, this is a description of what was intended, and in many cases realized. This was what was opposed to the Roman state life. That was one reason why Christianity was introduced with such speed. That is why Christianity so quickly entered the hearts of those who had nothing to hope for. Not only did they hear at that time that there was no dogma, it was the living word, the living action that they felt. The one who spoke, spoke what he knew and had recognized as truth. He could say it today in one form and tomorrow in another. There was no established Christian dogma. It was the attitude, the inner life, that held this Christian community together. And that was what the first Christians preached. It was also why, in the early years of Christianity, people freely discussed the truth back and forth. There is no freer discussion, no freer debate than was present in the early days of this Christianity. There is only a little by little talk of a violence. The important thing to take into account, which then later leads to the rape, which leads to the emergence of the dogmatism of Christianity in the first place, is the fact that the Roman Empire was dogmatized. The whole Roman Empire was transformed into a dogma system. One could not conceive of anything other than matters of understanding, nothing other than stiff, abstract dogma. Thus it came about that the first Christians were persecuted, but that they grew more and more in importance, and that the Caesars, after Constantine's action, and the Constantines themselves, were forced to recognize the Christians. But how did they recognize them? They let them grow into the Roman state, into that which was filled with the dogma and temporal power that were founded in the Roman state. For this it had to put all its influence at the disposal of the Roman rulers; and the original division passed into the bishoprics and dioceses. It is not to be wondered at that in 325 the Nicaean Council turned out as it just did. At that time, the two currents of Christianity were still opposed to each other in the presbyter Arius and Athanasıius, who was educated entirely in the Roman spirit. Arius believed in the gradual development of man. He saw it as unlimited; he called it divinization. Man can resemble God; that is true Arianism. This was opposed by the Roman dogmatist Athanasius, who said: "The divinity of Christ must be raised above all that is connected with humanity to the abstractness, the otherworldliness of the dogmatism that gradually developed in the Roman Empire. Thus, Arian Christianity turned into Athanasian Christianity, and the latter won. What was important for the Roman Caesar? Later, he himself converted to Christianity, but not to Athanasian Christianity, but to Arian Christianity. He knew, however, that Athanasianism could at least seemingly support the old Roman Empire. Christianity was to become a support of the Roman Empire; this was the important question that was decided in the beginning of the 4th century. At the same time, however, this was the period of world history when the Germanic tribes had become more and more powerful, and it was no longer of any use to support the old Roman Empire through transformation and remodeling; it was swept away by the Germanic tribes. We will talk about this next time, how the Germanic tribes overthrew the old Roman Empire. Then we still want to show how the Roman Empire was still a power in the last death twitch. This was the task of transforming the doctrine of Christianity in such a way that this doctrine took on a political form and was suitable to be the carrier of a political system. Powerful was this idea, however, which at that time the leading Christianity knew how to take out of the original Christianity. Power was what it added to the Roman Caesar idea and the transformed Christianity. Power was. The political system was so powerful that when Germania destroyed this Roman Empire, when the Germanic land territory spread more and more, the so-called important ruler of the beginning Middle Ages, Charlemagne, received the imperial crown from the hands of the Pope, the Pontifex Maximus. Such were the effects when little remained of the old Roman Empire. You see how peculiarly the destinies of the world are interlinked, you see that we must know above all that we are dealing with a political power throughout the Middle Ages, because the Roman idea of the state flowed into the original Christianity. The actual Christianity was not inserted into the Roman idea of the state; and it was always the case that Christianity in monasticism rebelled against the political form of Christianity. An idea is connected with it. It is an idea that is difficult to grasp because it was not based in the original Christianity at all. You will find nothing of monasticism in Christianity, because this kind of isolation, of withdrawal from the world, was completely foreign to it. To the one who took Christianity seriously, the form, the political form, was foreign. So, in order to lead the religion of Christianity, he withdrew to the monastery. Everything that has asserted itself as such associations, as monasticism, through the centuries - even if it degenerated, because the Catholic Church wanted to suppress every such attempt - that was a living outcry of Christianity against political power. Thus we have the development of power. Now we still have to recognize what significance the Germanic element has in this time, to recognize what role Christianity plays in the Germanic element. We also still have to recognize what is developing out of the old Roman Empire and to see how this old Roman ruin is collapsing, but how something came out of it under which the peoples had to groan for a long time. It begins with the call for freedom and ends with the suppression of freedom. It is the call that everyone should respect each other as equals, and it ends with everyone being oppressed. It is strange that in our time historians have found themselves defending Caracalla because he gave the so-called equality to the whole Roman Empire. He, as one of the most insignificant and harmful Caesars, made those who were outside in the provinces equal to the Romans. But, he then oppressed them all together! This is the shape that the original Roman liberty took. When we see that the destiny of freedom can be such, then we really gain from history what we can call a kind of education through history. Then we learn that there is a real rock, like Peter had, a rock based on the original founder, on which human development can really be built. This rock is and must be: human freedom and human dignity. These can be suppressed at times, so strongly suppressed, as it happened in the old Roman empire by the conditions, which can be compared with few. However, the education of man to freedom is given in history. This is an important fact, that when violence ruled in ancient Rome, in the summit, at the same time the foundation was submerged, and the whole structure collapsed, so that it must be said of freedom that, however deeply it is suppressed, to it and from it the true word applies: The old overthrows, time changes, And new life blossoms from the ruins. |
51. Philosophy, History and Literature: Platonic Mysticism and Docta ignorantia I
29 Oct 1904, Berlin Rudolf Steiner |
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The creating spirit outside grasps the mystic under three terms. This is clearly stated by Arıstoteles. He has a quite strange concept of the creator of the world. |
Thinking in terms of the theory of evolution, we must understand that this world system was not always there, but that it has been formed. Wherever we look out into the universe, we must say that it has formed up to a certain degree of perfection. |
Under these three masks the spirit shows itself in the universe. What lives as spirit within man is the soul. |
51. Philosophy, History and Literature: Platonic Mysticism and Docta ignorantia I
29 Oct 1904, Berlin Rudolf Steiner |
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In the rise of what we call Christian mysticism, at the time of Gnosis, mysticism was called "Mathesis". It was a knowledge of the world on a large scale, built on the pattern of mathematics. The mystic does not merely seek to know the external space according to inwardly gained laws, but he seeks to know all life; he engages in the study of the laws of all life. Starting from the very simplest, he ascends to the perfect. The basis of mystical thought, the fundamental concepts of mysticism, the content of what is called mysticism, is little understood, not only because it is judged merely by the external word. When one reads representations of mysticism, it is as if one were reading a representation in which angles and corners in a house are spoken of, where the mathematician actually means mathematical angles and corners. But the words of mysticism refer to contexts of life. We now consider a picture of mystical imagination up to Meister Eckhart in the 13th and 14th centuries, whose sermons inspired all later mystics. We must link up there with a name that is often misjudged, that of Dionysius Areopagita. In the Acts of the Apostles we are told of a Dionysius who is said to have been a disciple of the Apostle Paul. In the 6th century, some writings appeared that are extremely stimulating for those who need a religion of the mind. They were translated from Greek into Latin, and thus they became known to the occidental spiritual life. This was done at the court of Charles the Bald by the theologian Scotus Erigena. Today in learned writings the works of Dionysius are usually called those of Pseudo-Dionysius. One cannot trace the writings further back than the 6th century. But since they were handed down by tradition, it can be assumed with certainty that the writings existed in the oldest times of the occidental world. In the 6th century, however, they were probably first written down. The mystic thinks differently than the rationalist and materialist do. The mystic says: I look out into space, see the world of laws according to which the stars move; I grasp these laws and recreate them. So there is a re-creating power of the spirit. The thought is nothing merely imaginary for the mystic. The thought that lives in man is only a re-creating thought, in which man re-creates what creates outside in the world. The spirit, which creates outside in the world, is the same spirit, which thinks its laws in me. He sees outside in the world speaking thoughts. The creating powers of the universe have imprinted the laws on the star orbits. This spirit celebrates its self-knowledge, its rebirth in the human spirit. The mystic said to himself: In the universe outside the thought creates. By recognizing, man recognizes the objective thought outside. In man he becomes subjective thought. There is a link, which at the same time separates man in his inner experience from the outer thought and causes that the thought from outside flows into him. When we look at a crystal, the thought of a cube or some other thought is realized in the crystal. If I want to understand this thought, I must reconstruct the thought, relive it. That what lives in the external world comes into relation with me happens through the sensation from within, through the way of the eye, the sensation that relives the thoughts. So we have to distinguish: First, the creating thought in the universe; second, the physicality or corporeality of man as the connecting link; third, the afterliving thought in man. - The body of man opens the gate for the creative thought to flow in from outside, and thereby to shine forth again within. The body of man forms the mediation between both thoughts, the creating and the post-creating. Man calls that which is first creating thought in nature the spirit. That which feels the thought, he calls body. That, which lives after the thought, he calls soul. - The spirit is the creator of the thought. The body is the receiver of the thought. The soul is the experiencer of the thought. The creating spirit outside grasps the mystic under three terms. This is clearly stated by Arıstoteles. He has a quite strange concept of the creator of the world. He says that this world creator cannot be found directly, but is contained in every thing. If the divine spirit were present today somewhere in some form, and if we were to form a picture of the creator afterwards, we would still have only an imperfect picture of him. We must not form a definite, limited picture of the world spirit. Only in the future will we recognize what actually drives the world and sets it in motion. The world is in perpetual perfection. The one who creates in the world is the actual mover, the original mover, the unmoved mover. We must look up to him and recognize in him the elemental force that lives in everything. The primordial spirit of Aristotle moves everything in the world, but it does not live itself out completely in any being; it is the creative spirit that moves the external world, that shapes it. Always something is already realized in the world. We raise our gaze to the stars of a solar system. There we find a great perfection. Thinking in terms of the theory of evolution, we must understand that this world system was not always there, but that it has been formed. Wherever we look out into the universe, we must say that it has formed up to a certain degree of perfection. In different degrees of perfection what is reached is present through the unmoved mover. One can always distinguish everywhere between what is already present, realized, and the distant, divine goal. But why does a world system, an earth, move towards this distant goal? It must have in itself a striving for the unmoved mover. In mysticism one needs a designation for this striving in the individual world system. One asked oneself, how did man strive for this unmoved mover? He directed his mind to it. The expression of this direction was always given in the contents of his religious creeds, in which still today the instruction is present to reach the unmoved mover. In the Indian world the expression of the striving was called Veda or Word. Among the Greeks it was called Logos, Word. It is the striving of man for the unmoved mover who draws us to himself. That which is realized is called the Spirit, the Holy Spirit, in the first times of Christian mysticism. That which strives toward is the Word. In Gnosticism and in Augustine, the Holy Spirit is the thought that shapes the universe. That which strives in all things to arrive at the form of the Spirit is called Logos or Word. The third is the unmoved mover itself, what the Christian mysticism of the first centuries calls the Father. This is the threefold aspect under which thought presents itself in the external world. The first Christian mysticism said: God presents himself in three masks - mask = persona, from personare, to sound through -, thus in three masks or three persons of the divine spirit. Under these three masks the spirit shows itself in the universe. What lives as spirit within man is the soul. This soul cannot create a thought for itself. It must first have the sensation of the object. Then it can mentally recreate the object in itself. Then we have the mental image in the soul; then the consciousness of the image comes to us. What lives in the soul we can represent under two aspects: the aspect of the sensation, the great stimulator, the great fertilizer; then comes what shines in the soul as mental image; that is the resting in the soul, what receives its content from outside. The resting soul, which lets itself be fertilized by the impressions from the world, is the mother. The sum of the sensations through the universe is the soul-male, the father. That which can be fertilized is the soul-feminine, the mother-soul, the eternal-feminine. That by which man becomes conscious of himself, the mystic calls the Son. The aspects of the soul are: Father, Mother and Son. They correspond to the three aspects in the cosmos: Father, Son, Holy Spirit, the aspects of the world spirit. Having his soul impregnated by sensation, man gives birth once again to the whole universe out of his soul as a son. This universe born out of the soul as mother the mystic calls the Christ. The man who approaches the ideal of becoming more and more conscious of the universe, approaches what the mystic calls the Christ in man. Meister Eckhart says that in the soul Christ is born. Likewise Tauler says: Christ is the universe reborn in every human being. This trinity was in ancient Egypt: Osiris, Isıs and Horus. The third thing the mystic considers is the bodily self. The mystic distinguishes as his experience the three persons of the universal spiritual life as Father, Mother and Son. It is in this sense that the Meister Eckhart must be read. The recognition is for the Meister Eckhart a resurrection. He says that God has created in him an eye with which he can look at himself. When man feels himself as an organ of the Godhead, which thereby looks at itself, then he has become a mystic; a higher knowledge has then dawned on him. |
51. Philosophy, History and Literature: Platonic Mysticism and Docta ignorantia I
05 Nov 1904, Berlin Rudolf Steiner |
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We have seen that underlying the mysticism of the Middle Ages is the view of the threefoldness of human nature and of the whole universe. |
The deepest birth of the spirit must be born from one's own soul. The mystics have all understood this. Eckhart says that what matters is not the image that has become present, but that which is always present to man. |
Johannes Ruysbroek, the Belgian mystic, emphasizes this thought in a particularly intense way. The mystic understands in mysticism the lighting up of the divine source in his own soul. The mystic felt in himself, in self-knowledge, the divinity. |
51. Philosophy, History and Literature: Platonic Mysticism and Docta ignorantia I
05 Nov 1904, Berlin Rudolf Steiner |
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We have seen that underlying the mysticism of the Middle Ages is the view of the threefoldness of human nature and of the whole universe. We have seen how the mystic imagined the spirit and the physical and the spiritual. It is in the nature of mystical imagination that the mystic experiences in the spirit what is outside in nature, that he creates from himself what is outside in nature. In all knowledge, in all inner experience he seeks a revival of the universe from the soul of man. In the laws that govern the universe, he sees the great world thoughts, world ideas. Thus he stands completely on the standpoint of the Platonic world view. Plato was the great mystic of antiquity, and all those who practiced mysticism in the Middle Ages were based on Platonism. If the mystic therefore sees in nature the creating thought, the cosmic thought, then every single thing that surrounds the mystic becomes an expression of the spiritual. He distinguishes: first, the great laws of the world, the creative thoughts; second, formless matter; third, the power which matter becomes through the spirit's activity in it. Thus: first, law or world-thought; second, matter; third, force. The force arises from the fact that the world-thought expresses itself in the matter. Nothing could be perceived with the senses, if the force did not push itself to the senses and exert an effect on the senses. In the outer physical there are therefore three members. In the soul the external arises again inwardly. We distinguish in the sense of mysticism: first, the father principle, the sum of all sensations and perceptions; second, that which receives the sensation in the soul was called the soul mother; third, the consciousness itself, wherein the sensation revives, was called the son. This is the connection of sensation, mental image, and thought. In the soul itself, the mystic experiences the spirit in its inwardness as spirit directly, in three members: first, the Father Spirit, the unmoved mover of Aristotle; second, the longing for the unmoved mover that lived in the soul: the Word or Logos; third, the coming to life in the spiritual world: this is the Spirit. The soul can sink into itself, look spiritually, through inspiration or intuition. The mystic says: when I look out into nature, the force acts on me, and I feel the force acting on me - called energetics, the life of force. - By immersing itself in the outside world, the soul must be animated by the sensation, according to the sentence of Aristotle. He says: If I want to see the unmoved mover, I must be free from all external sensation. This immersion into the soul he calls catharsis, purification. After the catharsis, the soul unites with the spirit when it becomes intuitive, when it does not unite with sensation from the external world. The henosis - union - is the immersion in the spirit, the union with the divine original spirit. This can proceed only when the soul is purified from external sensation. This purified soul, free from external sensation, the mystic calls the virgin soul, which is not fertilized by external sensation. Just as the soul is otherwise fertilized by the outer world through sensation, so it is fertilized inwardly through the idea. If the soul experiences the idea in itself, if it lets itself be virginally fertilized by the spirit, then this conception is for the mystic the immaculate, virginal conception: the conceptio immaculata. The Idea will generate in the soul not only the Son who reproduces the external world, but the Son who is the Spirit itself. The revival of the second principle of the Spirit, the Word or Logos in the virgin soul, the mystic calls the revival of the Christ principle. Thus the soul can be impregnated by sensation and give birth to the Christ in itself, which is buried in the external world, or it can be impregnated by the idea, and then the soul gives birth in itself to the spiritual Christ, the Word or Logos. Only the one who experiences the Christ, the Logos in himself, is a real participant in the Christ principle in the higher sense for the Master Eckhart. It is of no help if man knows himself united with his God, if he regards the God as an external reality, but only if he lets the Christ-principle come to life in his soul. With his teachings, the Master Eckhart made hearts glow again and again by showing people that man can become drunk if he experiences this in himself. The deepest birth of the spirit must be born from one's own soul. The mystics have all understood this. Eckhart says that what matters is not the image that has become present, but that which is always present to man. God and I are one in recognition. God became man so that I might become God. He further speaks of how in each individual human being the higher, inner human being, who leads up to the spirit, comes to life. Two people live in each one, the worldly man and the spiritual man. The inner, spiritual man goes his ways for himself. The outer man can lead a life for himself; but the inner life takes its own course by allowing itself to be fertilized inwardly by the Logos. Again and again Eckhart held this up to man through his powerful sermons. The little spark in the soul is the essential. The Fünklein is an eternal One. When man experiences the revival of the Fünklein, he feels God Himself in the soul. There is an artistic expression among the mystics: the soul has let itself into the ground. - This is a connection to the image of the door with the hinge. As the hinge, on which the door turns, remains unmoved, so the inner man remains unmoved; inside he leads his own life. The inner experiencing of God is what comes about when the soul lets itself into its ground. The mystic calls the awareness of the divine life in himself the serenity (Angelus Silesius). The mystic experiences the God within himself. Through this, God is present in the person as in a dwelling. The mystic feels himself as a mediator of God and the world; he carries out the orders of the Godhead lowered into the soul. He has the mental image that God needs man; this mental image runs like a leitmotif through the whole mysticism of the Middle Ages. This is what constitutes the consecration of mysticism. Eckhart compares the world to a building, and people to the building blocks. Man, as a building block, should not withdraw from the universe. The mystic feels united with the primordial divine life: this is the being enlightened, which in mysticism is called the self-knowledge of man. It shows that, just as the mathematician generates numbers, man can generate the highest from himself. Self-knowledge becomes immediate enthusiasm, because self-knowledge means devotion to the Godhead. In John Tauler, this moodiness of the mystic comes out in his whole life: his life was an exposition of the divine life. He says, as long as I only discuss and present the highest divine wisdom, I have not achieved the right thing. I must disappear myself completely and let God speak from me. He says God looks at His own laws, through which He created the world, through me, my self is the self-life: I must let God experience Himself in me. Eckhart's mysticism is a mystical knowledge; in Tauler we find mystical life. From the time on, a special artistic expression of the mystic is found: the one who experiences God in himself is called "God-friend". An unknown personality appeared during Tauler's sermon; he is called the "God-friend from the upper country". He never meets us otherwise than that he appears, as it were, as a mirror of the other personalities who are influenced by him. Johannes Tauler states in his master book that he communicated knowledge of God to people, but he could not yet let life overflow; then the God-friend came and gave Johannes Tauler his enlightenment. The original source itself came alive in him. For a long time he gave up all preaching and withdrew with the unknown man from the upper country, in order to bring himself into the state of mind in which this spiritual life was rising, so that he made himself the channel of divine wisdom and it overflowed through him into others. His speech gained fire, he made the greatest impression; people were transformed by his words, through which people found the spark within them kindled. The dying to all that lives in the outside world, that is the revival of the new man: that is what Johannes Tauler could now bring about through the power of his word. Goethe says: "For as long as you do not have this, this dying and becoming, you are only a dull guest on the dark earth." The experience of the conceptio immaculata is the dying and becoming, in the lower sense and in the higher sense. Those who listened to Tauler experienced the Unio mystica. Just as man feels all the external beauties that come from outside through sensation, so the mystic feels the beauty of the spiritual world through Christ, whom he experiences; it is an experience that makes him drunk: this is the true music of the spheres. Just as man feels the sensual harmony in the world of sensation, so the mystic feels in the soul the coherence of the great laws of the world, the action, the creation of the Logos, of God Himself, the music of the spheres. Through the human soul, the eternal God expresses himself in his Logos. Johannes Ruysbroek, the Belgian mystic, emphasizes this thought in a particularly intense way. The mystic understands in mysticism the lighting up of the divine source in his own soul. The mystic felt in himself, in self-knowledge, the divinity. Through this he found such flaming words for it. |
51. Philosophy, History and Literature: Platonic Mysticism and Docta ignorantia I
12 Nov 1904, Berlin Rudolf Steiner |
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Cusanus drew his wisdom from the Pythagorean school. He understood what was meant by the Pleroma, the Aeon Light and the Harmony of the Spheres. - Ruysbroek and Suso are also the precursors of Cusanus in their refined and spiritually drunken way. |
Deep, cozy tones of a historically unknown personality are contained in this writing. If someone wants to understand the Sat of Vedanta philosophy, he must, as in Anända he must pour himself out into the world, in Sat he must pour out his will completely. |
Then in the learned not-knowing this came out in a learned and perceptive way. Knowledge and understanding were awakened to immediate, new life. The Kusanian's not-knowing is at the same time a super-knowing. |
51. Philosophy, History and Literature: Platonic Mysticism and Docta ignorantia I
12 Nov 1904, Berlin Rudolf Steiner |
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Today we come to a high point of medieval mysticism, to the mystic who was at the same time one of the most important scholars of his time: Nikolaus Chrypff or Krebs, of Kues on the Moselle, called the Kusan. He was one of the most interesting personalities of his time. He lived from 1401 to 1464. He was at the height of his time in the various sciences. He was a mathematician, physicist, jurist, first lawyer. He was also one of the leading, the tone-setting men of his time. He was extraordinarily ahead of his time. About a hundred years later, Nicolaus Copernicus put the worldview of astronomy on a new footing. But Nicolaus of Cusa had already clearly stated that the earth moves around the sun. Even more significant seems to be that the Cusan was not only a deep, leading thinker, but a clear thinker. He is a thinker who had absorbed scholasticism completely, That which is expressed by scholasticism is studied very little. The tremendous clarity and sharpness of conceptualization is the essential thing about it. Never has there been such a sharp guidance of the conceptual contours, never such a strict limitation of the concepts related to the spiritual life. Whoever wants to train himself in clear thinking, whoever works with firm, conceptual outlines, would have to immerse himself in one of the scholastic works. Cusanus underwent this training. He also possessed everything related to the social knowledge of his time. He had a comprehensive circle of vision. In 1432, at the Council of Basel, he took an important position. Then he made long journeys through Germany and the Netherlands, dedicated especially to the reform of education. He emerged from the school of the "Brothers of Common Life". There, the focus was on a thorough formation of the mind and a clear education of the intellect. The Kusanian undertook his journey in the service of this school. Scientifically trained, clear and sharp thinking - he stands there freely, as a personality of impressive character. If he had wanted to, he could have achieved many things in the scientific field. As a preacher he knew how to grasp the listeners in the depth of their minds through his sermon. That which made his preaching so significant was the stream that emerged from medieval mysticism, the stream that we find in Eckhart, in Tauler and Suso, and in another guise in Giordano Bruno and Paracelsus. Deepness of mind, fire of soul, was paired in him with a quite transparent, sharp conceptual faculty. Everything that the mind can grasp, that reason can survey, gave the Cusanian only the substructure for what he had to say to the world. He was sent by the Pope to Constantinople to bring about a union between the Greek and Roman Churches. On his way home, he had an epiphany in which he felt that there was something else besides the knowledge of the intellect. From then on, he attributed the highest value only to that which is higher than knowledge. He wrote the work: "De docta ignorantia" out of this mood. The title: "Of the learned ignorance" should mean: something that goes beyond the mere sensory and intellectual knowledge, a seeing, a being enlightened. If one wants to understand this completely, one has to take some terms to help, which only the 19th century brought. The 19th century has developed a peculiar physiology of the senses, for example in the famous Law of the Energies of the Senses by the physiologist Johannes Müller. He says that we can see a color, take in light, this stems from the fact that our eye is built in a certain way. If we did not have the eye, the world shining in light and colors would be lightless, without the perception of colors. The same can be said about the arrangement of our ear. It depends on the arrangement of our senses how the external world penetrates into us. It depends on the specific energies of our senses how we perceive the world. Helmholtz has spoken about how he thinks of the relationship. He says: How can I know how the light in itself, the sound in itself is formed? Only signs of the external world are our sensory perceptions. The Kusanian calls "knowledge" also in this sense knowledge, namely as the impressions processed by the mind. We now ask: Do not our senses have an intimate relation to what we see, hear, and so on? We have to imagine that the eye itself is built by light, that the senses are not only there for the outside world, but from the outside world. The eye has been formed by the light. Who are the ones who build our senses? If man were not limited within the limits of his ordinary consciousness, he would know this. In the single individual must be the force which forms the senses. In embryonic life the light must be effective, the sound must be effective. They must work in embryonic life in the individual himself and form the organs. The light closes the eye from within, the sound the ear. We perceive the external qualities only through the senses. The senses have also formed these external qualities. They are the builders of our own organs. We ourselves are light from the world-light; we are sound from the world-sound. The mystic lives himself into that which lives and weaves around him and in him. The creating light, which works outside and creates inside, he feels. He is himself shining and sounding in a shining and sounding world. When he lives in the creative light, lives in the creative sound, then he has mystical life. Then something comes over man that is different from the light from outside and the sound from outside. Whoever has experienced this once, feels it as truth. The Gnostics, the Egyptian mystics, the mystics of the Middle Ages speak of the creating light. They call it the aeon light. It is a light which from the mystic awakens the objects around him to living life. This is the pleroma of the Gnostics. Thus, the mystic feels blessed in the world light. He feels blissfully interwoven with this aeon light. There he is not separated from the essence of things; there he is partaker of the immediate creative power. This is what the mystic calls his bliss in the creative light. The Vedanta wisdom calls the world wisdom Chit, but the bliss where the mystic is immersed in the things, where the soul merges completely with the things, is called Anända. Chit is world wisdom, Anända is the wisdom that merges directly with the aeon light, that feels one with the all-light shining through the world. This mood the Kusanian calls "docta ignorantia." Just as man can have the experience of merging with the Aeon Light into the Pleroma, so he can also merge with the cosmic world-thought. Then he feels the world thoughts resounding in his own inner being. When man becomes aware of the thought that brings the law to existence in things, and feels this swelling up in him as his own law, then the things resound in their own essence in his soul, that he becomes intimate with the things, as the friend becomes intimate with the friend. This perception of the whole world the Pythagoreans called harmony of the spheres. This is the resounding of the essence of things in man's own soul. There he feels united with the power of God. That is the hearing of the harmony of the spheres, of the creating universal law; that is being interwoven with the being of things, that is where the things themselves speak, and the things speak through the language of his soul out of himself. Then he has attained what the Cusanian says no words are capable of expressing. The being is the seen. This does not express the sublime existence which comes as a predicate to things when the mystic unites himself in the deepest way with things. This sublime existence is the sat of the Indians. The Pythagorean school distinguishes three stages: First, the external perception = Chitz second, the Pleroma = Anända; third, the harmony of the spheres = Sat. The Pythagorean school distinguishes three stages. These are the three stages of cognition in the Cusanus: first, knowledge; second, super-knowledge or beatification; third, deification. Thus he calls them in the "Docta ignorantia." That he knows these states gives his writings a mellowness, a softness, that one may say they are perfectly sweet with maturity. Moreover, his writings are wonderfully clear, transparent, full of tremendous ideas. He was a leading spirit. All who follow him then stand on the foundation he laid. So also Giordano Bruno. Cusanus drew his wisdom from the Pythagorean school. He understood what was meant by the Pleroma, the Aeon Light and the Harmony of the Spheres. - Ruysbroek and Suso are also the precursors of Cusanus in their refined and spiritually drunken way. The "Theologia deutsch" is like an overture to what the Cusanian wrote. A reprint of it has been procured by Franz Pfeiffer after a manuscript of 1497. Deep, cozy tones of a historically unknown personality are contained in this writing. If someone wants to understand the Sat of Vedanta philosophy, he must, as in Anända he must pour himself out into the world, in Sat he must pour out his will completely. In the deification (Sat) the selfless will must be there; his will must have become impersonal. - The one who wrote the "Theologia deutsch" made sure that his name did not come down to posterity. He calls himself only "the Frankfurter". Man must surrender his will to the Divine, as a messenger of the Godhead, and that which man wills of himself he calls Scripture, an offering. Before Cusanus, mysticism strove from mere knowledge into the introduction into the pleroma, the creating world-light. Then in the learned not-knowing this came out in a learned and perceptive way. Knowledge and understanding were awakened to immediate, new life. The Kusanian's not-knowing is at the same time a super-knowing. He distinguishes three stages: Knowledge, Beatification, Deification - Chit, Anânda, Sat. He is at the same time the greatest scholar and one of the deepest human beings. |
51. Philosophy, History and Literature: History of the Middle Ages IX
28 Dec 1904, Berlin Rudolf Steiner |
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Whatever spiritual life was felt in those days was drawn together in the cities. Art also blossomed in the medieval cities under the influence of the free bourgeoisie. In Venice, the Hall of Clothiers is painted by Titian. A new form of warfare also emerged. |
So the 15th and 16th centuries of medieval life is under the influence of urban life. Another current went alongside it. What we understand today as great politics was related to this other current. |
Also when we consider the second crusade, undertaken in 1147 by Emperor Conrad III at the instigation of Bernard of Clairvaux, we see the same phenomena. |
51. Philosophy, History and Literature: History of the Middle Ages IX
28 Dec 1904, Berlin Rudolf Steiner |
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We have seen how the life of the Middle Ages developed in the cities. We have come to the point where public life takes place mainly in the life of cities. Originally the inducement to settle in the cities was the oppression of the country people and the spread of commerce. We have seen how those who escaped their oppressors or devoted themselves to trade settled either in a bishop's see or in some other site of medieval power. At first, the part of the population that inhabited the cities was not in a pleasant position; they had to pay dues to their former lord of the manor, supply weapons, clothes and so on. Those who had moved to the cities and devoted themselves to trade, as well as those who were royal, episcopal or other officials, at first formed the actually free privileged classes. But more and more the privileges of the officials and the merchants who formed the patriciate were taken away from the privileged by those who lived depressed. On the Rhine in southern Germany, this equality was won in the 13th and 14th centuries. Kings and emperors reckoned with it. Earlier the wandering kings had held court soon here soon there, now they settled in the cities. The rulers had to reckon with the cities, they found in them reason to develop their own power. Therefore, certain rights were given to the cities, jurisdiction, right to mint coins and so on. In this way their power grew more and more. A democratic element was now formed in Germany. In the past, the basic nobility, the feudal nobility, had given the time its certain character. Instead, something new has arisen. More and more privileges were eliminated in the cities. Instead of making general observations, let us turn to specific examples. Cologne had long been an important trading city, the seat of a powerful clergy; in the spiritual sphere, too, the cities were becoming a power. There, the subordinate class soon acquired equal rights with the patrician class, a kind of constitution, the oath book, in which was recorded what rights each individual had. The guilds, of which there were twenty-two in Cologne, had joined together, and before the 14th century they had also been dependent on the patricians here. Now, in 1321, these conquered equal rights. The city council was not only composed of patricians, but the members of the guilds had equal voting rights. In order to make this council as democratic as possible, the members were always to be elected for only half a year, after which they were to be ineligible for three years. With the implementation of the democratic principle, the interest of the individual citizen in the flourishing of the cities also grew. Until the 12th century, such cities were not much other than dirty villages with thatched houses. But we see them growing in quite a striking way in a few years. Every man is now a citizen, and with the participation of the individual grows the prestige and beauty of the city. What the cities indicated had a determining effect also on the whole high politics. What could interest cities like Hamburg, Lübeck, Cologne politically, as kings and dukes used to do outside? When the cities began to do politics, it was done in the urban way. Wide areas allied to protect their urban interests. Such powerful alliances of cities were first formed in northern Germany, and later the northern Italian cities also formed such alliances. The German cities also gained significant influence abroad; in Bergen, in London they had their powerful guildhall. As the princes had to decide to grant the cities the right to such politics, so the cities also gradually became the center of a new culture. A material culture, to be sure, but one that led to the settlement of wider areas. New cultural centers were formed, in which a lively trade with the northern countries, especially with Russia, flourished; the legendary Vineta was such a trading center. We see how trade policy developed, powerful trade routes emerged, along the Rhine, through northern and central Germany, with important trading cities such as Magdeburg, Hildesheim, Erfurt, Breslau and so on. From these alliances of cities emerged what is called the Hansa. In the course of time, it became necessary to pursue not only trade but also war policy. In the background lurked enemies, the knights and dukes, who enviously followed the development of the cities. The cities had to surround themselves with walls and defend themselves against their enemies. Thus they became more and more powerful cultural centers, also centers of spiritual life. Whatever spiritual life was felt in those days was drawn together in the cities. Art also blossomed in the medieval cities under the influence of the free bourgeoisie. In Venice, the Hall of Clothiers is painted by Titian. A new form of warfare also emerged. By the application of the powder, whose use was known already earlier in the Orient, but was found only now for Europe, a new, the democratic form of the fight arises opposite to the single fight of the armored knights. The use of gunpowder continues to develop. First there were crude blunderbusses and mortars, but soon more perfect weapons were invented, especially by Kaspar Zöllner in Vienna. What developed especially in the cities in connection with the spirit of ecclesiastical life is of special importance for the progress of culture. We have seen how the highest ecstasy of the religious enthusiasm presents itself in the crusades. We have seen how German mysticism blossomed, especially on the Rhine, how the brothers of the common life cultivated a deep piety completely independent of Rome. Two different currents of time now confront us: on the one hand, the bourgeois is concerned with the elevation of material life; on the other hand, we see here a spiritual life directed inwardly. In the early Middle Ages, material and spiritual life were closely intertwined; the prosperity of its fruits, like his religious feeling, the peasant believed to be supported and blessed by the church. Now that personal efficiency came to the fore, these directions split. The peculiar architectural style of the Middle Ages, mistakenly called Gothic, came from the south of France, originated in areas where lived such pious heretics as the Cathars, the Waldenses, who strove to deepen the inner life and break with the lavish life of the bishops and the clergy. A peculiar spiritual life spreads from there; German mysticism is strongly influenced by it. What a profound influence this attitude had on the outer form of these churches is evident from the fact that all these Gothic minsters possessed a mystical decoration in the marvelous stained-glass windows. This art, which was completely lost in the 17th century, was not artistic allegory, but the symbols that were painted there really exerted a mystical influence on the crowd when the sunshine shone through them into the dim high churches. This type of construction was closely related to the conditions of the medieval cities; the town hall and the guildhall were also Gothic. The city, which was surrounded by walls, was dependent on expanding within these walls, the Romanesque architectural style was not sufficient for this. This is how the towering Gothic churches came into being, an expression at the same time of the inwardness of the life of the time; the dances of the dead that often adorned them brought to mind the transience of everything earthly. In caring for the cleanliness and beauty of their city, the citizens find a noble way to keep their name in the memory of their fellow citizens. Especially beautiful fountains are erected everywhere. We see that at that time something comes into being which acquired special importance in the Middle Ages, the public baths, which were not lacking in any town. In the later Middle Ages, these baths gave rise to moral outrages and for this reason were eradicated by Protestantism. But this civic spirit went even further, it intervened in public life by creating charitable institutions that can still be considered models today. And these charitable institutions were also urgently needed, because in the 14th century Europe was afflicted by severe plagues, famines, leprosy, the plague or, as it was called at that time, "the black death". But medieval man knew how to counter this. Infirmaries, hospitals, and priests' houses were built everywhere, and even strangers were cared for in the so-called slum hostels. Misery was then synonymous with stranger and only later acquired a different meaning. In addition to these bright sides of medieval life, there were, of course, some dark ones. Above all, the harsh treatment of all those who did not belong to a fixed community. They were outcasts, something for which the cities did not pay. All those who did not belong to the guild had to suffer bad treatment. Especially the "traveling people". The name "dishonest people" was created at that time, a terrible name for the traveling people. The dishonest people included all kinds of professions, actors, jugglers, shepherds and so on. They were not allowed to join the guilds, they could not show themselves anywhere without the risk of being tortured. The same happened to the Jews. The prejudice against them is not very old. In the early Middle Ages we find many Jews recognized as scholars. In later times they met the money needs of princes and knights. Due to the peculiar conditions of the Middle Ages, they attained the position of money lenders, which stood between commerce and usury and earned them hatred. However, the kings' need for money always gave them certain rights; this activity earned them the strange name of royal chamberlains. Another dark side was the judicial system, the criminal law that necessarily came up with the Middle Ages. In earlier times, justice was really related to revenge, either a damage should be repaired, or revenge should be taken. The concept of punishment did not exist, it came up only now. Roman legal concepts were becoming established. Judicial power was a valuable prerogative of a city and the citizens were proud not only of their churches and walls, but also of their high court. Often the harshest punishments were imposed for the most trivial of causes. So the 15th and 16th centuries of medieval life is under the influence of urban life. Another current went alongside it. What we understand today as great politics was related to this other current. This is the movement known as that of the heretics or Cathars. You can gauge the extent to which this took hold if you consider the fact that in Italy in the 13th century there were more heretics than orthodox. Here also lay the real conflict that led to the Crusades. When at the church meeting in Clermont in 1095 the decision was taken to launch them, it was not only riffraff, no, it was also decent people who set out in disorderly crowds under Peter of Amiens and the knight Walter von Habenichts for the promised land. It was a papal enterprise, it was not merely born of enthusiasm. It was a matter of the papal influence being pressed by the heretics. The pope's endeavor was, what actually took place, to thus create a drain for the heretics. In the first real crusade, it was largely heretics who set out. This is also evident from the person of the leader. Gottfried von Bouillon was of a decidedly anti-papal disposition, as can be seen from his previous life. For when, at the instigation of Pope Gregory, a counter-king was set up against Henry IV in the person of Duke Rudolf of Swabia, Gottfried of Bouillon fought on the side of Emperor Henry and killed Rudolf of Swabia. It is necessary to see what it was about for him, but which did not come to execution: to found an anti-Rome in Jerusalem. That is why he called himself only "Protector of the Holy Sepulchre" and tried to raise the flag of anti-Roman Christianity in Jerusalem with unpretentious modesty. After the Crusades, the Ghibelline party arose from the representatives of such views; opposite them, on the side of the Pope, stood the Guelfs. Also when we consider the second crusade, undertaken in 1147 by Emperor Conrad III at the instigation of Bernard of Clairvaux, we see the same phenomena. These crusades had no further significance in themselves, they only showed what spirit was blowing through the world. Barbarossa, who undertook five Roman campaigns against the Pope and the northern Italian cities that sided with him, in order to force them down, was forced to grant them independence in the Peace of Constance after he failed to take their fortress of Alessandria. The German papal party was composed especially of the princely families who had remained behind from the old nobility. Henry the Proud and his son Henry the Lion fought for the old ducal power against the imperial power. Usually, by marriage with an emperor's daughter, these recalcitrant princes were then bound to the imperial power. By the enfeoffment of relatives of the emperor with finished dukedoms such rearrangements of the power relations were brought about again and again in the consequence. Emperor Frederick Barbarossa undertook the third crusade, which also led to no real successes, but which became important through the Kyffhäuser saga, which tied itself to it. Those who can read legends know that they are dealing with one of the most important ones. It did not originate from the soul of the people, as it is usually said, because only the individual wrote poems and then what he produced spread among the people, as it also happens with the folk song, of which professors claim that it originates directly from the people and does not come from the heads of individuals. The legend originated from the mind of a man who knew how to use symbols that had a deep meaning, such as the cave in Kyffhäuser, the ravens and so on. It is one of the legends that can be found all over the world, a proof that there is something similar everywhere. The Barbarossa saga is a very important saga from the point of view of cultural history. - Rome was in the church the advocate of what resulted from the, the Germanic spirit in connection with Christianity imposed external accessory. - In a grotto the emperor was supposed to be hidden. From time immemorial grottoes were secret places of worship. Thus the Mithras service was generally held in grottoes. In this worship, Mithras was depicted on the bull, the symbol of the lower animal nature, which was overcome by Mithras, the predecessor of Christ. In the Kyffhäuser legend, the emperor hidden in the rocky grotto became the advocate of that which turned against Rome and its influence in German spiritual life. How much there is in this legend! A pure Christianity, longed for by many at the time, was to emerge from hiding when the time came. It was under the Hohenstaufen Emperor Frederick II that the Mongol invasion occurred that devastated Europe. It is not a history of the Hohenstaufens that I wish to give you here, only to hint at what developed from the Crusades: expanded trade relations, a revival of the sciences and arts through contact with the Orient. What the crusaders gained in new experiences and goods, they brought back home. It was also then that the two great monastic orders came into being that became of particular importance for spiritual life, the Dominicans and the Franciscans. The Dominicans represented the spiritual direction known as realism, while the Franciscans leaned toward nominalism. In the Holy Land also happened the foundation of the spiritual orders of knighthood; the Order of St. John was initially founded for the care of the sick. From a similar mood to that which I have described to you as that of Gottfried von Bouillon, the second order of knights, that of the Templars, emerged. Its real aims were kept secret, but through intimate agitators the order had soon become very powerful. An anti-Roman principle prevailed in it, as was also evident in the Dominicans, who were often in complete opposition to Rome; thus they were in violent opposition to the Pope on the dogma of the Immaculate Conception. The Templars sought to purify Christianity. Referring to John the Baptist, they advocated an ascetic tendency. Their acts of worship were so hostile to the church out of resistance to the Roman secularization that it is not appropriate to speak about it publicly today. The order had become very inconvenient to the clergy and princes because of its power, it had to suffer severe persecutions and perished after its last Grand Master, Jacob of Molay, had suffered martyrdom with a number of brothers of the order in 1314. The "German Order of Knights" was also of similar origin. With the Order of the Brothers of the Sword, which joined it, it made it its special task to convert the areas of Europe that still remained pagan, especially in the East, from its headquarters in Marienburg. From the reports of contemporaries, one gets a strange picture of the inhabitants of the areas that today form the provinces of East and West Prussia. Albert von Bremen describes the old Prussians as complete heathens. Among this people, of whom it is not exactly certain whether they were of Germanic or Slavic stock, are found the old pagan customs of eating horse meat and drinking horse blood. The chronicler describes them as pagan cruel people. Before coming into contact with the German knights, the Brothers of the Sword had especially aspired to worldly violence. One can only construct the development. Although the cities had formed, a part of the ducal power and the robbery knighthood had remained. It was not enthusiasm for Christianity, but mere egoism that caused the remnants of the feudal nobility to gather in these two German orders of knights. In these areas, no significant influence of the cities was felt. The other two Christian orders were compounds of those who were not connected with Rome. If you study the historical sources, you will often find alliances between them and the cities. Besides these two currents of urban development and deeper religious life, we see that the imperial power lost all importance. In the years 1254 to 1273 there was no bearer of imperial power in Germany; the imperial dignity was temporarily sold to foreign princes, one of whom, Richard of Cornwall, came to Germany only twice, while the second, Alfonso of Castile, never entered it at all. When at last one again proceeded to a proper election of emperors, the endeavor was not to establish any central imperial power or to attempt once more to create an imperial power, but the desire was decisive to bring order with regard to the robber baronry. So they chose Count Rudolf of Habsburg. If one is to ask what he and his successors did for the empire, it would be difficult to say, for they were not active in public affairs. They were busy establishing their domestic power. Thus, after the death of Duke Heinrich Jasomirgott, Rudolf of Habsburg granted Lower Austria to his son and thus established the Habsburg house power. His successors sought to increase this power by conquests and especially by marriage treaties, and no longer cared about anything connected with general interests. You see what was really significant for the further development: the events that resulted in the medieval conditions what finally led to the great discoveries and inventions at the end of the Middle Ages. We see the cities with powerfully rising, but secularized culture; in the church we see the divorce, the schism, the separation; out of this current the last act of the medieval drama dawns, we see the twilight of the Middle Ages, the dawn of a new time. |
51. Philosophy, History and Literature: History of the Middle Ages X
29 Dec 1904, Berlin Rudolf Steiner |
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The endeavor to increase one's own house power continues under the following emperors; thus Adolf of Nassau seizes a large part of Thuringia, which he wrests from the weaker princes. |
Emperor Charles IV united Brandenburg, Hungary and Bohemia under his household power. The imperial dignity has become a titulature, the emperors are content to administer their private lands, the imperial title is bartered away by the princes. |
The receptivity was prepared for the expansion of the field of vision. Under the influence of such moods the secularization of arts and sciences developed, and thereby the period of inventions and discoveries. |
51. Philosophy, History and Literature: History of the Middle Ages X
29 Dec 1904, Berlin Rudolf Steiner |
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We are progressing more and more in the contemplation of history to the times when the great inventions and discoveries happened in the 15th century. The new time begins. For a historical consideration this new time has special interest; in characteristic features the transition to the great state formations of Europe takes place. We have seen how from the feudal power the transition to the modern princely power develops. On the one hand it means a reaction of old remnants from earlier times and only in a certain way a renewal. That which remained of the old claims of princes and dukes, what was left, gathers its forces again and determines the map of Europe through its family private relations. The landed property had been replaced in its domination by the cities, the bourgeoisie flourished and all the real cultural factors emanated from the cities. The emperorship had sunk to a shadow power; after a long interregnum Rudolf of Habsburg was elected, but the emperor had become very unnecessary in the empire; he hardly needed to be seen there. The Habsburg dynasty only endeavored to increase its domestic power through this imperial power, wherever rights remained to it outside the power of the cities. It is a simple process that takes place here, also the rest - princes and dukes - gather what remained to them to strengthen their house power, creating the basis for large political territories. The Mongol invasion, later the invasions of the Turks, give rise to this. Only larger princes are able to defend their territories; the smaller ones join the more powerful one and thus form the basis for future states. The new emperor meant very little. As mentioned, Rudolf of Habsburg was only anxious to establish a domestic power. After overcoming Ottokar of Bohemia, his son was enfeoffed with his lands, and later the Habsburg house power was strengthened by always marrying new territories to it. Only the process of all these purely private undertakings can interest us, that it came to the uprising of the Swiss Confederates, who wanted to be free from the claims, which the successor of Rudolf of Habsburg, Emperor Albrecht I, made on them. Through hard struggles they obtained to be dependent only on imperial power - imperial immediacy; they did not want to know anything about princely power. The endeavor to increase one's own house power continues under the following emperors; thus Adolf of Nassau seizes a large part of Thuringia, which he wrests from the weaker princes. Albrecht of Austria and his successor Henry of Luxembourg also seek to enrich themselves in this way, the latter by marrying his son to a Bohemian princess. This is a typical case of the development of the conditions of the time. This current continued under new growth of ecclesiastical power, but at the same time there was also a growth of the current that wanted to have nothing to do with the Church. The teachings of the Waldenses or Cathars had a stirring effect, there were tremendous struggles against the reemerging princely power. The situation of the peasants, which had been lifted by the emergence of the cities, now became more and more oppressive because of the feudal and robber baronies, the bishoprics and abbeys, to which they had to be in thrall. The cities had had a time of bloom, at that time the principle had applied: City air makes free. - But in the course of time many cities had become dependent, especially the Hohenstaufen had succeeded in bringing many cities into dependence. Now the cities tried to keep off further influx, they made an end of it and looked for princely protection. As a result, the peasant population became more dependent on their landlords. The mood of the oppressed was stirred up by the Waldensians and heretics, for whom the church was no longer sufficient. The cry for freedom and the Christian-heretical mood went hand in hand; religious sentiment merged with political movement and this popular mood found its expression in the peasant wars. Whoever wants to grasp this spiritual heretic mood independent of external church and princely power, must realize that especially in the Rhine regions - "the Holy Roman Empire's alley of the priests" - hard battles were waged by the princely power against this current for decades. Popular preachers, especially those from the Dominican Order, resisted, and even fought, because they did not want to submit to the oppression of the people by the papal power. They do not agree with the political expansion of power of the papacy and the expansion of the power of the princes. The French kings saw in the papacy a support in the struggle with the German princely power. So the pope was led to Avignon and during about seventy years the popes had their seat there. Henry of Luxembourg fought with the Pope, to whom the King of France lent his support. Thus, from Avignon, from France, the pope now dominates Christendom, and as the princes increasingly assert their power over their feudatories, so the popes strive for ever greater extension of their authority. The secular clergy, the power-owning abbeys and bishoprics were dependent on the pope. Meanwhile, the princes arbitrarily shaped the map of Europe. Emperor Charles IV united Brandenburg, Hungary and Bohemia under his household power. The imperial dignity has become a titulature, the emperors are content to administer their private lands, the imperial title is bartered away by the princes. If we want to understand the real history, we must keep in mind how the great change from the Middle Ages to the new age consisted in the princes using for their private interests that discontented mood; the states that are formed we see spreading their tentacles over a centuries-old popular current, and it is this current for religious liberty that is used first to fight the papacy and to stop its power, and then to creep itself into that position of power. That current developed at the bottom of the popular soul; it aspired to something quite different from what the Reformation then brought. The secularized clergy had become as much of an oppressor as the secular princes. The urban population, in their egoism, did not feel compelled to side with the oppressed; only when their own freedom was threatened did they endeavor to preserve it. Thus, in the Swabian League of Cities and in the Palatinate, they did not succeed after all, so that new princely power emerged here as well. Already during the reign of Emperor Sigismund there was an outbreak in Bohemia in a peculiar religious movement. A movement that spread among a man who - one may acknowledge or deny what he represented - nevertheless relied only on his own conviction; a conviction that was based on the purest will, on the fire in his own breast. This man was John Hus of Hussonetz, the preacher and professor at the University of Prague. Based on something that was spreading throughout Europe - for even before that, in England, through Wiclif, the establishment of original Christianity had been urged - but which received special splendor through the fiery eloquence of the outstanding man, Hus found approval everywhere. Everywhere his words found acceptance, because one only had to point out the shameful behavior of the secular clergy, the sale of the bishoprics and so on. They were heartfelt words, because they proclaimed something that went through the whole of Europe as a mood and only emerged where a personality was found to give it expression. Through the popes and the counter-popes, the church had fallen into disarray; the popes themselves had to do something. Thus the Council of Constance was convened. It constituted a turning point in medieval life. A transformation into a pure church was sought. This project set in motion a lively opposition. Political motives played a part, and Emperor Sigismund himself was keenly interested. The worst abuses of the church were to be corrected, for the clergy was completely neglected, and incredible abuses had also broken out in the monasteries. In Italy, Savonarola had begun his powerful agitation against the secularization of the Church. The council also wanted to settle accounts with this. The president of the Council was Gerson, the head of the University of Paris, a second Tauler for the Romance countries. This fact was significant for the outcome of the Council, because with the help of Gerson it had become possible for the emperor to wrest the leadership from the popes and to put an end to Hussitism. Because this current had nothing to do with the development of political power, but arose from the deepest soul of the people, it was so dangerous for the spiritual and especially for the secular rulers. It is not Rome alone, it is the emerging princely power to which Hus fell victim. The Hussites waged their war for a republican Christianity not only against the church, it was waged against the approaching princely power. But in Protestantism this power allies itself with religious discontent in order to exploit it for its own purposes. The deeds of the successors of Hus were thus condemned to death that the princely power had triumphed. Otherwise, the emperors did not have special power in those times: the emperor Frederick II, for example, was commonly called the "useless emperor." This gives us a picture of the peculiar development in that time. In the more and more emerging cities a flourishing life, whereas there, where the feudal power asserted itself, continuously increasing oppression; in the field of deeper religious life at the same time, influenced by these two factors, a strong movement, as it emerged in the appearance of a Wiclif, a Hus. Italy offers us a brilliant picture of that urban life in its city republics; in Florence, for example, it was the Medicean merchants who had a fundamental effect on the culture of Italy. All these cities were authoritative cultural factors. So you will understand that the means by which one otherwise attained power were no longer sufficient. In the Middle Ages, except for the number of clergymen who worked in the monasteries and in civil service positions, no one had been able to read and write. Now this relationship has become different. Reading and writing are spread by the new currents that now flood over the masses. The great writing institutes spread in copies what was formerly forbidden to the people, and these copies were bought as later books: writings of the New Testament, popular science books, books of sagas, legends, heroes and medicines were thrown into the people in the 14th century. In particular, schools had been established everywhere by the Brothers of the Common Life, as already mentioned. Along the Rhine by name, what had formerly been hidden in monasteries was now brought to light. A formal transcription industry arose in Hagenau in Alsace, whose announcements, such as those of Lamberts, are similar to today's catalogs. A sustained manuscript trade also emanated from Cologne, and the Brothers of Common Life were also called "Brödder von de penne." Here we have the preparatory stage of the art of book printing. It arose from a deep need, it did not come into being as if shot from a gun, but was prepared by the fact that it had become a need, in that the books produced by copying were too expensive, but also the poorer classes of people demanded books. It was a means then of rousing the people. The men who led the peasants' cause at that time could only spread these pamphlets among the people by the fact that the conditions were favorable to them. Thus the peasants' alliances, the "Poor Conrad", the "Bundschuh" with the slogan: "We may not recover from priests and nobility" were formed at that time. The need for something new emanated from all sides, and when Gutenberg invented movable type around 1445, the means was given to be able to develop the cultural life of that time. The receptivity was prepared for the expansion of the field of vision. Under the influence of such moods the secularization of arts and sciences developed, and thereby the period of inventions and discoveries. Whereas formerly the church alone had been the bearer of the arts and sciences, now the cities and the bourgeoisie are the bearers of culture; from the former merely ecclesiastical culture it has been brought over and secularized. We come to the discoveries, which we can only briefly enumerate, which extended the scene of human history over vast unknown territories. In addition, there was the invasion of Greece by the Turks, through which the culture that still existed there gained influence on Europe. A great number of Greek artists and scholars emigrated to the other countries, namely to Italy, and found accommodation in the cities. They fertilized the spirit of the Occident. This reformation is called the Renaissance. Ancient Greece rose again, and only now could people get to know the scriptures on which Christianity was based. The ancient Hebrew Testament was read, thanks to Reuchlin in particular, and through him and Desiderius Erasmus of Rotterdam, the movement we know as humanism was set in motion. From the efforts initiated by these influences came the dawn of the new age. Something else resulted from the spread of Turkish violence. For a long time the Occident had been in contact with the Orient. Through the rule of the Italian cities over the seas, of which Venice was the center, it had been possible to bring the products of the Orient, especially Indian spices, to Europe. When the invasion of the Turks made the possibility of this connection more difficult for the merchants, the need arose to find another way to India around Africa. From Portugal and other southern countries, shipments went out to explore the areas around Africa, and Bartolomeo Diaz succeeded in finding the Cape of Storms, later Cape of Good Hope, and Vasco da Gama the sea route to India in 1498. This marked the beginning of a new era for European economic life, which culminated in the discovery of America by Columbus in 1492. But that belongs to the history of more modern times. So we have come to know the exit of the Middle Ages and the factors that lead over to a new time. Shaken we see the whole life in its foundations. And if one often thinks that the cuts in the historical view are chosen arbitrarily, this cut is really significant. It happened one of those "jerks", as we have been able to trace in the middle of the Middle Ages with the founding of cities, in the beginning with the migration of peoples. Now under the aegis of the city culture in connection of all these inventions with the great scientific conquest, which is the deed of Copernicus, a whole new culture is evoked. The secularization of the culture, a strengthening of the princely power is brought about by this current. Smaller areas had not been able to resist the devastating moves of the Turks, they had joined more powerful ones. The expansion of the great states is due to all these factors. In manifold pictures we have seen the conditions change, we have seen how the bourgeoisie arises, how it blossoms and how it is confronted with a dangerous opponent in the princely power. You know that the present is the result of the past, we shall therefore make history in the right way if we learn from the past for the present and the future in the way that comes to us in the saying of an old Celtic bard who says that it is the most beautiful music to him when he hears the great deeds of the past stirring and thrilling him. As true as it is that human existence is the most important phenomenon, and thus man himself the most worthy study, it is also true that man remains a great mystery to himself. When man realizes that he remains a mystery to himself, he will come to the right study. For only then will man face himself in right appreciation, when he knows that this is his secret: his own existence standing in connection with the all-being. This gives him the right basis for all his doing and acting. But if he wants to know something about this secret of his own existence, he must turn to science, which tells of his own striving. In world history we see how feelings and thoughts turn into actions. That is why we should learn world history, so that we can inspire our hopes, thoughts and feelings with it. Let us bring over from the past what we need for the future, what we need for life, for action! |
51. William Shakespeare
06 May 1902, Berlin Translated by Frank Thomas Smith Rudolf Steiner |
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His plays reveal that they were written by a man who had a thorough knowledge of the theatre and the deepest understanding for theatrical effects. That Shakespeare himself did not publish his plays was simply in keeping with the general custom at his time. |
The hold of Shakespeare's plays on his audience was proved by a performance of Henry V under the direction of Neuman-Hofer at the inauguration of the Lessing Theatre. It did not fail to produce a powerful impression in spite of an extremely bad translation and poor acting. |
The fact that Shakespeare's fame spread so quickly proves that he found an audience keenly interested in the theatre, that is to say, with a certain understanding for the representation of the personality as offered by Shakespeare. Shakespeare's chief aim was to describe individual characters, and he was far from presenting to his audience an ethical or moral idea. |
51. William Shakespeare
06 May 1902, Berlin Translated by Frank Thomas Smith Rudolf Steiner |
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According to a remark by the famous writer Georg Brandes, we should include Shakespeare in the German classics. And if we consider the enormous influence Shakespeare has had on Goethe, schiller and the development of German literature in general since he was rediscovered in the middle of the eighteenth century, especially through Lessing, we must agree with that remark – especially in view of the excellent translations of his work by Schlegel and Tieck. A legend has arisen about Shakespeare and whole libraries have been written about each of his works. Academics have given many interpretations of his plays, and finally a number of writers have decided that an uneducated actor could not have produced all the thoughts which they discovered in Shakespeare's works, and they became addicted to the hypothesis that not William Shakespeare, the actor of the Globe Theatre, could have written the plays which bear his name, but some other highly learned man, for example Lord Francis Bacon of Verulam, who in view of the low estimation of literary activity at that time, borrowed the actor's name. These suppositions are based on the fact that no manuscripts written by Shakespeare's hand have ever been found; they are also based upon a notebook discovered in a London library with single passages in it which are supposed to correspond with certain passages in Shakespeare's plays. But Shakespeare's own works bear witness that he is their author. His plays reveal that they were written by a man who had a thorough knowledge of the theatre and the deepest understanding for theatrical effects. That Shakespeare himself did not publish his plays was simply in keeping with the general custom at his time. Not one of his plays was printed during his lifetime. They were carefully kept under wraps; people were to come to the theatre and see the plays there, not read them at home. Prints which appeared at that time were pirated editions, based on notes taken during the performances, so that the texts did not completely correspond to the original versions, but were full of errors and mutilations. These partial omissions and mistakes led certain researchers to claim that Shakespeare's plays, as they were then available, were not works of art of any special value and that originally they must have existed in quite a different form. One of these researchers is Eugen Reichel, who thinks that the author of Shakespeare's plays was a man with a certain definite worldview. But such opinions are contradicted by the fact that the plays, in the form in which they now exist, exercise such an extraordinary influence. We see this great effect in plays that have undoubtedly been mutilated, for example in Macbeth. The hold of Shakespeare's plays on his audience was proved by a performance of Henry V under the direction of Neuman-Hofer at the inauguration of the Lessing Theatre. It did not fail to produce a powerful impression in spite of an extremely bad translation and poor acting. Shakespeare's plays are above all character dramas. The great interest which they arouse does not so much lie in the action, as in the wonderful development of the individual characters. The poet conjures up before us a human character and unfolds his thoughts and feelings in the presentation of an individual personality. This artistic development, which culminated in Shakespeare, was made possible by the preceding phase of cultural development: the Renaissance. Shakespeare's character-dramas could only arise as a result of the higher estimation of the individual during the Renaissance. During the early middle ages we find, even in Dante and in spite of his strong personality, the basic expression of the Christian ideas of that time. The Christian type of his time, not the individual human personality, appeared in the foreground. This was the general conception. The Christian principle had no interest in the individual personality. But little by little a new worldview aroused interest in the Individual human being. Only gradually did a new interest in the individual arise by means of the different viewpoint. The fact that Shakespeare's fame spread so quickly proves that he found an audience keenly interested in the theatre, that is to say, with a certain understanding for the representation of the personality as offered by Shakespeare. Shakespeare's chief aim was to describe individual characters, and he was far from presenting to his audience an ethical or moral idea. For example, the idea of tragic guilt, as found in Schiller's dramas, who thought that he had to encumber his hero with it in order to justify his downfall, does not exist in Shakespeare's plays. He simply allows the events to take their course consistently, uninfluenced by the idea of guilt and atonement. It would be difficult to find a concept of guilt in this sense in any of his plays. Shakespeare also did not intend to present a certain idea, not jealousy in Othello or ambition in Macbeth, no, simply the definite characters of Othello, Macbeth, or Hamlet. Just because he did not burden his characters with theories was he able to create such great ones. He was thoroughly acquainted with the stage, and this practical knowledge enabled him to develop his action in such a way as to thrill an audience. In the whole literature of the world there are no plays which are so completely conceived from the standpoint of the actor. This is a clear proof that Shakespeare, the actor, has the merit of having written these plays. Shakespeare was born in Stratford in 1564. His father was in fairly good circumstances, so that his son was able to attend the Latin grammar school in his hometown. There are many legends about Shakespeare's youth. Some say that he was a poacher and led an adventurous life. These things have been adduced against his authorship, yet these very experiences could only enrich his dramatic creation. Even the fact that in spite of his good education he was not encumbered with higher academic study, gave him the possibility to face things more freely and in a far more unprejudiced way. The poet's adventurous nature explains to some extent some of the greatest qualities in his plays: the bold flight of his fantasy, his sudden transformations in the action, his passion and daring, all bear witness to a life full of movement and color. In 1585, when Shakespeare's financial conditions were no longer in a flourishing state, he went to London. There he began his theatrical career in the most menial way, by holding the horses of the visitors while they were enjoying the performance. He then became supervisor of a number of such boys who had to hold the horses' reins, and was at last admitted to the stage. In 1592 he played his first important role. His fame soon began to spread—both as an actor and as a dramatist—and his conditions improved, so that in 1597 he was able to buy a house in Stratford. After he became part-owner of the Globe Theatre he was a wealthy man. The plays written during Shakespeare's first period: Love's Labour Lost, As You Like It, etc., do not differ so greatly from the plays of his contemporaries, of Marlowe and others; their expressive power, their purity and naturalness were moreover impaired by a certain artificial note which was the fashion in those days. The great character-plays, which were to establish his fame for all time, followed: Othello, Hamlet, Macbeth, King Lear, Julius Caesar. Some of Shakespeare's biographers and commentators wish to deduce from certain of his later plays troubled experiences which embittered him. But in Shakespeare's case this is difficult to establish, because his identity withdraws behind his characters. They do not voice his thoughts, but they all think and act in accordance with their own disposition and character. It is consequently useless to ask what Shakespeare's own standpoint may have been on certain difficult questions. For it is not Shakespeare, but Hamlet who broods over the problem of “to be, or not to be”, who recoils from his father's ghost, just as Macbeth recoils from the witches. Whether Shakespeare believed in ghosts and witches, whether he was a churchgoer or a freethinker, is not the point at all: He simply asked himself: how should a ghost or a witch appear on the stage so as to produce a strong effect upon the audience? The fact that this effect is undiminished today proves that Shakespeare was able to answer this question. We should not forget that the modern stage is not favourable to the effect which Shakespeare's plays can produce. The importance which is now attributed to props, costumes, the frequent changes of scenery, etc. diminish the effect which is to be produced by the characters in the plays—for this remains the chief thing. In Shakespeare's time when a change of scenery was simply indicated by a notice-board, when a table and a chair sufficed for the furniture of a royal palace, the effect produced by the characters must have been much greater than today. Whereas in the modern theater so much depends on scenery, props, etc., when the playwright usually gives a detailed description of the scenery so that the effect of his plays may be handicapped by bad staging, Shakespeare's plays leave a strong impression, even when performed badly. And when a times comes in which we again see the essential more than is the case today, will the effect of Shakespeare's art be ever greater: through the power of characterization which remains alive and unequaled through the centuries. |
51. The History of the Middle Ages: Lecture I
18 Oct 1904, Berlin Translated by Unknown Rudolf Steiner |
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It was through this contempt for work that Greece went under. This culture of the Greeks, unrivalled in many points; was a culture only possible among conquerors. |
If we are to study their characteristics, we must distinguish more accurately these racial groups in Central Europe. Three races come under consideration. In Spain, France, Ireland and Southern Germany, we find, first of all the ancient race of Celts. |
If we study the sagas and songs of these peoples, we understand it. They are distinguished form the sagas of ancient Greece and Rome in that they depict what the human heart can suffer, and what redeems it. |
51. The History of the Middle Ages: Lecture I
18 Oct 1904, Berlin Translated by Unknown Rudolf Steiner |
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Goethe has said that the best thing about History is the enthusiasm it arouses, leading to encouragement to like deeds. In a certain sense all knowledge and all understanding have their true value only when they emerge into life. In History, it is necessary to look very far back in order to find the causes of later developments. Just as, to understand individual branches of external evolution—for instance, in building of bridges and roads—we must cling to the fact that these are the fruits of achievements in individual sciences, such as Mathematics and Physics, so also we see everywhere in actual History the fruits of earlier happenings. What comes to expression in our lifetime has its origin in far back ages. We are now going to study a section of time, upon which many do not care to look back, a time which they would prefer to delete from History as “the dark Middle Ages.” And yet in it we are facing an important section of History—barbaric peoples, knowing nothing of Civilisation and Art, appear on the arena. These tribes, pressed back by the Mongols from their dwelling-place in the Russia of to-day, pushed on far towards the west. We will follow the struggles and destinies of these peoples; then our path will lead us on to the discovery of America, to that point of time at which the Middle Ages merge into the modern epoch, to the time of the great discoveries, when that invention took place which probably had the deepest significance of all, the invention of Printing; the time in which Copernicus gave us a new picture of the world. This evolution led mankind from the folk-migrations to the discoveries of the modern age. It is much more difficult to point out, in History, the relation between cause and effect, than it is in Chemistry or Physics; for cause and effect often lie far apart. Not until to-day have men regarded mutual tolerance for the various confessions of faith, as a requisite condition of culture. Yet, as early as the 3rd century before Christ, there existed in India a reciprocal respect and tolerance for the most diverse faiths, as a monument of King Asoka proves. The Christian feeling which sprang up later, in the Roman Empire, shed its influence over the whole of the Middle Ages; but its origin lay neither in the Roman Empire nor in Germania, but in a closed order of the little Jewish race the Essenes. Before we can understand what influence the Middle Ages have upon us, we must first grasp what it is that flows to us from them. An eminent Roman writer, Tacitus, has preserved for us in his Germania, a picture of that race which settled in the Germany of to-day. He describes them as separate tribes, similar in speech, and, though regarding themselves as different races, yet appearing very much alike to the outsider. He found out what was common to them all and gave them the general name of Germani. Now if we examine the folk-soul of these Germanic tribesmen, we are confronted by the difference between them and the Greeks and Romans. In the construction of their soul-qualities, there is an important chronological difference. Greek culture with its incomparable Art, marks a particular point in human evolution. We saw that before the conquest by the invading Hellenes, there was in Greece a very ancient race, something like the later Germani; these were the Pelasgi, who lived in a community of freedom. After the immigration of the Hellenes, we find two strata of population, victors and vanquished, the contrast of free and unfree. From the folk-migrations and the conquests sprang Greek authority. Hence it follows that only a small section of the population had any share in the assets of culture. Another result was the low value set upon work; even artistic work was considered unworthy of the free Greek citizen. It was through this contempt for work that Greece went under. This culture of the Greeks, unrivalled in many points; was a culture only possible among conquerors. The Roman Empire is a history of continual conquests; when it could conquer nothing more, it went to pieces. The distinguishing Germanic characteristic impressed itself, in all its component parts, before conquest, and did not allow itself to be subjugated by contact with other races. Its evloution stood firm in face of conflict. Thus we see the development of the folk-spirit completed in the Greeks after, in the Romans during and in the Germanic before, the great historical struggles. If we are to study their characteristics, we must distinguish more accurately these racial groups in Central Europe. Three races come under consideration. In Spain, France, Ireland and Southern Germany, we find, first of all the ancient race of Celts. They were driven from their original dwelling-place by the Germani. Then came the Slavs, from the East, and forced the German tribes farther back. Thus we find in the Germani, hemmed in by the other two races, a strong intermingling of Celts and Slavonic blood. And this mixture of the Celtic and Slavonic element, influenced the whole culture of the Middle Ages. When we look back into the far past we see a great and remarkable culture of the ancient Celts. Even to this day the Celtic blood shows itself as active, energetic, mentally alert, inclined to revolutionary impulses. To the Celtic race we owe magnificent poems, songs and scientific ideas. It was the Celts who gave the stimulus for the legends elaborated by German poets in the Middle Ages—Roland, Tristan, Parsifal, etc. This remarkable race has almost disappeared, either pressed farther westward, or amalgamated with the Germanic. The outstanding features of the Germanic character are courage, the roaming spirit, and a strong feeling for Nature. In it are developed the domestic and martial virtues, practical efficiency and activity directed to useful ends. Hunting and cattle-rearing formed the chief occupations of the Germani; they had only a few simple poems, derived from older races. In its fundamental qualities, the Germanic character remained as it was in the age of barbarism. Within the Germanic element rise the driving forces of a contrasted evolution. A noticeable change took place during the Middle Ages. Greece had developed its sublime Art, Rome its life of Rights, and the concept of the state. The simple Germanic conception of law was based on quite different premises. In Rome, judgment was given on a basis of property-relationships, especially with reference to land or realty. The complicated ideas of justice in the Roman State were derived from the endeavor to bring harmony between the free citizen and the land-owner. All the contention between plebians and patricians, the fighting of the Gracchi, even the party-struggles of the later Republic, were struggles for the rights of the free citizen as opposed to those who gained possession of power because they were in possession of land. Nominally, equal rights in the State pertained to every Roman citizen. Yes, even in the later epoch of the Empire, every emperor possessed nominal rights in the State, because he united in his person, the rights of all free citizens, and exercised them in their stead. Such factitious ideas were alien to the simple Germanic conception of justice. The special value of free citizenship met with no legal recognition. What evolved from these points of view was club-law, the right of the stronger; he was the mightiest who could make his right felt by force. To begin with, it was physical strength which asserted itself; then everyone must submit and adapt himself to the stronger. The fruit, however, of what was prepared in the Germanic age, appeared later as the right of the free personality, conditioned by nothing but self-acquired proficiency. This is clearly marked in the founding of the Cities. This development of the cities, which took place in the 11th century throughout the whole of Western Europe, presents a significant phenomenon. Whence did they arise? They were founded by those who, feeling themselves oppressed by the land-owners, sought a place where they could enjoy, undisturbed, what they owed to their own activity, to their personal activity. The free citizen of ancient Rome relied upon his title; his rights depended upon it. In the Middle Ages, the title of citizen was of no value; only that counted, which a man acquired for himself. The struggles for independence and freedom which the princes and knights carried on, were merely the expression of a struggle for free personality. It was not like this either in ancient Greece or in ancient Rome. It was a significant transition stage. Why then did people gather together in the Cities? The reason was, in the first place, a material consideration; they wished to be free from oppression, in order to direct their activity to what was useful, to material gain. And it was from this city-culture—but not from these new foundations—that there arose in Italy, on the scene of an ancient dying civilisation, the mighty poet-personality of the Middle Ages—Dante. In the Germanic cities, the first inventions were practical: the compass, gunpowder, and finally, the fruit-bearing event of the invention of printing. All this, which led to a complete transformation of conditioins, was born out of the practical achievements of man. At first sight, that may seem very far-fetched, but—as already emphasised—cause and effect in History lie far asunder. An example may illustrate this. In 1846, Franz Palecky, the Czech historian, referred to the reform movement of the Middle Ages, in his work on the Czech race in the 15th century. Long before the so-called Reformation, this movement was tentatively considering a re-organisation of the Church. Dealing with the Hussite movement most sympathetically, Polacky, who had himself taken an active part in the Revolution of 1848, called particular attention to these currents. In a quite original way, he pointed out in them what had been developed in the days of city-culture. It is a common property of the Celtic, Germanic and Slavonic tribes. If we study the sagas and songs of these peoples, we understand it. They are distinguished form the sagas of ancient Greece and Rome in that they depict what the human heart can suffer, and what redeems it. This is the feeling for tragedy. Among the Greeks and Romans, the hero of the story was he who was externally victorious, not he, who maintained his soul in uprightness. The heart of the people was always with him who was outwardly favoured by fortune. It was different with the Germanic peoples. The heart of the Germanic and Slavonic races beat for the heroes who externally failed, but whose souls stood firm. They lived in the soul, in the spirit. Heroes like Siegfried or Roland, or the king's son Mark, were extolled in the poems of these races. It is not to the external victories of these heroes, but ih their courage in suffering and failure, their unbowed spirit, that homage is paid. Everything gives place to the rectitude of spirit and soul. In the Imperium Romanum we see courage and consciousness of justice flourishing; in Greece we see Art; but with the Germani, it is the life of the soul that confronts us. They had no images of their gods; no splendid statues, such as the Greeks had. Their souls worked out the images of their gods; deep within their hearts they formed their God. From this tendency of the races sprang, too, the thought of reformation. To be themselves collaborators in what faith was to be—that is what these people desired. A hundred years before Luther, Wycliffe had introduced a reform movement in England. The folk-spirit demanded that men should take the Bible into their own hands. From this spirit the Huss movement also arose. As far back as the early Middle Ages there were already preliminary efforts in this direction. The Emperor Henry II, of Saxon lineage, who was later canonised by the Catholic Church, demanded an ecclesia non romana. Militz, the inadequately appreciated savant, wrote his book on Antichrist, while pining in a prison in Prague. That which came to light in such demands and movements—the emancipation from external coercion, the spiritual deepening—was claimed by Palacky for the Slavs: he sees the thought of human kindness, as expressed by Herder, represented in the Fraternal Fellowship, developed on Bohemian soil. It lies deep in the nature of the Germanic races to regard an untrammelled organisation as the ideal. It was neither after, nor during, conquest, that the Germanic character was formed; but the quality which marked it before this time, was maintained throughout this stage, and eventually developed to these ideals. The thought of freedom was evolved during the Middle Ages in spite of all the counter-currents which gave this period the name of “the dark Middle Ages.” If to many to-day the Middle Ages appear as a gloomy epoch, yet it was in the Middle Ages that that was developed which later, the poets sought, namely, the consciousness of freedom, a consciousness for which the 18th century fought bitterly, and with which the struggles of the present day are concerned. We must free ourselves from the state of coercion which many are still bound to-day, though the consciousness that, as regards the feeling of freedom, all men are equal, has spread more and more. Men have grasped that by right no man can be a slave or a bondsman. To-day man feels himself free by right. But another form of unfreedom, material unfreedom, has persisted. In ancient Greece, the oppressed, the vanquished, the slaves, were unfree. Unfree in ancient Rome were those who had no claim to citizenship, no share in the State. In the Middle Ages men were made unfree by physical force. None of these forms could be maintained; economic unfreedom alone persists. More and more clearly has the striving for complete freedom of personality shown itself. The ancient Greek valued distinction or race; the Roman, distinction of person; modern man attaches value to capitalism, to a show of wealth. Thus evolution points to the fall of more and more of those barriers which shut the personality off from the outside. Then the ground becomes free for the new ideal. History teaches us that the free man acquires a new value from out the spirit. The man who fulfils the ideal will be he who is freed from all these forms of oppression, he who, released from earthly gravity, can direct his gaze upwards. Only then will Hegel's words become wholly true: “History is the progress of humanity to consciousness of freedom.” |
51. The History of the Middle Ages: Lecture II
25 Oct 1904, Berlin Translated by Unknown Rudolf Steiner |
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Thus we see the transition from the tribal, to the village community, which has developed from certain relationships, from this we understand further metamorphoses. We understand why Tacitus does not speak of the Asen, but of Tuisco and his son Mannus. |
We shall see further on, under what conditions the southern culture was spread among the Germani. An interesting survey is presented to us there; the deep-seated kinship of different races. |
Cause and effect become clear to us. And so we learn to understand the present from the past. Eternal variability governs not only Nature, but History. How could we face the future with confident courage, if we did not know that the present also changes, that we can shape it to our liking, that here too the poet's words hold good? |
51. The History of the Middle Ages: Lecture II
25 Oct 1904, Berlin Translated by Unknown Rudolf Steiner |
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The picture of Central Europe has altered fundamentally between, say, the year 1 and the 6th century A.D. This change involves a complete replacement of the peoples who lived on the Weichsel, the Oder and the Elbe, by others; hence it is very difficult for us to picture those races, to learn anything about their customs and way of living. We must find a way of our own to form such a picture. Tacitus, in his Germania, gives descriptions of the country at that time. No other records have been preserved to us of those days, and we must enlist the help of the North Germanic legends to complete the account. What Tacitus says about these races is very significant, in contrast to the Roman conception of the conditions of those days. In the opinion of Tacitus, these peoples were the original inhabitants of that land, for he cannot imagine that any other races would be able to get on in that inhospitable regiion. He mentions the tribes which dwell on the Rhine, the Lippe, the Weser, the Danube and in Brandenburg; these alone are known to him. He tells of characteristic features in them, and on account of their similarity groups them together under the name Germani. They, however, felt themselves to be different tribes, and the struggles with the Romans, they were called may different names, of which only a few, such as the Suevi, Longobards, Frisians, etc. have been preserved to later days They were descended originally from one, Tuisco, to whom they pay divine homage, expressing it in songs of battle. Tuisco's son was Mannus, after whose three sons they named their chief tribes: the Ingavones, Istavones and Herminones If we compare this information of Tacitus' with the myths of another Aryan race, we find in Sanscrit, the sacred language of the Hindus, the same disignation Manu, for their supreme leader. This indicates a tribal relationship. Indeed, we can follow like deities in all the Indo-Germanic tribes. Thus Tacitus relates that the hero of Greek legend, Hercules, was also honoured by the Germani, bearing among them the name of Irmin. We know that there existed among the southern Indo-Germanic tribes a legend which found artistic elaboration in Greece: The story of Odysseus. Tacitus found, in the neighbourhood of the Rhine, a place of worship dedicated to Odysseus and his farther Laertes. So we see that the culture of the Germani at this epoch was akin to the culture we meet with in Greece in the 8th and 9th centuries B.C. Thus in Greece we see later the development of a culture which in Germany has remained stationary at a lower level. All this points to an original relationship between these races. The peoples who lived, later in Germany, Greece and Russia, probably had their earlier homeland north of the Black Sea. From there one tribe wandered to Greece, another to Rome, and a third towards the west; the original culture of all these peoples was maintained in this form by the Germani, and further developed by the Celts. Tacitus tells us nothing of the manners and customs of that remarkable race. By the songs and sagas collected later in Iceland, in the Prose Edda and the Poetic Edda, we must conclude that what that race produced, persisted there. Tacitus tells us further of the customs of the Germans in their tribal assemblies, which, however, we must picture as deliberations of very small communities. To these assemblies came all the warriors of that province; the consultations were carried on to the accompaniment of beer and mead, and we are told that the old Germans made their resolutions when drunk in the evening, but revised them next morning when they were sober, and not until then were the decisions valid. As we learn from the Iliad, the same custom existed among the Persians. So we must conclude that there was an original Aryan stem, and hence a relationship between all these races. Among the Germanic races in the north, a great similarity is specially evident in the characteristic forms of their religion, which do, indeed, fundamentally resemble those of the south, and yet show a much greater conformity with those of the Persians. According to the northern Germani, there were originally two kingdoms, separated from each other by an abyss: a kingdom of fire, Muspelheim, and a kingdom of ice, Niflheim. The sparks which flew over from Muspelheim, gave rise, in the abyss, to the first race of giants, of whom Ymir was the most outstanding. Then arose the Cow, Audhumbe, which was overlaid by the ice, and brought forth a mighty human form. From this human form sprang the Gods: Woten, Wile and We, whose names mean Reason, Will and Kindness. This second race of Gods was called Asen. Its descent was traced to the first race of giants. Here too there occurs an important connection between the languages, for Asuras, the name of the Persian gods, suggests the sound Asen, again indicating a relationship connecting all these races. We find another important indication in an ancient Persian formula or poem of exorcism, which has come down to us. It points to changes in the mind of the race, to ancient Gods, deposed and supplanted by others. The service of the Devas was forsworn, the service of the Asuras confirmed. Here appears similarity to the giants, who were overcome by the Asen. Moreover, the North Germanic legend tells how the three Gods found an ash and an alder on the seashore, and from them created the human race. The Persian myth, too, makes the human race come forth from a tree. We find echoes of these myths among the Jews, in the story of the Tree of Life in Paradise. Thus we see, from Persia to Scandinavia, by way of Palestine, traces of similar mythical ideas. So we have proved a common fundamental character among certain races. At the same time there are again differences between a southern and a northern branch of the common main stock. To the southern branch belong the Greeks, Latins, and Hindus; to the northern, the Persian and Germaninc tribes. Let us see then what sort of races we have to do with in Germany now. As they confront us, we are bound to believe that they have traits of character which the Greeks and Italians have long cast off, and indeed, the Greeks after, the Romans during the conquest of their empire; whereas these northern peoples developed their essential characteristics and qualities before that conquest. They were the original, unpolished qualities, which these races had preserved. They had not experienced that transition-stage, through which, in the meanwhile, the southern races had passed. Hence we have to do here with the clash of a race which has remained conservative, against one which, although related to it, has attained a greater height of culture. At the time of the rise of Christianity, which was to acquire so great a significance for them, described by the Greeks in the works of Homer. They had not cooperated in the advance of culture and civilisation which lay between. In the first centuries A.D., Tacitus describes the Germani of the borderlands of the Danube, the Rhine and the Lippe. These races were characterised by the roving instinct, love of liberty, and delight in hunting and war. Domestic matters lay in the hands of women. Here we meet with a civilisation and a form of society which had long disappeared from among the Greeks, and could only be preserved where the several members of a tribe were still bound to one another by blood relationships. Hence teh many tribes. In those who were conscious of their derivation from the same family—for they were regularised families, not hordes—tribal kinship was evolved from the separate families. Thus the wars which they waged were almost always against foreign blood. Towards the end of the 4th, and during the 5th century, we see all these races compelled to change their places of abode, and to seek new ones. The epoch of the folk migrations had begun. The Huns broke in and therewith knowledge faded from among the peoples living in the east—the Gepids, etc., and above all, the Goths. This race, divided into the Ostrogoths and the Visigoths, had already accepted Christianity. It is a race of special importance for us, just because of the way it apprehended Christianity. Whereas the Franks, who later spread Christianity from west to east, thrust it upon other races with force, the Goths were full of tolerance. The high level of culture which they had already attained is vouched for by the circumstances that we owe to a Gothic bishop, Ulfias or Wulfila, the first translation of the Bible, the so-called Silver Codex, which is preserved in Upsula. These Goths, whose civilisation came from the east, held a different form of Christianity from those whose conversion issued later from the west. They were not like the Franks who, in the days of Charlemagne, thrust Christianity upon the Saxons by force of arms. (All these eastern Germanic tribes professed the Arian belief, a point of view which, at the Council of Nicea, was declared heretical and persecuted by the supporters of Athanasius). The Arian Christians maintained that God dwells in the bosom of every man. Hence the Goths believed in the deification of man, as Christ, Who had gone before, showed to men. This viewpoint was allied with a deep cultivation of feeling. The Goths had the greatest possible tolerance for every other form of religion. No compromise was possible between two Christian creeds which were so different from each other. As absolute tolerance was a characteristic of these Goths; it never occurred to them to force a belief on anyone else; thus we are at once confronted with the difference in the way Charlemagne and Clovis, supporters of the Athanasian profession of faith, exploited Christianity for political purposes. The Arians saw in Christ a man highly developed above all other men, but a man among men. Their Christ belonged to humanity and dwelt in the human breast. The Christ of the Athanasian Christians is God Himself, throned high above men. Athanasiaus won the victory, and the evolution of culture was essentially influenced by it. The Germani were hemmed in on all sides by foreign races; in the south and west by the Romans and Gauls (Celto-Germanic tribes); while from the east new encroachments of peoples continually took place. The first Christian Germanic tribes had neer known anything but absolute tolerance; the Christian Franks brought in a compulsory Christianity. This led to a change of temperament. On the evolution of this section of the Germani depended essentially the further evolution of culture. A radical change of legal conditions had gradually come about. To a certain extent calm and fixity set in with the end of the fifth century. Through continual reinforcements from the east, larger tribal communities had been formed from the above mentioned tribes, who were for ever attacking one another, and of whom even the names (Chatten, Frisians, etc.) have only in a few cases been preserved. Through the loosening of the old blood bonds, another motive for clinging together was created. In place of the blood bond, appeared the bond which allied a man with the ground and soil that he tilled. The connection together of tribes became equivalent to their connection with places. The village community arose. It was no longer the consciousness of blood relationship, but the connection with the soil that bound several members together. This led to a metamorphosis of the conditions of property. Originally all property was held in common and private property acquired prominence. Still, everything which could be common property (forest, pasturage, water, etc.) remained so, for the time being. Then an intermediate stage grew up between common and private property, the so-called “hide” of land. The use of this half-private, half-common property served as a basis to determine the so-called free inhabitants of the hide, the community; and in those early days, almost all the dwellers within these bounds were free. This stands in stark contrast to actual private property: weapons, household utensils, garments, gardens, cattle, etc., everything which the individual has personally acquired. This limitation is expressed in the fact that private property is closely bound up with the personality of the possessor That is why a dead man had his weapons, horses, dogs, etc. buried with him in his grave. It is an echo of this ancient custom when, even today, at the funeral of a prince, his orders, crown, etc. are carried after him, and his horse is led behind. With the Chinese, too, a race which in many ways shows similarity with the ancient Germani, a dead man has the objects which belonged to him personally, buried with him, a condition carried out today, at any rate with paper models. Thus we see the transition from the tribal, to the village community, which has developed from certain relationships, from this we understand further metamorphoses. We understand why Tacitus does not speak of the Asen, but of Tuisco and his son Mannus. He speaks of races which have not yet reached to a higher level of culture. Other races came from the north, and brought with them ideas which they developed there. These fitted in to the higher stages of culture which had meantime been reached. How far does a man get with the ideas that confront us in Tuisco or Mannus? He remains with the human being, does not go beyond himself. It would have been useless to introduce the service of Wotan to these tribes. The service of Wotan goes out into the universal; man seeks his origin in the bosom of Nature. It was only in the later stage of civilisation that man could rise to this religious level. When he has settled down, he understands his connection with Nature. Thus we have seen how the primitive culture of the southern Germani was influenced from the north, and how, in the meantime, high civilisations had developed among related races in the south. We shall see further on, under what conditions the southern culture was spread among the Germani. An interesting survey is presented to us there; the deep-seated kinship of different races. We see the external influences which alter the character. Cause and effect become clear to us. And so we learn to understand the present from the past. Eternal variability governs not only Nature, but History. How could we face the future with confident courage, if we did not know that the present also changes, that we can shape it to our liking, that here too the poet's words hold good?
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51. The History of the Middle Ages: Lecture III
01 Nov 1904, Berlin Translated by Unknown Rudolf Steiner |
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Slavonic tribes followed in their footsteps, pressing them farther westward. Under their king Alarich, they conquered Rome, and, in the fifth century, founded the Visigothic Empire in Spain. |
Such dependents were called vassals. Others held land under feudal tenure from the big proprietors, as payment for their service in case of war; this was the fief. |
Thus we see empires rising and falling, and new creations taking the place of old. We can, however, only understand their organisation, if we realise how the first model realm, the empire of the Franks, was formed. |
51. The History of the Middle Ages: Lecture III
01 Nov 1904, Berlin Translated by Unknown Rudolf Steiner |
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It is only necessary to mention one of all the facts which speak to the same purpose, in order to see what far-reaching changes preceded the fifth century. At the end of the fourth century we find the Visigoths east of the Danube; a century later the map shows them in Spain. And just as this race travelled from one end of Europe to the other, so did many more. They penetrated into countries where they met with different civilisations, and adopted other customs. To understand the revolution which a hundred years produced in Central Europe, we must cast a glance back to the previous historical epochs. If we follow the records of the Romans, we find warlike tribes along the Rhine, whose main occupation, apart from fighting, was the chase. Farther east we find agriculture and cattle raising among the Germani; and farther still the Romans speak of the tribes in the northeast as of something nebulous and obscure. We are told that this race, which dwelt by the sea, worshipped the Sun, believing that it saw the Sun goddess rising from the ocean. Of the Semnones, who lived in the Electorate of Bradenburg, it is told that their divine service was characterised by blood sacrifices. True, with them it was not, as a rule, human beings, but animals, that were offered up to the Gods. Nevertheless their sacrificial services bore a reputation for cruelty, which distinguished them from other tribes. And there would be much besides to relate concerning this epoch. Then followed a comparatively quiet time. Gradually the frontiers of the Roman Empire were crossed by various tribes. To begin with, in the third century the Burgundians advanced against the Roman Empire in the southwest, and farther north the Franks, who invaded Gaul. Farther east, too, on the Danube, other tribes moved against the Roman Empire. Thus the Romans, with their highly developed culture, had to defend themselves againse those peoples. We find here a great difference in levels of culture. Among the Germani everywhere, a system of barter still prevailed, among the Romans money transactions had been developed. Trade among the Germani was a matter of exchange; trading with money was still unknown to them. We see the clash of highly developed culture with barbaric tribes. Then the Huns broke in. In the year 375 occurred the first clash with the Herulern and the Ostrogoths, whose dwelling place was on the Black Sea. They were forced westwards, and consequently the Visigoths were also obliged to break up their settlements. Where were they to go but into the Roman Empire, which they inundated as far as the Danube. Already the Roman Empire was split into an East and West Empire, the former with Byzantium, the latter with Rome, as its capital. The East Roman ruler assigned dwelling places to the Visigoths; but they nevertheless first had to fight for them at the battle of Adrianople. There, in that neighbourhood, Ulfils wrote his translation of the Bible. Soon, however, the Visigoths were obliged to resume their wanderings. Slavonic tribes followed in their footsteps, pressing them farther westward. Under their king Alarich, they conquered Rome, and, in the fifth century, founded the Visigothic Empire in Spain. The Ostrogoths followed them, and likewise sought to establish a dwelling place in the domain of the Roman Empire. The Germanic tribe of Vandals conquered Spain, then sailed over to Africa, and, in the region where Carthage once stood, founded a Vandal Empire, and thence harassed Rome with incursions. Thus the whole character of these races is such, that into every part of the new configuration of Christian Rome, the Germanic races pressed. From this type of conquest new configurations of quite a special character arose. In the domain of the former Gauls, rose a mighty empire—the empire of the Franks—which, for a whole century, imprinted its stamp on Central Europe. Within it, above all grew up what is commonly called Roman Christianity. Those other races—Goths, Vandals—who, in rapid triumphal marches, had subdued for themselves parts of the Roman Empire, soon disappeared again, completely, out of History. With the Franks we see a mighty empire extending over Europe. What is the reason for this? To find that out, we must cast a glance at the way in which these tribes extended their empire. It was done in this way: a third, or two-thirds, of the region which they had invaded, was divided among the conquerors. Thus the leaders received great tracts of land, which they cultivated for themselves. For this work the conquered inhabitants were employed; a part of the population became slaves, or unfree. This was the policy of the Visigoths in Spain, the Ostrogoths in Italy. You may suppose that, under the existing circumstances where the population lived at a high level of culture, this mode of procedure caused great hardship and could not be permanently maintained. It was different in Gaul. There, there were great forests and uninhabited tracts of land. There, too, the conquered regions were divided, and large portions fell to the leaders, so that the leaders became great landowners, and rulers over the vanquished tribes. Here, however, they were not trammelled by already existing circumstances; there was room for expansion. And, although the leaders became rulers, circumstances made it possible for this to happen without great oppression. In the days before folk migrations, members of one tribe had, in essentials, resembled one another. Freedom was a common Germanic possession; in a certain sense, every man was his own master, responsible to no one, on his own land and soil. The independence and power of the leaders increased, because so many had become dependent on them. Hence, they were in a position to protect themselves better; and small proprietors placed themselves under the protection of greater. Thus arose a protective relationship of the powerful towards the less powerful. Many small feuds were carried on by many small landowners who could not adequately protect themselves, in dependence upon more powerful protectors. Some swore fealty in case of war; others relinquished parts of their property, or paid tribute to their protectors. Such dependents were called vassals. Others held land under feudal tenure from the big proprietors, as payment for their service in case of war; this was the fief. The powerful warriors were feudal lords, the others were vassals. Thus, in the most natural way in the world, proprietary relationships grew up. The invasions of the Goths had no lasting effect. Those peoples who had forced their way into civilised lands, came to nothing; their power was soon broken. It was different in Gaul. Here, where extensive tracts had still to be cleared, the immigration of new tribal masses could only be welcomed, in the interest of culture. The great men in the Empire of the Franks were unimpeded in the cultivation of their racial character. The Goths and Vandals were wiped out, they and all the Germanic tribes who came into the regions where industry was already developed. We see the Franks as independent of an industrial foundation; and the Franks gave their impress to the character of the ensuing age, especially because they provided a base upon which evolving Christianity was able to expand. Although the Visigoths were originally Aryan Christians, other ideas were engrafted into their belief; among the industrial assumptions which were foreign to their nature, that was developed which may be regarded as the stamp of materialistic conditions. It was not so among the Frankish tribes, where the Church was the great landowner. Undaunted by material considerations, these abbots, bishops, priests and theologians devoted themselves to the service of religion. Unalloyed, as it emanated from the nature of these men, the characteristic culture of this form of Christianity was developed. The spiritual strivings of the free ranks were encouraged by the influx of the Celtic element. The Celts, whose fiery blood again manifested itself, became the teachers and leaders of the spiritually less active Franks. From Scotland and Ireland came Celtic monks and priests in great numbers, to spread their faith among the Franks. All this made it possible for Christianity to be, at that time, not a mirror of external conditions, but to develop freely, unconstrained by material considerations. The conditions of Central Europe were determined by Christianity. All the knowledge of antiquity was thus preserved by Christianity for the Germanic tribes. Aristotle gave the spiritual kernel, which Christianity sought to grasp. At that time there was no dependence on Rome. The Christian life could develop freely in the Empire of the Franks. Plato's world of ideas found entrance too into this spiritual life. This was brought about especially through the influence of Scottish monks, above all through Scotus Erigene in his work De Divisioni Naturae, a work which is well-known as indicating a high level of spiritual life. Thus we see how spiritual life was being formed, unhindered by external conditions. Spiritual currents received their characteristic independently of industrial conditions. Later when the material pressure increased they accepted, retrospectively, the character of these conditions; then, however, when they themselves joined them, they exercised influence on them in their turn. Several small kingdoms formed what we know as the Merovingian Empire, which later came under the power of one ruler. From the foregoing description you will see that southern Christianity was bound to be different from that with which it was later amalgamated. The Christianity of the Franks was comparatively independent, and could make use of political relationships, to its own advantage. The farther the Roman rule was pressed back, the more clerics came from among the Franks. Their education lagged far behind that of the other clergy; the learned priests and monks were all Celts. In these centuries, therefore, the most divine tribes were gradually shaken up together; the invasion of the Huns gave rise to these changes While that which has been described was taking shape within the actual currents of civilisation, great struggles had been going on outside. But what we call the evolution of civilisation was not essentially affected by these external struggles. The Huns had penetrated far to the west; if we are not blind to what the old legends relate, we know that they pushed as far as the south of France. In the old heroic poem of Walther on der Vogelweide, handed down to us in a Latin translation, we are told how the princes of the Germanic tribes, the Burgundians and Franks, had to scourge the Huns, among them that Walther, son of the prince of a Germanic tribe, who ruled in Aquitania. This heroic song narrates the feats of Walther, Hagen and Gunther. In continuous succession followed incursions of the Huns, harassing the Germanic races far into the west, until eventually the Franks, the Goths and what was left of the Roman race, formed the force which opposed the Huns in battle on the Catalaunian Plain in the year 451. This is the first defeat that the Huns suffered. Their rule, however, which had weighed heavily upon the peoples, left no lasting impression. In manners and customs the Huns were so alien to the people of Europe, that their whole type and form is described as something quite peculiar. An important point was that this race formed a compact unity; a submissiveness, amounting to idolatry, under their king, Attila, made them an irresistible terror to other races. After their defeat on the Catalaunian Plain, this army received its last decisive defeat through Leo the Great, Bishop of Rome, who withstood Attila, and induced him to retreat. Leo knew the power which Attila exercised over his people. But with all his power Attila did not know what was opposing him, namely, Christianity; therefore he bowed before it. The rule of the Huns remained merely an episode; what came from the west made a much more lasting influence. After Attila's death in 453, his army soon collapsed. Neither was the rule of the Goths, Gepidae, or Vandals, of lasting duration; they found themselves hemmed in by conditions already settled, and were not able to maintain their own character. Things happened differently in France: the culture there proved faithful to the character of the Frankish tribe, and it may be seen how powerfully this race evolved. Later, however, we see too how this tribe forced other to accept Christianity. We see further that there existed nothing better calculated to develop material culture than Christianity; all sorts of culture forms received their stamp from external Christianity. And because they were able to maintain their free character, they provided a framework for mobile forms in which spiritual life could develop, and in this way the spiritual, industrial communities—monasteries, etc.—grew up. In process of time, however, spiritual and industrial culture were separated. Although the empire of Charlemagne considered itself a Christian empire, in spreading Christianity by force, it set itself in opposition to the spirit of Christianity. Hence Christianity was soon no longer suited to industrial life. The conditions of industrial life were felt to be oppressive—and thus the “free cities” originated. This, in outline, is the evolution of spiritual and material evolution. You see that it was only when the spiritual currents no longer coincided with the material conditions, that this disparity found expression in a purely material culture, the city-culture. From these industrial formations grew out of material interests. The population which could not be supported on the land, pressed into the towns to find protection and security. Thus we see empires rising and falling, and new creations taking the place of old. We can, however, only understand their organisation, if we realise how the first model realm, the empire of the Franks, was formed. Not having pressed into already existing conditions, but going where space was offered for free expansion, this tribe had evolved its character and was able to develop its rule. The tribes driven from their homes during the great folk migrations, were not only thoroughly mingled together, they were also newly constructed. Some had disappeared from History altogether, others had taken their place. This great metamorphosis was accomplished, not merely from outside, but still more in the deepest depth of their character. At the beginning of the epoch of the folk migrations, we see the various Germanic tribes asking a question of destiny. For the Goths, who had chosen for themselves a tolerant Christianity, this question signified extermination. For the Franks, confrontation with it under other freer, more favourable circumstances, it meant increase of power throughout the centuries. Whether or not for the good of all, we shall see in what follows. |