273. The Problem of Faust: Spiritual Science Considered with the Classical Walpurgis-Night
28 Sep 1918, Dornach Translated by George Adams Rudolf Steiner |
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We already know that Goethe had little hope of what could be experienced through the new philosophers, and had no wish at all to test people's patience by, perhaps, taking Homunculus to Königsberg to get information from Kant on how to become a complete human being, how to widen human nature. But Goethe sought to live himself into the world of the Greeks, believing that by so living in their more pliable and flexible ideas, he could grasp human life out of another layer of consciousness better than through what the more recent philosophers could produce out of understanding and the consciousness of the senses. Thus, he does not introduce Homunculus into the society of Kant, or of Leibnitz, Hume or Locke, but brings him into the company of those philosophers who came nearer the older outlook, the outlook of the ancient Mysteries, where something of man's nature could be known, if not with such clearly experienced consciousness as today, yet with a more all-embracing consciousness. |
273. The Problem of Faust: Spiritual Science Considered with the Classical Walpurgis-Night
28 Sep 1918, Dornach Translated by George Adams Rudolf Steiner |
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What yesterday I particularly wanted to make clear in connection with Goethe's is “Faust” was that more goes to the making of man's being than can be known or fathomed either by the understanding or by other forces of the human soul. Goethe himself felt deeply that the spiritual forces,that can be developed today in man's conscious life, cannot go so far as man by nature reaches. Those who believe that what is today called science needs only to be extended in order to know, to a certain measure, the possible and the impossible, simply say: It is true that, with what science offers today, one gains only a very limited knowledge of man. But this science will be widened, it will press on over further and further, and then we shall come increasingly near to the knowledge of man. This is a very short-sighted outlook and is untrue. Knowledge of man does not depend upon whether the scientific outlook accepted today extends more and more widely, but to our having recourse to forces and faculties for knowledge different from any of those applied by modern science. However far modern science may advance on its own lines, what Goethe felt to be unknowable within the being of man can, in no case, ever be penetrated by it. All science, my dear friends, all officially accepted science that deals with the spiritual, in reality relates only to earthly being—what has being on the earth-planet. What is called science today can never pronounce judgment on anything beyond the processes of the earth-planet. But man is not earthly man alone. As earth-man he has behind him the evolutions of Saturn, Sun and Moon, and within him is the germinal basis of the Jupiter, Venus and Vulcan evolutions. Science can know nothing of the different planetary life-forms beyond the earthly; for the laws of science apply only to what is earthly. Man in his entirety, therefore, cannot be known by these laws; he can only be know if knowledge, be extended beyond what is earthly. Now yesterday I pointed out how man exists in states of consciousness lying, as it were, both below and above the threshold of ordinary consciousness. Below the threshold of ordinary consciousness lies much from the regions of which dream experiences spring. But beneath this threshold of consciousness there also lies a very great deal of what a men experiences in waking, life, between waking and falling asleep. For even a little reflection will show you that men would know far more about their dreams if they exerted themselves to know a little more about waking. If they would make an effort to know something about being awake, they would find that, during this waking time, they do a great more dreaming then they suppose. The fixed and solid boundary between waking and sleeping is really only apparent. We might say that not only do men dream during their waking hours, they sleep too—sleep as regards a very great many things. As we all know, we are in a genuinely waking condition only as regards our ideas and part of our feelings, while the greater part of our life of feeling, and above all of our life of will, is wrapped in dreams and sleep. Sleep-life projects itself into waking life. We could be far clearer about dream-life, if we tried to perceive the distinction between those ideas that surge to and fro, evoking all kinds of images as they come and go, ideas that might easily be mistaken for dreams, and those other ideas, in which man is active with his whole will. Only in a small part of the whole world of human ideas does a man find that he uses his will to connect one idea with another; whereas, in his waking life, very often there are moments when he abandons himself to the flow and the caprice of his ideas. Consider how, when you give yourself up in this way to the flow of your ideas, one idea calls up another, how you recall things long forgotten. You begin with an idea which has to do with the present, and this evokes long-forgotten experiences. That is a process often not very distinct from dreaming. Because men have so little inner, technical thinking power, with which rightly to follow their daily waking life, few are able to set the right value on sleep-life and the dream-life arising from it. Nevertheless, my dear friends, we know there are scientifically conceived theories about dreams that maintain something like the following. Freud's school and others, mostly, though not all disciples of the psycho-analysts, say of dreams that they are images evoked in man by certain wishes in his life not having been fulfilled. A man goes throughout life wishing all kinds of things, but—say these people—it is undeniable that many of our wishes are not fulfilled. Then, when consciousness is dimmed, these wishes appear before the soul, and because they cannot be fulfilled in reality, they are fulfilled in idea. So that in the opinion of many people today dreams are wishes fulfilled in phantasy. I should like the people who maintain this just to consider how they manage to dream they have been beheaded. All such things, so often today forming the content of theories, are terribly one-sided. And men's heads are bound to be full of this one-sidedness unless they turn to the investigations of Spiritual Science—investigations into worlds unknown both to the external world of the senses and to external intellectual thinking, and yielding conclusions beyond the grasp of human senses or human intellect. From what was said yesterday, however, you can gather one thing concerning dreams with the utmost surety, namely, that in them something is living and weaving which is connected with our human past, with the past when we had an existence still associated with earth-fire and water-air. While unconscious in sleep, to a certain extent we call back our past. Today with our brain consciousness and our ordinary free-will, we are not in the position consciously to transport ourselves into that world. While passing through the earlier stages of our evolution we were indeed unconscious or subconscious. Yet relatively it is not particularly difficult to have this experience. If you follow up your dream life, you will certainly find it extraordinarily difficult to give a clear interpretation of your dream pictures. The way they follow one after another is generally completely chaotic. But this chaotic character is only superficial; below the surface man is living in an element that is by no means chaotic, it is merely different, totally different, from the experiences of waking life. We shall immediately see the profound difference if we are clear in just one case as to how far dream-life differs from waking life. It would be very unpleasant if our relations with other people were the same in waking life as they are in dreams. For in dreams we are aware of a bond uniting us with almost all those karmically connected with us; we experience a link with all the human beings with whom we have any karmic connection. From the moment you begin to fall asleep till you wake, a force goes forth from you to innumerable people, and from innumerable people forces come to you. I cannot say that you speak, for speaking is only learnt in waking day life, but if you will not misunderstand me, if you will apply what I am going to say to the communications we have in sleep, then you will know what I mean by saying: In sleep you speak to innumerable people and they speak to you. And what you experience in your soul during your sleep is imparted to you by innumerable people; and what you do during your sleep is to send thoughts to innumerable people. The union between men in sleep is very intimate. It would be highly distressing if this were continued into waking life. You see, it is the beneficent act of the Guardian of the Threshold that he hides from man what is beneath the level of human consciousness. In sleep, as a rule, you know if anyone is lying, you know as a rule if anyone has evil thoughts about you. On the whole, men know one another in sleep comparatively well, but with dimmed consciousness. That is all covered up in waking consciousness, and it must be so, for the simple reason that man would never attain the ego-conscious thinking he is to learn during his earth-mission, nor be able to manage the free will he is to acquire, if he were to continue to live as he lived during the periods of Saturn, Sun, and especially the Moon period. Then, in his external life, he lived as he now lives from falling asleep to waking. But now we come to something else significant. Out of the unconscious life between falling asleep and waking, dreams emerge. Why then are they not a true picture of life below the threshold of consciousness? Ah! were these dreams direct and true reflections, they would be every possible thing. In the first place they would impart significant knowledge concerning our relation to the world and to men; they would also be stern monitors. They would speak dreadfully severely to our conscience about the various things in life about which we are so willing to give ourselves up to illusion. I might almost say that we are protected from the effect these dreams might have upon us if they were true reflections of life below the threshold of consciousness—we are protected by our waking life permeating us with forces so strongly that a shadow is cast over the whole life of dreams. Thus, we carry the ideas, the images, of waking life into our dream-life, into the life of sleep, and through this dreams arise. Suppose, for instance, you were to dream of some personality who took it upon himself to impress upon you that you had done something really tactless—unfitting. That happens sometimes. Others, too, might admonish us during sleep, and might speak to our conscience. The experiences and customs of waking life have given you the wish—I might even say the strong desire—not to listen to this; during sleep you don't want to hear anything this person says to you. Well then, the wish is transformed into a darkening of experience. But if at the same time, there is such intense activity of the soul that the picture surges up, then something else from waking life is superimposed upon what you were to have experienced as a picture, something said by a kind friend to whom you would rather listen than to the admonisher—What a splendid fellow you are, always ready to will and do what is best and most pleasant!—Sometimes, from waking life and its reminiscences, the very opposite can be hung over what is being experienced. Actually, waking life is the cause of all the illusions and deceptions arising during the life of dreams. Furthermore it is possible for a man today, in the present cycle of evolution, to come to a knowledge of Spiritual Science. There are, I know, many who do so and say: I have been studying Spiritual Science for many years, and yet am no whit advanced. I am told that I can achieve this or that through Spiritual Science, but it does not help me forward.—I have often emphasized that this thought is not the right one. Spiritual Science brings progress to everyone, even when it does not develop an esoteric life. The thoughts of Spiritual Science on themselves bring progress. But we must be careful about subjective experiences that take place really in the soul, for it is strange that what springs up as new, in the path of anyone beginning to study Spiritual Science, in its picture character is, at first, no different from the world of dreams. What we experience, my dear friends, when we become anthroposophists, appears to differ very little from the world of dreams. But a more subtle differentiation shows a most important distinction between ordinary dreams and those perceptions that flow through spiritual life, when consciously admitted into thought. Much that is chaotic may also appear in the dream-pictures experienced in the soul of a spiritual scientist. But if these pictures are analysed according to the guidance Spiritual Science can give, they will be found to become, especially as they progress ever truer reflections of man's inner experience. And we must pay heed to this layer of experience, hidden as it is from ordinary understanding and from the ordinary life of the senses. This experience runs its course like a meditation, a meditative dream, yet is full of meaning and, rightly regarded, throws much light on spiritual secrets. We must mark how it gradually creeps into the life of ordinary ideas—this layer of life that closely resembles dreams, but that can lead us into the spiritual world. But we must not merely look at its single pictures, we must look at the meaningful course these pictures take. If we pay attention to such things, we come to the differentiation of the three layers of consciousness which I showed you yesterday. Goethe divined it in a beautiful way. One of these layers of consciousness appears, without any help of ours, when we dream in the ordinary way; if we are not interpreters of dreams, if we are not superstitious but try honestly to find what lies behind the dream-pictures, then this dream-world will be able to reveal that, before these earth-lives, as men we passed through earlier stages of evolution. And then we have the ordinary waking day consciousness we know, or at least think we know. We know the fact of its existence, we do not always venture to explain it fully but we know it exists. The third layer is where supersensible knowledge enters in. For the reasons already mentioned, supersensible knowledge is of course something for which man has to strive, both now and into the future. I pointed out to you yesterday how, in the first half of the scene in the scene in the second part of Faust, which we are now to consider, Goethe embodies the characteristic features of dream-life. And the moment the Oread begins to speak to Mephistopheles, and the philosophers appear, we have to do with the world of ordinary daytime reality. The moment the Dryads point out the Phorkyads to Mephistopheles, we are dealing with a reference to conscious supersensible knowledge. Goethe is directing his thoughts and ideas to the three layers of consciousness when he asks himself the question: How will Homunculus, to whom human knowledge is accessible, become a Homo?—Not through the ordinary knowledge of the understanding of the senses, but only by having recourse to other layers of consciousness. For man in his being is wider than the earth, and intelligence and the senses are adapted only to earthly things. But we explained yesterday how the equilibrium of the Sphinx fails when man plunges into the world of antiquity, how man really feels insecure in it, how Homunculus feels himself insecure. For man knows little more about himself—forgive me but this is true—he knows little more about himself than he does about a Homunculus; and about a Homo he knows nothing. And Homunculus, as Goethe pictures him, does not enter into all the whirl of the Sirens, the Seismos, and so on, because he is afraid of the stormy, surging element into which man dives when he forsakes the world of the senses to enter the world from which dreams arise. Homunculus does not dare to enter there, but wants to find an easier way to become Homo. He is on the track of two philosophers, Anaxagoras and Thales, from whom he hopes to learn how it is possible to put more into his human nature that can't be given him in a laboratoryby a Wagner. This is what he wants. We already know that Goethe had little hope of what could be experienced through the new philosophers, and had no wish at all to test people's patience by, perhaps, taking Homunculus to Königsberg to get information from Kant on how to become a complete human being, how to widen human nature. But Goethe sought to live himself into the world of the Greeks, believing that by so living in their more pliable and flexible ideas, he could grasp human life out of another layer of consciousness better than through what the more recent philosophers could produce out of understanding and the consciousness of the senses. Thus, he does not introduce Homunculus into the society of Kant, or of Leibnitz, Hume or Locke, but brings him into the company of those philosophers who came nearer the older outlook, the outlook of the ancient Mysteries, where something of man's nature could be known, if not with such clearly experienced consciousness as today, yet with a more all-embracing consciousness. But, at heart, Anaxagoras and Thales our only imitators of the old Mystery wisdom. Everything said by Anaxagoras in this scene, however, goes to show that it is he who has the more knowledge of ancient Mystery wisdom. Thales is really the inaugurator, the initiator, the beginner, of the new tendency in science, and knows but little of the old secrets. Naturally he knows more than his later philistine followers because he lived nearer the time of the ancient Mysteries, but he knows less than Anaxagoras. From what he says we can gather that Thales can only give information about what occurs in the world of the senses around him, how mountain ranges and such physical features were formed by slow and gradual processes. You might think it was Lyell, the modern geologist, speaking. Anaxagoras would explain the present out of the past, explain the earthly from what went before, when earth was not yet earth. He wants to find his explanation in those times to which, in their nature, the ants, the comets, and also the Pigmies belonged. I referred to this yesterday. Anaxagoras lives entirely in that world which today is a supersensible, or if you like, subsensible world, without knowledge of which, however, we cannot understand what has to do with the senses. Anaxagoras here reflects one of Goethe's deep convictions. For Goethe has put this point beautifully into one of his aphorisms, where he says: “What no longer arises, we cannot think of as arising. What has already arisen, we cannot understand”. And in another place: “Reason as applied to what is becoming, understanding to what has become”. What Thales sees around him is what has become. Anaxagoras enters into all that has gone before the becoming—the actual arising. Hence Goethe distinguishes strictly between understanding that is directed to what is nowadays regarded as the object of science, and reason that extends beyond the obvious and intellectual, to the supersensible, even the supersensible that held sway before the existing conditions of the earth. In Anaxagoras, Goethe sees the representative of a knowledge, a science, that devotes itself to what is still coming into being, and is at home and all that is done by Pigmies, that is to say, at home in all that such beings do that certainly today develop a physical existence, but like the emmets, for example, really belonged by nature to a previous age. So when Anaxagoras meets with Homunculus' request, he would like to give him the opportunity to enrich human nature through his own (Anaxagoras') knowledge; he wants to take Homunculus into the world of the Pigmies, the emmets, and so forth, and even wants to make him king there. It is already clear to Anaxagoras that the world of which Thales speaks, the world of present conditions, cannot be much help in changing Homunculus into Homo. Could entrance be made into the world of becoming, however, into the world preceding ours, something might be achieved towards that end. But Homunculus is undecided: “What says my Thales?” He still thinks he will not venture into that world. When he encountered it as a dream-world, he dared not enter it, and now it confronts him as the thought of Anaxagoras he still does not summon up sufficient courage, or at least he would first have Thales' advice. And Thales deters him from plunging into the world of Anaxagoras' thought. What kind of world is this? Fundamentally, it is the world of the ancient Mysteries, but flattened, levelled down, for human understanding. It is the shadow form of the concepts of the ancient Mysteries. That is why they cannot hold their own against the world. If we have real, living concepts of becoming, we can arrive at an understanding of this world—grow into it. But Anaxagoras' shadow concepts are no match for Thales' objections, for these come from the present sense-world. And just as fleeting dreams, that are reflections of higher spiritual worlds, fade away from man when a cock crows or a door slams, so everything in the thought-world of Anaxagoras fades when it meets other thoughts drawn from the present world of the senses. Thales has only to draw attention to the presence of the sense-world, and he does this very forcibly. As the present world kills the preceding world that arises before us in dreams, so do the cranes strike dead the Pigmies and the emmets. This is merely an image. Anaxagoras first turns to the world that re-appears in the vague experience of dreams. When he is obliged to realise that this world will be of no advantage to Homunculus, he then turns to the higher world. To begin with, in wonderful words, he invokes among heavenly phenomena, all that has remained of a previous period of he earth—he invokes the Moon. After he has widened his thoughts and ideas concerning what is left over from the Moon period—emmets, pigmies, creatures of a lower kind, and all this has proved useless to Homunculus, he looks upward to where the Moon has still remained from the old Moon period. Think how clearly in this scene Goethe actually points to all these secrets lying at the basis of earthly evolution. He even makes Anaxagoras address an invocation to the Moon, out of the ancient Mystery-wisdom. It is a wonderful passage in which Anaxagoras turns toward the Moon. It shows most distinctly how, in Anaxagoras, Goethe was wishing to portray a personality standing within the spiritual world but only with his understanding, the understanding that only studying the present can never reach the spiritual at all, but, in Anaxagoras, still preserves the spiritual out of the old Mysteries. Anaxagoras says:
But he has still only shadows; instead of achieving anything for Homunculus, he perceives how from the Moon desolation falls upon the earth, and how all the life still left there is destroyed by a phenomenon of the elements. As being characteristic of Anaxagoras it is significant that he addresses the Moon, this remnant of a previous period of the earth, as “Luna, Diana, Hecate ...” For Anaxagoras, therefore, the Moon is not a unity but a trinity. In so far as it fulfils its course above in the heavens, it is Luna. In so far as it is active in the earth itself, it is Diana. The forces working cosmically through the Moon as it circles the heavens, have—one might say—for brothers and sisters the earthly forces; the Moon is not only present cosmically, it exists also in an earthly way. The same forces that are cosmically associated with the circling Moon in the heavens, also live and weave through what is earthly, and belong to significant subconscious forces in man. They work in man's nature and belong to forces in him that are subconscious but important. What works within the earth through man having a certain relation to Nature out of his subconscious, that never comes to complete consciousness, was called by the Greeks Diana. Diana is generally said to be the goddess of the chase. Certainly she is that too, because this subconscious holds sway in the pleasures of the chase; it does so, however, in countless other human feelings and will-impulses. Diana is not only goddess of the chase, she is the working, creating goddess of all half unconscious, half subconscious striving, such as is gratified in hunting. Man does much of this kind in life, and this is one of the ways. Then there dwells in man, but also especially in the earth, a third figure, the figure of Hecate, the sub-earthly state of the Moon. It is from within the earth, from what is sub-earthly in it, that those forces work upwards, which—so far as the Moon is a heavenly body, work in her from above downwards. All that the man of today knows of this Moon is the abstract mineral ball he believes to revolve out there, round the earth in four weeks. The Greeks knew a threefold Moon—Luna, Diana, Hecate. And being a microcosm is an image of every trinity, and image of Luna, Diana, Hecate, as the threefold Moon. And we have learnt to know the threefold man. We know the man of the head; this man of the head, since he is the product of the periods of Saturn, Sun, and Moon, the product of all previous ages, can be brought into relation with the heavenly survival, with Luna. So that the head in man would, as a microcosm, correspond to the macrocosm Luna. The man of the centre, the breast, would correspond to Diana; it is in the heart that those subconscious impulses arise of which Diana is the goddess. And all that plays out of the extremity-man and is continued into the sex-man, all the dark, purely organic, bodily feelings and impulses, prevailing in the human being, come from the sub-earthly power of Hecate. And Goethe lets all this sound forth, making it all quite clear for those who wish to hear. To the realm of Hecate belongs, for instance, Empusa who appears in this scene among the Lamiae around Mephistopheles. The Lamiae express rather what belongs to Diana, whereas, in Empusa, all that belongs to the sub-earthly is working, all that dwells microcosmically in the lower nature of man, and is to be awakened in Mephistopheles. This is what Goethe makes ring out for us. Anaxagoras wishes to show his science to better advantage than he did when alluding to the earthly, to earthly survivals, to the emmets, his myrmidons as he calls them. He turns to the threefold Moon that as macrocosm is the same as man as microcosm. And we ask: Had Goethe a presentiment that, in the threefold Moon, the head-man, chest-man, and limb-man were microcosmically present? Well, my dear friends, read the following lines:
Here you have, fully expressed by Goethe and made obvious by his description of the middle one as “breast-widener”, the three qualities of Luna, Diana, and Hecate, in so far as these three also apply to threefold man. You see, my dear friends, there are good grounds for maintaining that Goethe's foreseeing knowledge penetrated deeply in the truths on Spiritual Science. What, however, is written in a work like Goethe's Faust has to be taken in its true character. It when you consider Goethe's characteristic attitude with its foreseeing perception of the truths of Spiritual Science, that you can understand how in a certain sense he repeatedly felt the spiritual, the supersensible—but never the less as something uncanny. As I said yesterday, he lived within his northern world, and felt in sympathy with what this environment offered him in the way on ideas and concepts. However great a genius a man may be, he con only have the same concepts as his fellows; he can combine them differently but he cannot have different concepts. The two layers of consciousness, the subconscious and the superconscious, cannot be approached in this way. The ordinary philistine, my dear friends, can make nothing of all this, and is glad if he is not obliged to deal with the other layers of consciousness. But Goethe, who strove with every fibre of his soul, to penetrate the being of man, often felt it a grievous human limitation that he should have no ideas, no concepts, with which he could see into the would whence man arises, into which, however, no one can look with his understanding or his ordinary knowledge. And then, from all he had felt through his natural ability, or that he had experienced in other ways, and through what he had particularly noticed in Grecian art in Italy, there arose in Goethe the thought that, were man to steep himself in the ideas and life of Greece, he would come nearer to the supersensible than with modern ideas. This was so deeply rooted in Goethe that, from the year 1780 onwards he continually strove to make his ideas as supple as were those of the Greeks. He hoped in this way to reach the supersensible world. But what arose out of this? There arose his strenuous endeavour to come to knowledge of the supersensible world not from the outlook of Greek life, but by gaining ideas through which he would be able to grasp the supersensible world in the life of soul. It is interesting how, while he was writing this scene, Goethe was steeping himself in everything possible to bring Greek life vividly before his soul. Today we are no nearer to Greek life than men were in Goethe's days. And yet such a work as Schlosser's Universal Survey of the History of the Ancient World and its Culture, published in 1826, and immediately read by Goethe among many other works transplanting him into the life of Greece, enabled him, by his sympathetic attitude towards Greek life, to bring it vividly before his soul. But what idea had he in all this? Just think! he writes: We are called upon to look back on what is most universal, but utterly past, in ancient history—what cannot be brought back; and from there to let the different peoples gradually surge up beneath out gaze. In the last twenty years of the eighteenth century during which these scenes of Faust were being created, Goethe occupied himself intensively with studies that should bring vividly before his spirit the far distant past and show him how it flows into the present. Goethe is not one of those who make poems by a turn of the hand; he plunges deeply into the world leading to the supersensible, so that as a poet he can give tidings of it. And his belief in the Greek world changed to a certain extent his way of representation. Because in his very soul he sought Greek life, the concept of truth, the concept of good, drew near the concept of beauty. And the concept of evil approached the concept of ugliness. That is difficult for present-day man to understand. In Greek thought it was different. Cosmos is a word meaning beautiful world-order, as well as true world-order. Today men no longer think, as did the Greeks, that beauty is so closely allied to truth, and ugliness to evil. For the Greeks, beauty melted into truth, ugliness into error and evil. Through his attitude to the Greek world Goethe acquired the feeling that anyone organised like the Greeks, who stood in such close relation to the supersensible world, would experience the untrue and evil as ugly, and would turn away from this because of his experience of beauty, while he would feel truth to be beautiful. This feeling was developed by Goethe. And he believed he might perhaps draw nearer the supersensible by saturating himself with feeling for the beauty of the world. But just as one can only know light by its shadow, one must also be saturated with feeling for the ugliness of the world. And that too Goethe sought. For this reason he sets Mephistopheles, who is of course only another side of Faust's life, among the prototypes of gliness, the Phorkyads, who are in very truth the prototypes of what is hideous. And in so doing, my dear friends, Goethe touches on a great mystery of existence. You will have realised, from the lectures I have given here from time to time, that even today there are people in possession of certain secrets. Particularly the leaders of Roman Catholicism, for example, the leaders, are in possession of certain secrets. What matters is how these secrets are used. But certain initiates of the English-speaking peoples are also acquainted with mysteries. Out of a profound misunderstanding, does not only the Roman Church—that is, its leaders—keep these secrets from its adherents, but certain esoteric initiates of the English-speaking peoples do the same. They have various reasons for this, and of one of these I will now speak. You see, my dear friends, the earth has a past, the periods of Saturn, Sun and Moon; it has a present, the earth-period; it has a future, the periods of Jupiter, Venus, Vulcan. In evolution there is both good and evil. Out of the cosmos, out of cosmic evolution, good can only be recognised from the past, from the periods of Saturn, Sun and Moon, and half the earth-period. Wisdom and goodness are associated, in this looking back into the past. Wisdom and goodness were implanted into human nature by those members of the higher hierarchies who belong to man, at a time when this human nature was not yet awakened to full consciousness, as it is on the earth. For the coming time, the Jupiter, Venus and Vulcan periods, and at present on the earth, for the coming half of the earth-period—it is already beginning—man must preserve goodness if he wishes to attain it; he must develop the impulse for goodness out of his own nature. For in his environment,in what is new that approaches him, the forces of evil are revealed. Were these forces for evil not revealed, man could not arrive at free-will. And those initiates to whom I refer know this important secret, my dear friends, and will not impart it because they do not wish to help mankind to maturity. They know this secret. If what arose as human nature on ancient Saturn, Sun and Moon, and still continues further—if what was evolved for us men on Saturn, and possesses a past, were to arise now out of earth-conditions, it would be fundamentally evil, it would only be able to absorb evil. It is only possible to receive evil from external conditions. That man can acquire freedom of will is due to this exposure to evil and his being able to choose between the evil that approaches him, and the good he can develop out of his own nature. This is if he has confidence in what was planted there in previous ages. Hence these initiates say to those wishing to be initiated: There are three layers of consciousness, (that is the formula always used in these English-speaking schools os initiation) three layers of consciousness. When a man plunges into the subconscious, from which dreams spring up, he experiences an intimate relation with other beings (I have described this to you before) also with other men; these beings do not appear in the present world. When, as is the case today, man is living in his day-consciousness in the perceptible, rational world, he is in the world where he goes through birth and death. And when he raises himself to the world—that he will enter as physical man in the future—to which he attains through supersensible knowledge, then that is the world where he first experiences evil. For it is then that a man must find strength to be a match for evil, to hold his own against it. He must learn to know evil. The natural consequence of this is the necessity for men of the present to shed light on the past, so that they may be prepared for the inevitable encounter with evil; and this can be done only through Spiritual Science. To these three layers of consciousness, the initiates of the English-speaking peoples continually draw attention. This will be the basis of that conflict that is of the utmost importance, though the present age has little external knowledge of it. This conflict will be between those who want what is a necessity to take place, and secrets of this kind to be imparted, and those who wish to keep mankind in immaturity. So far the latter have had the upper hand. It is most important that these things should be known. You can see from this, my dear friends, what mischief will be set on foot if the truths of Spiritual Science are withheld. For man will be exposed to the forces of evil, and he will only be protected from it by giving himself up to the spiritual life of the good. To withhold the spiritual life of goodness from men is to be no friend to humanity. Whoever does this, be he Freemason or Jesuit, is no friend to humanity. For it means handing men over to the forces of evil. And there may be a purpose in doing so. This purpose may be to confine goodness to a small circle, in order by the help of this goodness to dominate the helpless humanity who are thus led by evil into the follies of life. You can imagine, my dear friends, that anyone like Goethe, who has a presentiment of all these things, will have some hesitation in approaching them. From many things I have said in your presence about Goethe's particular kind of spirituality, you will be able to form a concept of how he would approach these subtle, but world-shattering matters with only really relevant ideas. Hence, in conceiving his Faust, he did not wish to be thought that man, wanting to make progress in culture, must fearlessly expose himself to the forces of evil; instead, he clothes this too, in Greek ideas, by confronting Mephistopheles with primeval ugliness, with the trinity of Phorkyads, the three prototypes of ugliness. Instead of pointing men unreservedly to the reality of evil, as Spiritual Science must do, Goethe points to the reality of ugliness as contrasted with beauty. Hence the characteristic behaviour of Mephistopheles towards the Phorkyads. Had Mephistopheles remained in his northern home, that is to say in a world that has certainly advanced beyond that of the Greeks in the world-order, he would have been obliged to meet with the bitter, but essential world, from which future evil flows. Instead of this, Goethe makes him meet in the world of antiquity the prototypes of ugliness, the Phorkyads. So that he places him, as it were, in prehistoric times before the history of evil. By employing Greek concepts, he places most solemn truth before men in a way that could still arouse their sympathy. And here too Goethe shows his deep knowledge of the matter. We know—you may read this in my Occult Science—that the future is in a sense the reproduction of the past on a higher level. Jupiter is a kind of repetition of the Moon; Venus of the Sun; and Vulcan of Saturn. On a higher level, the earlier appears in the later. It is the same as regards evil. Evil appears in order that man may develop goodness out of his own nature with all possible strength. But this evil will show distorted pictures, caricatures, of the forms of the primeval age. You see, what we now are is largely because we are constructed symmetrically, the left-man and the right-man working together. Physicists and physiologists wonder why it is we have two eyes, what use we have for two eyes. If they knew why we have two hands, and of what use they are to us, they would also know why we have two eyes and of what use these are. If, for instance, we could not touch the left hand with the right, we could never arrive at ego-consciousness. By being able to grasp the right-man with the left, by gaining knowledge of the right-man by means of the left, we arrive at consciousness of ourselves, at consciousness of the presence of the ego. To look at an object a man must have more than one eye. If, by birth or accident, he has only one eye, that does not matter: it is not the external apparatus but the faculty, the forces, that are of importance. When we look at a man the axes of the eyes are crossed. In this way the ego is associated with sight; through the crossing the left direction is associated with the right. And the farther we go back the closer is the relation, in common with the consciousness. This is why Goethe gives the three Phorkyads one eye and one tooth between them, a representation that shows his deep knowledge. Thus the three have but one eye and one tooth. This implies that the senses are not meant to be working together, they are still isolated from one another. On the one hand relationship is expressed, on the other we are told that the elements are not yet working in collaboration, that what arises through the right-man and the left-man cannot yet appear. Thus accurately does Goethe express what he wishes to say, and he suggests infinitely much. Now, if you think over what you know from Occult Science namely, that the present bi-sexual-sexual human being has sprung from the uni-sexual being, and that male and female have only been developed in the course of evolution, you will see that a retrograde evolution takes place when Mephistopheles meets with evil in the form of ugliness, joins with it in going with the Phorkyads: “Done! here stand I” (after he has thrown in his lot with the Phorkyads) ...
To which Mephistopheles replies:
He becomes ‘hermaphrodite’ when it is intended to show the condition preceding the bi-sexual, the condition to which I have just referred. Truly Goethe gives his descriptions from inside knowledge! In this scene we may recognise how deeply he had divined and entered into the truths of Spiritual Science. Now, remember now not long ago I said that no one can ever arrive at a satisfying conception of the world who, misled by what man is now, what he has of necessity to be, comes on the one hand to abstract ideals, ideals having no forces. (Forces such as those in nature that cannot fit into the physical world-order, but have to disperse like mist when the earth reaches her goal, that is, her grave). No one can find a satisfying world-outlook who is either an abstract idealist of this kind, or a materialist. As I said, man must be both. He must be able to rise to ideas in conformity with the age in which he lives, and also look at material things in a material way and form materialistic ideas about them. Thus, he must be able to form both a materialistic and an idealistic conception of the world, and not set up a unity with abstract concepts. Having on the one hand scientific concepts, on the other idealistic concepts, we must then let them interpenetrate each other just as spirit and matter do. As I have told you, in processes of cognition the ideal must permeate and illumine the material, the material must permeate and illumine the ideal. And Goethe found this out. It occurred to him how one-sided it is when, in abstract concepts, men seek a world-outlook inclining more to matter or more to spirit. Hence he was drawn to seek his world-conception not in abstract ideas but in a different way. And this he describes as follows:
Now, can anyone express more clearly that he is neither idealist nor realist, but both idealist and realist, letting the two world-outlooks play into one another. Goethe seeks to approach the world from the most diverse directions, and to come to truth by means of mutually reflected concepts. Thus, in Goethe's impulses there is already concealed the way that must be taken by Spiritual Science in order to lead mankind towards the future—the health-giving future. One would like, my dear friends, what Goethe began to be continued; but then it would be essential for such works as Faust to be really read. Man has, however, more or less lost the habit of reading. At best, men would say when they read:
Oh! poetry. Then there is no need to go deeper into it, no need to meditate over every word! Thus men console themselves today when offered anything they are not actually bound to believe; for they like to take things superficially. But the universe does not permit that. When you consider the deep truth I have just shown in connection with the meeting of Mephistopheles with the Phorkyads—a truth that has been preserved in many occult schools of the present day—then you have the opportunity of understanding, together with much else that enables you to realise it, the intense seriousness of our striving after Spiritual Science, the seriousness that must underlie our endeavours. It may be said that there sometimes escapes, half consciously, from those who have come into contact with what is essential for man in the future, an pious ejaculation, like Nietzsche's, in his Midnight Song: “The world is deep, Yea, deeper than the day e'er dreamed”. We must indeed say that the day gives man day-consciousness; but, so long as he clings only to what the day brings, man of himself becomes simply Homunculus, not Homo. For “the world is deep, yea, deeper than the day e'er dreamed”. And since Goethe does not wish to lead Faust into merely what the day brings, but into all that conceals the eternal, he has to let him take his way in the company of Homunculus, and of Mephistopheles who confronts the supersensible. Goethe thought he could do this by steeping himself in Greek ideas, and by bringing them to life within himself. |
3. Truth and Knowledge (1963): The Starting Point of Epistemology
Translated by Rita Stebbing Rudolf Steiner |
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Concepts and ideas alone are given us in a form that could be called intellectual seeing. Kant and the later philosophers who follow in his steps, completely deny this ability to man, because it is said that all thinking refers only to objects and does not itself produce anything. |
3. Truth and Knowledge (1963): The Starting Point of Epistemology
Translated by Rita Stebbing Rudolf Steiner |
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[ 1 ] As we have seen in the preceding chapters, an epistemological investigation must begin by rejecting existing knowledge. Knowledge is something brought into existence by man, something that has arisen through his activity. If a theory of knowledge is really to explain the whole sphere of knowledge, then it must start from something still quite untouched by the activity of thinking, and what is more, from something which lends to this activity its first impulse. This starting point must lie outside the act of cognition, it must not itself be knowledge. But it must be sought immediately prior to cognition, so that the very next step man takes beyond it is the activity of cognition. This absolute starting point must be determined in such a way that it admits nothing already derived from cognition. [ 2 ] Only our directly given world-picture can offer such a starting point, i.e. that picture of the world which presents itself to man before he has subjected it to the processes of knowledge in any way, before he has asserted or decided anything at all about it by means of thinking. This “directly given” picture is what flits past us, disconnected, but still undifferentiated.1 In it, nothing appears distinguished from, related to, or determined by, anything else. At this stage, so to speak, no object or event is yet more important or significant than any other. The most rudimentary organ of an animal, which, in the light of further knowledge may turn out to be quite unimportant for its development and life, appears before us with the same claims for our attention as the noblest and most essential part of the organism. Before our conceptual activity begins, the world-picture contains neither substance, quality nor cause and effect; distinctions between matter and spirit, body and soul, do not yet exist. Furthermore, any other predicate must also be excluded from the world-picture at this stage. The picture can be considered neither as reality nor as appearance, neither subjective nor objective, neither as chance nor as necessity; whether it is “thing-in-itself,” or mere representation, cannot be decided at this stage. For, as we have seen, knowledge of physics and physiology which leads to a classification of the “given” under one or the other of the above headings, cannot be a basis for a theory of knowledge. [ 3 ] If a being with a fully developed human intelligence were suddenly created out of nothing and then confronted the world, the first impression made on his senses and his thinking would be something like what I have just characterized as the directly given world-picture. In practice, man never encounters this world-picture in this form at any time in his life; he never experiences a division between a purely passive awareness of the “directly-given” and a thinking recognition of it. This fact could lead to doubt about my description of the starting point for a theory of knowledge. Hartmann says for example:
The objection to this, however, is that the world-picture with which we begin philosophical reflection already contains predicates mediated through cognition. These cannot be accepted uncritically, but must be carefully removed from the world-picture so that it can be considered free of anything introduced through the process of knowledge. This division between the “given” and the “known” will not in fact, coincide with any stage of human development; the boundary must be drawn artificially. But this can be done at every level of development so long as we draw the dividing line correctly between what confronts us free of all conceptual definitions, and what cognition subsequently makes of it. [ 4 ] It might be objected here that I have already made use of a number of conceptual definitions in order to extract from the world-picture as it appears when completed by man, that other world-picture which I described as the directly given. However, what we have extracted by means of thought does not characterize the directly given world-picture, nor define nor express anything about it; what it does is to guide our attention to the dividing line where the starting point for cognition is to be found. The question of truth or error, correctness or incorrectness, does not enter into this statement, which is concerned with the moment preceding the point where a theory of knowledge begins. It serves merely to guide us deliberately to this starting point. No one proceeding to consider epistemological questions could possibly be said to be standing at the starting point of cognition, for he already possesses a certain amount of knowledge. To remove from this all that has been contributed by cognition, and to establish a pre-cognitive starting point, can only be done conceptually. But such concepts are not of value as knowledge; they have the purely negative function of removing from sight all that belongs to knowledge and of leading us to the point where knowledge begins. These considerations act as signposts pointing to where the act of cognition first appears, but at this stage, do not themselves form part of the act of cognition. Whatever the epistemologist proposes in order to establish his starting point raises, to begin with, no question of truth or error, but only of its suitability for this task. From the starting point, too, all error is excluded, for error can only begin with cognition, and therefore cannot arise before cognition sets in. [ 5 ] Only a theory of knowledge that starts from considerations of this kind can claim to observe this last principle. For if the starting point is some object (or subject) to which is attached any conceptual definition, then the possibility of error is already present in the starting point, namely in the definition itself. Justification of the definition will then depend upon the laws inherent in the act of cognition. But these laws can be discovered only in the course of the epistemological investigation itself. Error is wholly excluded only by saying: I eliminate from my world-picture all conceptual definitions arrived at through cognition and retain only what enters my field of observation without any activity on my part. When on principle I refrain from making any statement, I cannot make a mistake. [ 6 ] Error, in relation to knowledge, i.e. epistemologically, can occur only within the act of cognition. Sense deceptions are not errors. That the moon upon rising appears larger than it does at its zenith is not an error but a fact governed by the laws of nature. A mistake in knowledge would occur only if, in using thinking to combine the given perceptions, we misinterpreted “larger” and “smaller.” But this interpretation is part of the act of cognition. [ 7 ] To understand cognition exactly in all its details, its origin and starting point must first be grasped. It is clear, furthermore, that what precedes this primary starting point must not be included in an explanation of cognition, but must be presupposed. Investigation of the essence of what is here presupposed, is the task of the various branches of scientific knowledge. The present aim, however, is not to acquire specific knowledge of this or that element, but to investigate cognition itself. Until we have understood the act of knowledge, we cannot judge the significance of statements about the content of the world arrived at through the act of cognition. [ 8 ] This is why the directly given is not defined as long as the relation of such a definition to what is defined is not known. Even the concept: “directly given” includes no statement about what precedes cognition. Its only purpose is to point to this given, to turn our attention to it. At the starting point of a theory of knowledge, the concept is only the first initial relation between cognition and world-content. This description even allows for the possibility that the total world-content would turn out to be only a figment of our own “I,” which would mean that extreme subjectivism would be true; subjectivism is not something that exists as given. It can only be a conclusion drawn from considerations based on cognition, i.e. it would have to be confirmed by the theory of knowledge; it could not be assumed as its basis. [ 9 ] This directly given world-content includes everything that enters our experience in the widest sense: sensations. perceptions, opinions, feelings, deeds, pictures of dreams and imaginations, representations, concepts and ideas. [ 10 ] Illusions and hallucinations too, at this stage are equal to the rest of the world-content. For their relation to other perceptions can be revealed only through observation based on cognition. [ 11 ] When epistemology starts from the assumption that all the elements just mentioned constitute the content of our consciousness, the following question immediately arises: How is it possible for us to go beyond our consciousness and recognize actual existence; where can the leap be made from our subjective experiences to what lies beyond them? When such an assumption is not made, the situation is different. Both consciousness and the representation of the “I” are, to begin with, only parts of the directly given and the relationship of the latter to the two former must be discovered by means of cognition. Cognition is not to be defined in terms of consciousness, but vice versa: both consciousness and the relation between subject and object in terms of cognition. Since the “given” is left without predicate, to begin with, the question arises as to how it is defined at all; how can any start be made with cognition? How does one part of the world-picture come to be designated as perception and the other as concept, one thing as existence, another as appearance, this as cause and that as effect; how is it that we can separate ourselves from what is objective and regard ourselves as “I” in contrast to the “not-I?” [ 2 ] We must find the bridge from the world-picture as given, to that other world-picture which we build up by means of cognition. Here, however, we meet with the following difficulty: As long as we merely stare passively at the given we shall never find a point of attack where we can gain a foothold, and from where we can then proceed with cognition. Somewhere in the given we must find a place where we can set to work, where something exists which is akin to cognition. If everything were really only given, we could do no more than merely stare into the external world and stare indifferently into the inner world of our individuality. We would at most be able to describe things as something external to us; we should never be able to understand them. Our concepts would have a purely external relation to that to which they referred; they would not be inwardly related to it. For real cognition depends on finding a sphere somewhere in the given where our cognizing activity does not merely presuppose something given, but finds itself active in the very essence of the given. In other words: precisely through strict adherence to the given as merely given, it must become apparent that not everything is given. Insistence on the given alone must lead to the discovery of something which goes beyond the given. The reason for so insisting is not to establish some arbitrary starting point for a theory of knowledge, but to discover the true one. In this sense, the given also includes what according to its very nature is not-given. The latter would appear, to begin with, as formally a part of the given, but on closer scrutiny, would reveal its true nature of its own accord. [ 13 ] The whole difficulty in understanding cognition comes from the fact that we ourselves do not create the content of the world. If we did this, cognition would not exist at all. I can only ask questions about something which is given to me. Something which I create myself, I also determine myself, so that I do not need to ask for an explanation for it. [ 14 ] This is the second step in our theory of knowledge. It consists in the postulate: In the sphere of the given there must be something in relation to which our activity does not hover in emptiness, but where the content of the world itself enters this activity. [ 15 ] The starting point for our theory of knowledge was placed so that it completely precedes the cognizing activity, and thus cannot prejudice cognition and obscure it; in the same way, the next step has been defined so that there can be no question of either error or incorrectness. For this step does not prejudge any issue, but merely shows what conditions are necessary if knowledge is to arise at all. It is essential to remember that it is we ourselves who postulate what characteristic feature that part of the world-content must possess with which our activity of cognition can make a start. [ 16 ] This, in fact, is the only thing we can do. For the world-content as given is completely undefined. No part of it of its own accord can provide the occasion for setting it up as the starting point for bringing order into chaos. The activity of cognition must therefore issue a decree and declare what characteristics this starting point must manifest. Such a decree in no way infringes on the quality of the given. It does not introduce any arbitrary assertion into the science of epistemology. In fact, it asserts nothing, but claims only that if knowledge is to be made explainable, then we must look for some part of the given which can provide a starting point for cognition, as described above. If this exists, cognition can be explained, but not otherwise. Thus, while the given provides the general starting point for our theory of knowledge, it must now be narrowed down to some particular point of the given. [ 17 ] Let us now take a closer look at this demand. Where, within the world-picture, do we find something that is not merely given, but only given insofar as it is being produced in the actual act of cognition? [ 18 ] It is essential to realize that the activity of producing something in the act of cognition must present itself to us as something also directly given. It must not be necessary to draw conclusions before recognizing it. This at once indicates that sense impressions do not meet our requirements. For we cannot know directly but only indirectly that sense impressions do not occur without activity on our part; this we discover only by considering physical and physiological factors. But we do know absolutely directly that concepts and ideas appear only in the act of cognition and through this enter the sphere of the directly given. In this respect concepts and ideas do not deceive anyone. A hallucination may appear as something externally given, but one would never take one's own concepts to be something given without one's own thinking activity. A lunatic regards things and relations as real to which are applied the predicate “reality,” although in fact they are not real; but he would never say that his concepts and ideas entered the sphere of the given without his own activity. It is a characteristic feature of all the rest of our world-picture that it must be given if we are to experience it; the only case in which the opposite occurs is that of concepts and ideas: these we must produce if we are to experience them. Concepts and ideas alone are given us in a form that could be called intellectual seeing. Kant and the later philosophers who follow in his steps, completely deny this ability to man, because it is said that all thinking refers only to objects and does not itself produce anything. In intellectual seeing the content must be contained within the thought-form itself. But is this not precisely the case with pure concepts and ideas? (By concept, I mean a principle according to which the disconnected elements of perception become joined into a unity. Causality, for example, is a concept. An idea is a concept with a greater content. Organism, considered quite abstractly, is an idea.) However, they must be considered in the form which they possess while still quite free of any empirical content. If, for example, the pure idea of causality is to be grasped, then one must not choose a particular instance of causality or the sum total of all causality; it is essential to take hold of the pure concept, Causality. Cause and effect must be sought in the world, but before we can discover it in the world we ourselves must first produce causality as a thought-form. If one clings to the Kantian assertion that of themselves concepts are empty, it would be impossible to use concepts to determine anything about the given world. Suppose two elements of the world-content were given: a and b. If I am to find a relation between them, I must do so with the help of a principle which has a definite content; I can only produce this principle myself in the act of cognition; I cannot derive it from the objects, for the definition of the objects is only to be obtained by means of the principle. Thus a principle by means of which we define objects belongs entirely to the conceptual sphere alone. [ 19 ] Before proceeding further, a possible objection must be considered. It might appear that this discussion is unconsciously introducing the representation of the “I,” of the “personal subject,” and using it without first justifying it. For example, in statements like “we produce concepts” or “we insist on this or that.” But, in fact, my explanation contains nothing which implies that such statements are more than turns of phrase. As shown earlier, the fact that the act of cognition depends upon and proceeds from an “I,” can be established only through considerations which themselves make use of cognition. Thus, to begin with, the discussion must be limited to the act of cognition alone, without considering the cognizing subject. All that has been established thus far is the fact that something “given” exists; and that somewhere in this “given” the above described postulate arises; and lastly, that this postulate corresponds to the sphere of concepts and ideas. This is not to deny that its source is the “I.” But these two initial steps in the theory of knowledge must first be defined in their pure form.
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46. Posthumous Essays and Fragments 1879-1924: The Significance of Goethe's Thinking for His View of Nature
Rudolf Steiner |
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In this doctrine, theology found a mainstay of religion, a proof of the existence of God, and Kant gave it philosophical sanction. It contradicted Goethe's fundamental principle because it resorted to something outside the organism to explain it. |
46. Posthumous Essays and Fragments 1879-1924: The Significance of Goethe's Thinking for His View of Nature
Rudolf Steiner |
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Introduction. This is based on the fact that we consider the view of nature itself to be incomplete. In science, no special attention is paid to the actual genius of nature. At most, it is admitted that the genius's gaze succeeds in spotting the combination of natural forces; but it is not considered decisive for the shaping of the world view that we seek in science. The influence of genius on science is therefore said to be only a historical one, not a factual one. What distinguishes the epoch of education in which we live from others can be traced back to Goethe. He has given it its character. In him, German poetry of our century sees an ideal to strive for; with the eye gained from his writings, we look at antiquity; with the same eye, Germans have succeeded in unraveling Shakespeare's genius. All the radii of German intellectual life emanate from him. However, this magnificent image of the great genius is marred by a dark spot that stands in unsatisfactory disharmony with the brightness spreading over it. Goethe's unreserved admiration in all fields of the intellect is contrasted with the dubious position in which his scientific achievements are placed. Today, we have come back from the absolute rejection of these achievements, which occurred during Goethe's lifetime and long after his death, and we still have a completely negative attitude towards the physical part of the color theory, but we still grant them some importance. But if we take a closer look at the verdict of modern science, we cannot deny that the recognition of Goethe's scientific achievements is based on completely different premises than his other achievements and is by no means on a par with them. Those who go furthest in their appreciation of Goethe in a scientific sense admit that Goethe's view of nature is based on ideas that also underlie the modern science of organisms – the Darwin-Haeckelian theory of evolution. But no one can dispute that this modern science does not originate from Goethe's view at all. His influence on it is not noticeable. And if it has been claimed in recent times that modern developmental theory would have reached its present state even without Goethe, this cannot be denied. Thus, one cannot ascribe to his efforts the power that was necessary to elevate the ideas on which they were based to the level of scientific conviction. This fact is attributed to the fact that Goethe, while conceiving the connections within the organic series of beings entirely in line with the theory of evolution, did not penetrate to the principles that make this kind of connection comprehensible to us. Goethe is said to have anticipated Darwin's world view without being able to provide an explanation of it at the same time. Without this explanation, the theory of evolution appears as an arbitrary hypothesis. This is precisely where the difference in the appreciation of Goethe's scientific achievements and his other writings lies. Through the latter, he created a new epoch. But the former lack precisely that which would make them the starting point of a new epoch. For we must not deceive ourselves: a scientific world view without a principled foundation is without any kind of justification and is no more than a series of unfounded ideas. Such a view lacks the one characteristic that would make it convincing: inner perfection, self-contained. One would think that with such a fundamental difference in the influence of Goethe's two directions on posterity (that of his artistic and that of his scientific achievements), the origin of the same should also be traced back to two very different dispositions of Goethe's mind. The question arises as to why Goethe was able to achieve the highest level of perfection in one direction, while in the other he was forced to stop where he should have provided the supports for his scientific edifice. Why the highest level of perfection in one area, while in the other it is precisely that which is lacking, which is necessary for perfection? Otherwise, it is much more the task of the genius to state the principles, and it is then up to the lesser minds to draw the further conclusions. It seems to us that these principles are by no means lacking in Goethe, that one has simply not yet found the way to arrive at them. The main characteristic of all of Goethe's views can be traced back to the fact that he seeks everything that is supposed to determine our judgment about an object in the external world in the realm of the latter itself. He does not allow anything extraneous or borrowed from the outside into such a judgment. We can follow this in his ethical, aesthetic and also in his scientific assessments of events or objects. In Truth and Poetry, he occasionally says, in an explanation of his inclination towards incognito: “It is not a matter of objects in so far as they are worthy of praise or blame, but in so far as they can occur.” A judgment about whether something is praiseworthy or blameworthy presupposes an ethical model according to which one values an object. But Goethe rejects such a model because it is not taken from the events themselves, but rather is brought in from the outside. His judgment seeks only that which lies within the events themselves and makes it possible for us to explain why they have come about as they have. In his works one can find innumerable proofs of this direction of his mind. It may be said that Goethe does not judge about the objects of the external world, but he regards them in such a way that they express the explanation that our scientific need demands. He judges in the objects. Knowledge and Belief Goethe's views on the organic can be traced back to this principle. He contradicts the same, both the view of the final causes, which at the time of Goethe still represented almost the whole world, as well as the assumption [regarding] that the living beings could be traced back to mechanical causes. The former view comes down to the fact that an organic being has such an organization that we cannot explain it according to mere physical laws; the components of the being are in a connection and interaction that they would never enter into if they merely obeyed the mechanical-physical forces that govern them. Since these forces are the only ones that are accessible to our knowledge, the structure of organisms can only be explained if we assume that an external principle builds them according to a premeditated plan, so that this structure becomes a purposeful one. In this doctrine, theology found a mainstay of religion, a proof of the existence of God, and Kant gave it philosophical sanction. It contradicted Goethe's fundamental principle because it resorted to something outside the organism to explain it. It had to demand that all the elements that help us to understand the organism be found within it. If living beings have some purposeful structure, then something must be found within them from which this structure follows. Goethe's response to Link, who seeks to explain organic natural phenomena in terms of teleological principles, is: “The author, a knowledgeable botanist, explains physiological phenomena in terms of teleological views that are not, and cannot be, ours.” On January 6, 1798, he wrote to Schiller: “You know how much I am attached to the purposiveness of organic nature inwardly.” But the mechanistic view of living beings was just as incompatible with his fundamental principles as the teleologic one. The reason is quite the same. This view, too, does not explain the organism in terms of laws that are peculiar to it, as it were, innate in it, but rather makes it appear to be dominated by forces that are effective in inorganic nature. He did not want to explain the organic from the inorganic, but from itself. Even in his youth, he rejected the idea that the whole universe could be traced back to mechanical laws, as he describes in Truth and Fiction in relation to the système de la nature. “The système de la nature was announced, and so we really hoped to learn something about nature, our idol.” He sees himself as disappointed. “A matter should be from eternity, and moved from eternity, and should now with this movement right and left and on all sides without further ado produce the infinite phenomena of existence. We would have been satisfied with all this if the author had really built the world before our eyes out of his moving matter. But he may know as little about nature as we do: for by putting up some general concepts, he immediately leaves them to transform that which appears higher than nature, or as higher nature in nature, into material, heavy, indeed moving, but still directionless and formless nature, and thereby believes he has gained a great deal.” The same is expressed in the following saying of Goethe: “The nearest comprehensible causes are comprehensible and for that very reason most comprehensible; which is why we like to think of ourselves as mechanical, which is of a higher kind.” - This is proof that Goethe found teleology and the mechanical world view to be equally insufficient to explain the organic. He demanded that a true science of the organic should create the concept of the organic and the laws of life in the mind, just as Galileo once created the laws of mechanical nature. But that is the task of genius. In his theory of colors, Goethe emphasizes the importance of natural science to the genius, for whom “one case is worth a thousand,” and he admires Galileo for developing the theory of pendulums and the fall of bodies from swinging church lamps. Every advance in science depends on our expanding our system of concepts, for in doing so we shed light in a realm of phenomena that is dark to us. Without Galileo's laws, we can observe the swinging motion of bodies, the motion of falling and throwing, for as long as we like, but we will not understand them. Merely describing the phenomena is not enough. It is essential that our mind is able to create a concept that makes an appearance understandable to us. But this requires creative power. It is the peculiarity of genius that from within it the conceptual does not emerge as a gray, content-free generalization - gray theory - but as one that is saturated and full of content, creating ideas that make the outside world comprehensible to our minds. In our time, however, people fail to recognize the necessity of this creative power of genius for science. This is because they consider the latter to be nothing more than a reflection, a photograph of reality, to which faithfulness is the main requirement. The task of compiling such a “lifelike” image falls primarily to what is called “common sense.” In the face of such a view, the substantial ideas of genius naturally appear as a falsification of experience, as “conceptual poetry”. For this view, genius has a very small role at all. At most, it can hasten the discovery of some natural law through a divinatory insight, it can find sooner what the history of science without it would have arrived at sooner or later, but that genius should also have any significance for the formulation of the content of a natural law is, according to this view, out of the question. In the face of this view, one is driven to ask: why have science at all if it is supposed to offer nothing more than a reflection of experience? Why not be satisfied with mere contemplation? The history of science, as well as science itself today, refutes this view. All progress in science is based on the creative power of the human mind. The laws of nature are not the object of direct experience; they are the creations of the human mind. Goethe belongs to the ranks of those who have truly conquered a field for science by creating new ideas. What he calls the type in the field of organic nature is to the latter what Galileo's mechanical principles are. Only the consistent development of the fundamental view of the necessity of explaining every object of nature from its own self, as set forth above, led Goethe to this idea of the type. But his mission as a poet is also based on the same fundamental direction of his spirit. As a poet, he had the task of transforming immediate reality into poetry. This immediate reality as such no longer satisfies a certain higher need of man. There is something about the way phenomena unfold that can no longer satisfy us. Chance plays a role and brings about constellations in reality that do not satisfy our reason. Goethe felt this more than anyone else. He often speaks of “wicked” chance, by which he means that some event takes an outcome that it would not take if only the necessity of reason were to prevail in the world. His mission in both poetry and science is to arrive at a satisfactory view of things that goes beyond what is directly experienced. “Real life often loses its luster to such an extent” (Poetry and Truth II, 9th book and Schröer's edition of the dramas $117), ”that it [sometimes] has to be refreshed with the varnish of fiction.” But in doing so, he never goes beyond what is given to man in poetry either, so that Merck could say of him that he seeks to give the real a poetic form, while others seek to realize the so-called poetic, the imaginative, which gives nothing but nonsense. We see that Goethe's whole mission actually consists in seeking the necessary, that which satisfies our minds, within reality itself. But his work in the field of inorganic nature is also based on the same disposition of his mind. In the organism, we have a center that works from within the phenomena, and this is what we have to start with in order to arrive at a satisfactory explanation of them. In inorganic nature, however, there is no such central element; all effects can be traced back to external influences, spatial and temporal conditions, etc. It seems almost impossible to provide anything other than a mere photograph if one does not want to go beyond reality. And yet Goethe demands with all his energy that we also seek the principles for explaining phenomena within the given itself. “The highest would be to comprehend that all fact is already theory.” To get to know Goethe from this side, it is necessary, above all, to consider what Goethe the experiment is. A phenomenon of inorganic nature results from the interaction of the qualities that fill space and time, from the interaction of substances and forces. The conditions for the progression of a phenomenon lie in the nature of the interacting objects and in the constellation in which they find themselves as a result of their location in space and time. This latter factor is now something that is added to the nature of the objects. Phenomena thus always contain a factor that prevents us from explaining them as a necessary consequence of the existing objects. According to Goethe, the experiment is to eliminate this factor of direct experience. The experiment is to bring the objects of the sensory world into such a mutual dependence that we are able to recognize a certain event as the necessary consequence of the existing objects. Everything that modifies the original mutual behavior of the objects is to be eliminated by the experiment. Goethe calls a phenomenon that comes about in this way a primal phenomenon. In mathematics, the primal phenomenon of physics corresponds to the axiom. The latter has no other function than to show us the relationships between simple spatial quantities in such a way that their connection is immediately comprehensible to us without further deduction. The entire mathematical system is nothing more than a complication of the axioms. Goethe wants to shape physics in an analogous way. It should be a system that arises through a complication of the archetypal phenomena and thus has an inner necessity in the way it is constructed. We find every phenomenon of experience in the system of science, not only in the random constellation in which it appears to us in the external world, but in a systematic whole from which it can be fully understood in its course. For Goethe, theory is nothing more than higher experience, but precisely higher experience, in which all details are connected as required by reason. “There is a delicate empiricism that makes itself intimately identical with the object and thereby becomes the actual theory” (Spr. in Prosa, N. 906). Do we now ask whether Goethe's view of nature really lacks fundamental principles and whether it therefore proves to be incomplete, unfinished, in need of justification? The preceding pages show most decidedly that this is not the case. The foundations of Goethe's scientific views are the most definite that can be imagined, and they are identical with those that determine the whole direction of his work. His view is self-sustaining and did not have to await its justification from a later time. What it lacked was to apply the given points of view to all areas of the world of phenomena. The reason why the self-justifying guarantee of Goethe's world view was denied is that so far no one has considered his scientific endeavors in the context of his entire being. But most of his assertions are not at all comprehensible without such a perspective, and it is easy to then attribute a false sense to them. If we now look from the Goethean view of nature to the modern one, of which he was a prophet, then we must indeed admit that his starting points were essentially different. The modern view of nature arose from the need to explain the entire universe in terms of mechanical causality. It was believed that the explanation of nature could only be made consistent if the laws that govern the inorganic could also be extended to the organic. We see that this view is based on a premise that Goethe rejected. From this alone it is clear that the similarity of one of Goethe's assertions with one of the mechanical explanation of nature can only be an external one, and that it is absolutely necessary to go back to the most original axioms of Goethe if one wants to recognize the true meaning of his assertions. From this it also becomes clear how the misunderstanding we referred to above regarding the recognition of Goethe as a scientific thinker developed. There is a certain, and it must be admitted extensive, agreement between Goethe's view of nature and that of modern natural science; however, Goethe starts from completely different premises than the latter. But because these latter premises were not regarded as really scientific, because they were denied the power to found a view of nature, it was concluded that Goethe lacked the principles for his view of nature altogether, whereas in fact he lacked only those that dominate the mechanical explanation of the universe. Goethe's view of nature is thus a self-contained whole, with its own foundations, and can only be understood in itself. By being lumped together with other theories, it is placed in an inadequate position. But if one is to pass judgment on its influence on the shaping of science, then it must indeed be described as very slight, and it remains for the future to decide whether, through the power inherent in it, it will succeed to satisfy the scientific needs of humanity more than other explanations of nature, and whether it will thus one day be granted a more fruitful influence on the development of human thought than has been the case so far. |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Gutenberg's Deed
Rudolf Steiner |
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Gutenberg's workshop in Mainz laid the foundation for the attitude to which the philosopher Kant gave monumental expression with the words: "Have the audacity to use your own reason." For this reason first had to be gradually developed into such boldness. |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Gutenberg's Deed
Rudolf Steiner |
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You have to go back to the founding of Christianity if you want to find a point in the history of human development that seems as significant as the turn of the fifteenth and sixteenth centuries. We are immeasurably closer to everything that has happened in the last four centuries than to what happened before. We feel that our own cultural life forms a whole with the events of this age, and that everything that has gone before seems like something complete. Gutenberg's invention stands there like the great landmark that separates this completed era from the cultural epoch that still continues today. If we take a closer look, Gutenberg appears to us as a contributor to everything that has happened in the last few centuries. Our material and spiritual life fully confirms what Wimpheling said soon after Gutenberg: "Of no invention or intellectual fruit can we Germans be so proud as of the printing press. What a different life is stirring in all classes of the people, and who would not gratefully commemorate the first founders and patrons of this art?" But it can also be said that no art entered history at the right time like letterpress printing. It is as if the whole world had been waiting for Gutenberg's deed in the middle of the fifteenth century. A change in social coexistence, in people's ideas and feelings had been in the making for a long time. German mysticism, which brought about the thirteenth, fourteenth and fifteenth centuries, is the herald of the new epoch. The mystics wanted to free themselves from the ideas handed down to man by an old tradition, which could only be believed on the testimony of authorities. They wanted to seek the source of all spiritual life within their own souls. An urge for the liberation of personality, of individuality, took hold. The individual wanted to examine for himself the thoughts to which he had to adhere in his cultural tasks. The need for a new means of acquiring human knowledge had to arise from such an urge. He who has the will to surrender himself unreservedly to authority can do no other than go and have the views of this authority conveyed to him orally. Those who want to seek truth and knowledge for themselves, based on their own thinking, need a book that makes them independent of authority. Gutenberg put the book in people's hands at a time when they had the greatest need for it. Luther translated the Bible into the native language of the Germans. Gutenberg paved the way for this now comprehensible Bible to travel all over the world. The Reformation is inconceivable without the prior invention of printing. The way in which the spiritual treasures made accessible to all people through the art of printing initially had an impact clearly demonstrates the immense importance of this art. Before its invention, knowledge of scientific laws was a mystery to a few. The great masses of the people had to rely on the worst superstitions if they wanted to explain the natural phenomena that took place before their eyes every hour. The book gave these masses the opportunity to form ideas about the natural course of what was happening before their eyes and ears. But the masses, who for centuries had relied solely on belief in authority, were ill-equipped to form truly factual ideas. The books conveyed ideas that people had never heard of before. People therefore believed that there must be more to these ideas than the simple, plain letters of the new art conveyed. Such beliefs paved the way for all kinds of "secret sciences" and arts, for the charlatans who claimed to possess a special higher knowledge and whom the people willingly believed, allowing themselves to be beguiled by them because they were slow to form their own independent judgment. We can still observe the inability, nurtured over centuries, to explain natural facts simply in the profound books of such an exquisite mind as Jacob Böhme (1575-1624). This simple man is truly great in his depiction of all things that can be gained through contemplation of one's own heart and mind. However, he becomes highly adventurous when he wants to explain physical or other natural occurrences. Such phenomena show how Gutenberg's deed contributed to the expansion of Western mankind's horizons. It was through the art of printing that insight into nature was first gained for the majority of mankind. This conquest of knowledge of nature gave the intellectual life of the modern age a completely different character. As unworldly and hostile to nature as the life of the Middle Ages enclosed in monasteries was, all education before the fifteenth and sixteenth centuries was essentially unworldly. What could be the subject of such an education? Nothing other than what man could draw from himself. One did not allow oneself to be instructed by natural phenomena; one only sharpened the logical weapons of the mind. Scholasticism is the result of such an unworldly educational system. It is fair to say that scholasticism could only be decisive for intellectual life as long as there were only written books that were inaccessible to most people. The educational path that someone who wanted to get hold of these books had to go through beforehand was such that it brought the whole human mind in a direction that was receptive to scholasticism. The printing press made it possible to attract entirely new forces to participate in intellectual culture. People could participate in the promotion of education who had not been forced into a particular path. This also changed the whole physiognomy of education. Instead of merely dealing with unworldly scholasticism, the focus was directed towards experience, towards real life. Gutenberg can also be seen as a silent participant in all the achievements associated with the names Copernicus, Kepler, Galilei, Baco of Verulam. For Copernicus' influential book, which showed astronomy new paths, Kepler's discoveries of the movement of celestial bodies: they could only become truly fruitful for the world if they met a generation that sought a world-friendly, not a world-alienated education. Gutenberg made it possible for the great pathfinders of science and art in modern times to speak to a wide circle of people. The prosperity of a scientific world view depends on the participation of as many people as possible in education. As long as truth was sought in the human mind alone, it was enough for a few people to devote themselves to this search and communicate their findings to others. But since truth has been sought in the immeasurable number of facts of the external world, it is necessary that the circle of those interested in enriching education be as large as possible. But not only intellectual culture, but also social and economic life in the fifteenth century was virtually waiting for a new means of disseminating human thought, established facts and experiences. The growth and developing independence of the merchant class placed higher demands on the personal efficiency of the individual than earlier conditions. Previously, the activity of the: Previously, the activities of the individual had been strictly determined by the whole to which he belonged, by the social organism in which he was integrated, and within very narrow limits. In the fifteenth century, all these things underwent an expansion. The individual detached himself from the associations which had formerly prescribed his aims. The whole of life became more complicated. The fixed cooperatives had loosened. The individual had to make his own way through life. It was not the guild that now determined what had to be done, but the personality. The large merchant could now only look at the personal efficiency of his clerks and authorized signatories. Family considerations and class affiliation, which had previously been the deciding factors as to who should be appointed to a particular position, were now completely eliminated. The need arose for the individual to have a broad view of the world. People had to find out what was going on in the world. Again, it was Gutenberg's invention that made this possible. Printed information took the place of the primitive means of communicating about world conditions that had been used in the Middle Ages. The first "newspaper" appeared as early as 1505, bringing news about Brazil. Printed communication made possible what we call public opinion. The whole of humanity was, as it were, drawn into the great consultation that steered the course of world events. In pamphlets, tracts and pamphlets, the individual spoke to the whole. The seventeenth century saw the development of the newspaper and with it the influence of the popular spirit. Alongside the cabinets and the individual statesmen, the people appeared on the world stage and had their say when it came to major political and cultural issues. And the individual statesman is forced to adapt himself to public opinion if he wants to be successful. We see that statesmen disseminate the motives for their actions through the press in order not to be powerless; we see the respect for public opinion growing more and more among leading personalities. Wallenstein's officers send reports of their military exploits to the Munich newspapers; the Austrian government complains to the Brandenburg government that the Berlin newspapers have an anti-Austrian bias. It is thanks to the art of printing that the popular spirit gradually had to be reckoned with as a fully justified element within the world movement. It is not going too far to say that the Age of Enlightenment was essentially influenced by printing. Gutenberg's workshop in Mainz laid the foundation for the attitude to which the philosopher Kant gave monumental expression with the words: "Have the audacity to use your own reason." For this reason first had to be gradually developed into such boldness. It could only do so if it constantly knew how to obtain information about what was going on in the world. And anyone who wants to benefit from using his own reason must also be able to count on his voice being heard. The eighteenth century was allowed and able to be enlightened because the seventeenth developed public opinion and established its value. What the publicity of opinion means was soon learned by those in power, but also by those who wanted to contribute their mite to the progress of intellectual life. We can follow how power and education were linked to the art of printing, because successful work depended on it. Book printing found its best nurturing grounds in the vicinity of educational establishments, and scholars fraternized with the new art, even becoming book printers themselves in order to make their works known to the world. The papal envoys no longer merely sent their own weekly reports to Rome, but also the newspapers in which the popular voice was expressed. It has a deeply symbolic meaning that the art of printing was met with a similar distrust as knowledge, knowledge itself. And it is significant that Gutenberg's comrade Fust or Faust was associated with the most culturally and historically interesting legend of modern times. Because man has seized knowledge, knowledge, he has fallen away from God. This is the meaning of the Fall of Man. Man's thirst for knowledge could only be attributed to the intervention of the devil. And the "black art", the great ally of the thirst for knowledge, was portrayed as nothing less than a work of hell. It was said of Faust: "He no longer wanted to be called a theologian, became a man of the world, called himself a Dr. Medicinae". The fact that science and the art of printing were followed by a similar formation of legends shows their deep inner relationship. With the spread of the art of printing, we also see poetry and all literature becoming popular. The scholarly veneer that intellectual life had until then made way for a completely new spirit. The cheerful joke, the amusing prank, enters the art of storytelling. One knows that one can now speak to the people, and one therefore endeavors to offer them things that are connected with their own sentiments, with their feelings and imaginations. And from the people themselves, who are now taking part in spiritual life, new forces are growing. One must not underestimate how much the art of printing has contributed to the fact that personalities such as Hans Sachs were able to rise to a significant height of creativity. How much would never have come before his eyes had it not been for the printing press. Gutenberg created the bridge between two worlds that are called to work together, which can only bring about a prosperous process of development for mankind through constant interaction. In his "Speeches to the German Nation", Fichte described it as a serious detriment to culture when a scholarly community is confronted with a people that is dependent on itself, that does not understand it and from which it is not constantly supplied with new, fresh driving forces. In the full sense of the word, such a judgment can only be made about the culture of the Middle Ages. The last four centuries have brought about a complete change in it through the printing press. The participation of the people in their work also had the most favorable effect on the scholars. The latter had lost all contact with the other classes. This can best be seen in the first books on natural history that were handed down to the people. These were interspersed with all kinds of miracle stories. It was believed that the people were not ready for real natural truths. In this, too, they soon changed their ways. On the contrary, people were driven to clarify their own thoughts, to give them a better form, because they wanted to be understood. The need to communicate knowledge led to a clarification of knowledge itself. People began to think about the art of how best to make education accessible to the widest circles. Cormenius' great pedagogical thoughts on the tasks of popular education presuppose the need for a lively interaction between the people who desire knowledge and the bearers of the entire intellectual life. In this way, we can trace the influence of Gutenberg's deed into the whole of modern life. If other intellectual heroes have created the content for this life, he has provided the means to bring this content to full fruition and effect. That is why we are so at home in everything that the last four centuries have produced; and that is also why everything that we historically appropriate about the times that lie before the invention of the art of printing is so foreign to us. How a person thinks depends more than one is usually inclined to assume on the way he relates to his fellow human beings, how he interacts with them. Just as language itself, which builds a bridge from person to person, is a creator of culture, so the printed word, this powerful mediator, this appointed representative of the spoken word, is a co-creator of modern culture. Man took possession of this printed word in the age in which he began to place the highest value on his individuality, on personal efficiency. By emphasizing his personality, he turned away from the old cooperatives, within which the space became too narrow for him. The art of printing has given him a new means to seek a new association in place of the old limited one, which corresponds to the broader horizon of life. The more man individualized himself, the more he needed a means detached from his immediate personality in order to return to the whole. Thus the art of printing proved to be the unifying bond at the point in history when life made the imperative demand on the individual and also on the individual nation to separate themselves in order to make themselves fit for the great struggle for existence. Since the art of printing was invented, it has shown itself to be the appointed ally of human progress. Where the latter reaches a certain height, the art of printing favors it; where progress is hindered, the art of printing also suffers. The beneficial effect of the Dutch association of the "Brothers of the Common Life" is a clear example of this. It was founded by Gerhard Groote (1340-1384) from Deventer and set itself the task of transforming education from a scholarly monopoly into a source of public welfare. This association developed a significant educational activity. The establishment of a large number of schools can be attributed to this activity. With the advent of the printing press, the cultural work of the Brothers of the Common Life took on a whole new life. It became possible for them to ensure the widest possible distribution of good educational books. They took the printing of these books into their own hands and thus became promoters of the new art in Holland and throughout north-western Germany. If this fact shows that progress and book printing went hand in hand, the regression that occurred in this art in the sixteenth and seventeenth centuries after an initial period of great prosperity and rapid dissemination is no less indicative of this relationship. The Peasants' Wars, the unfortunate religious turmoil with its bloody, devastating aftermath, the Thirty Years' War, dealt a series of heavy blows to culture, which had reached a wonderful height at the beginning of the modern era. And the art of printing now participated in the decline of intellectual and material culture, just as it had previously contributed to its prosperity. The interaction between a lower level of general education and the art of printing is also unmistakable in the difficulties the latter encountered in Spain. In the fourteenth and fifteenth centuries, clerical censorship and the paternalism of the people on the part of the clergy were greater here than in Central Europe. For this reason, the art of printing spread only slowly; and even the little that it achieved here was due to the influence of individuals with an interest in science. And because this art had no real foundation in Spain, it was subsequently possible for the subjugation of intellectual life by the Jesuits and the Inquisition to find a special home here. Turkey is the most glaring example of the fact that only those who are also patrons of Gutenberg's art can play a role in modern cultural life. The Turks proved to be complete enemies of this art right up to the eighteenth century. The Sultan Bajazet threatened printing with the death penalty in 1483, and his son renewed the ban. This people had to pay for such anti-cultural measures by losing all significance in the intellectual life of Europe. It is interesting to follow the relationship between intellectual life and the art of printing in Hungary. King Matthias Corvinus ruled there in the second half of the fifteenth century. He had a profound interest in the sciences and arts. For this reason, the art of printing was already being cultivated in the Hungarian capital from 1473 onwards. A lively intellectual life therefore prevailed in this country, which had to contend with "the greatest difficulties in terms of culture due to its geographical location. Man is a being who can only achieve truly purposeful work in the future by recognizing the past. History is his great teacher. Now compare how much more precisely and intimately we know the last four centuries than the earlier times, when printing was not yet the companion of all culture. With the latter, we are all too often dependent on mere conjecture and bold hypotheses, because historical tradition leaves us in the lurch for large areas. The art of printing is therefore not only an eager contributor to all culture, it is also the best, the most faithful guardian of the treasures of the past, which mankind needs so much for the future. In the nineteenth century, the age of scientific knowledge and technology, the art of printing did not lag behind other cultural factors in its progress. With its great technical advances, it can stand worthily alongside the other achievements of our time. And if we are not without optimism today as we approach the dawning century and look joyfully into the future of human development, we owe this mood in no small part to the genius of Johannes Gutenberg. |
108. The Answers to Questions About the World and Life Provided by Anthroposophy: Formal Logic II
28 Oct 1908, Berlin Rudolf Steiner |
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And what Aristotle has done for logic has always been recognized, even by Kant, who says that formal logic has not progressed much since Aristotle. More recent thinkers have sought to add to it. |
108. The Answers to Questions About the World and Life Provided by Anthroposophy: Formal Logic II
28 Oct 1908, Berlin Rudolf Steiner |
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The relationship between anthroposophy and philosophy has already been discussed, albeit only briefly. Today we want to talk about fairly elementary aspects of so-called formal logic. Despite the elementary nature of our deliberations today, it may not be without use to delve into a philosophical chapter between our forays into higher worlds. It is not meant that such a lecture could directly offer anything for penetrating into the higher worlds. A logical consideration can do this no more than formal logic can enrich experience in the sensory realm. For example, someone who has never seen a whale cannot be convinced that they exist. He must make the observation himself. But it is precisely the knowledge of borderline areas that will be useful to anthroposophy, just as logic was useful to scholastics. The philosophers of the Middle Ages, who today are somewhat contemptuously grouped together under the name of scholastics, did not regard logic as an end in itself either; it did not serve to learn anything substantial. The subject-matter of teaching was either the observation of the senses or revelation, which is obtained through divine grace. But although, in the opinion of the scholastics, logic was quite powerless to enrich experience, they nevertheless regarded it as an important instrument of defense. So it should be an instrument of defense for us as well. A distinction is made between material and formal logic. Logic as such cannot grasp anything material or substantial as its object. Concepts such as time, number, and God give a content that does not arise through logical conclusions. On the other hand, the form of thinking is the task of logic; it brings order to thoughts, it teaches how we must connect concepts that lead to correct conclusions. It is fair to say that logic was more highly valued in the past than it is today. In grammar schools, philosophy, logic and psychology used to be taught together. The aim of the teaching was to lead young people to disciplined, orderly thinking; propaedeutics means preparation. Today, however, people are trying to eliminate this kind of preparation and incorporate it into the study of silence because logic is no longer sufficiently respected. Thinking, they say, is innate in man; so why teach thinking in a special subject? But it is precisely in our time that it is very necessary to reflect on ourselves and to devote more attention to formal logic. Aristotle is considered the founder of formal logic. And what Aristotle has done for logic has always been recognized, even by Kant, who says that formal logic has not progressed much since Aristotle. More recent thinkers have sought to add to it. We do not want to examine today whether or not such additions were necessary and justified. We just have to recognize the scope of logic here. Anthroposophists are often reproached for not being logical. This is very often because the person making the reproach does not know what logical thinking is and what the laws of logical thinking are. Logic is the science of the correct, harmonious connection of our concepts. It comprises the laws by which we must regulate our thoughts in order to have within us a mirror reflecting the right relationships of reality. We must first realize what a concept is. The fact that people are so little aware of what a concept is is due to the lack of study of logic on the part of the learned. When we encounter an object, the first thing that happens is sensation. We notice a color, a taste or a smell, and this fact, which takes place between man and object, we must first consider as characterized by sensation. What is in the statement: something is warm, cold and so on, is a sensation. But we actually do not have this pure sensation in ordinary life. When we look at a red rose, we not only perceive the red color; when we interact with objects, we always perceive a group of sensations at once. We call the combination of sensations “red, scent, extension, form” a “rose.” We do not actually perceive individual sensations, only groups of sensations. Such a group can be called a “perception”. In formal logic, one must clearly distinguish between perception and sensation. Perception and sensation are two entirely different things. Perception is the first thing we encounter; it must first be dissected in order to have a sensation. However, that which gives us a mental image is not the only thing. The rose, for example, makes an impression on us: red, scent, shape, expanse. When we turn away from the rose, we retain something in our soul, such as a faded remnant of the red, the scent, the expanse, and so on. This faded remnant is the idea. One should not confuse perception and idea. The idea of a thing is where the thing is no longer present. The idea is already a memory image of the perception. But we still have not come to the concept. We get the idea by exposing ourselves to the impressions of the outside world. We then retain the idea as an image. Most people do not get beyond the idea in the course of their lives, they do not penetrate to the actual concept. What a concept is and how it relates to the idea is best shown by an example from mathematics. Take the circle. If we take a boat out to sea, until we finally see nothing but the sea and the sky, we can perceive the horizon as a circle when it is very calm. If we then close our eyes, we retain the idea of the circle from this perception as a memory image. To arrive at the concept of the circle, we have to take a different path. We must not seek an external cause for the idea, but we construct in our minds all the points of a surface that are equidistant from a certain fixed point; if we repeat this countless times and connect these points with a line in our minds, the image of a circle is built up in our minds. We can also illustrate this mental image with chalk on the blackboard. If we now visualize this image of the circle, which has been created not by external impressions but by internal construction, and compare it with the image of the sea surface and the horizon that presented itself to our external perception, we can find that the internally constructed circle corresponds exactly to the image of external perception. If people really think logically, in the strict logical sense, they do something other than perceive externally and then visualize what they have perceived; this is only an idea. In logical thinking, however, every thought must be constructed inwardly, it must be created similarly to what I have just explained using the example of the circle. Only then does man approach external reality with this inner mental image and find harmony between the inner picture and external reality. The representation is connected with external perception, the concept has been created by inner construction. Men who really thought logically have always constructed inwardly in this way. Thus Kepler, when he formulated his laws, constructed them inwardly, and then found them in harmony with external reality. The concept is therefore nothing other than a mental image; it has its genesis, its origin in thought. An external illustration is only a crutch, an aid to make the concept clear. The concept is not gained through external perception; it initially lives only in pure inwardness. In its thinking, our present-day intellectual culture has not yet gone beyond mere imagining, except in mathematics. For the spiritual researcher, it is sometimes grotesque to see how little people have progressed beyond mere imagining. Most people believe that the concept comes from the imagination and is only paler, less substantial than the latter. They believe, for example, that they can arrive at the concept of a horse by successively seeing large, small, brown, white and black horses appear in their perception; and now I take - so people continue - from the perception of these different horses, what is common to all horses and omit what is separate, and so I gain the concept of the horse. But one only gets an abstract idea, and one never arrives at the concept of the horse in the strict sense of the word. Nor does one arrive at a concept of the triangle by taking all kinds of triangles, taking what is common to them and omitting what separates them. One only arrives at a concept of the triangle by inwardly constructing the figure of three intersecting lines. With this inwardly constructed concept we approach the outer triangle and find it harmonizing with the inwardly constructed image. Only in relation to mathematical things can people in today's culture rise to the concept. For example, one proves by inner construction that the sum of the angles in the triangle is equal to one hundred and eighty degrees. But if someone starts to construct concepts of other things inwardly, a large proportion of our philosophers do not recognize it at all. Goethe created the concepts of the “primordial plant” and the “primordial animal” by inward construction; not only was the different left out, the same was retained - as stated earlier in the example of the horse. The primordial plant and the primordial animal are such inward mental constructions. But how few recognize this today. Only when one can build up the concept of the horse, the plant, the triangle, and so on, through inner construction, and when this coincides with outer perception, only then does one arrive at the concept of a thing. Most people today hardly know what is meant when one speaks of conceptual thinking. Let us not take mathematical concepts, and let us not take Goethe's Organik, where he created concepts in a truly magnificent way, but let us take the concept of virtue. One can indeed have a pale general idea of virtue. But if you want to arrive at a concept of virtue, then you have to construct it inwardly, and you have to take the concept of individuality to help you. You have to construct the concept of virtue as you construct the concept of a circle. It takes some effort to do this, and various elements have to be brought together, but it is just as possible as constructing mathematical concepts. Moral philosophers have always tried to give a sensuality-free concept of virtue. Some time ago, there was a philosopher who could not imagine a sensuality-free concept of virtue and thought those who claimed such a thing were fantasists. He explained that when he thinks of virtue, he imagines virtue as a beautiful woman. Thus, he still introduced sensuality into the non-sensual concept. And because he could not imagine a sensuality-free concept of virtue, he also denied this to others. If you delve into Herbart's ethics, you will find that for him, “goodwill” and “freedom”, these ethical concepts, are not formed by taking what is common and omitting what is separate. Instead, he says, for example, that goodwill encompasses the relationship between one's own will impulses and the imagined will impulses of another person. He thus gives a pure definition. In this way, one could construct the whole of morality through pure concepts, as in mathematics, and as Goethe attempted with his organic system. The general idea of virtue must not be confused with the concept of virtue. People arrive at the concept only gradually, through an inner process. By setting the concept of the concept before us, we distance ourselves from all arbitrariness of imagining. To do this, we must first consider the pure course of imagining and the pure course of conceptualizing. I need not say that when a person imagines a triangle, he can only imagine this or that triangle. We must now take into account the way in which mere perceptions are connected and the way in which pure concepts are connected. What governs our perceptual life? When we have the perception of a rose, the perception of a person who has given us a rose can arise quite spontaneously. This may be followed by the perception of a blue dress that the person in question was wearing, and so on. Such connections are called: association of perceptions. But this is only one way in which people link ideas together. It occurs most purely where the human being completely abandons himself to the life of ideas. But it is also possible to string ideas together according to other laws. This can be shown by an example: a boy sits in the forest under tall trees. A person comes along and admires the good-quality timber. “Good morning, carpenter,” says the bright boy. Another comes along and admires the bark. “Good morning, tanner,” says the bright lad. A third passes by and marvels at the magnificent growth of the trees. “Good morning, painter,” says the boy. So here three people see the same thing – the trees – and each of these three people has different ideas, but these are different for the carpenter, the tanner and the painter. They are different combinations of ideas, not mere associations. This is because, according to his inner element, his soul structure, man connects this or that external idea with another, not only externally surrendering himself to the ideas. Here man allows the power that rises from his inner being to work. This is called: apperception is at work in him. Apperception and association are the forces that link mere ideas through external or subjective inner motives. Both apperception and association work in the mere life of ideas. It is quite different in the life of concepts. Where would people end up if they only relied on the subject's apperception and random association in the life of concepts? Here, people have to follow very specific laws that are independent of the association of ideas and the apperception of the subject. If we look at the mere external connection, we do not find the inner belonging of the concepts. There is an inner belonging of the concepts, and we find the lawfulness for this in formal logic. First of all, we now have to look at the connection between two concepts. We connect the concept of the horse and that of running when we say: The horse is running. - We call such a connection of concepts a “judgment.” The point now is that the connection of concepts is carried out in such a way that only correct judgments can arise. Here we have, first of all, only a connection of two concepts, quite independently of association and apperception. When we connect two ideas through their content, we form a judgment. An association is not a judgment, because, for example, you could also connect bull and horse with each other through an association. But the connection of ideas can also happen in more complicated ways. We can add judgment to judgment and thus come to a “conclusion.” A famous old example of this is the following: All men are mortal. Caius is a man. Therefore, Caius is mortal. - Two judgments are correct in these sentences, so the third one “Caius is mortal” that follows from them is also correct. A judgment is the combination of two terms, a subject with the predicate. If two judgments are combined and a third follows from them, that is an inference. We can now develop a general scheme for this: If “Caius” is the subject \(S\) and “mortal” the predicate \(P\), then in the judgment “Caius is mortal” we have the connection of the subject \(S\) with the predicate \(P: S = P\). According to this scheme, we can form thousands of judgments. But to come to a conclusion, we still need a middle term \(M\), in our example “human”, “all humans”. So we can set up the scheme for a conclusion:
If this conclusion is to be correct, the concepts must be connected in exactly this way; nothing must be transposed. If, for example, we form the sequence of judgments: The portrait resembles a person – The portrait is a work of art – we must not conclude: Therefore the work of art resembles a person. This latter conclusion would be false. But what is the error here? We have the schema:
We have turned the universally valid schema upside down here. It depends, then, on the form of the schema, on the manner of linking, to know: the first figure of conclusion is correct, the second is false. It is immaterial how the linking of concepts otherwise proceeds in our thoughts; it must be like the first formula in order to be correct. We shall now see how one comes to know a certain legitimate connection in order to be able to find a number of such figures. Correct thinking proceeds according to quite definite such figures of inference; otherwise it is just wrong thinking. But things are not always as easy as in this example. Merely from the fact that the conclusions are wrong, one could often find out today, from even the most learned books, that what has been said cannot be true. Thus there are inner laws of thinking like the laws of mathematics; one could say an arithmetic of thinking. Now you can imagine the ideal of correct thinking: all concepts must be formed according to the laws of formal logic. However, formal logic has certain limits. These limits must be applied to the human mind. This would lead to correct insights and recognize the nature of fallacies. By all rules of logic, it would conform to the laws of logic if we said:
Now the ancient logicians had already noticed that this is true for all cases, except for the case in which a Cretan himself says it. In this case, the conclusion is certainly false. For if a Cretan says, “All Cretans lie, therefore I am a liar,” it would not be true that Cretans are liars, and so he would be telling the truth; and so on. It is similar with all fallacies, for example with the so-called crocodile conclusion: An Egyptian woman saw how her child playing by the Nile was seized by a crocodile. At the mother's request, the crocodile promises to return the child if the mother guesses what it will do now. The mother now utters: You will not give me back my child. - The crocodile replies: You may have spoken the truth or a lie, but I do not have to give the child back. Because if your speech is true, you will not get it back according to your own saying. But if it is false, then I do not return it according to our agreement. - The mother: I may have spoken the truth or spoken falsely, but you must give me back my child. Because if my speech is true, then you must give it to me according to our agreement; but if it is false, then the opposite must be true. You will give me back my child. The same applies to the conclusion that affected a teacher and a student. The teacher has taught the pupil the art of jurisprudence. The pupil is to pay the last half of the fee only after he has won his first case. After the teaching is completed, the pupil delays the beginning of the practice of law and therefore also the payment. Finally, the teacher sues him, saying to him: “Foolish youth! In any case, you must now pay. For if I win the lawsuit, you must pay according to the judgment; if you win, you must pay according to the contract, for you have won your first lawsuit. But the student: Wise teacher! Under no circumstances do I have to pay. For if the judges rule in my favor, I have nothing to pay according to the judgment; but if they rule against me, I pay nothing according to our contract. There are countless such fallacies, which are formally quite correct. The problem is that logic can be applied to everything except itself. The moment we refer back to the subject itself, formal logic breaks down. This is a reflection of something else: when we move from the three bodies of man to the ego, everything changes. The self is the setting for logic, which, however, may only be applied to other things, not to itself. No experience can ever be made through logic, but logic can only be used to bring order to experiences. |
184. The Cosmic Prehistoric Ages of Mankind: The Threefoldness of Space and the Unity of Time
20 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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Three dimensions standing at right angles to one another, or even all that geometry has to say about space,—how frightfully abstract, how prosaic and poverty-stricken, so poverty-stricken that the whole of space—with time as well—has become for Kant subjective shadow, merely a form of conceiving sense-phenomena. This abstraction, space, of which modern man knows little more than that it has length, breadth and height, this abstraction, space, was a very different conception in the far past, of which, however, something still exists today for especially sensitive people—though indeed it is only a trace. |
184. The Cosmic Prehistoric Ages of Mankind: The Threefoldness of Space and the Unity of Time
20 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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I have often spoken to you of how the human soul has altered in the course of mankind's development, how short-sighted it is to believe that the constitution of the modern soul can be understood if one will not look back to the different changes it has passed through. We look back—I do not need to recapitulate it—to the most varied epochs of earthly evolution; we have in particular often characterised the post-Atlantean epochs in order to show how the constitution of man's soul continually altered. In speaking of such things one must advance from the abstract to the concrete. One must try to give as clear an answer as possible to the question: What was the nature of the human soul in the ages of antiquity? We look back to a far-off age in which—and this may be stated in more than a figurative sense—divine teachers themselves instructed men about the sacred mysteries of existence. We know that from this ancient epoch onwards men have come to learn of these mysteries of existence in most manifold ways. From epoch to epoch the conceptions of the human soul have actually become more and more different. The concepts and ideas which we have today, which live in us and which we put every moment into words, these lived too in earlier conditions of our soul but in an utterly different way. Many of our most ordinary ideas lived quite differently. Today I will speak of what are apparently the most ordinary concepts, two concepts living in man's soul. People denote them at every moment from their word-store, but they lived in the human soul in earlier times in an entirely different way. I will speak of the two concepts: Space and Time. Space for modern man is the most abstract thing conceivable. What do men mostly picture as space? Three dimensions standing at right angles to each other—or if one reads philosophical text books: the state of extension of physical objects—or there are still other definitions of space. But all that—think how prosaic, cold, abstract, that all is! Three dimensions standing at right angles to one another, or even all that geometry has to say about space,—how frightfully abstract, how prosaic and poverty-stricken, so poverty-stricken that the whole of space—with time as well—has become for Kant subjective shadow, merely a form of conceiving sense-phenomena. This abstraction, space, of which modern man knows little more than that it has length, breadth and height, this abstraction, space, was a very different conception in the far past, of which, however, something still exists today for especially sensitive people—though indeed it is only a trace. One need not go back so extremely far; in the 6th, 7th, 8th pre-Christian centuries one may definitely say that space, as it was then experienced, was very different for the human soul from the prosaic abstraction that it is for man today. Even in the early Greek ages when the soul experienced space, it felt it to be something with which it was livingly united. It felt itself placed into a living Something, in feeling itself placed into space. Today man has at most a vestige of the sense of standing with his personality, his human self within space. But the man of antiquity expressed a significant relation of himself to the universe, if he distinguished above and below, right and left, in front and behind. The living feeling that one expressed when in ancient times one spoke of above and below, of right and left, of before and behind, has terribly little to do with our abstract three dimensions, which have no other occupation at all than standing at right angles to each other. What a very monotonous occupation it would be through eternity, if one did nothing else at all but stand at right angles to one another like the three dimensions of geometry. Above and below: it was something living when in ancient times man still experienced how he was first a little child and raised himself from below upwards, when he felt how the course of life consists in an unfolding in the direction of above and below. The course of life consisted in the experience of the direction of above and below. One only travels a tiny distance from the earth (unless one lives in the Ahrimanic age of aeroplanes, or in the Atlantean age but there it was not very high above the earth—you know of this from my description of Atlantis), only a very little distance in normal life does one travel upwards from the earth in growing, and thus experience the above and below, the opposition of above and below. But this opposition was felt in antiquity as the contrast of the world of consciousness and the objective world,—of the conscious and the unconscious world. How subject is related to object—that was a deep experience when one felt above and below. Above, and ever farther and farther upwards come the divine worlds, downwards the worlds which are opposed to the Gods, and the human being is placed within the Above and Below. As late as to such men as Goethe (you only need study his “Faust”) you still find remains of the consciousness of above and below. In addition to the above and below men felt the right, and left. Today we must use abstractions if we speak of right and left. To the man of antiquity a living in right and left was an actual experience, one might say a genuine world of observation. The Above and Below is the line from infinity to infinity or from the conscious to the unconscious. Right and left: in experiencing right and left one experienced the connection in the world between mind and figure, between wisdom and form. You only need draw a symmetry-axis, what is left and right of it gives together the form and you cannot combine the right and the left without doing it purposefully, without relating the one to the other. If above and below is pointing to man's mysterious relation to the spiritual and material worlds, then the experience of right and left is his relation to the worlds spreading out in form. And by relating the form in the right and left to one another, by letting wisdom prevail in the forms arranged symmetrically right and left, he experiences himself in the second element of space. This experience of sense in the shape, of wisdom in the form in all possible variations, this feeling of oneself within this harmony of sense and shape, of wisdom and form, was experienced by the man of old as what today is the abstract second dimension. The above and below, the right and left belonged to the flat plane, to the surface which can have no existence for the senses, which requires thickness, needs before and behind if it is to exist in the element of the sense-perceptible. ![]() And in this third, in the before and behind, ancient mankind felt the entrance of the material into the spiritual. (See diagram) Above and below, left and right he experienced as something still spiritual. It can have no material existence if something is merely above and below, and right and left—it is pure picture, must be pure picture in space; it becomes material only through thickness. In ancient times man felt vividly that in growing he made a few steps upwards from the earths surface in the direction of the above and below. He felt that in walking, he could move freely that he was in the element of his will: before and behind. In between stood the completely free self-movement to right and left while standing still. Ancient man experienced in his being this threefold contrast as placed into the All; the remaining still with regard to right and left, the striding into the world with regard to before and behind, the gradual movement from below upwards in the direction of the above-below. This was the experience of the man of old. In experiencing the above and below he felt weaving in the universe all that today we call the intelligence, the reasoning of the universe. All that rules in the universe as intelligence was interwoven in space with his idea of the above and below, end since he could share in this intelligence of the world through his growth from below upwards, man felt himself to be intelligent. The participation in the above and below was at the same time a participation in cosmic intelligence. And participation in the right and left, in the interweaving of sense and shape, of wisdom and form, was for him the feeling that weaves through the world. And his restful remaining still, surveying the world, was to him a uniting of his own feeling with the universal feeling. His striding through space in the direction of forwards or back was the unfolding of his will, the placing of himself, with his own will, into the universe, the universal will, He felt his own life to be interwoven with the above and below, the right and left, the before and behind. The conscious and the unconscious: above and below; wisdom and form: right and left; spirit and matter: in front and behind. Such was the experience of the man of antiquity. At the same time, however, he experienced the indefinite—if I put it crudely—when one stands on one's head then the under is above and the above under. So too is it for the antipodes, and if one counts oneself in with the earth, the below is above and the above underneath. One can imagine too through some circumstance or other that what is normally right is in front, what is normally left is behind. These directions are just as living and weaving in space as in a certain respect they are indistinguishable, weaving into one another. Ancient man felt as he thus experienced himself in the three-divisioned space that the Divinity ruled in the threefoldness. The divine ruling in space directed man then to the divine in duration. He experienced—and what I am saying now was actually experienced—he experienced in space the divine manifestation, ruling in threefold manner. It was the image in him of the threefold God: Father, Son and Spirit or by what other terms the three-membered God was known. Threefoldness is truly not thought out in the mind, is not an invention. The threefoldness with all its qualities was experienced in its reflection when ancient man experienced livingly the three dimensions of space. And just as in a certain respect want of clearness can prevail about the above and below, just as right and left can also be before and behind, so in certain circumstances an uncertainty can also enter into the reciprocal relationships of God, Son, Spirit. In the sphere of the transitory, the sphere of space, man experienced the three dimensions concretely, not abstractly or geometrically as we do. And as he experienced concretely how the divine expressed itself in space, in the transitory, he therefore related the transitory to the element of duration; the three-dimensioned space became for him the reflected image of the three-dimensioned spirituality. The idea of ancient man was approximately: If I live here below on earth I live in the threefoldness of space, but this is to me the reflected proof of the threefold nature of the divine origin of the world. Today space has become an abstraction and only a few people perceive the depth-dimension, the thickness-dimension, that is, the above and below, the in front and behind, or the plane-dimension of right and left. Even among philosophers little of this experience is to be found. But yet some few who reflect on things and are not entirely asleep come to realise that the depth-dimension really arises in the unconscious observation lying not so very far below the consciousness. Men still feel the depth, but that is the last shadowy relic of space-experience. In the evolved religions an understanding for the Oneness of God has taken precedence of the real understanding of the threefoldness. The understanding for the unity of God has an origin similar to that for the threefold nature of God through space. My dear friends, spiritual science seeks its information out of the divine facts themselves. Simple-minded people that come and say that no external proof for this or that is given. Well, we have gone into a great deal. I could still relate many things, but it shall not occupy our time today. I will only point out that it is largely the unscientific nature of modern science, so-called, if the verification cannot be found. Just this one thing I will say, and it is as it were an external proof of the fact that the man of antiquity felt in the same way I have described today. Why have the ancient Rabbis called God also Space? Because in earlier time, even in Judaism, they felt what I have shown you today concerning mankind. If science could really think in different domains it would find countless riddles which at the same time, however, are true proof, external proof of what spiritual science has at any rate to find out of the spiritual facts. One of the names for God among the Rabbis is Space; Space and God denote the same. The unity of the divine has an origin similar to that of the threefoldness of the divine. It is connected with the living experience of Time. Time too was not the abstraction to the man of old that it is to us today. But the concrete experience of time was lost still earlier than the concrete experience of space. If one reads Plato or Aristotle today with a real understanding, and not in the way many schoolmasters read—well, I have often quoted the note written by Hebbel in his diary where the reincarnated Plato sits before the schoolmaster as a pupil, and the teacher reads a dialogue of Plato's with his class and the reincarnated Plato is given very poor marks. Hebbel noted this in his diary. One who reads Plato and Aristotle today, not as is often done by a schoolmaster, but with really deep understanding, finds that this feeling for space was still fully in existence in the 6th, 7th, 8th pre-Christian centuries. It was however already shadowy in Plato and Aristotle, and the living experience of time was lost still earlier than those pre-Christian centuries. It was strongly alive in the second post-Atlantean epoch the ancient Persian, where a cold shiver would have been produced among, for instance, the pupils of Zarathustra, if one had spoken to them of time as a line running from the past to the future. It runs quite uniformly, but does nothing else than run its course from the past to the future. Again in the Gnosis there existed a more shadowy feeling—but scarcely still to be recognised—for the living nature of time. They did not speak of a line running from past to future but they spoke of Aeons, the creators who were there earlier and from whom the later proceeded, where one Aeon always passed on the impulse of creation to others. Time was so imagined pictorially that in the hierarchical succession the preceding Being always gave the impulse to the one following; the following was ever, as it were, brought forth by the preceding, the preceding Being enclosed the next following. One looked up to the preceding Being, as more divine than the one succeeding. “Later” one experienced as more non-divine, “earlier” one experienced as more divine. This looking towards the change in evolution from the divine to the non-divine was contained in the living experience of time. Everything would fall apart if one were not to weave the divine and the non-divine to a unity. That is identical with our modern abstractions of past and future. But in this picture of time, looking right back to the “Ancient of Days”, and encompassing the ever more and more encompassing, one experienced the image of God as Unity. Just as the three-divisioned, threefold Space was experienced as the image of the threefoldness of God, so was Time experienced as the image of the oneness of God. The basis of monotheism lies in the ancient time-experience, the basis for perceiving the Trinity lies in the ancient space-experience. Thus has the constitution of man's soul changed, thus has what was once alive became abstract and dry. However paradoxical this may sound: modern man most certainly has an abstract picture when he speaks of space, and he pictures or so I believe—a living relationship when he speaks of a friend. But that concreteness, that elementary experience, which today speaks from friend to friend, that is still abstract in comparison with the intensive experience of the universe which ancient man had when he experienced space and time, which to him were the images of the Unity and Trinity of the Divine. Thus have we become dry and abstract in respect of space and time, and something else must take their place, something that we must again experience, that must be more and more inwardly realised. We must learn to feel that duality, that contrast in the world of which I have spoken during recent weeks. My dear friends, think for once that someone were to see only the rippled surface of water. This crinkly, rippled water-surface is in fact an abstract line. What is the concrete? There below, the water; there above, the air. And out of the duality air and water, in the co-operation of their forces, there arises the maya, the rippled surface. But so is our world the rippled surface, so too are we as men if we behold ourselves only as we look within maya; if we behold ourselves in reality then here too we must see: below, the water; above, the air. Below the water—we see it if we observe transitory evolution, as I have brought it before you recently, where man develops in such a way that what he can conceive as a child he would grasp only as an old man. What he conceives in the age of puberty, he knows somewhat earlier, but still only towards old age. I depicted the course of human life, where it is only in old age that one grasps in oneself what one has been in childhood and youth. Life runs thus not apparently, but in reality on the surface, I have said that perhaps one does not need such a perspective today for life on the surfaces but for dying one needs it.—That the conception of the below; and belonging to it, the conception of the real above the region of duration. I spoke of this region in a recent lecture,1 where man does not evolve, but has that which belongs to duration his whole life through from birth to death. But we cannot consider today how the below and the above interweave, if we do not realise the below, there where it threatens to become fixed, where it threatens to harden; and if we do not realise the above there where it threatens to dissolve, to spiritualise itself—if we do not develop the feeling for the contrast: the Divine—the Luciferic the Ahrimanic. Man of old had something alive in his soul when he spoke of his space-experience, his time-experience; the man of the Earth-future must develop inner concepts, inner impulses representing: Divine—Ahrimanic Luciferic.
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210. Old and New Methods of Initiation: Lecture V
12 Feb 1922, Dornach Translated by Johanna Collis Rudolf Steiner |
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One thing it demands, for instance, is that we should accept its view of the beginning and end of the earth. Take the Kant-Laplace explanation of how the world began. A glowing ball of gas was formed by chemical and mechanical forces; it cooled, and when it was cool enough the same mechanical forces brought about the further solidification of everything that later became the kingdoms of plant, animal and man. |
210. Old and New Methods of Initiation: Lecture V
12 Feb 1922, Dornach Translated by Johanna Collis Rudolf Steiner |
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It gives me profound pleasure to be among our Breslau friends. We have been through grave times which have made it all too obvious that mankind today is in need of something which can enable further development to take place. These catastrophic times are the consequence of a loss of upward momentum in human evolution. But in the soil of Anthroposophy we are tilling forces which can serve us in building up a spiritual life. Therefore I shall not speak too much today about contemporary events, but rather about the knowledge which human beings need, knowledge which they must absorb into their moral impulses. A great deal lives in our soul of which we are hardly aware. But because it is there, and because our soul element is linked to our existence on the earth, it is very important for our life. What weighs on human beings today is the discordance between what the soul really needs and what present-day science can supply. Scientific knowledge is very demanding, and we ought to ask ourselves what it is that it demands of human beings. One thing it demands, for instance, is that we should accept its view of the beginning and end of the earth. Take the Kant-Laplace explanation of how the world began. A glowing ball of gas was formed by chemical and mechanical forces; it cooled, and when it was cool enough the same mechanical forces brought about the further solidification of everything that later became the kingdoms of plant, animal and man. And as for the future of earthly life and existence, we are told of an end to all life brought about by a gradual re-warming of the earth. Scientists say that physical laws will lead to the death of the earth through overheating. The end of the earth stretches before us like a gigantic churchyard. Between the two extremes, of the chemical and mechanical beginning of the world and its death by warmth at the end, lie all our human aspirations and ideals, all the moral purposes we have ever had or are going to have. The question is, why do such ideals and aspirations arise by chemical and physical means in the first place, if all they are destined for is to perish in the general death by overheating? Of course we can retort that these are theoretical considerations which have little influence on ordinary life. But even if we prefer to evade such questions, they still remain as disharmonies which work right into the depths of our unconscious soul life. They lead to the anxious question: What is the point of our moral impulses, what is the point of our religious ideals, if the whole of earth evolution is doomed to destruction? The way this question is put shows what I am getting at. For all our moral impulses and all our religious ideals would benothing but an immense fraud perpetrated on mankind, they would be a terrible illusion, if they were destined to be buried in the cemetery of the earth. Eloquent examples already exist of the terrible effect of such soul moods brought about by purely scientific knowledge, but we are often not properly conscious of them. So the anxious question lives on in human hearts. Asking it from the point of view of natural science we have to say: We human beings grew out of nature and our moral ideals rose up in us; but they will perish with the earth. These moral ideals will perish in natural science. Natural science does not allow us to concede that our ideals have an independent, actual, reality. And even though this is no more than a theory, it nevertheless weighs heavily on the human soul. This fatalistic world view is based, in the final analysis, on faith in the imperishability of material forces. But anyone trying to topple this dogma is considered mad. If this dogma were true, there would be no escape for moral ideals; they would simply be a picture of something that human beings have thought up and figured out. There would be no escape for these ideals if spiritual research could not find the means to give back to people a super-sensible content for their consciousness. This is relevant today. And in this relevant matter we are living at an important turning-point of evolution. Those of you who know me are aware that I do not like saying such a thing, because any moment in time can be called a turning-point. We have to consider in what respect a certain moment is a turning-point. Let us consider where the knowledge given by natural science can lead us. Look first at the human being in his external manifestation living in the physical, sense-perceptible world. If we do this in an absolute sense, we see no more than a corpse. If we leave everything aside except the physical, sense-perceptible being and if we allow only chemical and physical laws to work on this being, then, by following only the external laws of nature, the human being begins to disintegrate, to dissolve. The forces we recognize with ordinary knowledge destroy the human being. This alone is enough to refute the materialistic world view. If we say that the external forces destroy the human being, this must mean that from birth onwards people have been gathering forces which resist this destruction. As it dissolves, the corpse is absorbed into the world which we perceive with our senses. It is amalgamated into the sense-perceptible world by the death forces of chemical and physical laws. But what takes place at death inwardly at the level of the soul cannot be perceived by external sense-perception. These inward processes of soul can only be experienced by direct vision in the realm where higher knowledge has its source. This vision shows that outside the body the inward soul element is united with the spirit, with all the spiritual forces that stream through the world, giving it strength. The soul which unites with the spirit after death is then bound up in the spirit in the super-sensible world. This is a fact which takes its place beside the fact of the corpse. In life the physical body was filled by the soul; in death it unites with the forces of nature. Anthroposophy leads us to a fact of life which is diametrically opposed to the fact of death. The merely theoretical statement of the eternal life of man can never be satisfying. But Anthroposophy introduces the fact that the soul unites with the spirit. The knowledge of natural science, on the other hand, leads only to the fact of death. The higher sources of knowledge given by spiritual science lead us to what is revealed to the spiritual seeker in Imagination, Inspiration and Intuition. These stages of knowledge are described in my book Knowledge of the Higher Worlds1 and also in Occult Science. In the first instance you will find that here are descriptions of stages of knowledge. However, more is given to the spiritual seeker than mere stages of knowledge. Just as natural-scientific knowledge is not just knowledge but also possesses other sides and aspects, so it is with higher knowledge. Today I shall consider with you something that goes beyond Imagination, Inspiration and Intuition as stages of knowledge, something that I discussed, for instance, in the Vienna lecture cycle of 19142 about life after death, but now from a somewhat different point of view. The part of the human being that lives here on earth is a corpse which is united with external physical nature. And just as he is united with the mineral forces below, so is he also united with the higher hierarchies above. Just as in the corpse he grows together with the mineral forces, so above he slowly grows together with, and enters into, the hierarchies. Sometimes people say that they might as well wait until they die to find out what happens then. And they might as well wait to grow together with the hierarchies. This is all very well, but it is not actually the point. It is very important for the human being to grow into the hierarchies in the right way, for we have to admit that to start with he stands in the world in a manner which allows him no inkling of his relationships with the higher hierarchies. Much depends on our becoming aware of these relationships. The first hierarchy with whom human beings have a relationship we may call the world of the angels. But those who do not recognize the spiritual world—for whatever reason—cannot establish a relationship with the world of the angels, any more than someone who lacks physical sense organs can establish a relationship with the physical world. Angels are the beings next above man, closest to man, yet under certain circumstances we cannot approach them. Only by endeavouring to make a picture of the angel world while we are here on earth can we prepare to form relationships with it. The portal of death leads to the world of the angels if human beings can become conscious after death of what is confronting them. The second group of higher beings is that of the folk spirits, or archangels. Angels are not folk spirits. Real folk spirits have no individual links with human beings, as is the case with angels. Folk spirits are related to communities and groups of human beings. Even natural science sometimes speaks of the national spirit, but this does not denote an actual being, let alone a spiritual one. From higher knowledge the spiritual seeker knows that folk spirits are real spiritual beings whose position is one step above that of the angels. The human being can grow into this hierarchy, too. But if our inner spiritual experience is not intense enough, our angel cannot lead us with our consciousness to the folk spirit. But since we have to be led to the folk spirit, this happens unconsciously by means of the laws of karma. Either we grow into the folk spirit consciously and with love, or we are forcibly led into the sphere of the folk spirits. When, after death, the moment is reached at which we turn to descend once more to the sense-perceptible world for a new incarnation, then it makes a great difference, as our soul is led down, whether we have consciously united in love with the folk spirit, or whether, unaware of what is going on, this takes place forcibly, under coercion. This finds expression in a spiritual, a soul, fact. We can be born into a nation because we are related by coercion to that folk spirit, or because we are related by inner love. Those who are able to perceive such things find it outstandingly characteristic of our time that a great many people today lack a sufficiently loving relationship to their folk spirit. This statement hints at the cause for what today brings about disorder among nations. The conflict prevailing among nations today stems from the fact that many people are born with little love for their folk spirit and therefore find themselves in a forced relationship to it. The love which leads us to a particular folk spirit can never bring about a conflict with other nations. We must do everything we can to help people regain a love-filled relationship with their folk spirits. This is most urgent. As we stand here in life, we have Imagination, Inspiration and Intuition as stages of knowledge which can lead to real vision in the spiritual and soul realm. But in the realm of spirit and soul, when our soul is to return once more to the physical world, Imagination, Inspiration and Intuition are facts governing events, they are facts of action. There our soul stands in a relationship with whatever it is that it has to achieve out of the cosmos. If we are to manage our life properly it must grant us conditions which make the achievement of its aims as nearly feasible as possible. Thus the discarnate, spiritual human being works through Imagination, Inspiration and Intuition towards his reincarnation in the physical world, while the incarnated, sense-bound human being can gain through Imagination, Inspiration and Intuition a vision of the world of soul and spirit. Natural-scientific knowledge is not in a position to recognize the profoundest secrets of life. Such knowledge starts, for instance, with the consideration of a chemical compound. Proceeding to the consideration of a more complicated chemical compound, and so on, it arrives in the end at the living cell, which it regards as nothing more than a particularly elaborate chemical compound. Spiritual science shows that externally the cell is indeed a particularly elaborate chemical structure; but when the living cell, the germ of a new life, arises in the mother's womb in such an elaborate fashion, the chemical laws are reversed and become chaotic. In the germ of the embryo in the mother's womb, in the germ of life, the chemical laws are suspended, reversed, and in the realm of nature this means chaos. Because the germ is chaos, the cosmos can work into it. Between death and a new birth the human being has an inkling of this. In the first step on the way to a new incarnation Imagination is realized and leads towards reincarnation. In the second stage Inspiration is realized, and this is a far clearer consciousness than our brain consciousness, for Inspiration is a cosmic force. A part of this cosmic force is breathed in, as it were, and streams towards the bodily nature without coming fully to consciousness, rather as is the case with the will. We are unaware of how our will moves our hand, yet our hand moves in the manner required. The spiritual human being approaching incarnation through realized Inspiration stands in relation to this realized Inspiration as does the incarnated human being to the air. When we think about our physical body in the ordinary way, we imagine it to consist of muscles, nerves, vessels, bones. We imagine the same of a corpse. The airy part of our organism we assume to be outside it rather than within. Although we know that we cannot live without air, we still do not consider it as so intimately a part of ourselves as, say, our skeleton. Yet it is a part of our organism. The air as it is outside us, and at the next moment within, only to be outside again at the next, is a part of our organism. It lives rhythmically in us. In a far more extended rhythm we live with the element of soul and spirit. Just as we breathe air in and out, so we also breathe the element of soul and spirit in and out, though for the most part this takes place unconsciously. Physically, too, part of what happens through breathing takes place unconsciously. When the human being consisting of soul and spirit breathes in realized Inspiration, he takes a picture into his soul. He takes it into the dampened down part of his consciousness. And what he takes in is the world of moral and religious impulses. He takes this in as his conscience. The third stage in the descent to a new incarnation is when the human being makes the transition to what his parents give him. In doing this he is enacting a realized Intuition. So you see that what can be achieved, while incarnated, by way of three higher stages of knowledge, is something that is accomplished as a real occurrence in the realm of soul and spirit on the way to incarnation. Here on earth we ascend to the spiritual world through Imagination, Inspiration and Intuition. And on our return from the spiritual world to incarnation we descend from the spiritual world through Imagination, Inspiration and Intuition. This is the counter-image, in the spiritual world, of the three higher stages of knowledge. What does this show us? It shows us that Anthroposophy is not merely knowledge but something which is alive. Through Anthroposophy we strive for higher knowledge in order to grasp the reality of the higher realms of life and in order to fill our souls with the content of what lives in the spiritual worlds. Those whose common sense has helped them to understand what the spiritual seeker has to say, experience something else as well. They can say to themselves that human beings in the state of incarnation between birth and death are constantly counteracting the death forces at work in their body. The forces of death are forever present in the human body, but so are those forces which counteract the forces of death. They are there. If we did not bear the forces of death within us we should never have developed our understanding for our physical environment. One of the most important facts given to us by higher knowledge is that our forces of intellect are bound up with our forces of dying. Death is in a way nothing but a summary of all the forces of dying which are forever at work in us. But a moral ideal, which can intensify until it becomes a religious ideal, lives in us in quite a different way. It is said that certain natural forces exist which bring it about that plants grow upwards; and these forces are taken to be quite real. But when, on looking into the human being, people find there the driving forces of moral and religious ideals, they are not inclined to accept these as having any reality. Yet there they are, working not only in every human being but also in the cultures of all mankind. Higher knowledge teaches us that moral ideals live in man through the burning up of matter. Matter is destroyed when a person makes moral resolves. The breaking down of matter is the precondition for the building up of moral ideals. What is crucial is the manner in which a human being breaks down matter and the manner in which he can build it up again. External research is still caught up in the prejudice about the indestructibility of matter. But spiritual science shows that man can break through external natural forces. Once we are in possession of an anthroposophical world view we can comfort ourselves in face of the idea of the death of the earth through overheating. For it is this very destruction of matter which ensures for the human being the possibility of building up his moral personality. If you look deeply into your soul you will find something which consumes and gnaws at the soul of modern man. This something, which consumes and gnaws at the soul, is the fact that modern natural science excludes the moral element from the realm of what is real. Anthroposophy shows how human beings break through natural laws; how the moral element destroys matter, which is then built up again as matter which can be the bearer of a moral world order. All that is contained within the confines of our skin is connected with the dying forces of matter. But what the world builds up again—this has been forgotten by the natural sciences. In order to discover new moral worlds we must proceed to the question of where matter can be built up. Death is in us at every moment, but so is resurrection. This is where we should look. This, out of the anthroposophical world view, is the perspective we must place before human souls, since the natural sciences have turned their attention for far too long and far too one-sidedly to the forces of dying. It is important to develop the courage to attend to what must be done in order to build up new worlds. I am assuming that these suggestions will give encouragement and lead to meditations on how to see more clearly what is felt and talked about a great deal, but what ought also to be strongly willed.
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300c. Faculty Meetings with Rudolf Steiner II: Fifty-Eighth Meeting
31 Jul 1923, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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The boy is very well versed in philosophy, knows Plato and Kant and also Philosophy of Freedom. He is good in mathematics, but poor in Latin and German, poor in history, knows a little about geography and natural history, and is horrible in drawing. |
300c. Faculty Meetings with Rudolf Steiner II: Fifty-Eighth Meeting
31 Jul 1923, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Dr. Steiner: I am sorry I could not be here at the end of school. It was not possible, though I thought we would be able to meet at that time. You have told me there are a number of things we need to discuss, so I would like to begin there. A teacher reads a letter from F.R.’s father. The boy had stolen sixteen silver spoons, and his father wants to keep him home. Dr. Steiner: This story about the spoons is old. The boy’s relationship to his father was never any different. The father would like to take him out if he will go. We need to find a way to work with the boy. We can certainly not throw him out. The boy needs a little moral support at these times. We have to give him some moral support. He is only in the ninth grade, and the children in that class need some moral support. They need a certain relationship to the faculty. They need to love the faculty. I think you have lost contact with the whole ninth grade. The boys immediately see that is very wrong. I think this whole theft problem has caused an enormous amount of remorse in F.R. We need to help him. Under no circumstances can we allow the boy to be taken out. We should not give any cause for removing him from school. We need to work with him. Doesn’t G.T. have a little tendency to fool himself? He seems to play the part of a pleasant boy. You need to avoid expressing subjective judgments. If you use such expressions, you will have a subjective relationship. Even when the boys do the worst things, you need to stick to the facts and never relate them to the person. If you reprimand the boys, you can achieve nothing more. Certainly old R. is someone who cannot control his anger. His treatment of the boy is such that you can almost understand when he exhibits such behavior. When the situation is like that at home, we can only feel sorry for the boy. We need to have more contact with the students in the upper grades. At that age students cannot stand going through a whole morning of class without any personal contact. They want you to be interested in them personally. They want you to know them, to be interested in them, that is what they want. In those grades this is still a school, not a college; the class is too much like a college, like a seminar, and not enough like a school. They want some contact with the teacher. I already said it was five, but these five are not just some boys we can throw out into the street. If we threw them out into the street, it would be an unnecessary loss for humanity. We cannot allow that to happen. F.R. is not nearly so talented as T.L. The father can do what he wants, and we can only try to help. It is crazy to say we should try to force him. The father can do what he wants during the holidays. I think we need more personal contact with the students in the upper grades. It is important that we attempt to have a more personal relationship with them. One of the ninth-grade teachers says that he would like to visit the class of the previous teacher. Dr. Steiner: You could make some interesting observations if you visited, but it is very important that you have no difficulties when you stand before your class. During your free time, you should have worked through the material so completely that it causes you no effort while you are teaching, so that you can give all your attention to how you are teaching. The material should be second nature. This whole discipline question is primarily a question of good, methodical preparation. That is true for all the subjects in all grades. It is a question of preparation. Perhaps a basic question is whether there is enough time for preparation. Many of you have told me that there is not enough time for proper preparation. It is obvious that here in the Waldorf School we must do what is necessary to prepare thoroughly, so that the material itself gives us no difficulty when we stand before the class. The students notice very quickly when that is not the case. Then they feel themselves to be above authority. That’s when the problems start. I can see nothing more than that these five boys are really very good. F.R. is a little weak. He is quite dependent upon being treated such that he feels that you mean what you say honestly. This is a feeling he does not have with his father. He is always wondering subconsciously whether things at school will be the way they are at home. He wants to be understood, but he thinks he is treated without any understanding. His father does not know he is so angry. Everything depends upon the interest the boys have for the content of your teaching. They all pay attention in algebra. They have not been so bad. I have often observed how you can work quite well with them. It is silly that the father wrote this letter. He did so even after I told him that the way to avoid such problems is for no one to speak about them, not to anyone, and that we have to teach the boy that he should also not speak about them to anyone. Then the father did this anyway. The old man is less well behaved than the boy. This is all very difficult. The boy does not lie to anyone, even when he has to admit some misdeed, but the old man lies all the time. The problem is that the boy knows his father lies every time he opens his mouth. He knows that from his own experience. It would have been best if the boy had seen that, as bad as his action was, we still have so much sympathy for his moral situation that we will cover it up. He can only lose more if we hang it from the bell tower. It would be best if we could remove F.R. from his parents. All kinds of problems are coming up. I have a new student to enroll, S.T. He is sixteen and will go into the ninth grade. The boy is very well versed in philosophy, knows Plato and Kant and also Philosophy of Freedom. He is good in mathematics, but poor in Latin and German, poor in history, knows a little about geography and natural history, and is horrible in drawing. We need to take all of that into account, but we cannot put him in the eighth grade, since he has already attended the ninth grade at another school. He would also be too old. We must find a place for him to stay, somehow we need to find one. Since there is no room with the teachers, we need to see if we can’t find somewhere else where he can stay. A teacher mentions there is always so much noise in the eighth grade. She wants either to teach two students separately, or to divide the class. Dr. Steiner: Taking them aside is not a particularly good method. You need to try to stop their running around. You could give them some extra help, but it is not good to teach them separately. You can divide the class if that is possible. The class is too large for the situation as it is. It would be quite good if you were to give them some extra help, but do not take them away from the class. Such things will always arise, that you have students who are difficult to handle. In normal schools you would not have such students, but with us, they need to move with the class. I think, however, that things would go better if you were better friends with them. A teacher asks about B.B. in the eighth grade. Dr. Steiner: Such people exist, and your task is not simply to rid yourself of them, but to really work with them. I do not believe we should try to influence them. What the mother wants to do is another thing. Just because we see there are some difficulties, we cannot simply remove a student from school. You need to interest him. You can work with him if you give him some reason. B. said he didn’t take any of the plums, but when Mr. S. asked him if they were ripe or not, he said Mr. S. was really very sly. He gave the impression that he was defeated. You must give him some reasons for turning inward, otherwise his thinking will always be like nailing a box shut with a hammer that is always falling off the handle. There are clumps of fat between the various parts of his brain, so that he cannot bring them together. If you get him to really think, he withdraws, but in that way he can get through the fat. I am convinced that he is a good boy, and that you can work with him. You need to try to move him on so he can move to the next class. You still have five weeks. You can learn to be sly also. Nettle baths would be useful for him. It might also be useful to add some lemon juice to the bath; in any event, bitter things, bitter plants. I could even say sauerkraut. If possible, use a mixture of all three, but no licorice. Do this three times a week, but not too warm. He should not eat too many desserts. If he has bread, try to toast it, so it has as little water as possible. He has a tendency to form fat, and we must eliminate that. He is also lazy. You could also do the standard curative eurythmy exercises for fat with him. You can also give him some coffee. A teacher: How can I learn to be sly? Dr. Steiner: Did you read the issue of Das Goetheanum that contained Brentano’s riddles? Try to get the book and then solve all the riddles. I am serious about that. I selected the four most difficult for the article. That is all there is to say about being sly with B. A teacher: The Association for School Reform has invited us to participate in a pedagogical conference. Dr. Steiner: The question is whether you have any interest in going there and speaking. It is senseless. Anyone who would write such a letter was not born to be a school reformer. This is all just nonsense. On the other hand, though, our perspective could be that we would just say something. We could take the standpoint that we would say as much as possible about the subject. Someone who is not afraid of doing that could go and speak about our work, although what you would say would serve no real purpose. Someone who would write such a letter has not been called to that task. It is all just show. That is immediately clear from the letter. A teacher asks about participating in the art conference in Stuttgart. Dr. Steiner: Only the things we initiate under our full control have any real purpose. Participation in such a conference would make sense only if you took the standpoint that you wanted to go and talk about our work. Someone could become aware of our Waldorf School method in nearly every kind of gathering. Of course, it would have to be people with whom you could achieve something, as at the English conferences. We need to see them in a different way. This stuff here is just garbage, so we need to view it without any great expectations. If you have no particular desire to go, then simply write that in the near future we are so occupied with developing the Waldorf School and its methods that we need to devote our entire attention to it. That would be more useful than such a conference. We need to be careful to look at what people’s real interest is, otherwise we would degrade the Waldorf School. We can easily reply that we have no time because we need to further develop our methods. I don’t think it is very pedagogical simply to put children’s paintings on display. We cannot discuss any principle questions today. Perhaps there are still some questions about the material to be taught or how to treat the children. A teacher asks about algebra in the eleventh-grade curriculum. Dr. Steiner: What I said was that you should go far enough for the children to have an understanding of Carnot’s theorem and how it is used. That essentially describes the whole curriculum. A great deal of algebra is involved. They will need to understand a lot of algebra, series and functions. The curriculum can stay with that. They should be able to solve problems requiring the use of Carnot’s theorem in all its aspects. (Speaking about a new teacher) I have made the whole faculty responsible for his education as a human being. You need to be careful that he does not deviate. A religion teacher: What should I use as examples for folk religions? Dr. Steiner: The Old Testament. The Hebrew people. Teachers ask about art class, Goethe’s poetry in the tenth grade, and metaphors. Dr. Steiner: That material is included in almost all the grades. Of course you can teach them about metaphors and similes. You can teach them a feeling for poetic forms. We cannot say that Goethe could do that only after a certain age, that he could write a verse only after the age of forty. If we do, the students will ask themselves why they should do it when Goethe could do it only at the age of forty. Such things cause reactions, and you need to be very careful. Nevertheless, you can do it. In art, the problem is the material. You can, however, be guided by what the students understand. A teacher asks about King Henry II. Dr. Steiner: What I said was that it was his desire to found an ecclesia catholica, non Romana. That is a well-known story. You can certainly find a description of Henry II. Lamprecht is not a historian, he is a dilettante.4 He is interesting as being characteristic of the 3. See lecture of March 13, 1924, in Die Geschichte der Menschheit und die Weltanschauungen der Kulturvölker (GA 353, not in English). development of historical science. You will need to find some source book about Henry II. It is all written down. It is not some phrase, but something he really felt. Henry II introduced the Breviary as something holy. In that connection, we can always say that at that time it was possible for someone to come to the Divine Office who wanted a catholic, but not a Roman Catholic, church. Lamprecht is more appearances, he has no real feeling. He is always speaking so smugly. A teacher: What do Parzival’s words lapsit exillis mean as the name for the Grail? Dr. Steiner: No one knows that now. A teacher makes a comment. Dr. Steiner: The main thing is that you recover, refresh yourself. It is important that your enthusiasm blossom during the holidays, and that the flower will have become a fruit when you return again, particularly where the class is not so good. The children are already happy to know you will be here again. The situation in Germany has become increasingly worse, and it will be complete chaos. The lectures from Oxford should be printed. We are considering one thing. This morning Leinhas said to me that, in his view, there are so many people who have so much to say, but who write nothing. Why don’t they write anything? Even Das Goetheanum is slowly beginning to suffer from a deficiency of material. A teacher asks how the pedagogical lectures should be prepared for publication. Dr. Steiner: The pedagogy should be published independently, much as Steffen reproduces my lectures. Those working with the material should prepare it. You should speak about your personal experiences. Support and describe those areas of the Waldorf School that you have as an ideal, so that what results is a living discussion of the pedagogical principles of the Waldorf School. You could write some beautiful essays about art instruction. Das Goetheanum needs some real essays. There must be a real desire to do something independent, even if it is only an independent honoring of things already begun. But do something. Where do all these useless manuscripts come from? Are they also coming from the Society? Sometimes they print really useless things. It would be good to present the things that arose in the art conference in a more universal way. Why shouldn’t that be the occasion for giving special presentations. There is also a possibility of discussing very interesting questions of method, for example, questions like those I spoke about in Dornach. There is too little literature about the Waldorf School available to the public. Couldn’t you write something about your principles of teaching? We have forty-two teachers, almost enough that four could write something for each issue. These things need to develop here. We need to develop a feeling for how to present things from various perspectives. I wanted to give an example of that in the introductions to the various eurythmy performances, when I attempted to present something from various points of view. That is what I tried to do with the eurythmy introductions.8 When I gave such an introduction recently, people stood outside and did not come in to listen. That was during the General Meeting, after a session where the German delegates had distinguished themselves so much by saying that the Goetheanum was already in ruins before it burned. Four hours of pure rubbish were spoken during that session. It was just dirty garbage, four hours long. I hope you will refresh yourselves in every way. In all the various areas of the anthroposophical movement, we need a renewal of our strength. It is really so that we should give consideration to renewing our strength, just as plants renew themselves each year. We need a new inner enthusiasm, a new inner fire. Of course, living conditions are difficult, and they become more so each week. Now the Mark has no value whatsoever; it is only a means of computing. There is no way to foresee what chaos we will slide into. Our monthly budget is now about DM 400,000,000. By August, it could easily be two billion, perhaps even more. A man in Austria wrote me that he had completed a business transaction for which he will be paid in dollars. He wants to keep only six hundred dollars for himself, and what he receives beyond that he wants to give us. That will apparently happen. I asked him to contact the Waldorf School. That is about DM 500,000,000, but it is really only a drop in the bucket. It is totally crazy, the situation. I think that for a while, it will be just as necessary to have outside money for the Waldorf School as it is for the Goetheanum. This is something we should present properly. It was not done properly in Dornach. Now we need to close. |
4. The Philosophy of Freedom (1964): The Idea of Freedom
Translated by Michael Wilson Rudolf Steiner |
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[ 26 ] Kant's principle of morality—Act so that the basis of your action may be valid for all men—is the exact opposite of ours. |
[ 44 ] When Kant says of duty: “Duty! Thou exalted and mighty name, thou that dost comprise nothing lovable, nothing ingratiating, but demandest submission,” thou that “settest up a law ... before which all inclinations are silent, even though they secretly work against it,”5 then out of the consciousness of the free spirit, man replies: “Freedom! |
4. The Philosophy of Freedom (1964): The Idea of Freedom
Translated by Michael Wilson Rudolf Steiner |
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[ 1 ] For our cognition, the concept of the tree is conditioned by the percept of the tree. When faced with a particular percept, I can select only one particular concept from the general system of concepts. The connection of concept and percept is determined by thinking, indirectly and objectively, at the level of the percept. This connection of the percept with its concept is recognized after the act of perceiving; but that they do belong together lies in the very nature of things. [ 2 ] The process looks different when we examine knowledge, or rather the relation of man to the world which arises within knowledge. In the preceding chapters the attempt has been made to show that an unprejudiced observation of this relationship is able to throw light on its nature. A proper understanding of this observation leads to the insight that thinking can be directly discerned as a self-contained entity. Those who find it necessary for the explanation of thinking as such to invoke something else, such as physical brain processes or unconscious spiritual processes lying behind the conscious thinking which they observe, fail to recognize what an unprejudiced observation of thinking yields. When we observe our thinking, we live during this observation directly within a self-supporting, spiritual web of being. Indeed, we can even say that if we would grasp the essential nature of spirit in the form in which it presents itself most immediately to man, we need only look at the self-sustaining activity of thinking. [ 3 ] When we are contemplating thinking itself, two things coincide which otherwise must always appear apart, namely, concept and percept. If we fail to see this, we shall be unable to regard the concepts which we have elaborated with respect to percepts as anything but shadowy copies of these percepts, and we shall take the percepts as presenting to us the true reality. We shall, further, build up for ourselves a metaphysical world after the pattern of the perceived world; we shall call this a world of atoms, a world of will, a world of unconscious spirit, or whatever, each according to his own kind of mental imagery. And we shall fail to notice that all the time we have been doing nothing but building up a metaphysical world hypothetically, after the pattern of our own world of percepts. But if we recognize what is present in thinking, we shall realize that in the percept we have only one part of the reality and that the other part which belongs to it, and which first allows the full reality to appear, is experienced by us in the permeation of the percept by thinking. We shall see in this element that appears in our consciousness as thinking, not a shadowy copy of some reality, but a self-sustaining spiritual essence. And of this we shall be able to say that it is brought into consciousness for us through intuition. Intuition is the conscious experience—in pure spirit—of a purely spiritual content. Only through an intuition can the essence of thinking be grasped. [ 4 ] Only if, by means of unprejudiced observation, one has wrestled through to the recognition of this truth of the intuitive essence of thinking will one succeed in clearing the way for an insight into the psyche-physical organization of man. One will see that this organization can have no effect on the essential nature of thinking. At first sight this seems to be contradicted by patently obvious facts. For ordinary experience, human thinking makes its appearance only in connection with, and by means of, this organization. This form of its appearance comes so much to the fore that its real significance cannot be grasped unless we recognize that in the essence of thinking this organization plays no part whatever. Once we appreciate this, we can no longer fail to notice what a peculiar kind of relationship there is between the human organization and the thinking itself. For this organization contributes nothing to the essential nature of thinking, but recedes whenever the activity of thinking makes its appearance; it suspends its own activity, it yields ground; and on the ground thus left empty, the thinking appears. The essence which is active in thinking has a twofold function: first, it represses the activity of the human organization; secondly, it steps into its place. For even the former, the repression of the physical organization, is a consequence of the activity of thinking, and more particularly of that part of this activity which prepares the manifestation of thinking. From this one can see in what sense thinking finds its counterpart in the physical organization. When we see this, we can no longer misjudge the significance of this counterpart of the activity of thinking. When we walk over soft ground, our feet leave impressions in the soil. We shall not be tempted to say that these footprints have been formed from below by the forces of the ground. We shall not attribute to these forces any share in the production of the footprints. Just as little, if we observe the essential nature of thinking without prejudice, shall we attribute any share in that nature to the traces in the physical organism which arise through the fact that the thinking prepares its manifestation by means of the body.1 [ 5 ] An important question, however, emerges here. If the human organization has no part in the essential nature of thinking, what is the significance of this organization within the whole nature of man? Now, what happens in this organization through the thinking has indeed nothing to do with the essence of thinking, but it has a great deal to do with the arising of the ego-consciousness out of this thinking. Thinking, in its own essential nature, certainly contains the real I or ego, but it does not contain the ego-consciousness. To see this we have but to observe thinking with an open mind. The “I” is to be found within the thinking; the “ego-consciousness” arises through the traces which the activity of thinking engraves upon our general consciousness, in the sense explained above. (The ego-consciousness thus arises through the bodily organization. However, this must not be taken to imply that the ego-consciousness, once it has arisen, remains dependent on the bodily organization. Once arisen, it is taken up into thinking and shares henceforth in thinking's spiritual being.) [ 6 ] The “ego-consciousness” is built upon the human organization. Out of the latter flow our acts of will. Following the lines of the preceding argument, we can gain insight into the connections between thinking, conscious I, and act of will, only by observing first how an act of will issues from the human organization.2 [ 7 ] In any particular act of will we must take into account the motive and the driving force. The motive is a factor with the character of a concept or a mental picture; the driving force is the will-factor belonging to the human organization and directly conditioned by it. The conceptual factor, or motive, is the momentary determining factor of the will; the driving force is the permanent determining factor of the individual. A motive for the will may be a pure concept, or else a concept with a particular reference to a percept, that is, a mental picture. Both general concepts and individual ones (mental pictures) become motives of will by affecting the human individual and determining him to action in a particular direction. But one and the same concept, or one and the same mental picture, affects different individuals differently. They stimulate different men to different actions. An act of will is therefore not merely the outcome of the concept or the mental picture but also of the individual make-up of the person. Here we may well follow the example of Eduard von Hartmann and call this individual make-up the characterological disposition. The manner in which concept and mental picture affects the characterological disposition of a man gives to his life a definite moral or ethical stamp. [ 8 ] The characterological disposition is formed by the more or less permanent content of our subjective life, that is, by the content of our mental pictures and feelings. Whether a mental picture which enters my mind at this moment stimulates me to an act of will or not, depends on how it relates itself to the content of all my other mental pictures and also to my idiosyncrasies of feeling. But after all, the general content of my mental pictures is itself conditioned by the sum total of those concepts which have, in the course of my individual life, come into contact with percepts, that is, have become mental pictures. This sum, again, depends on my greater or lesser capacity for intuition and on the range of my observations, that is, on the subjective and objective factors of experience, on my inner nature and situation in life. My characterological disposition is determined especially by my life of feeling. Whether I shall make a particular mental picture or concept into a motive of action or not, will depend on whether it gives me joy or pain. These are the elements which we have to consider in an act of will. The immediately present mental picture or concept, which becomes the motive, determines the aim or the purpose of my will; my characterological disposition determines me to direct my activity towards this aim. The mental picture of taking a walk in the next half-hour determines the aim of my action. But this mental picture is raised to the level of a motive for my will only if it meets with a suitable characterological disposition, that is, if during my past life I have formed the mental pictures of the sense and purpose of taking a walk, of the value of health, and further, if the mental picture of taking a walk is accompanied in me by a feeling of pleasure. [ 9 ] We must therefore distinguish (1) the possible subjective dispositions which are capable of turning certain mental pictures and concepts into motives, and (2) the possible mental pictures and concepts which are in a position to influence my characterological disposition so that an act of will results. For our moral life the former represent the driving force, and the latter, its aims. [ 10 ] The driving force in the moral life can be discovered by finding out the elements of which individual life is composed. [ 11 ] The first level of individual life is that of perceiving, more particularly perceiving through the senses. This is the region of our individual life in which perceiving translates itself directly into willing, without the intervention of either a feeling or a concept. The driving force here involved is simply called instinct. The satisfaction of our lower, purely animal needs (hunger, sexual intercourse, etc.) comes about in this way. The main characteristic of instinctive life is the immediacy with which the single percept releases the act of will. This kind of determination of the will, which belongs originally only to the life of the lower senses, may however become extended also to the percepts of the higher senses. We may react to the percept of a certain event in the external world without reflecting on what we do, without any special feeling connecting itself with the percept, as in fact happens in our conventional social behaviour. The driving force of such action is called tact or moral good taste. The more often such immediate reactions to a percept occur, the more the person concerned will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. [ 12 ] The second level of human life is feeling. Definite feelings accompany the percepts of the external world. These feelings may become the driving force of an action. When I see a starving man, my pity for him may become the driving force of my action. Such feelings, for example, are shame, pride, sense of honour, humility, remorse, pity, revenge, gratitude, piety, loyalty, love, and duty.3 [ 13 ] The third level of life amounts to thinking and forming mental pictures. A mental picture or a concept may become the motive of an action through mere reflection. Mental pictures become motives because, in the course of life, we regularly connect certain aims of our will with percepts which recur again and again in more or less modified form. Hence with people not wholly devoid of experience it happens that the occurrence of certain percepts is always accompanied by the appearance in consciousness of mental pictures of actions that they themselves have carried out in a similar case or have seen others carry out. These mental pictures float before their minds as patterns which determine all subsequent decisions; they become parts of their characterological disposition. The driving force in the will, in this case, we can call practical experience. Practical experience merges gradually into purely tactful behaviour. This happens when definite typical pictures of actions have become so firmly connected in our minds with mental pictures of certain situations in life that, in any given instance, we skip over all deliberation based on experience and go straight from the percept to the act of will. [ 14 ] The highest level of individual life is that of conceptual thinking without regard to any definite perceptual content. We determine the content of a concept through pure intuition from out of the ideal sphere. Such a concept contains, at first, no reference to any definite percepts. If we enter upon an act of will under the influence of a concept which refers to a percept, that is, under the influence of a mental picture, then it is this percept which determines our action indirectly by way of the conceptual thinking. But if we act under the influence of intuitions, the driving force of our action is pure thinking. As it is the custom in philosophy to call the faculty of pure thinking “reason”, we may well be justified in giving the name of practical reason to the moral driving force characteristic of this level of life. The dearest account of this driving force in the will has been given by Kreyenbuehl4. In my opinion his article on this subject is one of the most important contributions to present-day philosophy, more especially to Ethics. Kreyenbuehl calls the driving force we are here discussing, the practical a priori, that is, an impulse to action issuing directly from my intuition. [ 15 ] It is clear that such an impulse can no longer be counted in the strictest sense as belonging to the characterological disposition. For what is here effective as the driving force is no longer something merely individual in me, but the ideal and hence universal content of my intuition. As soon as I see the justification for taking this content as the basis and starting point of an action, I enter upon the act of will irrespective of whether I have had the concept beforehand or whether it only enters my consciousness immediately before the action, that is, irrespective of whether it was already present as a disposition in me or not. [ 16 ] Since a real act of will results only when a momentary impulse to action, in the form of a concept or mental picture, acts on the characterological disposition, such an impulse then becomes the motive of the will. [ 17 ] The motives of moral conduct are mental pictures and concepts. There are Moral Philosophers who see a motive for moral behaviour also in the feelings; they assert, for instance, that the aim of moral action is to promote the greatest possible quantity of pleasure for the acting individual. Pleasure itself, however, cannot become a motive; only an imagined pleasure can. The mental picture of a future feeling, but not the feeling itself, can act on my characterological disposition. For the feeling itself does not yet exist in the moment of action; it has first to be produced by the action. [ 18 ] The mental picture of one's own or another's welfare is, however, rightly regarded as a motive of the will. The principle of producing the greatest quantity of pleasure for oneself through one's action, that is, of attaining individual happiness, is called egoism. The attainment of this individual happiness is sought either by thinking ruthlessly only of one's own good and striving to attain it even at the cost of the happiness of other individuals (pure egoism), or by promoting the good of others, either because one anticipates a favourable influence on one's own person indirectly through the happiness of others, or because one fears to endanger one's own interest by injuring others (morality of prudence). The special content of the egoistical principles of morality will depend on the mental pictures which we form of what constitutes our own, or others', happiness. A man will determine the content of his egoistical striving in accordance with what he regards as the good things of life (luxury, hope of happiness, deliverance from various evils, and so on). [ 19 ] The purely conceptual content of an action is to be regarded as yet another kind of motive. This content refers not to the particular action only, as with the mental picture of one's own pleasures, but to the derivation of an action from a system of moral principles. These moral principles, in the form of abstract concepts, may regulate the individual's moral life without his worrying himself about the origin of the concepts. In that case, we simply feel that submitting to a moral concept in the form of a commandment overshadowing our actions, is a moral necessity. The establishment of this necessity we leave to those who demand moral subjection from us, that is, to the moral authority that we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). It is a special kind of these moral principles when the commandment is made known to us not through an external authority but through our own inner life (moral autonomy). In this case we hear the voice to which we have to submit ourselves, in our own souls. This voice expresses itself as conscience. [ 20 ] It is a moral advance when a man no longer simply accepts the commands of an outer or inner authority as the motive of his action, but tries to understand the reason why a particular maxim of behaviour should act as a motive in him. This is the advance from morality based on authority to action out of moral insight. At this level of morality a man will try to find out the requirements of the moral life and will let his actions be determined by the knowledge of them. Such requirements are
[ 21 ] The greatest possible good of mankind will naturally be understood in different ways by different people. This maxim refers not to any particular mental picture of this “good” but to the fact that everyone who acknowledges this principle strives to do whatever, in his opinion, most promotes the good of mankind. [ 22 ] The progress of civilization, for those to whom the blessings of civilization bring a feeling of pleasure, turns out to be a special case of the foregoing moral principle. Of course, they will have to take into the bargain the decline and destruction of a number of things that also contribute to the general good. It is also possible, however, that some people regard the progress of civilization as a moral necessity quite apart from the feeling of pleasure that it brings. For them, this becomes a special moral principle in addition to the previous one. [ 23 ] The principle of the progress of civilization, like that of the general good, is based on a mental picture, that is, on the way we relate the content of our moral ideas to particular experiences (percepts). The highest conceivable moral principle, however, is one that from the start contains no such reference to particular experiences, but springs from the source of pure intuition and only later seeks any reference to percepts, that is, to life. Here the decision as to what is to be willed proceeds from an authority very different from that of the foregoing cases. If a man holds to the principle of the general good, he will, in all his actions, first ask what his ideals will contribute to this general good. If a man upholds the principle of the progress of civilization, he will act similarly. But there is a still higher way which does not start from one and the same particular moral aim in each case, but sees a certain value in all moral principles and always asks whether in the given case this or that principle is the more important. It may happen that in some circumstances a man considers the right aim to be the progress of civilization, in others the promotion of the general good, and in yet another the promotion of his own welfare, and in each case makes that the motive of his action. But if no other ground for decision claims more than second place, then conceptual intuition itself comes first and foremost into consideration. All other motives now give way, and the idea behind an action alone becomes its motive. [ 24 ] Among the levels of characterological disposition, we have singled out as the highest the one that works as pure thinking or practical reason. Among the motives, we have just singled out conceptual intuition as the highest. On closer inspection it will at once be seen that at this level of morality driving force and motive coincide; that is, neither a predetermined characterological disposition nor the external authority of an accepted moral principle influences our conduct. The action is therefore neither a stereotyped one which merely follows certain rules, nor is it one which we automatically perform in response to an external impulse, but it is an action determined purely and simply by its own ideal content. [ 25 ] Such an action presupposes the capacity for moral intuitions. Whoever lacks the capacity to experience for himself the particular moral principle for each single situation, will never achieve truly individual willing. [ 26 ] Kant's principle of morality—Act so that the basis of your action may be valid for all men—is the exact opposite of ours. His principle means death to all individual impulses of action. For me, the standard can never be the way all men would act, but rather what, for me, is to be done in each individual case. [ 27 ] A superficial judgment might raise the following objection to these arguments: How can an action be individually made to fit the special case and the special situation, and yet at the same time be determined by intuition in a purely ideal way? This objection rests upon a confusion of the moral motive with the perceptible content of an action. The latter may be a motive, and actually is one in the case of the progress of civilization, or when we act from egoism, and so forth, but in an action based on pure moral intuition it is not the motive. Of course, my “I” takes notice of these perceptual contents, but it does not allow itself to be determined by them. The content is used only to construct a cognitive concept, but the corresponding moral concept is not derived by the “I” from the object. The cognitive concept of a given situation facing me is at the same time a moral concept only if I take the standpoint of a particular moral principle. If I were to base my conduct only on the general principle of the development of civilization, then my way through life would be tied down to a fixed route. From every occurrence which I perceive and which concerns me, there springs at the same time a moral duty: namely, to do my little bit towards seeing that this occurrence is made to serve the development of civilization. In addition to the concept which reveals to me the connections of events or objects according to the laws of nature, there is also a moral label attached to them which for me, as a moral person, gives ethical directions as to how I have to conduct myself. Such a moral label is justified on its own ground; at a higher level it coincides with the idea which reveals itself to me when I am faced with the concrete instance. [ 28 ] Men vary greatly in their capacity for intuition. In one, ideas just bubble up; another acquires them with much labour. The situations in which men live and which provide the scenes of their actions are no less varied. The conduct of a man will therefore depend on the manner in which his faculty of intuition works in a given situation. The sum of ideas which are effective in us, the concrete content of our intuitions, constitutes what is individual in each of us, notwithstanding the universality of the world of ideas. In so far as this intuitive content applies to action, it constitutes the moral content of the individual. To let this content express itself in life is both the highest moral driving force and the highest motive a man can have, who sees that in this content all other moral principles are in the end united. We may call this point of view ethical individualism. [ 29 ] The decisive factor of an intuitively determined action in any concrete instance is the discovery of the corresponding purely individual intuition. At this level of morality one can only speak of general concepts of morality (standards, laws) in so far as these result from the generalization of the individual impulses. General standards always presuppose concrete facts from which they can be derived. But the facts have first to be created by human action. [ 30 ] If we seek out the rules (conceptual principles) underlying the actions of individuals, peoples, and epochs, we obtain a system of ethics which is not so much a science of moral laws as a natural history of morality. It is only the laws obtained in this way that are related to human action as the laws of nature are related to a particular phenomenon. These laws, however, are by no means identical with the impulses on which we base our actions. If we want to understand how a man's action arises from his moral will, we must first study the relation of this will to the action. Above all, we must keep our eye on those actions in which this relation is the determining factor. If I, or someone else, reflect upon such an action afterwards, we can discover what moral principles come into question with regard to it. While I am performing the action I am influenced by a moral maxim in so far as it can live in me intuitively; it is bound up with my love for the objective that I want to realize through my action. I ask no man and no rule, “Shall I perform this action?”—but carry it out as soon as I have grasped the idea of it. This alone makes it my action. If a man acts only because he accepts certain moral standards, his action is the outcome of the principles which compose his moral code. He merely carries out orders. He is a superior automaton. Inject some stimulus to action into his mind, and at once the clockwork of his moral principles will set itself in motion and run its prescribed course, so as to result in an action which is Christian, or humane, or seemingly unselfish, or calculated to promote the progress of civilization. Only when I follow my love for my objective is it I myself who act. I act, at this level of morality, not because I acknowledge a lord over me, or an external authority, or a so-called inner voice; I acknowledge no external principle for my action, because I have found in myself the ground for my action, namely, my love of the action. I do not work out mentally whether my action is good or bad; I carry it out because I love it. My action will be “good” if my intuition, steeped in love, finds its right place within the intuitively experienceable world continuum; it will be “bad” if this is not the case. Again, I do not ask myself, “How would another man act in my position?”—but I act as I, this particular individuality, find I have occasion to do. No general usage, no common custom, no maxim applying to all men, no moral standard is my immediate guide, but my love for the deed. I feel no compulsion, neither the compulsion of nature which guides me by my instincts, nor the compulsion of the moral commandments, but I want simply to carry out what lies within me. [ 31 ] Those who defend general moral standards might reply to these arguments that if everyone strives to live his own life and do what he pleases, there can be no distinction between a good deed and a crime; every corrupt impulse that lies within me has as good a claim to express itself as has the intention of serving the general good. What determines me as a moral being cannot be the mere fact of my having conceived the idea of an action, but whether I judge it to be good or evil. Only in the former case should I carry it out. [ 32 ] My reply to this very obvious objection, which is nevertheless based on a misapprehension of my argument, is this: If we want to understand the nature of the human will, we must distinguish between the path which leads this will to a certain degree of development and the unique character which the will assumes as it approaches this goal. On the path towards this goal the standards play their rightful part. The goal consists of the realization of moral aims grasped by pure intuition. Man attains such aims to the extent that he is able to raise himself at all to the intuitive world of ideas. In any particular act of will such moral aims will generally have other elements mixed in with them, either as driving force or as motive. Nevertheless intuition may still be wholly or partly the determining factor in the human will. What one should do, that one does; one provides the stage upon which obligation becomes deed; one's own action is what one brings forth from oneself. Here the impulse can only be wholly individual. And, in truth, only an act of will that springs from intuition can be an individual one. To regard evil, the deed of a criminal, as an expression of the human individuality in the same sense as one regards the embodiment of pure intuition is only possible if blind instincts are reckoned as part of the human individuality. But the blind instinct that drives a man to crime does not spring from intuition, and does not belong to what is individual in him, but rather to what is most general in him, to what is equally present in all individuals and out of which a man works his way by means of what is individual in him. What is individual in me is not my organism with its instincts and its feelings but rather the unified world of ideas which lights up within this organism. My instincts, urges and passions establish no more than that I belong to the general species man; it is the fact that something of the idea world comes to expression in a particular way within these urges, passions and feelings that establishes my individuality. Through my instincts and cravings, I am the sort of man of whom there are twelve to the dozen; through the particular form of the idea by means of which I designate myself within the dozen as “I”, I am an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature; through my thinking, that is, by actively grasping what expresses itself in my organism as idea, I distinguish myself from others. Therefore one cannot say of the action of a criminal that it proceeds from the idea within him. Indeed, the characteristic feature of criminal actions is precisely that they spring from the non-ideal elements in man. [ 33 ] An action is felt to be free in so far as the reasons for it spring from the ideal part of my individual being; every other part of an action, irrespective of whether it is carried out under the compulsion of nature or under the obligation of a moral standard, is felt to be unfree. [ 34 ] Man is free in so far as he is able to obey himself in every moment of his life. A moral deed is my deed only if it can be called a free one in this sense. We have here considered what conditions are required for an intentional action to be felt as a free one; how this purely ethically understood idea of freedom comes to realization in the being of man will be shown in what follows. [ 35 ] Acting out of freedom does not exclude the moral laws; it includes them, but shows itself to be on a higher level than those actions which are merely dictated by such laws. Why should my action be of less service to the public good when I have done it out of love than when I have done it only because I consider serving the public good to be my duty? The mere concept of duty excludes freedom because it does not acknowledge the individual element but demands that this be subject to a general standard. Freedom of action is conceivable only from the standpoint of ethical individualism. [ 36 ] But how is a social life possible for man if each one is only striving to assert his own individuality? This objection is characteristic of a false understanding of moralism. Such a moralist believes that a social community is possible only if all men are united by a communally fixed moral order. What this kind of moralist does not understand is just the unity of the world of ideas. He does not see that the world of ideas working in me is no other than the one working in my fellow man. Admittedly, this unity is but an outcome of practical experience. But in fact it cannot be anything else. For if it could be known in any other way than by observation, then in its own sphere universal standards rather than individual experience would be the rule. Individuality is possible only if every individual being knows of others through individual observation alone. I differ from my fellow man, not at all because we are living in two entirely different spiritual worlds, but because from the world of ideas common to us both we receive different intuitions. He wants to live out his intuitions, I mine. If we both really conceive out of the idea, and do not obey any external impulses (physical or spiritual), then we cannot but meet one another in like striving, in common intent. A moral misunderstanding, a clash, is impossible between men who are morally free. Only the morally unfree who follow their natural instincts or the accepted commands of duty come into conflict with their neighbours if these do not obey the same instincts and the same commands as themselves. To live in love towards our actions, and to let live in the understanding of the other person's will, is the fundamental maxim of free men. They know no other obligation than what their will puts itself in unison with intuitively; how they will direct their will in a particular case, their faculty for ideas will decide. [ 37 ] Were the ability to get on with one another not a basic part of human nature, no external laws would be able to implant it in us. It is only because human individuals are one in spirit that they can live out their lives side by side. The free man lives in confidence that he and any other free man belong to one spiritual world, and that their intentions will harmonize. The free man does not demand agreement from his fellow man, but expects to find it because it is inherent in human nature. I am not here referring to the necessity for this or that external institution, but to the disposition, the attitude of soul, through which a man, aware of himself among his fellows, most clearly expresses the ideal of human dignity. [ 38 ] There are many who will say that the concept of the free man which I have here developed is a chimera nowhere to be found in practice; we have to do with actual human beings, from whom we can only hope for morality if they obey some moral law, that is, if they regard their moral task as a duty and do not freely follow their inclinations and loves. I do not doubt this at all. Only a blind man could do so. But if this is to be the final conclusion, then away with all this hypocrisy about morality! Let us then simply say that human nature must be driven to its actions as long as it is not free. Whether his unfreedom is forced on him by physical means or by moral laws, whether man is unfree because he follows his unlimited sexual desire or because he is bound by the fetters of conventional morality, is quite immaterial from a certain point of view. Only let us not assert that such a man can rightly call his actions his own, seeing that he is driven to them by a force other than himself. But in the midst of all this framework of compulsion there arise men who establish themselves as free spirits in all the welter of customs, legal codes, religious observances, and so forth. They are free in so far as they obey only themselves, unfree in so far as they submit to control. Which of us can say that he is really free in all his actions? Yet in each of us there dwells a deeper being in which the free man finds expression. [ 39 ] Our life is made up of free and unfree actions. We cannot, however, think out the concept of man completely without coming upon the free spirit as the purest expression of human nature. Indeed, we are men in the true sense only in so far as we are free. [ 40 ] This is an ideal, many will say. Doubtless; but it is an ideal which is a real element in us working its way to the surface of our nature. It is no ideal just thought up or dreamed, but one which has life, and which announces itself clearly even in the least perfect form of its existence. If man were merely a natural creature, there would be no such thing as the search for ideals, that is, for ideas which for the moment are not effective but whose realization is required. With the things of the outer world, the idea is determined by the percept; we have done our share when we have recognized the connection between idea and percept. But with the human being it is not so. The sum total of his existence is not fully determined without his own self; his true concept as a moral being (free spirit) is not objectively united from the start with the percept-picture “man” needing only to be confirmed by knowledge afterwards. Man must unite his concept with the percept of man by his own activity. Concept and percept coincide in this case only if man himself makes them coincide. This he can do only if he has found the concept of the free spirit, that is, if he has found the concept of his own self. In the objective world a dividing line is drawn by our organization between percept and concept; knowledge overcomes this division. In our subjective nature this division is no less present; man overcomes it in the course of his development by bringing the concept of himself to expression in his outward existence. Hence not only man's intellectual but also his moral life leads to his twofold nature, perceiving (direct experience) and thinking. The intellectual life overcomes this two-fold nature by means of knowledge, the moral life overcomes it through the actual realization of the free spirit. Every existing thing has its inborn concept (the law of its being and doing), but in external objects this concept is indivisibly bound up with the percept, and separated from it only within our spiritual organization. In man concept and percept are, at first, actually separated, to be just as actually united by him. One might object: At every moment of a man's life there is a definite concept corresponding to our percept of him just as with everything else. I can form for myself the concept of a particular type of man, and I may even find such a man given to me as a percept; if I now add to this the concept of a free spirit, then I have two concepts for the same object. [ 41 ] Such an objection is one-sided. As object of perception I am subjected to continual change. As a child I was one thing, another as a youth, yet another as a man. Indeed, at every moment the percept-picture of myself is different from what it was the moment before. These changes may take place in such a way that it is always the same man (the type) who reveals himself in them, or that they represent the expression of a free spirit. To such changes my action, as object of perception, is subjected. [ 42 ] The perceptual object “man” has in it the possibility of transforming itself, just as the plant seed contains the possibility of becoming a complete plant. The plant transforms itself because of the objective law inherent in it; the human being remains in his incomplete state unless he takes hold of the material for transformation within him and transforms himself through his own power. Nature makes of man merely a natural being; society makes of him a law-abiding being; only he himself can make of himself a free man. Nature releases man from her fetters at a definite stage in his development; society carries this development a stage further; he alone can give himself the final polish. [ 43 ] The standpoint of free morality, then, does not declare the free spirit to be the only form in which a man can exist. It sees in the free spirit only the last stage of man's evolution. This is not to deny that conduct according to standards has its justification as one stage in evolution. Only we cannot acknowledge it as the absolute standpoint in morality. For the free spirit overcomes the standards in the sense that he does not just accept commandments as his motives but orders his action according to his own impulses (intuitions). [ 44 ] When Kant says of duty: “Duty! Thou exalted and mighty name, thou that dost comprise nothing lovable, nothing ingratiating, but demandest submission,” thou that “settest up a law ... before which all inclinations are silent, even though they secretly work against it,”5 then out of the consciousness of the free spirit, man replies: “Freedom! Thou kindly and human name, thou that dost comprise all that is morally most lovable, all that my manhood most prizes, and that makest me the servant of nobody, thou that settest up no mere law, but awaitest what my moral love itself will recognize as law because in the face of every merely imposed law it feels itself unfree.” [ 45 ] This is the contrast between a morality based on mere law and a morality based on inner freedom. [ 46 ] The philistine, who sees the embodiment of morality in an external code, may see in the free spirit even a dangerous person. But that is only because his view is narrowed down to a limited period of time. If he were able to look beyond this, he would at once find that the free spirit just as seldom needs to go beyond the laws of his state as does the philistine himself, and certainly never needs to place himself in real opposition to them. For the laws of the state, one and all, just like all other objective laws of morality, have had their origin in the intuitions of free spirits. There is no rule enforced by family authority that was not at one time intuitively grasped and laid down as such by an ancestor; similarly the conventional laws of morality are first of all established by definite men, and the laws of the state always originate in the head of a statesman. These leading spirits have set up laws over other men, and the only person who feels unfree is the one who forgets this origin and either turns these laws into extra-human commandments, objective moral concepts of duty independent of man, or else turns them into the commanding voice within himself which he supposes, in a falsely mystical way, to be compelling him. On the other hand, the person who does not overlook this origin, but seeks man within it, will count such laws as belonging to the same world of ideas from which he, too, draws his moral intuitions. If he believes he has better intuitions, he will try to put them into the place of the existing ones; if he finds the existing ones justified, he will act in accordance with them as if they were his own. [ 47 ] We must not coin the formula: Man exists only in order to realize a moral world order which is quite distinct from himself. Anyone who maintains that this is so, remains, in his knowledge of man, at the point where natural science stood when it believed that a bull has horns in order to butt. Scientists, happily, have thrown out the concept of purpose as a dead theory. Ethics finds it more difficult to get free of this concept. But just as horns do not exist for the sake of butting, but butting through the presence of horns, so man does not exist for the sake of morality, but morality through the presence of man. The free man acts morally because he has a moral idea; he does not act in order that morality may come into being. Human individuals, with the moral ideas belonging to their nature, are the prerequisites of a moral world order. [ 48 ] The human individual is the source of all morality and the centre of earthly life. State and society exist only because they have arisen as a necessary consequence of the life of individuals. That state and society should in turn react upon individual life is no more difficult to comprehend than that the butting which is the result of the presence of horns reacts in turn upon the further development of the horns of the bull, which would become stunted through prolonged disuse. Similarly, the individual would become stunted if he led an isolated existence outside human society. Indeed, this is just why the social order arises, so that it may in turn react favourably upon the individual.
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79. World Development in the Light of Anthroposophy
01 Dec 1921, Oslo Translator Unknown Rudolf Steiner |
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But if we honestly stand upon the foundation of natural science we only have hypotheses in regard to the beginning and the end of the earth, hypotheses which speak of the Kant-Laplace nebula for the beginning of the earth and of a death through heat for the end of the earth. |
Anthroposophy thus inserts the moral element into the science of religion, and Anthroposophy thus becomes a moral-religious science. Now we no longer look upon the Kant-Laplace nebula, but we look at the same time upon an original spiritual element, out of which the soul-spiritual world described in Anthroposophy developed in the same way in which the physical world developed out of a physical-earthly origin. |
79. World Development in the Light of Anthroposophy
01 Dec 1921, Oslo Translator Unknown Rudolf Steiner |
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The explanations which I took the liberty to give you, will have shown you that the acquisition of real super-sensible knowledge entails above all, with the aid of the exercises already characterized, that the two sides of human nature which are usually incorrectly designated as man's inner and outer being should be distinctly separated. Perhaps I may point out that in ordinary consciousness one does not carefully distinguish man's inner and outer being, when speaking of these. The way in which I characterized the exit of man's sentient and volitional being during sleep and the acquisition of conscious super-sensible knowledge outside the physical body, shows us that just this super-sensible knowledge enables us to separate distinctly those parts which are usually designated vaguely in ordinary consciousness as man's outer and inner being. I might say that by this separation man's inner world becomes his outer world, and what we usually consider as his outer world becomes his inner world. What takes place in that case? During sleep, man's sentient and volitional being abandons what we designated man's physical and etheric body, or the body of formative forces, and then this sentient-volitional being looks back objectively upon the physical body and upon the etheric body as if they were objects. We showed that in this retrospection the whole woof of thought appears outside man's inner being. The world of thoughts which fills our ordinary consciousness and which reflects the external world, does not go out with man's true inner being during sleep, but remains behind with the physical body, as the etheric body's real forces. In this way we were able to grasp that during our waking state of consciousness we cannot grow conscious of that part which goes out during sleep and which remains unconscious for the ordinary consciousness. (Self-observation can easily convince us that during our ordinary waking consciousness the world of thought produces this waking state of consciousness). In that part of the human being which goes out of the physical and the etheric bodies during sleep, there is a dull twilight life, and we only learn to know this inner being of man when super-sensible knowledge fills it, as it were, with light and with warmth—when we are just as conscious within this inner being as we are ordinarily conscious within our physical body. But we also learn to know why we have an unconscious life during our ordinary sleeping condition. Consciousness arises when we dive down into our physical and etheric bodies at the moment of waking up. By diving down into the physical body, we make use of the senses which connect us with the external world. As a result, the sensory world awakes and we thus grow conscious of it. In the same way we dive down into our etheric or life body; that is to say, into our world of thoughts, and we grow conscious within our thoughts. Ordinary consciousness is therefore based upon the fact that we use the instruments of our physical body, and that we make use, so to speak, of the etheric body's woof of formative forces. In ordinary life, man's true inner being, woven out of feeling and will, simply cannot attain consciousness, because it has no organs. By making the thought and will exercises of which I have spoken, we endow the soul itself with organs. This soul element, which is at first indistinct in our ordinary consciousness, acquires plastic form, even as our physical body and our etheric body acquire plastic form in the senses and in the organs of thought. Man's real soul-spiritual being therefore obtains a plastic form. In the same measure in which it is moulded plastically and acquires (if I may use this paradoxical expression) soul-spiritual sense organs, the soul-spiritual world rises up around our inner being. That part of our being which ordinarily lives in a dull twilight existence and which can only perceive an environing world; namely, the physical world (when it uses the physical and etheric organs of perception), thus acquires plastic form and enters in connection with a world which always surrounds us, also in our ordinary life, even though we are not aware of it, a world in which we lived before descending into our physical being through birth or conception, as described the day before yesterday, a world in which we shall live again when we pass through the portal of death, for then we shall recognize it as a world which belongs to us and which is not limited by birth and death. But there is one thing which rises up before us when we enter the soul-spiritual world. We cannot enter the soul-spiritual world in the same abstract, theoretical manner with which we can live in the physical world and in the world of thoughts or of the intellect. In the physical world and in the world of thoughts we use ideas and thoughts, which as such, leave us cold. With a little self-observation anyone can discover that when he ascends to the sphere of pure thinking, when he surrenders to the external sensory world without any special interest or a close connection with it, the external physical world, as well as the world of ideas, really leaves him cold. We must learn to know this in detail from single examples in life. We should note, for instance, how different are the inner feelings with which we consider our home, from these with which we look upon any other strange country which is indifferent to us. This will show us that in order to have a living interest for the environing world, our feeling and our will must be drawn in through special circumstances; we must include the feeling and the will which ordinarily dive down into the physical world only when we awake, obtaining from this physical world a connection with the senses and the understanding. The fact that love or perhaps hate are kindled in us when we encounter certain people in the physical world, the fact that we feel induced to do certain things for them out of compassion, all this demands the inclusion of our feelings and of everything which constitutes our inner being, when we come across such things in the external physical world. How conscious we are of the fact that our inner life grows cold, when we rise up to spheres which are generally called the spheres of pale, dry thought and of theoretic study! The being which lives in a dull twilight state from the moment of falling asleep to the moment of waking up, must, as it were, connect itself during the waking daytime condition with our thoughts and with our sensory experiences through an inner participation in these processes, thus giving rise to the whole wealth of interest in the external world. We thus recognize that in life itself feeling and will must first be drawn into the sensory world and into the world of thoughts. But we perceive this in the fullest meaning of the word only when super-sensible knowledge, which has become emancipated from the physical and etheric bodies, enables us to have experiences outside these bodies within our sentient-volitional being. There we see that we simply must begin to speak of the world in a different way than is the case in ordinary life, during the ordinary state of consciousness. The dry ideas, the laws of Nature which we are accustomed to find in science and which interest us theoretically, though they leave us inwardly cold, these should be permeated with certain nuances and expressions which characterize the external world differently from the way in which we usually characterize it. Our inner life acquires greater intensity through super-sensible knowledge. We penetrate more intensively into the life of the external world. When we try to gain knowledge, we are then no longer able to submit coldly to inner ideas. Of course, this gives rise to the objection that the objectivity may suffer through a certain inner warmth, through the awakening of feeling and of a subjective sense. But this objection is only raised by those who are not acquainted with the circumstances. The things perceived through super-sensible knowledge make us speak differently of the super-sensible objects of knowledge. These do not change; they do not become less objective, for they are objective. When I look upon a wonderfully painted picture, it does not change through the fact that I look upon it with fire and enthusiasm; I would be a cold prosaic person if I were to face one of Raphael's Madonnas or one of Leonardo's paintings with a purely analytical artistic understanding, quite coldly and without any enthusiasm. It is the same when the spiritual worlds rise up in the super-sensible knowledge. Their content does not change through the fact that we connect ourselves with these worlds with inner feelings, far stronger than those which usually connect us with the external world and its objects. When speaking from a knowledge of the higher worlds, many things will therefore have to be said differently, the descriptions will have to be different from those which we are accustomed to hear in ordinary life. But this does not render these worlds less objective. On the contrary, we might say: The subjective element which now comes out of the physical and etheric bodies becomes more objective and less selfish in its whole experience. The first experience which we have when going out of the physical body and experiencing our inner being consciously (whereas otherwise we always experience it unconsciously) is therefore the feeling of absolute LONELINESS. In our ordinary consciousness we never have the feeling that by dwelling only within our inner self, independently of anything in the world pertaining to us, complete loneliness fills our soul, that we ourselves, with everything which now constitutes our soul-spiritual content, must rely entirely upon ourselves. The feeling of loneliness which sometimes arises in the physical world, but only as a reflection of the real feeling, though it is painful enough for many people, becomes immensely intensified when we thus penetrate into the super-sensible world. We then look back upon that which reflects itself in the mirror of the physical and etheric body, as the spiritual environment which we left behind. We grow aware, on the one hand, of a complete feeling of loneliness, which alone enables us to maintain our Ego in this world … for we would melt away in this world of the spirit, if loneliness would not give us this Ego-feeling in the spiritual world, in the same way in which our body, our bodily sensation, gives us our Ego feeling here on earth. To this loneliness we owe the maintenance of the Ego in the spiritual world. We then learn to know this spiritual world as our environment. But we know that we can only learn to know it through the inner soul-spiritual eye, even as we see the physical world through our physical eyes. It is the same when the human being abandons his physical and etheric bodies by passing through the portal of death, and in this connection I shall enlarge the explanations already given yesterday. It is true that in this case the physical body is given over to the elements of the earth and that the etheric body dissolves, as described, in the universal cosmic ether. But what we learned to know as our physical world, through our feeling and will, the world in which we experienced ourselves through the ordinary consciousness between birth and death, this world remains. The physical body filled with substance and the body of formative forces permeated by etheric forces, are laid aside with death, but what we experienced inwardly remains as a mirroring element. From the spiritual world we look back into our last earthly life through death, through which we passed. Just because we have before us this last earthly life as a firm resistance which mirrors everything, just because of this, everything which surrounds us as we pass through the soul-spiritual world between death and a new birth, can also reflect itself. Through these experiences we perceive everything rising up in a far more intensive life than the one which we learned to know here in the physical world. And we first perceive as a soul-spiritual being everything with which we were in some way connected through our destiny, through our Karma. The people we loved, stand before us as souls. In our super-sensible vision we see all that we experienced together with them. Those who acquire spiritual, super-sensible knowledge, already acquire the imaginative vision here in the physical world, through everything which I described to you. Those who pass through the portal of death in the ordinary way, acquire this faculty, though it is somewhat different to the spiritual vision on earth; they acquire it after having passed through the portal of death. From the sheaths of the physical and etheric bodies which were laid aside, emerges everything with which we were connected by destiny, or otherwise, in this earthly life—it undoubtedly arises in a different way, when those whom we left behind, still live on the earth, where the connection with them is more difficult, but when they follow us through death, this connection exists in the free, soul-spiritual life. Everything in our environment with which we were connected as human beings rises up before us. To super-sensible knowledge, the fact that people (if I may now express myself in words of the ordinary consciousness) who belonged together here in the physical world find each other again in the soul-spiritual world, after having passed through the portal of death, is not a belief to be accepted as a vague premonition, but it is a certainty, a fact just as certain as the results of physics or chemistry. This is something which the spiritual science of Anthroposophy can add to the acquisitions of modern culture. People have grown accustomed to a certain feeling of certainty through the gradual popularization of a scientific consciousness. They strive to gain some knowledge of the super-sensible worlds, but no longer in the form of old presentiments handed over traditionally in the religious beliefs, for they were trained to accept that certainty which the external world can offer. In regard to that which lies beyond birth and death the spiritual science of Anthroposophy seeks to pave the way to this same kind of certainty. It can really do this. Only those people who tread the path already described, the path leading into the spiritual worlds, can lead the knowledge acquired in physics or chemistry beyond, into worlds which we enter when we pass through the portal of death. Of course, not everything appears to us in this way when we look back upon our physical body through super-sensible knowledge outside the body. There is one thing which then appears to us very enigmatic, and this enigma can show us best of all that the spiritual science of Anthroposophy does not translate the truths which it includes in its spheres of knowledge into a prosaic, dry rationalism. It leads us to spiritual vision, or by communicating its truths it speaks of things which can be perceived through spiritual vision. But in being led to spiritual vision, we do not lose the full reverence towards the mysteries contained in the universe, towards everything in the universe inspiring reverence and which can now be clearly perceived, whereas otherwise they are at the most felt darkly. This enigmatic something which I mean and which appears to us, is that we now learn to know man's relationship with the earth, particularly his relationship with the physical-mineral earth. I have already explained to you from many different aspects how our woof of thoughts, which is connected with the physical body, remains behind, and in addition to what has been described to you, in addition to what reflects itself and leads us to a knowledge of man's everlasting being, we can also recognize the true nature of this mirror which stands before us. I might say: Even as in the physical world we face a mirror and in this mirror the environing world appears simultaneously with our own self, so in super-sensible knowledge the spiritual world appears through this mirror. And in the same way in which we can touch the material mirror with its foil and investigate its composition, so we can also investigate this super-sensible mirror; namely, our physical body and our etheric body, when our real soul-spiritual being is outside. There we see that during his earthly life the human being constantly takes in substances from the external world in order to grow and to sustain his whole life. We absorb substances from the animal and vegetable kingdoms, but all these substances which we absorb from the animal and vegetable kingdoms also contain mineral substances. Plants contain mineral substances, for the plant builds itself up from mineral substances. By taking in vegetable nourishment we therefore build up our own body out of mineral substances. By looking back upon our physical body from outside, we can now perceive the true significance of the mineral substances which we absorb. Spiritual vision reveals something of which our ordinary consciousness has not the faintest inkling; namely, the activity of thinking. We have left behind our thinking. Our thoughts continue, as it were, to glimmer and to shine within the physical body. Now we can observe the effect of thoughts in the physical body from outside, as something objective. And we perceive that the effect of thoughts upon man's physical body is a dissolution of its physical substances, which fall asunder, as it were, into nothing. I know that this apparently contradicts the law of the conservation of forces, but there is no time now to explain more fully its full harmony with this law. The nature of my subject entails that I express myself in more popular terms. But it is possible to understand that the purely mineral in man, what he bears within him as purely mineral substances, must be within him because his thoughts must dissolve these substances. For otherwise his thoughts could not exist—this is the condition for their existence—his thoughts could not exist if they did not dissolve mineral, earthly substances, a fact also revealed by the spiritual sciences of earlier times, based more on feeling. This dissolution, this destruction of physical substances constitutes the physical intermedium of thinking. When our sentient-volitional part, our true inner being, lives within the physical body and within the etheric body and is filled by the activity of thinking, we learn to recognize that this activity takes its course through the fact that physical substance is continually destroyed. We now learn to recognize how our ordinary consciousness really arises. It does not arise in such a way that forces of growth hold sway in us, forces which develop in the remaining organism through nutrition. For in the same measure in which the forces of growth are active within us, thinking is dulled. When we wake up, thinking must, so to speak, have a free hand to dissolve physical substances, to eliminate them from the physical body. To the spiritual science of Anthroposophy, the nervous system appears as that organ which transmits this elimination of mineral-physical substances throughout the whole body. This elimination gives rise to that thought activity which we ordinarily carry with us through the world. You therefore see that the spiritual science of Anthroposophy not only enables us to recognize the eternal in man, but also how it works within his physical body; that, for instance, thought can only exist through the fact that man continually develops within himself the mineral substances; that is, something dead. We can therefore say: If we learn to know man from this aspect, we also learn to know death from another aspect. Ordinarily death confronts us as the end of life, as a moment in life, as an experience in itself. But when we throw light upon man's physical and etheric body in the manner described, we learn to know the gradual course of death, or the elimination of physical-mineral substance—for death is nothing but the complete elimination of man's mineral-physical substance—we learn to know the continual elimination of a dead, corpse-like element within us. We recognize that from birth onwards, we constantly pass through a partial process of death, and real death sets in when the whole body does that which we ordinarily do through the nervous system, within a small part of the body. We therefore learn to look upon the moment of death by gaining insight on a small scale into its being through the activity of thinking in the human organism. Throughout the whole time after death, we can only look back upon our physical body because the following fact exists: Whenever a thought lights up within you during your ordinary life, this is always accompanied by the fact that physical matter is eliminated in the physical body, in the same way in which, for instance, physical substance separates from a precipitated salt solution. This lighting up of thought you owe to this obscuring, to this casting-off of physical mineral substance. When you abandon the physical body, you sum up in a comparatively brief space of time what lives in the continual stream of your thoughts. You confront the fact that in death there flares up all at once that which slowly glimmered and shone throughout your earthly life, from birth to death. Through this strong impression, in which the life of thoughts illuminates the soul like a great flash of lightning, we acquire the memory of our physical lives on earth. The physical body may be cast off, the etheric body may dissolve completely in the universal ether, but through the fact that we obtain in one experience this powerful thought impression (to mathematicians I might say: this thought-integral in comparison with thought differentials, from birth to death), we always have before us, throughout the time after death, as a mirroring element, our physical life on earth, even though we have laid aside our physical and etheric parts—and this mirroring element reveals everything which we experience when the human beings with whom we were connected by destiny in love or in hate, gradually come up, when the spiritual Beings who live in the spiritual world and do not descend to the earth, whose company we now share, rise up before us. The spiritual-scientific investigator may state this with a calm conscience, for he knows that he does not speak on the foundation of illusionary pictures; he knows instead that to super-sensible vision, when super-sensible vision arises through the organ of the physical and etheric bodies which are now outside, these things are just as real, can be seen just as really as physical colours are ordinarily perceived through physical eyes, or physical sounds through physical ears. This is how the evolution of humanity forms part of the evolution of the world. If we study the development of the world, for instance the mineral life on earth, we understand why there should be mineral, earthly laws. They exist so that they might also exist within us, and thinking is therefore bound up with the earth. But in perceiving how the beings whose thinking is connected with the earth emerge from that which produces their thought, we also learn to recognize how man's true being rises above that which pertains only to the earth. This is what connects the development of the world with the development of humanity and unites them. We learn to know the human being and at the same time we learn to know the universe. If we learn to know man's physical body and its mineralization through thinking, we also learn to know through man's physical body the lifeless mineral earth. This creates a foundation for a knowledge of the evolution of the world also from its spiritual aspect. When we thus learn to know man's inner being, the development of the world appears in the same way in which the ordinary earthly experiences appear before us, the experiences through which we passed since our birth. When you draw out of your memory-store an experience which you had ten years ago, this past event rises up before your soul as an image. You know exactly that it rises up as a picture. Yet this picture conveys a knowledge of something which really existed ten years ago. How does this arise? Through the fact that in your organism certain processes remained behind which now summon up the picture. Certain processes remained behind in your organism and these summon up in you the picture, enabling you—as I once designated it—to construct what you experienced ten years ago. But super-sensible knowledge leads us deeper into man's inner being. We can perceive, for instance, that the physical body becomes mineralized during the thinking process; we perceive this in the same way in which we learn to know some past experience of our earthly life through the traces which it left behind within our being. In the same way the development of the earth can be understood by envisaging the development of man; through the activity of the mineral in man we learn to know the task of the mineral kingdom within the development of the earth. And if, as already set forth, we learn similarly to know (I can only mention this, for a detailed description would lead us too far how the vegetable kingdom is connected with man, and how the animal kingdom is related with him (for this, too, can be recognized) the development of the world can be grasped by setting out from the human being. Within the development of the world we can see something which is again of immense importance to those who are interested in modern civilization, just as interesting as the facts which I explained in connection with a knowledge of the human being, of the eternal inner kernel of man. Modern civilization shows us that up to a certain point it is possible to consider man's relationship to the development of the world by linking up the human being with the evolution of the animals—even though the corresponding theories, or the hypotheses, as some people say, still contain many unclear facts, requiring completion and modification. We follow the development of the simplest organic beings up to the highest animals, and if we continue this line of observation we come to the point of placing man at the summit of animal development. One person does it in this way, and the other in that way; one more idealistically, and the other more materialistically in accordance with Darwin's theory of evolutionary descent, but methodically it can hardly be denied that if we wish to study man's physical nature according to natural-scientific methods, we must link him up with the animal line of descent (this has been done for some time). We investigate how his head changed in comparison with the heads of the different animal species; we investigate his limbs, etc., and we thus obtain what is known as comparative anatomy, comparative morphology, comparative physiology, and also ideas on the way in which man's physical form gradually developed out of lower beings in the course of the world's evolution. But we always remain in the physical sphere. On the one hand people take it amiss today if the anthroposophical spiritual investigator speaks of the spiritual world as I take the liberty to do in this lecture; from many sides this is viewed as a pure fantasy, and although many people believe that it is well meant … they nevertheless look upon it as something fantastic. Those who become acquainted to some extent with the things described by me, those who at least try to understand them, will see that the preparations and preliminary conditions for them are just as serious as, for instance, the preparations for the study of mathematics, so that it is out of the question to speak of sailing into a fantastic region. But just as on the one hand people take it amiss if a person describes the spiritual world as a real, objective world, so they take it amiss on the other hand if in regard to man's physical development one fully accepts those who follow man's development darwinistically, with a natural-scientific discipline, along the animal line of descent, as far as man. No speculations should enter the observations made in the physical sphere, as is, for instance, the case today in Neovitalism. This is full of speculations; the old vitalism was also full of speculative elements. But whenever we consider the physical world, we must remain by physical facts. For this reason, the anthroposophical spiritual investigator who on the one hand ventures to speak in a certain way of the conditions after death and before birth, as I have done, does not consider it as a reproach (i.e., he is not touched by it) when people tell him that his description of the physical world is completely in the meaning of a modern natural scientist. He does not bring any dreams into the sphere which constitutes the physical world. Even though people may call him a materialist when he describes the physical world, this reproach does not touch him, because he strictly separates the spiritual world, which can only be observed with the aid of a spiritual method, from the physical-sensory world, which has to be observed with the orderly disciplined methods of modern natural science. A serious spiritual-scientific investigator must therefore feel particularly hurt and pained at reproaches made to him on account of certain followers of spiritual science who sometimes rebuke natural science out of a certain pride in their spiritual-scientific knowledge and out of their undoubtedly shallow knowledge of natural science; they think that they have the right to speak negatively of science and of scientific achievements, but the spiritual-scientific investigator can only feel deeply hurt at their amateurish, dilettantish behaviour. This is, however, not in keeping with spiritual science. The spiritual science of Anthroposophy is characterized by the fact that it deals just as strictly and scientifically with the external physical world, as with the spiritual world, and vice-versa. With this preliminary condition, the anthroposophical spiritual investigator entirely stands upon the ground of strictest natural-scientific observation in regard to the study of the world's development, but at the same time he turns his gaze towards the soul-spiritual world. And even as he knows that not only a physical process is connected with man's individual embryonic origin in the physical world, but that a soul-spiritual element unites with the human embryo, with the human germ, so he also knows that in the whole development of the world—though to the physical body it appears as a tapestry of sensory objects, and though it manifests itself to the woof of thoughts; i.e., to the etheric body, in laws of Nature—he also knows that the physical world is permeated and guided in its whole development by spiritual forces, handled by spiritual Beings, that can be recognized in their own appropriate way, as already described. The anthroposophical investigator therefore knows that when he contemplates the external physical world in the meaning of genuine science, he comes to the true boundary, where he may begin with his spiritual investigation. If we conscientiously trace the evolutionary development through animal descent up to man, as Darwin or other Darwinians or Haeckel did, and if we penetrate into the justifiable scientific aspects of the world development of man, we can continue this in a spiritual-scientific direction, after having reached the boundary to which we are led by natural science. We now discover that a CONTEMPLATION OF THE FORM into which we penetrate through super-sensible knowledge, shows us all the SIGNIFICANCE OF FORMS, as they appear in the kingdom of man on the one hand, and in the animal kingdom on the other; we discover the whole significance of these forms. Equipped with the knowledge supplied by super-sensible research, we see that the animal (this is at least the case with most animals, and exceptions can be easily explained) stands upon the ground with his four limbs, so that its spine is horizontal, parallel with the surface of the earth, and so that in regard to the spine, the head develops in an entirely different position from that of man. We learn to know the animal's whole form, as it were, from within, as a complex of forces, and also in relationship with the whole universe. And we thus learn to make a comparison: We perceive the transformation, the metamorphosis in the human form, in the human being whom we see standing upon his two legs, at right angles, so to speak, with the animal's spine, with his own spine set vertically to the surface of the earth and his head developing in accordance with this position of the spine. By penetrating into the inner art of Nature's creative process, we learn to distinguish the human form from the animal form; we recognize this by entering into the artistic creative process of the cosmos. And we penetrate into the development of the world by rising from otherwise abstract constructive thoughts to thoughts which are inwardly filled with life, which form themselves artistically in the spirit. The most important thing to be borne in mind is that when it seeks to know the development of the world, anthroposophical spiritual research changes from the abstract understanding ordinarily described—and justly so—as dry, prosaic, systematic thought, or combining thought, into concrete, real thought. Not for the higher spiritual world, in which concepts must penetrate in the manner described, but for the physical world, the forms in the world development should first be grasped through a kind of artistic comprehension, which in addition develops upon the foundation of super-sensible knowledge. By thus indicating how science should change into art, we must of course encounter the objection raised by those who are accustomed to think in accordance with modern ideas: “But science must not become an art!” My dear friends, this can always be said, as a human requirement; people can say: I forbid the logic of the universe to become an art, for we only learn to know reality by linking up thought with thought and by thus approaching reality. If the world were as people imagine it to be, one could refuse to rise up to art, to an artistic comprehension of forms; but if the world is formed in such a way that it can only be comprehended through an artistic comprehension, it is necessary to advance to such an artistic comprehension. This is how matters stand. That is why those people who were earnestly seeking to grasp the organic in world development really came to an inner development of the thinking ordinarily looked upon as scientific thought; they came to an artistic comprehension of the world. As soon as we continue to observe with an artistic-intuitive eye the development of the world from the point where the ordinary Darwinistic theory comes to a standstill, we perceive that man, grasped as a whole, cannot simply be looked upon by saying that once there were lower animals in the world, from which higher animals developed, that then still higher animals developed out of these, and so forth, until finally man arose. If we study embryology in an unprejudiced way, it really contradicts this idea. Although modern scientists set up the fundamental law of biogenetics and compare embryology with phylogeny, they do not interpret rightly what appears outwardly even in human embryology, because they do not rise to this artistic comprehension of the world's development. If we observe in a human embryo how the limbs develop out of organs which at first have a stunted aspect, how everything is at first merely head, we already obtain the first elements of what reveals itself in the artistic comprehension of the human form. It is not possible to link up the whole human being with the animals. One cannot say: The human being, such as he stands before us today, is a descendant of the whole animal kingdom. No, this is not the case. Just those who penetrate with genuine scientific conscientiousness into scientific Darwinism and its modern description of the development of the world, will discover that through a higher understanding it is simply impossible to place man at the end, or at the summit of the animal chain of development; they must instead study the human head as such, the head of the human being. This human head alone descends from the whole animal kingdom. Though it may sound strange and paradoxical, the part which is generally considered as man's most perfect part is a transformation from the animal kingdom. Let us approach the human head with this idea and let us study it carefully. Observe with a certain morphological-artistic sense how the lower maxillary bones are transformed limbs, also the upper maxillary bones are transformed limbs, how everything in the head is an enhanced development of the animal form; you will then recognize in the human head that upon a higher stage it reveals everything which appears in the animals under so many different forms. You will then also understand why it is so. When you observe the animal, you can see that its head hangs upon one extremity of the spine and that in a real animal it is entirely subjected to the law of gravity. Observe instead the human head; observe how the human being stands within the cosmos. The human head is set upon a spine which has a vertical direction. It rests upon the remaining body in such a way that the human being protects the head, as it were, against falling a prey only to the force of gravity. The human head is really something which rests upon the remaining organism with comparative independence. And we come to the point of understanding that through the fact that the human head is carried by the remaining body, it really travels along like a person using a coach; for it is the remaining body which carries the human head through the world. The human head has transformed limbs which have become shriveled, as it were, and it is set upon the remaining organism. This remaining organism is related to the human head in the same way in which the whole earth with its force of gravity is related to the animal. In regard to the head, the human being is related to his whole remaining body in the same way in which the whole animal is related to the earth. We now begin to understand the human being through the development of the world. And if we proceed in this knowledge of the human form with an artistic sense and understanding, we finally comprehend why the human head is the continuation of the animal chain and why the remaining body of man developed later, out of the earth, and was attached to the human head. Only in this way we gradually learn to understand man's development. If we go back into earlier times of the past, we can only transfer into these primordial epochs that part of man which lies at the foundation of his present head development. We must not seek the development of his limbs or of his thorax in those early ages, for these developed later. But if we observe the development of the world by setting out, as described by me, from the human being, if we observe it in the same way in which we would look upon some past experience, we find that the human being had already begun his development in the world at a time when our higher animals, for instance, did not as yet exist. We can therefore say (let us now take a later epoch of the earth): In the further course of his development man developed his head out of earlier animal beings through the fact that his spiritual essence animated him. That is why he could raise his head above the former stage of development. He then added his limbs, which developed out of the regular forces of the earth. The animals which followed could only develop to the extent in which man developed with the exclusion of his head. They began their development later, so that they did not go as far as the human development of the head; they remained connected with the earth while the human being separated himself from it. This proves that it has a real meaning to say: Man belongs to the development of the universe in such a way that he is related with the animal kingdom, but he rises above it through his spiritual development. The animals which followed man in their development could only develop as much as man had developed in his limbs and thorax … the head remained stunted, because a longer time of development should have preceded it, such as that of man, in order that the real head might develop. Through an artistic deepened contemplation of the forms in the world's development the conscientiously accepted Darwinistic theory changes, insofar as it is scientifically justified today. We thus recognize that in the development of the world the human being has behind him a LONGER TIME OF DEVELOPMENT than the animals—that the animals develop as their chief form that part which man adds to his head. In this way man reaches the point of lifting one part of his being out of the force of gravity, whereas the animals are entirely subjected to the force of gravity. Everything which constituted our head with its sense organs is raised above the force of gravity, so that it does not turn towards ponderable matter but towards the ether, which fills the sensory world. This is the case above all with the senses; we would see this, could we study them more closely. In this way, for instance, the human organ of hearing depends upon an etheric structure, not only upon an air structure. Through all this the human being forms part not only of the material world, of the ponderable physical world, but he forms part of the etheric world outside. Through the etheric world he perceives, for instance, what the light conjures up before him in the world of colours, etc., etc. Even through his external form he rises above heavy matter, up to the free ether, and for this reason we see the development of the world in a different way when we ascend from natural science to spiritual science. But when we rise up to an artistic conception, we perceive the activity of the soul-spiritual in man, and we must rise up to such a conception if we wish to understand the human being. We should, for instance, be able to say: In regard to his soul-spiritual, sentient-volitional being, we must speak of loneliness and of a life in common with others, as if these were theoretical concepts, as described today; we must rise up to the moral world and finally we come to the religious world. These worlds belong together and form a whole. If we study the human being in accordance with a natural-scientific mentality and in the meaning of modern civilization, we find on the one hand the rigid scientific necessity of Nature to which also the human being belongs, and on the other hand we find that man can only be conscious of his dignity—that he can only say “I am truly man”—if he can feel within him the moral-religious impulses. But if we honestly stand upon the foundation of natural science we only have hypotheses in regard to the beginning and the end of the earth, hypotheses which speak of the Kant-Laplace nebula for the beginning of the earth and of a death through heat for the end of the earth. If in the face of the natural-scientific demands we now consider, in the meaning of modern civilization, the moral-religious world which reveals itself intuitively (I have shown this in my Philosophy of Spiritual Activity, if we consider this world we must say: We really delude ourselves, we conjure up before us a fog. Is it possible to believe that when the earth passes through the death by heat, in accordance with the natural-scientific concept, that there should still exist anything besides the death of all ideals? At this point spiritual science, or ANTHROPOSOPHY, sets in, and shows that the soul-spiritual is a reality, that it is active within the physical and that it placed the human form, the human being, into the evolution of the world; it shows that we should look back upon animal beings which are entirely different from the present animals, that it is possible to adhere to the methods of modern science, but that other results are obtained. Anthroposophy thus inserts the moral element into the science of religion, and Anthroposophy thus becomes a moral-religious science. Now we no longer look upon the Kant-Laplace nebula, but we look at the same time upon an original spiritual element, out of which the soul-spiritual world described in Anthroposophy developed in the same way in which the physical world developed out of a physical-earthly origin. We also look towards the end of the earth and since the laws of enthropy are fully justified, we can show that the earth will end through a kind of death by heat, but at the same time we can envisage from the anthroposophical standpoint the end of the single human being: his corpse is handed over to the elements, but the human being himself passes over into a spiritual world. This is how we envisage the end of the earth. The scientific results do not disturb us, for we know that everything of a soul-spiritual nature which man develops will pass through the earth's portal of death when the earth no longer exists; it will pass over into a new world development, even as the human being passes over into a new world development whenever he passes through death. By surveying the development of the earth in this way, we perceive IN THE MIDDLE OF ITS DEVELOPMENT THE EVENT OF GOLGOTHA. We see how this event of Golgotha is placed in the middle of the earth's development; before this event, there only existed forces which would have led man to a kind of paralyzation of his forces. We really learn to recognize (I can only allude to this at the end of my lecture) that in the same way in which through the vegetable and animal fertilization a special element enters the fertilized organism, so the Mystery of Golgotha brought something into the evolution of the world from regions outside the earth, and this continues to live; it accompanies the souls until at the end of the earth they pass on to new metamorphoses of earthly life. I would have to describe whole volumes were I to show the path leading in a strictly conscientious scientific way from what I have described to you today in connection with the evolution of humanity and of the universe, to the Mystery of Golgotha, to the appearance of the Christ-Being in relationship with the earth. But through a spiritual-scientific deepening many passages in the Gospels will appear in an entirely new light, in a different way from what it has hitherto been possible through the occidental consciousness. Let us consider only the following fact: If we entirely stand upon a natural-scientific foundation, we must envisage the physical end of the earth. And those who continue to stand upon this scientific foundation, will also find that finally the starry world surrounding the earth will decay; they will look upon a future in which this earth will no longer exist, and the stars above will no longer exist. But spiritual science gives us the certainty that even as an eternal being goes out of the physical and etheric body every evening and returns into them every morning, so an eternal being will continue to live when the single human bodies shall have decayed. When the whole earth falls away from all the soul-spiritual beings of men, this eternal part of the earth will continue to live and it will pass over to new planetary phases of world development. Now Christ's words in the Gospels resound to us in a new and wonderful way; “HEAVEN AND EARTH SHALL PASS AWAY, BUT MY WORDS SHALL NOT PASS AWAY,” and connected with these words are those of St. Paul: “NOT I, BUT CHRIST IN ME.” If a Christian really grasps these words, if a person who really understands Christianity inwardly and who says, “Not I, but Christ in me,” understands Christ's words, “Heaven and earth shall pass away but my words shall not pass away”—that is, “what lives within my everlasting Being shall not pass away”—these words will shine forth from the Gospel in a peculiar manner, with a magic producing reverence, but if one is really honest they cannot be understood without further ado. If we approach such words and others, with the aid of spiritual science and in the anthroposophical meaning, if we approach many other sayings which come to us out of the spiritual darkness of the world development, of the development of the earth and of humanity, a light will ray out of them. Indeed, my dear friends, it is as if light were to fall upon words such as “heaven and earth shall pass away but my words shall not pass away”—light falls upon them, if we hear them resounding from that region where the Mystery of Golgotha took place, and the whole development of the earth only acquires its true meaning through such words! Thus we see that spiritual science in the meaning of Anthroposophy strives above all after a conscientious observation of the strict methods of the physical world, but at the same time it seeks to continue these strict scientific methods into regions where our true eternal being shines out towards us, regions where also the spiritual being of the world development rays out its light towards us, a light in which the world development itself with its spiritual forces and Beings appears in its spiritual-divine character. My dear friends, at the conclusion of my lecture (I thank you that you showed so much interest in it) let me express the following fact: Spiritual-scientific Anthroposophy can fully understand that modern humanity, particularly conscientious, scientifically-minded men, have grown accustomed to consider as real and certain the results of causal natural-scientific knowledge, the results of external sense observation, intellectual combinations of these sensory observations, and experiments. This gave them a feeling of certainty. And by acquiring this certainty, they acquired a certain feeling in general towards that which can be “sure.” Up to now no attempt has been made to study super-sensible things in the same way in which physical things are studied. This certainty could therefore not be carried into super-sensible regions. Today people still believe that they must halt with a mere thought at the threshold of the super-sensible worlds, that feelings full of reverence suffice, because otherwise they would lose the mystery, and the super-sensible world would be rationalized. But spiritual science does not seek to rationalize the mystery, to dispel the reverent feeling which one has towards the mystery: it leads to these mysteries through vision. Anthroposophy leaves the mystery its mystery-character, but it sets it into the evolution of the world in the same way in which sensory things exist in the sphere of world evolution. And it must be true that people also need certainty for the spheres transcending mere Nature. To the extent in which they will feel that through spiritual science in the meaning of Anthroposophy they do not hear some vague amateurish and indistinct talk about the worlds, but something which is filled by the same spirit which comes to expression in modern science, to this same extent humanity will feel that the certainty which it acquired, the certainty which it is accustomed to have through the physical world, can also be led over into the spiritual worlds. People will feel: If certainty exists only in regard to the physical world, of what use is this certainty, since the physical world passes away? Man needs an eternal element, for he himself wants to be rooted in an eternal element. He cannot admit that this certainty should only be valid for the transient, perishable world. Certainty, the certainty of knowledge, must also be gained in regard to the imperishable world. This is the aim pursued in greatest modesty (those who follow the spiritual science of Anthroposophy know this) by Anthroposophy. Its aim is that through his natural certainty man should not lose his knowledge of the imperishable; through his certainty in regard to perishable things he should not lose the certainty in regard to imperishable things. Certainty in regard to the perishable; that is to say, certainty in regard to the riddle of birth and death, the riddle of immortality, the riddle of the spiritual world developments, this is what Anthroposophy seeks to bring into our civilization. Anthroposophy believes that this can be its contribution to modern civilization. For in the same measure in which people courageously recognize that certainty should be gained also in regard to imperishable things, and not only in regard to perishable things, in the same measure they will grow accustomed to look upon Anthroposophy no longer as something fantastic and as an individual hobby, but as something which must enter our whole spiritual culture, like all the other branches of science, and thereby our civilization in general. |