198. Oswald Spengler, Prophet of World Chaos: Spengler's “Decline of the West”
02 Jul 1920, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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198. Oswald Spengler, Prophet of World Chaos: Spengler's “Decline of the West”
02 Jul 1920, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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One who looks around a little in Germany today, and not at externals but with the eye of the soul; one who sees not only what offers itself to the casual visitor, who seldom learns the true conditions during his visit; one who does not cling to the fact that a few chimneys are smoking again and the trains are running on time; one who can to some degree see into the spiritual situation; such a person sees a picture which is symptomatic not only for this territory but for the whole decay of our world-culture in the present cycle. I would like today to point out to you, in an introductory way, a psycho-spiritual symptom which is far more significant than many sleeping souls even in Germany allow themselves to dream. In old Germany decay and decline rule today, and the external things which I have mentioned cannot deceive us about this. But this is not what I want to point to now, for in the course of world-history we often see decay set in and then out of the decay there again spring upward impulses. But if we judge externally, basing our opinion on mere custom and routine and saying that here again everything will be just as it has been before, then we do not see certain deeper-lying symptoms. One such symptom (but only one of many), a psycho-spiritual symptom which I want to bring before you, is the remarkable impression made by Oswald Spengler's book The Decline of the West, which is already symptomatic in having been able to appear in our time. It is a thick book and widely read, a book which has made an extraordinarily deep impression on the younger generation in Germany today. And the remarkable thing is that the author expressly states that he conceived the basic idea of this book, not during the war or after the war, but already some years before the catastrophe of 1914. As I have said, this book makes a particularly strong impression on the younger generation. And if you try to sense the imponderables of life, the things which are between the lines, then you will be particularly struck by such a thing. In Stuttgart I recently had to give a lecture to the students of the technical college, and I went to this lecture entirely under the impression made by Oswald Spengler's Decline of the West. It is a thick book. Thick books are very costly now in Germany, yet it is much read. You will realize their costliness when I tell you that a pamphlet which cost five cents in 1914 now costs thirty-five cents. Of course, books have not risen in the same proportion as beer, which now costs ten times as much as in 1914. Books must always be handled more modestly, even under the present impossible economic conditions. Still the price increase on books shows what has happened to the economic system in the last few years. The contents of this book may be easily characterized. It demonstrates how the culture of the Occident has now reached a point which, at a certain period, was also reached by the declining cultures of the old Orient, of Greece, and of Rome. Spengler calculates in a strictly historical way that the complete collapse of the culture of the Occident must be accomplished by the year 2200. In my public lecture in Stuttgart I treated Spengler's book very seriously, and I also combatted it strenuously. But today the contents of such a thing are not so important. More important than the contents or the psycho-spiritual qualities of a book is whether the author (no matter what view of life he may adopt) has spiritual qualities, whether he is a personality who may be taken earnestly, or even highly esteemed, in a spiritual way. The author of this book is, beyond any doubt, such a personality. He has completely mastered ten or fifteen sciences. He has a penetrating judgment on the whole historical process, as far as history reaches. And he also has something which men of today almost never have, a sound eye for the phenomena of decline in the civilizations of the present day. There is a fundamental difference between Spengler and those who do not grasp the nature of the impulses of decline and who try all kinds of arrangements for extracting from the decayed ideas some appearance of upward motion. Were it not heart-rending it might be humorous to see how people with traditional ideas all riddled with decay meet today in conferences and believe that out of decay they can create progress by means of programs. Such a man as Oswald Spengler, who really knows something, does not yield to such a deception. He calculates like a precise mathematician the rapidity of our decline and comes out with the prediction (which is more than a vague prophecy) that by the year 2200 this Occidental culture will have fallen into complete barbarism. This combination of universal outward decline, especially in the psycho-spiritual field, with the revelation by a serious thinker that such decline is necessary in accordance with the laws of history—this combination is something remarkable, and it is this which has made such a strong impression on the younger generation. We have today not only signs of decay, we have theories which describe this decay as necessary in a demonstrable scientific way. In other words, we have not only decay but a theory of decay, and a very formidable theory too. One may well ask where we shall find the forces, the inner will-forces, to spur men to work upward again, if our best people, after surveying ten or fifteen sciences, have reached the point of saying that this decay is not only present but can be proved like a phenomenon in physics. This means that the time has begun when belief in decay is not represented by the worst people. We must stress again and again how really serious the times are, and what a mistake it is to sleep away this seriousness of the times. If one grasps the entire urgency of the situation, one is driven to the question: How can we orient thinking so that pessimism toward western civilization will not appear to be natural and obvious while faith in a new ascent seems a delusion? We must ask if there is anything that can still lead us out of this pessimism. Just the way in which Spengler comes to his results is extremely interesting for the spiritual-scientist. Spengler does not consider the single cultures to be as sharply demarcated as we do when, for example, within the post-Atlantean time we distinguish the Indian, Persian, Egypto-Chaldean, Greco-Latin, and present-day cultures. He is not familiar with spiritual science, but in a certain way, he too considers such cultures. He looks at them with the eye of the scientific researcher. He examines them with the methods which in the last three or four centuries have grown up in occidental civilization and been adopted by all who are not prejudiced by narrow traditional faith, Catholic, Protestant, Monadistic, etc. Oswald Spengler is a man who is completely permeated by materialistic modern science. And he observes the rise and fall of cultures—oriental, Indian, Persian, Greek, Roman, modern occidental—as he would observe an organism which goes through a certain infancy, a time of maturity, and a time of aging, and then, when it has grown old, dies. Thus Spengler regards the single cultures; they go through their childhood, their maturity, and their old age, and then they die. And the death-day of our present Occidental civilization is to be the year 2200. Only the first volume of the book is now available. One who lets this first volume work upon him finds a strict theoretical vindication and proof of the decline, and nowhere a spark of light pointing to a rise, nothing which gives any hint of a rise. And one cannot say that this is an erroneous method of thought for a scientist. For if you consider the life of today and do not yield to the delusion that fruit for the future can grow out of bodiless programs, then you see that an upward movement nowhere appears in what the majority of men recognize in the outer world. If you regard rising and declining cultures as organisms, and then look at our culture, our entire Occidental civilization, as an organism, then you can only say that the Occident is perishing, declining into barbarism. You find no indication where an upward movement could appear, where another center of the world could form itself. The Decline of the West is a book with spiritual qualities, based on keen observation, and written out of a real permeation with modern science. Only our habitual frivolity can ignore such things. When a phenomenon like this appears, there springs up in the world-observer that historical concern of which I have so often spoken and which I can briefly characterize in the following words: One who today makes himself really acquainted with the inner nature of what is working in social, political, and spiritual life, one who sees how all that is so working strives toward decline—such a person, if he knows spiritual science as it is here meant, must say that there can only be a recovery if what we call the wisdom of initiation flows into human evolution. For if this wisdom of initiation were entirely ignored by men, if it were suppressed, if it could play no role in the further development of mankind—what would be the necessary consequence? You see, if we look at the old Indian culture, it is like an organism in having infancy, maturity, aging, decay, and death; then it continues itself. Then we have the Persian, Egyptian, Chaldean, Greco-Latin, and our own time, but always we have something which Oswald Spengler did not take into account. He has been reproached for this by several of his opponents. For a good deal has already been written against Spengler's book, most of it cleverer than Benedetto Croce's extraordinarily simple article. Croce, who has always written cleverly apart from this, suddenly became a simpleton with Spengler's book. But it has been pointed out to Spengler that the cultures do not always have only infancy, maturity, aging, and death, they continue themselves and will do so in this case also; when our culture dies in the year 2200, it will continue itself again. The singular thing here is that Spengler is a good observer and therefore he finds no moment of continuation and cannot speak of a seed somewhere in our culture, but only of the signs of decay which are evident to him as a scientific observer. And those who speak of cultures continuing themselves have not known how to say anything particularly clever about this book. One very young man has brought forward a rather confused mysticism in which he speaks of world-rhythm; but that creates nothing which can transform a documented pessimism into optimism. And so it follows from Spengler's book that the decline will come, but no upward movement can follow. What Spengler does is to observe scientifically the infancy of the organism which is a culture or civilization, its maturity, decline, aging, death. He observes these in the different epochs in the only way in which, fundamentally, one can observe scientifically. But one who can look a little deeper into things knows that in the old Indian life, apart from the external civilization, there lived the initiation-wisdom of primeval times. And this initiation-wisdom of primeval times, which was still mighty in India, inserted a new seed into the Persian culture. The Persian mysteries were already weaker, but they could still insert the seed into the Egypto-Chaldean time. The seed could also be carried over into the Greco-Latin period. And then the stream of culture continued itself as it were by the law of inertia into our own time. And there it dries up. One must feel this, and those who belong to our spiritual science could have felt it for twenty years. For one of my first remarks at the time of founding our movement was that, if you want a comparison for what the cultural life of mankind brings forth externally, you may compare it with the trunk, leaves, blossoms, and so forth, of a tree. But what we want to insert into this continuous stream can only be compared with the pith of the tree; it must be compared with the activating growth-forces of the pith. I wanted thereby to point out that through spiritual science we must seek again what has died out with the old atavistic primeval wisdom. The consciousness of being thus placed into the world should be gained by all those who count themselves a part of the anthroposophical movement. But I have made another remark, especially here in recent years but also in other places. I have said that, if you take all that can be drawn out of modern science and form therefrom a method of contemplation which you then apply to social or, better still, to historical life, you will be able to grasp thereby only phenomena of degeneration. If you examine history with the methods of observation taught by science, you will see only what is declining, if you apply this method to social life, you will create only the phenomena of degeneration. What I have thus said over the course of years could really find no better illustration than Spengler's book. A genuinely scientific thinker appears, writes history, and discovers through this writing of history that the civilization of the Occident will die in the year 2200. He really could not have discovered anything else. For in the first place, with the scientific method of contemplation you can find or create only phenomena of degeneration; while in the second place the whole Occident in its spiritual, political, and social life is saturated with scientific impulses, hence is in the midst of a period of decline. The important thing is that what formerly drew one culture out of another has now dried up, and in the third millennium no new civilization will spring out of our collapsing Occidental civilization. You may bring up ever so many social questions, or questions on women's suffrage, and so forth, and you may hold ever so many meetings; but if you form your programs out of the traditions of the past, you will be making something which is only seemingly creative and to which the ideas of Oswald Spengler are thoroughly applicable. The concern of which I have spoken must be spoken of because it is now necessary that a wholly new initiation-wisdom should begin out of the human will and human freedom. If we resign ourselves to the outer world and to what is mere tradition, we shall perish in the Occident, fall into barbarism; while we can move upward again only out of the will, out of the creative spirit. The initiation-wisdom which must begin in our time must, like the old initiation wisdom (which only gradually succumbed to egoism, selfishness, and prejudice), proceed from objectivity, impartiality, and selflessness. From this base it must permeate everything. We can see this as a necessity. We must grasp it as a necessity if we look deeper into the present unhappy trend of Occidental civilization. But then you also notice something else; you notice that when a justified appeal is made it is distorted into a caricature. And it is especially necessary that we should see through this. Now in our time no appeal is more justifiable than that for democracy; yet this is distorted into a caricature as long as democracy is not recognized as a necessary impulse only for the life of politics and rights and the state, from which the economic life and the cultural life must be dissociated. It is distorted into a caricature when today, instead of objectivity, impartiality, and selflessness, we find personal whims and self-interest made into cultural factors. Everything is being drawn into the political field. But if this happens, then gradually objectivity and impartiality will disappear; for the cultural life cannot thrive if it takes its directions from the political life. It is always entangled in prejudice thereby. And selflessness cannot thrive if the economic life creeps into the political life, because then self-interest is necessarily introduced. If the associative life, which can produce selflessness in the economic field, is spoiled, then everything will tend to leave men to wander in prejudice and self-interest. And the result of this will be to reject what must be based on objectivity and selflessness—the science of initiation. In external life everything possible is done today to reject this science of initiation, although it alone can lead us beyond the year 2200. This is the great anxiety as regards our culture, which can come over you if you look with a clear eye at the events of the present. On this basis, I regard Spengler's book as only a symptom, but can anyone possibly say today: “Ah yes, but Spengler is wrong. Cultures have risen and fallen; ours will fall, but another will arise out of it.”? No, there can be no such refutation of Spengler's views. It is falsely reasoned, because trust in an upward movement cannot today be based on a faith that out of the Occidental culture another will develop. No, if we rely on such a faith nothing will develop. There is simply nothing in the world at present which can be the seed to carry us over the beginning of the third millennium. Just because we are living in the fifth post-Atlantean epoch, we must first create a seed. You cannot say to people—Believe in the Gods, believe in this, believe in that, and then all will be well. You must confess that those who speak of, and even demonstrate, the phenomena of degeneration are right with regard to what lives in the outer world. But we, every individual human being must take care that they shall not remain right. For the upward movement does not come out of anything objective, it comes out of the subjective will. Each person must will, each person must will to take up the spirit anew, and from the newly received spirit of the declining civilization each person must himself give a new thrust; otherwise it will perish. You cannot appeal today to any objective law, you can appeal only to the human will, to the good-will of men. Here in Switzerland, where things have unrolled themselves differently, there is little to be seen of the real course of events (although it is also present here); but if you step over the border into Middle Europe you are immediately struck, in all that you observe with the eye of the soul, by what I have just described to you. There comes before your soul the sharp and painful contrast between the need for adopting initiation-wisdom into our spiritual, legal, and economic life and the perverted instincts which reject everything which comes from this quarter. One who feels this contrast must search hard for the right way to describe it, and one who does not choose words haphazardly often has trouble in finding the right expression for it. In Stuttgart I spoke on Spengler's book and I used this expression, “perverted instincts of the present.” I have used it again today because I find it is the only adequate one. As I left the stand that day I was accosted by one of those who best understand the word “perverted” in a technical sense, a physician. He was shocked that I had used just this word, but out of curious reasons. It is no longer commonly supposed that one who speaks on a foundation of facts, out of reality, chooses his words with pain; rather is it supposed that everyone forms his words as they are usually formed out of the superficial consciousness of the times. I had a talk with this physician, told him this and that, and then he said he was glad that I had not meant this word “perverted” in any elegant literary sense. I could only reply that this was certainly not the case, because I was not in the habit of meaning things in an elegant literary way. The point is that the man in the street today never assumes that there is such a thing as a creation out of the spirit; he simply believes, if you say something like “perverted instincts,” that you are speaking on the same basis as the last litterateur. That tone dominates our minds today; our minds educate themselves by it. Just in such an episode you can see the contrast between what is so necessary to mankind today—a real deepening, which must even go back as far as the basis of initiation-wisdom—and that which, through the caricature of democracy, comes before us today as spiritual life. People are much too lazy to draw something up from the hidden forces of consciousness within themselves; they prefer to dabble at tea-parties, in beer-gardens, at political meetings, or in parliaments. It is the easiest thing in the world now to say witty things, for we live in a dying culture where wit comes easily to people. But the wit that we need, the wit of initiation-wisdom, we must fetch up from the will; and we will not find it unless the power of this initiation-wisdom flows into our souls. Hence, we cannot say that we have refuted such a book as Spengler's. Naturally, we can describe it. It is born out of the scientific spirit. But the same is true of what others bring to birth out of the scientific spirit. Thus he is right if there does not enter into the wills of men that which will make him wrong. We can no longer have the comfort of proving that his demonstration of decline is wrong; we must, through the force of our wills, make wrong what seems to be right. You see, this must be said in sentences which seem paradoxical. But we live in a time when the old prejudices must be demolished and when it must be recognized that we can never create a new world out of the old prejudices. Is it not understandable that people should encounter spiritual science and say they do not understand it? It is the most understandable thing in the world. For what they understand is what they have learned, and what they have learned, is decay or leading to decay. It is a question, not of assimilating something which can easily be understood out of the phenomena of decline, but of assimilating something to understand which one must first enhance his powers. Such is the nature of initiation-wisdom. But how can we expect that those who now aspire to be the teachers or leaders of the people should discern that what gives man a capacity for judgment must first be fetched out of the subconscious depths of soul-life and is not sitting up there in the head all ready-made. What really sits up there in the head is the destructive element. Such is the nature of the things which you encounter wherever the consequences have already been drawn, where you have only to look at this seeming success. It is comprehensible that in the decline of occidental civilization our consciousness cannot easily enter into this field. Hence, we stand today entirely under the influence of this contrast which has been described to you; on the one side the need for a new impulse to enter into our civilization, and on the other side a rejection of this impulse. Things simply cannot improve if a sufficiently large number of people do not grasp the need for this impulse from initiation-wisdom. If you lay weight on temporary improvement you will not notice the great lines of decline, you will delude yourself about it, and you will march just so much more surely toward decline because you fail to grasp the only means there is to kindle a new spirit out of the will of men. But this spirit must lay hold of everything. Above all, this spirit must not linger over any theoretical philosophical problems. It would be a terrible delusion if a great number of people—perhaps just those who were somewhat pleased by the new initiation-wisdom and derived therefrom a somewhat voluptuous soul-feeling—should believe it would suffice to pursue this initiation-wisdom as something which was merely comfortable and good for the soul. For just through this the remainder of our real external life would more and more fall into barbarism, and the little bit of mysticism that could be pursued by those whose souls had an inclination in that direction would right soon vanish in the face of universal barbarism. Everywhere, and in an earnest way, initiation-wisdom must penetrate into the various branches of science and teaching, and above all into practical life, especially practical will. Fundamentally everything is lost time today that is not willed out of the impulses of initiation-wisdom. For all strength which we apply to other kinds of willing retards matters. Instead of wasting our time and strength in this way, we should apply whatever time and strength we have to bringing the impulse of initiation-wisdom into the different branches of life and knowledge. If something is rolling along with the ancient impulses, no one will stop it in its rolling; and we should have an eye to how many younger people (especially in the conquered countries) are still filled with old catch-words, old chauvinism. These young people do not come into consideration. But those young people do come into consideration on whom rests the whole pain of the decline. And there are such. They are the ones whose wills can be broken by such theories as those of Spengler's book. Therefore, in Stuttgart I called this book of Oswald Spengler's a clever but fearful book, which contains the most fearful dangers, for it is so clever that it actually conjures up a sort of fog in front of people, especially young people. The refutations must come out of an entirely different tone than that to which we are accustomed in such things, and it will never be a faith in this or that which will save us. People recommend one happily nowadays to such a faith, saying that if we only have faith in the good forces of men the new culture will come like a new youth. No, today it cannot be a question of faith, today it is a question of will; and spiritual science speaks to the will. Hence it is not understood by anyone who tries to grasp it through faith or as a theory. Only he understands it who knows how it appeals to the will, to the will in the deepest recesses of the heart when a man is alone with himself, and to the will when a man stands in the battle of daily life and in such battle, must assert himself as a man. Only when such a will is striven for can spiritual science be understood. I have said to you that for anyone who reads my Occult Science as he would read a novel, passively giving himself to it, it is really only a thicket of words—and so are my other books. Only one who knows that in every moment of reading he must, out of the depths of his own soul, and through his most intimate willing, create something for which the books should be only a stimulus—only such a one can regard these books as musical scores out of which he can gain the experience in his own soul of the true piece of music. We need this active experiencing within our own souls. |
214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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When some time ago the first volume of Spengler's Decline of the West appeared, there could be discerned in this literary production something like the will to tackle more intensively the elemental phenomena of decay and decline in our time. Here is a man who felt in much that is now active in the whole western world an impulse toward decline that must necessarily lead to a condition of utter chaos in western civilization, including America; and it could be seen that the man who had developed such a feeling—a very well-informed person, indeed, with mastery of many scientific ideas—was making the effort to present a sort of analysis of these phenomena. It is clear, of course, that Spengler recognized this decline; and it is evident also that he had a feeling for everything of a declining nature exactly because all his thinking was itself involved in this decline; and because he felt this decadence in his very soul, I might say, he anticipated nothing but decadence as the outcome of all mass civilization. That is comprehensible. He believed that the West will become the prey of a kind of Caesarism, a sort of development of individual power, which will replace the differentiated, highly-organized cultures and civilizations with simple brute-force. It is evident that Spengler, for one, had not the slightest perception of the fact that salvation for this western culture and civilization can come out of the will of mankind, if this will, in opposition to all that is moving headlong toward destruction, is directed toward the realization of something that can yet be brought forth out of the soul of man as a new force, if the human being of today wills it so. Of such a new force—naturally a spiritual force, based on spiritual activity—Oswald Spengler had not the slightest understanding. Thus we can see that a very well-informed, brilliant man, with a certain penetrating insight, and able to coin such telling phrases, can actually arrive at nothing beyond a certain hope for the unfolding of a brute-power, which is remote from everything spiritual, from all inner human striving, and which depends entirely upon the development of external brutish force. However, when the first volume appeared, it was possible to have at least a certain respect for the penetrating spirituality (I must use the expression again)—an abstract, intellectualistic spirituality—as opposed to the obtuseness of thinking which by no means is equal to the driving forces of history, but which so often gives the keynote to the literature of today. Oswald Spengler's second volume has now appeared, and this indeed points out much more forcefully all that lives in a man of the present which can become his world-conception and philosophy, while he himself rejects, with a sort of brutality, everything genuinely spiritual. This second volume is likewise brilliant; yet in spite of his clever observations, Spengler shows nothing more than the dreadful sterility of an excessively abstract and intellectualistic mode of thought. The matter is extraordinarily noteworthy because it shows what a peculiar configuration of spirit can be attained by an undeniably notable personality of today. In this second volume of Spengler's Decline of the West, it is primarily the beginning and the end that are of exceptional interest. But it is a melancholy interest which this beginning and end arouse; they really characterize the whole state of this man's soul. You need to read only a sentence or two at the beginning in order to estimate at once the soul-situation of Oswald Spengler, and likewise of many other people of the present time. What is to be said of it has not merely a German-literary significance, but an altogether international one. Spengler begins with the following sentence: [The Decline of the West, by Oswald Spengler; Volume II: Perspectives of World History. Translated by Atkinson (Knopf). The above citation, however, and all others used herein are translated from the original of Spengler, Der Untergang des Abendlandes, by the translator of this lecture. Ed.] “Observe the flowers in the evening, when in the setting sun they close one after the other; something sinister oppresses you then, a feeling of puzzling anxiety in the presence of this blind, dreamlike existence bound to the earth. The mute forest, the silent meadows, yonder bush, and these tendrils, do not stir. It is the wind that plays with them. Only the little gnat is free. It still dances in the evening light; it moves whither it will,” and so on. Notice the starting-point from the flowers, from the plants. Now when I have wished to point to what gives its significance to the thinking of the present, I have again and again found it necessary to begin with the kind of comprehension applied today to lifeless, inorganic, mineral nature. Perhaps some of you will remember that in order to characterize the striving of present-day thinking for clarity of view, I have often used the example of the impact of two resilient balls, where from the given condition of one ball you can deduce the condition of the other by pure calculation. Of course, anyone of the Spenglerian soul-caliber can say that ordinary thinking does not discover how resilience works in these balls, nor what the relations are in a deeper sense. Anyone who thinks thus does not understand upon what clarity of thought depends at the present time. For such an objection would have neither greater validity nor less than would an assertion by someone that it is impossible for me to understand a sentence written down on paper without first having investigated the composition of the ink with which it is written. The important thing is always to discover the point at issue. In surveying inorganic nature, the matter of concern is not what may eventually be discovered behind it as force-impulse, just as the composition of the ink is not the important thing for the understanding of a sentence written with it; but the matter of importance is whether clear thinking is employed. This definite kind of thinking is what humanity has achieved since the time of Galileo and Copernicus. It shows first that man can grasp by means of it only lifeless, inorganic nature; but that, on the other hand, only by yielding himself to it, as to the simplest and most primitive kind of pure thinking, can he develop freedom of the human soul, or any kind of freedom for man. Only one who understands the character of clear, objective thinking, as it holds sway in lifeless nature, can later rise to the other processes of thinking and of seeing—to that which permeates thought with vision, with inspiration, with imagination, with intuition. Therefore, the first task confronting one who wishes to speak today with any authority on the ultimate configuration of our cultural life is to observe what it is that the power of present-day thinking rests upon. And those who have become aware of this power in the thinking of our time know that this thinking is active in the machine, that it has brought us modern technical sciences, in which by means of this thinking we construct external, lifeless, inorganic sequences, all of whose pseudo-intelligence is intended to contribute to the outer activities of man. Only one who understands this begins to realize that the moment we start to deal with plant-life, this kind of thinking, grasped at first in its abstractness, leads to utter nonsense. Anyone who uses this kind of crystal-clear thinking—appropriate in its abstractness to the mineral world alone—not as a mere starting point for the development of human freedom, but instead employs it in thinking about the plant-world, will have before him in the plant-world something nebulous, obscure, mystical, which he cannot comprehend. For as soon as we look up to the plant-world we must understand that here—at least to the degree intended by Goethe with his primordial-plant (Urpflanze), and with the principle by means of which he traced the metamorphosis of this primordial-plant through all plant-forms—here at least in this Goethean sense, everyone who approaches the plant-world with a recognition of the real force of the thought holding sway in the inorganic world must perceive that the plant-world remains obscure and mystical in the worst sense of our time, unless it is approached with imagination—at least in the sense in which Goethe established his botanical views. When anyone like Oswald Spengler rejects imaginative cognition and yet starts describing the plant-world in this way, he reaches nothing that will give clarity and force, but only a kind of confused thinking, a mysticism in the very worst sense of the word, namely materialistic mysticism. And if this has to be said about the beginning of the book, the end of it is in turn characterized by the beginning. The end of this book deals with the machine, with that which has given the very signature to modern civilization—the machine, which on the one hand is foreign to man's nature, yet is on the other precisely the means by which he has developed his clear thinking. Some time ago—directly after the appearance of Oswald Spengler's book, and under the impression of the effect it was having—I gave a lecture at the College of Technical Sciences in Stuttgart on Anthroposophy and, the Technical Sciences, in order to show that precisely by submersion in technical science the human being develops that configuration of his soul-life which makes him free. I showed that, because in the mechanical world he experiences the obliteration of all spirituality, he receives in this same mechanical world the impulse to bring forth spirituality out of his own being through inner effort. Anyone, therefore, who comprehends the significance of the machine for our whole present civilization can only say to himself: This machine, with its impertinent pseudo-intelligence, with its dreadful, brutal, demonic spiritlessness, compels the human being, when he rightly understands himself, to bring forth from within those germs of spirituality that are in him. By means of the contrast the machine compels the human being to develop spiritual life. But as a matter of fact, what I wished to bring out in that lecture was understood by no one, as I was able to learn from the after-effects. Oswald Spengler places at the conclusion of his work some observations about the machine. Well, what you read there about the machine finally leads to a sort of glorification of the fear of it. We feel that what is said is positively the apex of modern superstition regarding the machine, which people feel as something demonic, as certain superstitious people sense the presence of demons. Spengler describes the inventor of the machine, tells how it has gradually gained ground, and little by little has laid hold of civilization. He describes the people in whose age the machine appeared. “But for all of them there also existed the really Faustian danger that the devil might have a hand in the game, in order to lead them in spirit to that mountain where he promised them all earthly power. That is what is meant by the dream of those strange Dominicans, like Peter Peregrinus, about the perpetual motion device, through which God would have been robbed of His omnipotence. They succumbed to this ambition again and again; they extorted his secret from the Divinity in order to be God themselves.” So Oswald Spengler understands the matter thus: that because man can now control machines, he can through this very act of controlling, imagine himself to be a God, can learn to be a God, because, according to his opinion, the God of the cosmic machine controls the machine. How could a man help feeling exalted to godhood when he controls a microcosm! “They hearkened to the laws of the cosmic time-beat in order to do them violence, and then they created the idea of the machine as a little cosmos which yields obedience only to the will of man. But in doing so they overstepped that subtle boundary where, according to the adoring piety of others, sin began; and that was their undoing, from Bacon to Giordano Bruno. True faith has always held that the machine is of the devil.” Now he evidently intends at this point to be merely ironic; but that he intends to be not only ironic becomes apparent when in his brilliant way he uses words which sound somewhat antiquated. The following passage shows this: “Then follows, however, contemporaneously with Rationalism, the invention of the steam-engine, which overturns everything and transforms the economic picture from the ground up. Till then nature had given service; now it is harnessed in the yoke as a slave, and its work measured, as in derision, in terms of horse-power. We passed over from the muscular strength of the negro, employed in organized enterprise, to the organic forces of the earth's crust, where the life-force of thousands of years lies stored as coal, and we now direct our attention to inorganic nature, whose waterpower has already been harnessed in support of the coal. Along with the millions and billions of horse-power the population increases as no other civilization would have considered possible. This growth is a product of the machine, which demands service and control, in return for which it increases the power of each individual a hundredfold. Human life becomes precious for the sake of the machine. Work becomes the great word in ethical thinking. During the eighteenth century it lost its derogatory significance in all languages. The machine works and compels man to work with it. All civilization has come into a degree of activity under which the earth quivers. “What has been developed in the course of scarcely a century is a spectacle of such magnitude that to human beings of a future culture, with different souls and different emotions, it must seem that at that time nature reeled. In previous ages, politics has passed over cities and peoples; human economy has interfered greatly with the destinies of the animal and plant world—but that merely touches life and is effaced again. This technical science, however, will leave behind it the mark of its age when everything else shall have been submerged and forgotten. This Faustian passion has altered the picture of the earth's surface. “And these machines are ever more dehumanized in their formation; they become ever more ascetic, more mystical and esoteric. They wrap the earth about with an endless web of delicate forces, currents, and tensions. Their bodies become ever more immaterial, even more silent. These wheels, cylinders and levers no longer speak. All the crucial parts have withdrawn to the inside. Man senses the machine as something devilish, and rightly so. For a believer it indicates the deposition of God. It hands over sacred causality to man, and becomes silent, irresistible, with a sort of prophetic omniscience set in motion by him. “Never has the microcosm felt more superior toward the macrocosm. Here are little living beings who, through their spiritual force, have made the unliving dependent upon them. There seems to be nothing to equal this triumph, achieved by only one culture, and, perhaps, for only a few centuries. But precisely because of it the Faustian man has become the slave of his own creation.” We see here the thinker's complete helplessness with regard to the machine. It never dawns on him that there is nothing in the machine that could possibly be mystical for anyone who conceives the very nature of the unliving as lacking any mystical element. And thus we see Oswald Spengler beginning with a hazy recital about plants, because he really has no conception at all of the nature and character of present-day cognition—which is closely related to the evolution of the mechanical life—because to him thinking remains only an abstraction, and on this account he is also unable to perceive the function of thinking in anything mechanical. In reality, thinking here becomes an entirely unsubstantial image, so that the human being in the mechanical age may become all the more real, may call forth his soul, his spirit, out of himself by resisting the mechanical. That is the significance of the machine-age for the human being, as well as for world-evolution. When anyone intending to begin with metaphysical clarity starts out instead with a hazy recital about plants, he does so because in this mood he is in opposition to the machine. That is to say, Oswald Spengler has grasped the function of modern thinking only in its abstractness, and he sets to work on something that remains dark to him, namely, the plant-world. Now taking the mineral, the plant, the animal, and the human kingdoms, the last-named may be characterized for the present time by saying that since the middle of the fifteenth century we have advanced to the thinking that makes the mineral kingdom transparent to us. So that when we look at the human being of our time, as he is inwardly, as observer of the outer world, we must say that as human being he has at this precise time developed the conception of the mineral kingdom. But then we must characterize the significance of this mineral-thinking in the way I have just now characterized it. But when someone who knows nothing of the real nature of the mineral kingdom takes his start from the plant kingdom, he gets no farther than the animal kingdom. For the animal bears in itself the plant-nature in the same form we today bear the mineral nature. It is characteristic of Oswald Spengler, first, that he begins with the plant, and in his concepts in no way gets beyond the animal (he deals with man only in so far as man is an animal) ; and second, that thinking really seems to him to be extraordinarily comprehensible, whereas, in reality, as I have just explained, it has been understood in its true significance only since the fourteenth century. He thus lets his thinking slide down just as far as possible into the animal world. We see him discovering, for example, that he has sense-perception, just as has the animal, and that this sense-perception, even in the animal, becomes a sort of judgment. In this way he tries to represent thinking merely as something like an intensification of the perceptive life of the animal. Actually no one has proved in such a radical way as this same Oswald Spengler that the man of today with his abstract thinking reaches only the extra-human world, and no longer comprehends the human. And the essential characteristic of the human being, namely, that he can think, Oswald Spengler regards only as a sort of adjunct, which is inexplicable and really superfluous. For, according to Spengler, this thinking is really something highly superfluous in man. “Understanding emancipated from feeling is called thinking. Thinking has forever brought disunion into the human waking state. It has always regarded the intellect and the perceptive faculty as the high and the low soul-forces. It has created the fatal contrast between the light-world of the eye, which is designated as a world of semblance and sense-delusion, and a literally-imagined world, in which concepts with slight but ever-present accent of light pursue their existence.” Now in setting forth these things Spengler develops an extraordinarily curious idea; namely, that in reality the whole spiritual civilization of man depends upon the eye, that it is really only distilled from the light-world, and concepts are only somewhat refined, somewhat distilled, visions in the light, which are transmitted through the eye. Oswald Spengler simply has no idea that thinking, when it is pure thought, not only receives the light-world of the eye, but unites this light-world with the whole man. It is an entirely different matter whether we think of an entity which is connected with the perception of the eye, or speak of conceptions or mental pictures. Spengler has something to say also about conceptions, or mental pictures (Vorstellen); but at this very point he tries to prove that thinking is only a sort of brain-dream and rarified light-world in man. Now I should like to know whether with any kind of thinking that is not abstract, but is sound common sense, the word “stellen” (to put or place), when it is experienced correctly, can ever be associated with anything belonging to the light-world. A man “places” himself with his legs; the whole man is included. When we say “vorstellen” (to place before, to represent), we dynamically unite the light-entity with what we experience within as something dynamic, as a force-effect, as something that plunges down into reality. With realistic thinking, we absolutely dive down into reality. Consider the most important thoughts. Aside from mathematical ones, thoughts always lead to the realization that in them we have not merely a light-air-organism, but also something which man has as soul-experience when he causes a thought to be illuminated at the same time that he places both feet on the earth. Therefore, all that Oswald Spengler has developed here about this light-world transformed into thinking is really nothing but exceedingly clever talk. It is absolutely necessary that this should be stated: the introduction to this second volume is brilliant twaddle, which then rises to such assertions as the following: “This impoverishment of the sense-faculties involves at the same time an immeasurable deepening. The human waking existence is no longer mere tension between the body and the surrounding world. It is now life in a closed, surrounding light-world. The body moves in observable space. The experience of depth is a mighty penetration into visible distances from a light-center. This is the point which we call ‘I’, ‘I’ is a light-concept.” Anyone who asserts that “I” is a light-concept has no idea, for example, how intimately connected is the experience of the I with the experience of gravity in the human organism; he has no notion at all of the experience of the mechanical that can arise in the human organism. But when it does arise consciously, then the leap is made from abstract thinking to the realistic, concrete thinking that leads to reality. It might be said that Oswald Spengler is a perfect example of the fact that abstract thinking has become airy, and also light, and has carried the whole human being away from reality, so that he reels about somewhere in the light and has no suspicion that there is also gravity; for example—that there is also something that can be experienced, not merely looked at. The onlooker standpoint of John Stuart Mill, for instance, is here carried to the extreme. Therefore, the book is exceedingly characteristic of our time. One sentence on page 13 [Der Untergang des Abendlandes, Vol. II.] appears terribly clever, but it is really only light and airy: “One fashions conception upon conception and finally achieves a thought-architecture in great style, whose edifices stand there in an inner light, as it were, in complete distinctness.” So Oswald Spengler starts out with mere phraseology. He finds the plant-world “sleeping”; that represents first of all the world around us, which is thoroughly asleep. He finds that the world “wakes up” in the animal kingdom, and that the animal develops in itself a kind of microcosm. He gets no farther than the animal, but develops only the relation between the plant-world and the animal-world, and finds the former in the sleeping state and the latter in the waking state.
But everything that happens in the world really comes about under the influence of what is sleeping. The animal—therefore, for Oswald Spengler, man also—has sleep in himself. That is true. But all that has significance for the world proceeds from sleep, for sleep contains movement. The waking state contains only tensions—tensions which beget all sorts of discrepancies within, but still only tensions which are, as it were, just one more external item in the universe. Actually, an independent reality is one which arises from sleep. And in this broth float all sorts of more or less superfluous, or savory and unsavory blobs of grease—which is the animal element; but there could be broth without these blobs of grease, except that these bring something into reality. In sleep the Where and the How are not to be found, but only the When and the Why. So that we find the following in the human being, who contains the plantlike as well—of the role played by the mineral element in the human being Oswald Spengler has no notion—so that in man we find the following: in as far as he is plantlike, he lives in time; he takes his stand in the “When” and the “Why,” the earlier being the Why of the later. That is the causal factor. And by living on thus through history man really expresses the plantlike in history. The animal-element—and therefore the human as well—which inquires as to the “Where” and the “How,” these (the animal and human elements) are just the blobs of grease that are added to it. (This is quite interesting as far as the inner tensions are concerned, but these really have nothing to do with what takes place in the world.) So we can say: Through cosmic relationships the “When” and the “Why” are implanted in the world for succeeding ages. And in this on-flowing broth the grease-blobs float with their “Where” and “How.” And when a man—just one such drop of grease—floats in this broth, the “Where” and the “How” really concern only him and his inner tensions, his waking existence. What he does as a historical being proceeds from sleep. Long ago it was said as a sort of religious imagination: The Lord giveth to his beloved in sleep. To the Spenglerian man it is nature that gives in sleep. Such is the thinking of one of the most prominent personalities of the present time, who, however—in order to avoid coming to terms with himself—plunges into the plant kingdom, thence to emerge no farther than the animal kingdom, into which the human also is stirred. Now one would suppose that this concoction with its cleverness would avoid the worst blunders that thinking has made in the past; that is, that it would somehow be consistent. If the plant-existence is to be poured out over the history of humanity, then let the concoction be confined to the plant kingdom. It would be difficult, however, to enter upon a historical discussion concerning the man of the plant kingdom. Yet Oswald Spengler does discuss historically, even very cleverly, the plantlike activity of humanity during sleep. But in order that he may have something to say about this sleep of humanity, he makes use of the worst possible kind of thinking, namely, that of anthropomorphism, artificially distorting everything, imagining human qualities into everything. Hence, he speaks—as early as on page 9—of the plant, which has no waking-existence, because he wants to learn from it how he is to write history, and also give a description of the activity of man that arises from sleep. But let us read the first sentences on page 9: “A plant leads an existence with no waking state”—Good. He means: “In sleep all beings become plants,” that is, man as well as animal—All right.—“the tension with the surrounding world is released, the measure of life moves on.” And now comes a great sentence: “A plant knows only the relation to When and Why.” Now the plant begins not only to dream, but to “know” in its blessed sleep. Thus one faces the conjecture that this sleep, destined to spread perpetually as history in human evolution, might now begin to wake up. For then Oswald Spengler could just as well write a history as to attribute to the plants a knowledge of When and Why. Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” Of course history can very easily be described as plantlike, if the writer first prepares himself to that end through anthropomorphisms. And because all this is so, Oswald Spengler says further: “The Where can have no meaning for the plantlike existence. That is the question with which the awakening human being daily recalls his world. For only the pulse-beat of existence persists through all the generations. The waking existence begins anew with each microcosm. That is the distinction between procreation and birth. The one is guarantee for permanence, the other is a beginning. And therefore, a plant is procreated but not born. It exists, but no awakening, no first day, spreads a sense-world around it ...” If anyone wishes to follow Spenglerian thoughts, he must really, like a tumbler, first stand on his head and then turn over, in order mentally to reverse what is thought of in the human sense as right side up. But you see by concocting such metaphysics, such a philosophy, Spengler arrives at the following: This sleeping state in man, that which is plantlike in him, this makes history. What is this in man? The blood—the blood which flows through the generations. Well, in this way Spengler prepares a method for himself, so that he can say: The most important events developed in human history occur through the blood. To do this he must of course cut some more thought-capers: “The waking existence is synonymous with ‘ascertaining’ (Feststellen), no matter whether the point in question is the sense of touch in one of the infusoria or human thinking of the highest order.” Certainly when anyone thinks in such an abstract way, he simply fails to discover the difference between the sense of touch in one of the infusoria and human thinking of the highest order. He comes then to all sorts of extraordinarily strange assertions, such as: that this thinking is really a mere adjunct to the whole human life, that deeds originate in the blood, and that out of the blood history is made. And if there are still a few people who ponder about this, they do so with purely abstract thinking that has nothing whatever to do with actuality. “That we not only live, but know about life, is the result of that observation of our corporeal being in the light. But the animal knows only life, not death.” And so he explains that the thing of importance must come forth out of obscurity, darkness, out of the plantlike, out of the blood; and he claims that those people who have achieved anything in history have done so not at all as the result of an idea, of thinking—but that thoughts, even those of thinkers, are merely a by-product. About what thinking accomplishes, Oswald Spengler has no words disparaging enough. And then he contrasts with thinkers all those who really act, because they let thinking be thinking; that is, let it be the business of others. “Some people are born as men of destiny and others as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man” (Spengler puts ‘spiritual’ in quotation marks), “from the saint, the priest, the scholar, idealist, ideologist, regardless of whether he is destined thereto by the power of his thinking or through lack of blood. Existence and being awake, measure and tension, instincts and concepts, the organs of circulation and those of touch—there will seldom be a man of eminence in whom the one side does not unquestionably surpass the other in significance. “... the active person is a complete human being. In the contemplative person a single organ would like to act without the body or against it. For only the active man, the man of destiny” (that is, one whom thoughts do not concern)—“for only the active man, the man of destiny, lives, in the last analysis, in the real world, the world of political, military, and economic crises, in which concepts and theories count for nothing. Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art.” That is a plain statement; in fact, plain enough for anyone to recognize who said it: that it is definitely written by none other than a “scribbler and book-worm,” who merely puts on airs at the expense of others. Only a “scribbler and bookworm” could write: “Some people are born as men of destiny and some as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man, from the saint, the priest, the scholar, idealist, ideologist” ... As if there had never been confessionals and father confessors! Indeed, there are still other beings from whom all those classes of men glean their thoughts. In the society of all such people as have been mentioned—statesmen, generals, men of the world, merchants, fencers, gamblers, and so on—there have even been found soothsayers and fortune-tellers. So that actually the “world” that is supposed to separate the statesman, politician, etc., from the “spiritual” man is in reality not such an enormous distance. Anyone who can observe life will find that this sort of thing is written with utter disregard of all life-observation. And Oswald Spengler, who is a brilliant man and an eminent personality, makes a thorough job of it. After saying that in the realm of real events a blow is worth more than a logical conclusion, he continues thus: “Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art. Let us speak unequivocally: Understanding liberated from feeling is only one side of life, and not the decisive side. In the history of western thought, the name of Napoleon may be omitted, but in actual history Archimedes, with all his scientific discoveries, has perhaps been less influential than that soldier who slew him at the storming of Syracuse.” Now if a brick had fallen on the head of Archimedes, then, according to this theory, this brick would be more important, in the sense of real logical history, than all that originated with Archimedes. And mind you, this was not written by an ordinary journalist, but by one of the most clever people of the present time. That is exactly the significant point, that one of the cleverest men of the present writes in this way. And now exactly what is effective? Thinking? That just floats on top. What is effective is the blood. Anyone who speaks about the blood from the spiritual viewpoint, that is, speaks scientifically, will ask first of all how the blood originates, how the blood is related to man's nourishment. In the bowels blood does not yet exist; it is first created inside the human being himself. The flow of the blood down through the generations—well, if any kind of poor mystical idea can be formed, this is it. Nothing that nebulous mystics have ever said more or less distinctly about the inner soul-life was such poor mysticism as this Spenglerian mysticism of the blood. It refers to something that precludes all possibility, not only of thinking about it—of course that would make no difference to Oswald Spengler, because no one really needs to think, it is just one of the luxuries of life—but one should cease to speak about anything so difficult to approach as the blood, if one pretends to be an intelligent person, or even an intelligent higher animal. From this point of view, it is perfectly possible, then, to inaugurate a consideration of history with the following sentence: “All great historical events are sustained by such beings of a cosmic nature, as dwell in peoples, parties, armies, classes; while the history of the spirit runs its course in loose associations and circles, schools, educational classes, tendencies—in ‘isms.’ And here it is again a matter of destiny whether such a group finds a leader at the decisive moment of its greatest efficiency, or is blindly driven forward, whether the chance leaders are men of high caliber or totally insignificant personalities raised to the summit by the surge of events, like Pompey or Robespierre. It is the mark of the statesman that he comprehends with complete clarity the strength and permanence, direction and purpose of all these soul-masses which form and dissolve in the stream of time; nevertheless, here also it is a question of chance as to whether he will be able to rule them, or is dragged along by them.” In this way a consideration of history is inaugurated which lets the blood be the conqueror of everything that enters historical evolution through the spirit! Now: “One power may be overthrown only by another power, not by a principle, and against money, there is no other” (but blood, he means). “Money is vanquished and deposed only by blood. Life is the first and last, the illimitable cosmic flux in microcosmic form. It is the fact in the world as history. Before the irresistible rhythm of successive generations, everything that the waking life has built up in its worlds of spirit finally disappears. The fact of importance in history is life, always only life, the race, the triumph of the will to power, and not the victory of truths, discoveries, or money. World-history is world-judgment. It has always decided in favor of life that was more vigorous, fuller, more sure of itself, in favor, that is, of the right to live, whether it was just or not in the waking life; and it has always sacrificed truth and righteousness to power, to race, and has condemned to death men and whole peoples to whom truth was more precious than deeds, and justice more essential than power. Thus another drama of lofty culture, this whole wonderful world of divinities, arts, thoughts, battles, cities, closes with the primeval facts of the eternal blood, which is one and the same with the eternally circling, cosmic, undulating flood. The clear, form-filled waking existence plunges again into the silent service of life, as demonstrated by the Chinese epoch and by the Roman Empire. Time conquers space, and time it is whose inexorable passage imbeds on this planet the fleeting incident—culture, in the incident—man, a form in which the incident—life, flows along for a time, while behind it in the light-world of our eyes appear the flowing horizons of earth-history and star-history. “For us, however, whom destiny has placed in this culture at this moment of its evolution when money celebrates its last victories, and its successor, Caesarism, stealthily and irresistibly approaches, the direction is given within narrow limits which willing and compulsion must follow, if life is to be worth living.” Thus does Oswald Spengler point to the coming Caesarism, to that which is to come before the complete collapse of the cultures of the West, and into which the present culture will be transformed. I have put this before you today because truly the man who is awake—he matters little to Oswald Spengler—the man who is awake, even though he be an Anthroposophist, should take some account of what is happening. And so I wished from this point of view to draw your attention to a particular problem of the time. But it would be a poor conclusion if I were to say only this to you concerning this problem of our time. Therefore, before we must have a longer interval for my trip to Oxford, I will give another lecture next week Wednesday. |
214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler II
09 Aug 1922, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler II
09 Aug 1922, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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The author whom I discussed here the last time should really provide much food for thought for those very people who count themselves in the Anthroposophical Movement; for Oswald Spengler is a personality who has a scientific mastery of a very large part of all that can be known today. It can be said that he has complete command of the great variety of thoughts that have become the possession of civilized humanity in the course of recent centuries. Spengler can be regarded as a man who has assimilated a large number of the sciences, or at least the ideas contained in them. The thought-combinations he achieves are sometimes dazzling. He is in the highest degree what may be called in Central Europe a brilliant man—not in France, but in Central Europe; Oswald Spengler's thoughts are too heavy and too dense for western—that is, French—genius; but, as has been said, in the Central European sense he may undoubtedly be regarded as a brilliant thinker. He can hardly be called an elegant thinker in the best meaning of the word, for the investiture of his thoughts, in spite of all his cleverness, is certainly extremely pedantic. And it can even be seen in various places that out of the sentence-meshes of this gifted man the eye of a Philistine unmistakably peers forth. In any case, there is something unpolished in the thoughts themselves. Well, this is more what might be called an esthetic consideration of the ideas; but the important point is this: we confront here a personality who has thoughts, and they are in keeping with the spirit of the time, but he really has a poor opinion of thinking in general. For Oswald Spengler regards as decisive for the real happenings in the world not what results from thinking, but in his opinion the more instinctive life-impulses are the deciding factors. So that with him thinking really floats above life, as something of a luxury, we might say; and from his point of view, thinkers are people who ponder on life, from who's pondering however nothing can flow into life. Life is already there when thinkers appear who are ready to think about it. And in this connection, it is entirely correct to say that in the world-historical moment when a thinker masters the special form of present-day thoughts with something of universality, at that very moment he senses their actual sterility and unfruitfulness. He turns to something other than these unfruitful thoughts, namely, to what bubbles up in the instinctive life, and from the point of view thus provided he sees the present civilization. This really appears to him in such a way that he says: Everything that this civilization has brought forth is on the way to ruin. We can only hope that something instinctive will emerge once again from what Spengler calls “the blood,” which will have nothing to do with what constitutes present civilization, will even crush it, and put in its place a far-reaching power arising only from the instinctive realm. Oswald Spengler sees that people of the modern civilization have gradually become slaves of the mechanistic life; but he fails to see that just through reaction, human freedom can result within this mechanistic life—that is, technical science in general—because it is fundamentally devoid of spirit. He has no notion of this; but why is this so? You know that in the last lecture I quoted the passage in which Spengler says: The statesman, the practical man, the merchant, and so on, all act from impulses other than those that can be gained from thinking; and I said more or less jokingly: Oswald Spengler never seems to have noticed that there are also father-confessors, and others in similar positions. Neither has Spengler adequately observed something else, in regard to which the relation to the father-confessor represents only a decadent side-issue, from a world-historical point of view. When we go back in humanity's evolution, we find everywhere that the so-called men of action, those people who have outwardly something to do in the world, turned, in later times to the oracles, and in earlier times to what can be recognized in the Mysteries as the decrees of the spiritual world. We need only to observe the ancient Egyptian culture to see that those who learned in the Mysteries the decrees of the spiritual world transmitted what they discovered by spiritual means to those who wished to become, and were intended to be, men of action. So that we have only to look back in the evolution of humanity to find that it is out of the spiritual world, not out of the blood—for this whole theory of the blood is about as mystically nebulous as anything could be—it is not, then, out of the obscure depths of the blood that the impulses were derived which entered into earthly deeds, but out of the spirit. In a certain sense the so-called men of action of that time were the instruments for the great spiritual creations whose directions were learned in the spiritual research of the Mysteries. And I might say that echoes of the Mysteries, which we see everywhere in Greek history, play a part in Roman history, and they are also unmistakably to be found even in the early part of the Middle Ages. I have called your attention, for instance, to the fact that the Lohengrin-legend can be understood only if one knows how to follow it back from the external physical world into the citadel of the Grail in the early, or properly speaking, in the middle part of the Middle Ages. It is, therefore, a complete misunderstanding of the true progress of humanity's evolution when Oswald Spengler supposes that world-historical events originate in any way in the blood, and that what the human being acquires through thoughts has nothing to do with these events. Looking back into ancient times we find that when people had tasks to perform, they were to a large extent dependent upon research in the spiritual world. The designs of the Gods had to be discovered, if we may so express it. And this dependence upon the Gods existing in ancient times made the human being of that time unfree. Men's thoughts were completely directed toward serving as vessels, as it were, into which the Gods poured their substance—spiritual substance, under whose influence men acted. In order that men might become free, this pouring of substance into human thoughts on the part of the Gods had to cease; and as a result, human thoughts came more and more to be images. The thoughts of the humanity of earlier times were realities to a far greater degree; and what Oswald Spengler ascribes to the blood are those very realities which lay hidden in the thoughts of ancient humanity, those substances which still worked through men in the Middle Ages. Then came modern times. The thoughts of men lost their divine, substantial content. They became merely abstract thought-images. But it is only thoughts of this kind that are not constraining and coercive; only by living in such thought-images can man become free. Now throughout recent centuries and into the twentieth century there was organically present in man scarcely more than the disposition to fashion such thought-images. This is the education of man toward freedom. He did not have the atavistic imaginations and inspirations of ancient times: he experienced only thought-images, and in these he could become ever more and more free, since images do not compel. If our moral impulses manifest in images, these impulses no longer compel us as they once did when they lay in the ancient thought-substance. They acted upon human beings at that time just as nature-forces; whereas the modern thought-images no longer act in this way. In order, therefore, that they might have any content whatsoever, the human being had, on the one hand, either to fill them with what natural science knows through ordinary sense-observation, or, on the other, to develop in secret societies, in rites or otherwise, something which was derived more or less from ancient times through tradition. By means of sense-observation he thus gained a science which filled his thoughts from without, but these thoughts rejected more and more anything from within; so that if man's thoughts were to have any inner content at all, he was compelled to turn to the ancient traditions, as they had been handed down either in the religious denominations or in the various kinds of secret societies which have flourished over the whole earth. The great mass of mankind was embraced in the various religious denominations, where something was presented whose content was derived from ancient times, when thoughts still had some content. Man filled his thoughts from without with a content of sense-observation, or from within with ancient impulses which had become dogmatic and traditional. It was necessary for this to occur from the sixteenth century up to the last third of the nineteenth; for during that time human cooperation throughout the civilized world was still influenced by that spiritual principle which we may call the principle of the Archangel Gabriel, if we wish to employ an ancient name (it is only a terminology; I intend to indicate a spiritual Power); this Being, then, influenced human souls, albeit unconsciously in modern times. Human beings had themselves no inner content, and because they accepted a merely traditional content for their spirit-soul life, they were unable to feel the presence or influence of this Being. The first really to become aware of this utter lack of spiritual content in his soul-life was Friedrich Nietzsche; but he was unable to reach the experience of a new spirituality. Actually his every impulse to find a spirit-soul content failed, and so he sought for impulses as indefinite as possible, such as power-impulses and the like. People need not merely a spiritual content which they may then clothe in abstract thoughts, but they need the thorough inner warming which may be occasioned by the presence of this inner content. This spiritual warming is exceedingly important. It was brought about for the majority of people through the various rituals and similar ceremonies practiced in the religious denominations; and this warmth was poured into souls also in the secret societies of more recent times. This was possible in the time of Gabriel, because practically everywhere on the earth there were elemental beings still remaining from the Middle Ages. The farther the nineteenth century advanced the more impossible it became—entirely so in the twentieth century—for these elemental beings, which were in all natural phenomena and so forth, to become parasites, as it were, in the human social life. In most recent times there has been much which has unconsciously resisted this condition. When in these secret societies which followed ancient tradition—it is really unbelievable how “ancient” and “sanctified” all the rituals of these societies are supposed to be—but when rituals were arranged or teachings given, in the sense of ancient tradition, when something was developed in these societies which had been carried over as an echo of the ancient Mysteries, no longer understood, conditions were exactly right for certain elemental beings. For when people went through all sorts of performances—let us say, when they attended the celebration of a mass, and no longer understood anything about it, the people were then in the presence of something filled with great wisdom; they were present, but understood nothing at all of what they saw, although an understanding would have been possible. Then these elemental beings entered the situation, and when the people were not thinking about the mass, the elementals began to think with the unused human intellect. Human beings had cultivated the free intellect more and more, but they did not use it. They preferred to sit and let something be enacted before them from tradition. People did not think. Although conditions are becoming entirely different, it is still true today that people of the present time could do a vast amount of thinking if they wished to use their minds; but they have no desire to do this; they are disinclined to think clearly. They say rather: Oh, that requires too much effort; it demands inner activity. If people desired to think they would not enjoy so much going to all sorts of moving pictures, for there one cannot and need not think; everything just rolls past. The tiny bit of thinking that is asked of anyone today is written on a great screen where it can be read. It is true that this lack of sympathy with active inner thinking has been slowly and gradually developed in the course of modern times, and people have now almost entirely given up thinking. If a lecture is given somewhere which has no illustrations on the screen, where people are supposed to think somewhat, they prefer to sleep a little. Perhaps they attend the lecture, but they sleep—because active thinking does not enjoy a high degree of favor in our time. It was precisely to this unwillingness to think, lasting through centuries, that the practices of the various secret societies were in many ways adapted. The same kind of elemental beings were present that had associated with human beings in the first half of the Middle Ages—when experiments were still going on in alchemistic laboratories, where the experimenters were quite conscious that spiritual beings worked with them. These spiritual beings were still present in later times; they were present everywhere. And why should they not have made use of a good opportunity? In most recent centuries a human brain was gradually developed which could think well, but people had no wish to think. So these elemental beings approached and said to themselves: If man himself will make no use of his brain, we can use it. And in those secret societies which cherished only the traditional, and always kept emphasizing what was old, these elementals approached and made use of human brains for thinking. Since the sixteenth century an extraordinary amount of brain-substance has been thus employed by elemental beings. Very much has entered human evolution without man's cooperation—even good ideas, especially those appertaining to human social life. If you look around among people of our time who would like to be more or less informed about civilization, you will find that to them it has become an important question to ask what it is, really, that acts from man to man. People should think, but do not; what does act, then, from man to man? That was a great question, for instance, with Goethe, and with this in mind he wrote his Wilhelm Meister. In this story your attention is constantly drawn to all sorts of obscure relations of which people are unconscious, which nevertheless prevail, and are half unconsciously taken up by one and another and spread. All kinds of threads are interwoven; and these Goethe tried to find. He sought for them, and what he could find he aimed to describe in his novel, Wilhelm Meister. This was the condition existing in Central Europe throughout the nineteenth century. If people today had any kind of inclination to spend more time with a book than between two meals—well, that is speaking figuratively, for usually they go to sleep when they have read one-third between two meals; then they read the next third between the next two meals, and the final third between the next two—and in that way, it is somewhat scattered. It would be good for people if even those novels and short stories that can be read between two meals, or between two railroad stations, stimulated reflection. We can hardly expect that at the present time; but if, for example, you should look up Gutzkow, and see how in his book, The Magician of Rome, and in his The Champions of the Spirit he has searched for such relations; if you take the extraordinarily social concatenations sought by George Sand in her novels, you will be able to notice that in the nineteenth century those threads, arising from indeterminate powers and working into the unconsciousness, everywhere played a part; you will notice that the authors are following up these threads, and that in their efforts they—George Sand, for example—are in many ways absolutely on the right track. But in the last third of the nineteenth century it gradually came about that these elementals—who in the first place thought with the human brain and then, when they had taken possession of human minds and brought about the social conditions of the nineteenth century, really spun these threads—that these beings now at last had enough. They had fulfilled their world-historical task—we might better say, their world-historical need. And something else occurred which particularly hindered their continuing this kind of parasitic activity. This proceeded exceedingly well at about the end of the eighteenth century, then remarkably so in the nineteenth—but after that point of time these elemental beings attained their aims less and less; this was because an increasing number of souls descended from the spiritual world to the physical plane with great expectations regarding the earth-life. When people have screamed and kicked as little children—and now in more recent times have had their meager education, they have by no means become conscious that they were equipped with very great expectations before they descended to earth. But this lived on nevertheless in the emotions, in the entire soul-organization, and still continues to live today. Souls really descend to the physical world with exceedingly strong expectations; and thence come the disillusionments which have been unconsciously experienced in the souls of children for some time past, because these expectations are not satisfied. Chosen spirits who had especially strong impulses of anticipation before descending to the physical plane were the ones, for example, who observed this physical plane, saw that these expectations are not being satisfied here, and who then wrote Utopian schemes of how things should be, and what could be done. It would be exceedingly interesting to study, with regard to entrance through birth into physical existence, how the souls of great Utopianists—even the lesser ones and the more or less queer fellows, who have thought out all kinds of schemes which cannot even be called Utopian, but which reveal much goodwill to form a paradise for people on earth—how these souls who have descended from spiritual worlds were really constituted with regard to their entrance upon the physical earth-plane. This descent filled with anticipation is distressing for the beings who are to make use of such human brains. They do not succeed in using the brain of the human being when he descends to earth with such anticipation. Up to the eighteenth century those descending had far less expectation. Then the use of the brain by those other beings, not human, went well. But just during the last third of the nineteenth century it became exceedingly uncomfortable for the beings who were to make use of the brains of people descending with such expectations, because these led to unconscious emotions, which were felt in turn by the spiritual beings when they wanted to make use of the human brain. Hence, they no longer do this. And now it is a fact that there exists in modern humanity a very wide-spread and increasing disposition for human beings to have thoughts, but to suppress them. The brain has been gradually ruined, especially among the higher classes, by the suppression of thoughts. Other beings, not human, who formerly took possession of these thoughts no longer approach. And now—now human beings have thoughts, it is true, but they have no idea how to use them. And the most significant representative of the kind of people who have no understanding of what to do with their thoughts is Oswald Spengler. He is to be distinguished from others—well, now how shall we express it in order not to give offense when these things are repeated outside, as they always are—perhaps we must say that others completely neglect their minds in their early years, so that their brains tend to allow thoughts to disappear in them. Spengler differs from others in that he has kept his mind fresh, so that it has not become so sterile; he is not absorbed only in himself, occupied always with himself alone. It is true, is it not, that a great part of humanity today is inwardly jellied (yersulzt, if I may make use of a Central European expression that perhaps many may not understand. Sulze is something that is made at the time of hog-slaughter from the various products of the killing which are not of use otherwise, mixed with jelly-like ingredients—what cannot even be employed for sausage-making is used for Sulze.) And I might say that as a result of the many confusing influences of education the brains of most people become thus versulzt. They cannot help it; and of course, we are not speaking at all in an accusing sense, but perhaps rather in an excusing sense, feeling pity for the jellied brains. I mean to say, when people have only the one thought: that they have no idea what to do with themselves; when they are as if squashed together, compressed and jellied—then these thoughts can be very nicely submerged in the underworlds of the brain, and from there plunged more deeply into the lower regions of the human organization, and so on. But that is not the case with such people as Oswald Spengler. They know how to develop thoughts. And that is what makes Spengler a clever man: he has thoughts. But the thoughts a man may have amount to something only when they receive a spiritual content. For this result a spiritual content is needed. Man needs the content that Anthroposophy wants to give; otherwise he has thoughts, but is unable to do anything with them. In the case of the Spenglerian thoughts it is really—I might almost say—an impossible metaphor comes to me—it is as if a man, who for the occasion of a future marriage with a lady has procured all imaginable kinds of beautiful garments—not for himself, but for the lady—and then she deserts him before the wedding, and he has all those clothes and no one to wear them. And so you can see how it is with these wondrously beautiful thoughts. These Spenglerian thoughts are all cut according to the most modern scientific style of garment, but there is no lady to wear the dresses. Old Boethius still had at least the somewhat shriveled Rhetorica and Dialectica, as I said some weeks ago. These no longer had the vitality of the muses of Homer and of Pindar, but at any rate all seven arts still figured throughout the Middle Ages. There was still someone upon whom to put the clothes. I might call what has arisen, Spenglerism, because it is something significant; but with it the time has arrived when garments have come into existence, so to speak, but all the beings who might wear these beautiful thought-garments are lacking—in other words, there is no lady. The muse comes not; the clothes are here. And so people simply announce that they can make no use of the whole clothes-closet of modern thoughts. Thinking does not exist at all for the purpose of laying hold on life in any way. What is lacking is the substantial content which should come from the spiritual worlds. Precisely that is wanting. And so people declare that it is all nonsense anyway; these clothes are here, after all, only to be looked at. Let us hang them on the clothes-racks and wait for some buxom peasant-maid to come forth out of the mystical vagueness, and ... well, she will need no beautiful clothes, for she will be what we may look for from the primordial Source. This represents Spenglerism: he expects impulses from something indeterminate, undefined, undifferentiated, which need no thought-garments, and he hangs all the thought-garments on wooden racks, so that at least they are there to be looked at; for if they were not even there to be seen, no one could understand why Oswald Spengler has written two such thick books, which are entirely superfluous. For what is anyone to do with two thick books if thinking no longer exists? Spengler allows no occasion to become sentimental, or we should find much that is amusing. A Caesar must come! but the modern Caesar is one who has made as much money as possible, and has gathered together all sorts of engineers who, out of the spirit, have become the slaves of technical science—and then founded modern Caesarism upon blood-borne money or upon money-borne blood. In this situation thinking has no significance whatever; thinking sits back and occupies itself with all sorts of thoughts. But now the good man writes two thick books in which are contained some quite fine thoughts; yet they are absolutely unnecessary. On his own showing, no use whatever can be made of them. It would have been far more intelligent if he had used all this paper to ... let us say, to contrive a formula by which the most favorable blood-mixtures might come into existence in the world, or something like that. That is what anyone with his views should do. What anyone should do corresponds not at all with what he advocates in his books. Anyone reading the books has the feeling: Well, this man has something to say; he knows about the downfall of the West, for he has fairly devoured this whole mood of destruction; he himself is quite full of it. Those who are wishing to hasten the decline of the West could do no better than make Oswald Spengler captain, even leader, of this decline. For he understands all about it; his own inner spirit is completely of this caliber. And so he is extraordinarily representative of his time. He believes that this whole modern civilization is going to ruin. Well, if everyone believes likewise, it surely will! Therefore, what he writes must be true. It seems to me that it contains a tremendous inner truth. This is the way the matter stands; and anyone whose basis is Anthroposophy must really pay attention to just such a personality as Oswald Spengler. For the serious consideration of spiritual things, the serious consideration of the spiritual life, is precisely what Anthroposophy desires. In Anthroposophy the question is certainly not whether this or that dogma is accepted, but the important thing is that this spiritual life, this substantial spiritual life, shall be taken seriously, entirely seriously, and that it shall awaken the human being. It is very interesting that Oswald Spengler says: When he thinks, a man is awake (that he cannot deny), but anything truly effective comes from sleep, and that is contained in the plant and in the plantlike in man. Whatever in the human being is of a plantlike nature, he really brings forth in a living state: sleep is what is alive. The waking state brings forth thoughts; but the waking existence results only in inner tensions. Thus it has become possible for one of the cleverest men of the present to indicate something like this: What I do must be planted in me while I sleep, and I really need not wake up at all. To awake is a luxury, a complete luxury. I should really only walk around and, still sleeping, perform what occurs to me in sleep. I should really be a sleep-walker. It is a luxury that a head is still there continually indulging in thinking about the whole thing, while I go about sleep-walking. Why be awake at all? But this is a prevailing mood, and Spengler really brings it to very clear expression, namely: The modern human being is not fond of this being awake. All sorts of illustrations come to me. For instance: When, at the beginning of the Anthroposophical Society years ago, a lecture was given, there were always in the front rows people who even outwardly accentuated sleeping a little, so that proper participation might be visible in the auditorium, so that properly devoted participants might be visible. Sleeping is really exceedingly popular, is it not? Now most people do it silently: on the occasions I have mentioned the people were well-behaved in this regard; if there are no specific sounds of snoring, then people are well-behaved, are they not? That is, they are at least quiet. But Spengler, who is a strange man, makes a noise over what other people are quiet about. The others sleep; but Spengler says: People must sleep; they should not be awake at all. And he makes use of all his knowledge to deliver an entirely adequate thesis for sleep. So what it comes to is this: that an exceedingly clever man of the present time really delivers an adequate thesis for sleep! This is something to which we must pay attention. We need not make a noise about it, as Spengler does; but we should consider this, and realize how necessary it is to understand the waking state, the state of being more and more awake, which is to be attained precisely through something like the spiritual impulses of Anthroposophy. It must be emphasized again and again that it is necessary for wakefulness, actual, inner soul-wakefulness, gradually to become enjoyable. Dornach is really felt to be unsympathetic, because its purpose is to stimulate to wakefulness, not to sleep, and because it would like to take the waking state quite seriously. It would really like to pour awakeness into everything, into art, into the social life, and most of all into the life of cognition, into the whole conduct of life, into everything to which human life is in any way inclined. You may believe me, it is indeed necessary to call attention to such things now and then; for at least in such moments as this, when we are together again only to interrupt these lectures for a short time until my return from Oxford, it must be pointed out, as so often, that precisely among us a certain inclination to be awake must gain a footing. There must be an appropriation of what Anthroposophy contains, in order to relate it to man's waking existence. For that is what we need in all spheres of life: to be truly awake. |
178. Psychoanalysis in the Light of Anthroposophy: Anthroposophy and Psychoanalysis I
10 Nov 1917, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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178. Psychoanalysis in the Light of Anthroposophy: Anthroposophy and Psychoanalysis I
10 Nov 1917, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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Considering on this occasion the lectures which I am having to give just now in Zürich,1 I am freshly reminded that one can hardly come into touch with the spiritual life of that city in any broad sense at present without giving some attention to what is now called analytical psychology, or psychoanalysis. And various considerations connected with this realization have decided me to introduce what I have to say today with a short enumeration of certain points in analytical psychology, in psychoanalysis. We shall link it then with further remarks. We have often noted how important it is for the researcher in the field of anthroposophical spiritual science, to connect his considerations with what is offered by the moving forces of our own age. It may be said that all sorts of people who feel drawn to psychoanalysis today are earnestly searching for the spiritual foundations of existence, for the inner realities of the soul of man. And it may be called a curious characteristic of our own time that so many of our contemporaries are becoming aware of quite definite, and most peculiar forces in the human soul. The psychoanalysts belong to those who, simply through the impulses of the age, are forced to hit upon certain phenomena of soul life. It is especially important also not to remain entirely oblivious of this movement, because the phenomena of which it takes cognizance are really present, and because in our own time they intrude themselves for various reasons upon the attention of human beings. Today they must become aware of such phenomena. On the other hand it is a fact that the people who concern themselves with these things today lack the means of knowledge required for the discussion and, above all, for the understanding of them. So that we may say: psychoanalysis is a phenomenon of our time, which compels men to take account of certain soul processes, and yet causes them to undertake their consideration by inadequate methods of knowledge. This is particularly important because this investigation, by inadequate methods of knowledge, of a matter that quite obviously exists and challenges our present human cognition leads to a variety of serious errors, inimical to social life, to the further development of knowledge, and to the influence of this development of knowledge upon social life. It may be said that even less than half-truths are, under certain circumstances, more harmful than complete errors. And what the psychoanalysts bring to light today can be regarded only as an assortment of quarter-truths. Let us consider a few excerpts from the research magazine of the psychoanalysts. What is called psychoanalysis today had its origin in a medical case observed by a Vienna interne, a Dr. Breuer, in the eighteen-eighties. Dr. Breuer, with whom I was acquainted, was a man of extraordinarily delicate spirituality besides what he was as a physician. He was interested to a high degree in all sorts of aesthetic, and general human problems. With his intimate manner of handling disease, it was natural that one case, which came under his observation in the eighties, was particularly interesting to him. He had to treat a woman who seemed to be suffering from a severe form of hysteria. Her hysterical symptoms consisted of an occasional paralysis of one arm, dreamy conditions of various kinds, reduction of consciousness, a deep degree of sleepiness, and besides all this, forgetfulness of the usual language of her every day life. She had always been able to speak German; it was her native language, but under the influence of her hysteria could no longer do so; she could speak and understand only English. Breuer noticed that when this woman was in her dreamy condition she could be persuaded, by a more intimate medical treatment, to speak of a certain scene, a very trying past experience. Now I will make clear to you from the description of the case given by the Breuer school, how the woman in her half-conscious condition, sometimes artificially induced, gave the impression that her hysteria was connected with a severe illness of her father, through which he had passed a long time before. Breuer could easily hypnotize a patient, and when he had placed her under hypnosis and encouraged her to speak of it, she told of an experience she had had during her father's illness. She had helped with the nursing, and always came back to this definite experience. I will quote from the report: [The following quotations are translations of passages from C. G. Jung's Die Psychologie der unbewussten Prozesse. Ein Ueberblick über die moderne Theorie und Methode der analytischen Psychologie, Zürich, 1917.]
Men of the present day are always stricken by materialism, so we find in the report at this point the following suggestion, which is of no value whatever:
That is only an interpolated remark, to which you may attach importance, or not—it does not matter. The point is that the snake seemed to her to come out of the wall to bite her father.
All this was beside her father's sick bed.
The whole illness originated from this experience. From it there had remained the paralysis of one hand, reduction of consciousness in varying degrees, and inability to express herself in any language but English. Dr. Breuer then noticed that the condition was ameliorated whenever he had her tell this story, and he based his treatment upon this fact. By means of hypnosis he drew from her little by little all the details, and really succeeded in bringing about a marked improvement in her condition. The patient got rid of the matter, as it were, by uttering and communicating it to another. Breuer and his collaborator Freud, in Vienna, who were both influenced, as was natural at this period, by the school of Charcot [Jean Martin Charcot, French M.D. (1825-1893).] in Paris, diagnosed this case as a psychic trauma, a psychic wound, what is called in England a “nervous shock.” The psychic shock was supposed to consist of this experience at her father's bedside, and to have had an effect upon the soul similar to that of a physical wound upon the body. It must be noted that from the beginning Breuer conceived the whole affair as a soul illness, as a matter of the inner life. He was convinced from the beginning that no anatomical or physiological changes could have been shown, no causes, for example, such as changes in the nerves leading from the arm to the brain. He was convinced from the start that he was dealing with a fact within the soul. They were inclined in these early days to regard these cases as induced by wounds of the soul, shocks, etc. Very soon, however, because of Dr. Freud's active interest, theories took on a different character. With Freud's further development of the subject Dr. Breuer was never fully in accord. Freud felt that the theory of soul wounds would not do, did not cover these cases, and thus far Breuer agreed with him. I will remark in parenthesis that Dr. Breuer was a very busy practicing physician, thoroughly grounded in science, an excellent pupil of Nothnagel [Hermann Nothnagel, M.D. (1841-1905).] and because of external circumstances alone never became a professor. We may well believe that if Breuer, instead of remaining one of the busiest physicians in Vienna, with little time for scientific research, had obtained a professorship and so been able to follow up this problem, it might have assumed a very different form! But from then on Dr. Freud took especial interest in the matter. He said to himself: the theory of trauma does not explain these cases. We need to determine under what conditions such a soul wound develops. For it might be said with justice that many girls had sat beside a father's sickbed with equally deep feelings, but without producing the same results. The unscientific layman deals with such problems promptly by the extraordinarily profound explanation that one is predisposed to such symptoms while another is not. Although very “profound,” this is the most absurd solution that can be arrived at, is it not? For if you explain things that occur on the basis of predisposition, you can easily explain everything in the world. You need only say: the predisposition for a certain thing exists. Of course serious thinkers did not concern themselves with such ideas, but sought the real conditions. And Freud believed that he had discovered them in cases like the following. You will find innumerable similar cases in the literature of the psychoanalysts today, and it may be admitted that an immense amount of material has been collected in order to decide this or that point within this field. I will describe this one case, making it as comprehensible as possible. Its absolute historical accuracy is not important to us. There was a woman with other guests at an evening party, a gathering of friends to bid good-bye to the mistress of the house, who had become nervous and was about to leave for a health resort abroad. She was to leave on that evening, and after the party had broken up, and the hostess departed, the woman whose case we are describing was going with other supper guests along the street when a cab came around the corner behind them (not an automobile—a cab with horses), driven at a great pace. In the smaller cities people returning home at night often walk in the middle of the street instead of on the sidewalk. (I do not know if you have noticed this). As the cab rushed towards them the supper guests scattered to right and left on to the sidewalks, with the exception of this one woman whom we are considering. She ran along the street in front of the horses, and all the driver's cursing and swearing and the cracking of his whip could not deflect her. She ran until she came to a bridge where she tried to throw herself into the water in order to avoid being run over. She was rescued by passersby, and returned to her party, being thus preserved from a serious accident. This performance was of course connected with the woman's general condition. It is due, undoubtedly, to hysteria if a person runs along the middle of the street in front of horses, and the cause of such an action had to be discovered. Freud, in this and similar cases, examined the previous life back to childhood. If, even at an early age, something happened that was not assimilated by the soul, it could create a tendency which might be released later by any sort of shock. And in fact such an experience was found in the childhood of the woman in question. She was taken driving as a child, and the horses became frightened and ran away. The coachman could not control them, and when they reached the river bank he sprang off, ordering the child to jump too, which it did, just before the horses plunged into the river. Thus the shocking incident was there, and a certain association of horse with horse. At the moment when she realized her danger from the horses she lost control of herself, and ran frantically in front of them instead of turning aside—all this as an after-effect of the childhood experience. You see that the psychoanalysts have a scientific method, according to present-day scientific ideas. But are there not many who have some such experience in childhood without such a reaction, even with the association of horse with horse? To this single circumstance something must be added to produce a “predisposition” to run in front of horses, instead of avoiding them. Freud continued his search, and actually found an interesting connection in this case. The woman was engaged to be married, but was in love with two men at the same time. One was the man to whom she was engaged, and she was sure that she loved him best; but she was not quite clear about that, only halfway so; she loved the other also, this other being the husband of her best friend, whose farewell supper had taken place that evening. The hostess, who was somewhat nervous, took her departure, and this woman left with the other guests, ran in front of the horses, was rescued, and brought back quite naturally into the house she had just left. Further inquiry elicited the fact that in the past there had existed a significant association between the lady and this other man, the husband of her best friend. The love affair had already taken on “certain dimensions,” let us say, which accounted for the nervousness of her friend, as you may easily imagine. The physician brought her to this point in the story, but had difficulty in persuading her to continue. She admitted at last that when she came to herself in her friend's house, and was again normal, the husband declared his love to her. Quite a “remarkable case,” as you see! Dr. Freud went after similar cases, and his researches convinced him that the hysterical symptoms, which had been attributed to a psychic “trauma” or wound, were due instead to love, conscious or unconscious. His examination of life experiences showed that circumstances might greatly differ, indeed in the most characteristic cases, that these love stories might never have risen into the consciousness of the patient at any time. So Freud completed what he called his neurosis theory or sexual theory. He considered that sexuality entered into all such cases. But such things are extraordinarily deceptive. To begin with, there is everywhere at the present time an inclination to call sex to your aid, for the solution of any human problem. Therefore we need not wonder that a doctor who found it to be a factor in a certain number of cases of hysteria set up such a theory. But on the other hand, since analytical psychology is carrying on a research with inadequate tools, this is the point at which the greatest danger begins. The matter is dangerous first, because this longing for knowledge is so extremely tempting, tempting because of present circumstances, and because it may always be proved that the sex connection is more or less present. Yet the psychoanalyst Jung, who wrote Die Psychologie der unbewussten Prozesse (see the above quotations that are translations of passages from C. G. Jung's Die Psychologie der unbewussten Prozesse. Ein Ueberblick über die moderne Theorie und Methode der analytischen Psychologie, Zürich, 1917.), Professor Jung of Zürich does not share the opinion that Freud's sexual “neurosis theory” covers these cases. He has instead another theory. Jung noted that Freud has his opponents. Among them is a certain Adler. This Adler takes a quite different viewpoint. Just as Freud tested large numbers of cases, and settled upon sex as the original cause (you can read it all in Jung's book), so Adler approached the problem from another side, and decided that this side is more important than the one that Freud has placed in the foreground. Adler—I will only generalize—found that there was another urge that played quite as important a role in the human being as the sexual impulse emphasized by Freud. This was the desire for power, power over one's environment, the desire for power in general. The “will to power” is even regarded by Nietzsche as a philosophical principle, and as many cases may be found to support the power-impulse theory as Freud found for his sexual theory. One need only begin “analyzing” hysterical women to find that such cases are not at all rare. Assume for example that a woman is hysterical and has spasms—heart spasms are a favorite in such cases—as well as all sorts of other conditions. The home is stirred up, the whole environment, everything possible is done, doctors are summoned, the patient greatly pitied. In short, she exercises a tyrannical power over her environment. A reasonable person knows that in such a case there is really nothing the matter, even though such patients are aware of their condition and suffered from it. They are in reality perfectly healthy—but ill when they wish to be. You may diagnose them as well and ill at the same time. They do of course fall down when they faint in a heart spasm, but they fall as a rule on the rug, not on the bare floor! These things may be observed. Now this subconscious lust for power leads very easily to hysterical conditions. Adler investigated the cases at his disposal from this particular standpoint, and found everywhere when hysterical symptoms appeared that somehow the lust for power had been aroused and driven into unhealthy extremes. Jung said to himself: “Oh well, one cannot say that Freud is wrong; what he observed is there, and one cannot say that Adler is wrong; what he observed is also there. So it is probably sometimes one way, and sometimes the other!” That is quite reasonable; it is sometimes one way and sometimes another. But Jung built upon this a special theory. This theory is not uninteresting if you do not take it abstractly, simply as a theory, but see in it instead the action of our present-day impulses, especially the feebleness of our present knowledge and its inadequacy. Jung says: there are two types of people. In one type feeling is more developed, in the other thinking. Thus an “epoch-making” discovery was made by a great scholar. It was something that any reasonable man could make for himself within his own immediate environment, for the fact that men are divided into thinking men and feeling men is sufficiently obvious. But scholarship has a different task: it must not regard anything as a layman would, and simply say: in our environment there are two types of people, feeling people and intellectuals—it must add something to that. Scholarship says in such a case: the one who feels his way into things sends out his own force into objectivity; the other draws back from an object, or halts before it and considers. The first is called the extroverted type, the other the introverted. The first would be the feeling man, the second the intellectual one. This is a learned division, is it not? ingenious, brilliant, really descriptive up to a point—that is not to be denied! Then Jung goes on to say; In the case of the extraverted type (that of the man who lives preferably in his feelings), there exist very frequently in the subconscious mind intellectual concepts, and he finds himself in a collision between what is in his consciousness and the intellectual concepts that float about subconsciously within him. And from this collision all sorts of conditions may arise, conditions mainly characteristic of the feeling type. In the case of those who occupy themselves more with the mind, the men of reason, the feelings remain down below, swarm in the subconscious, and come into collision with the conscious life. The conscious life cannot understand what is surging up. It is the force of the subconscious feelings, and because man is never complete, but belongs to one of these two types, circumstances may arise that cause the subconscious mind to revolt against the conscious, and may frequently lead to hysterical conditions. Now we must say that Jung's theory is simply a paraphrase of the trivial idea of the feeling and the reasoning man, and adds nothing to the facts. But from all this you needs must realize that men of the present are at least beginning to notice all sorts of psychic peculiarities, and so concern themselves that they ask what goes on within a man who shows such symptoms. And they are at least so far along that they say to themselves: These are not due to physiological or anatomical changes. They have already outgrown bare materialism, in that they speak of psychic phenomena. So this is certainly one way in which people try to emerge from materialism, and to reach some knowledge of the soul. It is, however, very peculiar, when you look at the subject more closely, to see into what strange paths people are led by the general inadequacy of their means of cognition. But I must emphatically point out that men do not realize into what they are being driven, and neither do their supporters, readers, and contemporaries. Thus, rightly regarded, the matter has actually a very dangerous side, because so much is not taken into consideration. In the subconscious mind itself there is a commotion, it is the theories which agitate in the subconscious. It is really strange. People set up a theory in regard to the subconscious, but their own subconsciousness is agitated by it. Jung pursues the matter as a physician, and it is important that psychological questions should be handled from that standpoint, therapeutically, and that many should be striving to carry over the matter into pedagogy. We are no longer confronted by a limited theory, but by the effort to make it into a cultural fact. It is interesting to see how someone like Jung, who handles this matter as a physician, and has observed, treated, and apparently even cured all sorts of cases, is driven further and further. He says to himself: when such abnormal psychological symptoms are found, a search must be made in order to discover any incidents of childhood which may have made such an impression on the human soul life as to produce after-effects. That is something especially sought for in this field: after-effects of something that happened in childhood. I have cited an example which plays quite a role in the literature of psychoanalysis: the association of horse and horse. Later, however, Jung came upon the fact that in many of the cases of genuine illness it cannot be proved, even if you go back to his earliest childhood, that the patient as an individual is suffering from any such after-effects. If you take into consideration everything with which he has come in contact, you find the conflict within the individual, but no explanation of it. So Jung was led to distinguish two subconsciousnesses: first the individual subconsciousness, concealed within the human being. If in her childhood the young woman jumped out of a carriage and received a shock, the incident has long since vanished from her consciousness, but works subconsciously. If you consider this subconscious element (made up of innumerable details), you get the personal or individual subconsciousness. This is the first of Jung's differentiations. But the second is the superpersonal subconsciousness. He says: There are things affecting the soul life which are neither in the personality nor in the matter of the outside world, and which must be assumed therefore as present in a soul world. The aim of psychoanalysis is to bring such soul contents into consciousness. That is supposed to be the healing method: to bring everything into consciousness. Thus the physician must undertake to extract from the patient, not only what he has experienced individually from his birth on, but also something that was not in the outside world and is of a soul nature. This has driven the psychoanalysts to say that a man experiences, not only what he goes through after his physical birth, but also all sorts of things that preceded his birth—and that all this creates disorder within him. A man who is born today experiences thus subconsciously the Oedipus Saga. He not only learns it in school; he experiences it. He experiences the Greek gods, the whole past of mankind. The evil of this consists in the fact that he experiences it subconsciously. The psychoanalyst must therefore say—and he does go so far—that the Greek child also experienced this but, since he was told about it, he experienced it consciously. Man experiences it today, but it only stirs within him—in the thoughts of the extraverted man, in the subconscious feelings of the introverted type. It growls like demons. Now consider the necessity that confronts the psychoanalyst if he is true to his theory. He would have to take these things seriously and say simply that when a man grows up and may be made ill by his relation to that which stirs within him—a relation of which he knows nothing—that this connection must become conscious, and it must be explained to him that there is a spiritual world inhabited by different gods. For the psychoanalyst goes so far as to say that the human soul has a connection with the gods, but it is a cause of illness in that the soul knows nothing of it. The psychoanalyst seeks all sorts of expedients, sometimes quite grotesque. Let us assume that a patient comes and displays this or that hysterical symptom, because he is afraid of a demon—let us say—a fire demon. Men of earlier periods believed in fire demons, had visions of them, knew about them. Present-day people still have connections with them (the psychoanalyst admits that), but these connections are not conscious; no one explains that there are fire demons, so they become a cause of illness. Jung however goes so far as to assert that the gods, to whom man is unconsciously related, become angry and revenge themselves, this revenge showing itself as hysteria. Very well, it amounts then to this: such a present-day man who is mistreated by a demon in his subconscious mind, does not know that there are demons, and cannot achieve any conscious relation with them because—that is superstition! What does the poor modern man do then, if he becomes ill from this cause? He projects it outwardly, that is to say he looks up some friend whom he had liked quite well, and says: This is the one who is persecuting and abusing me! He feels this to be true, which means that he has a demon which torments him, and so projects it into another man. Often psychoanalysts, in treating such a case, deflect this projection upon themselves. Thus it often happens that patients, in a good or evil sense, make the doctor into a god or a devil. So you see the physician of the present day is forced to say to himself: Men are tormented by spirits, and because they are taught nothing about them, cannot take possession of them in consciousness, they become therefore tormenting spirits among themselves, project their demons outwardly, persuade one another of all sorts of demoniacal nonsense, etc. And how disastrous this is assumed to be by the psychoanalysts is shown by the following case which Jung describes. He says: “Certain of my colleagues claim that the soul energies that spring from such torment, must be deflected into another channel.” Let us turn back then to one of the elementary cases of psychoanalysis. A patient comes, whose illness was caused, according to her psychoanalytical confession, by her having been in love, many years before, with a man whom she did not get. This had remained with her. Of course she might be annoyed by a demon, but in most cases observed by the doctors it turns out that something has happened in the individual subconsciousness, which they classify separately from the super-personal subconscious. The doctors try to divert this immature fantasy or to transform it. If a love-thirsty soul can be persuaded to make use of her accumulated affections in humanitarian services, perhaps as head of a charitable institution, it may turn out well. But Jung himself says: “It is not always possible thus to divert this energy. Energies so implanted in the soul have often a certain definite potential which cannot be directed.” Very well, I have no objection to this expression, but wish only to point out that it is a translation of what the layman often discusses, and the way in which he often expresses himself. But Jung describes a case which is interesting, and a good example of the fact that these potentials cannot always be directed. An American, a typical man of today, a self-made man, the efficient head of a business that he had built up, having devoted himself to his work and achieved a great success, thought then: I shall soon be forty-five, and have done my bit! Now I will give myself a rest. So he decided to retire, bought himself an estate with autos and tennis courts, and everything else that belonged to it, intending to live in the country, and simply to draw his dividends from the business. But when he had been for a time on his estate he ceased to play tennis or to drive his car, or to go to the theater. He took no pleasure in the gardens that were laid out, but sat in his room alone, and brooded. It hurt him there, and there, everything hurt him. Actually his head hurt, then his chest, and then his legs. He could not endure himself, ceased from laughter, was tired, strung up, had continual headache—it was horrible. There was no illness that a doctor could diagnose! It is often that way with men of the present, is it not? They are perfectly healthy, and yet ill. The doctor said: "This trouble is psychic. You have adapted yourself to business conditions, and your energies will not readily take another course. Go back to business. That is the only suggestion that I can make.” The man in question grasped this, but found that he was no longer any good at business! He was just as ill there as at home. From this Jung rightly concludes that you cannot easily deflect energy from one potential to another, nor even turn it back again when you have failed. This man came to him for treatment. (You know many people come to Switzerland bringing such illnesses and non-illnesses!) But he could not help this American. The trouble had taken too strong a hold; it should have been handled earlier. You see from this that the therapy of deflection has also its difficulties, and Jung himself offers this example. Important facts are met everywhere which—I now may say—will be successfully dealt with only by spiritual science or Anthroposophy, in accordance with exact knowledge. But there they are, and people notice them. The questions are there. It will be discovered that the human being is complicated, and not the simple creature presented to us by the science of the 19th century. The psychoanalyst is confronted by a remarkable fact which is quite inexplicable by the science of today. In Anthroposophy, together with the information given in my lectures, you will easily find an explanation, but I can come back to the point in case you do not find it. It may happen, for example, that someone becomes hysterically blind, that is, his blindness is an hysterical symptom. This is possible. There are hysterically blind people, who could see, yet do not—who are psychically blind. Now such people are sometimes partially cured—partially; they begin to see again, but do not see everything. Sometimes such an hysterically blind man recovers sufficient sight to see people, all but their heads! Such a half-cured person goes along the streets, and sees everyone without a head. That really occurs, and there are even stranger symptoms. All this may be dealt with by spiritual science—anthroposophically oriented spiritual science—and in a lecture that I gave here last year you may find an explanation of the inability to see the heads of people. [Lecture given at Dörnach, August 5, 1916.] But the present psychoanalyst is faced by all these phenomena. And so much confronts him that he says to himself: It may be quite disastrous for a man to be connected with the superpersonal unconscious; but for God's sake (the psychoanalyst does not say ‘for God's sake,’ but perhaps ‘for science's sake’) do not let us take the spiritual world seriously! It does not enter their minds to consider the spiritual world seriously. Thus something very peculiar happens. Very few notice what strange phenomena appear under the influence of these things. I will call to your attention something in Jung's book Die Psychologie der unbewussten Prozesse, [see the above quotations that are translations of passages from C. G. Jung's Die Psychologie der unbewussten Prozesse. Ein Ueberblick über die moderne Theorie und Methode der analytischen Psychologie, Zürich, 1917.] recently published, which will show you where the psychoanalyst lands today. I shall have to read you a passage.
Just think! Jung has come so far as to perceive that a man has subconsciously within him all the most fiendish crimes, as well as the most beautiful of all that mankind has been able to think and feel. These people cannot be persuaded to speak of Lucifer and Ahriman, [Compare Rudolf Steiner, The Luciferic and Ahrimanic Influences in their Relation to Man, 1918, reprinted in Anthroposophie, Vol. 17, Book 2, p. 159.] but they agree upon the preceding statement, which I shall read to you once more:
Thus you see, the psychoanalyst is driven to say: The human soul is so made that it needs gods, that gods are necessary to it, for it becomes ill without them. Therefore it has always had them. Men need gods. The psychoanalyst ridicules men, saying that when they lack other gods they make gods of themselves, but “rationalistic pocket size gods with thick skulls and cold hearts. The idea of God” (he says further), “is simply a necessary psychological function of an irrational nature. ...” To describe the necessity of the God-concept in these terms is as far as one can go by the methods of natural science! Man must have a God; he needs him. The psychoanalyst knows that. But let us read to the end of the sentence:
When you read the complete sentence you run upon the great dilemma of the present day. The psychoanalyst proves to you that man becomes ill and useless without his God, but says that this need has nothing to do with the existence or non-existence of God. And he continues:
Now I beg of you, here you find—here you are standing at the point where you may catch at things. The things are there, knocking upon the doors of knowledge. Seekers are also there. They admit an absolute necessity, but when that necessity is stated as a serious question they consider it one of the stupidest that can be suggested. You see, you have there one of the points in the cultural life of today from which you may note exactly what is always avoided. I can assure you that, in their examination and knowledge of the soul, these psychoanalysts are far ahead of what is offered in current psychiatry by the universities. They are not only far beyond ordinary university psychiatry and psychology, but in a certain sense they are right to look down upon this dreadful so-called science. But one may catch them in any such passage, showing as it does what mankind is actually facing in the attitude of contemporary science. Many do not recognize this. They do not realize the force of belief in authority. There has never been such faith in authority, nor has it ever reigned so absolutely as in the subconscious mind today. One asks again and again: Just what do you do as physicians when you handle hysterical cases? You seek something in the subconscious mind that is not solved within consciousness. Yes, but you find repeatedly just such a subconscious content in the case of the theorists. If you lift it into full consciousness it turns out to be exactly what has been murmuring in the subconsciousness of the modern doctors and their patients. And all our literature is so saturated with it that you are in daily and hourly danger of imbibing it. And since it is only through spiritual science that men may become aware of these things, many take them up unknowingly, draw them into their subconsciousness, where they remain. This psychoanalysis has at least pointed out that the reality of the soul is to be accepted as such. They do that. But the devil is everywhere at their heels; I mean that they are neither able nor willing to approach spiritual reality. Therefore you find in all sorts of places the most incredible statements. But present humanity has not the degree of attention necessary to perceive them. We should naturally expect any reader of Jung's book to fall off his chair under the table at certain sentences, but men of the present do not do that; so only think how much of it must lie in the subconsciousness of modern humanity. Yet for this very reason, because these psychoanalysts see how much there is in the subconscious—and they do see it—they look upon many things differently from other people. In his Preface Jung says something, for example, part of which is not bad.
And now comes a sentence which makes you wonder what to do with it.
These sentences, placed side by side, show how destructively this thinking works. I ask you if it is sensible to say: “What the nations do is done by each individual?” It would be equally reasonable to ask: Could an individual do it without nations doing it too? It is nonsense, is it not, to say things like that. The unfortunate thing is that even prominent thinkers are impressed by it. And this sort of thinking is not only to become therapy, but take the lead in pedagogy. This again is founded upon the justifiable longing to introduce into pedagogy a new soul and spiritual element. Are conclusions to be accepted which were reached by entirely inadequate methods of cognition? These are nowadays the important questions. We shall return to the matter from the standpoint of anthroposophical orientation, and throw light upon it from a broader horizon. Then we shall see that one must set about it in a much bigger way, in order to succeed with these things at all. But they must be handled concretely. The problems which as yet have been investigated only by the old, inadequate methods, must be placed in the light of anthroposophical knowledge. Take, for example, the problem of Nietzsche. Today I will only suggest it; tomorrow we shall consider such problems more thoroughly. We know already from former lectures: [Lectures given at Dörnach, October 14, 20, 21, 26, 27, 28; November 2, 3, 4, 1917.] from 1841 to 1879 battle of spirits above; from 1879 on, the fallen spirits in the human realm. In future such and similar things must of necessity play a role whenever a human life is studied. For Nietzsche was born in 1844. For three years before he descended to earth his soul was in the spiritual realm in the midst of the spirit battle. During his boyhood Schopenhauer was still living, but died in 1860, and only after his death did Nietzsche devote himself to the study of Schopenhauer's writings. The soul of Schopenhauer cooperated from above in the spiritual world. That was the real relationship. Nietzsche was reading Schopenhauer, and while he was absorbing his writings Schopenhauer was working upon his thoughts. But how was Schopenhauer situated in the spiritual realm? From 1860 through the years when Nietzsche was reading his books, Schopenhauer was in the midst of the spiritual battle that was still being fought out on that plane. Therefore Schopenhauer's inspiration of Nietzsche was colored by what he himself gathered from the battle of spirits in which he was involved. In 1879 these spirits were cast down from heaven upon the earth. Up to 1879 Nietzsche's spiritual development had followed very curious paths. They will be explained in the future as due to the influence of Schopenhauer and of Wagner. In my book Friedrich Nietzsche, a Fighter against his Time, you may find many supporting details. Wagner had up to that time no particular influence except that he was active on earth. For Wagner was born in 1813; the battle of spirits only began in 1841. But Wagner died in 1883, and Nietzsche's spiritual development took its peculiar direction when Wagner's influence began. Wagner entered the spiritual world in 1883, when the battle of spirits was over, and the defeated spirits had been cast to earth. Nietzsche was in the midst of things when the spirits began to roam around here on earth. Wagner's post mortem influence upon Nietzsche had an entirely different object from that of Schopenhauer. Here begin the super-personal but definite influences, not those abstract demonic ones, of which the psychoanalyst speaks. Humanity must resolve to enter this concrete spiritual world, in order to comprehend things which are obvious if only the facts are tested. In the future Nietzsche's biography will state that he was stimulated by that Richard Wagner who was born in 1813, and took part up to 1879 everything that led to the brilliant being whom I described in my book; that he had the influence of Schopenhauer from his sixteenth year, but that Schopenhauer was involved in the spiritual battle that was fought upon the super-physical plane before 1879; that he was exposed to Wagner's influence after Wagner had died and entered the spiritual world, while Nietzsche was still here below, where the spirits of darkness were ruling. Jung considers this a fact: that Nietzsche found a demon, and projected it without upon Wagner. Oh well—projections, potentials, introverted or extraverted human types—all words for abstractions, but nothing about realities! These things are truly important. This is not agitation for an anthroposophical world-conception for which we are prejudiced. On the contrary, everything outside of anthroposophy shows how necessary this conception is for present-day humanity!
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178. Psychoanalysis in the Light of Anthroposophy: Anthroposophy and Psychoanalysis II
11 Nov 1917, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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178. Psychoanalysis in the Light of Anthroposophy: Anthroposophy and Psychoanalysis II
11 Nov 1917, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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I have designated what is called analytical psychology or psychoanalysis as an effort to gain knowledge in the soul realm by inadequate means of cognition. Perhaps nothing is so well adapted to show how, at the present time, everything urges the attainment of the anthroposophically orientated spiritual science, and how on the other side, subconscious prejudices lead men to oppose a spiritually scientific consideration of the facts. Yesterday I showed you by definite examples what grotesque leaps modern erudition is obliged to take when it ventures upon soul problems, and how to detect these leaps in the mental processes of modern scholars. It was pointed out that one of the better psychoanalysts—Jung—divided patients into two classes: the thinking type, and the feeling type. From this starting point he assumed that in cases of the thinking type, subconscious feelings force their way up into consciousness and produce soul conflicts—or in the opposite type, that thoughts in the subconscious mind arise and conflict with the life of feeling. Now it might be suggested that these things will be fought out in scientific discussion, and that we might wait until people make up their minds to overcome the subconscious prejudice against anthroposophical spiritual science. But passive waiting becomes impossible in that such things do not confine themselves to the theoretical field, but encroach upon life practice and cultural development. And psychoanalysis is not content to occupy itself with therapy alone, which might be less dubious since there seems to be little difference—I said seems—between it and other therapeutical methods; but it is trying to extend itself to pedagogy, and to become the foundation of a teaching system. This forces us to point out the dangers residing in quarter-truths in a more serious manner than would be called for by mere theoretical discussion. Much that relates to this matter can be decided only with the passage of time, but today we shall have to enlarge the scope of our examination in order to throw light upon one aspect or another. First of all I wish to call to your attention that the facts which lie before the psychoanalyst really point to an important spiritual sphere which present-day man does not wish to enter in an accurate and correct manner, but would prefer to leave as a sort of nebulous, subconscious region. For our present sickly, materialistically infected approach, even in this domain, likes nothing better than a vague, mystical drifting among all sorts of incomplete or unexecuted concepts. We find the most grotesque, the most repulsive mysticism right in the midst of materialism, if you take mysticism to mean a desire to swim about in all sorts of nebulous thinking, without working out your world-conception into clear, sharply outlined concepts. The domain into which recognized facts are pushing the psychoanalysts is the field of extra-conscious intelligence and reasoning activity. How often I have dealt with these matters—without going into details, but merely mentioning them, since they are taken for granted by students of spiritual science. How often I have reminded you that reasoning, intellectual activity, cleverness are not confined to the human consciousness, but are everywhere, that we are surrounded by effective mental activity as we are surrounded by air, interwoven with it, and the other beings as well. The facts before the psychoanalyst might easily refer to this. I quoted to you yesterday the case described by Jung in his book, Die Psychologie der unbewussten Prosesse. It had to do with a woman who, having left an evening party with other guests, was frightened by horses, ran in front of them along the street to the river where she was rescued by passers-by, brought back to the house that she had left, where she had a love scene with her host. From the standpoint of Freud or Adler the case is easily explained on the basis of the love-drive or the power-drive, but this diagnosis does not reach the vital point. Its foundation is reached only by realizing that consciousness does not exhaust the cleverness, calculation, the artfulness of what penetrates man as intelligence, and by realizing that the laws of life are not limited by the laws of consciousness. Consider this case. We can at least raise the question: What did the woman really want, after she had been one of the party, and had seen her friend depart for the health resort? She wanted the opportunity for what actually happened, she wanted a legitimate excuse to be alone with the master of the house. Of course this had nothing to do with what was in her consciousness, what she realized and admitted. It would not have been “proper,” as we say. Something had to be brought about that need not be avowed, and we shall reach the real explanation by allowing for her subconscious, designing intelligence, of which she was herself unaware. Throughout the entire evening she had wanted to bring about a conversation with her host. If one is less clever a poor choice is made of means, if more clever a better choice. In this case it may be said that in the woman's ordinary consciousness, which admitted scruples as to what was proper or improper, allowed or not allowed, the right means could not have been chosen for the end in view. But in that which was stored below the layer of the ordinary consciousness the thought was incessantly active: I must manage a meeting with the man. I must make use of the next opportunity that presents itself in order to return to the house. We may be sure that if the opportunity with the horses had not offered itself, supported by association with the earlier accident, she would have found some other excuse. She needed only to faint in the street, and would have been brought back to the house at once, or she would have found some other expedient. The subconsciousness looked beyond all the scruples of the ordinary consciousness, taking the attitude that “the end justifies the means,” regardless of whether they would or would not harmonize with ideas of propriety and impropriety. In such a case we are reminded of what Nietzsche, who surmised many of these things, called the great reason in contrast with the small reason, the all-inclusive reason that does not come into consciousness, that acts below the threshold of consciousness, leading men to do many things which they do not consciously confess to themselves. Through his ordinary outer consciousness the human being is in connection first with the world of the senses, but also with the whole physical world, and with all that lives within it. To the physical world belong all the concepts of propriety, of bourgeois morality, and so forth, with which man is equipped. In his subconsciousness man is connected with an entirely different world, of which Jung says: the soul has need of it because it is related to it, but he also says that it is foolish to inquire about its real existence. Well, it is this way: as soon as the threshold of consciousness is crossed, man and his soul are no longer in merely material surroundings or relations, but in a realm where thoughts rule, thoughts which may be very artful. Now Jung's view is quite correct when he says that modern man, the so-called man of culture, needs particularly to be mindful of these things. For present culture has this peculiarity, that it forces down numerous impulses into the subconsciousness, which then assert themselves in such a way that irrational acts—as they are called—and irrational general conduct result. When the “power-urge” or the “love urge” are mentioned, it is because in the moment that man and his soul enter the subconscious regions they come nearer to the realm where these instincts rule; not that they are in themselves causes, but that man with his subconscious intelligence plunges into regions where these impulses are effective. That woman would not have gone to so much exertion for anything that interested her less than her love affair. It required an especial preoccupation for her subconscious cunning to be aroused. And that the love impulse so often plays an important role is due simply to the fact that the love interest is so very common. If the psychoanalysts would only turn more of their attention in other directions, cease to concentrate upon psychoanalytic sanatoriums, where the majority of the inmates seem to me to be women—(the same reproach is cast upon anthroposophical institutions but, I think, with less justice),—if they were more experienced in other fields, which is of course sometimes the case, if there were a greater variety of cases in the sanatoriums, a more extensive knowledge might be obtained. Let us assume that a sanatorium was equipped for giving psychiatric treatment especially to people who had become nervous or hysterical from playing the stock market. Then the existence of other things in the subconscious mind could be established with as much reason as the love-urge, introduced by Freud. Then it would be seen with what detailed cunning, and artful subconscious processes, the man acts who plays the stock market. Then, through the usual methods of elimination, sexual love would be seen to play a very small part, yet the subtleties of subconscious acuteness, of subconscious slyness, could be studied at their height. Even the lust for power could not always be designated as being the primary impulse, but altogether different instincts would be found ruling those regions, in which man submerges himself with his soul. And if in addition a sanatorium could be equipped for learned men who had become hysterical—forgive me!—it would be found that their subconscious actions seldom lead back to the love-motive. For those with any thorough knowledge of facts in this field realize that, under present conditions, scholars are seldom driven to their chosen science by “love,” but by quite different forces which would show themselves if brought to the surface by psychoanalysis. The all-inclusive fact is that the soul is led from the conscious down into the subconscious regions where man's unconquered instincts rule. He can master these only by becoming aware of them, and spiritual research alone can lift them into consciousness. Another inconvenient truth! For of course it forces the admission, to a point far beyond what the psychoanalyst is prepared to admit, that man in his subconscious mind may be a very sly creature, far more sly than in his full consciousness. Even in this field, and with ordinary science, we may have strange experiences. There is a chapter on this subject in my book Riddles of the Soul In it I deal with the strictures upon Anthroposophy, found in a book entitled Vom Jenseits der Seele,1 and written by that academic individual Dessoir. This second chapter of my book Riddles of the Soul will be a nice contribution to thinking people who would like to form an opinion of present scholarly ethics. You will see when you read this chapter what kind of opposition must be encountered. I will mention, of all the points therein indicated, one or two only which are not unconnected with our present theme. This man makes all sorts of objections to this and that, founded upon passages taken from my books. In a very neat connection he tells how I distinguish consecutive periods of culture: the Indian, the old Persian, the Chaldean-Egyptian, the Graeco-Latin, and now we live in the sixth, he says, “according to Steiner.” This forces us to refute these misstatements in a schoolmasterly manner, for it shows us the only way to get at such an individual. How does Max Dessoir come to assert, in the midst of all his other nonsense, that I said we are living in the sixth postatlantean culture period? It may be easily explained if you have any practice in the technique of philological methods. I was connected for six years and a half with the Goethe Archives in Weimar, learned there a little about the usual procedure, and could easily show, according to philological methods, how Dessoir came to attribute to me this statement regarding the sixth culture period. He had been reading my book Occult Science, an Outline, in which there is a sentence leading to a description of our present fifth postatlantean culture period. In it I say that there are long preparations and, in one section, that events taking place in the 14th and 15th centuries were prepared in the fourth, fifth, and sixth centuries. About five lines further on I say that the sixth century was a preparation for the fifth culture period. Dessoir, reading superficially, turned back hastily as scholars do, to the place that he had noted in the margin, and confused what was said about the culture period with what had been stated further back about the fourth, fifth, and sixth centuries. Thus he says “sixth culture period” instead of fifth because his eye had moved backward a few lines. You see with what a grand superficiality such a person works. Here we have an example of how such “scholarship” may be philologically shown up. In this literary creation such mistakes run through the entire chapter. And while Dessoir affirms that he has studied a whole row of my books, I could prove, again philologically, which ones of mine compose this “whole row.” He had read—and but slightly understood—The Philosophy of Spiritual Activity, for he devotes a sentence to it that is utter nonsense. And he read Occult Science, but in such a way as to bring out the kind of stuff that I have described. He read in addition the small work The Spiritual Guidance of Man, and the little pamphlets on Reincarnation and Karma, and Blood is Quite a Special Fluid. These are all that he read, as may be shown by his comments. He read nothing else. These are our present ethics of scholarship. It is important once in a way to expose, in such a connection, the erudition of the present day. Out of the long list of my books he chooses a very small number, and founds upon them, with quite perverted thinking, his whole statement. Many of our scientists today do exactly the same thing. When they write about animals, for example, they usually have for a foundation about as much material as Professor Dessoir extracted from my books. Quite a pretty chapter could be written from observations of Dessoir's subconscious mind. He himself, however, in a special passage in his book, permits us to take account of his subconsciousness. He relates rather grotesquely that when he is lecturing it often happens that his thoughts go on without his full conscious direction, and that only by the reaction of his audience does he recognize that his thoughts have taken a line independent of his attention. He tells that quite naively. But only think! From this fact he embarks upon extended consideration of the many peculiarities of human consciousness. I have pointed out somewhat “gently” that Dessoir thus strangely reveals himself. I said at first: It cannot be possible that he means himself. In this case he must simply be identifying himself with certain clumsy lecturers, and speaking in the first person. It would be imputing to him a good deal to suppose that he is describing himself. But he really does exactly that. Well, in the discussion of such matters many odd things must be noted. He disposed of The Philosophy of Spiritual Activity by one remark, with the addition of a sentence that is Dessoirish, but did not originate with me. The whole matter is crazy. He says at the same time “Steiner's first book, the The Philosophy of Spiritual Activity.” This forces me to point out that this book forms the close of a ten year period of authorship, and to offer this incident as an example of academic ignorance, and ethics. I know of course that although I have shown how incorrect his statements are, people will say again and again: “Well, Dessoir has refuted Steiner.”—I know it very well. I know that it is speaking against walls to try to break through what men imagine they have long since got rid of—belief in authority! But this chapter alone will prove the difficulties against which spiritual science must struggle because it insists upon clear, sharply outlined concepts, and concrete spiritual experiences. There is no question of logic with such an individual as Dessoir, and a lack of logic characterizes in the broadest sense our present so-called scientific literature. These are the reasons why official learning, and official spiritual trends, even if they work themselves away from such inferiority as the university psychiatry or psychology, are not in a position to make good because they lack the smallest equipment for a genuine observation of life. So long as it is not realized how far from genuine research and from a sense for reality that really is which poses as scientific literature—I do not say, as science, but as scientific literature—and often forms the content of university and especially of popular lectures—so long as this authoritative belief is not broken through, there can be no cure. These things must be said, and are compatible with the deepest respect for real scientific thinking, and for the great achievements of natural science. That these things are applied to life in such contradictory fashion must however be recognized. After this digression let us return to our subject. Dessoir takes the opportunity to combine objective untruth with calumny in his remark regarding the little pamphlet Spiritual Guidance of Man. He feels it to be especially irritating that I have indicated important subconscious action of spiritual impulses by showing that a child while building its brain manifests greater wisdom than it is conscious of later. A healthy science ought to take its starting point from such normal effects of the subconscious, yet it needs something in addition. If you take up the book Knowledge of the Higher Worlds you will find mention of the Secret of the Threshold. In the explanation of this “secret” it is stated that in crossing the threshold into the spiritual world a kind of separation takes place, a sort of differentiation of the three fundamental powers of the soul: thinking, feeling, and willing. Remember in the part dealing with the Guardian of the Threshold, the explanation that these three forces, which act together in ordinary consciousness in such a way that they can hardly be separated, become independent of each other. If I sketch them, this narrow middle section (see drawing) is the boundary between the ordinary consciousness and that region in which the soul lives in the spiritual world. Thinking, feeling, and willing must be so drawn as to show this as the range of will (red), but bordering upon the realm of feeling (green), and this in turn borders upon the realm of thinking (yellow). But if I were to indicate their direction after crossing the threshold into the spiritual world, I should have to show how thinking (yellow) becomes independent upon the one hand; feeling (green, right) separates itself from thinking, will becomes independent too (red, right), as I sketch it here diagrammatically, so that thinking, feeling, and willing spread out from one another like a fan. You will find this described in my book Knowledge of the Higher Worlds. That these three activities, which before passing the threshold border upon each other but work separately, interact in the right way and do not come into confusion is due to the fact that the threshold has, so to speak, a certain breadth in which our ![]() ego itself lives. If our ego acts normally, has perfect soul health, then the interaction of thinking, feeling, and willing is so regulated that they do not collide with one another, but mutually influence each other. It is the essential secret of our ego that it holds thinking, feeling, and willing beside each other, so that they can affect each other in the right way, but do not mix in any accidental fashion. Once across the threshold into the spiritual world there is no danger of this since the three faculties then separate. Certain philosophers (such as Wundt, for example), insist that the soul must not be described as threefold because it is a unity. Wundt, too, confuses everything. The facts are that in the spiritual world thinking, feeling, and willing originate in a threefold manner, yet in the soul on earth they act as a unity. That must be taken into consideration, and if it be claimed, as recently reported, that Anthroposophy recognizes three souls though there exists but one, and that Anthroposophy has therefore no reasonable argument—then the answer must be that the unity of man is not impaired by the fact that he has two hands. But now we are considering the relation of the ego to the soul-forces that work within it, and their action beyond the threshold of consciousness in the spiritual world. (Drawing, middle and right). An opposite condition may be brought about if the ego has been weakened in any way. Then the threshold is crossed, as it were, in the opposite direction (See drawing, left). Then thinking swerves aside (yellow, left), mingles with feeling (green, left), and willing (red, left), and confusion results. This happens if thinking is exposed in any way to the danger of not being properly confined, so that it asserts itself unwarrantably in the consciousness. Then, because the ego is not working as it should, thinking slides into the sphere of feeling or of will. Instead of working side by side, thinking mixes itself with feeling, or will, the ego being for some reason unable to exert its normal power. This is what has happened in the cases described by the psychoanalysts as hysterical or nervous. Thinking, feeling, and willing have swung to the opposite side, away from the healthy direction that would lead them into the spiritual world. If you have any gift for testing and proving you may easily see how it comes about. Take the case of the girl sitting by the sickbed. Her strong ego-consciousness was reduced by loss of sleep and anxiety. The slightest thing might cause thinking to leave its track alongside of feeling and to run over into it. Then thought would be at once submerged in the waves of feeling, which are far stronger than the waves of thought, and the result in such a case is that the whole organism is seized by the tumult of feeling. This happens in the instant that thinking ceases to be strong enough to hold itself apart from feeling. It is seriously demanded of the human being that he learn more and more to hold his thinking apart from the waves of feeling and will. If thinking takes hold subconsciously of the waves of feeling something abnormal results. (See drawing: at the right is the superconscious, in the middle the conscious, at the left the subconscious). This is extremely important. Now you may readily imagine that in this modern life, when people are brought into contact with so much that they do not properly understand and cannot appraise, thoughts continually run over into feelings. But it must be remembered that thinking alone is oriented upon the physical plane; feeling is no longer confined to the physical plane, but stands in connection, by its very nature, with the spiritual plane as well. Feeling has really a connection with all the spiritual beings who must be spoken of as real. So that if a man with inadequate concepts sinks into his feeling-life, he comes into collision with the gods—if you wish to express it thus—but also with evil gods. And all these collisions occur because a man is submerged with no reliable means of knowledge. He must so submerge if he spends more time in the sphere of feeling than in the ordinary sphere of reason. In the sphere of feeling man cannot emancipate himself from his connection with the spiritual world. Even if, in this materialistic age, he does free himself in the realm of the intellect, he always enters the region of feeling with inadequate concepts, and so he must become ill. What then is the real remedy, and how are men to be restored to health? They must be guided to concepts that reach out to include the world of feelings; that is to say that modern man must again be told of the spiritual world, and in the most comprehensive terms. Not the individually adapted therapeutic instructions of the psychoanalysts are meant, but the spiritual science which is applicable to all humanity. If the concepts of spiritual science are really accepted—for not everyone takes them in who only listens to lectures, or reads about them—but if they are really absorbed there will be no further possibility of the chaotic intermingling, in the subconscious, of the three spheres of the soul: thinking, feeling, and willing, which is the basis of all the hysteria and nervousness noted by the psychoanalysts. For this, however, a man needs the courage to approach a direct experience of the operation of spiritual worlds, the courage to recognize that we are living now in a crisis that is connected with another (the established date being 1879), another crisis with painful consequences from which we are still suffering. I told you yesterday that many things must be considered from standpoints other than the materialistic ones of our own time, and I chose Nietzsche as an illustration. Nietzsche was born in 1844. In 1841 the battle began in the spiritual world, of which I have already spoken, and Nietzsche was for three years in the midst of it, absorbing from it all possible impulses, and bringing them down with him to earth. Richard Wagner, born in 1813, took at first no part in it. Read Nietzsche's early writings, and notice the combative tone, almost every sentence showing the after-effects of what he experienced spiritually from 1841 to 1844. It gave a definite coloring to all the writings of Nietzsche's first period. It is further of importance—as I have also explained—that he was a lad of sixteen when Schopenhauer died, and started at that time to read his works. A real relation ensued between the soul of Schopenhauer in the spiritual world and that of Nietzsche on earth. Nietzsche read every phrase of Schopenhauer so receptively that he was penetrated by every corresponding impulse of their author. What was Schopenhauer's object? He had ascended into the spiritual world in 1860 when the battle was still raging, and wanted nothing so much as to have the power of his thoughts continued through his works. Nietzsche did carry forward Schopenhauer's thoughts, but in a peculiar way. Schopenhauer saw when he went through the gate of death that he had written his books in an epoch threatened by the oncoming spirits of darkness, and with the struggle before him of these spirits against the spirits of light, he longed to have the effects of his work continued, and formed in Nietzsche's soul the impulse to continue his thoughts. What Nietzsche received from the spiritual world at this period contrasted strikingly with what was happening upon the physical plane in his personal relations with Richard Wagner. Nietzsche's soul life was composed in this way, and his career as a writer. The year 1879 arrived. The battle that had been going on in the spiritual realms began to be transferred to earth after the fall of the spirits of darkness. Nietzsche was exposed by his whole Karma (in which I include his relations with the spiritual world), to the danger of being driven by the spirits of darkness into evil paths. He had been inspired by the transcendent egoism of Schopenhauer to try to carry on his work. I do not mean to say that egoism is always bad. But when Wagner rose into the spiritual world in 1883 the spirits of darkness were below, so he came into an entirely different atmosphere, and he became Nietzsche's unselfish spiritual guide. He let him enter what was for him the proper channel, and allowed him to become mentally deranged at exactly the right moment, so that he never came consciously into dangerous regions. That sounds paradoxical, but it was really the unselfish way in which Wagner's soul affected Nietzsche from the purer realms above, rather than the manner in which Schopenhauer's soul acted, he being still in the midst of the battle, up in the spiritual world, between the spirits of darkness and the spirits of light. What Wagner wanted to do for Nietzsche was to protect him, so far as his Karma permitted, from the spirits of darkness, already descended upon earth. And Nietzsche was protected to a great extent. If his last writings are read in the right spirit, eliminating the things that have sprung from strong oppositions, great thoughts will be discovered. I tried in my book Nietzsche, a Fighter against his Time, to show the mighty thought impulses, detached from all his resisting impulses. Yes, “the world is deep.” There is really some truth in Nietzsche's own saying: “The world is deep, and deeper than the day divines.” So we must never try to criticize the wide regions of the spiritual life by means of our ordinary consciousness. The wise guidance of the worlds can be understood only if we can enter into that guidance, free from egoistic thoughts, even if we can fit the development of tragic happenings into the scheme of wisdom. If you wish to look into the heart of things you will come upon many uncomfortable places. In future whoever wishes to evaluate a life like Nietzsche's will make no progress if he describes only what happened in Nietzsche's environment on earth. Our view of life will have to extend to the spiritual world, and we shall be pushed to this necessity by the kind of phenomena that the psychoanalyst today tries to master by such inadequate means of knowledge, but never will control. Therefore human society might be driven into regions of great difficulty if it yields to psychoanalysis, particularly in the field of pedagogy. Why should this be? Consider the fact that thinking slips down into the sphere of feeling. Now as soon as a man lives with his soul in the sphere of feeling, he is no longer in the life that is bounded by birth and death or by conception and death, but lives in the whole world, the extended world. This represents the usual life span (See drawing, a); within the realm of feeling he lives also in the period from his last death to his birth into this present life (See drawing, b); and with his will he lives even in his previous incarnation (Drawing, c). Think of the relation to pupil or patient of an instructor who wishes to proceed by the method of psychoanalysis. When he tries to deal with soul contents which have slipped down into the realm of feeling he lays hold, not only upon the man's individual life, but upon the all-inclusive life which extends far beyond the individual. For this all-encompassing life, however, there are between men no connections that may be handled by means of mere ideas. Such connections lead instead to genuine life-relationships. This is very important. Imagine the existence of such a connection between a psychoanalytic instructor and pupil. What takes place could not be confined to the realm of ideas which are conveyed to the pupil, but real karmic connections would have to be established because one is really encroaching upon life itself. It would be tearing the individual in question out of his karma, changing the course of his karma. It will not do to handle that which extends beyond the individual in a purely individual manner. It must be treated instead in a universally human way. We are all brought together in a definite epoch, so there must be a mutual element which acts as soon as we go beyond the individual. That is to say: a patient cannot be treated by psychoanalysis, either therapeutically or educationally, as between individuals. Something universal ![]() must enter, must enter even the general culture of the period, something which directs the soul to that which would otherwise remain subconscious; and that which draws the subconsciousness upward must become the milieu—not a transaction between individuals. Here, you see, lies the great mistake that is being made. It has a terrific range and is of immense importance. Instead of trying to lead them to the attainable knowledge of the spiritual world which is demanded by the times, the psychoanalysts shut all the souls who show any morbid symptoms into sanatoriums, and treat each one in the individual manner. It can lead only to the forming of confused karmic connections—what takes place does not bring to light the subconscious soul content, but simply forms a karmic tie between doctor and patient because it encroaches upon the individual. You understand: we are dealing here with real, concrete life, with which it does not do to play, which can only be mastered if nothing is striven for in this field except what is humanly universal. These things must be learned by direct relations of human beings with the spiritual world. Therefore it would be useful if people were to stop talking abstractly as Jung does, saying that a man experiences subconsciously everything that mankind has been through, even all sorts of demons. He makes them into abstract demons, not realities, by saying that it is stupid to discuss their possible existence. He makes them into abstract demons, mere thought demons that could never make a man ill. They can exist only in consciousness, and can never be subconscious. That is the point: that people who give themselves up to such theories are themselves working with so many unconscious ideas that they can never happen upon the right thing. They come instead to regard certain concepts as absolute, infallible; and I must ever repeat that when ideas begin to become absolute, men get into a blind alley, or reach a pit into which they fall with their thinking. A man like Dr. Freud is obliged to stretch the sexual domain over the entire human being in order to make it account for every soul phenomenon. I have said to various people with psychoanalytic tendencies, whom I have met: A theory, a world-concept must be able to hold its own when you turn it upon itself, otherwise it crumbles into nothingness. The simple fallacy, if you extend it far enough, is an example. A Cretan says: All Cretans are liars. If it is said by a Cretan, and it is true, then it would be a lie, which causes the saying to annul itself. It will not do for a Cretan to say “All Cretans are liars,” expecting the sentence to pass unchallenged. That is only a sample of absolutizing. But a theory should not crumble when turned upon itself. Just as the statement that all Cretans are liars would be a lie if made by a Cretan, so does the theory of universal sexuality crumble if you test it out by applying it to the subject itself. And it is the same with other things. You can understand such a principle for a long time without applying it vigorously, in accordance with reality. But it will be one of the particular achievements of anthroposophically oriented spiritual science, that it cannot be turned in this manner against itself.
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202. Psychoanalysis in the Light of Anthroposophy: Connections Between Organic Processes and the Mental Life of Man
26 Dec 1920, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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202. Psychoanalysis in the Light of Anthroposophy: Connections Between Organic Processes and the Mental Life of Man
26 Dec 1920, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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Today I shall have something to add to what was stated yesterday. I am reminding you of something which most of you have already heard from me. When the human being passes through death the physical body remains behind within the earth-forces, the etheric body dissolves within the cosmic forces, and the human being finds his continuing life, his existence, throughout the realms which lie between death and a new birth. I said that we can follow up the formative forces within the human being himself which project from one life into the other. We know that man is in essence a threefold being, with three independent members; I mean, in regard to the formative forces of the physical body, the physical organization. We have the system of the nerves and senses, which naturally is spread over the whole body, but is located primarily in the head; we have the rhythmic system, including the rhythm of the breath, circulation, and other rhythms; then we have the metabolic and limb organization, which we consider as one because man's movements are intimately and organically connected with his metabolism. You know that each human being has a differently, an individually shaped head. If we consider the forces which shape the human head—of course you must not think of the physical substances, but of the formative forces, of that which gives to the head its physiognomy, its entire character, its phrenological expression—if we consider these forces, we find them to be those of the metabolic and limb system belonging to the previous incarnation which have now become form. Thus we have in the head the transformation of the earlier metabolic organism, and if we consider what we possess as a metabolic and limb system in this present incarnation, these formative forces are found to be undergoing a metamorphosis and shaping the head for our next incarnation. Therefore, if we understand the building of the human form we can, as it were, look back, through a corresponding development of the idea of metamorphosis, from the human head of today to the metabolic system of the previous incarnation; and we can look from the present metabolic system forward to the head formation of the next incarnation. [See: Guenther Wachsmuth, Reincarnation as a Phenomenon of Metamorphosis, Anthroposophie Press, New York, Rudolf Steiner Publishing Co., London.] This conception, which in our spiritual science and in the spiritual science of all ages plays a certain role, these truths concerning repeated earth lives remain by no means without substantiation, for whoever understands the human organism can read them directly from it. But the present trend of natural science is as far removed as possible from embarking upon the sort of investigation which would be necessary in this case. Of course one cannot escape, through the study of anatomy and physiology alone, the foolish conclusion that the liver and lungs may be investigated by the same method. One lays the liver beside the lungs upon the dissecting table and regards them as organs of equal value, since both consist of cells, and so on. In such a way one can obtain no knowledge of these things, and two organic systems which are as different from one another as the lungs and liver cannot be studied by an external comparison of their cellular configuration, as they must be according to present ideas. If we really wish to discover the pertinent details, methods must be employed through which a conception of these things may be gained. If the methods which I have described in Knowledge of the Higher Worlds and Its Attainment are sufficiently developed, then the human power of cognition is greatly strengthened. I am repeating here certain statements that I have already explained in lectures given last autumn in the Goetheanum building: Our ordinary cognition is strengthened, through which we look out with our senses at our environment, and through which we also examine our inner life, where we meet primarily our thinking, feeling, and willing. And if we broaden our knowledge to the degree possible through these exercises which have been often described, then our view of the outer world changes, and in such a way that as a first result we realize the absolute folly of speaking of atoms in the manner of present world-conceptions. What is behind sense perception, behind its qualities, behind yellow and red, behind C sharp, g, and so forth, is not vibration but spiritual essentiality. The outer world becomes ever more spiritual the further we press forward in cognition, so that we really cease to take seriously all those constructions derived from chemical or other ideas. All atomism is thoroughly driven from our minds when we broaden our knowledge of the outer world. Behind the phenomena of the senses there is a spiritual world. If, on the other hand, through such an enlarged vision we look more deeply into our inner life there arises—not that confused mysticism which forms a justifiable transition, pointed out and explained yesterday—but there arises instead, when inner cognition is developed, a psychic knowledge of the organs. We learn really to recognize our inner organization. While our outer perception is more and more spiritualized, our inner perception is, first of all, more and more materialized. Working in this inner direction, not the nebulous mystic but the real spiritual researcher will become acquainted with each single organ. He learns to know the differentiated human organism. We attain to the spiritual world in no other manner than by this detour through the observation of our own inner materiality. Unless we learn to know lungs, liver, and so forth, we do not gain on this detour through our inner being any kind of spiritual enthusiasm which, freed of the confusion of mysticism, works towards a concrete knowledge of the inner organs. At all events, we gain a more exact knowledge of the configuration of the soul. To begin with, we learn to give up the preconceived idea that our psychic constitution is merely an adjunct of the sensory and nervous system. Only the world of representations is correlated to the nervous system, the world of feeling not at all. The world of feeling is connected directly with the rhythmic organization; and the world of will is adjusted to the metabolic and limb system. If I will something, a corresponding activity is induced in my metabolic and limb system, the nervous system being there only in order that concepts may be formed in regard to what takes place in the will. There are no nerves of will, as I have often stated; the division of nerves into sensory nerves and nerves of will is absurd. The nerves are all of one kind, and the so-called nerves of will exist for no other purpose than the inner observation of the processes of will. They too are sensory nerves. If we study this thoroughly we come at last to consider the human organism in its entirety. Take the lung organism, the liver organism, and so forth. Looking at them within, you reach a point when you survey, as it were, the surface of the several organs, naturally by means of spiritual sight. What exactly is this surface of the organs? It is nothing less than a reflecting apparatus for the soul life. Our perceptions, and also what we elaborate in thought are reflected upon the surface of all our inner organs; and this reflection makes known our recollections, our memory during life. Thus, after we have perceived and digested something in thought, it is mirrored upon the surface of our heart, liver, spleen, and so forth, and what is thus thrown back constitutes our memories. And with a not very extensive training you may notice how certain thoughts shine back in memory from the whole organism. Very different organs take part in this. If it is a question of remembering, let us say, very abstract conceptions, then the lung surface participates strongly. If it is a question of thoughts colored by feeling, of thoughts which have a nuance of feeling, then the surface of the liver is concerned. Thus we can describe very well, and in detail, how the various organs take part in this reflection which makes its appearance as recollection, as the power of memory. When we concentrate upon the whole soul nature we must not say: In the nervous system alone we have the organic correlate of the soul life, for the entire human organism is the correlated organization for the life of the soul. In this connection much knowledge, once present as instinct, has simply been lost sight of. It still exists in certain words, but people no longer realize how wisdom is preserved in words. For example, if anyone in the time of the ancient Greeks had a tendency to depression when forming his recollections, they called it hypochondria, meaning a process of cartilage-formation or ossification of the abdomen where, as a result of this rigidity, reflection was brought about in such a way as to make memory a source of depression. The entire organism is involved in these things. That is something which must be kept in our minds. When speaking of the power of memory, I drew attention to the surface of the organs. In a certain sense everything experienced strikes the surfaces, is reflected, and that leads to recollections. But something enters the organism at the same time. In ordinary life this is transmuted, undergoes a metamorphosis, so that the organ produces a secretion. The organs having this function are mostly glandular. They have an inner secretion, which during life is changed into force. But not everything is thus transformed into organic metabolism, etc. Certain organs take up instead something which becomes latent within them, and constitutes an inner force; for example, all thoughts connected mainly with our perception of the outer world through which we form images of outer objects. The forces developed in these thoughts are, in a certain manner, stored up within the lungs. You know that the inside of the lungs comes into activity through the metabolism, the movement of the limbs, and these forces are so transmuted that during the life between birth and death our lungs are somewhat of a reservoir of forces which are continually influenced by the metabolic-and-limb system. We find that at the time of death such forces have been stored up. The physical matter naturally falls away, but these forces are not wasted. They accompany us through death, and throughout the entire life between death and a new birth. And when we enter a new incarnation these forces which were in the lungs form our head outwardly, stamp upon it its physiognomy. That which the phrenologist, the craniologist study in the outer form of the skull would be found forecast within the lungs during the previous incarnation. You see how definitely, from life to life, the transmutation of forces may be followed up. When this is done reincarnation will no longer be an abstract truth alone, but will be studied concretely, as one can study physical things. And spiritual science becomes valuable only when in this way we penetrate into concrete facts. If we speak only in generalities of repeated earth lives, and so forth, then these are mere words. They have meaning only if we can enter upon the single concrete facts. If that which has been stored in the lungs is not controlled in the right way it is squeezed out, as I said yesterday, much in the same way as a sponge is squeezed out, and then, from that which should form the head only in the next incarnation, there arise mainly abnormal phenomena which are usually called coercive thoughts, or described by some other term as illusions. It is an interesting chapter of a higher physiology to study in lung cases the strange notions which arise in the patient in the advanced stages of the disease. This is connected with what I have just explained to you, with the abnormal pressing out of thoughts. You will see undoubtedly that the thoughts which are pressed out under these conditions are coercive because they already contain the formative forces. The thoughts which we ought normally to have in consciousness should be pictures only, they must not contain a formative force, and should not coerce us. Throughout the long period between death and rebirth these thoughts do coerce us; then they are causative, formative. During earth life they must not overwhelm us; they should use their power only during the transition from one life to another. This is the point to be considered. If you now study the liver in the manner I have just explained in regard to the lungs, you will discover that there are concentrated in the same way within the liver all the forces which in the next incarnation determine the inner disposition of the brain. Again by a detour through the metabolic organism of the present life, the forces of the liver pass over, this time not into the shape of the head, but into the inner disposition of the brain. Whether or not someone is to be an acute thinker in the next incarnation depends upon how he behaves in the present one, in order that thus, upon the detour through the metabolism there may arise within the liver definite powers. But if these are ejected during the present incarnation they lead to hallucinations or to powerful visions. You see now concretely what I pointed out yesterday more theoretically: that these things arise, having been squeezed out of the organs, then force their way into consciousness. Out of the general hallucinatory life, which should extend from the end of one incarnation into the next, they assert themselves within a single incarnation and, in this way, make their abnormal appearance. If you study in the same manner all that is connected with the kidneys and excretory system you will discover that they concentrate within themselves the forces which, in the following incarnation, influence the head organization preferably in the field of affective emotions. The kidneys, the organs of excretion, bring forth in preparation for the next incarnation essentially that which has to do with the temperamental tendencies in the broadest sense, but by a detour through the head organization. If these forces are squeezed out during the present incarnation they display all the nervous symptoms connected with over-excitement of the human being, inner excitement specifically, hypochondriacal symptoms, depression, in short all the conditions connected particularly with this aspect of the metabolism. In reality everything remembered with a strong ingredient of feeling or passion is also connected with what is reflected from the kidneys. If we consider lung or liver reflections we find them to be more often memory ideas, the memories proper. If we turn to the kidney system we see what sort of lasting habits we have in this incarnation; and within the kidney system are being prepared already the temperamental tendencies in the broadest sense which, by a detour through the head organization, are intended for our next incarnation. Let us study the heart with the same idea. For spiritual-scientific research, the heart is an extraordinarily interesting organ. You know that our trivial science is inclined to treat knowledge of the heart rather lightly. It looks upon the heart as a pump which pumps the blood through the body. Nothing more absurd can be believed, for the heart has nothing to do with pumping the blood. The blood is set in motion by the full agility of the astral body and ego, and the heart's movement is only the reflex of these activities. The movement of the blood is autonomous, and the heart only brings to expression the movement caused by these forces. The heart is in fact only the organ that manifests the movement of the blood, the heart itself having no activity in relation to this blood movement. The present natural scientists become very angry if you speak of this. Many years ago, I think in 1904 or 1905, on a journey to Stockholm I explained this to a scientist, a medical man, and he was furious about the idea that the heart should not be regarded as a pump, that the blood comes into movement through its own vitality, that the heart is simply inserted in the general blood movement, participates with its beat, and so on. Well, something is reflected from the surface of the heart which is not a matter of memory or of habit. The life processes become spiritualized when they reach the outer surface of the heart. For what is thrown back from the heart are the pangs of conscience. That is to be taken simply, entirely as the physical aspect. The pangs of conscience which radiate into our consciousness are that ingredient in our experiences which is reflected from the heart. Spiritual cognition of the heart teaches us this. But if we look into its interior we see gathered there forces which again stem from the entire metabolic and limb organism, and because everything connected with the heart forces is spiritualized that is also spiritualized within it which has to do with our outer life and deeds. And however strange and paradoxical it may sound to anyone clever in the modern sense, the fact remains that what is thus prepared within the heart are the karmic propensities, the tendencies of our karma. It is revoltingly foolish to speak of the heart as a mere pumping mechanism, for the heart is the organ which, through mediation of the limb and metabolic system, carries what we understand as karma into the next incarnation. You see, if we learn to know this organization we learn to differentiate and recognize its connection with the complete life extending beyond birth and death. We look then into the whole structure of the human being. We cannot speak of the head in relation to metamorphoses, for the head is simply cast off, its forces having completed their activity in the present incarnation. That which, however, exists in these four main systems, in lung, kidney, liver, and heart, after making a detour through the metabolic and limb system, passes over forming our head with all its predispositions and tendencies in the next incarnation. We must seek within the organs of our body the forces which will carry over into the next incarnation what we are now experiencing. The human metabolism is by no means a mere simmering and seething of chemicals in a retort which modern physiology describes. You need only to take a step in walking and a certain metabolic effect is produced. The metabolism then taking place is not simply the chemical process which may be examined by means of physiology and chemistry, but bears within it at the same time a nuance of morality. And this moral nuance is in fact stored up in the heart and carried over as karmic force into the next incarnation. To study the human being in his entirety means to find in him the forces which reach over beyond earth life. Our head itself is a sphere, and this form is modified only because the rest of the organism is attached to it. Our head is formed out of the cosmos. When we go through death we must, with the spiritual and soul organization which remains to us, adapt ourselves to the whole cosmos. The whole cosmos then receives us. Up to the middle of the period between two incarnations—I have called it in one of my Mystery Dramas the Midnight of Existence—up to this time, if I may so express myself, we continue to spread out into our environment and what thus goes out from us into the surrounding world gives the astral and etheric configuration for the next incarnation. All this, coming in essence from the cosmos, is determined by the mother. Through the father and impregnation comes that which is formed in the physical body and in the ego. This ego, as it is then, after the Midnight Hour of Being, passes over into an entirely different world. It goes over into the world from which it can then follow the path through the paternal nature. This is an extremely important process. The period up to the Midnight Hour and the period from the Midnight Hour on—both between death and rebirth—are really very different from each other. In my Vienna lecture cycle in 1914 I pictured these experiences in their inner aspect.1 If we look at them more from the outside, we must say: The ego is more cosmic in the first half, up to the Midnight Hour, and prepares within the cosmos that which then enters the next incarnation indirectly through the mother. From the Midnight Hour of Existence on up to the next birth, the ego passes over into what the old Mysteries called the netherworld; and on the detour through this netherworld it passes through impregnation. There the two poles of humanity meet as it were, through mother and father, from the upper world and from the netherworld. What I am now saying was an intrinsic portion of the Egyptian Mysteries which came out of the old instinctive knowledge, at least so far as is known to me. The Egyptian Mysteries led particularly to knowledge of what they then called the upper and the lower gods, the upper and the underworld of gods; and it may be said that in the act of impregnation a polar equilibrium of the upper and the underworld of gods is brought about. The ego between death and rebirth goes first through the upper and then through the lower world. In olden times there was not the strange nuance which many connect today with upper and netherworld. People of today nearly always look upon the upper as the good and the netherworld as the bad. This nuance was not originally connected with these worlds; they were simply the two polarities which had to participate in the general world creation. Humanity in the direct experience of the upper world, viewed it more as the world of light, the netherworld more as the world of gravity. Gravity and light were the two polarities when expressed exoterically, and thus you see that such things may be described concretely. In regard to the other organs I have told you that the overflowing of organic forces may become hallucinatory life, especially that which is squeezed from the liver system. But if the heart squeezes out its contents it is really the collected forces, ejected and brought into consciousness, which call forth in the next incarnation that strange urge to live out one's karma. If we observe how karma works, it may be said that a figurative description from the human side might represent it as a kind of hunger and its assuagement. That must be understood as follows: Let us proceed first from the standpoint of ordinary life. Let us take a striking case: A woman meets a man and begins to love him. As that is usually regarded, it is somewhat as though you were to cut out a small piece from the Sistine Madonna, for example, a little finger from the Jesus boy and gaze at it. You have a piece of the Sistine Madonna, but you do not see anything. Neither do you see anything if you merely consider the fact that a woman meets a man and begins to love him. The matter is not like that. You must trace it backwards. Before the woman met the man she had been in other places in the world; before that she had been somewhere else, and still earlier somewhere else again. You can find all sorts of reasons why the woman went from one place to another. There is sense in it and, although it is naturally hidden in the subconscious, there is a connection throughout, and we can, by going back into childhood, follow the way. The woman in question—and this is directed at no one in particular—follows the path from the beginning which culminates in the event under discussion. The human being at birth hungers to do what he does, and he does not give up until he satisfies this hunger. The pressing forward to a karmic event is the result of such an indescript spiritual feeling of hunger. One is driven to it, as it were, by the whole self. The human being has forces within him which lead to later events, in spite of the freedom which nevertheless exists, but acts in a different field. Well, the forces which manifest in this way as hunger, leading to karmic satisfaction, are concentrated in the heart; and when they are pressed out prematurely and enter the consciousness during the present incarnation, they may create pictures which produce a stimulus, and then frenzy results. Frenzy is nothing but the outburst in this incarnation of a karmic force intended for the subsequent incarnation. Think how differently we must accustom ourselves to look upon world events, having understood these connections. People put questions such as: Why did God create frenzy? Frenzy has plenty of good reasons for existence, but everything working in this world may appear at the wrong time, and the displaced manifestation, due in this case to Luciferic forces—everything premature in the world is brought about by Luciferic forces—this precipitate appearance of karmic forces intended for a later incarnation produces frenzy. You see, what is to be carried over and continued in later incarnations may really be studied in the abnormalities of the present life. You may easily imagine what an important difference exists between what remains in our heart throughout our entire incarnation, and the condition it will be in after it has gone through the long development between death and rebirth, to appear then in a new life in the outer behavior of a human being. However, if you look into your own hearts you can see pretty clearly, though of course only in latency, not in a finished picture, what you will do in your next life. We need not confine ourselves to the general statement: what will take effect karmically in the next life is prepared in this one, but we can point directly to the receptacle in which the karma of subsequent incarnations is stored. These are the things which must be concretely regarded if we wish to practice genuine spiritual science. You may imagine what enormous importance these things will attain when they are studied and made a part of the general education. What does present medicine know of the possibility of a liver or heart disease when it does not recognize the most important fact of all, that is, the actual purpose of these organs! And it does not know that. It does not even discover a correct connection between excitement hallucinations and the kidney system, nor of the quiet hallucinations, those which simply appear and are present as I have just explained, and are, so to say, liver hallucinations. Hallucinations which appear as though crawling on a human being so that the victim wants to brush them off come from the kidney system. These are the excitement hallucinations which have to do with the emotions and temperament. From such symptoms a much more exact diagnosis can be made than by the means in ordinary use today. And diagnoses based upon purely external evidence are very uncertain in comparison with what they would be were these things studied with the above-mentioned symptoms in mind. Now all these things are connected with the outer world. The lungs, as an inner organ or organic system, contain the compressed coercive thoughts with all that we receive and concentrate in that organ through perception of outer objects. The liver has an entirely different relation to the outer world. Because the lungs preserve the thought material they are quite differently shaped. They are more closely connected with the earth element. The liver, which conceals in particular the quietly appearing hallucinations, is connected with the element of water; and the kidney system, paradoxical as it sounds, belongs to the element of air. One thinks naturally that this ought to be the case with the lungs, but the lungs as organs are connected with the earth element, though not with it alone. On the other hand, the kidney system—as an organ -—belongs to the element of air, and the heart system to that of warmth, being entirely formed out of that element. Hence, this element which is the spiritual one is also the one which takes up the predisposition of our karma into the delicate warmth structures of the warmth organism. Since the human being as a whole stands in a relation with the outer world, you can readily realize that the lungs have a particular relation to the outer world in connection with the earth element, and the liver in regard to the watery element. If you examine the earthly qualities of plants you will find in them the remedies for diseases which originate in the lungs. (This is of course to be considered in its broadest implications.) If you take what circulates in the plant, its circulation of juices, you will have the remedy for all disturbances connected with the liver. Thus a study of the reciprocal relation of the organs with the outer world offers in fact the foundation for a rational therapy. Our present therapy is a jumble of empiric notes. One can reach a really rational therapy only by studying in this way the reciprocal relations between the domain of the human organs and the outer world. Of course the voluptuous longing for subjective mysticism must then be overcome. If the aim is to reach no farther than the well-known “little divine flame” of Meister Eckhardt, and so on; if only the outpouring of inner delight is the aim, and the beholding of beautiful images without penetrating this element to the definite configuration of the inner organs, then important therapeutic knowledge cannot be acquired. For this knowledge is gained upon the path of genuine mysticism which advances to the concrete reality of the inner human organism. We learn, by the detour through this inner knowledge, to discern the passage through the incarnations. In just the same way, when we regard the outer world, in penetrating this carpet of the sense impressions, we attain to the spiritual. We rise into the world of the spiritual hierarchies, which we did not reach through the detour of inner mysticism. The hierarchies are found through a more profound contemplation of the outer world. Upon this path there follow results which may be first expressed by analogies; yet they are not mere analogies, for there exist deeper connections and relations. We breathe, do we not? And I recently reckoned for you the number of inhalations during twenty-four hours. If we count eighteen breaths to the minute we have in an hour 60 x 18, and in twenty-four hours 25920 inhalations in a day and night. ![]() Let us take another rhythm in the human being, the rhythm of day and night. When you awake in the morning you draw into your physical and etheric bodies the astral body and ego. This is also breathing. In the morning you inhale the astral body and ego, and when you fall asleep at night you exhale them again; thus one complete breath in 24 hours, in one day. That is 365 such breaths in a year. And take the average age of a human being, 72 years, and you have approximately the same result. If I had not started with 72, but somewhat lower, I should have reached the same figure. That is to say, if you take the entire earthly life of a human being, and count each single day, each falling asleep and awakening, as one breath, you have then in an entire life as many inhalations and exhalations of the astral body and ego as you have in and out breathings in 24 hours. You make in the course of your life as many in and out breathings of the astral body and ego as you make daily in your in and out breathing of air. These rhythms correspond absolutely, and show us how man is fitted into the cosmos. The life of one day from sunrise to sunset, as a single circuit, corresponds with an inner sunrise and sunset that lasts from birth to death. You see the human being becomes a part of the whole world organism; and I should like to close these considerations by pointing out to you an idea, asking you to think about it rather thoroughly, and to make it a subject of meditation. Science today postulates a cosmic process, and within this cosmic process the earth once arose. In the end the earth, when the entropy is fulfilled, will be consumed in cosmic heat. If today we form for ourselves a concept such as the Copernican, or any modification of it, then we take into consideration only the forces which formed the earth out of the primeval nebula, and human life really becomes a sort of fifth wheel on the wagon; for the geologist and the astronomer do not consider mankind. It does not occur to them to seek in any sense within mankind itself the cause of a future world organism. The human being is everywhere present in this cosmic process, but he is the fifth wheel on the wagon. The world process takes its course, but he has nothing to do with it. Consider it in this way: the world process comes to an end, ceases, is dispersed in space. It stops, and the causes of what ensues are always within the human being himself, inside his skin; there they find their continuation. The inception of what is now the world lies far back within man of primeval ages. It is thus in reality. The books of ancient wisdom tell us this in their own language, and the saying of Christ-Jesus points to these things: Heaven and earth shall pass away, but my words shall not pass away. All that constitutes the material world is dissolved, but that which issues from the spirit and soul and is expressed in words survives the destruction of the earth and lives on into the future. The causes of the future exist within us, and need not be investigated by geologists. We should seek them among the inner forces of our organism which pass over into our next earth-life first, but then continue into other metamorphoses. Hence when you search for the future of the world you must look within man. Everything external perishes utterly. The nineteenth century erected a barrier against this knowledge, and this barrier is called: the law of the conservation of energy. This law carries forward the forces of man's environment; but all these will dissolve and disappear. Only that which arises within humanity itself can create the future. The law of the conservation of energy is the most false imaginable. In reality its result is simply to make mankind a fifth wheel in the creative process of the cosmos. Not the statement of the law of the conservation of energy is correct, but that other saying: Heaven and earth shall pass away, but my words shall not pass away. These two are in diametrical contrast; and it is simply thoughtlessness when today certain members of this or that positive denomination wish to be believers in the Bible and, at the same time, adherents of the theories of modern physics. This is sheer dishonesty which claims today to be something culturally creative. This dishonesty must be driven from the field of creative culture—which it actually opposes—if we are to emerge from these forces of decline into ascending powers.
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178. The Reappearance of Christ in the Etheric: Individual Spirit Beings I
18 Nov 1917, Dornach Translated by Barbara Betteridge, Ruth Pusch, Diane Tatum, Alice Wuslin, Margaret Ingram de Ris Rudolf Steiner |
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178. The Reappearance of Christ in the Etheric: Individual Spirit Beings I
18 Nov 1917, Dornach Translated by Barbara Betteridge, Ruth Pusch, Diane Tatum, Alice Wuslin, Margaret Ingram de Ris Rudolf Steiner |
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You will recall the studies in which we have tried to establish a relationship to the different premises and assertions of modern psychoanalysis. What mattered to me in those studies was to bring clarity into the concept of the “unconscious,” to show that the way in which the concept of the “unconscious” is commonly used in psychoanalysis is essentially unfounded. As long as one is unable to go beyond this concept, a purely negative concept, one cannot say more than that psychoanalysis works with insufficient methods of cognition on an especially challenging phenomenon today. Because the psychoanalysts strive to explore the soul and spirit and, as we have observed, even pursue this soul and spirit into a social life, one must admit that we have here a point of departure that is much more significant than what official academic science is able to offer in this realm. Because analytical psychology tries to intervene in life, however, through pedagogy, therapy, and soon, most likely, social and political means, the dangers related to this matter must be regarded with great concern. The question thus arises what it is essentially that the researchers of today cannot and do not wish to reach. They recognize that there exists a soul nature beyond consciousness; they search for a soul beyond consciousness, but they cannot raise themselves to cognition of the spirit itself. Spirit can in no way be grasped through a concept of the unconscious, because an unconscious spirit is like a human being without a head. I have brought to your attention that there are people who under certain hysterical conditions walk about the streets and see in other human beings only their bodies, not their heads. It is a definite form of illness if one is unable to see a person's head. Among contemporary researchers, there are some who believe they are seeing the whole spirit. Since they represent the spirit as unconscious, however, they show immediately that they themselves have fallen prey to illusion, the illusion that there is an unconscious spirit, a spirit without consciousness, if we were to cross the threshold of consciousness, whether in the right way, as we have always described it in our spiritual scientific research, or in an ill, abnormal way, as in the cases that are usually submitted to psychoanalysts. When one crosses the threshold of consciousness, one always enters a spiritual realm; regardless of whether one enters the subconscious or the super-conscious, one always enters a spiritual realm. This is a realm, however, in which the spirit is conscious in a certain way, is developing some form of consciousness. Where there is spirit there is also consciousness. One must only seek the conditions under which the consciousness in question exists. Through spiritual science it is possible to recognize what type of consciousness a particular spiritual being has. A week ago the case was presented here of the lady who left a social gathering and ran in front of some horses but then was prevented from jumping into a river and was carried back to the house from which she had fled. There she was brought together with the master of the house, because in some unclear, subconscious way she was in love with this man. In this case it may not be said that the spirit, which did not belong to this lady's consciousness, this spirit that pushed and led her, is an unconscious spirit or that it is an unconscious soul quality. Indeed, it is something extremely conscious. The consciousness of this demonic spirit that led the lady back to her unlawful lover, this demon is indeed much shrewder in its consciousness than the lady is in her muddle-headedness, that is to say her consciousness. When the human being in any way crosses the threshold of his consciousness, these spirits that become active and powerful are not unconscious spirits. Such spirits become consciously active and powerful in their own right. The expression, “unconscious spirit,” as the psychoanalysts use it, has no sense whatsoever. If I were to speak merely from my own viewpoint, I could just as well say that the whole illustrious company sitting here is my unconscious if I were unfamiliar with it. Just as little may we describe as unconscious the spiritual beings that surround us and that take hold of the personality under particular conditions, as was the situation in this case that I related a week ago. They are subconscious; they are not actually grasped by the consciousness that lives directly within us, but in themselves they are fully conscious. It is exceptionally important to know this—particularly for the task of spiritual science in our time—basically because the knowledge of a spiritual world that lies on the other side of the threshold and the knowledge of truly self-conscious individualities is not merely an achievement of today's spiritual science but is actually an ancient knowledge. In earlier times it was only known through an ancient, atavistic clairvoyance. Today one knows it through other methods; one learns to know it gradually. The knowledge of actual spirits to be found outside of human consciousness—spirits living under different conditions from human beings but standing in continuous relationship to human beings, spirits that can take hold of the human being in his thinking, feeling, and willing—this knowledge was always there. This knowledge was always considered the secret treasure of particular brotherhoods, who treated this knowledge within their circles as strictly esoteric. Why did they treat it in this way? To enlarge on this question would lead at this moment too far afield. It should be said, however, that individual brotherhoods were permeated with the earnest conviction that the majority of humanity was not sufficiently mature for this knowledge. Indeed, this was the case to a large extent. Many other brotherhoods, however, which are called brotherhoods of the left, were striving to retain this knowledge, because such knowledge, when taken possession of by a small group, would give this group power over others who did not possess such knowledge. There have always been endeavors whose aim was to secure power for certain groups over others. This could be achieved by considering a particular kind of knowledge as an esoteric possession but using it in such a way that the power over something quite different was expanded. In our day it is particularly necessary to have real clarity in these matters. As you know—I have enlarged on this in the last lectures—since 1879 humanity has been living in a very special spiritual situation. Since 1879, extraordinarily powerful spirits of darkness have been shifted from the spiritual world into the human realm, and those people who cling to the mysteries connected with this fact and retain them wrongfully within small groups could cause everything imaginable with these secrets. Today I shall show you exactly how certain mysteries that relate to present-day development can be used in a wrongful way. You must be careful, however, to consider coherently all that I say today, which will be of a more historic nature, with what I will add tomorrow. You all know that for a long time attention has been drawn within our anthroposophical stream to the fact that this twentieth century is one that should bring about in the evolution of humanity a special relationship to the Christ. This relationship to Christ will come about in the course of the twentieth century, and already in the first half, as you know, will begin the phenomenon that has been suggested in my first Mystery Drama, in which for a large number of people Christ in the etheric will be an actual, existing being. We know that we actually live in the age of materialism. We know that since the middle of the nineteenth century this materialism has reached its climax. In reality, however, polarities must converge. It is exactly this climax of materialism within the evolution of humanity that must converge with the intensification in human evolution that leads to truly beholding Christ in the etheric. One can grasp that just the announcement of the mystery of beholding Christ, of this new relationship with humanity into which Christ will enter, would arouse ill-will and resistance from some human beings. These would be members of certain brotherhoods who wished to exploit the event of the twentieth century, this event of the appearance of the etheric Christ, who wished to use it for their own purposes and not allow it to become general human knowledge. There are brotherhoods, and brotherhoods always influence public opinion by allowing this or that to be publicized by such means as would be least noticed by people. There are certain occult brotherhoods who spread the message that the age of materialism has almost run its course, that in a certain way it is already past. These poor, pitiable, “clever people”—in quotation marks, of course—spread the doctrine in numerous assemblies, books, and societies that materialism has exhausted itself, that one can already grasp again something of spirit, but they can offer people nothing more than the word spirit and single phrases. These people are more or less in the service of those who have an interest in saying what is not true, that materialism has been “ruined by bad management,” as it were. This is not true; on the contrary, materialistic thinking is in the process of growing. It will thrive most when people deceive themselves by believing that they are no longer materialists. The materialistic way of thinking is in the process of increasing and will continue to increase for about four or five centuries. It is necessary, as has been frequently emphasized here, to grasp this fact in clear consciousness, to know that it is so. Humanity will come to a true healing when one works so thoroughly in the life of spirit that one knows absolutely that the fifth post-Atlantean epoch is there for the purpose of extirpating materialism from the general evolution of humanity. A more spiritual being, however, must counteract materialism. I have spoken in previous lectures about what people of the fifth post-Atlantean period must learn to meet, that is, the fully conscious struggle against evil rising up in the evolution of humanity. Just as in the fourth post-Atlantean cultural epoch the task lay in the struggle with birth and death, so we are now facing a struggle with evil. What matters now, therefore, is to grasp spiritual teaching in full consciousness, not to cast sand into the eyes of contemporaries as if the devil of materialism did not exist. He will thrive increasingly. Those who deal with these matters in a wrongful way know about the event of the appearance of Christ as well as I do, but they deal with this event in a different way. In order to understand this one must keep one's eyes on the following. Now that humanity has become what it has in the post-Atlantean time, the phrase that many people expound in their comfortable smugness is completely incorrect: “While we live here between birth and death, it is a matter of surrendering ourselves to life. If later, when we have passed through death, we then enter a spiritual world, that will reveal itself in good time and for that we can wait. Here we will enjoy life as if there were only a material world; if one enters a spiritual world through death, such a world will then reveal itself, if it really exists.” This attitude is about as clever as the pledge that someone makes, saying, “As truly as there is a God in heaven, I am an atheist!” It is just about that intelligent, but it is the attitude of many who say, “It will be revealed after death how things are; meanwhile it is not at all necessary to occupy ourselves with spiritual science.” This attitude has always been contestable, but in the post-Atlantean period in which we live it becomes especially ominous, because it has been particularly urged upon human beings by the powers of evil. When man under the present conditions of evolution passes through the portal of death, he takes with him the conditions of consciousness that he has created for himself between birth and death. The person who has occupied himself under present circumstances exclusively with materialistic ideas, concepts, and sense impressions of the material, of the sense world, condemns himself after death to live in an environment in which only concepts defined during bodily life have bearing. The human being who has absorbed spiritual ideas enters the spiritual world legitimately, but one who has rejected spiritual ideas is forced to remain in a certain sense within earthly conditions until he—and this may endure for a long time—has learned there to absorb enough spiritual concepts that he can be carried by them into the spiritual world. Whether we absorb spiritual concepts or reject them therefore determines our environment on the other side of the threshold. Many of those souls—and this must be said with compassion—who have rejected or were hindered from absorbing spiritual concepts here in life are still wandering about on earth and, though dead, remain bound to the earthly sphere. The soul of the human being, however, when no longer separated from its environment by the physical body—which can then no longer prevent the human soul from acting destructively—becomes a source of disturbance within the earthly sphere. Let us study what I would like to characterize as the more normal situation, in which souls under present circumstances pass over into the spiritual world after death, souls who wished to know nothing at all about spiritual concepts and experiences. They become sources of disturbance, because they are retained within the earthly sphere. Only souls who here on earth have already been completely permeated by a certain relationship to the spiritual world pass through the portal of death in such a way that they can be received in the right way in the spiritual world. They will be carried away from the earthly sphere in such a way that they can spin threads to those remaining behind, threads that are continually being spun. We must be clear about this: the spiritual threads between the souls of the dead and those of us who are bound to them are not ruptured by death; they remain, are even closer, after death than they were here on earth. What I have said must be accepted as a serious, significant truth. I am not the only one who has this knowledge; others are also aware that this is so at present. There are many, however, who exploit this truth in a terrible way. There are misguided materialists today who believe that material life is the only one, but there are also initiates who are materialists and who spread materialistic teaching through brotherhoods. You must not be misled into believing that these initiates are of the foolish opinion that there is no spirit or that the human being does not have a soul that can live independently of the body. You can be confident that one who has been truly initiated in the spiritual world would never surrender himself to the foolishness of believing in mere matter. There are many, however, who have a certain interest in encouraging the dissemination of materialism and who make all sorts of arrangements so that a large proportion of human beings believe only in materialism and are totally under its influence. There are brotherhoods that have at their head initiates who have exactly this interest in cultivating materialism and disseminating it. These materialists are well served when there is constant talk that materialism has already been overcome, for it is possible to further some causes by using words with antithetical meaning. How this is handled is often most complicated. What is it that such initiates desire, these initiates who know quite well that the human soul is a purely spiritual being, a spiritual being fully independent of corporeality? What do these initiates desire who, in spite of knowing this, shelter and cultivate the materialistic thinking of human beings? These initiates desire that there should be as many souls as possible who here between birth and death absorb only materialistic concepts. Through this, these souls are prepared to remain in the earthly sphere. They become to a certain extent fastened to the earthly sphere. Picture to yourself that brotherhoods are established that clearly know this, that are thoroughly familiar with these circumstances. These brotherhoods prepare certain human souls so that they remain in the realm of the material. If these brotherhoods then arrange—which is quite possible through their infamous power—that these souls come after death into the region of the power-sphere of their brotherhood, then this brotherhood grows to tremendous strength. These materialists, therefore, are not materialists because they do not believe in the spirit—these initiate materialists are not so silly; they know full well the spirit's position. They induce souls to remain with matter even after death, however, in order to make use of such souls for their own purposes. From these brotherhoods, a clientele of souls is thus produced who remain within the realm of the earth. These souls of the dead have within them forces that can be guided in the most diverse ways, with which one can bring about a variety of things and by means of which one can come to special manipulations of power in relation to those who have not been initiated in these things. This is simply an arrangement of certain brotherhoods. In this matter, one can see clearly only if one does not allow oneself to be deceived by darkness and fog, does not permit oneself to be deceived by the belief that such brotherhoods either do not exist or that their activities are harmless. They are by no means harmless; they are, in fact, extremely harmful. They say that human beings should enter more and more deeply into materialism, that they should believe, according to the thinking of such initiates, that spiritual forces exist, to be sure, but that these spiritual forces are nothing other than certain forces of nature.
I would like to characterize for you the ideal that such brotherhoods hold. One must exert a little effort to understand the situation. Picture for yourself, therefore, a harmless world of people who are somewhat led astray by today's prevailing materialistic concepts, who have strayed away a little from the old, established religious ideas. Picture for yourself such a harmless humanity. Perhaps we can picture it for ourselves graphically. We imagine here the realm of such a harmless humanity (larger circle). As I said, this humanity is not completely clear about the spiritual world; led astray by materialism, they are unsure how they should conduct themselves toward the spiritual world. They are especially unclear how they should act in relation to those who have passed through the portal of death. Let us assume that the realm of such a brotherhood is here (small circle, green). This brotherhood spreads the teachings of materialism; it is concerned that people think purely materialistic thoughts. In this way the brotherhood brings about the procreation of souls who remain in the earthly sphere after death. These would become a spiritual clientele for the lodge (see drawing, orange). This means that dead people have been created who would not leave the earthly sphere but would remain on earth. If the right preparations have been made, they can be retained in the lodges. In this way, therefore, lodges have been created that contain the living as well as the dead, but dead who are related to earthly forces. The matter is directed so that these people hold sessions in the same way as was the case with the seances held during the course of the second half of the nineteenth century, about which I have often spoken. It may then happen—and I beg you to bear this in mind—that what occurs in these seances is directed by the lodge with the help of the dead. The true intention of the masters of those lodges, however, is that the human beings should not know that they are dealing with the dead but rather should believe that they are dealing with higher forces of nature. People are made to believe that these are higher forces of nature, that psychism and the like are only higher forces of nature. The true concept of soul will be taken from them, and it will be said that, just as there is electricity, just as there is magnetism, so there are also such higher forces. The fact that these forces are derived from souls is concealed by those who are leaders in the lodge. Through this, however, these others, these harmless souls, gradually become completely dependent, dependent in their souls, upon the lodge, without realizing what is subjugating them, without realizing the source of what is actually directing them. There is no remedy against this situation other than knowledge of it. When one knows about it, one is already protected. When one knows it to the extent that the knowledge has become an inner certainty, a real conviction, then one is protected. One must not, however, be too lazy in striving to gain knowledge of these things. It must be said, though, that it is never entirely too late. I have often brought the following to your attention: these things can become clear only gradually, and I can pull together only gradually the elements to bring you complete clarity. I have often made you aware that, in the course of the second half of the nineteenth century, many brotherhoods of the West introduced spiritism experimentally to convince themselves through this test that they had gone as far with humanity as they had intended. It was a testing to see how far they were with humanity. In these seances they expected that people would say that there are higher forces of nature. Then they were disappointed, these brothers of the left, that people did not say this but rather said that in the seances spirits of the dead appear. That was a bitter disappointment for the initiates; that was exactly what they did not want, because it was just this belief in the dead that these initiates wished to take from man. Not the activity of the dead, not the activity of the forces of the dead, but this thought that the forces derive from the dead, this correct, significant thought, this was to be taken from man. The brothers see that this is a higher materialism; it is a materialism that not only denies the spirit but wishes to force the spirit into matter. They see that materialism has forms in which it can already be denied. One can say that materialism has disappeared—we are speaking already about spirit, but all of them speak about spirit in a vague way. It is very easy to be a materialist when all nature has been made into spirit in such a way that psychism emerges. What is important is that one is able to cast one's glance into the concrete spiritual world, into concrete spirituality. Here you have the beginning of what will become more and more intense in the next five centuries. These evil brotherhoods now are limiting themselves, but they are bound to continue their activity if they are not prevented, and they can only be prevented if one overcomes laziness toward the spiritual scientific world conception. Through these seances, therefore, these brotherhoods betray themselves, so to speak. Instead of covering themselves, they have unveiled themselves through these seances. This showed that their scheme was not really quite successful. For this reason, the impulse sprang up within these same brotherhoods to strive to discredit spiritism for a time during the 1890s. In short, you can see how deeply incisive effects can be achieved in this way with the methods of the spiritual world. What we are dealing with here is the enhancement of power, exploiting certain evolutionary conditions that must emerge in the course of humanity's evolution. This growing materialization of human souls, this imprisonment of human souls within the earthly sphere—lodges are also in the earthly sphere—will be counteracted. If the souls therefore haunt the lodges and are to be effective there, they must be confined to the earthly. This striving, this impulse to work in the earthly sphere through the souls, is counteracted by the significant impulse of the Mystery of Golgotha. This impulse of the Mystery of Golgotha is also the healing of the world against the materialization of the soul. The way taken by Christ Himself is completely outside the will and intentions of human beings. No human being, therefore, no matter how knowledgeable—also no initiate—has influence over what Christ does, which will lead, in the course of the twentieth century, to the appearance about which I have spoken and of which you will find indications in the Mystery Dramas. This depends completely upon Christ Himself. Christ will exist in the earthly sphere as an etheric being. It depends upon the human being how he establishes a relationship to Him. On the appearance of Christ Himself, therefore, no one, no initiate however mighty, has any influence. It will come. I beg that you hold firmly to this. Arrangements can be made, however, for receiving this Christ event in this way or that, for making it effective. These brotherhoods about which I have just spoken, which wish to confine the souls of human beings to the materialistic sphere, strive for the Christ to pass unnoticed through the twentieth century, for His coming as etheric individuality to be unobserved by human beings. This striving evolves under the influence of a quite definite idea, under a definite impulse of will. These brotherhoods have the urge to conquer the sphere of influence that is to come through Christ in the twentieth century and to continue further, to conquer it for another being, about which we shall speak later in more detail. There are brotherhoods of the West who strive to battle the Christ impulse. They wish to place another individuality who has never yet appeared in the flesh but only as an etheric individuality, who is of a strong Ahrimanic nature, in place of Christ. All these measures about which I have just spoken regarding the dead and so forth serve in the end the aim of leading human beings away from Christ, Who passed through the Mystery of Golgotha, and of securing the rulership of the earth for another individuality. It is a real struggle, not just something that I know of as abstract concepts or whatever but a real struggle. It is a real struggle that concerns itself with placing another being in place of the Christ being in the course of human evolution for the rest of the fifth post-Atlantean period and for the sixth and seventh. It will be the task of a healthy, honest spiritual development to eradicate such strivings, which are in the true sense of the word anti-Christian, to remove them, to annihilate them. This can be achieved, however, only through clear insight. This other being whom the brotherhood wishes to substitute as ruler they will call “Christ”; they will actually designate him as the “Christ.” What will be important will be to distinguish between the true Christ, Who, when He appears, will not be an individuality incarnated in the flesh, and the being that is distinguished from the true Christ by having never yet incarnated during earthly evolution. This other being is one who has only reached etheric embodiment, and he will be put by the brotherhoods in the place of Christ, Who is to pass by unobserved. There we have the part of the battle concerned with counterfeiting the appearance of Christ in the twentieth century. He who observes life only on the surface, above all in outer discussions about Christ and the question of Jesus and so forth, does not look into the depths. This is the fog, the fumes with which people are deceived, diverting them from the deeper things, from what is the essential issue. When theologians debate about Christ, there is always in such discussions a spiritual influence from somewhere. These people then encourage quite different aims and purposes from those in which they actually believe consciously. This is just the danger of the concept of the unconscious, that people are driven into confusion even concerning such circumstances. These evil brotherhoods pursue their aims very consciously, but what the brotherhoods pursue consciously naturally becomes unconscious for those who have all kinds of superficial discussions and plans. One does not reach the heart of the matter, however, when one speaks about the unconscious, for this so-called unconscious is simply on the other side of the threshold of everyday consciousness. It is in that sphere in which the knowing one can unfold his plans. You see that this is essentially one side of the situation, that it is really so that a number of brotherhoods take an opposing stand, brotherhoods who wish to replace the activity of the Christ with the activity of another individuality. These brotherhoods arrange everything so that they can achieve their purpose. Countering this are brotherhoods of the East, especially Indian brotherhoods, who wish no less significantly to interfere in the evolution of humanity. These Indian brotherhoods pursue yet another goal. They have never developed the type of esotericism through which they could ensnare the dead into their realm, into the realm of the lodges. That is far removed from their purposes; they have no interest in such things. On the other hand, they also do not wish the Mystery of the Golgotha with its impulse to take hold of the evolution of humanity. They also do not wish this. It is not, however, that they do not wish it because the dead are at their disposal, as I indicated is the case with the brotherhoods of the West. They wish to fight against the Christ, Who will enter human evolution as an etheric individuality in the course of the twentieth century, not by substituting another individuality; for that purpose they would need the dead and these they do not have. Instead they wish to divert the interest away from this Christ. They do not wish to allow Christianity to become strong, these brotherhoods of the East, especially the Indian brotherhoods. They do not wish the interest in the true Christ, Who has passed through the Mystery of Golgotha, to flourish, the interest in the Christ Who had only a single incarnation for three years here on earth and Who cannot appear again on earth in a physical incarnation. They do not wish to make use of the dead in their lodges but something other than what were once simply living human beings. In these Indian, Eastern lodges, a different type of being is made use of in place of the dead used by the Western lodges. When a human being dies, he leaves behind his etheric body; it separates from him soon after death, as you know. Under normal conditions this etheric body is assimilated by the cosmos. This absorption is somewhat complicated, as I have shown you in many different ways. Before the Mystery of Golgotha, however, and even after Golgotha, particularly in the Eastern regions, something quite distinctive was possible. When the human being after death surrenders such an etheric body, certain beings are able to inhabit this etheric body; they then become etheric beings with these etheric bodies that have been laid aside by human beings. In Eastern regions, therefore, it now happens that not dead people but all kinds of demonic spirits are induced to inhabit etheric bodies laid aside by human beings. Such demonic spirits that inhabit the etheric bodies laid aside by human beings are taken into the Eastern lodges. The Western lodges thus have the dead who have been directly confined within matter; the Eastern lodges of the left have demonic spirits, spirits that do not belong to earthly evolution but who creep into earthly evolution by occupying the etheric bodies vacated by human beings. Exoterically this phenomenon is transformed through veneration. You know that certain brotherhoods possess the art of calling forth illusions. Because people do not know how widespread illusion already is in reality, they can easily be deceived by artificially called forth illusions. It is done in this way: what one wishes to achieve is clothed in the form of veneration. Imagine that I have a tribe of people, a related clan; I have arranged ahead of time as an “evil” brother the possibility that the etheric body of an ancestor is occupied by a demonic being. I say to them that they must venerate this ancestor. The ancestor is simply the one who had laid aside his etheric body, which was then occupied by demons through the machinations of the lodge. The veneration of ancestors is thereby brought about. These ancestors who are being worshipped, however, are simply demonic beings within the etheric body of the respective ancestor. One can divert the world conception of Eastern people from the Mystery of Golgotha by working in these ways, as they do in the Eastern lodges. Through this their purpose will be achieved, that Christ as individuality, as He is intended to pass over the earth, remains unnoticed by Eastern people and perhaps by people everywhere. They therefore do not wish to substitute a false Christ but to cause the appearance of Christ Jesus to remain unnoticed. To a certain extent a twofold struggle is thus waged today against the Christ impulse appearing in the etheric in the course of the twentieth century. Humanity is actually inserted within this evolution. What we see happening in individual cases is essentially only a consequence of what is transpiring in the great impulses of humanity's evolution. For that reason it is sad that people will be deceived constantly when the unconscious, the so-called unconscious, is working within them—be it some receding love affair or something similar—when, in fact, impulses of extremely conscious spirituality are passing from all sides through humanity but remaining relatively unconscious if one does not trouble oneself about them in one's consciousness. To these things you must add much more. Human beings who have been honestly concerned with the evolution of humanity have always taken into consideration such things as we have characterized, and they have undertaken what was right from their point of view. Much more than this the human being cannot or is not permitted to do. A good sheltered place for spiritual life, an exceptionally good sheltered spot, protected against all possible illusions, was Ireland, the Irish Island during the first Christian centuries. It was truly protected from all possible illusions, more than any other region on earth. This is also the reason that so many disseminators of Christianity in the early Christian centuries originated in Ireland. These disseminators of Christianity, however, had to work with a naive humanity, because European humanity, among whom they were active, was in those days naive. They had to take this humanity in its naiveté into consideration, but as far as they themselves were concerned, they had to know and understand the great impulses of humanity. In the fourth and fifth centuries particularly, Irish initiates were active in Central Europe. They began there, and their activity consisted in preparing what was to take place in the future. To a certain extent they were under the influence of the initiate-knowledge that revealed that in the fifteenth century (1413, as you know) the fifth post-Atlantean era was to begin. They were under this influence. They also knew that they had to prepare for a completely new age, that a naive humanity must be protected for this new period. What was it that was done at that time to protect this naive humanity, to build a fence around it, as it were, to keep certain harmful influences from entering? What was done? Evolution was guided first by well-instructed and then by honest groups in such a way that gradually all ocean journeys were suppressed, journeys that in past times had been made from Northern lands to America. It was thus arranged that whereas in past times boats would cross from Norway to America for certain purposes (I shall say more about this another time), this knowledge of America would be completely forgotten by the European population, so that the connection with America was gradually obliterated. In the fifteenth century nothing was known of America by European humanity. The development was directed particularly from Rome so that for definite reasons the connection with America was gradually lost, because European humanity had to be sheltered from American influences. Especially involved in this process of protecting European humanity from American influences were just these monks from Ireland who as Irish initiates had spread Christianity over the European continent. In ancient times quite definite influences were brought from America; in the age when the fifth post-Atlantean epoch began, however, matters were arranged so that European humanity was uninfluenced by America, knew absolutely nothing about it, lived in the belief that America did not exist. Only after the fifth post-Atlantean period had begun was America again discovered, as is familiar history. One of the truths with which you are most likely familiar is that what is learned in schools as history is many times a “fable convenue.” That America was discovered for the first time in 1492 is such a convenient fable. It was only rediscovered. It was merely that for a period the connections were cleverly concealed, as had to occur. It is again important, however, to know what the situation was, to know the true history. True history is that Europe was fenced in for a time and was carefully protected against certain influences that were not to come to Europe. Such things show you how significant it is not to accept the so-called unconscious as an unconscious but rather as something that is extremely conscious and takes place beyond the threshold of everyday human consciousness. It is indeed important for a larger portion of humanity to learn about certain mysteries. I have therefore done as much as it is possible to do now in public lectures in Zurich. In Zurich, as you may know, I have gone at times as far as to explain to people the extent to which historical life is not grasped by human beings with the ordinary consciousness but is in reality dreamt, how the content of history is in reality dreamt by human beings. Only when people become conscious of this will health come to these concepts. These are things through which one gradually awakens consciousness. The phenomena, the facts that will come about, will show us the truth of these things. One must only be sure not to overlook them. Human beings go blindly and slumbering through the facts; they also go blindly and slumbering through such tragic catastrophes as the present one. These are things that I would like to impress upon your hearts, today more historically. Tomorrow I shall speak about these things more explicitly. I would like to add one more picture to these things. First, you have seen from the discussion what a tremendous distinction there is between East and West in the evolution of humanity. Second, I ask you to consider the following. You see, the psychoanalyst speaks about the subconscious, about the subconscious life of the soul, and so on. It is not so important to speak about such an indefinite concept of these things, but it is necessary to grasp what is truly beyond the threshold of consciousness. What is there? Much is certainly to be found down there under the threshold of consciousness. For itself, however, what lies down there is extremely conscious. One must come to understand what kind of conscious spirituality exists beyond the threshold of consciousness. One must speak of conscious spirituality beyond the threshold of consciousness, not unconscious spirituality. We must become clear that man has much about which he knows nothing in his ordinary consciousness. It would put the human being in a terrible position if he had to know in his ordinary consciousness all that goes on within him. Just consider how he would be able to go about eating and drinking if he were to acquaint himself exactly with all the physiological and biological processes that take place from the ingesting of food onward, and so on. All this takes place in the unconscious. There are spiritual forces at work everywhere, even in the purely physiological. Man cannot wait with eating and drinking, however, until he has learned what is really going on within him. So much goes on within man! For man, a large portion, by far the largest portion, of his being is unconscious, or to say it better, subconscious. The strange thing is that this subconscious that we carry within us is taken hold of by another being under all circumstances. This means that we are not only a fusion of body, soul, and spirit, carrying within us through the world our soul, which is independent of our body; shortly before birth another being takes possession of the subconscious portions of the human being. This being is there, this subconscious being that accompanies man the entire way between birth and death. Somewhat before birth it enters man and accompanies him. One can also characterize this being as one that permeates man in those parts that do not come into his ordinary consciousness: it is a very intelligent being and possessed of a will that is akin to the forces of nature; in its will it is much more closely related to the forces of nature than is man. I must emphasize the peculiarity, however, that this being would suffer extraordinarily if under present conditions it were to experience death with man. Under present conditions this being cannot experience death with man. It thus disappears shortly before death; it must always save itself. It always has the urge, however, to arrange the life of the human being in such a way that it can overcome death. It would be dreadful for the evolution of the human being, however, if this being that has taken such possession of man should also be able to conquer death, if it could die with man and in this way enter the spiritual worlds that man enters after death. It must always take its leave of man before he enters the spiritual world after death. In some cases this is very difficult for this being, and all sorts of complications arise. This is the situation: this being that holds sway completely in the subconscious is extremely dependent upon the earth as a whole organism. The earth is not at all the being described by geologists, mineralogists, and paleontologists; this earth is a fully living being. Man sees only its skeleton, because the geologist, mineralogist, and paleontologist describe only its mineral nature that is the earth's skeleton. If you knew only this much, you would know about as much as if you were to enter this room and, through some special arrangement of your capacities for sight, could see nothing of this honored company but the bones, the skeletal system. Imagine if one entered through the door and on these chairs sat nothing but skeletons (not that you necessarily would have nothing but bones—that I do not expect of you—but we will assume that man has the capacity to see only bones; he would be fitted out with some kind of X-ray machine). This is just what geology sees of the earth; it sees only the skeleton. This earth, however, not only consists of skeleton but is a living organism, and this earth sends from its center to every point on the surface, to every territory, special forces. Picture for yourself the surface of the earth (see drawing):
Here is the Eastern region, there the Western region, to take it only on a large scale. The forces that are transmitted from the earth are something that belong to the life organism of the earth. Depending on whether a human being lives on this or that spot on earth, his soul, this immortal soul, does not come directly in contact with these forces but only indirectly—the immortal soul of man is relatively independent of earthly conditions. The soul is only artificially dependent upon earthly conditions, as was shown today. By the circuitous path through this other being, however, this being that takes possession of man before birth and must leave him again before death, these various forces work particularly strongly. These forces are active in racial types and geographic differentiations in human beings. It is thus this “double,” which man bears within him, upon whom the geographic and other differentiations particularly exert their influences. This is extremely significant, and we will see tomorrow in which way this double is influenced from various points of the earth and what the resulting consequences are. I have already mentioned that it is necessary for you to consider what I have said today with what will come tomorrow, because the one can hardly be understood without the other. We must now try to absorb into ourselves such concepts as become even more serious when related to the total reality, to that reality in which the human soul lives with its entire being. This reality metamorphoses itself in various ways, but how it is metamorphosed depends greatly upon man. Two significant metamorphoses that are possible become clear when one is aware of how human souls, depending upon whether they absorb materialistic or spiritual concepts between birth and death, imprison themselves on earth or come into the right spheres. In these matters increasing clarity must prevail in our concepts. We will then find increasingly the right relationship to the entire world. This will not occur in an abstract spiritual movement, but rather it must lie within us, in a concretely comprehended spiritual movement that reckons with the spiritual life of a number of individualities. It is truly satisfying for me that such discussions—discussions that are also particularly significant for those among us who no longer belong to the physical plane but have passed through the portal of death, remaining our faithful members—that such discussions as these are fostered here as a reality, that they bring us ever closer to our departed friends. |
178. The Reappearance of Christ in the Etheric: Individual Spirit Beings II
19 Nov 1917, Dornach Translated by Barbara Betteridge, Ruth Pusch, Diane Tatum, Alice Wuslin, Margaret Ingram de Ris Rudolf Steiner |
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178. The Reappearance of Christ in the Etheric: Individual Spirit Beings II
19 Nov 1917, Dornach Translated by Barbara Betteridge, Ruth Pusch, Diane Tatum, Alice Wuslin, Margaret Ingram de Ris Rudolf Steiner |
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We are now cultivating studies that I have associated with a striving for knowledge that is streaming in, without there yet being the adequate methods to achieve this knowledge. This has led us to distant historical perspectives, in relation to which I beg you to consider the following. With these things—as was also the case in what I said in my last visit with the same intention, from the same impulse—we are dealing with reports of actual events, not with some theory or system of ideas but with reports of facts. It is just this point that we must bear in mind, because otherwise it will be difficult to reach understanding of these things. It is not a matter of my developing historical laws or ideas for you but of presenting facts that relate to the intentions and purposes of certain personalities who are allied in brotherhoods. They are also allied with other beings who influence such brotherhoods, whose influence is sought by these brotherhoods. These beings are not human beings incarnated in the flesh but are beings that incarnate themselves in the spiritual world. It is necessary to bear this in mind, especially regarding such information as I gave yesterday, because with these brotherhoods we are dealing to a certain extent with different factions. You could recognize this already in last year's discussion. At that time I drew your attention to the fact that within such brotherhoods we are dealing with a faction that insists on absolute secrecy regarding certain higher truths. Opposed to them, with various shadings in between, are members of other brotherhoods who contend that, particularly since the middle of the nineteenth century, certain truths must be revealed to humanity, carefully and appropriately, even if to begin with only those truths whose revelation is most necessary. In addition to these main factions there are other groups with different nuances. From this you can see that what is intended, what is planted by such brotherhoods as an impulse into the evolution of humanity, often becomes subject to compromise. These brotherhoods, who were familiar with the spiritual impulses effective in humanity's evolution, saw the approach of a significant event at the beginning of the 1840s, that is, in the middle of the nineteenth century. This event was the struggle between certain spirits and higher spirits, the struggle that culminated in 1879 when certain angelic spirits, spirits of darkness, fell prey to the event that is represented symbolically by Michael conquering the dragon. When the brotherhoods felt the approach of this event, they had to take a stand, they had to ask themselves what could be done. Those members of the brotherhoods who wished above all to take into account the demands of the time were, to some degree, filled with the best intentions. It was they who undertook the erroneous impulse that wished to take into account the materialism of the time. It was they who thought it preferable to bring to the human beings who wished to know things only on the physical path something of the spiritual world; this would be communicated directly in the materialistic way of this physical path. The intentions were thus good when spiritism was thrust by them into the world in the 1840s. At the time of this struggle, a time in which, as I have indicated, the spirit of criticism was to reign on earth—the intellect directed purely to the outer world—it was necessary to instill into the human being at least an experience, a feeling, that there is a spiritual world surrounding man. As compromises arise, so this compromise also arose. Members of these brotherhoods who maintained an attitude that totally rejected the revelation of certain spiritual truths to humanity saw themselves as being beaten by the majority, as it were, and had to consent to it. Wherever one is dealing with a group, and the will of the group prevails, one has to do with compromises. As is natural in outer life, however, if something is decided within a group, something is expected from the decision not only by those who have set things in motion for their own purposes; those who originally opposed the decision also expect this or that once the decision is made. Well-meaning, spiritual members of the brotherhood thus held the erroneous attitude that by the use of mediums people could be convinced of the existence of a spiritual world around them. It would then be possible, they believed, to impart to man higher truths on the basis of this conviction. This might have occurred if what these well-meaning members of the brotherhood had surmised would occur had actually taken place, if what these mediums had brought to light had been presented as though one were dealing with the spiritual world around us. Something completely different took place, as I pointed out yesterday. What came to light through the mediums was interpreted by the people who took part in the seances as coming from the dead. What was revealed through spiritism was therefore essentially a disappointment for all. Those who had allowed themselves to be overruled were naturally most distressed that in the seances, at times rightfully, there could be talk about manifestations of the spirits of the departed. The well-meaning, progressive initiates did not at all expect that there would be talk about the dead. They expected that the universal elementary world would be mentioned. They were therefore also disappointed. Such things are carefully followed by those who are initiated in a certain way. We have, in addition to the aforementioned members of brotherhoods, members of other brotherhoods, or at times portions of the same brotherhood in which minorities—and sometimes also majorities—could form. We must take heed of other initiates, those who are called within the brotherhoods the “brothers of the left,” that is, those who exploit everything that is embodied as an impulse in human evolution as a means for power. It is self-evident that these brothers of the left also expected all sorts of things to come to light through spiritism. I explained yesterday that it was mostly such brothers of the left who made the arrangements for the use of the souls of dead human beings. For them it was of compelling interest what would come out of these seances. They gradually took over the whole field. The well-meaning initiates gradually lost all interest in spiritism; they felt in a certain way ashamed, because those who had been against the spiritism from the beginning told them it could have been known from the beginning that nothing could come out of spiritism now. Through this, spiritism came into the sphere of power, so to speak, of the brothers of the left. I spoke yesterday about such brothers of the left, who felt disappointed because they saw that, through the spiritism that they themselves had set into motion, could be revealed what they wished above all things would not emerge. Since the participants believed themselves influenced by the dead, it was possible in the seances to reveal through messages from the dead what certain brothers of the left were doing with the souls of the departed. In these seances, exactly those souls could manifest themselves who had been misused to a certain degree by the brothers of the left. You must take into consideration that with these messages we are not dealing with theories but are relating facts that can be traced to individualities. When these individualities are united in brotherhoods, one individuality can expect one thing, while another expects something different from one and the same matter. It is not possible to speak about actualities in the spiritual world; it is impossible to seek there anything but a working out of the impulses of the individualities. What one does and what another does contradicts itself even as in life. When theories are spoken of, the ground for contradiction may not be broken. When one speaks of facts, however, then just because facts are spoken of, it will frequently be shown that these facts agree just as little in the spiritual world as the actions of human beings do here on the physical plane. I therefore beg you always to consider that it is impossible, when one speaks about these things, to speak about realities if one does not speak about individual facts. It is these with which we are concerned. It thus becomes necessary to keep the individual streams apart, to peel them apart. This is connected, however, with a very significant matter that one must bring above all to one's consciousness if one wishes in the present to arrive at some sort of satisfying world conception. What I am saying is of prime importance, and although it is something abstract, we must lead this fact once before our souls. If man wishes to build for himself a world conception, he rightly strives toward harmonizing the individual parts. This he does out of a certain habit, out of a habit that is most justified, because it is related to all that through many centuries has been humanity's dearest treasure of soul and spirit, to monotheism. What is encountered in the world as experience one wishes to lead back to an undivided foundation of the world. This is well justified, though not in the way that we usually believe it to be justified. It is justified in a completely different way, about which we will speak next time. Today I would like to lead before your soul only what is of principal importance. One who approaches the world with the expectation that everything must explain itself without contradiction, as if it arose from an undivided foundation of the world, will experience many disappointments when he faces the world and its experiences in an unprejudiced way. It is traditional for the human being to treat all that he perceives in the world according to a pastoral world conception, in which everything is led back to the undivided, divine, primordial foundation; everything stems from God and therefore must be understandable as a unity. This is not the case now, however. What surrounds us in the world as experience does not stem from the undivided primordial foundation. Rather it stems from spiritual individualities different from one another. Different individualities work together in all that surrounds us in the world as experience. This is how it is above all. We will speak next time about other ways of justifying monotheism, but this is how it is above all. We must think of individualities as being to a certain degree—actually to a high degree—independent of one another as soon as we cross the threshold of the spiritual world. One cannot then require that what appears be accountable by an undivided principle. Imagine that this, schematically represented, is some experience (as far as I am concerned it could be the experiences from 1913–1918).
The experiences of human beings continue naturally in both directions. The historian is always tempted to assume an undivided principle in this whole process. This is not the case, however. As soon as we cross the threshold to the spiritual world—which can be crossed from either above or below (see drawing, red), it is one and the same—various individualities work together in influencing these events that are relatively independent of each other (see drawing, arrows). If you do not take this into consideration, if you assume everywhere an undivided foundation of the world, you will never understand these events. Only when you take into consideration what is to a certain degree the ebb and flow of events, the varied individualities who work with or against one another, only then will you understand these things in the right way. This matter is indeed connected with the deepest mysteries of human evolution. Only the monotheistic feeling has veiled this fact for centuries or millennia, but one must consider it. If one wishes to progress today, therefore, with questions of a world conception, above all one must not confuse logic with an abstract lack of contradiction. An abstract lack of contradiction cannot exist in a world in which individualities are working together independently of one another. A striving for conformity will therefore always lead to an impoverishment of concepts; the concepts will no longer be able to encompass the full reality. Only when these concepts are able to take hold of this world full of contradictions, which is the true reality, will they be able to encompass the full reality. What man has before him as a realm of nature materializes in a remarkable way. Different individualities also work together in all that man calls nature and includes in natural science on the one hand and nature worship, aesthetics of nature, etc., on the other hand. In the present evolutionary cycle of humanity, however, a fortunate arrangement has been found for human beings through the wisdom-filled guidance of the world: man can grasp nature with concepts that relate him to an undivided guidance, because only what is dependent upon an undivided guidance can approach the human being as experience from nature through sense perception. Behind the tapestry of nature lies something quite different, which is influenced from a totally different direction. This is blocked out, however, when man perceives nature. What man calls nature is consequently an undivided system, but only because it has been sifted. When we perceive through our senses, nature is, as it were, sifted for us. Everything that is contradictory in it is sifted out, and nature is transmitted to us as an undivided system. At the moment when we cross the threshold, however, and perceive the reality, bringing clarification into nature—the elemental spirits or influences upon human souls that could also be regulated by nature—one is no longer in a position to speak about nature as an undivided system. Rather one must become clear that we are dealing with influences of individualities who are either struggling with one another or supporting and strengthening one another. In the elementary world we find spirits of earth, gnome-like beings; spirits of water, undine-like beings; spirits of air, sylph-like beings; and spirits of fire, salamander-like beings. They are all there. They are not there, however, to form a unified regiment. It is not like that. These various realms—gnomes, undines, sylphs, salamanders—are in a certain way independent. They do not work only as the rank and file from a single system, but they fight with one another. Their intentions have nothing to do with each other to begin with, but what then arises evolves through the most diverse working together of intentions. If one is familiar with the intentions one can see in what appears before us perhaps a working together of fire spirits and undines. One must never believe, however, that behind these beings stands someone who gives them a certain command. This is not the case. This idea is widespread today, and philosophers such as Wilhelm Wundt (about whom Fritz Mauthner unjustifiably said, “Authority by his publisher's grace,” though he was the authority for almost the whole world before the war) aim to gather together as a unity all that lives in the human soul, the life of thinking, life of feeling, and life of willing. They say that the soul is a unity and therefore everything must belong to a unity, to a common system. This is not so, however, and those strong contradictions so full of significance in human life, which analytical psychology has discovered, would not emerge unless our life of thinking beyond the threshold were not to lead us back to quite different regions where other individualities influence our life of thinking, our life of feeling, and our life of willing. It is so curious! You see, if this is the human being (see drawing) and we have within the human being the life of thinking, life of feeling, and life of willing (see drawing, T, F, W), a systematizer like Wundt would not picture anything but that it is all a system. Meanwhile the life of thinking leads to one world (W1), the life of feeling leads into another world (W2), and the life of willing into yet another world (W3).
The human soul is there exactly for the purpose of forming a unity of what in the pre-human, momentarily pre-human world, was a three-foldness. All these things must be taken into account as soon as we concern ourselves with the impulses for the historic evolution of humanity, these impulses that will be embodied in this historic evolution. I have mentioned in the course of these studies that every era in the post-Atlantean age has its particular task. I have characterized in general the task of the fifth post-Atlantean period, indicating that it is humanity's task in this period to come to grips with evil as an impulse in the evolution of the world. We have frequently discussed what this means. It cannot be otherwise than that forces that appear at the wrong place appear as evil. They can be conquered for humanity, however, through the exertions of human beings in the fifth post-Atlantean period, so that with these forces of evil something good for the future of the evolution of the whole world is in the position to unfold. For this reason, the task for the fifth post-Atlantean period is a particularly difficult one. As you see, a great many temptations face humanity. When the powers of evil gradually appear, it is natural that man is more likely under the circumstances to give in to this evil in all realms, rather than taking up the struggle to allow what appears to him as evil to be put in the service of the good in world evolution. Yet this must happen: the evil must to a certain degree be placed at the service of the good in world evolution. Without this, it would be impossible to enter the sixth post-Atlantean period, which will have a completely different task. It will have the task of allowing humanity to live above all in a continuous contemplation of the spiritual world, of spiritual impulses, in spite of the fact that it is still connected with the earth. Just this task in the fifth post-Atlantean period, that of opposing evil, is connected with the new possibility of a certain kind of personal darkening for humanity. We know that since the year 1879 the spirits of darkness who are closest to human beings, the spirits belonging to the kingdom of the angeloi, wander about within the human kingdom, because they were thrown out of the spiritual world into the human kingdom and now exist within human impulses, are working through human impulses. I have said that, exactly because of this, beings that are close to man work in an invisible way among human beings, and man is held back from recognizing the spiritual with the intellect through the play of forces of evil. This is again bound up with the task of the fifth post-Atlantean period, because precisely through this many opportunities are given to the fifth post-Atlantean period to lend itself to dark illusions and the like. Man must accustom himself to a certain extent in this period to grasping the spiritual with his intellect. The spiritual will already have been revealed. Because the spirits of darkness were overcome in 1879, more and more spiritual wisdom can flow down from the spiritual worlds. Only if the spirits of darkness had remained above in the spiritual kingdom would they have become a hindrance to this flow. This flow of spiritual wisdom they henceforth cannot hinder, but they can cause confusion and could darken souls. We have often described which opportunities for darkening are exploited. We have already mentioned what arrangements are made to prevent the human being from receiving the spiritual life. Naturally, all of this cannot give rise to wailing or something of that sort but should strengthen the force and energy of the human soul to approach the spiritual. If in this fifth post-Atlantean period man can achieve what can be achieved through embodying the forces of evil in a good sense, then at the same time something tremendous will be achieved; then this fifth post-Atlantean period will know something for human evolution out of greater ideas than any other post-Atlantean period, yes, than any other period of earthly evolution. Christ appeared, for example, in the fourth post-Atlantean period through the Mystery of Golgotha. Only the fifth post-Atlantean epoch, however, can make this mystery its own through the human intellect. In the fourth post-Atlantean period, human beings could grasp that they possessed something in the Christ impulse that would lead them as souls beyond death. This became sufficiently clear through Pauline Christianity. Something still more significant, however, will enter the evolution of the fifth post-Atlantean period, in which human souls will recognize that they have in Christ the helper to transform the forces of evil into good. One thing is bound up with this characteristic of the fifth post-Atlantean period, however, one thing that one should inscribe anew every day within the soul. It should never be forgotten, although man is especially inclined to forget this, that man must be a fighter for the spiritual in this fifth post-Atlantean time. He must experience that his forces will weaken if he does not continually hold them in check for the conquest of the spiritual world. Man is given his freedom to the highest degree in this fifth post-Atlantean period! He must endure this. To a certain extent the idea of human freedom must be the testing ground for all that meets man in the fifth post-Atlantean period. If the forces of man should weaken, everything could take a turn for the worse. Man is not in the position in this period to be led like a child. There are certain brotherhoods, however, which hold as their ideal to lead human beings like children as they were still being led in the third post-Atlantean period and in the fourth. These brotherhoods are therefore not doing what is right—they are not doing at all what should be done for the evolution of humanity: to direct human beings toward the spiritual world in such a way that acceptance or rejection of the spiritual world is left to the freedom of the human being. This must be kept in mind continually by anyone who speaks of the spiritual world in this fifth post-Atlantean period. For this reason certain things in this period can only be said, but the saying is just as important as something else was important in another era. I will give you an example. In our time the communication of truths or, if I may express it trivially, the lecturing about truths, is most important. After that, people should find their direction in freedom. One should not go any further than the lecture, the communication of truths; the rest should follow in free resolve, follow as things follow that one makes as resolves from the impulses of the physical plane. This relates also to things that to a certain extent can only be directed and guided from the spiritual world. We shall understand this better if we enter into individual examples. In the fourth post-Atlantean period it was still so that other things came into consideration than the mere word, the mere communication. What came into consideration? Let us take a definite case: the island Ireland, as we call it today, has particular characteristics. This island distinguishes itself from the rest of the earth in certain ways. Each realm of the earth differs from the others through certain characteristics; that is nothing special. I will emphasize today only the relatively strong distinction between Ireland and the other regions of the earth. In the evolution of the earth, as we have seen in my book, An Outline Of Occult Science, (see Note 3) one can go back in time, and various influences, various occurrences, confirm what can be gathered as facts from the spiritual world. You know from Occult Science what things existed when we refer back to what was called the Lemurian time, what has developed since the Lemurian time, how the various things have evolved. I called your attention yesterday to the fact that the whole earth must essentially be regarded as an organism from within which stream different forces upon the inhabitants of different territories. This out-streaming has a special influence upon the double, to which I called your attention yesterday. In past times, the human beings who were familiar with Ireland brought the particular characteristics of Ireland to expression in fairy tales and legends. I would like to point out that an esoteric legend was known that expressed the essence of Ireland in relation to the earthly organism. It was said that humanity was once cast out of paradise because in paradise Lucifer had misled humanity, which was then scattered across the rest of the world. The rest of the world, however, had already been there at the time when humanity was cast out of paradise. One therefore distinguishes—so it is said in this fairy tale, in this legendary representation—between the paradise with Lucifer in it and the rest of the earth into which humanity was expelled. It is different with Ireland, however; it does not belong in the same sense to the rest of the earth, because before Lucifer had set foot in paradise a likeness of paradise had formed itself upon the earth, and this likeness has become Ireland. You should well understand that Ireland is therefore that bit of earth that had no part of Lucifer, to which Lucifer had no relationship. That which had to be separated from paradise so that the earthly likeness of paradise could arise would have hindered Lucifer from entering paradise. Ireland thus was conceived according to this legend as a separation of those portions of paradise that would have hindered Lucifer from entering paradise. Only after Ireland had been separated from paradise could Lucifer enter paradise. This esoteric legend that I have presented in a very incomplete way is something very beautiful. It was for many people an explanation for the unique task of Ireland throughout the centuries. In the first Mystery Drama that I have written, you find what is so often told, how the Christianizing of Europe originated with the Irish monks. When St. Patrick introduced Christianity into Ireland the situation was such that Christianity led there to the highest devoutness. It gives new meaning to the legend about which I just spoke that Ireland—called Ierne by the Greeks and Ivernia by the Romans—was called the Isle of the Saints in those times in which the forces of European Christianity originated in their best impulses directly from Ireland, from Irish people who had been lovingly initiated into Christianity. It was called this because of the great devoutness that reigned within their Christian cloisters. This is connected with the fact that these territorial forces, about which I have spoken, ascending from the earth and taking hold of the human double, are at their very best on the island of Ireland. You will say that in that case the best human beings must be in Ireland. Yes, this is so, but not in the world. Into every region other people wander and have descendants, etc. It is not so, therefore, that man is merely the product of the bit of earth on which he stands. It can very well be that the forces ascending from the earth oppose the character of the human beings there. One must not confuse what really develops within the human being with the characteristics of the earthly organism in a definite territory. Then one would simply open oneself again to the world of illusion. What I have just suggested, however, that Ireland is a special land, we are able to say today. From this should emerge a factor, among many factors, that could lead today in a fruitful way to social and political ideas. One must take such factors into account. What I have just said about Ireland is a factor, and one must reckon with such factors. One must gather everything together, to be created into a science of the forming of human conditions on earth. Until this comes about no true healing can come into the arrangement of public affairs. What can be communicated from the spiritual world must flow into the regulations that one encounters. For this reason I have said in public lectures that it is important that everyone concerned with public affairs—statesmen and so on—should acquaint himself with these things. Through this alone can public servants master reality. They will not do it, or at least they have not done so up to now, but it is a necessity nevertheless. In accordance with the tasks of the fifth post-Atlantean period, emphasis must be put today on speaking out, on communication, because before what has been said can become deed, resolves must be made as they are determined by the impulses of the physical plane. This was different in former times; then one could act differently. At a definite moment in time in the third post-Atlantean era a certain brotherhood made arrangements to send a large number of colonists from Asia Minor to the island of Ireland. At that time colonists settled there from the same realm in Asia from which later the philosopher Thales originated. You may read in my Riddles of Philosophy (see Note 9) about the philosophy of Thales. Thales came from the same region, although later; he was born, of course, only in the fourth post-Atlantean period. Earlier, however, out of the same milieu, out of the whole spiritual substance from which later the philosopher Thales originated, the initiates had sent colonists to Ireland. Why? Because they were familiar with the characteristics of a realm of the earth such as Ireland. They knew what was indicated in the esoteric legend about which I have spoken to you. They knew that the forces ascending from the earth through the soil of the Irish island worked in such a way upon human beings that man was influenced little in the direction of intellectualism, little in the direction of egoism, little in the direction of the capacity to make resolves. The initiates who sent colonists there knew this full well, and they selected people who, through their particular karmic predisposition, seemed suited to be exposed to just these influences of Ireland. Today there are still descendants in Ireland of that old population who were at that time transplanted from Asia Minor and who were to develop in such a way that not the least intellectuality, not the least intellect, not the least capacity for making resolves, should develop but instead special qualities of the feeling (Gemuet) soul. Through this was prepared far in advance what took place in Ireland as that glorious evolution of Christianity, the peaceful spreading of Christianity from which streamed the Christianizing of Europe. This was prepared far in advance. The countrymen of the later Thales sent people there who proved themselves equipped to become monks and who could work there in the way I indicated. Such things were often done in ancient times, and when you find historic colonizations described in exoteric history by today's unintelligent historians (who have, however, much intelligence—intelligence can be found in the streets today) you must always understand that in such colonizations lay a deep-seated wisdom that was directed and guided by considering always what was to take place in the future, by taking into account at that time the characteristics of earthly evolution. This was another way of bringing spiritual wisdom into the world. This should not be done today, however, by just anyone who takes the proper path; it would be wrong simply to prescribe something for people against their will in order to partition the earth; rather one should proceed in such a way that people are told the truth so that they may guide themselves accordingly. You see, therefore, that this was an essential progression from the third, fourth, to the fifth post-Atlantean period. One should keep this matter clearly in view and recognize how this impulse toward freedom must pull itself through all that rules over the fifth post-Atlantean period. It is exactly against the freedom of human feeling (Gemuet) that the antagonist conspires, the antagonist who, as I told you, is like a double accompanying man from some time before birth to death but who must abandon man just before he dies. If one is under this influence that works directly with the double, all sorts of things might emerge that can appear already in the fifth post-Atlantean period. It is not suitable for this period, however, to give man the full possibility of achieving his task. This task consists in the struggle against evil, of transforming evil into good. Just think what lies behind all the things into which man in the fifth post-Atlantean period has been placed. The individual facts must be illuminated in the right way. They must be understood, for wherever the double works intensely, one works against the essential tendencies of the fifth post-Atlantean period. In this fifth post-Atlantean period, humanity has not come far enough to evaluate the facts correctly. Especially during these past three sad years, humanity has not been at all ready to assess the facts in a correct way. Let us take a fact, however, that is seemingly far afield from what I have discussed today. This is the fact that I wish to present to you: in a large iron factory, 10,000 tons of molten iron are to be loaded onto trains. For this work a definite number of workmen naturally would have to be engaged. Seventy-five men must do the work, and it emerged that each one could load twelve and a half tons a day; thus from seventy-five men each, twelve and a half tons per day. There was one man, Taylor, who put more emphasis on the double than on what must be won for humanity in the sense of progress, on what must be won for the human spirit in the fifth post-Atlantean period. This man first asked the factory owners if they did not believe that a single man could load much more than twelve and a half tons per day. The factory owners supposed that a workman could load at most eighteen tons. Then Taylor said, “We shall experiment.” Taylor began to experiment with the workmen. The machine standard was applied through this to human social life. These experiments were to be done on human beings. He tested to see whether it was really so, as the practical factory owners said, that a man could load at most eighteen tons a day. He arranged for rest periods, which he calculated according to physiology; men in these intervals would recoup as many forces as they had exerted. Naturally it turned out that under these conditions the results differed from one workman to another. Then he worked with arithmetic means. You know that it does not matter if one uses arithmetic means in mechanics, but with human beings one cannot employ arithmetic means, because each man has his justification for existence. Taylor employed arithmetic means, however: he selected those workers who recovered completely during these rational pauses and he granted them such pauses. The others, who were unable to regain their forces during these rest periods, were simply discarded. It was discovered by experimenting with people in this way that the selected ones, those selected when they completely recuperated in the pauses, could each load forty-seven and a half tons. He applied the mechanics of Darwin's theory to the life of workers: away with the unfit, the fit chosen by selection! The fit are those who, fully exploiting the pauses, could load not a maximum of eighteen tons, as had been assumed earlier, but rather forty-seven and a half tons. In this way, the workman could also be satisfied, because immense savings were made and the wages for each workman could be raised by sixty per cent. The chosen ones are thus made, those most fit in the struggle for existence, who have been chosen in this way through selection; one has very satisfied people in addition. The unfit may die of starvation, however! This is the beginning of a principle! Such matters are observed little, because they are not illuminated with larger perspectives; one must always illuminate such matters with larger perspectives. Today it is only erroneous ideas of natural science that are applied to human life. The impulse remains, however, and the impulse will then be applied to the esoteric truths that will come in the course of the fifth post-Atlantean period. Darwinism contains no esoteric truths, but its application would lead to great monstrosities, this application of the Darwinian view to direct experimentation with human beings. When esoteric truths are added to this, however, as they will have to be revealed in the course of the fifth post-Atlantean era, an unbelievable power over human beings will certainly be gained in this way, through always selecting the fit. It is not only that the fit will be selected, however, but the striving for a certain esoteric invention to make the fit always more fit, through which a tremendous exploitation of power could be achieved, would oppose precisely the good tendencies of the fifth post-Atlantean period. Regarding the relationships that I have just presented to you, I wished to show only the beginnings of intentions that encompass the future and to show the need to have these things illuminated from higher perspectives. Next time it will be our task to point to the three or four great truths to which the fifth post-Atlantean period must arrive. It will then be shown how these truths can be misused if they are not applied in the sense of the good tendencies of the fifth post-Atlantean period but when instead the demands of the double are fulfilled. It is these demands of the double that are supported by the brotherhoods that wish to set another being in the place of the Christ. |
178. The Reappearance of Christ in the Etheric: Individual Spirit Beings III
25 Nov 1917, Dornach Translated by Barbara Betteridge, Ruth Pusch, Diane Tatum, Alice Wuslin, Margaret Ingram de Ris Rudolf Steiner |
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178. The Reappearance of Christ in the Etheric: Individual Spirit Beings III
25 Nov 1917, Dornach Translated by Barbara Betteridge, Ruth Pusch, Diane Tatum, Alice Wuslin, Margaret Ingram de Ris Rudolf Steiner |
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Today I would like to connect and amplify individual observations that we have made in the course of our studies with this or that detail. If you follow the times attentively, you will have been able to notice here and there that, in the thoughts, experiences, and impulses that in the past man felt had “brought him so wonderfully far,” he can no longer find what can help him reach into the future. Yesterday, one of our members pressed into my hands last week's issue of the Frankfurter Zeitung, dated November 21, 1917. In that journal is an article by a very learned gentleman—it must have been a very learned gentleman, because he had in front of his name not only the title Doctor of Philosophy but also the title Doctor of Theology, and in addition there is also Professor. He is thus Professor, Doctor of Theology, and Doctor of Philosophy. He is therefore, of course, a very clever man! He has written an article that deals with all sorts of contemporary spiritual needs. In the course of this article there is a section that is expressed in the following way: “The experience of being that lies behind things has no need of pious consecration or religious estimation, because it is in itself religion. Here it is not a matter of the feeling and comprehension of one's own individual values but of the great Irrational that is hidden behind all existence. He who touches it so that the divine spark leaps across undergoes an experience that has primary character, the ‘primeval experience.’ To experience this, along with all that is moved by the same stream of life, endows him with, to use a word beloved in modern times, a cosmic feeling for life.” Forgive me, dear friends. I am not reading this to arouse within you some particularly lofty mental pictures to correspond with these washed-out sentences but rather to lead before you a symbol of our time. “A cosmic religiosity is in the process of growing among us, and the extent of the longing for it is shown by the perceptible growth of the theosophical movement that undertakes to discover and unveil the circulation of life behind the senses.” It is indeed difficult to stagger over all these washed-out concepts, but is it not nevertheless true that as a symbol of our time this is quite peculiar? Further on he says, “In this cosmic piety, it is not a question of mysticism that begins with rejection of the world . . .” etc. One cannot conceive of anything clever in these sentences! Since the Professor, Doctor of Theology, and Doctor of Philosophy represents it, however, one must naturally consider it as something clever. Otherwise one would perceive it as something that is brought falteringly to expression in an unclear tirade, reminding one of the learned gentleman who can no longer continue on the path on which he has traveled and who feels obliged to point to something that is there, something that apparently seems to him not completely hopeless. One should not be at all delighted with these utterances; such things must not lull us into slumber just because we notice that from some direction someone has again observed that something lies behind the spiritual scientific movement. That would indeed be very harmful, because those who make these remarks are often the same ones who feel satisfied with such utterances, who do not go further. They even point with these washed-out things to an event that will enter the world, and this would thereby belong precisely to those who are altogether too comfortable to become involved in something that requires earnest study of spiritual science. This event must really break in and take hold of human feeling (Gemuet) if what is bound up with reality is to flow into the time-stream of evolution so that healing forces are able to rise from it. It is naturally easier to speak of the “surging waves” and of “cosmic feelings” than to enter seriously into the things that are demanded by the signs of the time and that must be made known to humanity. For this reason it seems to me necessary to say things here that have been stated previously in public lectures but that will be spoken of further, now with a strong emphasis on the difference between what is worn out, what is no longer capable of life, which has led to these catastrophic times, and what must really take hold of the human soul if any progress is to be made. With the old wisdom by which human beings have reached the present, thousands of congresses can be held—world congresses and national congresses, and whatever—thousands of societies can be founded, but one must be clear that these thousands of congresses, thousands of societies, will not be effective unless the spiritual life-blood of the science of the spirit flows through them. What man is lacking today is the courage to enter into the real exploration of the spiritual world. It sounds strange, but it must be said that all that is needed to begin with is to circulate to a broad public, for example, the small brochure, Human Life in the Light of Spiritual Science. Something new would be achieved through this in calling forth knowledge of man's connection with the cosmic order. Attention is drawn precisely to such knowledge in this brochure. Concrete attention is drawn to the way in which the earth annually alters its conditions of consciousness and the like. What is said in this lecture and in this brochure is said with particularly full consideration of the needs of our time. To receive this would be of greater significance than all the wishy-washy talk of “cosmic feeling” and of entering some sort of “surging waves,” or what have you. I have only quoted these things to you, because to reword them is impossible for me, as they are too senseless in their formulation. One is not hindered, of course, by being attentive to these things, because they are important and essential. What I wish to draw to your attention is that we must not “mystify” ourselves, that we must be clear. Utter clarity is necessary if we wish to work for an anthroposophically oriented spiritual science. I wish to point out once again that what is essential for humanity in this fifth post-Atlantean period is to enter into a special treatment of great issues of life that have been obscured in a certain way through the wisdom of the past. I have already pointed this out to you. One great issue of life can be characterized in the following way: an attempt will have to be made to place the spiritual etheric in the service of outer practical life. I have brought to your attention that the fifth post-Atlantean period will have to solve the problem of how human moods, the motions of human moods, allow themselves to be translated into wave motions on machines, how man must be brought into connection with what must become more and more mechanical. For that reason I called your attention a week ago to how superficially this mechanizing will be accepted by a certain portion of the surface of the earth. I presented an example to show how, following the American way of thinking, an attempt was made to extend the mechanical over human life itself. I presented the example of the pauses that were to be exploited so that, instead of far fewer tons, up to fifty tons could be loaded by a number of workmen. For this one need only carry the Darwinian principle of selection actually into life. In such situations the will is there to harness human energy to mechanical energy. These things should not be treated by fighting against them. That is a completely false view. These things will not fail to appear; they will come. What we are concerned with is whether, in the course of world history, they are entrusted to people who are familiar in a selfless way with the great aims of earthly evolution and who structure these things for the health of human beings or whether they are enacted by groups of human beings who exploit these things in an egotistical or in a group-egotistical sense. That is what matters. It is not a question of the what in this case; the what is sure to come. It is a question of the how, how one tackles these situations. The what lies simply in the meaning of earthly evolution. The welding together of the human nature with the mechanical nature will be a problem of great significance for the remainder of earthly evolution. I have deliberately drawn attention often, even in public lectures, to the fact that the consciousness of the human being is connected with the forces of disintegration. On two occasions I have said in public lectures in Basel that within our nervous system we are dying. These forces, these forces of dying away, will become more and more powerful. The bond will be established between these forces dying within man, which are related to the electric, magnetic forces, and the outer mechanical forces. Man will to a certain extent become his intentions, he will be able to direct his thoughts into the mechanical forces. Hitherto undiscovered forces within human nature will be discovered, forces that will work on outer electric and magnetic forces. The first problem is to bring together human beings with the mechanical, which will have to prevail increasingly in the future. The second problem consists in calling upon the help of the spiritual circumstances. This can only be done, however, when the time is ripe and when a sufficient number of people are prepared for it in the right way. The time must come, however, when the spiritual forces are made mobile enough to master life in relation to illness and death. Medicine will become spiritualized, intensely spiritualized. Of all these things, caricatures are being made from certain directions, but these caricatures show only what really must come. Again it is a question of whether this problem is attacked from the same direction to which I pointed regarding the other problem, in an outer egotistical or group-egotistical way. The third problem is to introduce human thoughts into the actual evolution of the human species, in birth and education. I have pointed out that conferences have already been held on how in the future a materialistic science would be founded regarding conception and the relationships between man and woman. All these things indicate to us that something most significant is in the process of evolving. It is still easy today to say, “Why is it that people who know about these things in the right sense do not apply them?” In the future it will become clear just what is involved in this application and which forces are still actively hindering the foundation of large-scale spiritualized medicine or spiritualized national economy. No more can be accomplished today than to talk about these things, until people have enough understanding of them, people who are inclined to accept them in a selfless way. Today many people believe that they are able to do this, but many circumstances of life hinder what they are able to do. These life circumstances can be overcome in the right way only when a deeper and deeper understanding gains ground and when there is willingness to renounce, at least for a time, the immediate, practical application of these things on a larger scale. These things have all developed in such a way that one can say that little has been retained of what was once hidden behind the ancient, atavistic strivings until the fourteenth and fifteenth centuries. There is much talk today about the ancient alchemy. The proceedings of the procreation of Homunculus are also recalled at times, and so on, but what is spoken of here is for the most part groundless. If one once understood what can be said in connection with the Homunculus scene in Goethe's Faust, one would be better informed about these things, because what is essential is that, from the sixteenth century on, a fog has been spread over these things; they have receded in human consciousness. The law that governs these things is the same as the law that regulates within the human being the rhythmical alternation of waking and sleeping. Just as man cannot rise above sleep, so, in regard to spiritual evolution, he cannot disregard the sleeping of spiritual science that has marked the centuries since the sixteenth century. It was necessary for humanity to sleep through the spiritual for a time in order that it could appear again in another form. One must comprehend such necessities, but one must also not allow oneself to be depressed by them. For this reason one must be very clear that the time of awakening has come and that one must take an active part in this awakening, that events often hurry ahead of knowledge and one will not understand the events that take place around us unless one accustoms oneself to knowledge. I have repeatedly pointed out to you that certain egotistical groups are striving esoterically, and their influence is active in the ways that I have often indicated in these studies. First of all, it was necessary that a certain knowledge should recede within humanity, a knowledge that is designated today with such misunderstood words as alchemy, astrology, and so on. This knowledge had to recede, fall into a sleep, so that man would no longer have the possibility of drawing what pertains to the soul out of observation of nature but would have to become more dependent on himself. Through this he would awaken the forces within him, for it was necessary that certain things appear first in abstract form and later take on again concrete, spiritual form. Three ideas have gradually arisen in the course of evolving during the last centuries, ideas which, in the way they have entered human life, are essentially abstract. Kant has named them falsely, while Goethe has named them correctly. These three ideas Kant called God, freedom, and immortality; Goethe called them correctly God, virtue, and immortality. When one sees the things that are hidden behind these three words, it is clear that they are exactly the same as what modern man views more abstractly but that were viewed more concretely until the fourteenth and fifteenth centuries. In the ancient atavistic sense they were also viewed more materially. They experimented in the ancient way, indeed, they sought at that time with alchemical experiments to observe the processes that showed the working of God in process. They tried to produce the Philosopher's Stone. Behind all these things is hidden something concrete. This Philosopher's Stone was to present human beings with the possibility of becoming virtuous, but it was thought of more materially. It was to lead human beings to experience immortality, to put them into a certain relationship to the universe, through which they would experience within themselves what goes beyond birth and death. All these washed out ideas with which one seeks today to grasp the ancient things no longer coincide with what was intended at that time. These things have become simply abstract, and modern humanity speaks from abstract ideas. They have wished to understand God through abstract theology; virtue is also regarded as something purely abstract. The more abstract the idea, the better modern humanity likes to use it in speaking about these things, even immortality. One speculates about what could be immortal in man. I spoke about this in my first Basel lecture, saying that the science that occupies itself today philosophically with questions about immortality is a starved science, an undernourished science. This is only another form of expression for abstract thinking in which such matters are pursued. Certain brotherhoods in the West, however, have still preserved a relationship to the old traditions and have tried to apply them in a corresponding way, to place them in the service of a certain group egoism. It is really necessary for these things to be pointed out. Naturally, when these things are spoken of in public, from this comer of the West, in exoteric literature, then God, virtue or freedom, and immortality are also talked about in an abstract way. It is only in the circle of the initiates that it is known that all of this is only speculation, that these are all abstractions. For themselves, they seek what is being striven for in the abstract formulas of God, virtue, and immortality in something much more concrete, and for this reason, these words are translated for the initiates in their respective schools. God is translated as gold, and one seeks behind the mystery to come to what can be described as the mystery of gold. Gold, representing what is sun-like within the earth's crust, is indeed something within which is imbedded a most significant mystery. In fact, gold stands materially in the same relationship to other substances as within thinking the thought of God stands to other thoughts. It only matters in which way this mystery is understood. This relates to the egotistical group exploitation of the mystery of birth. One is striving to wrestle here with real cosmic understanding. Modern man has completely replaced this cosmic understanding with a terrestrial understanding. When man today wishes to examine, for example, how the embryo in animals and man develops, he examines with a microscope what exists precisely in the place on earth onto which he has cast his microscopic eye; he regards this as what is to be examined. It cannot be a matter only of this, however. It will be discovered—and certain circles are coming close to this in their discoveries—that the active forces are not in what one meets with the microscopic eye but are rather within what streams in from the cosmos, from the constellations in the cosmos. When an embryo arises, it arises because into the living being in which the embryo is being formed are working forces from all directions of the cosmos, cosmic forces. When a fertilization takes place, what will develop out of the fertilization is dependent upon which cosmic forces are active.
There is one thing that will come to be understood today that is not yet understood. Today one looks at some living being, let us say a chicken. When in this living being a new embryo arises, the biologist examines how, so to speak, out of this chicken the egg grows. He examines the forces that are supposed to allow the egg to grow out of the chicken. This is a piece of nonsense. The egg does not at all grow out of the hen; the hen is only the foundation; the forces work out of the cosmos, forces that produce the egg on the ground that has been prepared within the hen. When the biologist today works with his microscope, he believes that what he sees in the microscopic field also includes the forces on which what he sees depends. What he sees there, however, is subject to the forces of the stars that work together in a certain constellation, and when one discovers the cosmic here, one will discover the truth, the reality: it is the universe that conjures the egg from the hen. All of this, however, is connected above all with the mystery of the sun and, observed from the earth, with the mystery of gold. Today I am offering a kind of programmatic indication; in the course of time these things will become clearer. In the same schools about which we are speaking, virtue is not called virtue but is simply called health, and one endeavors to acquaint oneself with those cosmic constellations that have a connection with the health and illness of human beings. Through acquainting oneself with the cosmic constellations, however, one learns to know the individual substances that lie on the surface of the earth, the juices and so on, that are connected with health and illness. From certain directions, a more material form of the science of health is increasingly being developed, one that rests, however, on a spiritual foundation. The notion will also spread from this direction that man becomes good not by learning all sorts of ethical principles, through which man can become good, but rather by, let us say, taking copper under a certain constellation of stars or arsenic under another. You can imagine how these things could be exploited for power by groups of egotistically inclined people. It is only necessary to withhold this knowledge from others who are then unable to participate, and one has the best method of ruling over great masses of people. One does not need to speak about these things at all; one need only introduce, for example, some new delicacy. Then one can seek a market for this new delicacy, which has been tinged appropriately, and thus bring about what is necessary, if these things are comprehended materialistically. One must be clear that in all matter there are hidden spiritual workings. Only one who knows in the true sense that there is nothing really material but only the spiritual will penetrate beyond the mysteries of life. Likewise, the attempt will be made from this direction to bring the problem of immortality into materialistic channels. This problem of immortality can be led into materialistic channels in the same way, by exploitation of cosmic constellations. One does not, of course, attain through this what is often speculated as being immortality, but one attains a different immortality. One prepares oneself—so long as it is impossible to influence the physical body to prolong life artificially—to undergo soul experiences that will enable one to remain in the lodge of a brotherhood even after death, to help there with the forces that one has at one's disposal. Immortality is simply called prolonging life in these circles. You can see outer signs of all these things. I do not know whether some of you have noticed the book that for a time provoked a sensation, a book that also came from the West bearing the title, The Disturbance of Dying (Der Unfug des Sterbens). These things all move in this direction. They are only the beginning. What has gone further than the beginning is carefully preserved for the group egotism, is kept very esoteric. These things are actually possible, however, if one brings them into materialistic channels, if one makes the abstract ideas of God, virtue, and immortality into concrete ideas of gold, health, and prolonging life, if one exploits in a group-egotistical sense what I presented to you as the great problems of the fifth post-Atlantean times. What is called in a washed-out way “cosmic feeling” by Professor, Doctor of Theology, Doctor of Philosophy, is presented by many—and unfortunately by many in an egotistical sense—as cosmic knowledge. While science for centuries has beheld only processes occurring on earth, has rejected all study of what is approaching as the most important extraterrestrial occurrence, it will be precisely in the fifth post-Atlantean time that exploitation will be considered of the forces penetrating in from the cosmos. Just as it is now of special importance for the regular professor of biology possibly to have a much-enlarged microscope, possibly to use much more exact laboratory methods, so in the future, when science has become spiritualized, what will matter will be whether one carries out a certain process in the morning, evening, or at noon, or whether one allows what one did in the morning to be somehow further influenced by active factors of the evening, or whether the cosmic influence from morning until evening is excluded, paralyzed. In the future such processes will prove themselves to be necessary; they also will take place. Naturally much water will run over the dam until the materialistically oriented university chairs, laboratories, and so on, are handed over to the spiritual scientists, but this exchange must take place if humanity is not to come completely into decadence. This laboratory work will have to be replaced by work in which, for example—when it is a matter of the good that is to be attained in the future—certain processes take place in the morning and are interrupted during the day; the cosmic stream passes through them again in the evening, and this is preserved rhythmically until it is morning again. The processes are conducted in such a manner that certain cosmic workings are always interrupted during the day, and the cosmic processes of morning and evening are studied. To achieve this, manifold arrangements will be necessary. You can gather from this that when one is not in a position to participate publicly in what happens, one can only talk about these things. From the same direction that wishes to put gold, health, and prolonging life in place of God, virtue, and immortality, the effort is made not to work with the processes of morning and evening but with something totally different. I called to your attention last time that the impulse of the Mystery of Golgotha was to be eliminated from the world by introducing another impulse from the West, a kind of Antichrist; from the direction of the East, the Christ impulse, as it appears in the twentieth century, is to be paralyzed by directing the attention, the interest, away from Christ appearing in the etheric. Those concerned with introducing the Antichrist instead of the Christ have endeavored to exploit what could work especially through the most materialistic forces, yet working spiritually with these materialistic forces. Above all they strive to exploit electricity and especially the earth's magnetism to have influence over the entire earth. I have shown you how, in what I have called the human double, earthly forces arise. This mystery will be penetrated. It will be an American mystery to make use of the magnetism of the earth in its “doubleness,” to make use of the magnetism in North and South to send guiding forces that work spiritually across the earth. Look at the magnetic map of the earth and compare it with what I am now saying. Observe the course of the line where the magnetic needle swings to East and West and where it does not swing at all. (I can only give indications at this time.) From a certain celestial direction, spiritual beings are constantly at work. One need only put these spiritual beings at the service of earthly existence and, because these spiritual beings working in from the cosmos are able to transmit the mystery of the earth's magnetism, one can penetrate the mystery of the earth's magnetism and can bring about something very significant of a group-egotistical nature in relation to the three things, gold, health, and prolonging life. It will simply be a matter of mustering the doubtful courage for these things. This will certainly be done within certain circles! From the direction of the East, it is a matter of strengthening what I have already explained: the in-streaming and actively working beings from the opposing sides of the cosmos are placed at the service of earthly existence. A great struggle will arise in the future. Human science will move toward the cosmic. Human science will attempt to move toward the cosmic but in different ways. It will be the task of the good, healing science to find certain cosmic forces that, through the working together of two cosmic streams, are able to arise on the earth. These two cosmic streams will be those of Pisces and Virgo. It will be most important to discover the mystery of how what works out of the cosmos in the direction of Pisces as a force of the sun combines with what works in the direction of Virgo. The good will be that one will discover how, from the two directions of the cosmos, morning and evening forces can be placed at the service of humanity: on the one side from the direction of Pisces and on the other side from the direction of Virgo.
Those who seek to achieve everything through the dualism of polarity, through positive and negative forces, will not concern themselves with these forces. The spiritual mysteries that allow the spirituality to stream forth from the cosmos—with help from the twofold forces of magnetism, from the positive and negative—emerge in the universe from Gemini; these are the forces of midday. It was known already in antiquity that this had something to do with the cosmos, and it is known even today by exoteric scientists that, behind Gemini in the Zodiac, positive and negative magnetism are hidden in some way. An attempt will be made to paralyze what is to be won through the revelation of the duality in the cosmos, to paralyze it in a materialistic, egotistical way through the forces that stream toward humanity especially from Gemini and can be put completely at the service of the double. With other brotherhoods, which above all wish to bypass the Mystery of Golgotha, it is a matter of exploiting the twofold nature of the human being. This twofold nature of the human being, which has entered the fifth post-Atlantean period just as man did, contains the human being but also, within the human being, the lower animal nature. Man is to a certain extent really a centaur; he contains this lower, bestial, astral nature. His humanity is somehow mounted upon this astral beast. Through this cooperation of the twofold nature within the human being there is also a dualism of forces. It is this dualism of forces that will be used more by the egotistical brotherhoods of the Eastern, Indian stream in order also to mislead Eastern Europe, which has the task of preparing the sixth post-Atlantean period. For this, forces from Sagittarius are put to use. The question standing before humanity is whether to master for itself the forces of the cosmos in a doubly wrong way or simply to master them in the right way. This will give a real renewal to astrology, which was atavistic in its ancient form and would not be able to continue in this form. There will be a struggle among the knowledgeable ones in the cosmos. Some will bring about the use of the morning and evening processes, as I indicated; in the West, the midday process will be preferable, excluding the morning and evening processes; and in the East the midnight processes will be used. Substances will no longer be prepared according to forces of chemical attraction and repulsion; it will be known that different substances will be produced depending upon whether they are prepared with morning and evening processes or with midday or midnight processes. It will be known that such substances work in a totally different way upon the three-foldness of God, virtue, and immortality—gold, health, and prolonging life. From the cooperation of what comes from Pisces and Virgo one will not be able to bring about anything harmful. Through this one will achieve what in a certain sense loosens the mechanism of life from the human being but will in no way found any form of rulership and power of one group over another. The cosmic forces that are called forth from this direction will beget strange machines but only ones that will relieve the human being from work, because they will have within them a certain force of intelligence. A cosmically oriented spiritual science will have to concern itself so that all the great temptations that will emanate from these mechanized beasts, which man creates himself, will not exert a harmful influence upon the human being. To all of this the following must be added: it is necessary for human beings to prepare themselves by not taking realities for illusions, really entering into a spiritual conception of the world, into a spiritual comprehension of the world. What is important is to see things as they are. One can only see things as they are, however, when one is in the position of applying to reality the concepts, the ideas, that emerge from an anthroposophically oriented spiritual science. The dead will actively participate for the remainder of earthly existence. How they will participate is what matters. Here, above all, the great distinction will appear. Through man's conduct on earth, the participation of the dead will be guided from a good direction in such a way that the impulses of the dead to work will be able to originate from themselves, impulses taken from the spiritual world that the dead are experiencing after death. Opposing this will be many endeavors to lead the dead in an artificial way into human existence. By the circuitous route through Gemini, the dead will be led into human life in such a way that human vibrations will reverberate in a definite way, will continue to vibrate within the mechanical performance of the machine. The cosmos will bring motion to the machines through the circuitous route that I have just indicated. For that reason, it is important that nothing inappropriate be applied when these problems appear; only elementary forces that are part of nature should be applied. One will have to renounce introducing inappropriate forces into mechanical life. From the occult sphere one must refuse to harness human beings themselves into mechanical factory work, a practice through which the Darwinian theory of selection is used for the determination of the work force, as I presented to you as an example last time. I make all these suggestions, which naturally cannot exhaust the subject in such a short time, because I think that you will meditate further upon these things, that you will seek to build a bridge between your own life experiences and these things, above all those life experiences that can be won today in these difficult times. You will see how many things will become clear to you when you observe them in the light that can come to you through such ideas. In our time, we are not really concerned with forces and constellations of forces confronting one another, the sorts of things about which one is constantly speaking in outer, exoteric life, but with entirely different things. Some intend actually to cast a kind of veil over the true impulses that are involved. There are bound to be certain human forces at work to save something for themselves. What is there to be saved? Certain human forces are at work to defend impulses that were justified until the French Revolution and were even defended by certain esoteric schools; they are being defended now in the form of an Ahrimanic/Luciferic retardation, being defended so as to maintain a social order that humanity believes has been overcome since the end of the eighteenth century. There are mainly two powers that stand in opposition to each other: the representatives of the principle that was overcome at the end of the eighteenth century and the representatives of the new age. It is quite clear that a large number of people instinctively are representatives of the impulses of the new era. The representatives of the old impulses—still of the eighteenth, seventeenth, sixteenth centuries—must therefore be harnessed to these forces by artificial means, to forces emanating from certain group-egotistical brotherhoods. The most effective principle in the new age to extend power over as many people as one needs is the economic principle, the principle of economic dependency. That is only the tool, however. What is involved here is something entirely different. What is involved is something that you can deduce from all my suggestions. The economic principle is bound up with all that is involved in making a large number of human beings from all over the earth into an army for these principles. These are the things that oppose each other. The one points essentially to what is fighting at present in the world: in the West, a rigid, ironclad principle of the eighteenth, seventeenth, sixteenth centuries, which makes itself noticeable by clothing itself in the phrases of revolution, the phrases of democracy, a principle that assumes a mask and has the urge to gain in this way as much power as possible. It helps this endeavor when as few people as possible exert themselves to see things as they are, when they allow themselves to be lulled to sleep again and again in this realm by maya, by the maya that one can express with these words: there is a war today between the Entente and the Central Powers. There is nothing at all like this in reality. We are concerned here with entirely different things that exist behind this maya as the true realities. The struggle between the Entente and the Central Powers is only maya, is only illusion. One can see what stands side by side in the struggle if one looks behind these things, illuminating them in the way that I, for certain reasons, have only suggested. One must at least endeavor not to accept illusions for realities, because then the illusion will gradually dissolve, in so far as it must be dissolved. One must endeavor today above all to consider the things as they present themselves to truly unprejudiced thinking. If you consider in a coherent way all that I have developed here, then a seemingly incidental remark that I made in the course of these lectures will not seem to you to be merely incidental. When I quoted a certain remark that Mephistopheles made in confronting Faust, “I see that you know the devil”—he would definitely not have said this about Woodrow Wilson—it was no incidental remark. It is something that should illuminate the situation! One must really study these things without antipathy and sympathy; one must be able to study them objectively. One must be able above all to reflect today about the significance of constellations in something that is at work and the significance of individual strength, because behind individual strength often lies something completely different from what lies behind the mere constellation. Think for a moment upon the problem, “How much would Woodrow Wilson's brain be worth if this brain were not sitting in the Presidential chair of the United States?” Assume that this brain were in a different constellation: there it would show its individual strength! It all depends upon the constellation. I will now speak abstractly and radically—I will not, of course, characterize the aforementioned case; it would never occur to me to do that in such a neutral country—but independent of that there is a very important insight in relation to the question, for example, about the brain. Does it have value because it is actually illuminated and made active by a particular spiritual soul force—does it thereby have a spiritual weight in the sense that I have spoken in these studies of spiritual weight—or does this brain actually have no more value than would show if one laid it on a scale and on the other side placed a weight? In the moment in which one penetrates beyond the mysteries I presented to you last time concerning the double, one arrives at the point (and I am not speaking of something unreal) of bringing value to the brain, which before had value only as a mass on the scale, because one is capable, if the brain is to be revived, of allowing it to be revived merely by the double. All these things strike human beings today as being grotesque. What seems to them grotesque, however, must come to be something self-evident if these things are to flow into a healthy stream from an unhealthy one. And what use is it if one only chatters about them constantly? You must accept the idea that all this wishy-washy talk about “cosmic religiosity” or “the extent of the longing for it” or “the movement that undertakes to discover and unveil the circulation of life behind the senses,” and so on, does nothing but spread a fog over things that must come into the world only in clarity. They can be effective only in clarity, and they must be carried in clarity above all as practical, moral-ethical impulses in humanity. I can only make single suggestions. I leave it to your own meditation to build on these realms further. These things are in many respects aphoristic, but you will have the possibility of gathering a great deal from such a summary as this picture of the Zodiac if you truly use it as the substance of meditation. |
202. Course for Young Doctors: Soul and Spirit in the Human Physical Constitution
17 Dec 1920, Dornach Translated by Gerald Karnow Rudolf Steiner |
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202. Course for Young Doctors: Soul and Spirit in the Human Physical Constitution
17 Dec 1920, Dornach Translated by Gerald Karnow Rudolf Steiner |
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Today I want to bring up a theme which may seem somewhat remote, but it will be important for the further development of subjects we are studying. We have been able to gather together many essential details for a knowledge of the human being. On the one side, we are gradually discovering its place in the life of the cosmos, and on the other, its place in the social life. But it will be necessary today to consider certain matters which make for a better understanding of the human being and nature. When the human being is studied by modern scientific thinking, generally only one part of the being is taken into consideration. No account whatever is taken of the fact that in addition to the physical body, there are also higher members. We will leave this aside today and consider something that is more or less recognized in science and has also made its way into the general consciousness. In studying the human being, only those elements which can be pictured as solid, or solid-fluidic, are regarded as belonging to his organism. It is, of course, acknowledged that the fluid and the airy elements pass into and out of the human being, but these are not in themselves considered to be integral members of the organism. The warmth of the organism which is greater than that of the environment is regarded as a state or condition of the organism, but not as an actual component. We shall see what I mean by saying this. I have already drawn attention to the fact that when we study the rising and falling of the cerebral fluid through the spinal canal, we can observe a regular up-and-down oscillatory movement caused by inhalation and exhalation; when we breathe in, the cerebral fluid is driven upwards and strikes, as it were, against the brain; when we breathe out, the fluid descends. These processes in the purely liquid components of the human organism are not considered to be part and parcel of the organism itself. The general idea is that, as a physical structure, the human organism consists of the more or less solid, or at most, solid-fluid substances found in it. It is generally pictured as a structure built up from these more or less solid substances (Illustration I). ![]() The other elements, the fluid element, as I have shown by the example of the cerebral fluid, and the airy element, are not regarded by anatomy and physiology as belonging to the human organism as such. It is said: Yes, the human being draws in the air which follows certain paths in his body and also has certain definite functions. The air is breathed out again.—Then people speak of the warmth-condition of the body, but in reality they regard the solid element as the only organizing factor and do not realize that in addition to this solid structure they should also see the whole organism as a column of fluid (blue), as being permeated with air (red) and as having a definite degree of warmth (yellow).(Illustration II) More exact study shows that just as the solid or solid-fluid constituents are an integral component of the organism, so the fluid should not be thought of as so much uniform fluid, but differentiated and organized—though the process here is a more fluctuating one—and having its own particular significance. ![]() In addition to the solid components, therefore, we must bear in mind the 'fluid' and also the 'air'. For the air that is within us, in regard to its organization and its differentiations, is an organism in the same sense as the solid organism, only it is gaseous, airy, and in motion. And finally, the warmth in us is not a uniform warmth extending over the whole human being, but is also delicately organized. As soon, however, as we begin to speak of the fluid organism which fills the same space that is occupied by the solid organism, we realize immediately that we cannot speak of this fluid organism in the earthly human without speaking of the etheric body which permeates this fluid organism and fills it with forces. The physical organism exists for itself, as it were; it is the physical body; in so far as we consider it in its entirety, we regard it, to begin with, as a solid organism. (blue) This is the physical body. We then come to consider the fluid organism, which cannot, of course, be investigated in the same way as the solid organism, by dissection, but which must be conceived as an inwardly mobile, fluidic organism. It cannot be studied unless we think of it as permeated by the etheric body. Third, there is the airy organism which again cannot be studied unless we think of it as permeated with forces by the astral body. Fourth, there is the warmth organism with all its inner differentiation. It is permeated by the forces of the Ego.—That is how the human as earthly being today is constituted.
Let us think, for example, of the blood. Inasmuch as it is mainly fluid, inasmuch as this blood belongs to the fluid organism, we find in the blood the etheric body which permeates it with its forces. But in the blood there is also present what is generally called the warmth-condition. But that ‘organism’ is by no means identical with the organism of the fluid blood as such. If we were to investigate this—it can also be done with physical methods of investigation—we would find in registering the warmth in the different parts of the human organism that the warmth cannot be identified with the fluid or with any other organism. As soon as we reflect in this way we find that it is impossible for our thought to come to a standstill within the limits of the human organism itself. We can remain within these limits only if we are thinking merely of the solid organism which is shut off by the skin from the outside. Even this, however, is only apparently so. The solid structure is generally regarded as if it were a firm, self-enclosed block; but it is also inwardly differentiated and is related in manifold ways to the solid earth as a whole. This is obvious from the fact that the different solid substances have, for example, different weights; this alone shows that the solids within the human organism are differentiated, have different specific weights. In regard to the physical organism, therefore, the human being is related to the earth as a whole. Nevertheless it is possible, according at least to external evidence, to place spatial limits around the physical organism. It is different when we come to the second, the fluid organism that is permeated by the etheric body. This fluid organism cannot be strictly demarcated from the environment. Whatever is fluid in any area of space adjoins the fluid element in the environment. Although the fluid element as such is present in the world outside us in a rarefied state, we cannot make such a definite demarcation between the fluid element within and the fluid element outside the human organism, as in the case of the solid organism. The boundary between the inner fluid organism and the fluid element in the external world must therefore be left indefinite. This is even more emphatically the case when we come to consider the airy organism which is permeated by the forces of the astral body. The air within us at a certain moment was outside us a moment before, and it will soon be outside again. We are drawing in and giving out the airy element all the time. We can really think of the air which surrounds our earth, and say: it penetrates into our organism and withdraws again; but by penetrating into our organism it becomes an integral part of it. In our airy organism we actually have something that constantly builds itself up out of the whole atmosphere and then withdraws again into the atmosphere. Whenever we breathe in, something is built up within us, or, at the very least, each indrawn breath causes a change, a modification, in an upbuilding process within us. Similarly, a destructive, partially destructive, process takes place whenever we breathe out. Our airy organism undergoes a certain change with every indrawn breath; it is not exactly newly born, but it undergoes a change, both when we breathe in and when we breathe out. When we breathe out, the airy organism does not, of course, die; it merely undergoes a change; but there is constant interaction between the airy organism within us and the air outside. The usual trivial conceptions of the human organism can only be due to the failure to realize that there is but a slight degree of difference between the airy organism and the solid organism. And now we come to the warmth organism. It is of course quite in keeping with materialistic-mechanistic thought to study only the solid organism and to ignore the fluid organism, the airy organism, and the warmth organism. But no real knowledge of the human organism can be acquired unless we are willing to acknowledge this membering into a warmth organism, an airy organism, a fluid organism, and an earth organism (solid). The warmth organism is paramountly the field of the Ego. The Ego itself is that spirit-organization which imbues with its own forces the warmth that is within us, and governs and gives it configuration, not only externally but also inwardly. We cannot understand the life and activity of the soul unless we remember that the Ego works directly upon the warmth. It is primarily the Ego in man which activates the will, generates impulses of will.—How does the Ego generate impulses of will? From a different point of view we have spoken of how impulses of will are connected with the earthly sphere, in contrast to the impulses of thought and ideation which are connected with forces outside and beyond the earthly sphere. But how does the Ego, which holds together the impulses of will, send these impulses into the organism? This is achieved through the fact that the will works primarily in the warmth organism. An impulse of will proceeding from the Ego works upon the warmth organism. Under present earthly conditions it is not possible for what I shall now describe to you to be there as a concrete reality. Nevertheless it can be envisaged if we disregard the physical organization within the space bounded by the human skin, if we disregard also the fluid organism, and the airy organism. The space then remains filled with nothing but warmth which is, of course, in communication with the warmth outside. But what is active in this warmth, what stirs it into movement, makes it into an organism—is the Ego. The astral body contains the forces of feeling; it brings these forces of feeling into physical operation in the human airy organism. The constitution of the human as earthly being is such that, by way of the warmth organism, the Ego gives rise to what comes to expression when we act in the world as a being of will. The feelings experienced in the astral body and coming to expression in the earthly organization manifest in the airy organism. And when we come to the etheric body, we find within it the conceptual process, insofar as this has a pictorial character—more strongly pictorial than we are consciously aware of to begin with, for the physical body still intrudes and tones down the pictures into mental concepts. This process works upon the fluid organism. This shows us that by taking these different organisms into account we come nearer to the life of soul. Materialistic observation, which stops short at the solid structure and insists that in the very nature of things water cannot become an organism, is bound to confront the life of soul with complete lack of understanding; for it is precisely in these other organisms that the life of soul comes to immediate expression. The solid organism itself is, in reality, only that which provides support for the other organisms. The solid organism stands there as a supporting structure composed of bones, muscles, and so forth. Into this supporting structure is membered the fluid organism with its own inner differentiation and configuration; in this fluid organism vibrates the etheric body, and within this fluid organism the thoughts are produced. How are the thoughts produced? Through the fact that within the fluid organism something asserts itself in a particular metamorphosis—namely, what we know in the external world as tone. Tone is, in reality, something that leads the ordinary mode of observation very much astray. As earthly human beings we perceive the tone as being borne to us by the air. But in point of fact the air is only the transmitter of the tone, which actually weaves in the air. And anyone who assumes that the tone in its essence is merely a matter of air-vibrations is like a person who says: Man has only his physical organism, and there is no soul in it. If the air-vibrations are thought to constitute the essence of the tone, whereas they are in truth merely its external expression, this is the same as seeing only the physical organism with no soul in it. The tone which lives in the air is essentially an etheric reality. And the tone we hear by way of the air arises through the fact that the air is permeated by the Tone Ether (see diagram III) which is the same as the Chemical Ether. In permeating the air, this Chemical Ether imparts what lives within it to the air, and we become aware of what we call the tone. ![]() This Tone Ether or Chemical Ether is essentially active in our fluid organism. We can therefore make the following distinction: In our fluid organism lives our own etheric body; but in addition there penetrates into it (the fluid organism) from every direction the Tone Ether which underlies the tone. Please distinguish carefully here. We have within us our etheric body; it works and is active by giving rise to thoughts in our fluid organism. But what may be called the Chemical Ether continually streams in and out of our fluid organism. Thus we have an etheric organism complete in itself, consisting of Chemical Ether, Warmth Ether, Light Ether, Life Ether, and in addition we find in it, in a very special sense, the Chemical Ether which streams in and out by way of the fluid organism. The astral body which comes to expression in feeling operates through the air organism. But—still another kind of Ether by which the air is permeated is connected especially with the air organism. It is the Light Ether. Earlier conceptions of the world always emphasized this affinity of the outspreading physical air with the Light Ether which permeates it. This Light Ether that is borne, as it were, by the air and is related to the air even more intimately than tone, also penetrates into our air organism and it underlies what there passes into and out of it. Thus we have our astral body which is the bearer of feeling, which is especially active in the air organism, and is in constant contact there with the Light Ether. And now we come to the Ego. This human Ego, which by way of the will is active in the warmth organism, is again connected with the outer warmth, with the instreaming and outstreaming Warmth Ether. Thus we obtain the following relations:
Now consider the following. The etheric body remains in us also during sleep, from the moment of falling asleep to the moment of waking; therefore the interworking of the Chemical Ether and the etheric body continues within our being, via the fluid organism, also while we are asleep. It is different in the case of the astral body and feeling. From the moment of falling asleep to the moment of waking, the astral body is outside the human organism; then the astral body and feeling do not then work upon the air organism, but the air organism—connected as it is with the whole surrounding world—is sustained from outside during sleep. And the human being, with astral body and feeling, goes out of the body and passes into a world with which it is related primarily through the Light Ether. While asleep we live directly in an element that is transmitted to our astral body by the air organism during waking life. We can speak in a similar way of the Ego and the warmth organism. It is obvious from this that an understanding of our connection with the surrounding universe is possible only as the result of thorough study of these members of being, of which ordinary, mechanistic thinking takes no account at all. But everything in us interpenetrates, and because the Ego is in the warmth organism it also permeates the air organism, the fluid organism, and the solid organism; it permeates them with the warmth which is all-pervading. Thus the warmth organism lives within the air organism; the warmth organism, permeated as it is with the forces of the Ego, also works in the fluid organism. This indicates how, for example, we should look for the way in which the Ego works in the circulating blood. It works in the circulating blood by way of the warmth organism—works as the spiritual entity which, as it were, sends down the will out of the warmth, via the air, into the fluid organism. Thus everything in the human organism works upon everything else. But we will get nowhere if we have only general abstract ideas of this interpenetration; we will reach a result only if we can evolve a concrete idea of our constitution and of how everything that is around us participates in our make-up. The condition of sleep, too, can be understood only if we go much more closely into these matters. During sleep it is only the physical body and the etheric body that remain as they are during the waking state; the Ego and the astral body are outside. But in the sleeping human being the forces that are within the physical and etheric bodies are then also active on the airy organism and the warmth organism as well. When we turn to consider waking life, from what has been said we shall understand the connection of the Ego with the astral body and with the whole organism. During sleep, when the Ego and the astral body are outside, the four elements are nevertheless within the human organism: the solid supporting structure, the fluid organism, but also the air organism in which the astral body otherwise works, and the warmth organism in which the Ego otherwise works. These elements are within the human organism and they work in just as regularly organized a way during sleep as during the waking state, when the Ego and the astral body are active within them. During the sleeping state we have within us, instead of the Ego—which is now outside—the spirit which permeates the cosmos and which in waking life we have driven out through our Ego which is part of that spirit. During sleep our warmth-body is permeated by cosmic spirituality, our air organism by what may be called cosmic astrality (or world-soul), which we also drive out while we are awake. Waking life and sleeping life may therefore also be studied from this point of view. When we are asleep our warmth organism is permeated by the cosmic spirituality which on waking we drive out through our Ego, for in waking life it is the Ego that brings about in the warmth organism what is otherwise brought about by the cosmic spirituality. It is the same with the cosmic astrality; we drive it out when we wake up and readmit it into our organism when we fall asleep. Thus we can say: By leaving our body during sleep, we allow the cosmic spirit to draw into our warmth organism, and the world-soul, or the cosmic astrality, into our airy organism. If we study the human being without preconceived ideas, we acquire understanding not only of our relation to the surrounding physical world, but also of our relation to the cosmic spirituality and to the cosmic astrality. This is one aspect of the subject. We can now consider it also from the aspect of knowledge, of cognition, and you will see how the two aspects tally with each other. It is customary to call 'knowledge' only what one experiences through perception and the intellectual elaboration of perceptions from the moment of waking to that of falling asleep. But thereby we come to know our physical environment only. If we adhere to the principles of spiritual-scientific thinking and do not indulge in fantasy, we shall not, of course, regard the pictures of dream-life as immediate realities in themselves, neither shall we seek in dreams for knowledge as we seek it in waking mental activity and perception. Nevertheless at a certain lower level, dreaming is a form of knowledge. It is a particular form of physical self-knowledge. Roughly, it can be obvious that a man has been 'dreaming' inner conditions when, let us say, he wakes up with the dream of having endured the heat of an intensely hot stove and then, on waking, finds that he is feverish or is suffering from some kind of inflammatory condition. In other ways too, dreams assume definite configuration. Another person may dream of coiling snakes when something is out of order in the intestines; or she may dream of caves into which she is obliged to creep, and then wakes up with a headache, and so on. Obscurely and dimly, dreams point to our inner organic life, and we can certainly speak of a kind of lower knowledge as being present in dreams. There is merely an enhancement of this when the dreams of particularly sensitive people present very exact reflections of the organism. It is generally believed that deep, dreamless sleep contributes nothing at all in the way of knowledge, that dreamless sleep is quite worthless as far as knowledge is concerned. But this is not the case. Dreamless sleep has its definite task to perform for knowledge—knowledge that has an individualpersonal bearing. If we did not sleep, if our life were not continually interrupted by periods of sleep, we would be incapable of reaching a clear concept of the ‘I’, the Ego; we could have no clear realization of our identity. We would experience nothing except the world outside and lose ourselves entirely in it. Insufficient attention is paid to this, because people are not in the habit of thinking in a really unprejudiced way about what is experienced in the life of soul and in the bodily life. We look back over our life, at the series of images of our experiences to the point to which memory extends. But this whole stream of remembrances is interrupted every night by sleep. In the backward survey of our life the intervals of sleep are ignored. It does not occur to us that the stream of memories is ever and again interrupted by periods of sleep. The fact that it is so interrupted means that, without being conscious of it, we look into a void, a nothingness, as well as into a sphere that is filled with content. ![]() If here we have a white sphere with a black area in the middle, we see the white and in the middle the black, which, compared with the white, is a void, a nothingness. (This is not absolutely accurate but we need not think of that at the moment.) We see the black area, we see that in the white sphere something has been left free, but this is equally a positive impression although not identical with the impressions of the white sphere. The black area also gives a positive impression. In the same way the experience is a positive one when we are looking back over our life and nothing flows into this retrospective survey from the periods of sleep. What we slept through is actually included in the retrospective survey, although we are not directly conscious of it because consciousness is focused entirely on the pictures left by waking life. But this consciousness is inwardly strengthened through the fact that in the field of retrospective vision there are also empty places; this constitutes the source of our consciousness insofar as it is inward consciousness. We would lose ourselves entirely in the external world if we were always awake, if this waking state were not continually interrupted by sleep. But whereas dream-filled sleep mirrors back to us in chaotic pictures certain fragments of our inner, organic conditions, dreamless sleep imparts to us the consciousness of our organization as human—again, therefore, knowledge. Through waking consciousness we perceive the external world. Through dreams we perceive—but dimly and without firm definition—fragments of our inner, organic conditions. Through dreamless sleep we come to know our organization in its totality, although dimly and obscurely. Thus we have already considered three stages of knowledge: dreamless sleep, dream-filled sleep, the waking state. Then we come to the three higher forms of knowledge: Imagination, Inspiration, Intuition. These are the stages which lie above ordinary waking consciousness and as states of consciousness become ever clearer, yielding more and more data of knowledge; whereas below the ordinary consciousness we come to those chaotic fragments of knowledge which are nevertheless necessary for ordinary forms of experience. This is how we must think of the field of consciousness. We should not speak of having only the ordinary waking consciousness any more than we should speak of having only the familiar solid organism. We must speak to the effect that the solid organism is something that exists within a clearly demarcated space, so that if we think in an entirely materialistic way, we shall take this to be the human organism itself. We must remember that ordinary consciousness is actually present, that its ideas and mental pictures come to us in definite outlines. But we should neither think that we have the solid body only, nor that we have this day-consciousness only. For the solid body is permeated by the fluid body which has an inwardly fluctuating organization, and again the clear day-consciousness is permeated by the dream-consciousness, yielding pictures which have no sharp outlines but fluctuating outlines, for consciousness here itself becomes 'fluid' in a certain sense. And as well as the fluid organism we have the air organism, which during the sleeping state is sustained by something that is not ourselves, and hence is not entirely, but only partially and transiently, connected with our own life of soul—namely in waking life only; nevertheless we have it within us as an actual organism. We have also a third state of consciousness, the dark consciousness of dreamless sleep, in which ideas and thought-pictures become not only hazy but dulled to the degree of inner darkness; in dreamless sleep we cease altogether to experience consciousness itself, just as under certain circumstances, while we are asleep, we cease to experience the airy body. So you see, no matter whether we study the human being from the inner or the outer aspect, we reach an ever fuller and wider conception of its nature, and constitution. Passing from the solid body to the fluid body to the air body to the warmth body, we come to the life of soul. Passing from the clear day-consciousness to the dream-consciousness, we come to the body. And we come to the body in a still deeper sense through the knowledge of being within it through dreamless sleep. When we carry the waking consciousness right down into the consciousness of dreamless sleep and observe the human being in the members of its consciousness, we come to the bodily constitution. When we consider the bodily constitution itself, from its solid state up to its warmth-state, we pass out of the bodily constitution. This shows you how necessary it is not simply to accept what is presented to biased, external observation. There, on the one side, is the solid body, to which materialistic-mechanistic thought is anchored; and on the other side there is the life of soul which to modern consciousness appears endowed with content only in the form of experiences belonging to the clear day-consciousness. Thought based on external observation alone does not go downwards from this state of consciousness. (See diagram I: Ego), for if it did it would come to the body. It does not go downwards from the spiritual body (warmth-body), for if it did it would be led to the solid body. This kind of thinking studies the solid body without either the fluid body, the air body or the warmth body, and the day-consciousness without that which in reality reflects the inner bodily nature—without the dream-consciousness and the consciousness of dreamless sleep. ![]() On the basis of academic psychology, the question is asked: How does the soul and spirit live in the physical body?—In reality we have the solid body, the fluid body, the air body and the warmth body. (Diagram V.) By way of the warmth body the Ego unfolds the clear day-consciousness. But coming downwards we have the dream-consciousness, and still farther downwards the consciousness of dreamless sleep. Descending even farther (diagram V, horizontal shading), we come—as you know from the book Occult Science—to still another state of consciousness which we need not consider now. If we ask how what is here on the right (diagram V) is related to what is on the left, we shall find that they harmonize, for here (arrow at left side), ascending from below upwards, we come to the soul-realm; and here (arrow at right side) we come to the bodily constitution: the right and the left harmonize. The externalized thinking of today takes account only of the solid body, and again only of this state of consciousness (Ego). The Ego hovers in the clouds and the solid body stands on the ground—and no relation is found between the two. If you read the literature of modern psychology you will find the most incredible hypotheses of how the soul works upon the body. But this is all due to the fact that only one part of the warmth body is taken into account, and then something that is entirely separated from it—one part of the soul. (Diagram VI, oblique shading.) ![]() That Spiritual Science aims everywhere for wholeness of view, that it must build the bridge between the bodily constitution on the one side and the life of soul on the other, that it draws attention to states of being where the soul element becomes a bodily element, the bodily element a soul element—all this riles our contemporaries, who insist upon not going beyond what presents itself to external, prejudiced contemplation. |