324a. The Fourth Dimension (2024): On Higher-Dimensional Space
22 Oct 1908, Berlin Rudolf Steiner |
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Just as one [piston] movement disappears when the opposite [piston movement] occurs, so the [molecular movement underlying the sensation] is extinguished by the opposite [molecular movement]. What happens when one piston movement extinguishes the other? |
324a. The Fourth Dimension (2024): On Higher-Dimensional Space
22 Oct 1908, Berlin Rudolf Steiner |
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The subject we are to discuss today will present us with a number of difficulties. Consider the lecture as an episode; it is being held at your request. If you only want to grasp the subject formally in its depth, some mathematical knowledge is necessary. But if you want to grasp it in its reality, you have to penetrate very deeply into occultism. So today we can only talk about it very superficially, only give a suggestion for this or that. It is very difficult to talk about multidimensionality at all, because if you want to get an idea of what more than three dimensions are, you have to delve into abstract areas, and there the concepts must be very precisely and strictly defined, otherwise you end up in a bottomless pit. And that's where many friends and enemies have ended up. The concept of multidimensional space is not as foreign to the world of mathematicians as one might think.® In mathematical circles, there is already a way of calculating with a multidimensional type of calculation. Of course, the mathematician can only speak of this space in a very limited sense; he can only discuss the possibility. Whether it really is can only be determined by someone who can see into a multidimensional space. Here we are already dealing with a lot of concepts that, if we grasp them precisely, really provide us with clarity about the concept of space. What is space? We usually say: there is space around me, I walk around in space — and so on. If you want a clearer idea, you have to go into some abstractions. We call the space in which we move three-dimensional. It has an extension in height and depth, to the right and left, to the front and back, it has length, width and height. When we look at bodies, these bodies are extended for us in this three-dimensional space; they have a certain length, a certain width and height for us. However, we have to deal with the details of the concept of space if we want to arrive at a more precise concept. Let us look at the simplest body, the cube. It shows us most clearly what length, width and height are. We find a base of the cube that is the same in length and width. If we move the base up, just as far as the base is wide and long, we get the cube, which is therefore a three-dimensional object. The cube is the clearest way for us to learn about the details of a three-dimensional object. We examine the boundaries of the cube. These are formed everywhere by surfaces bounded by sides of equal length. There are six such surfaces. What is a surface? Those who are not capable of very sharp abstractions will already falter here. For example, you cannot cut the boundaries of a wax cube as a fine layer of wax. You would still get a layer of a certain thickness, so you would get a body. We will never get to the boundary of the cube this way. The real boundary has only length and width, no height. Thickness is eliminated. We thus arrive at the formulaic sentence: The area is the boundary [of a three-dimensional object] in which one dimension is eliminated. What then is the boundary of a surface, for example of a square? Here we must again take the most extreme abstraction. [The boundary of a surface] is a line that has only one dimension, length. The width is canceled. What is the boundary of a line? It is the point, which has no dimension at all. So you always get the boundary of a thing by leaving out a dimension. So you could say to yourself, and this is also the line of thought that many mathematicians have followed, especially Riemann,* who has achieved the most solid work here: We take the point, which has none, the line, which has one, the plane, which has two, the solid, which has three dimensions. Now mathematicians asked themselves: Could it not be that formally one could say that one could add a fourth dimension? Then the [three-dimensional] body would have to be the boundary of the four-dimensional object, just as the surface is the boundary of the body, the line is the boundary of the surface, and the point is the boundary of the line. Of course, the mathematician then goes even further to five-, six- and seven-dimensional objects and so on. We have [even arbitrary] “-dimensional objects [where ” is a positive integer]. Now, there is already some ambiguity in the matter when we say: the point has none, the line has one, the plane two, the solid three dimensions. We can now make such a solid, for example a cube, out of wax, silver, gold and so on. They are different in terms of matter. We make them the same size, then they all occupy the same space. If we now eliminate all material, only a certain part of space remains, which is the spatial image of the body. These parts of space are the same [among themselves], regardless of what material the cube was made of. These parts of space also have length, width and height. We can now imagine these cubes as infinitely extended and thus arrive at an infinitely extended three-dimensional space. The (material) body is, after all, only a part of it. The question now is whether we can simply extend such conceptual considerations, which we make starting from space, to higher realities. In these considerations, the mathematician actually only calculates, and does so with numbers. Now the question is whether one can do that at all. I will show you how much confusion can arise when calculating with spatial quantities. Why? I only need to tell you one thing: Imagine you have a square figure here. I can make this figure, this area, wider and wider on both sides and thus arrive at an area that extends indefinitely between two lines (Figure 56). ![]() This area is infinitely large, so it is >. Now imagine someone who hears that the area between these two lines is infinite. Of course, he thinks of infinity. If you now talk to him about infinity, he may have very wrong ideas about it. Imagine that I now add below [each square one more, so another row of] an infinite number of squares, and I get a [different] infinity that is exactly twice as large as the first (Figure 57). So we have > = 2 + 0, In the same way I could get: “ = 3 +, In calculating with numbers, you can just as well use infinity as finiteness. Just as it is true that space was already infinite in the first case, it is just as true that it is 2 + c, 3 - c, and so on. So we are calculating numerically here. ![]() We see that the concept of the infinity of space [which follows from the numerical representation] does not give us any possibility of penetrating deeper [into the higher realities]. Numbers actually have no relation to space at all, they relate to it quite neutrally, like peas or any other objects. You now know that nothing changes in reality as a result of calculation. If someone has three peas, multiplication does not change that, even if the calculation is done correctly. The calculation 3 + 3 = 9 does not give nine peas. A mere consideration does not change anything here, and calculation is a mere consideration. Just as three peas are left behind, [you do not actually create nine peas,] even if you multiply correctly, three-dimensional space must also be left behind if the mathematician also calculates: two-, three-, four-, five-dimensional space. You will feel that there is something very convincing about such a mathematical consideration. But this consideration only proves that the mathematician could indeed calculate with such a multidimensional space; [but whether a multidimensional space actually exists, that is,] he cannot determine anything about the validity of such a concept [for reality]. Let us be clear about that here in all strictness. Now we want to consider some other considerations that have been made very astutely by mathematicians, one might say. We humans think, hear, feel and so on in three-dimensional space. Let us imagine that there are beings that could only perceive in two-dimensional space, that would be organized so that they always have to remain in the plane, that they could not get out of the second dimension. Such beings are quite conceivable: they can only move [and perceive] to the right and left [and backwards and forwards] and have no idea of what is above and below. Now it could be the same for man in his three-dimensional space. He could only be organized for the three dimensions, so that he could not perceive the fourth dimension, but for him it arises just as the third arises for the others. Now mathematicians say that it is quite possible to think of man as such a being. But now one could say that this is also only one interpretation. One could certainly say that. But here one must again proceed somewhat more precisely. The matter is not as simple as in the first case [with the numerical determination of the infinity of space]. I am intentionally only giving very simple discussions today. This conclusion is not the same as the first purely formal [calculative] consideration. Here we come to a point where we can take hold. It is true that there can be a being that can only perceive what moves in the plane, that has no idea that there is anything above or below. Now imagine the following: Imagine that a point becomes visible to the being within the surface, which is of course perceptible because it is located in the surface. If the point only moves within the surface, it remains visible; but if it moves out of the surface, it becomes invisible. It would have disappeared for the surface being. Now let us assume that the point reappears, thus becoming visible again, only to disappear again, and so on. The being cannot follow the point [as it moves out of the surface], but the being can say to itself: the point has now gone somewhere I cannot see. The being with the surface vision could now do one of two things. Let us put ourselves in the place of the soul of this flat creature. It could say: There is a third dimension into which the object has disappeared, and then it has reappeared afterwards. Or it could also say: These are very foolish creatures who speak of a third dimension; the object has always disappeared, perished and been reborn [in every case]. One would have to say: the being sins against reason. If it does not want to assume a continuous disappearance and re-emergence, the being must say to itself: the object has submerged somewhere, disappeared, where I cannot see. A comet, when it disappears, passes through four-dimensional space. We see here what we have to add to the mathematical consideration. There should be something in the field of our observations that always emerges and disappears again. You don't need to be clairvoyant for that. If the surface being were clairvoyant, it wouldn't need to conclude, because it would know from experience that there is a third dimension. It is the same for humans. Unless they are clairvoyant, they would have to say: I remain in the three dimensions; but as soon as I observe something that disappears from time to time and reappears, I am justified in saying: there is a fourth dimension here.Everything that has been said so far is as unassailable as it can possibly be. And the confirmation is so simple that it will not even occur to man in his present deluded state to admit it. The answer to the question: Is there something that always disappears and reappears? — is so easy. Just imagine, a feeling of joy arises in you and then it disappears again. It is impossible that anyone who is not clairvoyant will perceive it. Now the same sensation reappears through some event. Now you, just like the surface creature, could behave in different ways. Either you say to yourself that the sensation has disappeared somewhere where I cannot follow it, or you take the view that the sensation passes away and arises again and again. But it is true: every thought that has vanished into the unconscious is proof that something disappears and then reappears. At most, the following can be objected to: if you endeavor to object to such a thought, which is already plausible to you, with everything that could be objected to from a materialistic point of view, you are quite right. I will make the most subtle objection here, all the others are very easy to refute. For example, one says to oneself: everything is explained in a purely materialistic way. Now I will show you that something can quite well disappear within material processes, only to reappear later. Imagine that some kind of vapor piston is always acting in the same direction. It can be perceived as a progressive piston as long as the force is acting. Now suppose I set a piston that is exactly the same but acting in the opposite direction. Then the movement is canceled out and a state of rest sets in. So here the movement actually disappears. In the same way, one could say here: For me, the sensation of joy is nothing more than molecules moving in the brain. As long as this movement takes place, I feel this joy. Now, let us assume that something else causes an opposite movement of the molecules in the brain, and the joy disappears. Wouldn't someone who doesn't go very far with their considerations find a very meaningful objection here? But let's take a look at what this objection is actually about. Just as one [piston] movement disappears when the opposite [piston movement] occurs, so the [molecular movement underlying the sensation] is extinguished by the opposite [molecular movement]. What happens when one piston movement extinguishes the other? Then both movements disappear. The second movement also disappears immediately. The second movement cannot extinguish the first without itself being extinguished. [A total standstill results, no movement whatsoever remains.] Yes, but then a [new] sensation can never extinguish the [already existing] sensation [without perishing itself]. So no sensation that is in my consciousness could ever extinguish another [without extinguishing itself in the process]. It is therefore a completely false assumption that one sensation could extinguish another [at all]. [If that were the case, no sensation would remain, and a totally sensationless state would arise.] Now, at most, it could be said that the first sensation is pushed into the subconscious by the second. But then one admits that something exists that eludes our [immediate] observation. We have not considered any clairvoyant observations today, but have only spoken of purely mathematical ideas. Now that we have admitted the possibility of such a four-dimensional world, we ask ourselves: Is there a way to observe something [four-dimensional] without being clairvoyant? — Yes, but we have to use a kind of projection to help us. If you have a piece of a surface, you can rotate it so that the shadow becomes a line. Similarly, you can get a point from a line as a shadow. For a [three-dimensional] body, the silhouette is a [two-dimensional] surface. Likewise, one can say: So it is quite natural, if we are aware that there is a fourth dimension, that we say: [Three-dimensional] bodies are silhouettes of four-dimensional entities. ![]() Here we have arrived at the idea of [four-dimensional space] in a purely geometrical way. But [with the help of geometry] this is also possible in another way. Imagine a square, which has two dimensions. If you imagine the four [bounding] lines laid down next to each other [i.e., developed], you have laid out the [boundary figures] of a two-dimensional figure in one dimension (Figure 58). Let's move on. Imagine we have a line. If we proceed in the same way as with the square, we can also decompose it into two points [and thus decompose the boundaries of a one-dimensional structure into zero dimensions]. You can also decompose a cube into six squares (Figure 59). So there we have the cube in terms of its boundaries decomposed into surfaces, so that we can say: a line is decomposed into two points, a surface into four lines, a cube into six surfaces. We have the numerical sequence two, four, six here. ![]() Now we take eight cubes. Just as [the above developments each consist of] unfolded boundaries, here the eight cubes form the boundary of the four-dimensional body (Figure 60). The [development of these] boundaries forms a double cross, which, we can say, indicates the boundaries of the regular [four-dimensional] body. [This body, a four-dimensional cube, is named the Hinton Tessaract after Hinton.] ![]() We can therefore form an idea of the boundaries of this body, the tessaract. We have here the same idea of the four-dimensional body as a two-dimensional being could have of a cube, for example by unfolding the boundaries. |
325. European Spiritual Life in the 19th Century: Lecture I
15 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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About the middle of the century a very radical change came about in the development of thought. The mode of thinking and outlook of men underwent a metamorphosis. People began to ask questions about the nature of the impulses underlying social life in the past and present. |
The two concepts had become practically synonymous. And above all there was no understanding of the meaning of ‘original sin.’ Let me now try to describe the idea men had of original sin before the days of the fifteenth century. |
From birth until death the organism of the human being is permeated by forces of soul. And when we understand the nature of the laws and forces at work in the human organism, we know that they are not to be found in outer nature. |
325. European Spiritual Life in the 19th Century: Lecture I
15 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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Recent lectures given at the Goetheanum have laid repeated emphasis on the fact that the Spiritual Science cultivated here must work fruitfully upon the whole scientific mind of to-day and also upon the various branches of science. This is perhaps brought home to us most strongly of all when we realise the light that is shed by Spiritual Science upon the problems of history. And so far as the limits of two brief lectures allow, we will try to go into this matter. On many sides to-day it is being said that the science of history is facing a crisis. Not so very long ago, among certain circles in the days of the historian Ranke, it was held that history must be made into an ‘exact’ science—exact in the sense in which this expression is used in connection with ordinary scientific research. We often hear it said by those to whom ‘exact research’ implies the methods current in the domain of external science, that all historical writings are inevitably coloured by the nationality, temperament and other personal propensities of the historian, by the element of imagination working in the condensation of the details, by the depth of his intuitive faculty and the like. And as a matter of fact in the most recently written histories it is abundantly evident that the presentation of objective facts and events varies considerably according to the nationality of the historian, according to his power of synthesis, his imagination and other faculties. In a certain respect, Spiritual Science is well fitted to cultivate an objective outlook in the study of history. It is, of course, not to be denied that the measure of talent possessed by the historian himself will always play an important part. Nevertheless, in spite of what our opponents choose to say to the contrary, it is precisely in the study of history that a quality essentially characteristic of Spiritual Science comes into play. By its very nature Spiritual Science must begin with a development of the inner, subjective faculties in the being of man. Forces otherwise latent in the soul must be awakened and transformed into real faculties of investigation. The subjective realm, therefore, is necessarily the starting-point. But in spite of this, the subjective element is gradually overcome in the course of genuine spiritual research; depths are opened up in the soul in which the voice of objective truth, not that of subjective feeling, is speaking. It is the same in mathematics, when objective truths are proclaimed, in spite of the fact that they are discovered by subjective effort. From this point of view I want to speak to you of a chapter of history which cannot but be of the deepest interest to us in this modern age. I will choose from the wide field of history the more spiritual forms of thought which came to the fore in the nineteenth century, and speak about their origin in the light of Spiritual Science. To-day I propose to deal with the more exoteric aspect—if I may use this expression—and pass on in the next lecture more into the realm of the esoteric connections and deeper causes underlying the facts of the spiritual and mental life of humanity. As we look back to the nineteenth century—and the character of the first twenty years of the twentieth century is really very similar—the impression usually is that thought in the nineteenth century developed along an even, regular course. But those who go more deeply into the real facts discover that this was by no means the case. About the middle of the century a very radical change came about in the development of thought. The mode of thinking and outlook of men underwent a metamorphosis. People began to ask questions about the nature of the impulses underlying social life in the past and present. It is only possible to-day to indicate these things in a few characteristic strokes, but this we shall try to do. Leading minds in the first half of the nineteenth century were all characterised by certain spiritual and idealistic aspirations, in spite of the fact that they were the offspring of the kind of thought that had become habitual in the domain of natural science. These leading minds were still, to a certain extent, conscious of their dependence upon an inner guidance A few definite examples will show that this changes entirely in the second half of the century. In following up this particular line of development we shall not be able to concentrate upon those who were either scientists or artists in the narrower sense. We shall have to select typical representatives of scientific thought at that time who set themselves the task of clarifying the problems of the social life which had become more and more insistent in the course of the nineteenth century. More and more it was borne in upon eminent thinkers that the only way of approach to the problems of the social life was, on the one hand, to emphasise the importance of the results achieved by science and, on the other, to deal with the depression which had so obviously crept into the life and impulses of the soul. In the first half of the nineteenth century, we find a representative personality in Saint-Simon, a son, as it were, of the French Revolution, and who had thoroughly imbibed the scientific thought of his time. Saint-Simon was one whose mind, at the end of the eighteenth and beginning of the nineteenth centuries, may be taken as a typical example of the scientific thinking of the day. He was also deeply concerned with the social problem. He had experienced the aftermath of the French Revolution and had heard the cry for Liberty, Equality, Fraternity resounding from the depths of the human soul. But it had also been his lot to experience the disappointments suffered by Europe alter the Revolution. He witnessed the gradual emergence of what, later on, became the burning social question. And if we study the whole temper and outlook of Saint-Simon's mind, it is clear that he was a firm believer in the fact that knowledge can ultimately lead to ideas which will be fruitful for the social life, provided always that these ideas are in inner harmony with the demands of the times. He was convinced that study, understanding and enthusiasm for the tasks of social life would lead to the discovery of something which could be communicated to men, and that they would respond to knowledge born of enthusiasm for the betterment of social life and presented to them in a form suited to the conditions of the age. Betterment and progress—so thought Saint-Simon—will come about in the social life of Europe through the co-operation of individuals who have both understanding and strength of will. Saint-Simon was imbued with the firm belief that it is possible to convince human beings when one's own mind has grasped the truth and is capable of presenting it to others in the proper scientific form. And so he tries to base all his work upon the spiritual and mental conceptions of his day. He looks back to times which, in his opinion, had already fulfilled their mission; he thinks of the power once possessed by the nobles and the military class, and says to himself: In earlier times the nobles and the military class had their purpose and function. The nobles provided military forces for the protection of those who desired to devote their energies to the so-called arts of peace. But—thought Saint-Simon—in earlier times the priesthood too was a factor of great significance. For long ages the instruction and education of the people were in the hands of the priesthood and the priests were the bearers of the spiritual life. But this state of things has long since passed away. The nobles and the military class, nay even the priesthood, have lost their raison dêtre. And on the other hand, an entirely new line of activity has established itself in civilised life. Saint-Simon was well aware of all that the development of industry and industrial science meant in the evolution of humanity. He said to himself: This industrial development will in its turn give rise to a kind of thinking that has already been adopted by natural science, is employed in physics, chemistry, biology, and will inevitably spread to the other sciences. In astronomy, chemistry, physics and physiology we find evidences of the kind of thinking that is current in the modern age. But it is also essential to inaugurate a science of man, in other words, psychology and sociology. The principles of physics must be introduced into political science and then it will be possible to work and act effectively in the domain of social life. What is needed—so said Saint-Simon—is a kind of ‘political physics,’ and he set out to build up a science of social life and action that should be in line with the principles of chemistry, physics and physiology. Saint-Simon considered that this kind of thinking was evitable because of the overwhelming importance which industrial life was beginning to assume in his day, and he was convinced that no further progress would be possible in industry if it remained under the old conditions of subordination to the military class and to the priesthood. At the same time Saint-Simon indicated that all these changes were to be regarded as phases. The priests and the nobility had had their function to perform in days gone by and the same significance was, he said, now vested in the scholars and the industrialists. Although in former times a spiritual conception of life was thoroughly justified, the kind of thought that is fitting in the modern age, said Saint-Simon, is of a different character. But something always remains over from earlier times. Saint-Simon's rejection of the older, sacerdotal culture was due to his intense preoccupation with the industrialist mode of thinking that had come to the fore in his day. He spoke of the old sacerdotal culture as a system of abstract metaphysics, whereas the quest of the new age, even in the sphere of politics, must be for philosophy concerned as directly with concrete facts as industrial life is concerned with the facts of the external world. The old sacerdotal culture, he said, simply remains as a system of metaphysical traditions, devoid of real life, and it is this element that is found above all in the new form of jurisprudence and in what has crept into political life through jurisprudence. To Saint-Simon, jurisprudence, and the concepts on which it was based, were remnants and shadows of the time when sacerdotalism and militarism had a real function to perform in the life of the people. The views of a man like Saint-Simon are born of the scientific mode of thinking which had become so widespread in the eighteenth century, and even before that time. It is a mode of thinking which directs all inner activity in man to the external world of material facts. Saint-Simon's attitude, however, was influenced by yet another factor, namely, the demand for individual freedom which was at that time arising from the very depths of man's being. On the one side we find the urge to discover natural law everywhere and to admit nothing as being ‘scientific’ which does not fall into line with this natural law.—And on the other side there is the insistent demand for individual freedom: Man must be his own matter and be able in freedom to find a place in the world that is consistent with the dignity of manhood. These two demands are, as a matter of fact, in diametrical opposition to one another. And if we study the structure of the life of thought in the nineteenth century, we realise that the mind of Saint-Simon and others like him was faced continually with these great problems: How can I reconcile natural law—to which man too must, after all, be subject—with the demand for human freedom, for freedom of the individuality. In the French Revolution a materialistic view of the universe had been mingled with the inner demand for individual freedom. And it was the voice of the French Revolution, sounding over into the nineteenth century, which led men like Saint-Simon to this bitter conflict in the realm of knowledge.—The laws established by natural science hold good and are universal in their application. They obtain also in the being of man, but he will not admit it because within this body of scientific law he cannot find his freedom as an individual. And so at the beginning of the nineteenth century, men like Saint-Simon stood as it were without ground under their feet before two irreconcilable principles. In trying to solve the problems of social life it was a question, on the one side, of keeping faith with science and, on the other, of discovering a form of social life wherein the freedom of true manhood is preserved and maintained. Saint-Simon tried hard in every direction to find ideas for the institutions of industrial life and of human life in general which might bring him satisfaction. But again and again he was baffled by the incompatibility of these two demands of his age. The conflict, moreover, did not only make itself manifest in individual minds. Over the whole of the thought-life and its offspring, namely, the political and economic life of the beginning, of the nineteenth century, there loomed the shadow of this conflict. On the one side men yearn for unshakable law and, on the other, demand individual freedom. The problem was to discover a form of social life in which, firstly, law should be as supreme as in the world of nature and which, secondly, should offer man the possibility of individual freedom. The shrewdest minds of the age—and Saint-Simon was certainly one—were not able to find ideas capable of practical application in social life. And so Saint-Simon prescribes a social system directed by science and in line with scientific habits of thought.—But the demand for individual freedom finds no fulfilment. A cardinal demand had thus obtruded itself in the life of the times, and is reflected in many a mental conflict. Men like Goethe, not knowing where to turn and yet seeking for a reconciliation of these two opposing principles, find themselves condemned to a life of inner loneliness. At the beginning of the nineteenth century there is a feeling of despair in face of the fact that human thinking, in spite of every effort, is incapable along these lines of discovering a practicable form of the social organism. And the consequence of this is that minds of another character altogether begin to make a stir—minds not fundamentally under the influence of scientific thought nor desirous of applying the abstract demands of the French Revolution but who aim at establishing some permanent principle in the social life of a Europe shaken by the Revolution and the deeds of Napoleon. And support is forthcoming for a man like de Maistre who points back to conditions as they were in the early centuries of Christendom in Europe. De Maistre, born in the South of France, issued his call to the French Nation in the nineties of the eighteenth century, wrote his striking work on the Pope and also his Soirées de St. Petersbourg. He is the most universal mind among the reactionaries in the first half of the nineteenth century—a shrewd and ingenious thinker. He calls the attention of those who are willing to listen to the chaos that must gradually ensue if men prove incapable of evolving ideas upon which a social order may be built up. From this point of view he criticises with considerable acrimony those whom he considers responsible for the chaos in modern thought, among them, Locke, and he lays it down as an irrefutable principle that no social order worthy of the name can arise unless the civilisation of Europe is imbued once again with the old Catholic spirit of the early centuries of Christendom. We must be absolutely objective in our study here and try to put ourselves in the place of a man like de Maistre and of those who even to-day still think more or less as he did. We must be able to see with the eyes of one who is convinced that no true social science can be born of modern scientific thought and that if no spiritual impulse can find its way into the social organism, chaos must become more and more widespread. It is, of course, true that neither de Maistre himself nor those who listened to his impassioned words perceived the reality of a new spiritual impulse. De Maistre pointed back to olden times, when the building of social order had actually been within the capacity of men. In the world of scientific thought to-day his voice has to all intents and purposes died away, but on the surface only. Those who perceive what is really happening below the surface of civilised life, who realise how traditional religions are stretching out their tentacles once again and trying desperately to ‘modernise’ know how strongly the attitude of men like de Maistre is influencing ever-widening circles of reactionary thought. And if no counterbalance is created this influence will play a more and more decisive Part in our declining civilisation. An objective study of de Maistre makes it abundantly evident that there is in him no single trace of a new spirit but that he is simply an ingenious and shrewd interpreter of the ideas of Roman Catholicism. He has worked out the principles of a social system which would, in his opinion, be capable of calling forth from chaos a possible (although for the modern age not desirable) social order, directed by ecclesiasticism. A strange situation has arisen at this point in the life of modern thought. In a certain sense, another man who is also a typical representative of modern thinking came strongly under the influence of de Maistre. He gave an entirely different turn to the ideas of de Maistre but we must not forget that the actual content of a thought is one thing and the mode of thinking another, and it may be said with truth that the reactionary principles of de Maistre appear, like an illegitimate child of modern culture, in an unexpected place. Not from the point of view of content but from that of the whole configuration of thought, Auguste Comte, sometimes called the ‘father of modern society,’ is a true disciple of de Maistre for whom, moreover, he had considerable admiration. On the one side, Comte is a disciple of Saint-Simon, on the other, of de Maistre. This will not readily be perceived by those who concentrate on the actual content of the thoughts instead of upon the whole trend and bent of the mental life. Comte speaks of three phases in the evolution of humanity.—There is, firstly, the ancient, mythological period—the theological stage—when supremacy was vested in the priesthood. This, in his view, was superseded by the metaphysical phase, when men elaborated systematic thoughts relating to things super-physical. This stage too has passed away. The transition must now be made to a kind of political physics, in line with the idea of Saint-Simon. Science of given facts—this alone is worthy of the name of science. But there must be an ascent from physics, chemistry, biology, to sociology, and thus, following the same methods, to a kind of political physics. Comte outlines a form of society directed by positive thinking, that is to say, by thought based entirely upon the material facts of the external world. In this social structure there is, naturally, not a single trace of Catholic credulity to be found. But in the way in which Comte builds up his system, the way in which he substitutes the authority of the senses for the super-sensible authority of the Church, putting humanity in the place of God, declaring that it is the individual who acts but humanity who guides—all this is simply another way of saying: Man thinks and God guides. All this goes to show that the essentially Catholic, reactionary thought of de Maistre is working in the positive philosophy of Auguste Comte which is directed entirely to the things of the material world. Catholic thought is being promulgated in this sociology. And yet we must admit that there was an idealistic tendency too in the thought of Auguste Comte. He believes, provided always that his thought is in conformity with the spirit of the age, that he can discover in the social structure something that will be a blessing to man; he believes, furthermore, that this can be brought home to men and that a beneficial and desirable form of social life may thus be achieved. Implicit in every thinker during the first half of the nineteenth century there is a certain confidence in ideas that can be born in the mind of man and then communicated to others. There is a certain confident belief that if only men can be convinced of the truth of an idea, deeds of benefit to human life will spring from a will that is guided by intelligence. This attitude of confidence expresses itself in many different ways and is apparent in all the thinkers of the first half of the nineteenth century. Their individual views are, of course, partly influenced by nationality and partly by other factors, but this attitude is none the less universal. Consider for a moment how men like Saint-Simon, Comte or Quételet conceive of the social order. They work entirely with the intellect and reasoning faculty, systematising, never departing from the principles of mathematical calculation, building up statistics and orderly systems with a certain elegance and grace. And then think of a man like Herbert Spencer in England during the first half of the nineteenth century. Herbert Spencer is absolutely typical of the English outlook. He does not systematise like Saint-Simon and Comte, nor does he work with statistics. Economic and industrial thinking, the way in which the problems of industrial life are interlinked—all these things which he has learnt from the others, he then proceeds to build up into a social science. On the basis of scientific and economic thinking Herbert Spencer evolves a kind of ‘super-organism’. He himself does not use this expression but many other thinkers adopted it, and indeed it became a habit in the nineteenth century to place the prefix ‘super’ before anything of which they were unable to form a concrete idea. This may be quite harmless in the realm of lyrical thought, but when it becomes a question of raising the concrete to a higher level simply by using the prefix ‘super’—as was usual at one time—then one is stumbling about in a realm of confused thoughts and ideas. In spite of this habit, however, eminent minds in the first half of the nineteenth century were all possessed of a certain confidence that the power of the spirit would ultimately lead them to the right path. In the second half of the nineteenth century there is a complete change. From many points of view, Karl Marx may be regarded as an outstanding figure of this period. He too, in his own way, tries to give to the social life a lead based upon modern scientific thought. But the attitude of Karl Marx is very different from that of Saint-Simon, of Auguste Comte, of Herbert Spencer. Karl Marx has really given up the belief that it is possible to convince others of something that is true and capable of being put into practice, once the conviction has been aroused. Saint-Simon, Comte, Herbert Spencer, Buckle and many others in the first half of the nineteenth century had this inner belief, but in the second half of the century it was not, could not be there. Marx is the most radical example, but speaking quite generally this trust in the spirit was simply non-existent. So far as Karl Marx is concerned, he does not believe that it is possible to convince men by teaching. He thinks of the masses of the proletariat and says to himself: These men have instincts which express themselves as class instincts. If I gather together those in whom these class instincts are living, if I organise them and work with what is expressing itself in these class instincts, then I can do something with them, I can lead them in such a way that the inauguration of a new age is possible. Saint-Simon and Comte are like priests who have been transported into the conditions of the modern age. They at least believe that conviction can be aroused in the hearts of men, and this was actually the case in the first fifty years of the nineteenth century. Karl Marx, however, sets to work like a strategist, or a General who never gives a thought to the factor of conviction but simply sets out to organise the masses. And there is really no difference between drilling soldiers and then the masses in order to prepare them for the field of battle, and marshalling the class instincts that already exist in human beings. And so we find the old sacerdotal methods in men like Saint-Simon, Auguste Comte, Herbert Spencer, and militaristic methods in men like Karl Marx who being out-and-out strategists have given up the belief that men can be convinced and through their conviction bring about a desirable state of affairs. Such thinkers say to themselves: I must take those whom I can organise just as they are, for it is not possible to convince human beings. I will organise their class instincts and that will achieve the desired result. A very radical change had come about in the course of the nineteenth century and anyone who studies this change deeply enough will realise that it takes place with considerable rapidity and is, moreover, apparent in another sphere as well. The natural scientific mode of thinking came to the fore in the modern age, during the first half of the nineteenth century. We have only to think of men like Fichte, Schelling, Hegel. In their days, men still had faith in the spirit and believed that the spirit would help them to fathom the world of nature; they believed that nature was in some way directed by the spirit. But later on, just as faith in the creative spirit was lost in the domain of sociological thinking, so too was faith lost in the sphere of the knowledge of nature. Men placed reliance alone upon observation and experiment, and confidence in the creative spirit died away entirely. The spirit, they said, is capable only of recording the results of observation and experiment. And then, when this attitude creeps into the realm of social science, the scientific mode of observation is applied, as in Darwinism, in the study of the evolution of man. Benjamin Kidd, Huxley, Russell, Wallace and others in the second half of the nineteenth century are typical representatives of this kind of thinking The spirit is materialised and identified with external things both in the realm of social life and in the realm of knowledge. It is strange how in the nineteenth century the human mind is beset by a kind of inner agnosticism, how it gradually loses faith even in itself. There was a radical increase of this agnosticism in the middle of the nineteenth century. Those who observe the way in which thoughts are expressed—and when it is a matter of discovering historical connections this is far more important than the actual content of the thoughts—will realise that these voices of the nineteenth century were the offspring of a tendency that was already beginning to make itself felt in the eighteenth century. It is possible, too, to follow the line of development back into the seventeenth, sixteenth and fifteenth centuries. We shall not there find direct evidence of the urge that became so insistent in the nineteenth century to unfold a new conception of the social order, in spite of a realisation that the goal was impossible of achievement, but we shall find nevertheless that the change which took place in men's thinking in the middle of the nineteenth century had been gradually working up to a climax since the fifteenth century. We find too, as we follow the development of thought back to the time of the fifteenth century, that concepts and ideas are invariably intelligible to us as thinkers living in the nineteenth and twentieth centuries. But this is no longer the case as soon as we get back to the time preceding the fifteenth century and towards the Middle Ages. I could tell you of many ideas and views which would prove to you the difference of outlook in these earlier centuries, but I will give one example only.—Anyone who genuinely tries to understand writings which deal with the world of nature, dating from the time preceding the fifteenth century, will find that he must approach them with an attitude of mind quite different from that which he will naturally bring to bear upon literature of the eighteenth or nineteenth centuries. Before the fifteenth century, all the writings on the subject of nature indicate quite clearly that anyone who experiments with processes of nature must be filled with a certain inner reverence. Experiments with mineral substances, for instance, must only be carried out in a mood that finds favour in the eyes of certain Divine Beings. Experiments with the processes of nature must be accompanied by a moral attitude of soul—so it was said. But just think of what would happen to-day if it were demanded of someone working to produce a chemical reaction in a laboratory, that his soul must first be suffused with a mood of piety! The idea would be ridiculed. Nevertheless, before the fifteenth century, and more strongly so in earlier times, it was quite natural that this demand should be made of those who were in any way working with the processes of nature. It was the aim of a man like de Maistre to bring to life again in the modern age, concepts that had really lost the vital meaning once attaching to them, and above all he tried to bring home the difference between the concepts of sin and of crime. According to de Maistre, the men of his day—he is speaking of the beginning of the nineteenth century—had no insight into the difference between sin and crime. The two concepts had become practically synonymous. And above all there was no understanding of the meaning of ‘original sin.’ Let me now try to describe the idea men had of original sin before the days of the fifteenth century. Modern thought is altogether unfitted to grasp the real meaning of original sin, but some measure of understanding at least must be present in studying the development of thought through the centuries. We must here turn to fundamental conceptions resulting from spiritual investigation. For it is only by independent research that we can understand the character of a mental outlook quite different from our own. When we peruse books on the subject we are simply reading so many words and we are dishonest with ourselves if we imagine that the words convey any real meaning. Enlightened minds before the fifteenth century would have set no store by such definitions of original sin as are given by modern theology. In those days—and I repeat that these things can only be discovered nowadays by Spiritual Science—it was said: The human being, from the time of his birth, from the time he draws his first breath, until his death, passes through certain processes and phases in his inner life. These inner processes are not the same as those at work in the world of nature outside the human being. It is, as a matter of fact, a form of modern superstition to believe that all the processes at work in the being of man can also be found in the animal. This is mere superstition, because the laws of the animal organisation are different from those of the human organism. From birth until death the organism of the human being is permeated by forces of soul. And when we understand the nature of the laws and forces at work in the human organism, we know that they are not to be found in outer nature. In outer nature, however, there is something that corresponds in a certain sense with the laws at work during the period of embryonic development, from the time of conception until birth. The processes at work in the being of man between birth and death are not to be explained in the light of the processes of outer nature. Nevertheless, if it is rightly applied, the knowledge gleaned from a study of external nature enables us to understand the processes at work during the embryonic period of the life of a human being. It is not easy for the modern mind to grasp this idea, but my object in speaking of it is to give an example of how Spiritual Science can throw light upon conceptions of earlier times. Not of course with clear consciousness, but out of dim feeling, a man engaged in the investigation of nature before the fifteenth century said to himself: Outer nature lies there before me, but the laws of this outer nature work only in the processes of my physical body as it was before birth. In this sense there is something in the inner being of man that is openly manifest in outer nature. But the evolution of the human being must not be subject to the laws and processes of external nature. Man would be an evil being if he grew as the plant grows, unfolding its blossom in the outer world of space. Such were the views of an earlier time. It was said that man falls into sin when he gives himself over to the forces by which his development in the mother's womb was promoted, for these forces work as do the forces of nature outside the human being. In nature outside the human being, these forces are working in their proper sphere. But if, after birth, man gives himself over to the forces of nature, if he does not make his being fit to become part of a world of super-sensible law—then he falls into sin. This thought leads one to the concept of original sin, to the idea of the mingling of the natural with the moral world order. Processes which belong to outer nature are woven, as it were, into the moral world order and the outcome is the birth of a concept like that of ‘original sin’ which was an altogether scientific concept before the days of the fifteenth century. De Maistre wanted to bring this concept of original sin again to the fore, to make a connecting link between natural science and the moral world. In the nineteenth century, however, the only possible way of preserving this concept of original sin was to bring about an even more radical separation of religion and scientific knowledge. And so we find great emphasis being laid upon the cleft between faith and knowledge. In earlier times no such cleft existed. It begins to appear a few hundreds of years before the fifteenth century but becomes more and more decisive as the centuries pass, until, in the nineteenth century, religion says: Let science carry out its own methods of exact research. We on our side have no desire to use these methods. We will ensure for ourselves a realm where we need simply faith and personal conviction—not scientific knowledge. Knowledge was relegated to science and religion set out to secure the realm of faith because the powers of the human soul were not strong enough to combine the two. And so, in the opinion of de Maistre, the concept of crime alone, no longer that of sin in its original meaning, conveyed any meaning to the modern mind, for the concept of sin could only have meaning when men understood the interplay between the natural and moral worlds. This example shows us that the concepts and ideas of men in the time immediately preceding the fifteenth century were quite different from ours. Going backwards from the fifteenth century, we come to a lengthy period generally referred to as the dark Middle Ages, during which we find no such progress in the realm of thought as is apparent from the fifteenth century onwards. The development of thought that has taken place since the days of Galileo and Copernicus, leading up to the achievements of the nineteenth century, bear witness to unbroken progress, but in the time preceding the fifteenth century we cannot speak of progress in this sense at all. We can go back century alter century, through the twelfth, eleventh, tenth, ninth, eighth, seventh and sixth centuries, and we find quite a different state of things. We see the gradual spread of Christianity, but no trace of progressive evolution in the world of thought such as begins in the fifteenth century and in the middle of the nineteenth century undergoes the radical change of which we have spoken. We come finally to a most significant point in the spiritual life of Europe, namely, the fourth century A.D. Gradually it dawns upon us that it is possible to follow stage by stage the progressive development beginning in the middle of the fifteenth century with Nicolas Cusanus, expressing itself in the thought of men like Galileo and Copernicus and ultimately leading on to the radical turning-point in the nineteenth century, but that things are not at all the same in earlier centuries. We find there a more stationary condition of the world of thought and then, suddenly, in the fourth century of our era, everything changes. This century is a period of the greatest significance in European thought and civilisation. Its significance will be brought home to us all the more when we realise that events after the turning-point in the fifteenth century, for example, the movements known as the Renaissance and the Reformation, denote a kind of return to conditions as they were in the fourth century of the Christian era. This is the decisive time in the process of the decline of the Roman Empire. The headway made by Christianity was such that Constantine had been obliged to proclaim religious freedom for the Christians and to place Christianity on an equal footing with the old pagan forms of religion. We see, too, a final attempt being made by Julian the Apostate to reinculcate into the civilised humanity of Europe the views and conceptions of ancient Paganism. The death of Julian the Apostate, in the year 363, marks the passing of one who strove with might and main to restore to the civilised peoples of Europe impulses that had reigned supreme for centuries, had been absorbed by Christianity but in the fourth century were approaching their final phase of decline. In this century too we find the onslaught of those forces by which the Roman Empire was ultimately superseded. Europe begins to be astir with the activities of the Goths and the Vandals. In the year A.D. 378 there takes place the momentous battle of Hadrianople. The Goths make their way into the Eastern Roman Empire. The blood of the so-called barbarians is set up in opposition to the dying culture of antiquity in the South of Europe. The history of this fourth century of our era is truly remarkable. We see how the culture of Greece, with its belief in the Gods and its philosophy, is little by little lift ed away from its hinges and disappears as an influence, and how the remnants of its thought pass over to the Roman Catholic Church. Direction of the whole of the spiritual and mental life falls into the hands of the priests; spirituality in its universal, cosmic aspect vanishes, until, brought to light once again by the Renaissance, it works an so strongly that when Goethe had completed his early training and produced his first works, he yearned with all his heart and soul for ancient European-Asiatic culture. What, then, is the state of things in the age immediately following the fourth century A.D.? Education and culture had vanished into the cities, and the peasantry, together with the landowning population in Southern Europe, fused with the peoples who were pressing downward from the North. The next stage is the gradual fading away of that spiritual life which, originating in the ancient East, had appeared in another garb in the culture of Greece and Rome. These impulses die down and vanish, and there remain the peasantry, the landowning populace and the element with which they have now fused, living in the peoples who were coming down from the North into the Graeco-Roman world. Then, in the following centuries, we find the Roman priesthood spreading Christianity among this peasant people who practically constituted the whole population. The work of the priesthood is carried on quite independently of the Greek elements which gradually fade out, having no possibilities for the future. The old communal life is superseded by a system of commerce akin to that prevailing among the barbarians of the North. Spiritual life in the real sense makes no headway. The impulses of an earlier spirituality which had been taken over and remoulded by the priesthood, are inculcated into the uneducated peasant population of Europe; and not until these impulses have been inculcated does the blood now flowing in the veins of the people of Europe work in the direction of awakening the spirit which becomes manifest for the first time in the fifteenth century. In the fourth century A.D. we find many typical representatives of the forces and impulses working at such a momentous point of time in the evolution of humanity. The significance of this century is at once apparent when we think of the following dates.—In the year 333, religious tolerance is proclaimed by the Emperor Constantine; in the year 363, with the murder of Julian the Apostate, the last hope of a restoration of ancient thought and outlook falls to the ground; Hadrianople is conquered by the Goths in the year 378. In the year 400, Augustine writes his Confessions, bringing as it were to a kind of culmination the inner struggles in the life of soul through which it was the destiny of European civilisation to pass. Living in the midst of the fading culture of antiquity, a man like Augustine experienced the death of the Eastern view of the world. He experienced it in Manichæism, of which, as a young man, he had been an ardent adherent; he experienced it too in Neoplatonism. And it was only after inner struggles of unspeakable bitterness, having wrestled with the teachings of Mani, of Neoplatonism and even with Greek scepticism, that he finally found his way to the thought and outlook of Roman Catholic Christianity. Augustine writes these Confessions in the year A.D. 400, as it were on tables of stone. Augustine is a typical representative of the life of thought as it was in the fourth century A.D. He was imbued with Manichæan conceptions but in an age when the ancient Eastern wisdom had been romanised and dogmatised to such an extent that no fundamental under standing of Manichæan teaching was possible. What, then, is the essence of Manichæism? The teachings that have come down to us in the form of tradition do not, nor can they ever make it really intelligible to us. The only hope of understanding Manichæism is to bring the light of Spiritual Science to bear upon it. Oriental thought had already fallen into decadence but in the teachings of Mani we find a note that is both familiar and full of significance. The Manichæans strove to attain a living knowledge of the interplay between the spiritual and the material worlds. The aim of those who adhered to the teachings of Mani was to perceive the Spiritual in all things material. In the light itself they sought to find both wisdom and goodness. No cleft must divide Spirit from nature. The two must be realised as one. Later on, this conception came to be known by the name of dualism. Spirit and nature—once experienced as a living unity—were separated, nor could they be reunited. This attitude of mind made a deep impression upon the young Augustine, but it led him out of his depth; the mind of his time was no longer capable of rising to ideas which had been accessible to an older, more instinctive form of cognition, but which humanity had now outgrown. An inner, tragic struggle is waged in the soul of Augustine. With might and main he struggles to find truth, to discover the immediate reality of divine forces in cloud and mountain, in plant and animal, in all existence. But he finally takes refuge in the Neoplatonic philosophy which plainly shows that it has no insight into the interpenetration of Spirit and matter and, in spite of its greatness and inspiration, does no more than reach out towards abstract, nebulous Spirit. While Augustine is gradually resigning hope of understanding a spirit-filled world of nature, while he is even passing through the phase of despising the world of sense and idolising the abstract spirituality of Neoplatonism, he is led, by a profoundly significant occurrence, to his Catholic view of life. We must realise the importance of this world-historic event. Ancient culture is still alive in Augustine's environment, but it is already decadent, has passed into its period of decline. He struggles bitterly, but to no purpose, with the last remnants of this culture surviving in Manichæism and Neoplatonism. His mind is steeped in what this wisdom, even in its decadence, has to offer, and, to begin with, he cannot accept Christianity. He stands there, an eminent rhetorician and Neoplatonist, but torn with gnawing doubt. And what happens? Just when he has reached the point of doubting truth itself, of losing his bearings altogether along the tortuous paths of the decadent learning of antiquity in the fourth century of our era, when innumerable questions are hurtling through his mind, he thinks he hears the voice of a child calling to him from the next garden: ‘Take and read! Take and read!’ And he turns to the New Testament, to the Epistles of St. Paul, and is led through the voice of the child to Roman Catholicism. The mind of Augustine is laden with the oriental wisdom which had now become decadent in the West. He is a typical representative of this learning and then, suddenly, through the voice of a child, he becomes the paramount influence in subsequent centuries. No actual break occurs until the fifteenth century and it may truly be said that the ultimate outcome of this break appears as the change that took place in the life of thought in the middle of the nineteenth century. And so, in this fourth century of our era, we find the human mind involved in the complicated network of Western culture but also in an element which constitutes the starting-point of a new impulse. It is an impulse that mingles with what has come over from the East and from the seemingly barbarian peoples by whom Roman civilisation was gradually superseded, but whose instructors, after they had mingled with the peasantry and the landowning classes, were the priests of the Roman Church. In the depths, however, there is something else at work. Out of the raw, unpolished soul of these peoples there emerges an element of lofty, archaic spirituality. There could be no more striking example of this than the bock that has remained as a memorial of the ancient Goths—Wulfila's translation of the Bible. We must try to unfold a sensitive understanding of the language used in this translation of the Bible. The Lord's Prayer, to take one example, is built up, fragment by fragment, out of the confusion of thought of which Augustine was so typical a representative. Wulfila's translation of the Bible is the offspring of an archaic form of thought, of Arian Christianity as opposed to the Athanasian Christianity of Augustine. Perhaps more strongly than anywhere else, we can feel in Wulfila's translation of the Bible how deeply the pagan thought of antiquity is permeated with Arian Christianity. Something that is pregnant with inner life echoes down to us from these barbarian peoples and their culture, to which the civilisation of ancient Rome was giving place. The Lord's Prayer rendered by Wulfila, is as follows:
Atta unsar thu in himinam, veihnai namo thein; Quimai thiudinassus theins. Vairthai vilja theins, sve in himina, jah ana aerthai.—The words of this wonderful prayer cannot really be translated literally into our modern language, but they may be rendered thus:
We must be able to feel what these words express. Men were aware of the existence of a primordial Being, of the All-sustaining Father of humanity in the heights of spiritual existence. They pictured Him with their faculties of ancient clairvoyance as the invisible, super-sensible King who rules His Kingdom as no earthly King. Among the Goths this Being was venerated as King and their veneration was proclaimed in the words : Atta unsar thu in himinam. This primordial Being was venerated in His three aspects: May Thy Name be hallowed. ‘Name’—as a study of Sanscrit will show—implied the outer manifestation or revelation of the Being, as a man reveals himself in his body. ‘Kingdom’ was the supreme Power: Veihnai namo thein; Quimai thiudinassus theins, Vairthai vilja theins, sve in himina, jah ana aerthai. ‘Will’ indicated the Spirit shining through the Power and the Name.—Thus as they gazed upwards, men beheld the Spirit of the super-sensible worlds in His three-fold aspect. To this Spirit they paid veneration in the words:
So may it be on Earth. Even as Thy Name, the form in which Thou art outwardly manifest, shall be holy, so may that which in us becomes outwardly manifest and must daily be renewed, be radiant with spiritual light. We must try to understand the meaning of the Gothic word Hlaif, from which Leib (Leib=body) is derived. In saying the words, ‘Give us this day our daily bread,’ we have no feeling for what the word Hlaif denoted here:—Even as Thy ‘Name’ denotes thy body, so too may our body be spiritualised, subsisting as it does through the food which it receives and transmutes. The prayer speaks then of the ‘Kingdom’ that is to reign supreme from the super-sensible worlds, and so leads on to the social order among men. In this super-sensible ‘Kingdom’ men are not debtors one of another. The word debt among the Goths means debt in the moral as well as in the physical, social life. And so the prayer passes from the ‘Name’ to the ‘Kingdom’, from the bodily manifestation in the Spirit, to the ‘Kingdom’. And then from the outer, physical nature of the body to the element of soul in the social life and thence to the Spiritual.—
—May we not succumb to those forces which, proceeding from the body, lead the Spirit into darkness; deliver us from the evils by which the Spirit is cast into darkness. Jah ni briggais uns in fraistubnjai, ak lausei uns af thamma ubilin.—Deliver us from the evils arising when the Spirit sinks too deeply into the bodily nature. Thus the second part of the prayer declares that the order reigning in the spiritual heights must be implicit in the social life upon Earth. And this is confirmed in the words : We will recognise this spiritual Order upon Earth.
—All-Father, whose Name betokens the out er manifestation of the Spirit, whose Kingdom we will recognise, whose Will shall reign: May earthly nature too be full of Thee, and our body daily renewed through earthly nourishment. In our social life may we not be debtors one of another, but live as equals. May we stand firm in spirit and in body, and may the trinity in the social life of Earth be linked with the super-earthly Trinity. For the Supersensible shall reign, shall be Emperor and King. The Supersensible—not the material, not the personal—shall reign.
—For on Earth there is no thing, no being over which the rulership is not Thine.—Thine is the Power and the Light and the Glory, and the all-supreme Love between men in the social life. The Trinity in the super-sensible world is thus to penetrate into and find expression in the social order of the Material world. And again, at the end, there is the confirmation: Yea, verily, we desire that this threefold order shall reign in the social life as it reigns with Thee in the heights: For Thine is the Kingdom, the Power and the revealed Glory.—Theina ist thiu dangardi, jah mahts, jah vulthus in aivius. Amen. Such was the impulse living among the Goths. It mingled with those peasant peoples whose mental life is regarded by history as being almost negligible. But this impulse unfolded with increasing rapidity as we reach the time of the nineteenth century. It finally came to a climax and led on then to the fundamental change in thought and outlook of which we have heard in this lecture. Such are the connections.—I have given only one example of how, without in any way distorting the facts, but rather drawing the real threads that bind them together, we can realise in history the existence of law higher than natural law can ever be. I wanted, in the first place, to describe the facts from the exoteric point of view. Later on we will consider their esoteric connections, for this will show us how events have shaped themselves in this period which stretches from the fourth century A.D. to our own age, and how the impulses of this epoch live within us still. We shall realise then that an understanding of these connections is essential to the attainment of true insight for our work and thought at the present time. |
325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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And if you want to understand figures such as Jacob Boehme, who came later, Paracelsus and many others, then you must bear in mind that they sprang from people who had developed without any understanding of the Latin culture which passed over their heads, but who were in a certain way steeped in Orientalism. |
And the fifteenth, sixteenth, seventeenth, and eighteenth centuries are primarily under the influence of thought born from out of the ancient Gothic Germanic way of life, clothed however in Roman formulae, in grammatical, rhetorical formulae. |
We see how everywhere spirituality is driven back, how agnosticism becomes the formative reality. It is thus that we have to understand modern spiritual life. We shall only understand it aright if we follow its origin from the fourth century A.D. |
325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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I have tried to show how about the middle of last century a radical transformation took place in spiritual life, and how moreover the peculiar configuration of the nineteenth century thought and the spiritual life in general that underwent this transformation can be traced back to another crucial turning point in the west which we have to look for in the fourth century A.D. Now it might at first sight appear as if we were trying to show too close a connection between two periods that are so very widely separated in point of time. But this very thought will serve to call attention to certain interconnections in the history of humanity. To-day we will begin where we left off yesterday, with the downfall of ancient culture and of the Roman empire. We drew attention to a distinguishing feature of that time. We placed before our souls two representative personalities; one of them was Augustine, who grew entirely out of the South-West; and we compared them with another personality, that of the Gothic translator of the Bible, Wulfila, and with the spiritual stream out of which Wulfila sprang. We have to be quite clear that Augustine was altogether the child of the conditions which had developed in the south-western parts of the European-African civilization of the day. At that time men who sought a higher culture only found it through contact with the philosophy, literature, art and science which had for a long time been pursued in a certain upper level of society. We even have to think of Greek culture as the possession of an upper class which relegated its more menial work to slaves. And still less can we think of Roman culture without widespread slavery. The life of this culture depended upon its possessors being remote from the thought and feeling prevailing in the masses. But one must not think that there was therefore no spiritual life in the masses. There was an exceptionally strong spiritual life among them. This was of course derived more from the native stock left behind at an earlier stage of evolution than that of the upper class, but it was nevertheless a spiritual life. History knows very little about it, but it was very like what was carried into the southern parts of Europe by the barbarian tribes, forced to migrate by the forward pressure of the Asiatic hordes. We must try to form a concrete idea of it. Take, for instance, the people who over-ran the Roman Empire—the Goths, the Vandals, the Lombards, the Herules. Before the migrations had begun, thus before the fourth century A.D. which is for us such an important turning-point, these men had spiritual life away in the East which culminated in a certain religious insight, in certain religious ideas, which pervaded everything; and the effects of these experiences influenced every aspect of daily life. Before the migrations began these people have had a long period of settled life. It was while they were thus settled that they first experienced the southern oriental peoples, from whom the Indian, Persian and succeeding cultures sprang, had experienced at a much earlier time; they experienced what we can call a religion which was closely connected with the blood relationships of the people. It is only through spiritual science that this can be observed, but it is also echoed in the sagas and myths I lived in these peoples. What they worshipped were the ancestors of certain families. But these ancestors first began to be worshiped long after they had passed away, and this worship was in no way based upon abstract ideas, but upon what was instinctively experienced as dreamlike clairvoyant ideas, if I can use the expression without causing misunderstanding. For there were certain ideas which arose in quite another way from the way our ideas of to-day are formed. When we have ideas nowadays our soul life comes into play more or less independently of our bodily constitution. We no longer feel the seething of the body. These people had a certain intensive inward sense that in what took place in their bodies all sorts of cosmic mysteries were active. For it is not only in the chemical retorts that cosmic processes work according to law, but in the human body also. And just as to-day, by means of the processes which take place in their retorts chemists seek with their abstract reason to understand the laws of the universe, so these men too tried through what they had experienced inwardly, through their own organism, whose inner processes they felt, to penetrate into the mysteries of the cosmos. It was entirely an inner experience that was still closely bound up with ideas arising in the body. And out of these ideas which were called forth by what we might describe as the inward seething of the organism, there developed the pictorial imaginations which these men connected with their ancestors. It was their ancestors whose voices they heard for centuries in these dream formations. Ancestors were the rulers of people living in quite small communities, in village tribal communities. These tribes had still this kind of ancestor-worship, which had its life in dreamlike ideas, when they pressed forward from the east of Europe towards the west. And if we look back to the teachers and the priests of these peoples we find that they were advanced spirits whose foremost task was to interpret what the individual saw in his dream-pictures, albeit dream-pictures which he experienced in his awake consciousness. They were interpreters of what the individual experienced. And now the migrations began. During the period of the migrations it was their greatest spiritual consolation that they had this inner clairvoyant life which was interpreted by their priests. This spiritual life was reflected in sagas which have been handed down, notably in the Slav world, and in these sagas you will find confirmation of what I have just briefly outlined. Now shortly after the end of the fourth century these tribes settled down again. Some of them were absorbed into the peoples who had already for a long time inhabited the southern peninsulas, that is to say they were absorbed into the lower classes of these peoples, for their upper classes had been swept away in the time of Augustine. The Goths were among the tribes absorbed in this way, but mainly those Goths who peopled the countries of middle and western Europe; those who settled in the northern regions of southern Europe maintained their own existence and acquired a permanent home there. Thus we see that after the fourth century the possession of a fixed dwelling place becomes an essential characteristic of these peoples. And now the whole spiritual life begins to change. It is most remarkable what a radical change now takes place in the spiritual life of these people through their peculiar talent. They were gifted not only with special racial dispositions, but with a much greater freshness as a folk for experiencing spiritual reality in dreams; something which in the southern regions had long since been transformed into other forms of spiritual life. But now they have become settled, and through their peculiar endowment a new kind of spiritual life developed in them. What in earlier times had expressed itself in ancestor-worship, had conjured before the soul the picture of the revered forefather, now attached itself to the place. Wherever there was some special grove, some mountain which contained let us say, special treasures of metal, wherever there was a place from which one could watch storms and so on, there, with a depth of feeling left to them from their old ancestor-imaginations and dreams, men felt something holy to be connected with the place. And the gods that used to be ancestral became gods of place. Religious perceptions lost their time a character and took on a spatial character. Those who had been previously the interpreters of dreams, the interpreters of inner soul-experience, now became the guardians what one might call the signs c—the peculiar reflection of the sun in this or that waterfall or other feature of nature, the phenomena of the cloud-drifts in certain valleys and so on—these are now the objects of interpretation, something which then became transformed into the system of Runes cultivated in certain places, where twigs were plucked from trees and thrown down, and the signs read from the special forms into which the twigs fell. Religion underwent a metamorphosis into a religion of space. The entire spiritual life became attached to the place. Thus these tribes became more and more susceptible to the influence which the Roman Catholic Church, since it had become the state church in the fourth century, had been accustomed to exercise over the southern peoples, that is to say over the lower classes which had been left behind after the upper classes have been swept away. And what was it that the church had done? In these southern regions the period of transition from the time conception to the spatial conception of the world was long since past, and something of extraordinary importance always happens in a period of transition from a time outlook to a spatial outlook, a certain living experience passes over into an experience through symbol and cult. This had already taken place for the lower classes of the people in the southern regions. So long as men continue to live in their time-conceptions, the priests, those who in the sense of ancient times we can call learned men, our interpreters of a corresponding life of the soul. They were engaged in explaining what man experience. They were able to do that because men lived in small village communities, and the interpreter, who was in fact the leader of the whole spiritual life, could address himself to the individual, or to a small group. When the transition takes place from the time-outlook to the space-outlook, then this living element is more or less suppressed. The priest can no longer refer to what the individual has experienced. He can no longer treat of what the individual tells them and explain to him what he has experienced. What is something living is thus transformed into something bound to a place. And thus ritual gradually arises, the pictorial expression of what in earlier times was a direct experience of the super-sensible world. And at this point development begins again, so to say, from the other side. The human being now sees the symbol, he interprets the symbol. What the Roman Catholic Church built up as cult was built up with exact knowledge of this world-historic course of human evolution. The transition from the ancient celebration of the Last Supper into the sacrifice of the Mass arose, in that the living Last Supper became the symbolic rite. Into this sacrifice of the Mass, it is true, flowed primeval holy mystery usages which had been handed down in the lower classes of the people. These practices were now permeated with the new conceptions Christianity brought. They became, so to say, christianised. The lower classes of the Roman people provided good material for such a birth of ritual, which was now to reveal the super-sensible world in symbol. And as the northern tribes had also made the transition to a spiritual life associated with place, this ritual could also be implanted among them, for they began to meet it with understanding. This is the bases of one of the streams which start in the fourth century A.D. The other stream must be characterised differently. I have described how the ancient ancestor-worship lived on, rolling over from the east upon the declining Roman Empire. In the “Our Father” of Wulfila we see that in these nomadic peoples Christianity was absorbed into the ancestral cults and the cults connected with locality. And that constitutes the essence of Arian Christianity. The dogmatic conflict in the background is not so important. The important thing for this Arian Christianity, which traveled with the Goths and the other German tribes from the East towards the West by a path which did not lead through Rome, is that in it Christianity becomes steeped in a living spiritual life which has not yet reached the stage of ritual, that is closely related to the dream experience, to the clairvoyant experience, if you will not misunderstand the expression. On the other hand the Christianity that Augustine experienced had passed through the culture of the upper classes of the southern peoples, and had to encounter all sorts of oriental cults and religious ideas, which flowed together in a great city of Rome. The heathen Augustine had grown up amidst these religious ideas and had turned from them towards Christianity in the way I have described. He stands within a spiritual stream which was experienced by the individual in quite a different way from the stream I have already mentioned. The latter arose out of the most elemental forces of the folk-soul life. What Augustine experienced was something which had risen into the upper class through many filtrations. And this was now taken over and preserved by the Roman Catholic clergy. Moreover its content is far less important for the progress of history than the whole configuration of soul that constituted first Greco-Roman culture and then, through the adoption of Christianity, the culture of the Catholic clergy. It is essential to see this culture as it was at that time and as it then lived on through the centuries. Our present-day educational system is something which remains over from the real culture of that time. After one had mastered the first elements of knowledge, which we should to-day call primary education, one entered what was called the grammar class. In the grammar classes one was taught structure of speech; one learned how to use speech properly in accordance with the usages established by the poets and the writers. Then one assimilated all other knowledge that was not kept secret, for even at that time quite a lot of knowledge was kept secret by certain mystery schools. What was not kept secret was imparted through grammar, but through the medium of speech. And if anyone reached a higher stage of culture, as for example Augustine, then he passed on from the study of grammar to the study of rhetoric. There the object was to train the pupil above all in the appropriate use of symbol, how to form his sentences rightly, particularly how to lead his sentences to a certain climax. This was what the people who aspired to culture had to practice. One must be able to sense what such a training develops in a human being. Through this purely grammatical and rhetorical kind of education he is brought into a certain connection with the surface of his nature, he is within what sounds through his mouth far more than is under the influence of thought. He pays much more attention to the structure of speech and to the connection of thought. And that was the primary characteristic of this ancient culture, that it was not concerned with the inner soul experience, but with structure, the form of speech, with the pleasure it gives. In short, the man became externalised by this culture. And in the fourth century, at that time Augustine was a student, as we should say to-day, we can see clearly this process of externalization, this living in the turn of words, in the form of expression. Grammar and rhetoric were the things that students had to learn. And there was good reason for this. For what we to-day call intelligent thought did not at that time exist. It is a mere superstition very commonly to be found in history to suppose that men have always thought in the way they think today. The entire thought of the Greek epoch right up to the fourth century A.D. was quite different. I have gone into this to a certain extent in my Riddles of Philosophy. Thought was not hatched out of inner soul activity, as is the case to-day, but thought came to the human being of itself like a dream. Particularly was this the case in the East, and the Oriental spiritual life which had animated Greece and still animated Rome was not won through thinking, it came, even when it was thought, as dream pictures come. And the oriental and south-european scholars only differed from those of the north in that the pictures that came to the northerners at first stimulated ideas of their ancestors, and later were associated with particular localities and became more or less ritualistic. The ideas that were formed in Asia, in southern Europe, already had the character of thought, but they were not thoughts won by inner soul activity, inner intelligence, they were inwardly revealed thoughts. One experienced what one called knowledge and elaborated for oneself only the word, the sentence, the discourse. There is no logical activity. Logic arose through Aristotle, when Greece was already decadent. And what lived in beauty of speech, in rhetoric, was essentially Roman culture, and became the culture of Catholic Christianity. This habit of living not in oneself but in an external element expresses itself in the education that was given, and one can see how in this respect Augustine was a representative of his time. The correspondence between Jerome and Augustine is illuminating in this respect. It shows how differently these people conducted an argument in the fourth or beginning of the fifth century from the way we should do so to-day. When we discuss things to-day we have a feeling that we make use of a certain activity of thought. When these people discussed, one of them would have the feeling—“Well, I have formed my own view about a certain point, but perhaps my organism does not give me the right view. I will hear what the other man has to say; perhaps something else will emerge from his organism.” These men were within a much more real element of inner experience. This difference is seen also in Augustine's attitude in condemning heretics of various sorts. We see people deriving from the life of the common people, people like the priests of Donatism, like Pelagius and some others, specially coming to the fore. These people, although they believe themselves to be entirely Christian, stress the point that man's relation to justice, to sin, must come from the man himself. And thus we see a whole series of people one after the other who cannot believe that it has any sense to baptize children and thereby to bring about forgiveness of sins. We see objections made against the Christianity issuing from Rome, we see how Pelagianism wins adherents, and how Augustine, as a true representative of the Catholic element, attacks it. He rejected a conception of sin connected with human subjectivity. He rejects the view that a relation to the spiritual world or to Christ can come from an individual human impulse. Hence he works to bring about gradually the passing over of the Church into the external institution. The important question is not what is in the child, but what the Church as external ordnance bestows upon it. The point is not that baptism signifies something for the soul's experience, but that there exists an external ordnance of the Church which is fulfilled in baptism. The value of the human soul living in the body matters less than that the universal spirit that lives in the sacrament, so to say an astral sacrament, should be poured out over mankind. The individual plays no part, but the important thing is the web of abstract dogmas and ideas which is spread over humanity. To Augustine it seems particularly dangerous to believe that the human being should first be prepared to receive baptism, for it is not a question of what the human being inwardly wills, but it is a question of admitting into the Kingdom of God which has objective existence. And that is essentially the setting in which Athanasian Christianity lived, in contrast to the other background that originated in the north-east, in which a certain popular element lived. But the Church understood how to clothe the abstract element in the ritualistic form which again arose from below. It was this that made it possible for the Church to spread in this European element, from which the ancient culture had vanished. And above all it attains this expansion through the exclusion of the wide masses of the people from the essential substance of religious culture. It is a matter of tremendous significance that in the centuries which follow this substance is propagated in the Latin language. And from the fourth century A.D. onward Christianity is propagated in the Latin tongue. It is as it were a stream flowing over the heads of men. That goes on right up to the fifteenth century. For what history usually relates is only the outer form of what went on in the souls of men. Christianity was kept secret by those who taught at right up to the eleventh and twelfth centuries, in a far deeper sense than the ancient Mysteries were kept secret. For only the outer ritual penetrated the masses. And what was transmitted, which at the same time laid claim to all science coming from the ancient culture and clothed it in the Latin tongue, this was the Church, something which hovered above the essential evolution of humanity. And the centuries between the fourth and the fourteenth stand under the sign of these two parallel streams. The external history books, even the histories of the mind, only give the traditional description of what leaks out into greater publicity from the Latin ecclesiastical stream. Hence from present-day historical literature we get no idea of what took place among the wide masses of the people. What took place among the masses was something like this. At first there were only village communities; in the colonization of the whole of middle, western and even of southern Europe the towns played a very small part. The most significant life developed in small village communities; such towns as did exist were really only large villages; in these large village communities there was the Catholic Church, way over the heads of men, but through the ritual working suggestively upon them; however, these men who only saw the symbolic rite, who participated in the cult, who watched something which they could not understand, did nevertheless develop a spiritual life of their own. The very rich spiritual life developed throughout Europe at that time, a spiritual life which stood first and foremost under the influence of human nature itself. It was something quite apart from their participation in the spread of Catholic doctrine. For to associate everything with the personality of Boniface, for instance, is to place things a false light. What went on in these village communities was an inner soul life through which echoed the omens of the divinity or spirituality associated with the place. Everywhere people saw intimations from one or other of these. They developed a magical life. Everywhere human beings had premonitions, and told their fellows about them. These premonitions expressed themselves in sagas, in mysterious hints as to what one or another had experienced spiritually in the course of his work. But something very remarkable permeated this remains of an ancient prophetic and clairvoyant dream-life, which continued to flourish in the village communities whilst Catholic doctrine passed over their heads, and one can see that everywhere in Europe the organization of the human being was involved in this characteristic spiritual life. Something was at work which indicated a quite special disposition of soul in two respects. When people told of their weightiest premonitions, their most significant dreams (these were always associated with places), when they describe their half-waking, half-sleeping experiences, these dreams are always connected either with events, with questions which were asked them from out of the spiritual world, or with tasks which were imposed upon them, with matters in which their skill played a part. From the whole character of these stories, which were still to be found among the common people in the nineteenth century, one sees that when men began to ponder and to dream and to build up their legendary sagas in their mythologies, of the three members of the human being it was not so much the nerve-system—which is more connected with the outer world—but the rhythmic system which was active; and in that the rhythmic system was drawn forth out of the organism it showed itself in clairvoyant dreams which passed by word of mouth from one to another, and in this way the villagers shared with one another fear and joy, happiness and beauty. In all this there was always an element of delicate questioning which came from the spiritual world. People had to solve riddles half in dreams, had to carry out skillful actions, had to overcome something or other. It was always something of the riddle in this dream life. That is the physiological basis of the widespread spiritual experience of these men who lived in village communities. Into this, of course, penetrated the deeds of Charlemagne of which history tells you; but those are only surface experiences, though they do of course enter deeply into individual destiny. They are not the main thing. The important thing is what takes place in the village communities, and there, side by side with the economic life, a spiritual life developed such as I have described. And this spiritual life goes on right into the ninth, tenth, and eleventh centuries. Of course, something of what has developed in the heads of men in the upper strata of society gradually trickles down into the lower strata, and the ghostly and magical character of the stories men recount gets charmingly mixed with the Christ and His deeds, and what comes from the human being himself is sometimes overlaid with what comes from the Bible or the Gospel. But then we see that it is primarily into social thinking that the Christian element is received. We see it in ‘Der Heliand’ and other poems which arose out of Christianity but always we see something spiritual brought to the people, who meet it with a spirituality of their own. When we come to the tenth and eleventh centuries we see a change in the external life. Even earlier, but at this time more markedly so, we see life centering itself in the towns. That life of picture-like waking dreams which I have described to you is altogether bound up with the soil. As, therefore, in the ninth, tenth, eleventh and twelfth centuries the whole country became covered with larger towns, in these towns another kind of thinking began to develop. Men living in towns had a different kind of thought. They were cut off from the places in which their local cults had developed, their attention was more directed towards what was human. But the human element which developed of the towns was still under the influence of this earlier state of mind, for some of the people who settled in the towns came from the villages and they with very special spiritual endowment made their own contribution. What they brought with them was an inner personal life which was an echo of what was experienced in the country, but which now manifested itself in a more abstract form. These men were cut off from nature, they no longer participated in the life of nature, and although they still have forms of thought derived from nature, they already began to develop the kind of thinking which was gradually directed towards intelligence. In the towns of the eleventh, twelfth and thirteenth centuries there developed the first trace of that intelligence which we see arise in the fifteenth century among the leading European peoples. Because life in the towns was more abstract, the abstract ecclesiastical element, clothed in the Latin tongue, became mixed up with what sprang directly out of the people. Thus we see how this Latin element developed in the towns in a more and more abstract form. Then we see the great outburst of people from below upwards in various countries. There is a great to-do when Dante, assisted by his teacher, makes his way up into the world of culture. But even that is only one instance of many similar outbursts which happened because of the peculiar manner in which the Latin culture came up against the popular element in the towns. We must not forget that still other streams entered into what was taking place at that time. It is of course true that the main streams of spiritual life, which so to say carried the others, was the one that continued the spiritual tradition in which Augustine had lived; that controlled everything and finally not only gave the towns the bishops, who controlled the spiritual life, if somewhat abstractly and over the heads of the people, but also, little by little, because it took over everything from the constitution of the Roman empire, ended by giving the civil government also, and built up the alliance between Church and State which in the eleventh and twelfth centuries was very close. We see other events light up in this stream, we see crusades arise, which I need not describe to you, because I want to lay the greatest stress upon the things that external history places in a false light; and too little importance is attached to other currents that were present. First of all there is the commercial traffic which had in fact always existed in Europe between the Danube basin and the East. There was constant trading in both directions particularly in the middle of the middle ages. In this way oriental ideas in an advanced stage of decadence were brought over into Europe. And someone who had probably never been in the east himself but had only traded with men from the east, brought to the householder not only spices, but spiritual life, a spiritual life tinged with Orientalism. This traffic went on throughout the whole of Europe. It had less influence on Latin culture, far more on the wide masses of people who understood no Latin. In the towns and in the surrounding villages there was a living intercourse with the east which was not merely a matter of listening to tales of adventure that which deeply influenced spiritual life. And if you want to understand figures such as Jacob Boehme, who came later, Paracelsus and many others, then you must bear in mind that they sprang from people who had developed without any understanding of the Latin culture which passed over their heads, but who were in a certain way steeped in Orientalism. All that developed as popular alchemy, astrology, fortune telling, had developed out of the union of what I described above as the inner experience of the riddle, told in waking dreams, with what came over from the east as decadent oriental life. Nor within the Latin culture have the will to think been able to make any headway. The logic of Aristotle had appeared, as it were, like a meteor. We see that even Augustine was little influenced by this logic. By the fourth century interest had been withdrawn from Greece, and later the Emperor Justinian had closed the School of Philosophy at Athens. This led to the condemnation for heresy of Origen, who had brought with him into Christianity much of oriental culture, of the earlier spiritual life. And the Greek philosophers were driven out. The teaching that they had from Aristotle was driven into Asia. The Greek philosophers founded centre in Asia, and carried on the Academy of Gondishapur, which had for its main objective the permeation of the old decadent oriental spiritual culture with Aristotelianism, its transformation into an entirely new form. It was the Academy of Gondishapur wherein a logical form of thought developed with giant strides, that saved Aristotelianism. Aristotelianism was not transmitted through Christianity, it came into Latin-ecclesiastical life by way of Africa, Spain and the west of Europe. And thus we see how Gondishapur, this philosophic form of Arabism, which does contain a living world-conception, although it is quite abstract, brings its influence to bear upon the current which we have already described as passing over the heads of men. I have described to you both these streams, the one at work above, in the heads of men, the other in their hearts. They work together and it is very significant that the ancient culture was transmitted in a dying language. Of course there then flows into all this what came through the Renaissance. But I cannot describe everything to-day. I want to point out some of the main things which are of special interest to us. The two currents existed side-by-side right on into the fifteenth century. Then something happened of extraordinary importance. The thought of antiquity, inspired thought which was half vision, became gradually clothed in abstract forms of speech, and became Christian philosophy, Christian spiritual life, the Scholastic philosophy, out of which the modern university system developed. In this grammatical-rhetorical atmosphere not thought, but the garment of thought, Romanism lived on. But in the popular stream thinking was born, evoked through subjective activity—for the first time in human evolution. Out of this ghostly-magical element of presentiment, mingled with Orientalism, which above all had its life in the interpretation of natural phenomena, active thinking was born. And this birth of thought out of the dreamlike mystical element took place somewhere about the fifteenth century. But up to that time the system of Roman law, clothed in Latin form, gathers strength side by side with the Roman priesthood. This current over the heads of men had been able to spread everywhere in a most systematic way first in the villages, then in the towns, and now in the new age which dawned in the fifteenth century it joined forces with that other current which now arose. In the towns people were proud of their individualism, of their freedom. One can see this in the portraits painted at that time. But the village communities were shut off from all this. Then the medieval princes rose to power. And those who outside in the villages gradually came to be in opposition to the towns, found in the princes their leaders. And it was from the country, from the villages that the impulse came which drew the towns into the wider administrative structure, into which then came Roman law. There arose the modern state, made up of the country parishes; thus the country conquered the towns again, and became itself permeated by what came out of the Latin element has Roman law. Thus the latter had now become so strong that what was stirring among the common people could find no further outlet; what in the times of unrest, as they were called, had expressed itself among the Russian peasants in the Hussite movement, in Wycliffism, in the Bohemian Brotherhood, such movements could no longer happen; the only thing that could find expression was what merged with the Roman-administrative element. Thus we see that the folk-element which had won for itself the reality of thought, which held its own in opposition to the Roman-Latin element, remained to begin with a faint glow under the surface. There is a cleavage in the spiritual life. Out of the Latin element develops Nominalism, for which universal concepts are merely names. Just as this was an inevitable development from grammar and rhetoric, so, where there still remained a spark of the folk-element, as was the case with Albertus Magnus and Thomas Aquinas, there developed Realism, which experienced thought and expression of something real. But at first Nominalism had the victory. All that happened in the historical evolution of humanity is in a sense necessary, and we see that the abstract element becomes all the stronger because it is carried by the dead Latin language right up to the fifteenth and sixteenth centuries, and is then fructified by thought, has to reckon with the birth of thought, but clothes thought in abstractions. And the fifteenth, sixteenth, seventeenth, and eighteenth centuries are primarily under the influence of thought born from out of the ancient Gothic Germanic way of life, clothed however in Roman formulae, in grammatical, rhetorical formulae. But now that they have been fructified by thought, these formulae can be called logical formulae. That now becomes inward human thinking. Now one could think thoughts, but the thoughts had no content. All the old world-conceptions contained, together with the inward experience, at the same time cosmic mysteries. So that thought still had content right up to the fourth century A.D. Then came the time which as it were bore the future in its womb, the time in which rhetoric, grammar and dialectic developed further and further in a dead language. Then that was fructified by the force of thought which came from below, and men acquired mastery over that, but in itself it had no content. There was a dim perception of Realism but a belief in Nominalism, and with the aid of Nominalism next came the conquest of nature. Thought as inner soul life brought no content with it. This content had to be sought from without. Thus we see how from the fifteenth to the nineteenth century the conquest of natural law was the achievement of a thinking that was empty of all content, but was born as a capacity out of all that Europe had brought forth as her own. In the middle of the nineteenth century men began to be aware “With your thought you are conquering natural law, you are conquering the external world, but thought itself is making no progress.” And men gradually got into the way of eliminating from their thought everything that did not come from outside. They found their life in religious faith which was supposed to have nothing to do with scientific knowledge, because their thinking has become void of content and had to fill itself only with external facts and natural entities. The content of faith was to be protected because it had to do with the super-sensible. But because this empty thinking had no content, it could apply itself to the sense-perceptible. But this faith in which man lived could only fill itself with old traditions, with the content of the oriental culture of the past, which still lived on. It was the same with art. If one looks back to earlier times, one finds art closely associated with religion, and religious ideas find their expression in works of art. One sees how their ideas about the Gods find expression in the Greek dramatists or the Greek sculptors. Art is something within the whole structure of the spiritual life. But by the time of the Renaissance Art begins to be taken more externally. Indeed in the nineteenth century we see more and more how men are happy to be offered a pure phantasy in art, something which they need not accept as a reality, something which has nothing to do with reality. And such men as Goethe are like modern hermits. Goethe says “He to whom nature begins to unveil her open secrets feels an irresistible longing for her worthiest interpreter, art.” Art, says Goethe, is a revelation of nature's secret laws, laws which would never be revealed without her. And it is worthy of note that Goethe has a way of turning to the past, different from that of other men,—he speaks therein for a content, in the age of empty intellect, filled only with the impression of the external world of the senses. He yearns toward Greece. And when in Rome he finds still something of what Greek art has fashioned out of the depths of its philosophy, he writes “That is necessity, that is God.” Art unveiled for him the spirituality of the world which he was trying to experience. But more and more men have a obscure ill-defined feeling “This thinking of ours is all right for the external world, but it is not suited to attain to an inner spiritual content.” And thus we see the second half of the nineteenth century run its course. As I remarked yesterday, the winds of the first half of the nineteenth century, such as Hegel, Saint-Simon or even Spencer, still believed that they could reach a philosophy, even a social philosophy, out of their inner soul experiences. In the second half of the nineteenth century men thought that no longer. But something of what had given birth to thought out of the unconscious was still at work. Why was it that in the portentous dreams of village populations over the whole of Europe right up to the twelfth century there was always something of this riddle-solving element, this cleverness which expresses itself in all sorts of cunning? It was because thought, reflection, the work of thinking, was born. The foundation of thought was laid. And now we see how in the second half of the nineteenth century there is utter despair. Everywhere we find statements as to the boundaries of knowledge. And with the same rigidity and dogmatism with which once the scholastics had said that reason could not rise to the super-sensible, du Bois-Reymond, for example, said that scientific investigation could not penetrate to the consciousness of matter. I mean that previously the barrier had been set up in relation to this super-sensible; now it referred to what was supposed to hide behind the senses. But in all manner of other spheres we see the same phenomena emerge. Ranke the historian of the second half of the nineteenth century is very typical in this respect. According to him history has to investigate the external events, even of the time in which Christianity begins to spread; one has to pay attention to what is taking place in the world around one politically and socially and culturally. What however has taken place through Christ in the course of human evolution—that Ranke assigns to the original world (Urwelt), not in the temporal sense, but to the world behind what can be investigated. We have seen that the scientist du Bois-Reymond says ‘ignorabimus’ as regards matter and consciousness. Natural Science can go pretty far; but what is there where matter lurks, what is there where consciousness arises, there du Bois-Reymond formulates his seven universal riddles; they are he pronounces his ‘ignorabimus!’ And Leopold von Ranke, the historian who works in the same spirit says “Upon all the wealth of existing documents historical investigations can pour its light; but behind what is at work as external historical fact there are events which seem to be primeval.” Everything which thus lies at the base of history he calls the ‘Urwelt’, just as does du Bois-Reymond the world lying beyond the limits of natural science. Within that sphere lie the Christian mysteries, the religious mysteries of all peoples. There the historian says ‘ignorabimus’. ‘Ignorabimus’ alike from scientist and historian; that is the mood of the entire spiritual life of the second half of the nineteenth century. Wherever you meet the spiritual life, in Wagnerian music, in the cult of Nietzsche, everywhere this mood is to be found. The former is driven to take refuge in certain musical dreams, the latter suffers through what is taking place in the world of ‘ignorabimus’. Agnosticism becomes fashionable, becomes politics, shapes the state. And anyone who wishes to do anything positive but relies not on any kind of gnosticism, but upon agnosticism. The strategy of Marxism builds upon what lies in the instincts, not upon something which it wants to bring forth of super-earthly nature. We see how everywhere spirituality is driven back, how agnosticism becomes the formative reality. It is thus that we have to understand modern spiritual life. We shall only understand it aright if we follow its origin from the fourth century A.D., if we know that in it Nominalism is living, the purely legalistic and logical; and thought has been born in the way I have described. This thought, however, is still only so far born as to be able to make use of formalism, of empty thinking. It slumbers in the depths of civilised humanity. It must be brought out into the open. We learn how really to study history, if we illuminate with the light of spiritual investigation what has hovered over us since the fourth century. Then we can know what is above. And certainly thought has become fruitful and natural science because it has been fructified by thought born out of human nature in the way I have described. But now in the time of poverty, in the time of need, mankind needs to remember that thought which to begin with could only fructify formalism—empty thought that receives knowledge of nature from outside—has exhausted itself in natural scientific agnosticism, must strengthened itself, must become ripe for vision, must raise itself into the super-sensible world. This thought is there, it has already played a part in natural scientific knowledge, but its essential force still lies deep beneath the consciousness of human evolution. That we must recognize as a historical fact, then we shall develop trust in the inner force of spirituality, then we shall establish a spiritual science, not out of vague mysticism, but out of clarity of thought. And the thoughts of such a spiritual science will pass over into action, they will be able to work into the human social and other institutions. We are constantly saying that history should be our teacher. It cannot be our teacher by putting before us what is past and over, but by making it capable of discovering the new in the depths of existence. What goes forth from this place goes forth in search of such a new vision. And it can find its justification not only in the inculcation of spiritual scientific method, but also by a right treatment of history. |
325. Natural Science and the Historical Development of Humanity: Lecture I
21 May 1921, Stuttgart Translated by Hanna von Maltitz Rudolf Steiner |
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He has emphasized the fact that, with our modern ideas, we can only go as far back as the Romans. Generally speaking, we can understand them, we can grasp with modern ideas what transpires with the Romans. If we go back however to the Greeks we see that already Pericles, Alcibiades, even Socrates or Plato, Aeschylus or Sophocles are shadowy beside our modern understanding; there is something foreign about them, if we approach them with modern ideas. |
But this is only valid if we have so taken up the present mode of thought and condition of spirit that we are able to understand these as soul content. Quite different is it if we adopt the methods which to-day are alone purposeful. |
I will give an instance and one will see how such details are to be understood on the basis of these general moods. The Chaldeans had fundamentally a highly developed astronomy. |
325. Natural Science and the Historical Development of Humanity: Lecture I
21 May 1921, Stuttgart Translated by Hanna von Maltitz Rudolf Steiner |
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In these lectures I should like to bring forward some details about the connections existing between the spiritual life of nations and their destiny in history. Natural Science is an especially important element in our civilization to-day because of the constitution of our present day souls, and I shall therefore select from the many different points of view from which the theme can be treated, the scientific element, and show that the entire historical development of nations is the deep basis for our present day inclination towards the scientific view. It will be necessary first to give an introduction and treat the theme itself on the basis of to-day's observations. If we turn our attention to the historical development of nations—and for the moment we will remain within what is historic—we will see that by the side of external political and economic destinies, spiritual endow¬ments, acquisition and accomplishments are forced upon us. You know that to-day two modes of thought oppose each other strongly. I have pointed out these opposing tendencies of thought in an earlier lecture held here in Stuttgart. First there exists the view proceeding more from the Ideal, the supporters of which are of the opinion that a spiritual basis, merely in the form of an abstract idea, prevails in the evolution of a nation. Accord¬ing to this view external events are produced from out of such a spiritual basis. One can say that ideas prevail in history which express themselves from epoch to epoch, but usually one is not clear regarding the shadowy relation between the real spiritual basis and the sequence of ideas which are brought to expression in the course of history. The other view, which at present exercises great sway, considers that all spiritual phenomena, including Morals, Rights, Science, Art, Religion, etc., are simply a result of material events, or rather, as a great portion of mankind would say to-day, of the economic life. It is thought, in this case, that certain dim forces which are not investi¬gated further, have brought about this or that economic system or method of co-operation in the time sequence of history ; and so, through purely material economic processes, what men regard as Ideas, Morals, Rights, etc., have arisen. One can produce if desired convincing reasons for the one view as well as for the other. Both are capable of proof in the sense in which ' proofs' are often spoken of to-day. Whether a proof is regarded as decisive for the one or the other view depends on the way one is placed in the world with reference to one's ordinary interests or what one has experienced in life through mode of philosophic thought. Everything in this Wundt characterization is built up, is constructed. Some observations are made about the way in which modern uncivilized tribes show their way of thinking through their language. The hypothesis is continued and the primaeval population of the world is shown to have been like these primitive tribes which have remained in this earlier condition, only perhaps more decadent. From the ideas found here one can see how they have arisen. They are not gained from experience, but their originator who built them up uses the modern concepts of Causality, Cognition, Natural Causes, etc., and then he reflects how these would appear in more primitive conditions. Then he proceeds to carry over to primitive races what he has thus constructed. There is but little possibility to-day for looking into the soul of another human being. There is absolutely nothing in Wundt's exposition of which one can say, one can recognize that it has arisen from insight into the soul conditions, even those of primitive races to-day. The renowned Wundt merely revolves about his own ideas which he simplifies and applies to the human creatures he is studying. Because nothing correct exists to-day connecting primaeval races and the races with developed outlook upon the world, we see these things placed historically side by side without regard to the fact that it is, one might say, logically offensive to find highly developed views of the world supported by wonderful intuitions of the Hindus and Chinese placed immediately after such a description of primitive man as given by Wundt. What is so lacking to-day is this power of penetrating feelingly into other modes of thought. We go back with what we are accustomed to think in the 19th or 20th centuries to the 15th and 16th centuries and then to the middle ages. We do not feel allied to them and cannot understand them and so we say they were dark ages and that human civilization came to a certain pause. Then we go back to Greece and here one feels the necessity for close contact while retaining the same ideas one holds regarding the ordinary life of culture to-day. At best, men of fine feeling, like Hermann Grimm, speak differently. He has emphasized the fact that, with our modern ideas, we can only go as far back as the Romans. Generally speaking, we can understand them, we can grasp with modern ideas what transpires with the Romans. If we go back however to the Greeks we see that already Pericles, Alcibiades, even Socrates or Plato, Aeschylus or Sophocles are shadowy beside our modern understanding; there is something foreign about them, if we approach them with modern ideas. They speak to us as if from another world. They speak to us as if history itself starts with them as a fairy-tale world. Hermann Grimm has spoken in this way of facts. But one must add something if we proceed from another point of view, from the view existing in the world through the spirit of Natural Science (this was not the view of Hermann Grimm.) One cannot go back in thought even to the Romans so as to make them appear really objectively before us. Grimm, who did not have an education in Natural Science but only received what existed as a continuation from the Roman epoch into modern times, is still able to enter into, the spirit of Roman times but not into the Greek. And if the concepts of Rights of the State which are copied from Rome were not known to us, if we possessed nothing of that singular feeling for Art which arose again in the Renaissance and into which Grimm entered deeply, but if instead of all this we lived in purely scientific ideas we should be as little at home in the Roman world or even in the medieval world as Grimm felt himself at home in the Greek world. This is one point that must be added, and the other is that Grimm paid no attention either to the World of the East. With his whole observation of the world he only traces back as far as the Greeks. Consequently he does not attain to what he would have attained according to his own suppositions if he had applied himself to, let us say, the Vedas, to Vedantic philosophy. He would then have said: If the Greeks meet us as shadows, those men whose special conditions have found expression in the Vedas, in Vedanta, meet us not even as shadows but as voices from out of a quite different world, a world which does not resemble ours even in its shadow-images. But this is only valid if we have so taken up the present mode of thought and condition of spirit that we are able to understand these as soul content. Quite different is it if we adopt the methods which to-day are alone purposeful. Because of a certain entanglement in natural-scientific education, we are to-day imprisoned in a system of ideas which appear to be almost absolute. It is only through Spiritual science that one can to-day enter with one's feelings and one's life into past epochs of time. From the standpoint of Spiritual science the single epochs of human evolution appear absolutely different from each other; indeed, it is only in Spiritual Science that the possibility arises of entering into the spirit of what men in past epochs of historical development possessed as soul-constitution. How does this possibility arise? It is possible in the following way. I have often explained in lectures that Spiritual Science rests on a definite development of our soul powers. The cognition which we apply in Natural Science and in ordinary life and which in recent times we have carried over into History and into Social Science and even into the science of Religion, I have called in my books 'Objective Cognition.' This is namely what every human being who belongs to our modern civilized life is aware of. We observe the external world through the senses and combine sense impressions through the medium of the intellect. We thereby gain serviceable rules for life, a certain survey over life or over the laws of nature. In this consists what one calls objective cognition. As characteristic of this we acquire a clear distinction between ourselves and the surrounding world. Ignoring for the moment the different theories of knowledge, the different psychological and physiological hypotheses, we know that we face sense-perception as an Ego. Through the intellect, in which we clearly know ourselves to be active, we gain a kind of synthesis of what is given through the senses. We thus distinguish active, intellectual activity from passive perception. We feel ourselves as an Ego in the environment which reveals itself through sense experience. In other words, man distinguishes himself as a thinking, feeling and willing being from the environment which imparts itself to him through sense revelation. But I have continually pointed out that beyond this method of cognition other methods can be developed and I have shown in my books How to Attain Knowledge of the Higher Worlds and Occult Science how such methods are attained. The first steps for such cognition—whether one calls it 'higher' or something else does not matter—is Imaginative Cognition. This is distinguished chiefly from objective cognition by its working, not with abstract ideas, but with pictures which are as pregnant and as evident as ordinarily perceived images but which are not transformed into abstract thoughts. In our rela-tion to these pictures, as I have often emphasized, we produce and dominate them just as one does mathematical ideas. The method of raising oneself to Imaginative Cognition has a quite definite effect on the constitution of the soul. But this result—and I say this with emphasis—lasts only during the time given to Imaginative Cognition. For when the spiritual investigator finds himself once again in ordinary life he makes use of ordinary knowledge, or objective cognition, like anyone else. He is then in the same disposition of soul as another man who is not a spiritual investigator. During spiritual investigation, within that condition of looking into the spiritual world, the investigator is actually in his imaginative world. But there imaginations are not dreams, they are experienced with as much presence of mind as are mathematical ideas. With regard to this presence of mind the condition of soul is not changed during imaginative experiences, but with regard to ordinary working experience in the world it is changed. During imaginative experience the feeling is at first that of being one with all that runs its course in our own soul life in time apart from space. Space does not come into question here, only time. I have already explained how, with this entry into imaginative representations, our experiences since birth or since some definite time later stand before us as a tableau arranged in time, a time picture made perceptible. This is difficult for the ordinary intellect to conceive because we are dealing with a picture which is not spatial but must be thought of only in time in which, however, simultaneity is an inherent factor. In ordinary consciousness one has always to do with the single moment. From this one looks back into the past. During this moment the world is seen surrounding us in space and we see ourselves existing in a definite epoch in time distinct from this surrounding world. In Imaginative Cognition this is different. Here there is no sense in saying: I am living in the definite moment now; for when I behold this picture of life I flow with my life, I am just as much in the time of 10 or 20 years ago as in the present. To a certain degree the Ego is absorbed in the state of 'becoming' which is here perceived. One is united with this perception in time to the state of 'becoming.' It is as if the Ego which usually is experienced in the present moment is spread out over the past. As you can imagine, a transformation of the whole soul life is thus involved during the moments of such experiences. We have to deal with a world of pictures in which we are living. We feel ourselves to a certain extent to be a picture among pictures. Whoever understands this in the right frame of mind will no longer talk foolishly about the spiritual investigator being subject to some kind of suggestion or hypnosis; for he himself is absolutely clear about the picture and the character of his experience; clear that he is a picture among pictures. But just because of this he knows also that the pictures in his consciousness are just like other ordinary representations, they are copies of a reality; images which he does not yet perceive as reality but the pictures of which he beholds inwardly. One is in the condition of suggestion or hypnosis only if one has pictures and believes them to be realities like the realities perceptible through the senses. As soon as we are clear regarding the character of our experiences in consciousness, then it is simply a question of an inner possession of the same faculties that one uses in mathematics. The essential thing that I want especially to emphasize to-day is this merging into what is objective-temporal, into this 'becoming' so that one no longer clings to the 'Now' in time but feels alive in the stream of happenings. The next stage obtained through exercises, which I have also described in the books named, is that of Inspiration. This is distinguished from the Imagination stage by the picture element almost vanishing. One must first have the pictures in order to obtain correct ideas of Spiritual Science, but one must also be able to extinguish them from consciousness, one must obliterate them arbitrarily. And then the possibility comes for a holding back of something and what is held back is actually a revelation from the spiritual world. In my books named above I speak of inspired ideas of the spiritual world. But even with such experiences one has not yet attained the spiritual world. At first one had pictures, now one has the revelation to a certain extent of the spiritual world, but one stands independent and facing it, recognizing its reality in that one stands outside it. To-day I should like to consider especially the soul condition when, from out of one's own will, such Inspiration is evolved. The ordinary objective world is then renounced, one knows then what it means to have outside one's body a revelation of the spiritual world. In other words, we can now float in unison not only with time, but with all that is spiritually objective, external to man; we no longer feel the distinction between cosmic existence and Ego existence in the way pertaining to objective cognition, but we experience the Ego and in the Ego the Cosmos in its concrete variety and multiplicity. It is fundamentally the same, at this stage of knowledge whether I say 'I am in the world' or 'The world is in me.' Ordinary methods of expression cease to have validity. Prepositions such as 'in' or 'outside' can only be used when one connects them with another condition. One feels poured out in the whole world not only in the 'becoming' but in everything that appears anew in consciousness as spiritual. One no longer feels this 'outside you' and 'in you.' This is the soul condition which holds us during Inspiration. It is not as if the Ego were submerged, not as if the outpouring of the Ego were identical with a suppression of the Ego, but the Ego in all its activity feels that it has become one with the concrete, manifold varied world it now experiences. We know ourselves apart from our ideas, our feelings and our will impulses in spite of the fact that these are one with ourselves. So also through Inspiration we feel the manifold nature of the world in spite of knowing that we are really merged together with this world. In the present epoch of human evolution, these stages of cognition must be evoked by such energies as I have described in my books How to Attain Knowledge of the Higher Worlds and in the second part of my Occult Science. They have to be reached consciously. But we can distinguish what constitutes the feeling of the soul in these conditions from what we con-sciously evoke there as content. One can distinguish how one feels in the state of Imagination and Inspiration from what one gains there by working and from what one finally apprehends there. I do not want to indicate this soul condition through abstract considerations; I would like to describe it concretely. You see, when Goethe learnt to know Herder he, together with Herder, buried himself deep in the work of Spinoza. Whoever knows anything of Herder's biography knows to what an enthusiastic degree Herder admired Spinoza. But if one reads again such a work by Herder as, for instance his 'God,' in which he records his feelings regarding Spinoza's works, one must realize that Herder speaks about Spinoza, from out of Spinoza, but quite differently from Spinoza the philosopher himself. In one point Herder is similar to Spinoza and that is in the soul condition from which he reads Spinoza. Herder's soul was very similar to the soul condition from which Spinoza's Ethics, for example, were written. This condition passed over to Herder and, in a certain way, passed over also to Goethe while he plunged into the study of Spinoza with Herder. But while Herder had a certain satisfaction in this soul condition, Goethe had none. Goethe felt deeply that passing over into the object, that merging together of the Ego into the outer world, so magnificently alluded-to by Spinoza when he speaks in absolute passionless contemplation, as if the Cosmic ALL itself spoke, as if he would forget himself and as if his words were merely the means through which the Cosmos itself were speaking. Goethe could experience what can thus be experienced in objectivity, and in this connexion he felt just as Herder felt: but he was not satisfied. He still felt a longing for something else and it seemed to him that in spite of the depth of feeling acquired, Spinoza's philosophy cannot by any means fill the whole of man's needs. Fundamentally, what Goethe felt in this way towards Spinoza is but another 'nuance' of his feeling towards the northern world. The civilization accessible at Weimar dissatisfied him, and, you know how he was driven south, to Italy through this feeling. In Italy he at first saw only what the Italians created on the basis of Greek art, but something like a reconstruction of the Greek spirit and method in Art arose in his soul. One can feel deeply what is characteristic of Goethe at this period if one reads what he wrote to his Weimar friends while standing before those works of art which called up before his soul the creative art faculty of the Greeks. 'There is Necessity, there is God' (with reference to Herder's work' God' inspired by Spinoza). Goethe did not find in Spinoza that Necessity he wanted: he found it in what was presented to his soul during his Italian journey. Out of what fashioned itself then there arose in him the possibility of developing his own special outlook on Nature. One knows how he brought to expression his longing for an exposition of Nature in abstract, lyrical words in a 'Prose-Hymn,' before he travelled south. And one sees how what was poured out in abstract lyrical form in this prose hymn 'Nature' became in Italy concrete perception. How for example, the plant nature appeared before his soul as supersensible perceptible pictures and how he then discovered the 'primal plant archetype' among the manifold plant forms. This archetype is an ideal-real form which can only be seen spiritually, but in this spirit form it is real, lying at the base of all individual plants. We can see how from now on the object of his search is to bring before his soul those archetypes for all nature which are one and many. We can see how his knowledge rests on the transforming pictures, from the single plant's leaf-sequence on to the blossom and the fruit. He wishes to hold fast in pictures what is in process of becoming. From Spinoza's ethics which he read with Herder there streamed something that seemed invisible, resounding from out of another world, a world in which man can immerse himself with his feelings if he attains a passionless contemplation. But with Spinoza this was not perceptible. The longing for vision lived in Goethe's soul and this longing was fulfilled in a certain way when he was stimulated by those pictures appearing like resurrected art creations of the Greeks. And it was also satisfied when he was able to conjure pictorially before his soul the primal archetypes of Nature. What was it that Goethe thus experienced in sequences? It was that soul feeling—not soul content, not that which one can investigate—but the soul feeling which, on the one hand is Inspiration and on the other hand is Imagination. Neither Goethe nor Herder had the possibility in their time of looking into the spiritual world as can be done to-day through spiritual Science, but as a premonition of this spiritual science the feeling prevalent in them was the feeling which appears in special strength and intensity in Inspiration and Imagination. Herder and Goethe felt themselves in the mood of Inspiration while they read Spinoza and Goethe felt himself in the mood of Imagination when lie formulated an outlook on nature through the Italian works of Art. Out of this Inspiration mood of Spinoza Goethe experienced the longing for the Imaginative mood. What he discovered as the archetype of plant and animal, this was not yet real Imagination, for Goethe did not possess the method of acquiring real imagination. What he possessed was the mood for Imagination. He could kindle the mood in himself, not because lie strove towards real, pure imaginations freely created inwardly, but because he experienced in himself sensible supersensible pictures stimulated by what plants, animals and what the cloud world express. He could find himself in the mood which accompanies Imagination just as in reading Spinoza he found himself in the mood of Inspiration. He recognized the soul condition in which man experiences what he utters in such a way that he uses words so as to allow the secrets of the Cosmos to be uttered, to a certain extent, by the Cosmos itself. Whoever has really felt the transition in the soul which can take place through reading Spinoza's Ethics as a mathematical treatise, becoming immersed in the ideas as mathematical ideas so as to rise to the Scientia Intuitiva which speaks in Spinoza as consciously as though the world were using him as its mouthpiece,—any one who has felt thus will realize what Goethe and Herder felt in Spinoza. How the one, Herder, was satisfied and how the other lived with longing more in a mood of Inspiration. And we can say that a certain soul mood proceeds from what spiritual scientific investigation offers to-day as methods to attain Imagination and Inspiration. We can follow historically how Goethe, without having Inspiration or Imagination, tends towards these moods. Now if we go further we can regard Spinoza more exactly. When we study him historically (not as is often done to-day by the historians of philosophy) one is led from Spinoza to know who stimulated him. These were the adherents of Arabism, living in the South-west of Europe, adherents to the Arab-Semitic outlook on the world. He who understands such things will be able to experience once again that which flowed from the Kabbalah into the ideas of Spinoza. One is then led further back beyond Arabism to the East and one learns to know what comes forth in Spinoza is the conception of an ancient view of the world. In the old Eastern world what appears is the same as in Spinoza only not in intellectual form but as ancient Eastern inspiration. This inspiration was not acquired as ours is to-day, but it existed among certain oriental races as a natural gift and went through an especially profound development there. If we go back to the Egypt from which Moses created his views, to the sources from whence the Greeks created, we find that what came to Egypt from the Asiatic east is developed to a very high degree. The Egyptians before the 8th pre-Christian century lived instinctively in their environment so that they felt themselves one with it, so that what they discerned of their environment they experienced in inner contemplation. Now let us turn to the Imagination, to what Goethe longed for when he felt the mood of Inspiration. At first he recognized this to a certain degree in the art of Greece. He sensed in vision what Herder felt in concepts, in the world of perceptions as these appeared contemplatively with Spinoza. And what Goethe realized he deepened into a view of outer Nature so that later on he could utter, from out of his spirit, this deep saying: 'He to whom Nature reveals her manifest secret, yearns for Art, Nature's worthiest interpreter.' In Art, Goethe saw through to the basis of Imagination, and by relying on evolution in Nature he sought that soul mood which a man enters if he become one with this evolution. This conquest of oneself, together with maintaining oneself in Imagination, was revealed to Goethe through the art of the Greeks, and he sought it not only in Art but as the basis for a view of Nature. And if we follow on to further consequences this special element which Goethe thus developed, we attain in a fully conscious manner Imaginative Perception. If we follow this method of Goethe back to its origins, as we follow Spinoza's method, we are led to the Greeks, and from them further East. From the Greeks we come back to that view of the world which existed in the development of the so-called Chaldees, who again created from out of the Persian world and out of the entire Asiatic world. And just as we look back through the soul mood of Spinoza to ancient Egypt, so we look through the Goethe-Greek view of Art to that view of evolution which obtained in ancient Chaldea. One can follow, even into the details, this opposition of Chaldea and Egypt in Goethe and Spinoza. We can thus go back in feeling to earlier epochs of time if we do not entangle ourselves in what alone is regarded to-day as absolutely correct and exact. If we attempt to press forward to other kinds of ideas, to Imagination, to Inspiration, if we know the moods of soul pertaining to Imagination and Inspiration, then we can go back in cognition to earlier epochs. Whoever reads Spinoza today merely with the intellect which has been so strongly developed with us, and as if everything previous were fundamentally but childish ideas, he cannot feel how in Spinoza there lived as a mood what was productive intuitively and creatively as the highest blossom in ancient Egyptian civilized life. He cannot feel how the soul mood of the ancient Chaldeans lived on in that which ensouled Goethe as he uttered the words: 'There is Necessity. There is God,' or 'He to whom Nature reveals her manifest secret yearns for Art, Nature's worthiest interpreter.' Whoever bases himself merely on the abstract thought content of to-day, does not come back to the earlier historical epochs. Therefore there results for him that abyss to which I pointed at the beginning of this lecture. Only he can come into ancient epochs of humanity who immerses himself in this basic mood as it appears in Spinoza and Goethe. No Egyptian Myth, least of all the Osiris-Isis Myth, can be really experienced in its import if one does not base oneself in this mood. People may be ever so clever and give ever so many allegorical, symbolical interpretations. This is not the point. It is a question of feeling with one's entire being what was felt in ancient times. One may think this or that about ancient ideas, one may choose clever or foolish symbols, it is not a question of choice but of experiencing a basic mood. Through this we can come to what lived in an earlier epoch. One cannot find what existed in ancient Chaldea by the present means of investigating, but only by being able really to immerse oneself in the mood of Imagination which actually appeared to a certain extent with the Chaldeans as a view of the world. They lived in a 'becoming.' One understands what contrasts existed between the Chaldeans and Egyptians, for instance, as contemporary races. Trade relation went from Chaldea to Egypt and from Egypt to Chaldea. Their culture was so fashioned that they could write letters to each other. Everything consti-tuting external life stood in regulated interchange. Their inner soul constitution was however quite different. An Imaginative element lived with the Chaldeans, an Inspirational one with the Egyptians. There was, with the Chaldeans, an external perception, such as reappeared, intensified, in Goethe. With the Egyptians, from what proceeded out of inner being, the soul, there was that which later on appeared at a higher stage from out of the inner being of Spinoza. One can follow this into minute details. I will give an instance and one will see how such details are to be understood on the basis of these general moods. The Chaldeans had fundamentally a highly developed astronomy. They developed it by means of cleverly devised instruments, but above all by a quite definite kind of perception which was an instinctive Imagination. They came thereby to divide the course of time into Day and Night so that each was regarded as 12 hours long. But how did they divide the days and nights? They made the long summer day into 12 hours and they also made the short summer night into 12 hours. In winter they similarly divided the short day into 12 hours and the long night also into 12 hours, so that the winter hours by day were short and the summer day hours were long. Thus with the Chaldeans the hours in the different seasons had quite different lengths of time. This means that the Chaldeans so lived in the sense of 'becoming' that they carried this 'becoming' into Time. When they lived in the outer world in summer they could not let the hours run as they let them run in winter. In summer the course of time, the 'becoming' was drawn out. This "becoming was inwardly moveable, not rigid as it is with us. Time was elastic with them. How was it with the Egyptians? The Egyptians reckoned 365 days to the year. Through this they were obliged to add supplementary days at definite times, but they could not decide to depart in any way from their 365 days to the year. In reality the year is longer than 365 days, but this length remained immoveable with them up to the third pre-Christian century, and thereby the perceptible outer world got beyond their control. Through this the Festivals changed. For instance, a festival of early autumn became a festival of late autumn, and so on. Thus the Egyptians so lived into the course of time that they had a conception of time which was not applicable to outer perception. Here we see an important contrast. The Chaldeans lived so intensely in the externally perceptible that they made time elastic. The Egyptians made time so rigid, experiencing what lives subjectively from within, that they could not even correct it through intercalary days in order to make the feasts of the year harmonize with the seasons; and so they let the external festivals fall on the wrong months while the whole external world thus became unsteady. They did not find themselves in the outer world, they remained in their own inner being. That is the mood of Inspiration which we must have in order to come to real cognition. The Egyptians had it as instinctive Inspiration. As a man knowing the higher worlds one should be as mobile on the one hand as the Chaldeans and on the other hand be able to enter deeply to inner being as the Egyptians could. A rigid system of time was the basis of their whole life, even of their social and historical life. This contrast between the mood of naïve Inspiration and naïve Imagination thus comes to expression in History. Goethe, as a complete being, re-experienced the experience of Spinoza as a continuation of Orientalism and Egypt. Goethe experienced his longing for a complete adaptation to the external world from out of his inner feeling where everything is invisible, from whence a man looks out into the world and does not recognize things because he judges them according to what the inner being offers, so that the things are beyond his control. While Goethe felt the mood of Egypt, he sought to experience in himself the mood of Chaldea, as that of the other pole. If a man re-create out of his own nature historical moods, one can then see the threads extend from a newer over to an earlier epoch, and one hopes to reunite the different epochs of time through this observation. This now is essential, that one does not merely designate from documents what happened in this or that epoch, but that one learns as a complete human being to immerse oneself in these epochs, in what was felt and inwardly experienced by men and by races in the different epochs, in what mood of soul they existed. Their external fate was the result of this inner experience, of this peculiar soul constitution. This is the way that will lead us above such ideas as 'Does the egg come first or the hen?' and can lead us into the deeper regions of reality. It is the way which shows us how each time we observe the reality we must press forward beyond what is given by external objective cognition. And if it is often emphasized that one must learn from history about our activities to-day and in the future, then attention must be directed to the manner in which we should learn. We should so learn that what we experienced with our soils in past epochs should become living. The abyss of which I have spoken is bridged through this consideration. We are able to look hack into the metamorphosis of the soul constitution of men during the different epochs of time, and ardour and thoughtfulness will flow into our present soul constitution, so that we find the necessary thoughtfulness to build those ideas which are needed for the healing of the social relationships of to-day. But the necessary ardour must be kindled to have the force to attain full consciousness and to express in ideas that Imagination and Inspiration which formerly were developed instinctively. |
325. Natural Science and the Historical Development of Humanity: Lecture II
22 May 1921, Stuttgart Translated by Hanna von Maltitz Rudolf Steiner |
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There exist side by side on earth civilizations of different ages. One must go far back in time in order to understand modern Indian civilization, not so far back to understand the civilizations and literature of Western Asia, still less far back for the Egyptian and again still less to understand the Greco-Roman culture. |
We have got to transcend a great crisis. And we can only understand the nature of this present crisis if we understand it in the light of a deep comprehension of human evolution. Together with this we will understand how a spiritual Science arises from out of Natural Science. This can only be understood through being able to grasp it from out of the entire spirit of human evolution. |
325. Natural Science and the Historical Development of Humanity: Lecture II
22 May 1921, Stuttgart Translated by Hanna von Maltitz Rudolf Steiner |
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If we wish to be convinced of what, in the newer sense of the word, Natural Science signifies, we must look back to the sources of our present civilization. As can be seen even front the ordinary historical and scientific observation, these sources must be thought of as lying very far back in time, it is only if one keeps in mind the evolution of man and the gradual appearance of his special powers in more recent times that one can set-how these powers arose front the depths of the human soul, powers which lead to the present observation of nature and the affiliation of this to technique and to life. There is a certain difficulty in placing more recent historical epochs in their essence before anyone who is wedded to the present day Science. In the previous lecture we attempted by way of introduction to proceed from the present—a present be it understood to which Herder and Goethe belong and to investigate certain streams which lead back to ancient times. We have seen how one of these two streams which existed so characteristically in Goethe led its hack to the Egyptian point of view, the other to the Chaldean. We went back to pre-Christian times and emphasized characteristic distinctions between the soul mood of the Chaldean people living in further Asia which can be traced back to about the beginning of the third pre-Christian millennium and that of Egypt, which can be studied still further back even in external history. We have seen how a view existed among the Chaldeans belonging more to the external world in which the human mind so lost itself in the external world that even time became elastic. This soul mood made it necessary to regard the day hours in summer longer than in winter, whereas with the Egyptians the division of the year throughout the centuries was held rigidly by a method of calculating and not from any grasp of external events. They reckoned 365 days to the year and went on in stages of 365 days, not noticing that in reality they were no longer in harmony with the course of the year as it ran in the sense world externally. While they reckoned the year shorter than it is they encountered contradictions with what is really perceived in the outer world. This shows a significant distinction in the soul moods of two people who were connected with each other through trade relations and by spiritual intercourse, people who stood near to each other outwardly. One can only value such a distinction correctly by entering deeply into the origins of human civilization. This is rendered increasingly difficult because the civilizations which have developed one after the other in time exist to-day side by side in space arrested at different phases of evolution. If to-day the European or the American who wishes to emerge from his materialism to more spiritual ideas about the human being, if he turn to the present Indian civilization, he finds within this a highly developed spirituality, a mysticism penetrated by acute intellectual concepts. He finds within its philosophy absolutely nothing of what he has learnt to know as the natural scientific view of Western or American civilization. If he feel a longing to experience something concerning humanity, something which modern science cannot give him, and if he do not allow himself to take into consideration what a newer spiritual science can give concerning man, then he will seek to absorb himself in the spiritual view of modern India or at least of what has been preserved from an epoch that is relatively not very ancient. Whoever is armed with spiritual science, however, and approaches this Indian view of the world will find that from what exists in it to-day or what has been preserved historically from a more or less far distant past, there is expressed something which is no longer quite apparent but which seems to be a kind of lower stratum, as something springing up from dark depths. This plays even into the language and especially into the ideas and images. It must be conceived as something which has undergone many transformations before it has reached its present form. What exists in modern India has only received its form in most recent times but it carries elements in itself which are primaeval, which have required thousands of years in order to be what they have become. If we turn to other civilizations, the Western Asiatic or the Chinese for instance, we find that something similar is the case; but we have the feeling that we need not go back so far in order to understand the present as we have to do in India. And if we observe Egyptian life as it transpired since about the beginning of the third pre-Christian millennium, we have the feeling that what is contained historically in documents is such that we are obliged to immerse ourselves into most ancient times, as we attempted to do, for example, in the last lecture. But we also find that the old has been preserved there with a kind of purity so that its fundamental depth is apparent even in later times, whereas in India it must be sought in the outset of its development. In a similar way this is the case with the Greek and with our own civilization which, as we shall see, begins about the fifteenth century. The matter so appears that for a penetrating view, primeval elements have continued but are hardly noticeable to ordinary observation. We will now see how the ancient elements within European and American civilizations are to be discussed. One might say that the natural scientific element which has entered recent civilization appears to have so thoroughly cleared away what was old that this old element can only be substantiated by definite methods. It is however still there. There exist side by side on earth civilizations of different ages. One must go far back in time in order to understand modern Indian civilization, not so far back to understand the civilizations and literature of Western Asia, still less far back for the Egyptian and again still less to understand the Greco-Roman culture. One can remain almost entirely in the present in seeking to understand modern European and American civilization. What has developed consecutively in the course of time stands side by side for us now and what stands side by side thus is in reality of varying ages, at least so far as regards external appearances. The temporal is mingled with the spacial and one must first find from a modern standpoint the methods which show from what present day civilizations one can go back into ancient times and from which one can find access to these old times by difficult and devious paths. Now as you know, the observation of natural science, the so-called anthropological or geological observation, joins on to what history furnishes and we saw in the last lecture how superficially this is often done. We are led back into very early European times by superficial anthropological investigation. Of course there is less said about the people of Asia but as regards European evolution we are led back into ancient epochs. You know that geology, enriched by modern anthropology and history, says that, concerning certain trustworthy artistic remains which have been found in caves in Spain and France, very ancient races of Europe date back thousands of years; that in these extraordinary paintings revealed by the cave explorations we are told how in ancient times men must have lived in Europe in a certain degree of civilization even before that significant event spoken of by anthropology and geology as the European ice-age within which a great part of the European continent was covered with ice and thus made uninhabitable. Such regions as those in which the cave explorations of Southern France and Spain have been undertaken, must have been oases. Amid the wide ice fields men must have dwelt: a relatively rich nature must have existed and a civilization have evolved. Thus are we led back even to-day into very ancient times of European life. And here, what external investigation can furnish joins on to what Spiritual Science has to say. Spiritual Science can indeed only proceed from what the developed soul powers of man can fathom, what can result from imagination and inspiration; it can speak of what can be consciously per-ceived inwardly. One can say in referring to what external history can investigate: Spiritual Science can in reality only fathom more or less the spiritual part of evolution, least of all that which has occurred in external nature. However, through spiritual investigation one can go back to those epochs which have seen man and his environment in quite different relations to those of the European ice-age. It will be the task of these lectures to go back to those ancient times when man lived under quite different relationships and in quite different regions of the earth than later; but a feeling ought to be evoked regarding how justified it is to point to a supersensible cognition which traces back the history of human evolution into early times. If anyone whose soul life, deepened through the view and feeling gained from spiritual science, approaches what outer history gives, he can have experience of the evolutionary path of civilized man. One can admit from the point of view of external anthropology and geology and history, that if one goes back ten to fifteen thousand years one finds quite another kind of life than that of modern civilized Europe. One can admit that in this epoch, during the last ten to fifteen thousand years, the evolution of European, Asiatic and eventually also of ancient American humanity takes place. But what lies in documents must be illumined in a special manner by spiritual science. One must of course say that out of such considerations as I discussed by way of introduction, if one has acquired the possibility of going back from the present into earlier soul-moods one can then perceive correctly that which exists side by side. In relation to antiquity, attention must be given first of all to the region of India. What is still there to-day as an extraordinary acute method of interpreting the world leads back to the times of the mighty Indian philosophy in which the Vedas had birth. But even if we let the Vedas, the Vedanta philosophy, the Yoga philosophy of India affect us we feel that in order to understand what, in its after effects, still exists beside us on Earth, we feel that we must go back into very early times indeed. If we compare it with, for example, our European method of thinking logically or with the Greek method of building up thoughts, we then find that the European culture of to-day, when compared with the Indian, appears like a descendant, like a grandchild, a child living beside his father and contemporary with him. Indian culture stands there reflecting very early times, but it has become old. In its old age condition one can still fathom what was revealed in ancient times as the highest spirituality, but one only sees it in decadence, in its old age. One sees it as one can see in the child certain early conditions of its father but these are changed because the conditions are experienced in a later date. Think of a man, for example, who was a child in the ninetieth year of the nineteenth century and then turn from him to his father or grandfather. The grandfather was a child in the fortieth or fiftieth year of the nineteenth century but he went through childhood in different conditions to those of the ninetieth year. The child of the latter time knows quite different things to what his grandfather knew with his naïve childhood in the fortieth year. If one acquire this kind of insight into the development of peoples, the present European civilization or even that of Greece appears, so far as we can penetrate into them, as if born late compared with what was born earlier in India or what to-day we find ancient in it. If we can sense this India which has grown old, which was already old at the time of the Vedas and Vedanta philosophy, if we can penetrate this in our mood of soul trained through spiritual science in order to see the earlier from out of the later just as one sees the childhood in a man who has become old, then we can arrive at a perception of primaeval India. But then we must realize that this primaeval India was without doubt a civilization fundamentally different from our own. It must have been absolutely permeated by the spirit and have comprehended man in a special, spiritual way. And if one observes the manifold character of what we find in India, the Veda poems with their imagery which remains however in a fluidic element, the acute Vedanta philosophy, the fervent Yoga philosophy, one must say that in the course of time civilization must have mingled with civilization there; that once upon a time a primaeval civilization of a thoroughly spiritual kind must have existed there. Then something less spiritual was drawn over this, something which found its expression in the Vedas. What appears in the fervent Yoga philosophy was then founded. It was impossible that all these could have arisen out of one race. Different peoples with different capacities have intermingled. The one brought the teachings of Yoga, the other the Veda poems. These peoples already found a primeval India which they absorbed and from which they took what was ripe and old and had withered in man. The incoming race came with fresh blood; they fashioned that which men in decadence could develop no further. And so it went on. In this way the present condition gradually arose and one is not far wrong in comparing this primaeval Indian culture with those remnants which exist in the regions where modern civilization has developed. We can compare with the men of primaeval India those who painted the extraordinary pictures in the west of Europe, the lines of which make such a deep impression on us. When we look at these pictures, if we can lose ourselves in what the human soul experienced while producing these pictures, we must say: certainly, something very primitive is contained here, often something like that which modern precocious children paint; but yet there is something else. We see from these pictures how men lived with a love for outer nature and we see that these pictures were painted from out of deep inner impulses. We see that they were painted by men who did not first analyse with the eye so as to decide how they should draw lines or place colours but who fashioned and painted from out of their inner experience what was deeply rooted in their love. If one compares this with what was founded in the civilization of primeval India, one finds a relationship. In Western Europe the development is primitive and it remains primitive; over in Southern Asia it evolves further and further because it is continually fructified by other races and it develops right on to the Vedanta philosophy. If I had brought these facts forward, as I have often done, in a spiritual scientific way you would then see that one can approach the matter concretely but quite differently. I now present them as they appear to the spiritual scientist when he takes external documents into consideration. But one cannot approach these matters, as customary to-day, with crude ideas acquired from a crude natural scientific observation. Our ideas must be pliable and plastic, as you will see from the considerations I will now place before you. Naturally one cannot show the connection between the cave civilization of Western Europe and the Indian as one proves the similarity of triangles, but the certainty we attain is not little if we only penetrate these things and if we adopt that soul-mood to which attention has been drawn. He who deepens his soul life—from this point of view in the wonderful ideas of the Vedanta philosophy, sees these transformed into an abstract spirit in the draughtsmanship of those paintings in the caves of Spain and Southern France. It does not appear striking, therefore, even from external investigation, that spiritual science explains how a common primaeval race, which must be sought for in the eighth pre-Christian millennium, gradually spread over the inhabitable regions of Europe, Africa and Asia and developed according to the different relationships of life. This ancient civilization within which man lived united to outer nature, showed itself in its most gifted form in ancient India. Here was revealed what comes to expression otherwise in a primitive way only. There was developed also farther that which has astounded people, for instance in the culture of Crete. This arose in the east of Europe. In India it developed as the primaeval Indian culture, and progressed further and further, remaining capable of life even in its old age. It passed through its blossom in that epoch when the Vedas, the Vedanta philosophy and other philosophical methods of thought arose. A great many things intermingled in this India which developed at different times but which are there to-day side by side. If we attend particularly to primeval Indian civilization we must say that everything points to a humanity with a soul mood into which we cannot enter through external means. I have said that one can press forward to Imaginative Cognition. If one does this consciously one gets an idea of what such men experienced, not consciously yet but instinctively like the ancient Chaldeans or the later Egyptians. Their mood of soul was absolutely different from that of modern men. Through this advance in Imaginative Cognition man himself becomes a picture; he blends with this picture and thus lives into the 'becoming' (das Werden) of the world. Thus did the Chaldeans for example, live in the 'becoming.' But on the other hand one learns to know also when to rise to Inspiration, how to overcome the separation between the inwardly subjective and the outwardly objective; to feel at one with the cosmic all, to so feel one's being in the Cosmos that one can say: What announces itself through me is the voice, the speech of the Cosmos itself. I only give myself to it in order to be an organ in the Cosmos and to let the world reveal itself through me. We can reach this state consciously in Inspiration. The Egyptian lived in it instinctively in a late stage. This leads us back to times from out of which a relatively good document obtains in Chinese civilization. What is usually described as such is a late product, but just as in India ancient stages, child stages reveal themselves so are revealed in China primaeval stages of civilization. We can feel how an instinctive Inspiration lives in the Chinese civilization. Through spiritual science we obtain to-day a conscious Inspiration, in China it was more or less instinctive; which means that its results exist as a background in what is imparted to-day in Chinese literature. We are led back to a view of man which presents him as a member of the entire Cosmos. Just as we speak to-day of a three-fold man, the head man, the member man, and the rhythmic man, and fathom his being in its full depths through Inspiration, in the same way the ancestors of the Chinese civilization once lived in an inspired knowledge of something similar. This however did not relate itself to man because man was only a member of the entire Cosmos but it related itself directly to the Cosmos. Just as we feel conscious of our head, the Chinese felt what he called 'Yang.' If we wish to contemplate our head especially we cannot look at it, we can at most see the tip of our nose if we turn our eyes that way. As we can see the surface portions of our organism when we regard ourselves outwardly but are only conscious of our head to a certain extent in our mind, in the same way the Chinese was conscious of something which he called Yang. And by this Yang he conceived what was to be found above, what spread itself out spiritually; the heavenly, the shining, the producing, the active, the giving. And he did not distinguish himself from what he knew as his head, from this Yang. Again, as we distinguish man from his environment when we feel the 'member-man' placing us in activity and connecting us with our environment, similarly the Chinese speak of 'Yin,' and in this he points to what is dark, what is earthy, receptive, and so on. We say to-day that in our limb and digestive system we take up external substances, uniting these through this system with our own being, and we take up the senses-thought element through our head organization, but between these two stands everything which maintains rhythm of breath; the rhythm of blood brings this about. As we feel and cognize man, in the same way the Chinese once saw the whole Cosmos: above the creative, illumining, heavenly; below the earthy, dark, receptive; and the equilibrium between the two, that which forms a rhythm between heaven and earth, that he felt when the clouds appeared in the sky, when the rain fell and when it evaporated, when the plants grew out of the earth towards the heavens. In all this he felt the rhythm of above and below and he called this 'Tao.' Thus he had a view of that with which he grew. It presented itself to him in this three-fold way. But he did not distinguish himself from all this. This view meets us transformed in Western Asia. What is transmitted to us as a primaeval civilization from the region of Persia, what shows itself in China, this must have once undergone a quite different development, metamorphosed into what is given as the opposition between Ahura Mazdao and Ahriman; Ahura Mazdao the illuminating, radiating God of Light and the dark, gloomy Ahriman, between whom the world is represented as running its course. The early Indian could not yet distinguish the higher from the lower, heaven from earth, and this is the difference between what was early Indian and what in China was metamorphosed entirely and can be found as the basis for many civilizations in further Asia that I have named the early Persian in my book Occult Science. As yet no difference was spoken about between what was subjective and inward in men and what was outward and objective. In the outer world no distinction was made between what is light spiritually and what inclines to be more bodily dark, while in later times, in the early Persian epoch, the two were distinguished from each other. The interchange of activity between the two was thought of as being brought about through Tao or through some rhythmic equilibrium. What is it that now took place? Why did men forsake the old standpoint so that they could no longer distinguish the spiritually light from the physically dark and for what reason did they go over to the conception of so opposite an idea as that of polarity or duality? When we realize what is to be found in documents and when we let the feeling which lies in these documents and in their tradition act upon our souls, we come to the knowledge that in those olden times men played little part in the outer world. They lived mostly, from our own correct point of view, on a high spiritual plane, but on the other hand also, in animal innocence. For everything that they experienced in relation to the universe was instinctive. Later on this was thought of as being the out-breathing of Brahma. All this was only possible to men who did not take part and work actively in outer nature, but who entered into nature, one might say, as does an animal, as a bird that takes what nature offers for nourishment without first working for it; fetching it merely by flight. These men therefore lived in full harmony with all the kingdoms of nature and extended their love over them all. When with full human understanding we place ourselves within all existence we realize directly that what was love of animals and plants in the Indian-oriental view of life has arisen out of the great all-love' that does not harm any being and therefore has not yet attained to the fully awakened human consciousness in which men lived in later days. They lived in an atmosphere of spirituality which was instinctive but was higher than that of the Greeks or of the spirituality of today. They lived blameless in nature: they did not kill, they even regarded the plants on which they lived in such a way that they did not sow them but took only those that grew wild. In such a way one looks back upon the peopling of the southern Asiatic regions thousands of centuries ago. Later there awoke in men the consciousness of the radical difference between the higher and lower, a consciousness of the spiritual which man cannot alter, which is above the physical upon which he can work and to which he can devote himself. About the beginning of the 6th or 5th millennium B.C. a change takes place—one can trace it in decadent remnants—in which what surrounded men and what they could alter is looked upon differently and as something over which they could exercise lordship. They begin to tame animals, they make domestic animals out of wild animals, and they become agriculturists. From the 7th or 6th millennium B.C. is the time of great radical change when men begin to work upon Nature and thus distinguish Nature from that which is radiant and shines upon what they could affect and what can gain form through humanity. But it is not only men that can give form to things: men can make instruments, a primitive axe was the instrument that preceded the plough—probably it was woman who first pursued agriculture—they ploughed the ground by hand, and sowed. But just as man saw that the earth could gain form through him he saw also that it was not through him that in spring the earth is decked out with plants and that in autumn the plants disappear. And therefore as the earth can acquire form through man, form also comes from what illumines him from out of surrounding space, and he comes to the distinguishing of light and darkness, spirit and matter. All this developed in such a way that men first learnt to distinguish themselves from the outer world through labouring on the land and being agriculturists and through breeding cattle. We can see in later Persian culture how everything depended on agriculture. We can see the connexion of this with what is expressed in the Avesta and we can recognize the progress from the early Indian civilization. But this develops in such a way that man does not as yet know himself as a Self. Humanity identifies itself with the external world. Men on the whole are entirely instinctively inspirational and they pass from instinctive inspiration to an understanding of the soul life which in after times, in the beginning of the third millennium, appears as the Chaldean imaginative civilization of which we can say that men have progressed so far that they not only distinguish the higher from the lower but that they occupy themselves with the stars; that they invent instruments, water-timepieces, etc. If however we study the Chaldeans we will find everywhere how strongly mankind lives in the outer world and that it is difficult for an inner life to be acquired. In Egypt we see something different. We see the Chaldean arising later than the Egyptian. We can follow the Egyptian back to the time in which we can also set the early Persian civilization with its metamorphosing of the Chinese culture, to the time when the higher and the lower were differentiated. But we can see, just in the beginning of the third millennium B.C., a mighty and radical change within the culture of Egypt. Just as we saw a similar radical change when taming animals and agriculture began, so do we see in the third millennium a still more extensive change. We come upon it in this way. We see how in Egypt the building of pyramids developed in a later period. We can also follow Egyptian culture historically to-day further back than the pyramids. These begin in the third millennium. Egyptian civilization reaches back to the time of Menes before this century. The mighty pyramids were not built then. At the same time that the pyramids were built we see something arising in Egypt which points in a conspicuous way to the fact that the Egyptians experienced intensely an inward development of consciousness. In order to build these pyramids powerful instruments must without doubt have existed. Such instruments could have only arisen through some kind of metal work and this working with metals implies a certain knowledge of the inner nature of metal . We see what was later named chemical knowledge arising in a primitive form with the Egyptians, in other words, we see how men began to make their inner nature strongly active and how they did not yet know that this inner nature was there. How mankind became aware of this inner nature and its strength can best be recognized by us when we examine from a definite point of view the highly developed Egyptian art of healing. It is quite different from our own medical science. For the illnesses existing in Egypt there were specialists, eye specialists in particular. The healers there made use of the so called Temple sleep. The sick were brought to the Temple and put into a kind of sleep during which they entered a sort of dream condition. What they then remembered was studied in its pictorial characteristics by priests who were versed in such things. These priests found out what taught them pathology through the inner dramatic course of the dreams, through the character of the pictures, whether they were dark on light or dark following light and so on. From another side they discovered indications for remedies in the particular configuration of the dreams. Through observation of what men experienced inwardly and what in dream pictures presented itself to the inner sight, the inward bodily condition of human beings was studied in Egypt. We see this occurring parallel with what was developing in Chaldea. There men lived more in an external outlook. They invented instruments, their wonderful water clocks for instance evolved from the pictorial character of their souls. They were so immersed in the pictorial element that they looked upon time as transmutable pictures. This picture making element was like an outward one in which they lived. With the Egyptian this element was grasped inwardly, it was so taken that they studied it in dream form. We see here an epoch when men did not feel themselves merely as members of the universe but in which they raised themselves out of the world and individualized themselves in these two ways in the Chaldean and the Egyptian. And we see an evolution in the arising of the pictorial observation of instinctive imagination. In a twofold way this meets us, the one in Chaldea, the other in Egypt. And in the beginning of the building of the pyramid, which in its measurements and geometric relations rests on a perception of proportions in the development of man, on the development of inner forces and on the experiencing of these forces, we see a third epoch of culture in which instinctive imagination gives a definite tint to the evolution of man. And we see how in this time the social conditions became the natural result of what arose as soul conditions. If we study the social conditions of primeval India we will find that men lived in peace together. We see in primaeval Persia how a warlike element existed, since there it was that men took up the fight with Nature, and we see how this warlike instinct went over into their imagination. And since they were possessed inwardly, since this instinctive inward possession of men in relation to themselves can only be what is emotional and of the will, those impulses for power showed themselves in the grotesque and great pyramids which are resting places for the dead and at the same time serve as testimonies of the outer power of those who ruled. We see how consciousness of power wells up but also how other folk mix with them bringing new blood into what existed as imaginative, instinctive, in the social conditions also. We see how such stock come more from out of central Asia and mix with the others. What they bring belongs to what is a feeling of 'themselves-now-men,' distinct from their environment. In Egypt there arose in a definite period what made the Egyptian realize himself as a godlike human being: he felt his self-consciousness so strongly that he looked upon all other people as barbarians and as human only those people who could live in inner pictures. One can see thus arising an intensified value of self-consciousness which runs parallel with an event belonging to this spiritual condition. If we study the laws of Hammurabi we find that the horse is not yet included among the domesticated animals. It came into civilized life, however, very soon after. Hammurabi speaks of the ass and the ox and soon after his time the horse is named in documents the 'mountain ass.' It was so called because it was brought over from the mountainous East. Races that had penetrated into Chaldea brought the horse with them and with this a war-like element appeared. We see the war-like element, born in olden times, developed further when the horse is tamed and added to the other tamed animals. This also is connected with a certain condition of the soul. One can say that up to this period man had not mounted a horse and strengthened his individuality to a certain extent through fettering the horse to his own movement. The point of development in which he now was awake expressed itself as the pictorial perception of the Chaldean and as the inner dreamlike life of the Egyptian. In this way the external relations of human evolution are intimately connected with the metamorphosis of the soul in the succeeding epochs: on one side the building of the pyramids, on the other the taming of the horse. Regarded externally they express the third epoch of culture, the Chaldean-Egyptian; and these are intimately connected with the arising of the instinctive-imaginative life. The highly developed civilisation of Egypt at the period in which the pyramids were built expressed itself in a dreamlike imagination. It came to a close relatively early. We see the first dawn at the beginning of the third millennium. After it had begun to decline its soul mood lived on in Asia, progressing through Western Asia, Asia Minor and over to the European continent. It is clearly perceptible in what comes over from Asia Minor from the older Greek civilization and is still perceptible in the Homeric poems and in their outlook on the world. But in the approach to these Homeric poems we come upon a radical transformation. What lies at their base as a world outlook shows imaginative ideas throughout and also the perception of man which is pictorial. In order to understand Homer's own peculiar method, one must see plastically with the inner eye of the soul when, apart from the fact that he speaks in pictures that can be seen outwardly of an Achilles or a Hector, he points out the pictorial element, as for example, 'the quick footed Achilles, Hector the hero with the waving crest.' In the whole nature of Homer we see something that is Chaldean. This becomes different as the Greek civilisation develops which we find with Aeschylus and Sophocles and in the Greek sculpture. We can distinguish this from what is older because we realise how strong was the impulse in Greece to understand man in his own actual human nature. If we look at the Chaldeans we see how the plastic perception appeared there in images and we see it especially in one of those races which were near to the Chaldeans locally, the Sumerians. We see how this race tends like the Egyptian towards the outward aspect of humanity. We find among the Greeks in drama and also where drama is led over into the domain of sculpture, how man is to be understood in his outward aspect. This was strongly felt by the man of the third epoch in his expression of deep, instinctive forces. This happened in Egypt during the building of the pyramids when, in their structure, men allowed their forces to grow into gigantic proportions; and in certain races of Asia who lived in an especially warlike way and placed themselves on horseback and felt themselves one with the horse. The Greek then proceeded to say: 'I do not require external means, all human forces lie within my skin.' And he fashioned plastically those forms of men, perfect in themselves, which take everything into themselves which a previous epoch had to seek through an external embodiment. This entire immersion of oneself, this entire living in what is human and this seeking for the sublime in man, this we find expressed in the Greek spirit. And we meet it later in another form in Rome if we call to mind the passing through the Forum of the Emperor or some other figures in the Roman toga. We can see even to-day how in a much more abstract way than in Greece there was this fashioning of men with the highest forces felt within their bodies. In the sixth pre-Christian century a new epoch begins; the Homeric age being still earlier. This age which now begins develops especially strong and powerful in Greece where it increases in splendour for about four centuries and then meets with a downfall. Then Christianity arises. When the Greek had his Zeus statue before him he still felt something fully living there, but when the Roman regarded his statues he saw fundamentally only an abstract idea. This abstraction be came more and more pronounced and even in the fourth post-Christian century when the Senators entered the Roman Senate Hall each one threw a grain of incense into the glowing flame which burned in front of the statue of Victory, before he took his seat as Senator. We see how that which was felt in Greece as the fulness of life in the statues of Zeus, Athene and Apollo is still felt in the statue though in a merely abstract thought form, which was however real. There was still something like the magic weaving of divine forces themselves in the Zeus and Athene statues. We then see how the Christian Emperor Constantine had this statue removed out of the Senate Hall because he thought it had lost all meaning in the sight of Christianity. And we see how Julian the Apostate once again absorbs himself in the fully human view of the fourth epoch, bringing back again the statue of Victory to the Senate Hall; how he causes the ancient ceremonies to be enacted again by the Senators but how he can no more renew the old and how he succumbs as a consequence. For the arrow which struck him down was the arrow of a murderer hired by his enemies. And out of all this the epoch develops which I shall have to characterize further, the epoch in which men occupy themselves with inner spirituality, with intellectuality, with the power of understanding. This develops in its own special way through the Middle Ages where the intellect was thought about as we find it in Scholasticism where men fought over Nominalism and Realism. In the 15th century a quite different spirit leads over to the age of Natural Science. In the beginning this spirit was specially strongly developed in Galileo and Copernicus who brought about the great progress in human consciousness which might be called 'interiorization' as compared with Greek consciousness. It may be so called in spite of having developed during the 18th century into that materialism which in the 19th century revealed so much with regard to external nature. To-day we stand at a great turning point. I do not want to bring forward epoch fantasies like those of Spengler but I wish to say something different. In the beginning of the Egyptian age we see the first stage of human understanding arising, how the age of the pyramids began and how this stage was announced through other symptoms. We see how the next stage begins in the eighth pre-Christian century, how it develops in Greece and in Rome in the soul mood which understands 'man as man,' how this age comes to an end and the 'interiorization' of the intellect begins in the fifteenth century. Thus we look back upon three great turning points: the point where the Egyptian-Chaldean epoch begins, we see how the Greek-Latin period begins and we see how that age arose which inaugurated Natural Science. In this last something again is introduced as was the case with the pyramids, something representing the special penetration of human evolution with what is new. The Romans could not uphold what was to the Greeks full of life; they could only carry out that abstraction and intellectuality which died in the lifeless Latin language. We must take heed of all this to-day because we have more consciousness than the Greeks. And from out of our consciousness we must take heed that we prevent from within that destruction which came upon Greece and which stands as a fearful example before us. We must learn from history in such a way that it will not happen to us as it has happened to men who were weak because they depended upon what was outward. We must conquer what could not be conquered in earlier ages. And when it is said that one must learn from history, we must do this in such a way that we steel ourselves and become attentive to what ancient times can teach us so that we not only learn to avoid those mistakes made by individuals but also what should be named the necessary omissions in human evolution. What threatens to come upon humanity today as it happened in the past must be overcome. We have got to transcend a great crisis. And we can only understand the nature of this present crisis if we understand it in the light of a deep comprehension of human evolution. Together with this we will understand how a spiritual Science arises from out of Natural Science. This can only be understood through being able to grasp it from out of the entire spirit of human evolution. |
325. Natural Science and the Historical Development of Humanity: Lecture III
23 May 1921, Stuttgart Rudolf Steiner |
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The emergence of Christianity has a profound significance for the later emergence of natural science. But this significance can only be understood if we first ask ourselves: Whatever it was that came into the world through Christianity, it could only understand the world of that time from its own ideas. |
In the south, the most educated part of the population convulsively moved towards the supersensory, towards the imageless, towards merging with the soul in the All-One, in order to arrive at understanding. There, the further development of understanding, even in language, was fueled by the dead language of Latin. |
This prepared the way for what led the human being who had come to understanding, that is, to his inwardness and then to the consciousness soul, in which he had only the shadow of understanding, back to what he had lost from mind: to nature. |
325. Natural Science and the Historical Development of Humanity: Lecture III
23 May 1921, Stuttgart Rudolf Steiner |
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If we are to understand the way in which a scientific world view has been introduced into the mentality of the present day, we must turn to the results of the study of human evolution. But then this history of development must be considered in a style such as is attempted here in this lecture. And therein our consideration should culminate, to penetrate this integration of scientific thinking into the human state of mind. We have seen that in successive epochs, the whole inner soul condition of people has also metamorphosed, and it now behooves us to look a little more closely at the soul condition at that turning point in human civilization that is marked by the advent of Christianity. If one wants to study the state of mind that was prevalent in the Chaldean and Egyptian peoples, in particular, then, as I have already indicated, there is no other way to do so than to ascend in the soul to the imaginative view, to the inspired view, and so on. Regarding this imaginative insight, which I have characterized from various perspectives during these evenings, I only have to add the following: When a person consciously ascends to the state of imaginative knowledge, thus living in a consciousness of images that leads him to images of spiritual realities before his soul, then his entire introspection is transformed. His whole view of himself changes, and initially his view of the external world around him also changes. The inner vision becomes such that one does not, for example, advance to a more soul-like content through imaginative visualization, if one understands by soul-like content what is known from ordinary life experience. One could say that under the influence of imaginative visualization, inner vision transforms what is in the waking, conscious human being into something more concrete than the soul is in its ordinary experience. The strange thing is that the mystical nebulosity that some people expect when they hear about introspection does not arise, nor does what some mystics in the ordinary sense produce in the form of fantastic images of the human interior illuminated by the divine. But through true introspection, a person advances to get to know his or her organism, his or her organization, and in doing so, he or she gets to know the profound significance of the individual organs of his or her organism. He learns to recognize the role that the heart, lungs and other organs play in the organism, and thus he comes to know precisely that which the nebulous mystic does not seek, which he considers to be a lowly material thing. He thus attains a true transparency of his own organism by advancing to imaginative knowledge. Those who then come to inspired knowledge realize that what they have come to know through the path of imagination is something more material, one might say, than the abstract that one usually mental content when one speaks of the external, seemingly sensory current of inheritance, which in reality is born out of the deeper-lying spiritual, that therefore what organizes the individual is born out of the spiritual. This teaches us an extraordinarily significant fact. Basically, we can understand the physical human being as a whole, as we see him before us, as a being that must have passed through the ancestors, through the hereditary current. But if we stop at this external, scientific view, which wants to trace everything back to heredity, we will not come to an understanding of the details of this organism. This may appear paradoxical to some, but it is so. Our organs as individuals are formed out of the spirit, only the whole configuration of the human being, as he appears to us in the sensory world, had to go through physical inheritance in order to come about as a synthesis of the individual organs. So we actually arrive at a spiritual-scientific anatomy and physiology, which, however, at the same time appears as a result of spiritual knowledge that lies deeper and is attained through inspiration. So we can say that if we consciously struggle to such knowledge through imagination and inspiration, we get to know the human being in a different way. But we also get to know the external world in a different way. For the person who struggles upwards through imagination and inspiration – I have already hinted at this in the lectures in Dornach last fall on the “Limits of Knowledge of Nature” – for the person who struggles in this way to attain supersensible knowledge, the assumption that atoms lie behind sense phenomena can no longer be accepted. No matter whether we look at it from the older sense, where we assumed more elastic or even more rigid atoms, or from the present point of view, where we speak more of ions or electrons, no matter what kind of atomism it is, the assumption of such atoms, which are supposed to constitute matter, which are supposed to represent the substantiality of the material, this assumption loses its meaning. It appears simply as a non-entity. And what remains of the sense world, I once wanted to characterize in the third volume of my edition of Goethe's scientific writings, where I said: Everything that can be seen in the outside world and in which one has to immerse oneself in order to recognize it, are the contents of sensory perception, are the phenomena themselves. For if one looks behind phenomena with a spiritual-scientific view, one does not find atoms in the sense of physicists or physiologists, but one finds essential spiritual substance. The outer world is constituted by spiritual substance, and not, for instance, by those forces which we are accustomed to take as the basis of our calculations. These are not, therefore, the central forces which are usually assumed by mathematical physics to represent the constitution of matter. Instead, a more spiritual way of looking at things drives us outwards to the spirit, but inwards to an understanding that is initially material. Today, as we ascend from our present historical standpoint, which has been achieved by humanity, to such insights, we do so fully consciously. We survey the step we are taking; we know that as our knowledge metamorphoses, the external world is spiritualized for us, the inner world is materialized. And we thus grasp a now also metamorphosed image of the world in which we are and which we ourselves are. We then relate this image, which we receive, to our ordinary view, which lives in concepts of the mind; we express it through such concepts of the mind, and this makes us consciously live in one and the other view of the world. This consciousness was lacking in people until the 8th century BC, until the end of that period of time that I have characterized as the Egyptian-Chaldean one during these evenings. But in return they had the possibility to gain something instinctively, to which we can only work towards again consciously through inner methodology, spiritual scientific methodology. They did not have the ability to penetrate with concepts what they saw instinctively. Intellectualism was still foreign to them, but images stood before their soul without them first having to bring them about in full consciousness, as we have to do it today, and so the external world was spiritual to them. The further we go back in human development, the clearer this becomes. If we go back to the times for which historical documents still exist, we do find a kind of decline in what once lived in these peoples. We find that the spiritual aspect of the external world had been debased to the point of demonism, and we therefore find demonic forces behind the phenomena of the senses everywhere. But this was only the echo of an ancient spiritual view that was still present in the ages I have called “Primitive Persian” and “Primitive Indian”. And further, these people instinctively had the view that in them, as soul, the organs themselves lived, so that they spoke of the soul precisely when they were educated personalities in these ancient peoples, as of the internal organs and thought of the soul as composed through the interaction of these internal organs. When we read the sayings of the ancients about the heart, liver, kidneys and the like, we do not have to imagine the fantasy that is found, for example, in Wundt's philosophy, but we have to understand them with the state of mind that we can achieve in imaginative, inspired knowledge. Only then will we understand what is meant by such strange sayings, handed down from ancient times, about the heart, liver and suchlike. But we must also be clear about the spiritual condition of these ancient peoples. This spiritual condition was such that people saw spiritual things in the world outside, actually material things within, but that they had to be awake when they saw the outside world, while they slept and dreamed when they wanted to perceive their inner selves. I have already hinted at this for the Egyptians, hence the introduction of temple sleep. The sick person was brought to the temple, was brought to sleep; he then had to tell his dreams. The priests, who were taught these things, who knew that what mattered more than the content of the dream was the dramatic course of the dream. To interpret its content would have been superstition. But that was what mattered, whether some dark thing in the dream was followed by a light one or vice versa, and whether the dream had to refer to states of fear or joy and the like. It was the drama of the dream that mattered, and from this drama it then became clear how one organ or another could become diseased, and, as I indicated, it even revealed the remedy. That is the reality of what was later called the Egyptian temple sleep. These things then passed into decadence, and when studied in their decadent state, they no longer present themselves as they were in the best times of ancient civilization; this should be fully understood. We may say, then, that in the waking state these ancient peoples had a kind of pictorial consciousness, not yet the intellectual consciousness that lives in abstract mental representations. With this pictorial consciousness they perceived a spiritual outer world, which for them was as underlying the sense world as causality and effect were later regarded as underlying the sense world. While these ancient peoples were in a subdued state of consciousness in their instinctive experiences at that time, their dreams were all the more vivid, and it was in the images of their dreams that they perceived their inner selves. And the scholars in the sense of that time were able to interpret these dream images in terms of the inner self, but actually in terms of its materiality. The big change that occurred around the middle of the 8th century BC was that people increasingly developed the ability to think intellectually. At first, this intellectuality was not yet as we have it today, where we can, as it were, also separate ourselves from the outside world, close our eyes, make all our senses inactive and then set our minds in motion. This inward active work of the mind was not yet there. But by looking at the outside world in images, a kind of mind was revealed at the same time, and by looking through the world of images in dreams, it was also interspersed with this mind in memory. One can say that the mind as an ability only entered into human development around the middle of the 8th century BC. If you study the old documents from this point of view, you will get along everywhere. The fact that people like Jeremiah or similar, who want to describe Chaldean antiquity, encounter contradictions everywhere, stems from the fact that they believe that what these Chaldeans had achieved had already been created by the actively working mind and not by the directly perceived world of images. If one assumes that the entire Chaldean culture was one that arose through the perception of images, then one assumes that the peculiar inwardness that the Egyptians developed, which was then lived out in their mythology, but also lived out in the explanations of the Book of the Dead, for example, if you take all this together and know that the interior once revealed itself in dreamy inner perception, then you only begin to understand what it is all about. As I have always indicated, one must proceed to the consideration of the state of mind of those times. The activation of the intellect begins much later, it actually begins – and this is clearly shown in the development of the older Greek philosophy – it begins first as a kind of perception that also perceives the concepts of the intellect, the ideas in the sense things. One does not understand Thales, Heraclitus, Anaximenes and so on, especially not Anaxagoras with his vodg (nous); one does not understand the philosophy that Nietzsche called 'Philosophy in the Tragic Age of the Greeks' if one does not know that they did not yet ascribe to the human being: “There sits the mind, you are active in your mind,” but rather they painted the world, they perceived the concepts of the mind in the things they saw in the way they perceived the colors. And in a certain respect, Plato's Theory of Ideas can only be understood without contradiction from this point of view, and even more so the individual specifics, such as Hippocrates' medicine. This can only be understood if one knows that there was not a detached mind, but rather how things outside revealed themselves through colors, so they also revealed themselves in their conceptual context. Just as we today see the world of sense as a colored carpet, so did they see it in that time in the web of thought. Thus, of course, the relationship of the inner and the outer in the Egyptians was quite different than it later became. Among the Chaldeans it was still the case that man in a certain sense counted himself entirely towards the outer world. For when he was awake and based the world of the senses on spiritual causality, he actually saw his own likeness in all things of nature. He suspected the soul in himself, as he sensed the spiritual behind the things of the senses. And when he was in a dream, he saw his own inner being in images, one might say, as in an external world. This whole state of mind made him feel that he was a member of the world in the most eminent sense. But this also meant that the way he thought about his connection with the world was different from the way we think about it now. Now we are immersed in a world view that must be overcome. We are immersed in a world view that actually leaves a deep chasm between natural events and the order in which we are immersed through our human morality, through our moral views and through our religious convictions. When people look at nature today, they understand natural processes through the so-called laws of nature. These laws are not colored by anything moral, which is precisely what people seek in them. It seems to man today as a paradoxical superstition, and, when it is a matter of a view of nature, rightly so, to assume, for example, that lightning shoots out of the clouds in a way that has to be explained morally and the like. But on the other hand, man also feels as if he has been torn away from the whole order of the world when he is supposed to apply the standard of the moral to his own actions. And a more recent world view has increasingly come to see only natural necessity out there in the world, and in man, only a kind of moral necessity. But today's view of life cannot find a connection between this inner moral-religious order and the outer natural order. It was quite different in those times when people saw themselves and their environment as I have just described. There was no such contradiction between morality and natural necessity. If we look at the majority of ancient peoples, we find that they all relate to the world in such a way that they think of their own soul destinies as subject to a certain natural order, that they think of what emerges from their own soul as emerging, so to speak, from the same power that they think of thunder and lightning as emerging from. There was only one nation that formed a remarkable exception, if we may call it that, which experienced the inner world in a different way, and that is the Hebrew, the Jewish nation. Anyone who has an affinity for it will find a tremendous difference between the Jewish creation story of the Bible, the Old Testament, and all the other creation stories. The other creation stories must be viewed from the perspective of an inseparable natural order and morality. The Jewish-Hebrew creation story is characterized precisely by the fact that it is basically devoid of any natural worldview. This is what distinguished the Jewish people from the surrounding peoples of antiquity. The Jewish people related everything to the one God. But the forces that worked through this God in the world, they described it, albeit in a different way than later conceptions, but basically as moral, that is, as arising from the will of Yahweh. And basically, when anything happened, be it in the natural world or through man, the member of the ancient Hebrew people could only answer: It happens because Yahweh wills it. One could say that the spiritual state of this Jewish people is as if the world around them existed only as a world for the senses, as if nothing spiritual or soulful were revealed from this world, as it was for the other, pagan nations. On the other hand, there was a particularly vivid perception of the human interior, and it was through this perception of the human interior that the Jewish people came to their monotheistic religion, to their religion of Yahweh. And everything that in ancient times led to and tended towards a certain insensitivity to the outside world, but on the other hand to an emphasis on what one perceives from within, all this can basically be traced back to the influence of the Hebrew people. One might say that the ancient pagan peoples were such that they had a spiritual view of nature and also applied this spiritual view of nature to man as such. They saw the things of nature and traced them back to spiritual causes. They recognized the world through wisdom, in that wisdom is understood as that which the spiritual in the human soul takes in. The Jews had no organ for this wisdom in the world, but for that they had something else for special reasons, which there is no time to describe now. I once presented this in an internal lecture cycle in Kristiania, which I gave on the souls of nations. In contrast to the other nations, especially the Egyptians, who instinctively saw the inner life of man in dream images and dream imaginings, the Jews had developed a kind of intellectuality from their own inner life long before the dawn of intellectuality in the middle of the 8th century BC, albeit one-sidedly and prematurely. With the older Greek thinkers, we see how they receive intellectuality by observing nature. A living world view, as developed by Heraclitus, for whom basically the whole world is becoming, but for whom becoming is symbolized more than anything by fire. Such a living world view can only come about if the human being feels their way completely into the fire, so to speak, experiences the inner nature of the fire and simultaneously experiences the conceptual, the imaginative. While the outer, sensual redness of the fire is being perceived, the conceptual, intellectual element is perceived in the outer world. For the civilization represented by the Greeks, it is the case that the intellectual element is born for human beings in the middle of the 8th century BC. For the Hebrew people, it was already born earlier. For the Hebrew people, it was the case that they did not perceive the intellectual in the outside world, but that they perceived what is spiritual and intellectual within, not through dream images like the Egyptians, and already in a certain abstractness. And that led them to their monotheism. This led them, one might say, to moralize the whole world, to trace everything back to the will of Yahweh, to trace it back to the fact that Yahweh wills it. And it is perhaps a polar opposite when we take some Greek sage like Anaxagoras and see that he speaks of the world mind as the Nus, in a sense perceiving the mind outside in the world objectified, and when we speak of a Jewish scholar of antiquity who feels this mind rising from his inner being and thereby experiences the revelation of Yahweh. Even if you take something like the burning bush revelation to Moses, you will have to think about it differently according to the whole nature of the presentation, just as you have to think about a philosophical statement by Anaxagoras. What Moses perceives externally is only a stimulus. What he actually perceives arises from within him. Hence the remarkable abstractness with which everything appears, which is the actual content of this Hebrew antiquity. But this gave a tendency to the development of mankind that leads more away from nature. In Greek culture, we see man's living into nature in such a way that he gives birth to the intellect out of nature. In Judaism, we see an experience of the human inner being at an early stage. And it was from this tendency that the declining Greek culture, which had already begun to decline, came to replace Platonism, for example, with Neoplatonism, which represents an abstract mysticism, a living into an unintelligible, abstract spiritual world. We are already in the centuries of the decline of the Greek people. External observation has already turned inwards. One might say that the intellect, which the Greeks first discovered in the external world, has overwhelmed their inner being. And Plotinus, Jamblichus, Ammonius Sakkas, they are men who have devoted themselves entirely to the un-sensuous, the spiritual, who live entirely in this un-sensuous, spiritual, and who only call a man a true man when he can experience this un-sensuous, spiritual. In certain regions of the Orient, however, something has been preserved that does not think the inner, the soul, in such an abstract way as the later Greeks did, for example in Neoplatonism, but which still represents an resonance of the inner perception of the organs and which also does not represent the external world in the way that the Greek Democritus began to imagine it through material atoms, but which presented the basis of the external, the sensual, as a spiritual world. And again and again, the tendencies arose from the East, from what was brought in by the Hebrew influence, to counter something. One only needs to study Philo, who lived at the beginning of the first century AD, to see this Hebrew influence. More and more, a reaction is spreading from certain areas of Asia against this internalization, against this complete absorption in the abstract interior. In more recent times, it was the most unfortunate idea to simply interpret the biblical story of creation as a representation of symbols of external geological periods. That is certainly not what it is, but rather it is the representation of what one can see about the whole course of world development if one only allows the inner being of the human being to work. It is just that the Hebrew sages were such that they still saw what arose in their inner being in concrete terms, that they saw a great variety and diversity in it. What they saw as inner reality had already degenerated into a symbol in Philo's work, and in Neo-Platonism it had become completely abstract. And even if there is something sublime and magnificent about being transported into the otherworldliness of Plotinus and Jamblichus, on the other hand it means that in this ecstasy, in the purely abstract supersensible, the natural order, the whole view of nature, is lost. As I said, there had always been reactions from individual regions of Asia against this complete internalization of the human being, whereby he lost all inner imagery, whereby the images lost their contours, the imaginations became blurred and the human being finally dissolved into the abstract, into the pure, into the supersensible world, which could not be characterized by anything. Now, into this time, in which such struggles took place, in which old worldviews still survived, as I characterized it today and yesterday, but in which the development of intellectuality is taking place more and more, into this time, as you know, the emergence of Christianity fell. The emergence of Christianity has a profound significance for the later emergence of natural science. But this significance can only be understood if we first ask ourselves: Whatever it was that came into the world through Christianity, it could only understand the world of that time from its own ideas. Whatever may have happened in Palestine, the people of that time had to understand it first from their own point of view. Let us say, then, that somewhere over in Asia there sat a man who still had some echo of the more materialistic inner vision and of the spiritualized outer world. In the event of Golgotha he must have seen something that corresponded to his world-view. He had to explain it from the standpoint of his world-view. If anyone lived in Neoplatonism or Plotinusm, that is, in a world-view that saw all imaginations already with blurred contours and finally allowed everything to become blurred in the One, he translated everything he learned about the Mystery of Golgotha into such an internalized view of the world. He would say to himself, for example: “The highest that I can attain, even if I withdraw from all these sensory perceptions, when I allow only my inner being to prevail and unite myself with the All-One, then the Christ arises in me as this highest in my inner being. I experience the Christ impulse in this world-enraptured state.” This is how a Neoplatonic philosopher might express himself. Someone who still retained something of the old world view, as I have described it today, said to himself: In Christ, a spiritual element from the cosmos was united with a human element. And since he saw in a certain respect what lived in the organs of man more materially than soul, this special union of the spiritual Christ with the man Jesus became a problem for him. That is why the problem of the union of Christ with Jesus arises so often in the East. In those days, when humanity had only been experiencing intellectual development for seven and a half centuries, the Mystery of Golgotha was often understood as one could understand it, and one must distinguish what the individual said from what actually happened, what broke in as an objective event in the development of humanity, the event of Golgotha. But let us first see, and then return to it, how these different views appeared, some of which had come down to us from ancient, unintellectual times, or had developed under the influence of the Hebrew element. Let us see how they appeared in the following centuries. One would like to say that what had happened in the development of mankind seems obvious – if I use the term symbolically – when one looks at the 4th century AD and, for example, at an event such as the founding of Constantinople by the Emperor Constantine, who, after all, elevated Christianity to the status of the official religion of the Roman Empire. Constantine founds Constantinople. We are thus in the 4th century AD. And one can say that the way this Constantine behaved when founding Constantinople would never have been the way any personality in ancient times would have behaved when founding any city. In those older times, everything had emerged from a more instinctive source. There is no doubt that everything that has come down to us about Constantine shows that he had the idea that the old opinions were true, which pointed to the fall of Rome. He therefore did not want to keep Rome as the capital. It must be emphasized that when people thought of the fall of Rome, they naturally thought primarily of the fall of the Roman Empire. That Rome could no longer remain the center of the world in the same way as it had been in the past was something that was intensively alive as an opinion at the time. But Constantine did not want the empire to perish with it. Now there was an old view that in the development of humanity, one lives in a kind of cycle. Therefore, already in older times, still in the times of pagan Rome, the thought arose to rebuild the city of T'roJa, from which, as legend also testifies, the founding of Rome is derived. One wanted to return to the origin again. Constantine did not go as far as Asia Minor, but he did move towards the East, and founded Constantinople, as we know from tradition, entirely based on the idea that world development must move back towards its origin. And he was, so to speak, intent on bringing as much as possible into this Constantinople that he believed was still viable. In the 4th century AD, Christianity was more viable than today's society often assumes. One only needs to think of such representations as, for example, Tertullianus gives, who, one would like to say, in a kind of petition, turns to the Roman emperor, one may tolerate the Christians, because what would help it if one did not tolerate them; half of the inhabitants of all cities are Christians, and they are therefore intolerant. We also know from pagan Roman writers that Christianity spread rapidly at that time. We know that basically the judgment weighed on many souls, that Christianity could not be stopped after all. In the time of Diocletian, the Romans sighed that one could kill a few hundred people, a few thousand people, but one could not kill half the population of the empire. This may be a somewhat exaggerated way of putting it, but it is based on the fact that Christianity spread relatively quickly in the first few centuries. Constantine saw through the sustaining power of Christianity, and that is why he wanted to combine what came from ancient times with what was now new. One might say that never before has anything in world history been as symptomatically significant as the foundation stone laying celebration that Constantine celebrated when founding Constantinople, where he had the porphyry column, to which the luck of Rome seemed tied, brought over to Constantinople with great difficulty. When they wanted to bring the porphyry column into the new city, they had to transport it over a swampy area and first had to lay iron rails for it, which is where the expression “The Iron Gate” comes from, which has been preserved to this day in the name “The Gate”. He had this porphyry column erected, but placed a statue of Apollo from Ilion on top of it. He had pieces of wood from the cross of Christ hidden in this statue of Apollo, which his mother Helena had brought from Jerusalem, and he surrounded the statue of Apollo with a kind of sunburst; in it were thorns from the crown of thorns, which he had also brought from Palestine. You can see that what emerged from ancient times was supposed to converge with what was there as a new, fruitful element. But Constantine apparently did not believe that what was to be continued could be continued in Rome. The Palladium, which was said to have been brought from Troy to Rome, was also transferred to Constantinople and hidden in a place unknown to the outside world. But the legend remained: This Palladium was said to have been transferred twice, once from Asia to Rome, and the second time from Rome to Constantinople. The third time it would be transferred from Constantinople to the capital of the Slavs, and when this happened, a new period of world development would begin. This belief inspired many people in the European East. This view also still lived in those who were complicit in the planning of the last outbreak of war in 1914. The saga of the three relocations of the palladium is symptomatic. But in this saga there is an awareness of the progress of human development. When we look at all this, does it not give us the impression of an awareness, of a rationality that must seem deeply significant when we consider that ancient mythological motifs and ancient pictorial motifs are combined by Constantine in a purely rational way, one might say with tremendous logic, and that this logic is to become the world-dominating logic? If we look at the particular state of mind of this Constantine, we can see how, at this time, rationality is already at a high level, but at the same time it is still so interwoven with the objective external world. I would say that there is still much of the Greek way of using reason in this. The Greeks perceived the intellect, the Nus, at the same time as the external world, as one perceives colors. They had also effectively imagined the Nus, the intellect, in history. Konstantin believes that he can only make his subjective intellect effective if he completely encloses it in objective processes: the transfer of the porphyry column, the transfer of the wood of the cross and the crown of thorns. Konstantin weaves history into his images through reason. Reason still lives in the external; it only feels real when it lives in the external. We see such a legend as that of the Palladium, I would like to say, transferred into the greatest sobriety. It was indeed a remarkable time, this 4th century AD, and one realizes what is significant and essential about this epoch when one considers what continued into the later Middle Ages. Take just one example: the struggle of later ages between nominalism and realism. For the scholastics of the thirteenth century, realism was still, for example, the view that the perceptions of external nature have a reality in themselves. The nominalists, who saw in ideas only abstract names, not something as real as colors or sounds, rebelled against this, so that the great dispute arose between realism and nominalism. In realism, something survived from that view, which was quite natural in Greek thought. A Greek thinker could not help being a realist because he perceived his concepts of understanding just as he perceived colors. But what we still find connected with the objective external world in Constantine, one might say the realizing mind, was more and more taken up into the human being, more and more interwoven with inner activity. The human being became more and more obsessed with the mind. In this way he drew this intellect out of the external world for his own view. That realism arose in the Middle Ages had a special reason, which we shall become acquainted with tomorrow; it was not merely an echo of ancient Greece, but lay in the special relation of the intruding Germanic peoples to what had been handed down from antiquity. But what nominalism was, it propagated itself in such a way that what had previously been experienced as understanding together with the external world of the senses was now experienced in the abstract. I would like to say that people were educated for this nominalism in that Latin was propagated into the Middle Ages as an old, dead language that no longer lived where one was in contact with the external world, but only lived for that spiritual world that Plotinus had led up into the abstract, into the All-One, into the supersensible. One would like to say that this supersensory should increasingly take hold of people, and for those who had a higher education, the Latin language, which had become a dead, abstract language, should be the means of education to this abstractness, to this detachment from the outer world. If we consider this in relation to later times, we can appreciate what was actually alive in this fourth century A.D. Now we see again a deeply significant turning point in the development of humanity at the beginning of the 15th century. One need only delve into old writings about nature that date back to the 10th and 11th centuries, and one will find: there it is indeed the case that people, by living in the mind, perceive this mind as something abstracted, but perceive it as if it possessed them, as if it were a real element within them. The nominalists also do not see the mind outside in the things, they see in the representations mere names, namely in the summarizing representations; but in the experience of the representations they see a real power. This comes to an end in the consciousness of the beginning of the 15th century. The period in which we still live entirely within it and which we recognize when we ask ourselves: What has reason become for us? In this time, which loves exclusivity so much, which takes such pleasure in its own absoluteness, in this time one looks down very haughtily on earlier periods. Anyone who reads what was written in the 10th and 11th centuries today considers it childish. But if you immerse yourself in it from a spiritual science point of view, you will not want to return to it either, but you will not consider it childish, but rather as a different view. He notices that although the human being is active with the intellect, he still thinks of the intellect as united with things, at least in the process of cognition. From the 15th century onwards, this changes. Man is no longer aware that forces are at work in him as he reflects; he no longer feels possessed by the intellect, but feels entirely as the being that brings about the understanding itself. We no longer have the intellect as a real power, but only as that which provides us with images of the external world, images, shadows of what the intellect used to be. That which has emerged is the characteristic of the new age. Internalization has progressed so far that man no longer feels as if he were driven by something, as if logic were working in him, but he feels that the concept of the mind has become quite shadowy. He no longer feels that something inside is pushing and driving. Man of the 10th, 11th, 12th, 13th, 14th century still felt that. That came to an end in the 15th century. With that, the age of the development of actual human consciousness begins. Man could only become fully aware of his own nature by no longer feeling the intellect as something he is inwardly possessed by, in relation to which he must say, as was said much more often in the old days than one might think: “It thinks in me,” but rather he becomes the one who says, “I think.” He ascends to his fully conscious self-awareness. The consciousness soul develops, while in the age from the middle of the 8th century BC to the beginning of the 15th century the mind soul had developed. Look it up, all the concepts we have today, including the concepts of evolution, the concepts of inheritance and so on, all the concepts, all the ideas we have, they come from the time before the 15th century. We have not acquired any new concepts. Today, as a humanities scholar, one feels how difficult it is to form words, even in an elementary way, when one is no longer satisfied with what the words actually express according to the concepts that were developed up to the 15th century. We are living on the shadows of the old concepts and have indeed been able to enter into the outer nature in a wonderful way in the scientific age by holding on to the shadows of earlier concepts. It is remarkable when one looks at certain personalities from this point of view. In the course of the 19th century, a thinker emerged who has not been sufficiently appreciated. I have tried to describe his nature in the third chapter of my book 'Von Seelenrätseln': Franz Brentano. He is, I would say, the most characteristic of a whole series. One can study many such personalities. Franz Brentano becomes acquainted with the newer natural science. He takes in the scientific facts as a matter of course, along with the concepts. But at the same time, he comes from a pious family, has a pious upbringing, and wants to come to terms with the scientific concepts. He cannot help but ask himself: What about these concepts that live in me when I grasp the scientific facts? I am talking about heredity, about development, about metamorphosis, what about these concepts? And he is led to his extraordinarily ingenious treatise on Aristotle, in that he orients himself to Aristotle, thus having to find his way back to the period that began in the 8th century BC and ended in the first third of the 15th century. And if we want to understand the peculiar concepts that prevail in our time period, then we must always return to these previous time periods. Franz Brentano once gave a lecture on jurisprudence. In this lecture on jurisprudence he wanted to make clear how man, as a soul and spiritual being, relates to the external world. He wanted to have a concept for this relationship of man to the external world; he wanted to be able to say to himself in other words: How does an idea relate to the external world? He resorted to the term “intentional,” which he found developed by the scholastics of the Middle Ages as a concept of the period that preceded ours. And so we must always go back with our concepts. It is a delusion to believe that concepts arose after the 15th century. We live in a shadow world of concepts, not in a world of conceptual reality. The period before 1400 is the age in which the conceptual reality, the concept, the intellectual as a real factor within, was formed. We have overcome this since the 15th century. We have replaced it with self-awareness. This was still in the background for the Greeks; it had something shadowy for them. They were primarily inhabited by the intellectual, but it lived as a real thing, as I have described. I would say that humanity is educated, as it were, through the inner working of spiritual forces on these intellectual abilities. And this education lasts from the 8th century BC to the 15th century. And if you ask for the middle of this period, you will find: the 4th century AD is the middle. That is when the decision is made. Until then, it goes up, until then the power that drives the mind into the soul, so to speak, impels man. Then this power ebbs away, and gradually the mind becomes shadowy. And with the foundation of Constantine, one can see this change taking place from living in the full reality with the mind, as one lived with the old images in the full reality, so that one was no different from the external world. But already in man lives also the striving back to the going out from the world, in that old myth pictures are interwoven as with sober reason in the constant foundation. In such reversals one sees what lives in the evolution of mankind. And now we can ask ourselves: did that which lived as reason, which then lived in Roman sobriety, which basically reduced all gods to mere external symbols for concepts of the state and the like, or for natural phenomena, , was there not something in what emerged, in what developed, something like a backward reaching effect of the Hebrew element, which had been completely cut off from outer nature and brought the inner being from earlier times? I would like to say that this backward movement, by clinging to the old pictorial quality, the Chaldean-Egyptian pictorial quality, to the unpictorial quality of the mystical contemplation of the All-One, was realized in the south of Europe, in the north of Africa, in the Near East. One had to enter this region, not to develop it convulsively, but to be able to fully experience the intellect within it. It was the preparation for the intellect, and one cannot understand this age if one does not grasp the interweaving of this mysticism at the end of antiquity, this mysticism that accompanied the fall of the Roman Empire and the rise of the intellect. But just look at this entire development. In the south, the most educated part of the population convulsively moved towards the supersensory, towards the imageless, towards merging with the soul in the All-One, in order to arrive at understanding. There, the further development of understanding, even in language, was fueled by the dead language of Latin. But the whole thing had arisen one-sidedly. The whole thing had come about because humanity in the south had, as it were, raised itself above nature, and this raising above nature had already been prepared for in a social phenomenon. You cannot conceive of this whole process as anything other than a population of the upper classes emerging on the broad basis of a slave population, because only these upper classes can develop such a social milieu that Plotinism becomes possible, that this non-sensual, supersensual, this exclusion from the natural, becomes a basic disposition of the soul. But then the intellect can only absorb this, one might say, with this soul-spirituality distilled out of the fullness of humanity. It developed in southern Europe, it was not permeated by a sufficiently intense power to sustain the robust Roman Empire, it was permeated by the power that Egyptian hermits could generate, but which could not sustain the robust Roman Empire. The Roman Empire could only be inspired by this remoteness from the world, could only educate the mind, but could only be carried by the upper ten thousand, who were socially supported. The people could not grasp it, not all of humanity. So the return to nature had to be made again. Constantine wanted to start a return journey. He started the return journey to Constantinople. But that was only done with the intellect. Another return journey was started. This return journey consisted of the path that had to be taken by the Romans - even if I am now presenting it somewhat from the other side - to the peoples who brought them fresh blood and nature, to the Germanic peoples coming down from the north. There was robustness there, and reason could be absorbed with the blood, with the natural. Caesar already fought against Pompey with Germanic hordes. All the victories of the Roman imperial period were won with Germanic mercenary hordes. And alongside the, I would say, abstract act of founding Constantinople, there is the other, concrete act of Constantine, where he defeated Maxentius with Germanic-British, Germanic-Gallic and purely Germanic people. The abstract element that had been approached could have been created by the state of mind of the Egyptian hermits, the state of mind of those who withdrew to Monte Cassino, but it was not enough to carry the robust world history. What had been left behind at an earlier stage had to intervene. The peoples who descended had remained behind by about a whole period. They still had the freshness that had already existed in an earlier, higher flowering, but had at least still been freshly lived in the 12th, 13th, 14th centuries BC in Greece and the Near East. The inner soul power, willpower and emotionality that lived there was carried in the Germanic element to Romanism. And now a people with its whole humanity took up what had been developed in the south at an abstract level. And in this taking up lies the possibility of bringing realism into it again, of bringing reality into that which had become uninstinctive, unreal and could therefore only lead to the downfall of the Roman Empire. Intensive power, reality was brought into the process of human evolution. This prepared the way for what led the human being who had come to understanding, that is, to his inwardness and then to the consciousness soul, in which he had only the shadow of understanding, back to what he had lost from mind: to nature. The rise of the consciousness soul is connected with the burgeoning of the view of nature. We will talk about how to visualize this in more detail tomorrow. |
325. Natural Science and the Historical Development of Humanity: Lecture IV
24 May 1921, Stuttgart Rudolf Steiner |
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Even if modern science believes itself to be independent, it is still under the influence of the dictate of the Church that man consists only of body and soul and has no spirit. |
I have already mentioned that it was understood in the way that it could be understood by one or other school of thought. But today we are compelled to understand it anew. For a time it was understood in such a way that people did not want to admit that the intellect, going out into the void, could come to a new spiritual realization. |
325. Natural Science and the Historical Development of Humanity: Lecture IV
24 May 1921, Stuttgart Rudolf Steiner |
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It may well be that the fourth century A.D. has emerged from our considerations as a particularly significant turning point in human development, and I would like to say a few words about what actually took place in this 4th century. One of the characteristic minds of this 4th century is, of course, Augustine, and when we look at Augustine, we have a true representative of this period before us. To a certain extent, with a part of his being, which he lived out primarily in his youth and in his early years, Augustine points quite clearly back to ancient education. And then we see a rather abrupt transition in his case, which led him to absolute submission to the Roman Catholic Church, so that Augustine became the one who, in a certain respect, set knowledge and insight aside for himself and inwardly and subjectively practically took the concepts of faith completely seriously by professing the opinion that he did not see what the basis of the truth was that he should recognize, and that he professed the truth to which he had finally decided only because the Catholic Church prescribed it. Augustine came to this opinion through hard struggles in life. For a certain period of time, he paid homage to the doctrine known as Manichaeism, the orientalizing doctrine of Mani. This doctrine is one of those that I have already characterized from a certain point of view in these evening reflections. I said: Again and again, from the times that we have come to regard as Indian, Persian, Chaldean-Egyptian, from these ancient times, views emerge as a kind of reaction against what is built up from the development of the primarily intellectual capacity of humanity. The Manichaean doctrine was one such. It just so happens that in those days, in the times when Augustine became acquainted with the Manichaean doctrine in his African homeland, such views actually appeared in a somewhat dubious form. Augustine was initially quite captivated by the Manichaean doctrine. But then he came into contact with a bishop of the Manicheans, Faustus, and the whole way in which this man represented the Manichean doctrine then disgusted Augustine. But through much of what was presented to Augustine, certainly not only as shallow dialectics but perhaps as empty verbiage, one must nevertheless glimpse something essential in this Manichaean doctrine, and this essence can only be inwardly understood if one approaches this Manichaean doctrine from the points of view have been asserted in these considerations, this Manichaean doctrine. Not much of the true records of such teachings to mankind in modern times has been preserved; only what the Christian teachers of the first centuries quoted and then fought against has been preserved. Thus the most important information from ancient times has come down to us only through the quotations of opponents. But perhaps someone who can empathize with such things will also sense something of the essence of the Manichaean doctrine itself from Augustine's particular attitude towards it. Augustine turns away from the Manichaean doctrine for the reason that he says he has sought the truth, sought the truth in the sun, in the stars, the clouds, the rivers, the springs, the mountains, in the vegetable, in the animal beings, in short, in all that which could confront him as visible. He did not find it there, because all of this offered him only external material things, but he was looking for the spiritual. Then Augustine turned away from the Manichaean doctrine to Neoplatonism, which I have already characterized from a certain point of view. Neoplatonism turned away from the sensual world. It took little account of it and wanted to connect with the All-One in its inner being in a kind of mystical abstraction. This is what attracted Augustine in his later years, and what he presents against the Manichaean doctrine already contains what he had acquired through his immersion in Neoplatonism, in the non-representational, immaterial, non-sensual, abstract world. In relation to the world in which he now placed himself, what Manichaeism could offer him seemed to him, to a certain extent, to be no more than a registering of external, material things, which are then passed off as the divine. But those who come to spiritual science today will first learn to see these things in the right way. Let us consider, from the point of view of today's spiritual science, what may actually be at hand. I have already characterized to you: when one ascends to imaginative, to inspired knowledge, then one gradually becomes acquainted with the inner organs of the human being, concretely acquainted, and it does not result in that mystical world of fog that so many false mystics dream of, but rather it results in an objective insight into the inner organicity of the human being. It is precisely by understanding this inner organicity of man as a result of the spirit, by being able to see through it spiritually, that one gets to know it as material. I will give you an example of this. Let us say that a person who thinks more abstractly gets to know a so-called hypochondriac. An abstract thinker will easily say of a hypochondriac: There is actually nothing particularly wrong with him physically, he is only mentally ill. He is always dwelling too much on his own inner life, he lives entirely absorbed in introspection, as it were, and as a result judges the things of the outer world wrongly, often judging them as if they were persecuting him or the like. In any case, however, he comes into a false relationship with the outer world. And so it easily comes about that we say of the hypochondriac: there is nothing actually wrong with him physically, he is only mentally ill. Such an abstraction comes about because we have not yet penetrated to the actual inner structure of the human organization. This inner structure of the human organization is such that the human being is a threefold creature. There we have the head organization, which, as I have often explained, extends throughout the whole organism, but whose main seat is in the head and is therefore referred to as such; there we have the rhythmic organization of the chest organs, which includes breathing and blood circulation; and there we have everything that exists in the metabolic organism and the limb organism that is connected to it. Now the fact is that in the head organization the individual organs are turned towards the outer world and are therefore outer sense organs. But in the other limbs of the human organism, too, we find that the organs, in addition to being digestive organs, are also sensory organs to a certain extent, and we find a kind of correspondence, a kind of polarity, between the organs of the head and the organs of metabolism. The organs of metabolism are also sense organs, only they are sense organs that are not directed outwards, but rather to the processes within the human skin. And so we find, for example, that the human being, in his head organization, directed outwards, has the sense of smell; with this he smells what is outside in his environment. Corresponding to this sense of smell, among the digestive organs, is the liver. The liver, so to speak, smells what is inside the person, in its environment. These things must be spoken about quite objectively if one wants to ascend to knowledge at all. Now, you see, you have to direct your attention to the fact that what is, so to speak, the relationship of the organ of smell to the outside world corresponds to the relationship of the liver to the inner human processes. Now, in a hypochondriac, the liver is always out of order, quite simply as, if you will, a physical organ out of order. That is precisely what occurs in spiritual science, that it not only leads up into a nebulous spiritual realm, but that it also recognizes the material in its essence through the application of its methods, that it can therefore look into the functions of the material. And because liver complaints are usually associated with very little or no pain, they do not appear as a physically perceptible illness, but rather as a mental experience when the liver is not in order and therefore smells wrong on the inside. To the person who really sees through things, the hypochondriac is no different than someone whose liver is not in order and who therefore internally perceives what it very easily perceives as not exactly pleasantly smelling, not in a normal way, but in an overly sensitive way with his sick liver. He constantly smells himself inside, and this smelling, that is what actually underlies the hypochondriacal disposition. You see, you cannot characterize spiritual science as nebulous mysticism, because it leads to a truly objective knowledge of the material world as well. Materialism in particular does not come to these things because it only ever looks at them in abstract forms. Imaginative and inspired knowledge always explains so-called mental illnesses in terms of their physical foundations. From a spiritual scientific point of view, there are many more reasons to explain so-called physical illnesses from a spiritual point of view than there are to explain so-called mental illnesses. As a rule, mental illnesses are the most physical, that is to say, they are based on the most physical causes. And so it must be clear that anyone who sees through the spiritual world will also come to recognize the working of the spiritual in the material. He does not see the liver merely as what it presents itself as to the anatomist who dissects the corpses, but he sees the liver as an organ formed within, which in its outer form differs from the organ of smell, but nevertheless represents a metamorphosis of this organ of smell. And so much of what the spiritual researcher has to say about the material world will be, because he traces it back, I might say, to its spiritual causes, that he points precisely to the revelations of the material, because one recognizes the spiritual much more through the revelation of the material than through all kinds of mystical ravings and mystical nebulous so-called immersions into the inner self. They all arise, after all, from a certain reluctance to concern oneself with real knowledge and to brood over it in one's innermost being, which, after all, arises from nothing more than a certain disposition of physical organs. To practice mysticism in a nebulous sense is itself a kind of mental illness on a physical basis. You see, something like the seeing of the spiritual in the material, that was what Augustine encountered in Manichaeism. But he was already too much born into - as is well known, he had the Greek mother Monica - the longing to get out of the physical, so that he could not have stuck with it. Therefore, he turned to Neoplatonism, and in this detour through Neoplatonism, he turned to Roman Catholicism. We can see, then, how in this 4th century, in which the formative years of Augustine's education fall, people actually turned away from the spiritual contemplation of the external world and also of the inner world of man. This turning away was bound to happen. This turning away was bound to happen because man could never have become free, could never have become a free being, if he had felt himself to be only a part of the outer world, as I characterized it in the past evenings. Man had to, so to speak, get out of this amalgamation with the outer world. He had to turn away from the outer world for once. And the culmination of this turning away from the outer world, I would say, the point where man left consciousness: You are a member of the outer world, as the finger is a member of your organism - the culmination lies in this 4th century AD. What characterized the period before this fourth century AD was an evolution of humanity that basically came entirely from the human organism, I would say from the blood. In the southern regions of Europe, in North Africa and the Near East, human beings had already come to be abandoned, as it were, from their own human essence, in so far as it is a physical, an etheric one, and to ascend to an indeterminate state. For one might say that people had to develop into such an emptiness, into a void, where nothing is dependent on blood any more, where what is the view of life is no longer formed from the racial nature of man, people had to develop into such an emptiness in order to enter into intellectuality. What all the individual peoples had developed in terms of worldviews, knowledge and so on before this 4th century AD - of course, this is an approximation when specifying such a point in time - had arisen from their blood blood, just as we develop up to the change of teeth, which we also do not form out of our intelligence, but out of our organic substances, or how we develop up to sexual maturity, finally also out of the organism, and at the same time to the maturity of judgment. Thus everything that these peoples had produced in their old, instinctive imaginations and inspirations developed out of the blood. This had a racial origin everywhere. And when two races, two peoples of different bloods mixed somewhere, then the one people remained down below, they became slaves, while the other population rose to a certain extent, forming the upper ten thousand. Both these social differences and that which lived in the knowledge in the souls of men was entirely a result of race, of blood. But now these southern peoples, these peoples sitting around the Mediterranean, worked their way out of their blood. Now they worked their way through to a, if I may say so, purely spiritual level. For it was in the sphere of the purely spiritual that intelligence had to be developed. You see, if man had continued to develop only from these Mediterranean peoples after the 4th century AD, he would have been, so to speak, without a foundation. The blood had nothing more to give. From the racial foundations nothing more developed in the way of soul abilities. Man was, so to speak, dependent on developing out of these regions into a vacuum, figuratively speaking. This vacuum, that is to say this area of development free of racial factors, was now entered by the people of this Mediterranean region. They had to have something else to lean on. They had to receive from outside what used to come to them through their blood. And they received it in that calculating people, who at that time still knew from the old wisdom teachings how things actually are, transferred the old state views of the Roman Empire to the religious realm and founded the outer Catholic Church. This outer Catholic Church preserved what had previously emerged from the different races in the way of spiritual life; it preserved what the ancient times had kept and condensed it into dogmas. These dogmas were to be propagated. Nothing more was brought forth from man, but what was there was condensed into dogmas. And with that, an inanimate element was introduced from which man could really receive from outside what he had previously received from within. For the Latin language was propagated as a dead language, and the life of knowledge proceeded in the Latin language. And so one had the one spiritual current, which consisted in the fact that what the old view of life had brought ran out, so to speak, in a dead element. If nothing else had come, this dead element would gradually have had to die out. The whole so-called culture would have had to die out. Admittedly, one would have had a high point, for it was a high point that had been lived up to at that time. The Catholic Church itself has taken over many Gnostic, Manichaean elements, only it has discarded the terminology. It has propagated the old world views. She also took up the old cult forms, preserved them and passed them on in a dead language. What thus continued to live was just as incapable of bringing forth anything that could have advanced civilization as, for example, a woman alone is incapable of bringing forth a child. That was only one side of the being that was now necessary to move forward. The other side of the nature consisted in the fresh blood that the Germanic and other peoples migrating from Eastern Europe had in them. There was blood again. And the peculiar thing was that these peoples, in their development, if we do not take the word now in a judgmental way, but purely objectively in terms of terminology, were lagging behind the southern peoples. The southern peoples had, as it were, advanced at a gallop to the highest level of civilization, from which intellect then emerged. This stood at its highest level of development in the 4th century AD and was now to become established, to continue to live on as a dead intellect. Thus we have the survival of this dead intellect and the emergence of the Germanic blood of the other peoples who emerged to meet it. If we now study the external historical processes, we come to something extraordinarily interesting. We come to say that in a certain period of time a complete transformation, a metamorphosis of Western life, is taking place. We see, in fact, that in a large, wide area of Europe, the old culture is dying out and a kind of peasant culture is emerging as a result of the so-called migration of peoples. What the upper crust had as their culture in the old Roman Empire is dying out. What remains is what the broad, settled population had, and something similar, albeit different, was also brought by the Germanic tribes. Within this rural way of life, where people actually lived in small village communities and told each other very different things in these small village communities than what the Catholic priests preached to them, within these areas where the village communities were, the Catholic religion was now spread by external power. That was the one current that was in Latin. What did the people know who saw how their churches were built, how wisdom was passed on in Latin? What did these people, who were the mainstay of the villages at the time, know about what was going on? What they knew about were the stories they told each other in the evening after work, stories that consisted largely of musings, as we have come to know them from the ancient Egyptians and the like. It was quite a worldview here, going through the time from the 4th to the 8th, 9th, 10th century through the village communities, which had long since been abandoned in the southern regions, at least among the upper crust. A fine culture had long since emerged from these foundations among the upper classes. And now, in the 9th, 10th, 11th, 12th centuries, we see - I have recently explained this in more detail in Dornach, I will only mention it here briefly - how the cities gradually crystallized from the mere village communities. The culture of the city begins, and it is as if the human being is torn away from the outer nature when he is concentrated together in the cities. This city culture, which we can follow from Brittany to Novgorod, deep into the Russian Empire, from above down to Spain, into Italy, everywhere this strange pull towards the city. And if we look at what actually lives in this transition to urban life, then for those who can study history inwardly, it has a great similarity, an essential similarity to what happened when, after the Trojan War, the cities in Greece developed more out of a farming culture. What happened in Greece in the year 1200 BC was repeated up here now, around the year 950 or thereabouts – all these numbers are approximate – and much as 1200 and 950 years make a difference, so much were these people, who came over from the east as Germanic people, actually behind those in whose area they were now invading. If you add these numbers, the pre-Christian to the post-Christian, you get 2150 or 2160 years, and that is approximately the number of years that lies between two such successive cultures. You can see this from history if you really want to study history. If you ask yourself: how far behind were these Germanic peoples? - it is the length of a cultural epoch. A cultural epoch has lasted just that long, and so one can calculate the degree of maturity of backward peoples by their degree of backwardness. Now we can also gain a certain clue as to why the fourth cultural epoch, which brought about the actual development of the intellect, begins around 747 BC and, let us say, ends in 1413. That gives you 2160 years. That is the length of such a cultural epoch. Of course, if we go further back, these numbers become somewhat blurred. But that is natural, because historical development cannot be characterized with mathematically exact numbers. These peoples brought something into the blood of the other, the southern population, which was basically there earlier. That was the other current. And now the world-historical marriage was concluded between what was floating over in the Latin language and what was working its way up to the surface in the vernaculars, in very backward vernaculars. What could develop further had to emerge from these two elements. This then led to the development of the so-called consciousness soul in the 15th century, as I have often mentioned. The old culture would have had to disappear completely if this new element had not been integrated into it, which in turn was now surrounded by this southern element. The backward and the advanced balanced each other out, and in place of a purely intellectual culture there arose a culture of consciousness. In this culture, the intellect became a mere shadow. One no longer lived in it as in a grave, but it became a shadowy product, something that only lives in inner activity. And in this way the human being was, as it were, freed from being inwardly possessed by the intellect. He could apply the intellect in his inner activity and could now pass over to the outer observation of nature, as Galilei, Copernicus and Kepler did. But first the intellect had to be freed. If you look at everything that has emerged in European civilization since the beginning of the 15th century, you will see everywhere how it can be traced back to the penetration of this Germanic element into the old Latin-Roman. You can see this quite clearly down to the individual personalities. Man had, so to speak, stepped into the void by developing from the south. But there was a strong awareness among the leading spirits that with the development of the intellect one enters into something empty. Certain personalities did not want to steer towards something new. If I now hypothetically put this under the aspect of historical development, then what could be said in the time that followed the 4th century AD can be expressed something like this. One could say: We either release the intellect, we let it develop, then the following happens. Whereas in the past what permeated man inwardly with spiritual and soul forces arose from him, he has now reached a highest point where his development has become free, so that he can develop into the void. What no longer clings to his body must, further developed, lead to man penetrating into a spiritual world from without. That was one thing one could have said to oneself. Or one could also say: We retain the old wisdom, we preserve it. Then we can say to people: By developing yourself intellectually up to the 4th century, you have now come to an end. You must not go further. You have come to nothing. Look back now, behind you, not ahead of you; do not continue to walk in the void, so that you may find a new spirituality by walking further. Steeped in this instinct to preserve the old and to hold the intellect back so that it does not develop further, the Eighth General Ecumenical Council of Constantinople in 869 was convened, which made a Catholic dogma out of what is then expressed in the words: Man has “unam animam rationalem et intellectualem”, he has a soul that is thinking and spiritual. But beyond this soul he has nothing, nothing further that is spiritual, for if anything spiritual had been ascribed to him, the way would have been open for him to develop into a new spirituality. Therefore, the tripartite human being was denied the spirit after body, soul and spirit, and only individual spiritual properties were attributed to his soul. He did not have body, soul and spirit, but body and soul, and the soul had thinking and spiritual properties, was rational and intellectual. It could not go further. That had now become dogma. It was nothing more than a statement of what actually existed in the matter of preserving the old and rationally processing the old, which was also intended to prevent further progress on the path of spiritual development. What was to become the child of the two merging currents was to be extinguished. And that is what has continued to have an effect over the course of the 15th century and into our time. On the one hand, the human being has instinctively matured to gradually engage the intellect, of which he was already completely master, in inner activity. On the other hand, he was unable to keep this activated but shadowy mind in his spiritually empty interior, where it could have become active only on its own shadowiness. Although one would think that one would not try to process a shadow inwardly, that became the subject of all philosophy of that time, which therefore has only a shadowy quality. This is how Kantianism ultimately came about, which only has forms and categories, and which, like the other philosophies of the time, only splashes around in this shadowy realm. It thus became clear that a shadowy intellect alone could not be used; it had to be filled with something else, and that is now the other side, and that could only be the outside world, that could only be external nature. This did not happen for some reason, for example, because man was once childlike and now gradually came to an understanding of nature, but because man needed it for his development. He needed fulfillment. In the last four to five centuries, we have experienced this fulfillment. The shadowy mind has taken hold of nature. This led to a climax. Right in the middle of the 19th century, the mind had become most shadowy. While the mind itself is the most spiritual, it had been completely disregarded because it had become a shadow. But they had a developed, extensive natural science. The intellect had become filled with what nature offered from the outside, but the possibility of seeing the soul was fading more and more. This soul could be seen less and less, because when one turned to the outside world, one actually had only the shadowy intellect. That is why psychology, the study of the soul in the 19th century, became more and more, I would say, nominalistic, pure word skirmishing. It is downright bleak to read in the psychologies of the 19th century how people keep talking about feeling, wanting, thinking, and actually only have the words, until Fritz Mauthner finally comes and makes the great discovery that all knowledge consists of words and that people have only ever been mistaken when they sought for something behind the words. This is characteristic of the 19th century, not of humanity, but of the 19th century. In this respect, Mauthner's discovery is not so bad after all. The 19th century, especially when it spoke of the soul, only wove in words, until people finally recognized this weaving in words, this constant juggling with thinking, feeling and willing, apperception ion and perception and everything possible, that which has emerged in English psychology since Alume, especially in the 19th century since John Stuart Mill, this juggling with mere words, until it became too stupid for people. And they said: Now we have found out something so beautiful in natural science through experimentation, so we also experiment with the soul. - Devices had been developed that could emit signals when a person had a perception. One could then know when this perception became conscious, when a person moved his hand as a result of this perception; one could experiment nicely. Until recently, the tendency has been to assess children's abilities, not by putting oneself in the child's place, by a certain devotion to this childlike mind, but by using apparatus to test memory, thinking, and all sorts of other things, as is reported, for example, in Russian schools, where the old style of testing is no longer used, but where abilities are determined from the outside with the help of apparatus. However, this Bolshevik view has already penetrated into our areas. Certain opponents of anthroposophy would also like to determine in such an external way whether this anthroposophy is based on truth, but that only corresponds to a Bolshevik prejudice. All this has its origin in the fact that, by ignoring the spirit, people have gradually come to apply the shadowy intellect to nature and, while producing a magnificent natural science, have left the soul-life unconsidered. But now this soul is asserting itself again, from the depths of the human being, and wants to be explored. To do this, it is necessary to go back the way we came, to remember it, so to speak. Even if modern science believes itself to be independent, it is still under the influence of the dictate of the Church that man consists only of body and soul and has no spirit. We must come to the spirit again. And basically, spiritual science is just this striving to come to the spirit again and thus to explore the soul of man again, that is, to explore man himself. One will pass through an element that is indeed unpleasant for many, through the organization of man; but it is precisely through this that one will find the truly spiritual in man. But that means that spirit must be reintroduced into the contemplation of humanity. Today, however, there is a considerable obstacle to this, a formidable obstacle. One would almost be afraid to speak of this obstacle, because it is very slippery ground, but the whole signature of the time must be examined. People must become aware of what is actually the impulse of our time. You see, we must consider the following. Since the middle of the 15th century, when man has lived in the shadowy mind and actually experienced his entire soul existence as a shadow, since that time man has been completely dependent on external nature. And so he gradually came to investigate the external phenomena of nature experimentally, not only in the way that Goethe, who was still inspired by the spirit of antiquity, investigated them, but to seek behind the phenomena for something that is basically also only a kind of phenomenon, but which must not be placed within them. Man came to atomism. Man came to think of the sense world as having another invisible sense world, smaller beings, demonic beings, the atoms. Instead of moving on to a spiritual world, he moved on to a duplicate of the sensual world, again to a sensual but fictitious world, and in this way his cognitive faculty froze for the external sense world. And in the course of the 19th century, this produced more and more something that had always been present, but which only emerged with full radicalism from this complete paralysis of the ability to perceive the external sensory world in the 19th century. That was the over-intellectualization of the law of the conservation of energy. It was said: In the universe, new forces do not arise, but the old ones merely change; the sum of the forces remains constant. If we consider any given moment, so to speak cutting out of world events, then up to this moment there was a certain sum of energies; in the next moment these energies have grouped themselves somewhat differently, they have moved around differently, but the energies are the same; they have only changed. The sum of the energies of the cosmos remains the same. You could no longer distinguish two things. It was perfectly correct to say that measure, number and weight remain the same in the energies. But that is confused with the energies themselves. Now, if this energy doctrine, this law of the constancy of energy, which today dominates all of natural science, were correct, then there would be no freedom, then every idea of freedom would be a mere illusion. Therefore, for the followers of the law of the constancy of energy, freedom increasingly became an illusion. Just imagine how people like Wundt, for example, explain the freedom that one does feel after all. If I, let us say, am the donkey of the famous Buridan between two bundles of hay, left and right, which are the same size and the same taste, then if I were free, that is, if I were not pushed to one side or the other, I would have to starve to death because I could not make up my mind. When I have to decide not only between two such things, but between many, then, according to such psychologists, I am driven to it nevertheless, but because there are so many concepts that shoot into each other, what obsesses me inside and what works in confusion there, I decide at last and, because I cannot see what actually compels me to do it, I get the feeling of freedom. Yes, it is not ridiculous, it is really not ridiculous for the reason that what I have told you now – I did not expect at all that one would begin to laugh – is stated in numerous very learned works as a great achievement of modern thinking, which is born out of natural science; thus it is actually indecent toward science to laugh about something like that. Well, you see, freedom would be impossible if the law of conservation of energy were true. Because then I would be determined by everything that has gone before at every moment, the energies would merely be transformed, and freedom would have to be a mere illusion. This is what has happened as a result of the development of mankind in the 19th century, through the establishment of the law of the constancy of energy, that we have a view of nature that excludes freedom as an idea, makes it impossible, that makes man unconditionally a product of the necessary order of nature. Things were already prepared, I would like to say, people have felt this way for centuries. What about things like moral responsibility, ethics, religious conviction, which really cannot exist if there is only a natural order? The materialists of the 19th century were honest in a way, they therefore denied these ethical illusions of the old days and really did explain man as only a product of natural necessity. But others could not go along with this, partly because they did not have the courage, like David Friedrich Strauf? or Vogt, or partly because they had sinecures within which they were obliged to speak of freedom, ethics, and religion. You can't go into such things there. The matter had been awkward for a long time, and so it came about that people said to themselves: Yes, with science, you can only do something about necessity. This science proves that the world has emerged from a primeval nebula and that each successive state has always necessarily developed from the earlier one, that the sum of forces has remained constant and so on. With this science, there is no starting point for ethics, religion and so on. So away from this science! Nothing with science, only faith! You have to have a double accounting, on the one hand for the outside world, for the natural world: science; on the other hand, faith, which now determines ethics, even proves God. So we save ourselves to a completely different area than that of science. The after-effects of this peculiar state of affairs can be seen everywhere since the emergence of newer spiritual science. Those who want to save this belief are called Zaun, Niebergall and Gogarten, and I could tell you a whole series of people, Bruhn, Leese, who think that the field of faith must be saved; when science breaks in, things get bad. So science, everything is accepted, everything is allowed to go, only what we want is called something else: faith. Now, as I said, it was the law of the conservation of energy, but that is only a dogmatic, now a scientific-dogmatic prejudice. Because in the end, what does it actually mean? You see, someone can do the experiment, can say: Yes, I stand in front of a bank building and watch how much money is brought in, and form statistics from that. And then I observe how much money is carried out and also make statistics about that, and I see, nevertheless, the same amount of money is carried out that was carried in. Now I am supposed to still rise to the idea that people work in there! What comes out is only the converted money. It is purely the law of the constancy of the size of money. Very nice experiments have been carried out, which, it seems, have been extended to students. The heat energy of the food has been calculated, and it has been calculated what these people have done, and it has been correctly calculated what was eaten and worked out: the law of conservation of energy! This law of conservation of energy is based on nothing more than a whole series of such prejudices. And if we do not rise above this law of conservation of energy, we will continue to extinguish the spiritual with this law of conservation of energy. For this law of conservation of energy is the implantation of intellect in external nature and the disregard of the soul. We can only penetrate further into the soul if we in turn penetrate into the spiritual , and to penetrate into this spiritual realm means nothing other than to truly understand what actually entered into world evolution at the beginning of the Christian era as a completely new impulse, the Christ Impulse. I have already mentioned that it was understood in the way that it could be understood by one or other school of thought. But today we are compelled to understand it anew. For a time it was understood in such a way that people did not want to admit that the intellect, going out into the void, could come to a new spiritual realization. I have already told you that Neoplatonism took the Christ into the human soul. This has remained the custom until now. As we penetrate outwards, we must also think of the Christ as being connected with the outer world, that is, we must bring him into the evolution of the outer world. But that is precisely what is being fought against in anthroposophy: not only talking about the Christ in empty phrases, but also seeing him in connection with the whole evolution of the world. And when it is said that it is truly a cosmic event, that a cosmic being has really appeared in a human body, in Christ, that just as sunlight on the earthly plane unites with the earth every day, permeating the earth as something cosmic, so too in the spiritual realm such things take place, this is still not understood, especially by today's scholars. But it is necessary that what has been gained in the field of natural science should be applied to the inner world, so that this intellect, which has become a shadow, but precisely for that reason has become applicable to the outer world as a free human faculty, should also become applicable to the inner world. Therefore, the ascent to imagination, to inspiration, must come about, and thus the ascent to real spiritual knowledge must come about. The necessity of natural science arises from the historical development of humanity, and the necessity of ascending to spiritual science arises from the existence of natural science. Turning to spiritual science in the anthroposophical sense is not a quirk, but an historical fact of development in itself. But, as I said, it is necessary to tread on thin ice in order to point out where the obstacles are. On the one hand, the obstacles are to be found in something like the law of the conservation of energy. In the 19th century, two laws were intended to limit the human intellect in two ways to that which lives only in the earthly-sensual, in the material. One of these laws was decreed by a council of natural scientists as the law of conservation of energy. If this law is correct, then human knowledge cannot advance to the acknowledgment of the spiritual and of freedom, but must remain at the level of a mere mechanical necessity, and then it must remain at the level of a mere soul, which gradually becomes shadowy. But then one cannot go beyond what has already been established by the eighth Ecumenical Council of Constantinople in 869. These are the two councils: one that started from the natural science side. The other council stands in polar opposition to it. It is the one that in 1870 declared the infallibility of the papal chair when it speaks ex cathedra. In order to arrive at knowledge, people no longer appeal to the spiritual, but to the Roman Pope. The Pope is the one who decides ex cathedra on what is to be true or false as Catholic doctrine. The decision about truth and error is brought down from spiritual heights to earth, into the material world. Just as our knowledge is immersed in the material world through the law of the constancy of force, so is the living development of the human being in the spiritual immersed in the material through the dogma of infallibility. The two belong together, the two relate to each other like the north and south poles. What we need in the development of humanity, however, is a free spirituality. The ruler must be the spiritual itself, and man must find his way into the spiritual. Therefore, we need the ascent into the spiritual. We need this ascent to raise ourselves up, on the one hand, from the defeat that the spirit has suffered as a result of the law of the conservation of force being established, and from the other defeat that it has suffered as a result of all that is religious having been materialized by the decision about right and wrong being brought down to earth from Rome. It is understandable that a breakthrough in the path of the spirit is not easy today, because the world is thoroughly superficial and is terribly proud of its superficiality. It lets authorities decide, but the authorities sometimes decide in a very strange way. I recently read an article written by a professor who teaches here but lives in a neighboring town, because a local paper had asked him to give an authoritative judgment on this anthroposophy. This professor wrote all sorts of things in this article. Then, in the middle of it, you come across a strange sentence. It says that I claim, in describing the spiritual world, that one can see in this spiritual world how spiritual entities move freely like tables and chairs in physical space. Now that is Traub's logic! Seeing tables and chairs move in physical space – I don't want to examine the mental state of the author at the moment when he wrote such a sentence! But today the journals turn to people of such spiritual caliber when an authoritative decision is to be made about spiritual science. People are strange sometimes. For example, there is a fence. Because I have to give a lecture tomorrow, I read this booklet by Laun yesterday. I always asked myself: Yes, why does Laun talk such nonsense? I actually couldn't understand it because I didn't hear any human voice; it was something very hollow. However, I did come across a very strange sentence, which roughly reads – I don't have the pamphlet here –: It is true, however, that a Catholic Christian, if he were to judge anthroposophy, would actually be like a person who could not know anything about anthroposophy. – That is literally what it says. You can really believe Canon Laun, because then he says quite correctly: Yes, it would be self-evident that a Catholic Christian cannot know anything, because since July 18, 1919, Christians have been forbidden to read the books. They are not forbidden to write counter-writings, but they are forbidden to read the books! - They are not allowed to know anything. There are really strange people. And that is just the other extreme, this state of having arrived at a completely passive devotion, now not to a spiritual thing, but to something very worldly, to something that definitely exists in the material world. And so one could enumerate many more examples. If one wanted to describe the morality of our time in a little cultural history, one would find many a cute little document. But I will give you just one more example. Here a dangerous heresy – you can guess what it is – is discussed in a feature from Göttingen. But the editors apparently count on the fact that the readers who read this have not read anything at all, have actually not heard anything correct about the subject under discussion. Therefore, a note of fourteen lines is made, and in these fourteen lines, Anthroposophy and Threefolding. I will spare you the treatise on Anthroposophy; I will just read you the last sentence, which is about the threefolding: “The movement strives for the highest possible development of humanity. It has also defined its views with regard to the state. It seeks a division into economic, financial and cultural states!” There you have the threefold order: in the economic, financial and cultural state! So you see, this is how one tries to educate those one is addressing in such criticisms, and one can educate them in such a way. One writes such articles by making comments in which one shows oneself to be so well informed! It is difficult to really struggle through to an understanding of the spiritual world, especially when on the one hand there is the impulse of world-historical development and on the other hand there is the scientific way of thinking, which, one might say, has only been perverted into its opposite with the discovery of the law of the constancy of energy or power. Much will rise up against this work, which consists in the cognizant grasping of the spiritual world. But this work must be done, and even if the opponents have the power to crush it for a time, it must arise again, because if we are to learn from history, we must not only learn to speak from this history, but we must learn to fuel our will and warm our hearts from this history! If we allow history to have this effect on us, then it will show us what our deeds must fulfill, what must penetrate into the spiritual, into the legal-national, into the economic as spiritual. That is what I wanted to say in conclusion. I wanted to give you an objective presentation of how natural science grows out of the course of human development, and to give, at the end, this perhaps only as an appendix, the realization that it is a lesson of real history, not an agnostic history, that we have lived through in the 19th century, but that it is a teaching of real history: we human beings, we must through to spiritual knowledge! |
326. The Origins of Natural Science: Lecture I
24 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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As I said earlier, Nicholas probably understood himself quite well, but a latter-day observer finds him hard to understand. This becomes particularly evident when we see this defender of absolute papal power traveling from place to place and—if the words he then spoke are taken at face value—fanatically upholding the papistical Christianity of the West against the impending danger of a Turkish invasion. |
Earlier, it had been in an embryonic state. Whoever wants to understand what led to the birth of Western science, must understand this century that lies between the Docta Ignorantia and the De Revolutionibus Orbium Coelestium. Even today, if we are to understand the true meaning of science, we must study the fructifications that occurred at that time in human soul life and the renunciations it had to experience. |
326. The Origins of Natural Science: Lecture I
24 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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My dear friends! You have come together this Christmas, some of you from distant places, to work in the Goetheanum on some matters in the field of spiritual science. At the outset of our considerations I would like to extend to you—especially the friends who have come from afar—our heartiest Christmas greetings. What I myself, occupied as I am with the most manifold tasks, will be able to offer you at this particular time can only be indications in one or another direction. Such indications as will be offered in my lectures, and in those of others, will, we hope, result in a harmony of feeling and thinking among those gathered together here in the Goetheanum. It is also my hope that those friends who are associated with the Goetheanum and more or less permanently residing here will warmly welcome those who have come from elsewhere. Through our working, thinking and feeling together, there will develop what must be the very soul of all endeavors at the Goetheanum; namely, our perceiving and working out of the spiritual life and essence of the world. If this ideal increasingly becomes a reality, if the efforts of individuals interested in the anthroposophical world conception flow together in true social cooperation, in mutual give and take, then there will emerge what is intended to emerge at the Goetheanum. In this spirit, I extend the heartiest welcome to those friends who have come here from afar as well as to those residing more permanently in Dornach. The indication that I shall try to give in this lecture course will not at first sight appear to be related to the thought and feeling of Christmas, yet inwardly, I believe, they are so related. In all that is to be achieved at the Goetheanum, we are striving toward the birth of something new, toward knowledge of the spirit, toward a feeling consecrated to the spirit, toward a will sustained by the spirit. This is in a sense the birth of a super-sensible spiritual element and, in a very real way, symbolizes the Christmas thought, the birth of that spiritual Being who produced a renewal of all human evolution upon earth. Therefore, our present studies are, after all, imbued with the character of a Christmas study. Our aim in these lectures is to establish the moment in history when the scientific mode of thinking entered mankind's development. This does not conflict with what I have just said. If you remember what I described many years ago in my book Mysticism at the Dawn of the Modern Age,1 you will perceive my conviction that beneath the external trappings of scientific conceptions one can see the first beginnings of a new spirituality. My opinion, based on objective study, is that the scientific path taken by modern humanity was, if rightly understood, not erroneous but entirely proper. Moreover, if regarded in the right way, it bears within itself the seed of a new perception and a new spiritual activity of will. It is from this point of view that I would like to give these lectures. They will not aim at any kind of opposition to science. The aim and intent is instead to discover the seeds of spiritual life in the highly productive modern methods of scientific research. On many occasions I have pointed this out in various way. In lectures given at various times on various areas of natural scientific thinking,2 I have given details of the path that I want to characterize in broader outline during the present lectures. If we want to acquaint ourselves with the real meaning of scientific research in recent times and the mode of thinking that can and does underlie it, we must go back several centuries into the past. The essence of scientific thinking is easily misunderstood, if we look only at the immediate present. The actual nature of scientific research cannot be understood unless its development is traced through several centuries. We must go back to a point in time that I have often described as very significant in modern evolution; namely, the fourteenth and fifteenth centuries. At that time, an altogether different form of thinking, which was still active through the Middle Ages, was supplanted by the dawn of the present-day mode of thought. As we look back into this dawn of the modern age, in which many memories of the past were still alive, we encounter a man in whom we can see, as it were, the whole transition from an earlier to a later form of thinking. He is Cardinal Nicholas Cusanus,3 (Nicholas of Cusa) a renowned churchman and one of the greatest thinkers of all time. He was born in 1401, the son of a boatman and vinegrower in the Rhine country of Western Germany, and died in 1464, a persecuted ecclesiastic.4 Though he may have understood himself quite well, Cusanus was a person who is in some respects extremely difficult for a modern student to comprehend. Cusanus received his early education in the community that has been called “The Brethren of the Common Life.”5 There he absorbed his earliest impressions, which were of a peculiar kind. It is clear that Nicholas already possessed a certain amount of ambition as a boy, but this was tempered by an extraordinary gift for comprehending the needs of the social life of his time. In the community of the Brethren of the Common Life, persons were gathered together who were dissatisfied with the church institutions and with the monastic and religious orders that, though within the church, were to some degree in opposition to it. In a manner of speaking, the Brethren of the Common Life were mystical revolutionaries. They wanted to attain what they regarded as their ideal purely by intensification of a life spent in peace and human brotherhood. They rejected any rulership based on power, such as was found in a most objectionable form in the official church at that time. They did not want to become estranged from the world as were members of monastic orders. They stressed physical cleanliness; they insisted that each one should faithfully and diligently perform his duty in external life and in his profession. They did not want to withdraw from the world. In a life devoted to genuine work they only wanted to withdraw from time to time into the depths of their souls. Alongside the external reality of life, which they acknowledged fully in a practical sense, they wanted to discover the depths and inwardness of religious and spiritual feeling. Theirs was a community that above all else cultivated human qualities in an atmosphere where a certain intimacy with God and contemplation of the spirit might abide. It was in this community—at Deventer in Holland—that Cusanus was educated. The majority of the members were people who, in rather narrow circles, fulfilled their duties, and sought in their quiet chambers for God and the spiritual world. Cusanus, on the other hand, was by nature disposed to be active in outer life and, through the strength of will springing from his knowledge, to involve himself in organizing social life. Thus Cusanus soon felt impelled to leave the intimacy of life in the brotherhood and enter the outer world. At first, he accomplished this by studying jurisprudence. It must be borne in mind, however, that at that time—the early Fifteenth Century—the various sciences were less specialized and had many more points of contact than was the case later on. So for a while Cusanus practiced law. His was an era, however, in which chaotic factors extended into all spheres of social life. He therefore soon wearied of his law practice and had himself ordained a priest of the Roman Catholic Church. He always put his whole heart into whatever he did, and so he now became a true priest of the Papal church. He worked in this capacity in the various clerical posts assigned to him, and he was particularly active at the Council of Basle (1431–1449).6 There he headed a minority whose ultimate aim it was to uphold the absolute power of the Holy See.7 The majority, consisting for the most part of bishops and cardinals from the West, were striving after a more democratic form, so to speak, of church administration. The pope, they thought, should be subordinated to the councils. This led to a schism in the Council. Those who followed Cusanus moved the seat of the Council to the South; the others remained in Basle and set up an anti-pope.8 Cusanus remained firm in his defense of an absolute papacy. With a little insight it is easy to imagine the feelings that impelled Cusanus to take this stand. He must have felt that whatever emerged from a majority could at best lead only to a somewhat sublimated form of the same chaos already existing in his day. What he wanted was a firm hand that would bring about law and order, though he did want firmness permeated with insight. When he was sent to Middle Europe later on, he made good this desire by upholding consolidation of the Papal church.9 He was therefore, as a matter of course, destined to become a cardinal of the Papal church of that time. As I said earlier, Nicholas probably understood himself quite well, but a latter-day observer finds him hard to understand. This becomes particularly evident when we see this defender of absolute papal power traveling from place to place and—if the words he then spoke are taken at face value—fanatically upholding the papistical Christianity of the West against the impending danger of a Turkish invasion.10 On the one hand, Cusanus (who in all likelihood had already been made a cardinal by that time) spoke in flaming words against the infidels. In vehement terms he summoned Europe to unite in resistance to the Turkish threat from Asia. On the other hand, if we study a book that Cusanus probably composed11 in the very midst of his inflammatory campaigns against the Turks, we find something strange. In the first place, Cusanus preaches in the most rousing manner against the imminent danger posed by the Turks, inciting all good men to defend themselves against this peril and thus save European civilization. But then Cusanus sits down at his desk and writes a treatise on how Christians and Jews, pagans and Moslems—provided they are rightly understood—can be brought to peaceful cooperation, to the worship and recognition of the one universal God; how in Christians, Jews, Moslems and heathens there dwells a common element that need only be discovered to create peace among mankind. Thus the most conciliatory sentiments in regard to religions and denominations flow from this man's quiet private chamber, while he publicly calls for war in the most fanatical words. This is what makes it hard to understand a man like Nicholas Cusanus. Only real insight that age can make him comprehensible but he must be viewed in the context of the inner spiritual development of his time. No criticism is intended. We only want to see the external side of this man, with the furious activity that I have described, and then to see what was living in his soul. We simply want to place the two aspects side by side. We can best observe what took place in Cusanus's mind if we study the mood he was in while returning from a mission to Constantinople12 on the behalf of the Holy See. His task was to work for the reconciliation of the Western and Eastern churches. On his return voyage, when he was on the ship and looking at the stars, there arose in him the fundamental thought, the basic feeling, incorporated in the book that he published in 1440 under the title De Docta Ignorantia (On Learned Ignorance).13 What is the mood of this book? Cardinal Cusanus had, of course, long since absorbed all the spiritual knowledge current in the Middle Ages. He was well versed also in what the medieval schools of Neo-Platonism and Neo-Aristotelianism had attained. He was also quite familiar with the way Thomas Aquinas had spoken of the spiritual worlds as though it were the most normal thing for human concepts to rise from sense perception to spirit perception. In addition to his mastery of medieval theology, he had a thorough knowledge of the mathematical conceptions accessible to men of that time. He was an exceptionally good mathematician. His soul, therefore, was filled on the one side with the desire to rise through theological concepts to the world of spirit that reveals itself to man as the divine and, on the other side, with all the inner discipline, rigor and confidence that come to a man who immerses himself in mathematics. Thus he was both a fervent and an accurate thinker. When he was crossing the sea from Constantinople to the West and looking up at the starlit sky, his twofold soul mood characterized above revolved itself in the following feeling. Thenceforth, Cusanus conceived the deity as something lying outside human knowledge. He told himself: “We can live here on earth with our knowledge, with our concepts and thoughts. By means of these we can take hold of what surrounds us in the kingdom of nature. But these concepts grow ever more lame when we direct our gaze upward to what reveals itself as the divine.” In Scholasticism, arising from quite another viewpoint, a gap had opened up between knowledge and revelation.14 This gap now became the deepest problem of Cusanus's soul, the most intimate concern of the heart. Repeatedly he sent through this course of reasoning, repeatedly he saw how thinking extends itself over everything surrounding man in nature; how it then tries to raise itself above this realm to the divinity of thoughts; and how, there, it becomes ever more tenuous until it finally completely dissipates into nothingness as it realizes that the divine lies beyond that void into which thinking has dissipated. Only if a man has developed (apart form this life in thought) sufficient fervent love to be capable of continuing further on this path that his though has traversed, only if love gains the lead over thought, then this love can attain the realm into which knowledge gained only by thinking cannot reach. It therefore became a matter of deep concern for Cusanus to designate the actual divine realm as the dimension before which human thought grows lame and human knowledge is dispersed into nothingness. This was his docta ignorantia, his learned ignorance. Nicholas Cusanus felt that when erudition, knowledge, assumes in the noblest sense a state of renouncing itself at the instant when it thinks to attain the spirit, then it achieves its highest form, it becomes docta ignorantia. It was in this mood that Cusanus published his De Docta Ignorantia in 1440. Let us leave Cusanus for the moment, and look into the lonely cell of a medieval mystic who preceded Cusanus. To the extent that this man has significance for spiritual science, I described him in my book on mysticism. He is Meister Eckhart,15 a man who was declared a heretic by the official church. There are many ways to study the writings of Meister Eckhart and one can delight in the fervor of his mysticism. It is perhaps most profoundly touching if, through repeated study, the reader comes upon a fundamental mood of Eckhart's soul. I would like to describe it as follows. Though living earlier than Cusanus, Meister Eckhart too was imbued through and through with what medieval Christian theology sought as an ascent to the divine, to the spiritual world. When we study Meister Eckhart's writings, we can recognize Thomistic shades of thought in many of his lines. But each time Meister Eckhart's soul tries to rise from theological thinking to the actual spiritual world (with which it feels united,) it ends By saying to itself that with all this thinking and theology it cannot penetrate to its innermost essence, to the divine inner spark. It tells itself: This thinking, this theology, these ideas, give me fragments of something here, there, everywhere. But none of these are anything like the spiritual divine spark in my own inner being. Therefore, I am excluded from all thoughts, feelings, and memories that fill my soul, from all knowledge of the world that I can absorb up to the highest level. I am excluded from it all, even though I am seeking the deepest nature of my own being. I am in nothingness when I seek this essence of myself. I have searched and searched. I traveled many paths, and they brought me many ideas and feelings, and on these paths I found much. I searched for my “I,” but before ever I found it, I fell into “nothingness” in this search for the “I,” although all the kingdoms of nature urged me to the search. So, in his search for the self, Meister Eckhart felt that he had fallen into nothingness. This feeling evoked in this medieval mystic words that profoundly touch the heart and soul. They can be paraphrased thus: “I submerge myself in God's nothingness, and am eternally, through nothingness, through nothing, an I; through nothing, I become an I. In all eternity, I must etch the I from the ‘nothingness’ of God.”16 These are powerful words. Why did this urge for “nothing,” for finding that I in nothingness, resound in the innermost chamber of this mystic's heart, when he wanted to pass from seeking the world to seeking the I? Why? If we go back into earlier times, we find that in former ages it was possible, when the soul turned its gaze inward into itself, to behold the spirit shining forth within. This was still a heritage of primeval pneumatology, of which we shall speak later on. When Thomas Aquinas, for example, peered into the soul, he found within the soul a weaving, living spiritual element. Thomas Aquinas17 and his predecessors sought the essential ego not in the soul itself but in the spiritual dwelling in the soul. They looked through the soul into the spirit, and in the spirit they found their God-given I. And they said, or could have said: I penetrate into my inmost soul, gaze into the spirit, and in the spirit I find the I.—In the meantime, however, in humanity's forward development toward the realm of freedom, men had lost the ability to find the spirit when they looked inward into themselves. An earlier figure such as John Scotus Erigena (810–880) would not have spoken as did Meister Eckhart. He would have said: I gaze into my being. When I have traversed all the paths that led me through the kingdoms of the outer world, then I discover the spirit in my inmost soul. Thereby, I find the “I” weaving and living in the soul. I sink myself as spirit into the Divine and discover “I.” It was, alas, human destiny that the path that was still accessible to mankind in earlier centuries was no longer open in Meister Eckhart's time. Exploring along the same avenues as John Scotus Erigena or even Thomas Aquinas, Meister Eckhart could not sink himself into God-the-Spirit, but only into the “nothingness” of the Divine, and from this “nothing” he had to take hold of the I. This shows that mankind could no longer see the spirit in inner vision. Meister Eckhart brought the I out of the naught through the deep fervor of his heart. His successor, Nicholas Cusanus,18 admits with complete candor: All thoughts and ideas that lead us in our exploration of the world become lame, become as nothing, when we would venture into the realm of spirit. The soul has lost the power to find the spirit realm in its inner being. So Cusanus says to himself: When I experience everything that theology can give me, I am led into this naught of human thinking. I must unite myself with what dwells in this nothingness in order to at least gain in the docta ignorantia the experience of the spirit.—Then, however, such knowledge, such perception, cannot be expressed in words. Man is rendered dumb when he has reached the point at which he can experience the spirit only through the docta ignorantia. Thus Cusanus is the man who in his own personal development experiences the end of medieval theology and is driven to the docta ignorantia. He is, however, at the same time a skillful mathematician. He has the disciplined thinking that derives from the pursuit of mathematics. But he shies away, as it were, from applying his mathematical skills to the docta ignorantia. He approaches the docta ignorantia with all kinds of mathematical symbols and formulas, but he does this timidly, diffidently. He is always conscious of the fact that these are symbols derived from mathematics. He says to himself: Mathematics is the last remnant left to me from ancient knowledge. I cannot doubt its reliability as I can doubt that of theology, because I actually experience its reliability when I apprehend mathematics with my mind.—At the same time, his disappointment with theology is so great he dares not apply his mathematical skills in the field of the docta ignorantia except in the form of symbols. This is the end of one epoch in human thinking. In his inner mood of soul, Cusanus was almost as much of a mathematician as was Descartes later on, but he dared not try to grasp with mathematics what appeared to him in the manner he described in his Docta Ignorantia He felt as though the spirit realm had withdrawn from mankind, had vanished increasingly into the distance, and was unattainable with human knowledge. Man must become ignorant in the innermost sense in order to unite himself in love with this realm of the spirit. This mood pervades Cusanus's Docta Ignorantia published in 1440. In the development of Western civilization, men had once believed that they confronted the spirit-realm in close perspective. But then, this spirit realm became more and more remote from those men who observed it, and finally it vanished. The book of 1440 was a frank admission that the ordinary human comprehension of that time could no longer reach the remote perspectives into which the spirit realm has withdrawn. Mathematics, the most reliable of the sciences, dared to approach only with symbolic formulas what was no longer beheld by the soul. It was as though this spirit realm, receding further and further in perspective, had disappeared from European civilization. But from the opposite direction, another realm was coming increasingly into view. This was the realm of the sense world, which European civilization was beginning to observe and like. In 1440, Nicholas Cusanus applied mathematical thinking and mathematical knowledge to the vanishing spirit realm only by a timid use of symbols; but now Nicholas Copernicus boldly and firmly applied them to the outer sense world. In 1440 the Docta Ignorantia appeared with the admission that even with mathematics one can no longer behold the spirit realm. We must conceive the spirit realm as so far removed from human perception that even mathematics can approach it only with halting symbols; this is what Nicholas Cusanus said in 1440. “Conceive of mathematics as so powerful and reliable that it can force the sense world into mathematical formulas that are scientifically understandable.” This is what Nicholas Copernicus said to European civilization in 1543. In 1543 Copernicus published his De Revolutionibus Orbium Coelestium (On the Revolutions of the Celestial Bodies,) where the universe was depicted so boldly and rudely that it had to surrender itself to mathematical treatment. One century lies between the two. During this century Western science was born. Earlier, it had been in an embryonic state. Whoever wants to understand what led to the birth of Western science, must understand this century that lies between the Docta Ignorantia and the De Revolutionibus Orbium Coelestium. Even today, if we are to understand the true meaning of science, we must study the fructifications that occurred at that time in human soul life and the renunciations it had to experience. We must go back this far in time. If we want to have the right scientific attitude, we must begin there, and we must also briefly consider the embryonic state preceding Nicholas Cusanus. Only then can we really comprehend what science can accomplish for mankind and see how new spiritual life can blossom forth from it.
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326. The Origins of Natural Science: Lecture II
25 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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This backward glance into ancient times is necessary so that we can better understand the quest for knowledge that surfaced in the Fifteenth Century from the depths of the human soul. |
He no longer heard anything original, anything gained by listening to the secrets of the cosmos. This man undertook long journeys and visited other mystery centers, but it was the same wherever he went. Already in the Eight Century B.C., only traditions of the ancient wisdom were preserved everywhere. |
326. The Origins of Natural Science: Lecture II
25 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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The view of history forming the basis of these lectures may be called symptomatological What takes place in the depths of human evolution sends out waves, and these waves are the symptoms that we will try to describe and interpret. In any serious study of history, this must be the case. The processes and events occurring at any given time in the depths of evolution are so manifold and so significant that we can never do more than hint at what is going on the depths. This we do by describing the waves that are flung up. They are symptoms of what is actually taking place. I mention this because, in order to characterize the birth of the scientific form of thinking and research I described two men, Meister Eckhart and Nicholas Cusanus, in my last lecture. What can be historically observed in the soul and appearance of such men I consider to be symptoms of what goes on in the depths of general human development; this is why I give such descriptions. There are in any given case only a couple of images cast up to the surface that we can intercept by looking into one or another soul. Yet, by doing this, we can describe the basic nature of successive time periods. When I described Cusanus yesterday, my intention was to suggest how all that happened in the early fifteenth century in mankind's spiritual development, which was pressing forward to the scientific method of perception, is symptomatically revealed in his soul. Neither the knowledge that the mind can gather through the study of theology nor the precise perceptions of mathematics can lead any longer to a grasp of the spiritual world. The wealth of human knowledge, its concepts and ideas, come to a halt before that realm. The fact that one can do no more than write a “docta ignorantia” in the face of the spiritual world comes to expression in Cusanus in a remarkable way. He could go no further with the form of knowledge that, up to his time, was prevalent in human development. As I pointed out, this soul mood was already present in Meister Eckhart. He was well versed in medieval theological knowledge. With it, he attempted to look into this own soul and to find therein the way to the divine spiritual foundations. Meister Eckhart arrived at a soul mood that I illustrated with one his sentences. He said—and he made many similar statements—“I sink myself into the naught of the divine, and out of nothing become an I in eternity.” He felt himself arriving at nothingness with traditional knowledge. Out of this nothingness, after the ancient wisdom's loss of all persuasive power he had to produce out of his own soul the assurance of his own I, and he did it by this statement. Looking into this matter more closely, we see how a man like Meister Eckhart points to an older knowledge that has come down to him through the course of evolution. It is knowledge that still gave man something of which he could say: This lives in me, it is something divine in me, it is something. But now, in Meister Eckhart's own time, the most profound thinkers had been reduced to the admission: When I seek this something here or there, all knowledge of this something does not suffice to bring me certainty of my own being. I must proceed from the Something to the Nothing and then, in an act of creation, kindle to life the consciousness of self out of naught. Now, I want to place another man over against these two. This other man lived 2,000 years earlier and for his time he was as characteristic as Cusanus (who followed in Meister Eckhart's footsteps) was for the fifteenth century. This backward glance into ancient times is necessary so that we can better understand the quest for knowledge that surfaced in the Fifteenth Century from the depths of the human soul. The man whom I want to speak about today is not mentioned in any history book or historical document, for these do not go back as far as the Eighth Century B.C. Yet, we can only gain information concerning the origin of science if, through spiritual science, through purely spiritual observation, we go farther back than external historical documents can take us. The man I have in mind lived about 2,000 years prior to the present period (the starting point of which I have assigned to the first half of the fifteenth century.) This man of pre-Christian times was accepted into a so-called mystery school of Southeastern Europe. There he heard everything that the teachers of the mysteries could communicate to their pupils concerning spiritual wisdom, truths concerning the spiritual beings that lived and still live in the cosmos. But the wisdom that this man received from his teachers was already more or less traditional. It was a recollection of far older visions, a recapitulation of what wise men of a much more ancient age had beheld when they directed their clairvoyant sight into the cosmic spaces whence the motions and constellations of the stars had spoken to them. To the sages of old, the universe was not the machine, the mechanical contraption that it is for men of today when they look out into space to the wise men of ancient times. The cosmic spaces were like living beings, permeating everything with spirit and speaking to them in cosmic language. They experienced themselves within the spirit of world being. They felt how this, in which they lived and moved, spoke to them, how they could direct their questions concerning the riddles of the universe to the universe itself and how, out of the widths of space, the cosmic phenomena replied to them. This is how they experienced what we, in a weak and abstract way, call “spirit” in our language. Spirit was experienced as the element that is everywhere and can be perceived from anywhere. Men perceived things that even the Greeks no longer beheld with the eye of the soul, things that had faded into a nothingness for the Greeks. This nothingness of the Greeks, which had been filled with living content for the earliest wise men of the Post-Atlantean age,19 was named by means of words customary for that time. Translated into our language, though weakened and abstract, those words would signify “spirit.” What later became the unknown, the hidden god, was called spirit in those ages when he was known. This is the first thing to know about those ancient times. The second thing to know is that when a man looked with his soul and spirit vision into himself, he beheld his soul. He experienced it as originating from the spirit that later on became the unknown god. The experience of the ancient sage was such that he designated the human soul with a term that would translate in our language into “spirit messenger” or simply “messenger.” If we put into a diagram what was actually seen in those earliest times, we can say: The spirit was considered the world-embracing element, apart from which there was nothing and by which everything was permeated. This spirit, which was directly perceptible in its archetypal form, was sought and found in the human soul, inasmuch as the latter recognized itself as the messenger of this spirit. Thus the soul was referred to as the “messenger.” If we put into a diagram what was actually seen in those earliest times, we can say: The spirit was considered the world-embracing element, apart from which there was nothing and by which everything was permeated. This spirit, which was directly perceptible in its archetypal form, was sought and found in the human soul, inasmuch as the latter recognized itself as the messenger of this spirit. Thus the soul was referred to as the “messenger.” A third aspect was external nature with all that today is called the world of physical matter, of bodies. I said above that apart from spirit there was nothing, because spirit was perceived by direct vision everywhere in its archetypal form. It was seen in the soul, which realized the spirit's message in its own life. But the spirit was likewise recognized in what we call nature today, the world of corporeal things. Even his bodily world was looked upon as an image of the spirit. ![]() In those ancient times, people did not have the conceptions that we have today of the physical world. Wherever they looked, at whatever thing or form of nature, they beheld an image of the spirit, because they were still capable of seeing the spirit, a fragment of nature. Inasmuch as all other phenomena of nature were images of the spirit, the body of man too was an image of the spirit. So when this ancient man looked at himself, he recognized himself as a threefold being. In the first place, the spirit lived in him as in one of its many mansions. Man knew himself as spirit. Secondly, man experienced himself within the world as a messenger of this spirit, hence as a soul being. Thirdly, man experienced his corporeality; and by means of this body he felt himself to be an image of the spirit.20 Hence, when man looked upon his own being, he perceived himself as a threefold entity of spirit, soul, and body: as spirit in his archetypal form; as soul, the messenger of god; as body, the image of the spirit. This ancient wisdom contained no contradiction between body and soul or between nature and spirit; because one knew: Spirit is in man in its archetypal form; the soul is none other than the message transmitted by spirit; the body is the image of spirit. Likewise, no contract was felt between man and surrounding nature because one bore an image of spirit in one's own body, and the same was true of every body in external nature. Hence, an inner kinship was experienced between one's own body and those in outer nature, and nature was not felt to be different from oneself. Man felt himself at one with the whole world. He could feel this because he could behold the archetype of spirit and because the cosmic expanses spoke to him. In consequence of the universe speaking to man, science simply could not exist. Just as we today cannot build a science of external nature out of what lives in our memory, ancient man could not develop one because, whether he looked into himself or outward at nature, he beheld the same image of spirit. No contrast existed between man himself and nature, and there was none between soul and body. The correspondence of soul and body was such that, in a manner of speaking, the body was only the vessel, the artistic reproduction, of the spiritual archetype, while the soul was the mediating messenger between the two. Everything as in a state of intimate union. There could be no question of comprehending anything. We grasp and comprehend what is outside our own life. Anything that we carry within ourselves is directly experienced and need not be first comprehended. Prior to Roman and Greek times, this wisdom born of direct perception still lived in the mysteries. The man I referred to above heard about his wisdom, but he realized that the teachers in his mystery school were speaking to him only out of a tradition preserved from earlier ages. He no longer heard anything original, anything gained by listening to the secrets of the cosmos. This man undertook long journeys and visited other mystery centers, but it was the same wherever he went. Already in the Eight Century B.C., only traditions of the ancient wisdom were preserved everywhere. The pupils learned them from the teachers, but the teachers could no longer see them, at least not in the vividness of ancient times. But this man whom I have in mind had an unappeasable urge for certainty and knowledge. From the communications passed on to him, he gathered that once upon a time men had indeed been able to hear the harmony of the spheres from which resounded the Logos that was identical with the spiritual archetype of all things. Now, however, it was all tradition. Just as 2,000 years later Meister Eckhart, working out the traditions of his age, withdrew into his quiet monastic cell in search of the inner power source of soul and self, and at length came to say, “I sink myself into the nothingness of God, and experience in eternity, in naught, the ‘I’,”—just so, the lonely disciple of the late mysteries said to himself: “I listen to the silent universe and fetch21 the Logos-bearing soul out of the silence. I love the Logos because the Logos brings tidings of an unknown god.” This was an ancient parallel to the admission of Meister Eckhart. Just as the latter immersed himself into the naught of the divine that Medieval theology had proclaimed to him and, out of this void, brought out the “I,” so that ancient sage listened to a dumb and silent world; for he could no longer hear what traditional wisdom taught him. The spirit-saturated soul had one drawn the ancient wisdom from the universe. This had not turned silent, but still he had a Logos-bearing soul. And he loved the Logos even though it was no longer the godhead of former ages, but only an image of the divine. In other words, already then, the spirit had vanished from the soul's sight. Just as Meister Eckhart later had to seek the “I” in nothingness, so at that time the soul had to be sought in the dispirited world. Indeed, in former times the souls had the inner firmness needed to say to themselves: In the inward perception of the spirit indwelling me, I myself am something divine. But now, for direct perception, the spirit no longer inhabited the soul. No longer did the soul experience itself as the spirit's messenger, for one must know something in order to be its messenger. Now, the soul only felt itself as the bearer of the Logos, the spirit image; though this spirit image was vivid in the soul. It expressed itself in the love for this god who thus still lived in his image in the soul. But the soul no longer felt like the messenger, only the carrier, of an image of the divine spirit. One can say that a different form of knowledge arose when man looked into his inner being. The soul declined from messenger to bearer.
Since the living spirit had been lost to human perception, the body no longer appeared as the image of spirit. To recognize it as such an image, one would have had to perceive the archetype. Therefore, for this later age, the body changed into something that I would like to call “force.” The concept of force emerged. The body was pictured as a complex of forces, no longer as a reproduction, an image, that bore within itself the essence of what it reproduced. The human body became a force which no longer bore the substance of the source from which it originated. Not only the human body, but in all of nature, too, forces had to be pictured everywhere. Whereas formerly, nature in all its aspects had been an image of spirit, now it had become forces flowing out of the spirit. This, however, implied that nature began to be something more or less foreign to man. One could say that the soul had lost something since it no longer contained direct spirit awareness. Speaking crudely, I would have to say that the soul had inwardly become more tenuous, while the body, the external corporeal world, had gained in robustness. Earlier, as an image, it still possessed some resemblance to the spirit. Now it became permeated by the element of force. The complex of forces is more robust than the image in which the spiritual element is still recognizable. Hence, again speaking crudely, the corporeal world became denser while the soul became more tenuous. This is what arose in the consciousness of the men among whom lived the ancient wise man mentioned above, who listened to the silent universe and from its silence, derived the awareness that at least his soul was a Logos-bearer. Now, a contrast that had not existed before arose between the soul, grown more tenuous, and the increased density of the corporeal world. Earlier, the unity of spirit had been perceived in all things. Now, there arose the contrast between body and soul, man and nature. Now appeared a chasm between body and soul that had not been present at all prior to the time of this old sage. Man now felt himself divided as well from nature, something that also had not been the case in the ancient times. This contrast is the central trait of all thinking in the span of time between the old sage I have mentioned and Nicholas Cusanus. Men now struggle to comprehend the connection between, on one hand, the soul, that lacks spirit reality, and on the other hand, the body that has become dense, has turned into force, into a complex of forces. ![]() And men struggle to feel and experience the relationship between man and nature. But everywhere, nature is force. In that time, no conception at all existed as yet of what we call today “the laws of nature.” People did not think in terms of natural laws; everywhere and in everything they felt the forces of nature. When a man looked into his own being, he did not experience a soul that—as was the case later one—bore within itself a dim will, an almost equally dim feeling, and an abstract thinking. Instead, he experienced the soul as the bearer of the living Logos, something that was not abstract and dead, but a divine living image of God. We must be able to picture this contrast, which remained acute until the eleventh or Twelfth century. It was quite different from the contrasts that we feel today. If we cannot vividly grasp this contrast, which was experienced by everyone in that earlier epoch, we make the same mistake as all those historians of philosophy who regard the old Greek thinker Democritus22 of the fifth century B.C. as an atomist in the modern sense, because he spoke of “atoms.” The words suggest a resemblance, but no real resemblance exists. There is great difference between modern-day atomists and Democritus. His utterances were based on the awareness of the contrast described above between man and nature, soul and body. His atoms were complexes of force and as such were contrasted with space, something a modern atomist cannot do in that manner. How could the modern atomist say what Democritus said: “Existence is not more than nothingness, fullness is not more than emptiness?” It implies that Democritus assumed empty space to possess an affinity with atom-filled space. This has meaning only within a consciousness that as yet has no idea of the modern concept of body. Therefore, it cannot speak of the atoms of a body, but only of centers of force, which, in that case, have an inner relationship to what surrounds man externally. Today's atomist cannot equate emptiness with fullness. If Democritus had viewed emptiness the way we do today, he could not have equated it with the state of being. He could do so because in this emptiness he sought the soul that was the bearer of the Logos. And though he conceived his Logos in a form of necessity, it was the Greek form of necessity, not our modern physical necessity. If we are to comprehend what goes on today, we must be able to look in the right way into the nuances of ideas and feelings of former times. There came the time, described in the last lecture, of Meister Eckhart and Nicholas Cusanus, when even awareness of the Logos indwelling the soul was lost. The ancient sage, in listening to the universe, only had to mourn the silence, but Meister Eckhart and Cusanus found the naught and had to seek the I out of nothingness. Only now, at this point, does the modern era of thinking begin. The soul now no longer contains the living Logos. Instead, when it looks into itself, it finds ideas and concepts, which finally lead to abstractions. The soul has become even more tenuous. A third phase begins. Once upon a time, in the first phase, the soul experienced the spirit's archetype within itself. It saw itself as the messenger of spirit. In the second phase, the soul inwardly experienced the living image of God in the Logos, it became the bearer of the Logos. Now, in the third phase, the soul becomes, as it were, a vessel for ideas and concepts. These may have the certainty of mathematics, but they are only ideas and concepts. The soul experiences itself at its most tenuous, if I may put it so. Again the corporeal world increases in robustness. This is the third way in which man experiences himself. He cannot as yet give up his soul element completely, but he experiences it as the vessel for the realm of ideas. He experiences his body, on the other hand, not only as a force but as a spatial body.
The body has become still more robust. Man now denies the spirit altogether. Here we come to the “body” that Hobbes, Bacon,23 and Locke spoke of. Here, we meet “body” at its densest. The soul no longer feels a kinship to it, only an abstract connection that gets worse in the course of time. In place of the earlier concrete contrast of soul and body, man and nature, another contrast arises that leads further and further into abstraction. The soul that formerly appeared to itself as something concrete—because it experienced in itself the Logos-image of the divine—gradually transforms itself to a mere vessel of ideas. Whereas before, in the ancient spiritual age, it had felt akin to everything, it now sees itself as subject and regards everything else as object, feeling no further kinship with anything. The earlier contrast of soul and body, man and nature, increasingly became the merely theoretical epistemological contrast between the subject that is within a person and the object without. Nature changed into the object of knowledge. It is not surprising that out of its own needs knowledge henceforth strove for the “purely objective.” But what is this purely objective? It is no longer what nature was to the Greeks. The objective is external corporeality in which no spirit is any longer perceived. It is nature devoid of spirit, to be comprehended from without by the subject. ![]() Precisely because man had lost the connection with nature, he now sought a science of nature from outside. Here, we have once again reached the point where I concluded yesterday. Cusanus looked upon what should have been the divine world to him and declared that man with his knowledge must stop short before it and, if he must write about the divine world, he must write a docta ignorantia. And only faintly, in symbols taken from mathematics, did Cusanus want to retain something of what appeared thus to him as the spiritual realms. About a hundred years after the Docta Ignorantia appeared in 1440, the De Revolutionibus Orbium Coelestium appeared in 1543. one century later, Copernicus, with his mathematical mind, took hold of the other side, the external side of what Cusanus could not fully grasp, not even symbolically, with mathematics. Today, we see how in fact the application of this mathematical mind to nature becomes possible the moment that nature vanishes from man's immediate experience. This can be traced even in the history of language since “Nature” refers to something that is related to “being born,” whereas what we consider as nature today is only the corporeal world in which everything is dead. I mean that it is dead for us since, of course, nature contains life and spirit. But it has become lifeless for us and the most certain of conceptual systems, namely, the mathematical, is regarded as the best way to grasp it. Thus we have before us a development that proceeds with inward regularity. In the first epoch, man beheld god and world, but god in the world and the world in god: the one-ness, unity. In the second epoch, man in fact beheld soul and body, man and nature; the soul as bearer of the living Logos, the bearer of what is not born and does not die; nature as what is born and dies. In the third phase man has ascended to the abstract contrast of subject (himself) and object ( the external world.) The object is something so robust that man no longer even attempts to throw light on it with concepts. It is experienced as something alien to man, something that is examined from outside with mathematics although mathematics cannot penetrate into the inner essence. For this reason, Cusanus applied mathematics only symbolically, and timidly at that. The striving to develop science must therefore be pictured as emerging from earlier faculties of mankind. A time had to come when this science would appear. It had to develop the way it did. We can follow this if we focus clearly on the three phases of development that I have just described. We see how the first phase extends to the Eighth Century B.C. to the ancient sage of Southern Europe whom I have described today. The second extends from him to Nicholas Cusanus. We find ourselves in the third phase now. The first is pneumatological, directed to the spirit in its primeval form. The second is mystical, taking the world in the broadest sense possible. The third is mathematical. Considering the significant characteristics, therefore, we trace the first phase—ancient pneumatology—as far as the ancient Southern wise man. Magical mysticism extends from there to Meister Eckhart and Nicholas Cusanus. The age of mathematizing natural science proceeds from Cusanus into our own time and continues further. More on this tomorrow.
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326. The Origins of Natural Science: Lecture III
26 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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If the character of scientific thinking is to be correctly understood, it must be through the special way in which man relates to mathematics and mathematics relates to reality. |
Hence, proper mysticism was inwardly experienced in what is generally understood by this term; whereas mathesis, the other mysticism, as experienced by means of an inner experience of the body, as yet not lost. |
Only in this way, out of the truly human element, can one understand what actually happened, what had to happen in recent times for science—so self-evident today—to come into being in the first place. |
326. The Origins of Natural Science: Lecture III
26 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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In the last two lectures I tried to indicate the point in time when the scientific outlook and manner of thinking, such as we know it today, arose in the course of time. It was pointed out yesterday that the whole character of this scientific thinking, emerging at the beginning most clearly in Copernicus’ conception of astronomy, depends on the way in which mathematical thinking was gradually related to the reality of the external world. The development of science in modern times has been greatly affected by a change—one might almost say a revolutionary change—in human perception in regard to mathematical thinking itself. We are much inclined nowadays to ascribe permanent and absolute validity to our own manner of thinking. Nobody notices how much matters have changed. We take a certain position today in regard to mathematics and to the relationship of mathematics to reality. We assume that this is the way it has to be and that this is the correct relationship. There are debates about it from time to time, but within certain limits this is regarded as the true relationship. We forget that in a none too distant past mankind felt differently concerning mathematics. We need only recall what happened soon after the point in time that I characterized as the most important in modern spiritual life, the point when Nicholas Cusanus presented his dissertation to the world. Shortly after this, not only did Copernicus try to explain the movements of the solar system with mathematically oriented thinking of the kind to which we are accustomed today, but philosophers such as Descartes and Spinoza24 began to apply this mathematical thought to the whole physical and spiritual universe. Even in such a book as his Ethics, the philosopher Spinoza placed great value on presenting his philosophical principles and postulates, if not in mathematical formulae—for actual calculations play no special part—yet in such a manner that the whole form of drawing conclusions, of deducing the later rules from earlier ones, is based on the mathematical pattern. By and by it appeared self-evident to the men of that time that in mathematics they had the right model for the attainment of inward certainty. Hence they felt that if they could express the world in thoughts arranged in the same clear-cut architectural order as in a mathematical or geometrical system, they would thereby achieve something that would have to correspond to reality. If the character of scientific thinking is to be correctly understood, it must be through the special way in which man relates to mathematics and mathematics relates to reality. Mathematics had gradually become what I would term a self-sufficient inward capacity for thinking. What do I mean by that? The mathematics existing in the age of Descartes25 and Copernicus can certainly be described more or less in the same terms as apply today. Take a modern mathematician, for example, who teaches geometry, and who uses his analytical formulas and geometrical concepts in order to comprehend some physical process. As a geometrician, this mathematician starts from the concepts of Euclidean geometry, the three-dimensional space (or merely dimensional space, if he thinks of non-Euclidean geometry.)26 In three-dimensional space he distinguishes three mutually perpendicular directions that are otherwise identical. Space, I would say, is a self-sufficient form that is simply placed before one's consciousness in the manner described above without questions being raised such as: Where does this form come from? Or, Where do we get our whole geometrical system? In view of the increasing superficiality of psychological thinking, it was only natural that man could no longer penetrate to those inner depths of soul where geometrical thought has its base. Man takes his ordinary consciousness for granted and fills this consciousness with mathematics that has been thought-out but not experienced. As an example of what is thought-out but not experienced, let us consider the three perpendicular dimensions of Euclidean space. Man would have never thought of these if he had not experienced a threefold orientation within himself. One orientation that man experiences in himself is from front to back. We need only recall how, from the external modern anatomical and physiological point of view, the intake and excretion of food, as well as other processes in the human organism, take place from front to back. The orientation of these specific processes differs from the one that prevails when, for example, I do something with my right arm and make a corresponding move with my left arm. Here, the processes are oriented left and right. Finally, in regard to the last orientation, man grows into it during earthly life. In the beginning he crawls on all fours and only gradually, stands upright, so that this last orientation flows within him from above downward and up from below. As matters stand today, these three orientations in man are regarded very superficially. These processes—front to back, right to left or left to right, and above to below—are not inwardly experienced so much as viewed from outside. If it were possible to go back into earlier ages with true psychological insight, one would perceive that these three orientations were inward experiences for the men of that time. Today our thoughts and feelings are still halfway acknowledged as inward experiences, but he man of a bygone age had a real inner experience, for example, of the front-to-back orientation. He had not yet lost awareness of the decrease in intensity of taste sensations from front to back in the oral cavity. The qualitative experience that taste was strong on the tip of the tongue, then grew fainter and fainter as it receded from front to back, until it disappeared entirely, was once a real and concrete experience. The orientation from front to back was felt in such qualitative experiences. Our inner life is no longer as intense as it once was. Therefore, today, we no longer have experiences such as this. Likewise man today no longer has a vivid feeling for the alignment of his axis of vision in order to focus on a given point by shifting the right axis over the left. Nor does he have a full concrete awareness of what happens when, in the orientation of right-left, he relates his right arm and hand to the left arm and hand. Even less does he have a feeling that would enable him to say: The thought illuminates my head and, moving in the direction from above to below, it strikes into my heart. Such a feeling, such an experience, has been lost to man along with the loss of all inwardness of world experience. But it did once exist. Man did once experience the three perpendicular orientation of space within himself. And these three spatial orientations—right-left, front-back, and above-below—are the basis of the three-dimensional framework of space, which is only the abstraction of the immediate inner experience described above. So what can we say when we look back at the geometry of earlier times? We can put it like this: It was obvious to a man in those ages that merely because of his being human the geometrical elements revealed themselves in his own life. By extending his own above-below, right-left, and front-back orientations, he grasped the world out of his own being. Try to sense the tremendous difference between this mathematical feeling bound to human experience, and the bare, bleak mathematical space layout of analytical geometry, which establishes a point somewhere in abstract space, draws three coordinating axes at right angles to each other and thus isolates this thought-out space scheme from all living experience. But man has in fact torn this thought-out spatial diagram out of his own inner life. So, if we are to understand the origin of the later mathematical way of thinking that was taken over by science, if we are to correctly comprehend its self-sufficient presentation of structures, we must trace it back to the self-experienced mathematics of a bygone age. Mathematics in former times was something completely different. What was once present in a sort of dream-like experience of three-dimensionality and then became abstracted, exists today completely in the unconscious. As a matter of fact, man even now produced mathematics from his own three-dimensionality. But the way in which he derives this outline of space from his experiences of inward orientation is completely unconscious. None of this rises into consciousness except the finished spatial diagram. The same is true of all completed mathematical structures. They have all been severed from their roots. I chose the example of the space scheme, but I could just as well mention any other mathematical category taken from algebra or arithmetic. They are nothing but schemata drawn from immediate human experience and raised into abstraction. Going back a few centuries, perhaps to the fourteenth century, and observing how people conceived of things mathematical, we find that in regard to numbers they still had an echo of inward feelings. In an age in which numbers had already become an abstract ads they are today, people would have been unable to find the names for numbers. The words designating numbers are often wonderfully characteristic. Just think of the word “two.” (zwei) It clearly expresses a real process, as when we say entzweien, “to cleave in twain.” Even more, it is related to zweifeln, “to doubt.” It is not mere imitation of an external process when the number two, zwei, is described by the word Entzweien, which indicates the disuniting, the splitting, of something formerly a whole. It is in fact something that is inwardly experienced and only then made into a scheme. It is brought up from within, just as the abstract three-dimensional space-scheme is drawn up from inside the mind. We arrive back at an age of rich spiritual vitality that still existed in the first centuries of Christianity, as can be demonstrated by the fact that mathematics, mathesis, and mysticism were considered to be almost one and the same. Mysticism, mathesis, and mathematics are one, though only in a certain connection. For a mystic of the first Christian centuries, mysticism was something that one experienced more inwardly in the soul. Mathematics was the mysticism that one experienced more outwardly with the body; for example, geometry with the body's orientations to front-and-back, right-and-left, and up-and-down. One could say that actual mysticism was soul mysticism and that mathematics, mathesis, was mysticism of the corporeality. Hence, proper mysticism was inwardly experienced in what is generally understood by this term; whereas mathesis, the other mysticism, as experienced by means of an inner experience of the body, as yet not lost. As a matter of fact, in regard to mathematics and the mathematical method Descartes and Spinoza still had completely different feelings from what we have today. Immerse yourself in these thinkers, not superficially as in the practice today when one always wants to discover in the thinkers of old the modern concepts that have been drilled into our heads, but unselfishly, putting yourself mentally in their place. You will find that even Spinoza still retained something of a mystical attitude toward the mathematical method. The philosophy of Spinoza differs from mysticism only in one respect. A mystic like Meister Eckhart or Johannes Tauler27 attempts to experience the cosmic secrets more in the depths of feeling. Equally inwardly, Spinoza constructs the mysteries of the universe along mathematical, methodical lines, not specifically geometrical lines, but lines experienced mentally by mathematical methods. In regard to soul configuration and mood, there is no basic difference between the experience of Meister Eckhart's mystical method and Spinoza's mathematical one. Anyone how makes such a distinction does not really understand how Spinoza experienced his Ethics, for example, in a truly mathematical-mystical way. His philosophy still reflects the time when mathematics, mathesis, and mysticism were felt as one and the same experience in the soul. Now, you will perhaps recall how, in my book The Case for Anthroposophy,28 I tried to explain the human organization in a way corresponding to modern thinking. I divided the human organization—meaning the physical one—into the nerve-sense system, the rhythmic system, and the metabolic-limb system. I need not point out to you that I did not divide man into separate members placed side by side in space, although certain academic persons have accused29 me of such a caricature. I made it clear that these three systems interpenetrate each other. The nerve-sense system is called the “head system” because it is centered mainly in the head, but it spreads out into the whole body. The breathing and blood rhythms of the chest system naturally extend into the head organization, and so on. The division is functional, not local. An inward grasp of this threefold membering will give you true insight into the human being. Let us now focus on this division for a certain purpose. To begin with, let us look at the third member of the human organization, that of digestion (metabolism) and the limbs. Concentrating on the most striking aspect of this member, we see that man accomplishes the activities of external life by connecting his limbs with his inner experiences. I have characterized some of these, particularly the inward orientation experience of the three directions of space. In his external movements, in finding his orientation in the world, man's limb system achieves inward orientation in the three directions. In walking, we place ourselves in a certain manner into the experience of above-below. In much that we do with our hands or arms, we bring ourselves into the orientation of right-and-left. To the extent that speech is a movement of the aeriform in man, we even fit ourselves into direction of front-and-back, back-and-front, when we speak. Hence, in moving about in the world, we place our inward orientation into the outer world. Let us look at the true process, rather than the merely illusionary one, in a specific mathematical case. It is an illusionary process, taking place purely in abstract schemes of thought, when I find somewhere in the universe a process in space, and I approach it as an analytical mathematician in such a way that I draw or imagine the three coordinate axes of the usual spatial system and arrange this external process into Descartes’ purely artificial space scheme. ![]() This is what occurs above, in the realm of thought schemes, through the nerve-sense system. One would not achieve a relationship to such a process in space if it were not for what one does with one's limbs, with one's whole body, if it were not for inserting oneself into the whole world in accordance with the inward orientation of above-below, right-left, and front-back. When I walk forward, I know that on one hand I place myself in the vertical direction in order to remain upright. I am also aware that in walking I adjust my direction to the back-to-front orientation, and when I swim and use my arms, I orient myself in right and left. I do not understand all this if I apply Descartes’ space scheme, the abstract scheme of the coordinate axes. What gives me the impression of reality in dealing with matters of space is found only when I say to myself: Up in the head, in the nerve system, an illusory image arises of something that occurs deep down in the subconscious. Here, where man cannot reach with his ordinary consciousness, something takes place between his limb system and the universe. The whole of mathematics, of geometry, is brought up out of our limb system of movement. We would not have geometry if we did not place ourselves into the world according to inward orientation. In truth, we geometrize when we lift what occurs in the subconscious into the illusory of the thought scheme. This is the reason why it appears so abstractly independent to us. But his is something that this only come about in recent times. In the age in which mathesis, mathematics, was still felt to be something close to mysticism, the mathematical relationship to all things was also viewed as something human. Where is the human factor if I imagine an abstract point somewhere in space crossed by three perpendicular directions and then apply this scheme to a process perceived in actual space? It is completely divorced from man, something quite inhuman. This non-human element, which has appeared in recent times in mathematical thinking, was once human. But when was it human? The actual date has already been indicated, but the inner aspect is still to be described. When was it human? It was human when man did not only experience in his movements and his inward orientation in space that he stepped forward from behind and moved in such a way that he was aware of his vertical as well as the horizontal direction, but when he also felt the blood's inward activity in all such moving about, in all such inner geometry. There is always blood activity when I move forward. Think of the blood activity present when, as an infant, I lifted myself up from the horizontal to an upright position! Behind man's movements, behind his experience of the world by virtue of movements, (which can also be, and at one time was, an inward experience) there stands the experience of the blood. Every movement, small or large, that I experience as I perform it contains its corresponding blood experience. Today blood is to us the red fluid that seeps out when we prick our skin. We can also convince ourselves intellectually of its existence. But in the age when mathematics, mathesis, was still connected with mysticism, when in a dreamy way the experience of movement was inwardly connected with that of blood, man was inwardly aware of the blood. It was one thing to follow the flow of blood through the lungs and quite another to follow it through the head. Man followed the flow of the blood in lifting his knee or his foot, and he inwardly felt and experienced himself through and through in his blood. The blood has one tinge when I raise my foot, another when I place it firmly on the ground. When I lounge around and doze lazily, the blood's nuance differs from the one it has when I let thoughts shoot through my head. The whole person can take on a different form when, in addition to the experience of movement, he has that of the blood. Try to picture vividly what I mean. Imagine that you are walking slowly, one step at a time; you begin to walk faster; you start to run, to turn yourself, to dance around. Suppose that you were doing all this, not with today's abstract consciousness, but with inward awareness: You would have a different blood experience at each stage, with the slow walking, then the increase in speed, the running, the turning, the dancing. A different nuance would be noted in each case. If you tried to draw this inner experience of movement, you would perhaps have to sketch it like this (white line.) But for each position in which you found yourself during this experience of movement, you would draw a corresponding inward blood experience (red, blue, yellow—see Figure 2) ![]() Of the first experience, that of movement, you would say that you have it in common with external space, because you are constantly changing your position. The second experience, which I have marked by means of the different colors, is a time experience, a sequence of inner intense experiences. In fact, if you run in a triangle, you can have one inner experience of the blood. You will have a different one if you run in a square. ![]() What is outwardly quantitative and geometric, is inwardly intensely qualitative in the experience of the blood. ![]() It is surprising, very surprising, to discover that ancient mathematics spoke quite differently about the triangle and the square. Modern nebulous mystics describe great mysteries, but there is no great mystery here. It is only what a person would have experienced inwardly in the blood when he walked the outline of a triangle or a square, not to mention the blood experience corresponding to the pentagram. In the blood the whole of geometry becomes qualitative inward experience. We arrive back at a time when one could truly say, as Mephistopheles does in Goethe's Faust, “Blood is a very special fluid.”30 This is because, inwardly experienced, the blood absorbs all geometrical forms and makes of them intense inner experiences. Thereby man learns to know himself as well. He learns to know what it means to experience a triangle, a square, a pentagram; he becomes acquainted with the projection of geometry on the blood and its experiences. This was once mysticism. Not only was mathematics, mathesis, closely related to mysticism, it was in fact the external side of movement, of the limbs, while the inward side was the blood experience. For the mystic of bygone times all of mathematics transformed itself out of a sum of spatial formations into what is experienced in the blood, into an intensely mystical rhythmic inner experience. We can say that once upon a time man possessed a knowledge that he experienced, that he was an integral part of; and that at the point in time that I have mentioned, he lost this oneness of self with the world, this participation in the cosmic mysteries. He tore mathematics loose from his inner being. No longer did he have the experience of movement; instead, he mathematically constructed the relationships of movement outside. He no longer had the blood experience; the blood and its rhythm became something quite foreign to him. Imagine what this implies: Man tears mathematics free from his body and it becomes something abstract. He loses his understanding of the blood experience. Mathematics no longer goes inward. Picture this as a soul mood that arose at a specific time. Earlier, the soul had a different mood than later. Formerly, it sought the connection between blood experience and experience of movement; later, it completely separated them. It no longer related the mathematical and geometrical experience to its own movement. It lost the blood experience. Think of this as real history, as something that occurs in the changing moods of evolution. Verily, a man who lived in the earlier age, when mathesis was still mysticism, put his whole soul into the universe. He measured the cosmos against himself. He lived in astronomy. Modern man inserts his system of coordinates into the universe and keeps himself out of it. Earlier, man sensed a blood experience with each geometrical figure. Modern man feels no blood experience; he loses the relationship to his own heart, where the blood experiences are centered. Is it imaginable that in the seventh or eighth century, when the soul still felt movement as a mathematical experience and blood as a mystical experience, anybody would have founded a Copernican astronomy with a system of coordinates simply inserted into the universe and totally divorced from man? No, this became possible only when a specific soul constitution arose in evolution. And after that something else became possible as well. The inward blood awareness was lost. Now the time had come to discover the movements of the blood externally through physiology and anatomy. Hence you have this change in evolution: On one hand Copernican astronomy, on the other the discovery of the circulation of the blood by Harvey,31 a contemporary of Bacon and Hobbes. A world view gained by abstract mathematics cannot produce anything like the ancient Ptolemaic theory, which was essentially bound up with man and the living mathematics he experienced within himself. Now, one experiences an abstract system of coordinates starting with an arbitrary zero point. No longer do we have the inward blood experience; instead, we discover the physical circulation of the blood with the heart in the center. The birth of science thus placed itself into the whole context of evolution in both its conscious and unconscious processes. Only in this way, out of the truly human element, can one understand what actually happened, what had to happen in recent times for science—so self-evident today—to come into being in the first place. Only thus could it even occur to anybody to conduct such investigations as led, for example, to Harvey's discovery of the circulation of the blood. We shall continue with this tomorrow.
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