173c. The Karma of Untruthfulness II: Lecture XVIII
13 Jan 1917, Dornach Translated by Johanna Collis |
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Indeed this purpose has been served to a greater or lesser degree by the discussions we have been having here. To speak of spiritual science in the way we understand it means to fill ourselves with knowledge of how our world, which we observe with our physical understanding and senses, is in fact a revelation of the spirit. |
I wanted to give you this introduction to what we still have to discuss because I wish to show you certain important spiritual facts which cannot, however, he understood unless we can link them to life, and unless we can penetrate the really tangled undergrowth of untruths which today buzz about in the world. |
What made Treitschke typical was his daimonic nature. And it is true to say that to understand Treitschke is to understand much—not all, but much—of what was characteristic of the German people in the second half of the nineteenth century. |
173c. The Karma of Untruthfulness II: Lecture XVIII
13 Jan 1917, Dornach Translated by Johanna Collis |
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It seems to me today more then ever necessary that the members of our Movement should be knowledgeable about what is going on in the world. Indeed this purpose has been served to a greater or lesser degree by the discussions we have been having here. To speak of spiritual science in the way we understand it means to fill ourselves with knowledge of how our world, which we observe with our physical understanding and senses, is in fact a revelation of the spirit. As long as the spiritual world is taken in the abstract, as long as the human being is divided up into his constituent parts, as long as all kinds of theories about karma and reincarnation are expounded—something we have really never done here in such a theoretical way—spiritual science cannot become fruitful for life. That is why I have been directing your attention in all kinds of ways to external reality, whereby I never lost sight of all that stands behind this external reality, either by way of direct occult factors, or by way of impulses being used in one way or another by human beings. Those who understand the true situation today to some extent will find it becoming increasingly obvious in future, when looking back at this time, that the old way of looking at history is no longer sufficient for an understanding of the present. Circumstances will make certain occult teachings necessary for the increasingly mature understanding of human beings, and those who shut out such possibilities will in future have to bear the mark of ignorance, of lack of understanding, Since the nineteenth century it has been the custom to construct history purely materialistically, on the basis—as people put it—of the available documents. Today it is not yet realized that this does not lead to a true depiction of historical impulses, but merely to a description of materialistic spectres—paradoxical though this may sound: a description of materialistic spectres. Even in the best history books, the description of people and events of the past right up to the present shows nothing but spectres without any real life, however realistic it is meant to be. It can, indeed, only be a description of spectres because all reality is founded on spiritual impulses, and if these are omitted, what remains are spectres. Thus up to today, the recounting of history has been spectral, yet in a certain way it has satisfied human souls; it has worked in a certain way. In many respects, today's great tragedy is the way in which karma is lived through in such untrue, spectral ideas which people have gradually amassed. But within our Movement, too, we must not allow the process of history to fall into two disconnected halves—though there are some among us who would like this: On the one hand to luxuriate in so-called super-sensible ideas, which remain, however, more or less abstract concepts, and on the other hand to become firmly stuck in habitual opinions, no different from the ordinary vulgar understanding of external reality viewed entirely materialistically. These two aspects, external physical reality and spiritual existence, must unite, that is, we must understand that in place of traditional historical methods something must be developed which I have called symptomatic history, a history of symptoms which will teach us that the historical process expresses itself in some phenomena more strongly than in others. Recently I have perhaps described things rather too realistically, though only for those whose feeling makes them ask: Why is he telling us things we anyway hear elsewhere? Look more closely, however, and you will find that you do not, actually, hear them elsewhere in the way they are described here. You do not find them juxtaposed as they are here, as symptoms in which various characteristic details unite to form a living concept of reality. The obvious question now is: How do symptoms such as the ones I have quoted come about? Let me go a little further into this. During the course of these lectures I have mentioned a whole series of facts, some of which people might well consider excessively minute, such as that of the descendant of the Voidarevich family, the voivodes of Herzegovina, or that matter of the Russian-Slav Welfare Committee and so on. Such things could, in one way, be viewed as utterly insignificant. In another way, though, you could say: What is the connection between such things? What is this way of looking at history that collects widely different and separate details and then endeavours to fit them together in a total picture? A more direct way of asking me this question could be: How has it come about that as you have gone through life you have collected and know all about just these particular events, which have to be seen as characteristic of our time? I should like to answer this question in a way which I hope will give you a living idea of how spiritual science can intervene in life. During the course of life one comes to know about certain things if one's karma leads to them, and if one's karma is allowed to take its course honestly and truthfully. Many people believe they are giving their karma a free reign, or are surrendering themselves to their karma, but this can be a great illusion. No one can follow external events in such a way that the truth is revealed to him, if he fails to surrender himself genuinely to his karma, if he fails to leave much in the subconscious realm, if he fails to let much pass unnoticed before his soul, for every morsel of sympathy or antipathy clouds free vision. Nothing is more likely to cloud free vision than what is today called the historical method. This historical method brings spectres into being because today's historian is unable to surrender himself to his karma. Obviously if he did so from his earliest years, he would fail every exam. He is not allowed to surrender himself to his karma and thus learn to know those things to which his karma leads him; he has to learn to know what the exam regulations and so forth require of him. But they require all kinds of things which of course tear his karma to shreds, and he can never arrive at the actual truth if he follows the stream of those requirements. The actual truth can only be reached if these things about which spiritual science speaks are taken as seriously as life—if they are not taken as mere theories but as seriously as life. Another way of not taking them as seriously as life is to allow one's view to be clouded by all kinds of sympathies and antipathies. You have to approach things objectively, and then the stream of the world will bring you what you need in order to reach an understanding. Now one aspect of surrendering to one's karma with regard to present events may be found in the fact that you, my dear friends, have been brought into the Anthroposophical Society by your karma. So it really should be possible in the Anthroposophical Society to speak about the facts without being hampered by sympathies and antipathies. If not, it would mean that, even within this Society, karma was not being taken as seriously as life. I wanted to give you this introduction to what we still have to discuss because I wish to show you certain important spiritual facts which cannot, however, he understood unless we can link them to life, and unless we can penetrate the really tangled undergrowth of untruths which today buzz about in the world. The world today is filled with untruthfulness, and the sense for truth must be cultivated in the Anthroposophical Society for as long as it exists—and regardless of how long it is likely to exist under present circumstances—if it is to have a real meaning, a real sense for life. I have—you could say—burdened you with a great variety of things recently, not simply to throw light on them in one way or another, but because I am filled with the conviction that it is important to correct certain concepts. Those who believe that I say these things from any kind of nationalistic feeling, simply do not understand me. Terrible accusations are being continuously hurled at the centre from what is today the periphery, all of which end, in some form or other, in the phrase: Never mind, the German will be burnt. Of course, people are ashamed to quote this directly. Among these insults is the fact that in the widest circles certain personalities, whose works are of course not known or understood, are pilloried as being the despoilers, the corrupters of the German people. One of those brought to the forefront in this way is the German historian Heinrich Treitschke. Now, as I have said, I should like to view such a personality not from a national, but from a purely human standpoint. I told you that I never had much to do with Treitschke but that I did meet him once. I said that he was a somewhat blustering character. Today let me add that at that meeting I did form a picture of his being and his character, for we covered much more than just those first few words which I have already quoted to you. We spoke about historical interpretation, about publications on history which were causing rather a sensation then, in the nineties, and there was time—banquets usually last for several hours—to go into many questions of principle with regard to scientific history. I was well able to form a picture of this man at the end of his life—he died soon afterwards—quite apart from the fact that his work as a historian is very well known to me. The main thing I want to say is that Treitschke is a personality who gives us cause to approach him to some extent from an occult standpoint. Socrates spoke, in a good sense, of a kind of daimon. In the case of Treitschke you could say that he was indwelt by a form of daimon; not an evil demon, a kind of daimon. You could sense that he was not merely driven by considerations of the materialistic intellect but that his driving force came from within, from what Socrates called the daimonic forces. I could even say that this is what led him throughout the course of his life. This man from Saxony was an enthusiastic champion of the nascent German state; for he worked in a most significant way even before this state was founded. His German History, though, was written after its founding. In a manner characteristic of Central Europe, there lived in him something that is not known in the periphery, not only not wanted but also not known, something which people do not wish to understand. This was a sense for reality, for what is concrete. There lived in him a certain aversion to abstract theories and to everything expressed in empty phrases. This aversion was present with daimonic force to such an extent that you could look, you might say, through the personality to the spiritual forces speaking out of it. In addition to this, Treitschke went profoundly deaf very early in life, so that he heard neither his own voice nor that of others, but associated only with his own inner being. Such a destiny turns a person in upon himself. The complete absence of a sense of hearing, far more than the absence of one of the other senses, brings a person who is so inclined into contact with occult powers which are at work and which usually remain unnoticed because people are distracted by their sense-perceptions from what speaks to them over and above their senses. So there is definitely a significance in a karma which makes a person totally deaf early on in life, and it is connected in this case with what I have called a daimonic nature. This nature, this human being, in contrast to many—indeed most—people today, was formed and shaped as a whole. His intellect never worked in isolation; his whole soul was always involved. There are plenty of plain truths in the world, truths which can easily be confirmed by ‘logical proof’. But special note should be taken, whether one agrees with them or not, of truths with which human blood accords, truths filled with warm human feeling. For the human being is the channel linking the physical world with the spiritual world, and we approach the spiritual world not only by studying the theories of spiritual science, but also by acquiring a sense of how each individual represents a channel between the physical world and the spiritual world. Above all else, Heinrich Treitschke was a personality who strove to form his knowledge and his thoughts on the basis of a broad understanding, an understanding always founded on judgements of the soul and not of the intellect. His judgements were always warm because they were formed by the critical faculty of his soul. They may have had a blustery quality, but they were always warm through having been formed by his critical faculty of soul. From this angle Treitschke always placed at the centre of his considerations the question of human freedom, which—since he was a historian and prepared himself early on to become the historian of his people—for him was always linked with the question of political freedom, freedom from the state. There is among German literature a work which deeply penetrates the question of the relationship between the overall power of the state and the freedom of the individual, not only the freedom living in the individual soul, but freedom as it can be realized in social life. I know of no other work in world literature which penetrates so deeply into this question. It is entitled The Sphere and Duties of Government and is by Wilhelm von Humboldt, the friend of Schiller and brother of the writer Alexander von Humboldt. This work, written at the turn of the eighteenth to the nineteenth century, defends most beautifully the human personality in its full, free unfolding, against every aspect of state omnipotence. It is said that the state may only intervene in the realm of the human individual to the extent that such intervention leads to the removal of obstacles standing in the way of the personality's free unfolding. This work stems from the same source as Schiller's wonderful Letters on the Aesthetic Education of Man. I could say that Wilhelm von Humboldt's work on the limitations of the state is the brother of Schiller's Letters on the Aesthetic Education of Man. It stems from an age when people were endeavouring to assemble every thought from cultural life capable of placing the human being firmly on the soil of freedom. For various reasons it was not much used during the nineteenth century, yet it was often enough consulted by those who, during the course of the nineteenth century, were endeavouring to reach an understanding of the more external aspects of the concept of freedom. Of course the nineteenth century was in one way the time when in many respects the concept of freedom was laid in its grave. But people were still keen to come to an understanding of the concept of freedom, and in this connection Wilhelm von Humboldt's work The Sphere and Duties of Government gained a degree of international importance in Europe. Both the Frenchman Laboulaye and the Englishman John Stuart Mill took it as their point of departure. This work was an important point of departure for both these thinkers. Both, in their turn, and each in his own field, endeavoured to come to grips with the concept of freedom. Laboulaye considered that the institutions of his country, in so far as they concerned the relationship between state and individual, were suited only to the smothering of any true freedom, any free unfolding of the personality, by the state. John Stuart Mill, once he had discovered Wilhelm von Humboldt's work, took his departure from it and argued forcefully, in his own work on freedom, that English society could only undermine a true experience of freedom. With Laboulaye it is the state, with John Stuart Mill society. John Stuart Mill's work poses the question: How can an unfolding of the personality be achieved in the atmosphere of unfreedom generated by society? Then Treitschke, with the critical faculty of soul I mentioned just now, and linking his work to that of Laboulaye and Mill, himself wrote about freedom at the beginning of the eighteen-sixties. Treitschke's paper on freedom is of particular and special interest because as a historian and as a politician he is immersed in that schism which invades the human soul when, on the one hand it recognizes the necessity of a social structure called the state and, on the other, is filled with enthusiasm for what we call human freedom. In this way, in the sixties of the nineteenth century, Treitschke set himself to discuss the concept of freedom on the basis of Laboulaye and John Stuart Mill. In this paper Freedom he endeavoured to work out a concept of the state which, on the one hand, does not deny the necessity of a state structure, yet, on the other hand, does make of the state something that is not the gravedigger of freedom; but its cultivator and guardian. A state structure that could achieve this was what he had in mind: This was the time, remember, when a German, asked to name his fatherland, might easily have replied: Schwarzburg-Sondershausen, or Reuss-Schleiz, or something similar. At the beginning of the sixties what we now call the German Reich did not yet exist. At a time when a great many people were thinking about bringing together in some way all the individual groups in which Germans lived, Treitschke, too, was thinking about the necessity of a state structure. But for him it was axiomatic that no state should be allowed to come about which did not guarantee, to the human personality, conditions in which it could unfold as freely as possible. Even if it cannot be maintained that Treitschke achieved any rounded-off philosophical concepts, nevertheless his paper on freedom does contain many points worth considering very deeply. In appreciating Treitschke and taking into account those aspects which are important for an occult understanding of him, we must not forget that he was a fearless person willing to serve no god other than truth. Many things that are said today without any objectivity about Treitschke are the height of stupidity. Such judgements buzzing about in the world today cannot be given even the flimsiest of foundations, for the simple reason that something is missing. I mentioned it the other day when I said that if people were willing to investigate what spiritual science has to say about the differences between the folk spirits, then fewer stupid statements would be made. I said this apropos of various stupid remarks made both by and about Romain Rolland. I had to say it because a really penetrating view of what is called a folk spirit can only be undertaken through spiritual science. Those who do not want to become involved in this can only reach subjective and therefore stupid judgements such as those of Romain Rolland. Those who are willing to take into account what arises out of a spiritual scientific view of the folk spirits must be clear above all about one thing: that a person who is typical of his people will bear certain traits characteristic of that people. What made Treitschke typical was his daimonic nature. And it is true to say that to understand Treitschke is to understand much—not all, but much—of what was characteristic of the German people in the second half of the nineteenth century. Those for whom it is possible to gain a point of view from spiritual knowledge must investigate—not through cosmopolitan, but through national individuals—the fundamental difference that exists between western European and Central European judgements. This cannot be taken into account for matters which are general and human, but they are relevant in so far as the daimon of a people lives in the folk spirit. With this reservation I shall say what I now have to bring forward. When the characteristics of a people are seen working through individuals it is possible to say what a certain American said. It is better if I tell you what this American said, because if I use my own words they might be taken amiss. He said: A French judgement, if it comes out of the nature of the people—not an individual, whose judgement might indeed be cosmopolitan—a judgement that comes out of the very substance of the French people lives in the word; an English judgement lives in practical political concepts; and a German judgement lives in an a-national, a non-national, search for knowledge. This was said by an American travelling in Europe. It means that certain judgements formed in the West turn into something different when they are taken into the substance of the German people. In the West they are abstract in character. But a German belonging to the German people tends to translate judgements into their concrete components. He thus calls many things by their true name which are never touched upon by their true name in the West. Let us take a concept we have been discussing: the concept of the state. In his lectures on politics, which were later published, Treitschke spoke about the state. Of course very many people speak about the state; but let us for the moment consider only what it means when someone speaks about the state by drawing on the very substance of the people to whom he belongs. In the West people tend to speak about it by using the state as a hook from which to suspend all sorts of concepts which, for one reason or another, they want to link with the concept of the state. Thus they attach to it such concepts as freedom, justice and many others, and they might even come up with the peculiar statement: The state must be divested of any concepts to do with power; the state must be a Rechtsstaat, a state subject to the law. You can say this only so long as you are not obliged to look squarely at the concept of the state. But if you approach the concept of the state in the way Treitschke did, you discover the mystery of the state. Instead of demanding that the state must be based on the principle that power is above the law—an assertion slanderously attributed to Treitschke—you come to realize that the concept of the state is unthinkable without the concept of power. Power is simply a truth in this situation because it is impossible to found a state except by basing it on power. If you refuse to admit this, you are quite simply not representing the truth. So Treitschke could not avoid speaking about the state in connection with power. This is then distorted by those who claim Treitschke to mean that in the German concept of the state, power is above the law. Yet there is no question that Treitschke ever thought like this. His soul was far too strongly imbued with the meaning of what Humboldt said in his Sphere and Duties of Government. Just because the state cannot avoid unfolding a certain power, it must not be allowed to become omnipotent. A Rechtsstaat, a state subject to the law, is a contradiction in terms, like saying—perhaps not iron made of wood, but certainly iron made of copper. The two concepts are disparate, to use a term from the sphere of logic; they have nothing to do with one another. But this conclusion can only be reached by one who takes things really seriously. From the same viewpoint Nietzsche arrived at his concept of ‘the will to power’. Again, it is nothing but a monstrous defamation to impute that Nietzsche defended the ‘principle of power’. The only thing he defended was the need to consider how far power is indeed one of the basic drives of human beings. It is quite in character that Nietzsche should postulate the following. He says: There are people who from certain principles of asceticism defend the thesis that power should be opposed. Why do they do this? Because by their very nature they can achieve quite a degree of power by means of opposing power! To oppose power is their particular will to power! To stress powerlessness is merely their particular will to power! To stress powerlessness in an ascetic way gives them in their own way a particular power! What lay at the foundation of what Nietzsche said, and also what pervades Treitschke's considerations is: not to try and convince oneself that black is white; to see things as they are in very truth and not to turn out empty phrases. So you see, neither Treitschke nor Nietzsche intended to introduce into social life any kind of principle of power. Their concern was simply to show that power lives wherever the state manifests, and that it would be untruthful to maintain anything different. One could say that the karma under which Treitschke worked was: to come upon the idea that it is a monstrosity to live with the illusion of abstract, empty concepts which one trumpets forth into the world. He wanted to take a straightforward hold on reality and this is what is so attractive about his writings. From the same standpoint he could say of the concept of freedom: The question as to whether the state exists in order to promote, or not to promote, freedom, is no question at all. In other words, his object was to seek things where they live in their reality. I do not want to defend this, but simply to describe it. Surely a fearless human being who only wanted to state things as he saw them with his sense for truth cannot be weeded out by means of inciting opinion against him. And yet everywhere these days people are weeded out by means of incitements against them. Treitschke is a fearless spirit whose aim, no matter what he is discussing, is truly never to mince his words. It would be far more to the point—I really must repeat this again—to indicate how Treitschke was in reality a kind of teacher for those who wanted to listen to him. There were not nearly as many who listened as is claimed nowadays. When Treitschke speaks about freedom he does this far less as a critic of other nations than as an educator of his own. I should now like to read you a passage from his article Freedom, which ought to be at least as well known as so much that is quoted out of context and which cannot possibly be understood without proper context. Having first discussed what aspects of society promote freedom, Treitschke writes: ‘It is still most timely’—he is speaking in the eighteen-sixties—‘to speak of class prejudices. How truly discouraging to discover that this great civilized nation’—he means the Germans—‘continues to acknowledge the legal concept of misalliance in marriage, a concept thrown overboard by the ancients at the beginning of their rise to civilization. We do not, of course, refer to that crude titled gentry who hold a career in the stable to be more respectable than a scientific calling, and the rule of the fist more noble than the free citizen's respect for the law. That caricature of aristocracy has had its comeuppance. But even the motley crowd of the so-called educated, well-to-do classes cherishes a multitude of unfree, intolerant class conceptions. How hard are the loveless judgements passed on the shamefully misnamed dangerous classes! How heartless the deprecation of “luxury” for the lower orders, when a free and noble individual ought to be overjoyed to see the poor beginning to take some pride in themselves and the decency of their appearance! What abject fear at every sign of defiance and of self-respect among the lower classes! German goodness of heart has perhaps preserved our educated classes from developing this attitude in a form as crude as that held among blunter Britons; but so long as aristocradc interests, of which the cleverer among us have never been entirely free, take these forms, there is not much hope for our inner freedom. We enter a field in which unfreedom and intolerance flourish in abundance when we enquire after the class concepts of that most mighty and exclusive of all “classes”—or whatever else you would like to call this natural aristocracy—the male sex. Unbelievably widespread amongst us, lords of creation, are the ramifications of a silent consipiracy, thoroughly to defraud women of a portion of harmonious human culture. For women gain a part of their culture only through us. Yet we take it for granted amongst ourselves that religious enlightenment is a duty of the educated man but a bringer of corruption to the populace and to women. Indeed, how many of us find a woman most particularly winsome the moment she displays some glaring superstition. And as for “politically-minded females”, they are an abomination we prefer not to mention. Is this indeed our manly faith in the divine nature of freedom? Is religious enlightenment really only a matter of sober understanding and not to a far greater degree a need of the soul? Yet we imagine a woman's warmth of heart might suffer if we let her take her own delight in the great spiritual works of the last hundred years. Do we truly understand German women so little as to imagine that they could ever become “political” and start to worry their heads over ground rents and commercial agreements? Yet the political poverty of our people has to it a human side which might be more deeply, more delicately, more intimately understood by women than by ourselves. Of this abundance of enthusiasm and love, which we so often confront with coldness, inner poverty and heartlessness, could not a small fraction be reserved for our fatherland? Must the shame of the French occupation return once more if our women are to feel themselves, as do their neighbours in East and West, daughters of a great nation? With our unfree lack of magnanimity we have maintained silence towards them for far too long about what stirs in our breast; we felt that they were great enough to be told no more than the most trifling of trifles; and because we were too small-minded not to begrudge them the freedom of culture and education, there is now only a minority of German women capable of understanding the earnest gravity of this momentous era.’ You see how it is possible to quote from Treitschke passages which refer to matters of general humanity, even though on his part he wrote them out of a national spirit for his own nation. If any of the nations who today abuse Treitschke had among them a spirit who meant to them what he means to Germans, you would see that they would place him on the highest pedestal. Imagine an Italian Treitschke. What would the Italians say if the Germans were to speak of their Italian Treitschke in the way they and many others speak of the German Treitschke. The infinite tragedy of our age is that it is stamped with ignorance and with all that counts on ignorance. It would be utterly impossible for such untruths to buzz about in the world today if it were not at every moment feasible to count on people's ignorance. By ignorance I do not, of course, mean the fact that not everybody has time to inform himself about everything. What I do mean is that a little self-knowledge is what is needed. Of course certain situations cannot be judged if certain things are not known, and judgements born of ignorance, made about whole nations, work in the most terrible way. Today so very much is born out of ignorance. This is, as a matter of fact, caused by that black magic—I have described it like this on other occasions too—known today as journalism. It is a kind of black magic, and there was a certain truth in the way folk legend felt the inventors of the art of printing—with all the perspectives this opens up—to be black magicians. You might now exclaim: As if there were not enough follies and oddities in anthroposophical spiritual science—now the art of printing is described as black magic! But I did only say ‘a kind’ of black magic. I have often stressed that it is wrong always to say: I must not let Ahriman anywhere near me; away with him! I must not let Lucifer anywhere near me; I only want to have dealings with the good gods! If this is what you want, you can have no dealings with the world, for whether you like it or not, the world hangs in the balance between Ahriman and Lucifer. It is impossible to have dealings with the world if you have this attitude of mind, an attitude which appears particularly frequently in our circles. One must achieve truthfulness even in the smallest matters. This must be the practical outcome of our efforts in spiritual science—the practical outcome. You can feel this in yourselves: If you cannot develop the urge for truthfulness in yourselves, you will always be open to the danger of being infected, influenced, by the untruthfulness that lives in the world. That is why I said the other day: In future all the efforts that have been made towards peace will be forgotten, and in the periphery the only thing to be remembered will be the shouting-down of peace; but it will not be remembered as a shouting-down but as something that was justified; everything else will be forgotten. This is sure to be what will happen. So at least our discussions here should be a contribution to making it possible to sense the truth of the situation. For today one of the foremost demands made of those who are truly concerned with the welfare of mankind and the progress of mankind is that they should not allow themselves to be taken in by untruthfulness. Let us look at one of the facts of today totally sine ira but not sine studio; without sympathy and antipathy but with a basis of facts. You have, I am sure, all read the note from the Entente to President Wilson. From a certain standpoint this note, in contrast to all the earlier ones, ceuld be regarded as a favourable symptom for the future. For if things are taken too far, if the bowstring threatens to snap, then there is once again hope, the hope that if spiritual powers are challenged, then the blow will also be returned by the spiritual side. This note certainly outdid all the earlier ones. Let us now look at the facts. Here, roughly, is Austria-Hungary as it is today. [The lecturer drew.] Here is the Danube and this is where Vienna would be. Now assume that the demands of the note from the Entente are met. It says that the Italians—that is the Austrian Italians—want to be liberated. The worst thing about this note from the Entente is that it suffers from that inner untruthfulness which arises out of total ignorance. That is why it is difficult to make the drawing I now want to make. There will be difficulties, as you will see. Assume that the Italian Austrians are liberated. Now the southern Slavs are also to be liberated. This is rather difficult. If the southern Slavs were liberated, the map would look like this, for they live everywhere over here. Further it is said, funnily enough: The Czecho-Slovaks are to be liberated. We know the Czechs and also the Slovaks. It goes without saying that only the Entente has heard of Czecho-Slovaks. Let us presume that it is the Czechs and the Slovaks who are meant. If we go by what the Czechs themselves think, the result would be like this. Then on to the liberation of the Romanians. This is what it would look like. Also to be liberated, as the note says ‘... in accordance with the will of His Majesty the Tsar’, are the Poles inhabiting Galicia; but this is to be done by Austria herself. In the end, Hungary would look something like this, and Austria something like this. This map is the result of carrying out what is said about Austria in the note from the Entente. And at the same time it is said that there is no intention of doing anything to the peoples of Central Europe! The whole note demonstrates, for instance, a total lack of awareness of the difficulties of managing all this here, where the Slavs are in the majority, compared with there, where they are a tiny minority. The whole note lays bare the most arrogant, unscrupulous ignorance of the situation! With this ignorance, historical notes are written. And to add insult to injury it is further said that the only intention is ... I really don't know, for it is almost too repulsive to repeat these empty phrases. What could be better proof than this note from the Entente of the fact that Austria was forced to defend herself? What could give better proof? In short, this note can only be seen as something pathological. It is a challenge to truth and reality. It is taking things too far. So let us hope, since it is a challenge to the spiritual world, that this spiritual world will find it necessary to put things right, even though, of course, human beings will have to be the tools with which the spiritual world will work. It really is time for an illustration such as the one I have sketched here to be shown all over the world in order to demonstrate this utter historical ignorance and lack of understanding about Central Europe. Obviously, where power rules, reason cannot have much effect. But a start must be made by understanding that, when rights and freedoms are mentioned, power is meant, actual power. Things must be called by their true names. This is what our time is suffering from: That people cannot bring themselves to call things by their right names, that people cannot make the resolve to call things by their right names. Many people fail to understand a great deal. When you come up against something like this absolutely idiotic division of the Austrian nations, it becomes perfectly obvious that this note stems from people who know nothing of what exists in Central Europe, yet who possess the arrogance to judge things about which they know nothing and who want nothing other than to extend their power over these territories. They could not care less what the real situation is. But you do have to ask how such things could come about in the first place. For instance in some versions it says: Liberation of the Slavs, the Czechs and the Slovaks. But the Swiss newspapers, whose translation is probably more accurate, speak about Czecho-Slovaks. You will agree, if someone makes a correct statement, you are not curious about the source of his information; but when someone speaks absolute balderdash, such as the description of the nations in the note from the Entente, you do begin to wonder about its source. It is indeed not uninteresting to take note when situations seem to run, in a way, parallel, though of course without basing any hypothesis on this, or drawing any conclusions. I naturally asked myself: What is the source of these nonsensical terms? I repeat: Without forming any kind of hypothesis or conclusions, let me give you an aperçu. In the last few days—I am not judging the fact, but simply telling you this—a sentence passed in Austria on the Czech leader, Kramar, has been made public. He was for a long time one of the most influential people in Austria. He was sentenced to death, and this sentence was then commuted to fifteen years hard labour. The wording of the sentence also includes the statement that certain articles that had appeared in The Times—in English, of course—had been found in the possession of Kramar in his own language. Now Dr Kramar has a friend, the university professor Masaryk, who has fled from Austria and now lives in London and Paris. So let us consider certain sentences from Kramar's programme which were the basis on which he was sentenced. If you understand nothing about the situation in Austria and you read these sentences in The Times, or wherever else—they also appeared in Paris in Revue tchèque—and play about a little with the wording, not forgetting that Kramar of course uses the proper terms, you arrive, curiously enough, at the sentences about the peoples of Austria as they appear in the note from the Entente. And if the term ‘Czecho-Slovaks’ is indeed used, you gain the strange impression that Kramar was hoping to found a state consisting of Czechs and Slovaks, which would be meaningful. But those in western Europe who know nothing about the actual situation would make of this: ‘Czecho-Slovaks’. It is indeed necessary today, when so many underground channels play their part, to clarify certain questions about interconnections. I do not want to build any hypotheses, nor draw any conclusions in connection with what I have said, but the fact remains that a curious conformity exists between the sentence that was passed and the text of the note from the Entente. Obviously you can have different opinions about this sentence, depending on your point of view. Kramar could be seen either as a martyr or a criminal. But I do not want to pass judgement. The important thing is to be in a position to observe this curious conformity. As I said, I simply noticed this when I was puzzling about the origin, apart from everything else, of the stupendous ignorance on which the note is based. We must certainly speak about this stupendous ignorance. For it is significant, and is one of the characteristics of our time, that on a basis of this kind of reality an opinion is expressed by those who dominate one half of the habitable earth. It is a challenge indeed to the spirit of truth. [The next few sentences in this lecture refer to a quotation from an ‘article’ dated 25 July 1914 mentioning Rasputin, which the stenographer unfortunately did not record. Since they are meaningless without the quotation, they have been omitted. Ed.] It will always be possible, if one has the power, to give the facts an impudent slap in the face—and the periphery does have this power. But you cannot slap truth in the face. Truth speaks and will—let us hope—also be an impulse which, when things are at their worst, can lead mankind to some kind of salvation. We shall continue tomorrow. |
173c. The Karma of Untruthfulness II: Lecture XVIX
14 Jan 1917, Dornach Translated by Johanna Collis |
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I should add, though, that vegetarians should take care not allow themselves to become too undernourished. If they are undernourished they are in danger of damaging themselves, and then their chains—the prison for their devil, who shows himself in wiliness, lies and so on—are weakened. |
If you take into account what I have just said, you will well understand what this intelligent individual wrote. His illness involved the freeing of all three higher components. |
If, as I said, we were heads, it would be easy for us to reach an understanding about all kinds of things. It is less easy to reach an understanding about matters which have to be comprehended via the tool of the spinal system. |
173c. The Karma of Untruthfulness II: Lecture XVIX
14 Jan 1917, Dornach Translated by Johanna Collis |
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The nature of man is complicated, and very much of what actually goes on within the human being remains more or less beneath the threshold of consciousness, merely sending its effects up into consciousness. True self-knowledge cannot be won without first obtaining insight into the working of the sub-consciousness weaving below the surface in the impulses of soul. These, it could be said, move in the depths of the ocean of consciousness and come to the surface only in the wake of the waves they create. Ordinary consciousness can perceive only the waves that rise to the surface, and on the whole one is not capable of understanding their significance, so true self-knowledge is not possible. Merely pondering on what is washed up into consciousness does not lead to self-knowledge; for things in the depths of the soul often differ greatly from what they become in ordinary, everyday consciousness. Today we shall look a little into this nature of man in order to gain, from this point of view, an idea of how the subconscious soul-impulses in the human being really work. In this field we can, of course, to a greater or lesser extent, speak only in pictures. But if you bring together much of what we have hitherto discussed within our Anthroposophical Movement, you will be able to understand the realities that want to speak through the pictures. We can say: The invisible nature of man, his ego, his astral body, his etheric body, work through his visible nature, so what is not manifest works through what is manifest. However, the manner in which what is evident works through what is not evident is very complicated. But if we work our way bit by bit through the various parts of this complicated process, and place them all together, we shall, in the end, attain an overall view of the being of man. Even this, though, will always remain incomplete, for the being of man is infinitely complex. But at least we can gain a certain basic knowledge of human nature as a valid foundation for self-knowledge. Today we shall examine how the separate components of man's nature express themselves in a more or less pictorial or formalized manner through physical life. Here is a human being. To illustrate what I want to tell you, I shall start with what we recognize for earthly man as the aspect of which we are conscious: the ego. I must emphasize that pictorial explanations can very easily lead to misunderstandings, because things said earlier seem to contradict other things said later. Follow carefully, and you will soon notice that such contradictions are, in fact, non-existent. [IMAGE REMOVED FROM PREVIEW] So let us start with the ego-nature of man, with that component we call our ego. This ego-nature is, of course, entirely super-sensible; it is the most super-sensible part we have as yet acquired, but it works through the physical. In the intellectualistic sense the ego works in our physical being chiefly through the nervous system which is called the system of ganglia, the nervous system radiating from the solar plexus. Diagrammatically we can indicate this nervous system, this system of ganglia, this system of the solar plexus, thus (see diagram, dark shading). It is active in a way which, at first glance, does not appear to have much to do with what, in a materialistic sense, we could call the life of the nerves. Yet it is the actual point of contact for real ego-activity. This is not a contradiction of the fact that when we begin to see ourselves spiritually, we have to seek the centre of the ego in the head. Since the ego-component of the human being is super-sensible, the point at which we experience our ego is not the same as the point at which it chiefly works in us. We must be quite clear what we mean when we say: The ego works through the point of contact of the solar plexus. What it means is this: The ego itself is equipped with only a very dull consciousness. The ego-thought is not the same as the ego. The ego-thought is what is washed up into consciousness, but the ego-thought is not the real ego. The real ego intervenes as a formative force in the whole human organism through the solar plexus. Certainly you can say that the ego distributes itself over the whole body. But its main point of contact, where it particularly intervenes in the formative element of the human organism, is the solar plexus. A better expression would be the system of ganglia, because all the ramifications are part of this process—the system of ganglia. It is a process that lives in the subconscious and works in this system of ganglia. Since the system of ganglia plays its part in the circulation of blood as well, this does not contradict the fact that the ego expresses itself in the blood. The exact meaning of everything that is said must be considered. It is one thing to say: The ego intervenes through the system of ganglia in the formative forces and in all the life processes of the organism. But something else is meant when we say: The blood with its circulation is an expression of the ego in the human being. The nature of the human being is, as I said, complicated. To understand the significance of what has been said, it will be useful to answer the following question: What is the relationship of the ego with the system of ganglia and all that is connected with it? How is this ego anchored, as it were, in the abdominal organs of the human being? When the human being is in a normal state of health, the ego is chained to the solar plexus and all that is connected with it. It is bound by the solar plexus. What does this mean? This human ego, given to man during the course of earthly evolution as a gift from the Spirits of Form, has been, as we know, subjected to the temptation of Lucifer. The ego, as it now exists in man, and because it has been infected by luciferic forces, would be a bearer of evil forces. The truth of this fact must definitely be recognized. The ego is not a bearer of evil forces because of its own nature, but because it has become infected with luciferic forces through the temptation by Lucifer; it is in fact the bearer of truly evil forces, forces which, because of the luciferic infection, tend to distort the thought life of the ego towards evil. Since the moment when the ego was given to him, man has been able to think. If there had been no luciferic temptation, man would think only good thoughts about everythiug. But as the luciferic temptation did, in fact, take place, the ego does not think good thoughts, but thoughts infected by Lucifer. This is a fact of earthly evolution: the ego is malicious and dastardly. It thinks only of showing itself in a good light and consigning everything else to the shadow. It is infected with all kinds of egoisms. This is how it is, because it is infected by Lucifer. Now the system of ganglia, the solar plexus, is something in man that has come over from the Moon incarnation of the earth. It is a kind of house for the ego; the ego fits into it in a certain way. In fact, it can be held a prisoner there. So we have the following state of affairs: Because of its luciferic infection, the ego tends all the time to behave in a dastardly, lying manner and place itself in the light, while consigning everything else to the shade. But it is held prisoner by the nervous system of the abdomen. There it has to behave itself. By means of the nervous system of the abdomen the properly progressing forces, which have come to us from ancient Saturn, Sun and Moon, compel the ego not to be a demon in the bad sense of the word. So the manner in which we bear our ego within us is to have it bound by the organs of the abdomen. Assume now that these abdominal organs are unhealthy in some way, or not in a normal state. Not to be in a normal state means not to want to take in fully what fits into them spiritually, what spiritually belongs to them. The ego can be somewhat freer in its activity if the abdominal organs are not quite healthy. If this freeing is brought about by some physical hyperactivity, this can express itself in the human being in that the ego is let loose on the external world, instead of remaining bound. When the ego behaves freely in this way, we have a case of psychological illness: the human being displays the characteristics of the ego infected by Lucifer. The characteristics of the ego of which I have spoken then make their appearance. There is certainly no need to be a materialist in order to understand fully the manner in which the spiritual—in this case the ego—can be bound to physical organs in life between birth and death, though in a way that differs from what is perceived by a materialist. There is no need to be a materialist to see how, in a manner of speaking, the devil can throw off his chains and break loose. This is one instance of psychological illness. The freeing of the ego, however, is not necessarily a question of psychological illness, because another state of affairs is also possible. In such an instance it is not a question of illness in the abdomen but rather a ‘switching off’ of its normal activity. This is what happens in the great majority of cases of hypnotic consciousness. The functioning of the system of ganglia in the abdomen is put into a state—either by natural causes or by all kinds of mesmeric effects—in which it is unable properly to keep the ego under control. Thus in this way, too, the ego has an opportunity to become more involved with its environment. It is not embedded in the system of ganglia and is therefore free to make use of channels to the outside world which enable it to perceive from a distance all kinds of processes in space and time which, when it is embedded in the system of ganglia, are processes which it cannot normally perceive. So it is important to know that a certain relationship exists between the hypnotized state, which in a mild way switches off the normal activity of the processes bound to the system of ganglia in ordinary consciousness, and certain forms of madness, where the switching-off is caused by deformation or illness in certain abdominal organs. If the ego is freed, if it feels, you might say, free of its chains and is linked, not with its body but with the spiritual forces in its environment, this is always, in a way, a pathological state, just as is also the case in madness. That is why some forms of madness are characterized by the appearance of spite, mendacity, cunning and craftiness—everything that comes from luciferic infection; the urge to place oneself in the light and consign others to the shadow, and so on. Now you will understand why a person's constitution of soul depends on the very way the shell which binds his ego is fashioned. In order not to focus too closely on the human being and perhaps offend some human souls, let us instead look for a moment at a lion, a savage carnivore, and how it compares with a bull or an ox. You can see the difference. Even though the lion has a group ego while the human being is endowed with an individual ego, we can still use this comparison. What is the difference between the lion's nature and the ox's nature? The lion is definitely a carnivore while the ox is for the most part a vegetarian. The difference is this: What in the lion corresponds to his group ego is less bound; the forceful activity suitable for his abdominal organs makes the ego freer, lets it loose more on its environment, whereas in the vegetarian ox the group ego is more bound to the abdominal organs. The ox lives more bound up in itself. You can see why it can be good sense for human beings to become vegetarian—of course, only if they so wish. For what does a vegetarian diet bring about? It makes the abdominal organs even more capable of binding the ego, which, if this does not sound like a paradox, leads to the human being becoming more gentle. His evil demon is more internalized and lives less in the environment. Nobody, however, should persuade himself that he does not possess this demon, for he does, but it is more imprisoned within him. It would be easy to set up an experiment to compare the behaviour of hungry carnivores and hungry vegetarians. When hungry, one is apt to be less inhibited. So it would be likely that the hungry vegetarians, who are in the habit of containing themselves as a result of their vegetarian diet, would be the more savage. For hunger brings about changes in the functions of the abdominal organs, which are then less able to fetter the ego than they are when satiated. I do not mean to be absolute in what I say, because the carnivore in any case binds the ego less strongly than the vegetarian. But I said that, in comparison, the hungry vegetarian, in contrast to his state when satiated, is likely to be far more savage than the hungry carnivore, in contrast to his state when satiated. Human nature is indeed exceedingly complicated. One very good way of attaining some knowledge as a basis for true, genuine self-knowledge in life is to pay attention to the connection between the spiritual and bodily parts. I should add, though, that vegetarians should take care not allow themselves to become too undernourished. If they are undernourished they are in danger of damaging themselves, and then their chains—the prison for their devil, who shows himself in wiliness, lies and so on—are weakened. They then let their devil out into the environment, and the environment is troubled by their problems. Either that, or else they themselves have the trouble. They fail to cope with themselves, for they either constantly have a mania for manifesting the various bad qualities of the ego, or—if they are well brought-up—they have the urge to keep all this to themselves, in which case, too, it can happen that they fail to cope with themselves. All kinds of dissatisfactions arise in their soul. It is important to see this. [IMAGE REMOVED FROM PREVIEW] Just as the ego has its point of contact in the system of ganglia, so does the astral body have its point of contact in all those processes which are linked with the nervous system of the spinal cord. Naturally, the nerves run through the whole body; but in the nervous system of the spinal cord we have a second point of contact. Included in this, of course, are once again all the processes connected with this spinal nervous system. I am not speaking of the cerebral nervous system. I mean the nervous system of the spinal cord which has to do, for instance, with our reflex actions and is a regulator for much that goes on in the human body. In the present context we must include all the processes regulated by this nervous system. Again we have to see that the astral body is either bound to everything connected with this spinal system or that it can become free of it, through illness or through partial somnolence brought about by mesmerism or something similar. The entity which is bound here received its luciferic attributes, which are mingled a little with ahrimanic attributes, as long ago as the time of ancient Moon. Therefore these are weaker than the luciferic attributes of the ego, but they are present in the astral body, too. If you want to turn your soul to a contemplation of the process by which this luciferic infection crept into the astral body, you will have to study what I said in my book Occult Science about the separation of the moon from evolution as a whole. This infection made its appearance during the time of ancient Moon. Here you will discover another reason for certain characteristics in the human being, characteristics of a hypnotic nature—higher hypnotic characteristics which are bound, in the main, to the organs of the chest and which bring in higher experiences than do the organs of the abdomen. At the same time you will see that if something is not in order, so that the astral body cannot be bound as it should be, something can again come about which is a psychological illness, a psychological disorder. Just as the ego can be released, causing signs of madness, so also can the astral body be released, which again leads to signs of madness. When the ego is released, this leads, as I have said, to characteristics such as spite, cunning, wiliness, fraudulence, giving prominence to oneself and putting everyone else in the shade, and so on. When the astral body is released, this leads to volatility of ideas and lack of cohesive thought, manic states on the one hand or, on the other, to withdrawal, depression, hypochondria. Again, these conditions could be brought about by hypnotic or mesmeric intervention; but in this case the organs are not ill, but have had their normal physical function suppressed by the intervention of a hypnotist or mesmerist. There is much in our human nature which must be held in check, for in a way we do belong to the devil. We are at least partially decent human beings solely because the devils in us are held in check by the divine spiritual forces which have developed in the proper way through the periods of ancient Saturn, Sun and Moon. Because of the various temptations, we do not possess all-that-great an aptitude for decency. A good many bad dispositions and moods of soul life are the result of meeting with the demon in us. The appearance of the demonic element comes about because what is bound can become unbound. We shall speak on another occasion about what it is in the life between death and a new birth that binds those aspects that are bound by our physical body now, during life between birth and death. You will agree that we owe a great debt of gratitude to the cosmic order that here, between birth and death, we possess our physical organism, for without it we would have no prison for our higher components. When these higher components are set free, after we have laid aside our physical body, different conditions come into operation, which we will discuss another time. Suffice it to say that the higher components still retain some fetters, even then. Now, just as the astral body is bound in this way by the system of the spinal cord and all the processes of organic life connected with it, so is the etheric body bound by the cerebral system and everything that belongs to it. Therefore, the etheric body has its point of contact by means of the cerebral system. Similar things could be said here, too. In our head there is a prison for our etheric body. Madness or hypnotic conditions come into operation if the body is not quite well and the etheric body is let loose. Left to itself, i.e., not enclosed in the prison of the head, the etheric body has the tendency to reproduce itself, thus becoming a stranger to itself and spilling over into the world, carrying its life into other things. This is a description of the conditions that come about if the prison warder releases the etheric body. [IMAGE REMOVED FROM PREVIEW] So we have three possibilities for psychological illness, and also three possibilities of escaping from the physical body. These three possibilities must definitely be taken into consideration—but of course in quite a different way—when a person is to become free of his physical body through Initiation. What we have been speaking about is a freeing brought about by illness, when the organs of the physical body do not remain healthy and are then incapable of containing the higher components. Somnolence of the brain would result if brain activity were damped down. The etheric body would be freed and a somnolent condition would take over. But when the brain is defective, the prison can no longer hold the prisoner—that is, the etheric body—which then embarks on its own adventures, endeavouring to live and create its own disordered, muddled life by opening out into the world. So you see clearly that psychological illnesses are, in the main, caused by a kind of freeing from the physical basis to which the various higher components of man belong during life between birth and death. The etheric body, when it is freed, has mainly ahrimanic characteristics. Envy, jealousy, avarice and similar states will be pathologically exaggerated, always in connection with a kind af spreading into the environment, a kind of letting oneself go. Try to understand it like this: The only point of attraction for the ego is, more or less, the system of ganglia and whatever is connected with it; the astral body's point of contact is with the spinal system, but together with the system of ganglia; and the etheric body is linked with the cerebral system, but jointly, with both the spinal system and the system of ganglia. So, from this point of view, the system of ganglia also has to do with the brain, for instance, in so far as it serves all subconscious organic processes. If the system of ganglia brings about a process of illness which runs its course in the brain, then it could be the etheric body which is freed, even though the root cause lies in the system of ganglia. You see how very complicated things are. Psychiatry today has, as yet, no means of distinguishing between these three forms of soul sickness. Psychiatry will only achieve some degree of perfection when distinction is made between psychological abnormalities brought about by the freeing from bondage of the etheric body, or the astral body, or the ego. Then there will be a really significant way of distinguishing between, and assessing, the various symptoms of psychological abnormality—and it will be important to assess them in this way. You see from all this how self-knowledge can only be built up on a penetrating view of the complicated nature of the human being. Knowledge can certainly have disagreeable sides to it. But knowledge is not supposed to be a toy, for it is the most serious matter in the whole of human life. Someone who knows everything there is to know about human nature—if he is even only somewhat inclined to understand it in a way which is not egoistic, if he is inclined to think and feel about it in an objective way—can have in this knowledge an important healing factor at his disposal. One might be too weak to use this healing factor; but this knowledge is an important healing factor. It cannot be gained by remaining in one's subjective nature; it cannot be gained by failing to extricte oneself from this. This is a great problem for a movement such as ours. On the one hand it is necessary to strive earnestly for the highest knowledge, but on the other hand not everybody who decides to join such a movement is inclined to accept such knowledge with total objectivity and with full earnestness. Such knowledge brings health to personal life only if one is not constantly busy reflecting upon one's own personality, if one is not constantly wondering: How do I feel, what is going on in me, how am I getting on in the world, what is living in my soul, and so on. It brings healing only if we free ourselves from all that and concern ourselves instead with the affairs of mankind as a whole, matters which concern every human being. Difficulty arises only if one wants to concentrate on oneself, if one cannot get away from oneself. The more one is capable of turning away from oneself and towards all that concerns people and the world in general, the more can knowledge become a healing factor. How glad I would be if only you would believe this! A movement like ours gives plenty of opportunity for observing the very opposite of what I have been saying. It is, of course, natural and justified that people who cannot easily get away from themselves should turn to our Movement for comfort and hope and confidence. But if they do not honestly strive to get away from themselves, if they continue to concern themselves with their own head and their own heart—not to mention whatever else very many people in our Movement are concerned with—then knowledge cannot become for them what, in truth, it is. It is possible to be interested in knowledge in such a way that it becomes not only a personal, but also a general human affair. The more personal considerations are involved, the more one is distracted from what is healing in all the knowledge about the deeper aspects of the world. From the points of view we have now reached we must endeavour to gain clarity about how certain impulses in human nature are connected with the freeing of the soul and spiritual element, either in states brought about by hypnosis or mesmerism, or in madness. A process of freeing is always connected with a merging into the spiritual element. But this is in turn bound up with a certain feeling of voluptuousness, with real voluptuousness, both direct and indirect. For whatever has become free—be it the etheric or astral body, or the ego—in a way pours itself into the spiritual world. And this pouring forth is defnitely connected with inner feelings of bliss. Somebody with a psychological abnormality gains a certain satisfaction from his abnormal soul activity and is therefore loath to depart from it. In every age, those who have concerned themselves with the healing of psychological abnormalities have reported the following experience: When doctors have found a way of healing their patients, it happens that as the moment of health approaches, the patient senses that he can no longer freely merge with his spiritual environment and that he has lost a certain feeling of voluptuous bliss, so he begins to hate the doctor who has taken this from him. Usually those who are not psychologically ill are grateful to their doctor when he heals them, but efforts expended on the psychologically ill are met with the opposite. You will find this documented in the appropriate literature. Doctors have frequently found that when a cure is effected, or even only an attempt is made to overcome the sickness, the patient begins to find his doctor abhorrent because he is taking away what the patient really wants, especially in his subconscious, even if he would consciously deny this. Such things lead us deep into the mystery of the human being's soul nature. We then also understand that the ego, or the etheric or the astral body, after endeavouring to work with the help of their physical tools, if they then become free, yet are still strong and imbued with the forms they had within their physical tools, can more easily unfold certain forces than was possible for them within the diseased organs. That is why people with periodic illnesses—for there are cyclic, periodic abnormalities of the soul—when they once again leave their organism, often feel that they have capacities which they do not otherwise possess. This gives them great satisfaction, and when they then return to their physical body a certain awareness of what they have experienced remains with them; they can sometimes be very clear about themselves and what has happened. During the first half of the nineteenth century a well-known physician, Willis, cured someone suffering from madness; that is, he brought him to a point at which he was once more capable of thinking sensibly about himself. And this person, who was intelligent, wrote a kind of review of his madness. If you take into account what I have just said, you will well understand what this intelligent individual wrote. His illness involved the freeing of all three higher components. He wrote ‘I expected my fits of insanity with impatience ... with bliss’. Remember, he awaited the moment of leaving his body with impatience because he knew he would then enjoy a kind of bliss. ‘Everything appeared easy to me. No obstacles presented themselves either in theory or practice. My memory acquired, all of a sudden, a singular degree of perfection ...’ Someone who understands these things can tell from this that the patient must otherwise have suffered from severe constipation, i.e. an abdominal condition, which led to a dulling of his memory. As soon as his ego tore itself free, his memory was again intact. ‘Long passages of Latin authors occurred to my mind. In general, I have great difficulty in finding rhythmical terminations, but then I could write verses with as great facility as prose.’ You see how exactly the patient described himself, and it is understandable that in a certain way he endeavoured to induce the abnormal state. This cannot actually be done, of course, but he was glad when it came, for it brought him voluptuous enjoyment. This is the main difficulty in the case of psychological abnormalities for, subjectively, the patients have to be led from a happy to an unhappy state of mind, and so they are truly downcast about it. In their ordinary consciousness this is different, of course, but in their subconscious they are downcast if they are cured. Of course they go to the doctor and say they want to be cured; but subconsciously they do not, in reality, want to be cured. This is the difficulty. The freed component or components resist with all their might being torn away from the bliss they enter when they are freed. You see how, by looking at things in this way, we do justice to the material foundation of our physical existence, and yet we do not become materialists. Take a person who is stupid to a greater degree than is apparent in external life. There are such people. Well, stupidity is only one stage on the way to a certain abnormality of soul: namely, imbecility. The cause is possibly that the otherwise bound etheric body is free because the brain is too compact and cannot achieve sufficient fluidity in the way it works. Perhaps this person shoots himself in the head without killing himself. Someone who knows what to look for might find that this is not a bad thing, as long as he had not done himself any other harm. For the resulting loosening of his compact brain might lead to his becoming clever. There are certainly known cases in which head wounds have led to people becoming more wide awake than they were before. There is truly nothing in the physically-perceptible world as complicated as the nature of the human being. It is more complicated than anything else in the world. To understand man in his totality you have to view him in the way I have been describing. We have seen, for instance, that in the human being as he stands before us with his head, the activity of this head depends in some degree on the etheric body connecting up in the right way to it. Abnormal activity comes about if the etheric body is freed, if it is unbound. Because of the way the human being is normally organized with regard to his sense organs and the nerves of his brain, the etheric body can have a normal relationship with the ordinary environment. What man is as a result of the special connection between his etheric body and his head makes him into a human being like all others in his existence between birth and death in the physical world. If we had nothing else about us except the normal connection of our etheric body with our head, all human beings would be the same, and there would also be no way of feeling connected with that part of our being that is immortal. For our head brings to us the experiences we have in life between birth and death through our senses, through the nerves of the brain. Consider this in connection with what I have said about the loss of the head during the course of reincarnation: What is now our head was in our previous incarnation our body, and what is now our body will become our head in our next incarnation. We know about this connection with our immortal part which runs through all births and deaths, even though without the wisdom of spiritual science this knowledge can only take the form of a belief. Through our head we can understand this connection, but we can only have this knowledge because we have the system of the spinal cord as an organ of our astral body. This is where those ideas and feelings are wrought which bring us into a mutual relationship with our immortal, our super-personal, part. Everything we possess only for this life between birth and death is given to us through the earthly, solid element in our organism. On other occasions I have pointed out that there is indeed very little of the solid element in our make-up, of which ninety-five per cent consists, in fact, of fluid, of a pillar of fluid. The human being is a pillar of water containing only five per cent of solid ingredients. Yet only this solid element can be the bearer of our ordinary thoughts in physical life; and only in so far as we are permeated by the fluid element with its pulsation can we know about our super-personal part. And this fluid element with its pulsation is linked with the spinal system, which for the most part regulates this fluid element and its pulsation. How all this is related to certain things I have described on other occasions, to the pulsating rise and fall of fluid between the abdomen and the brain, I shall discuss tomorrow, for at the moment it would take us too far from today's theme. Now, because the human being bears the fluid element within him he is linked with his super-personal part. But this fluid element also establishes his specific personality. If we had only heads, we would all think the same, feel the same. But because we also have hearts, the fluid element, blood and other juices in us, we are specific in some degree; for through this element the hierarchy of the angeloi can have a part in our being. The hierarchy of the angeloi can intervene in us via the fluid element. A third possibility for intervening in our being is given because even with the normal working together of the higher components with the system of ganglia, it is possible for the airy element and everything connected with it to have an effect on us. This happens in the process of breathing. It is very complicated, and it varies depending on where we breathe, on how much oxygen, how much humidity, how much sun warmth is in the air and so on. It is the hierarchy of the archangeloi, the archangels, who work on us via the airy element. And everything that works in us from the hierarchy of the archangeloi—both those who have progressed normally and those who are retarded—works via the system of ganglia. Also this is the route by which the folk spirits work, for they belong to the hierarchy of the archangeloi. The work done by the folk spirits in the human being takes its effect through the organs which are connected with the system of ganglia. This is why nationality is something so far removed from consciousness, something that works in such a demonic way. And for the reasons I have pointed out it is linked so strongly with everything to do with locality. For the locality, the local climate, is far more closely connected with the working of the hierarchy of the archangeloi than one might imagine. Climate is nothing other than what works on the human being via the air. So you see that by discussing the system of ganglia one is indicating how the impulses of all that belongs to the folk soul work in man's unconscious. You will now also understand why, more than one might ordinarily think, belonging to a particular nation is connected with certain characteristics which are linked to the system of ganglia. More than one might think, the problem of nationality has to be seen in relation to the problem of sexuality. Belonging to a nation has the same organic foundation—the system of ganglia—as the sexual element. Quite externally you can understand this when you remember that you belong to a nation by birth, that is, your body develops inside that of a mother who belongs to a particular nation. This of itself creates a link. So you see what subterranean soul foundations connect the problem of nationality with the problem of sexuality. That is why these two impulses in life manifest in such related ways. If your eyes are open to life you will see a tremendous amount of similarity between the way people behave in an erotic sense and the way they show their connection to their nationality. I am not speaking either for or against either of these things, but the facts are as I have described them. Arousal of a nationalistic kind, which works particularly strongly in the unconscious if it is not brought up into ego-consciousness by making it a question of karma as I described the other day, is very similar to sexual arousal. It is no good glossing over these things by making out that the emotional illusions and longings of national feeling are noble, while sexual feelings are rather less so. For the facts are as I have described them to you. From all this you will see that a good amount of agreement can be reached amongst people in matters of the head, for in the head everyone is the same. If we consisted of heads only, we would understand one another famously. It is peculiar to say: If we consisted of heads only. But when life has brought one together with all kinds of people one grows accustomed to speaking in paradoxes such as this. In parenthesis, let me tell you that I once met quite an important Austrian poet who also entertained philosophical thoughts and was terribly worried about the way human beings were growing ever more and more intellectual. He said: People are growing more and more intellectual, so in the end the rest of their body will waste away and there will be nothing left but walking heads. He was quite serious. If, as I said, we were heads, it would be easy for us to reach an understanding about all kinds of things. It is less easy to reach an understanding about matters which have to be comprehended via the tool of the spinal system. That is why people are embattled with regard to their view of the world, their religion and everything else they connect with what is super-personal. And there is no doubt at all that today they are embattled also with regard to everything for which the system of ganglia is the organ. By this I do not mean the external war; I mean the war that speaks in the language of hate against hate, for the external war need not necessarily have anything to do with all that is unfolding in such a terrible way in the form of hate against hate. It is essential for people to become conscious of these things. Only if people can come to understand the nature of the human being will it be possible to find a way out of that chaos into which mankind has entered. Tomorrow we shall speak more about this chaos. But we must be clear about one thing: The knowledge and understanding we gain about the complicated nature of the human being must be filled with a mood that I described just now as an impersonal mood. So far I have only described harmless, personal moods such as those in people who cannot cope with themselves, who go on and on about their heart, or one thing and another. But in the world at large we meet with less harmless moods, either personal or belonging to the egoism of a whole group. Occult knowledge is not always applied in a selfless manner, as you saw during our considerations over the past few weeks. We can certainly look more deeply into the impulses at work in human history if we have an understanding of the complexity of human nature. For what we can come to know with regard to the individual is connected in turn with all that happens between people, both on a one to one basis and also between the different groupings that come about during human evolution. Now I told you that occult knowledge was used by certain secret brotherhoods in order to give a turn to events which would serve not general human aims but the egoistic aims of a particular group. I told you that certain secret brotherhoods entertained views about how Europe ought to be structured and how they could influence that structuring. Today I want to add to what has already been made plain something that has not yet been mentioned. I do this because it seems to me to be a good thing that once at least, in however small a circle, something is said which will certainly be made known in the future, just as the division of Austria has been made known in the note from the Entente to President Wilson. Those who knew about these things could have sketched the division of Austria as long ago as the nineties—I do not want to go back any further—on the basis of the maps I have already mentioned. Whatever is made publicly known is only a fragment. It flows into external, exoteric affairs at a time when it is considered to be useful; but the rest, meanwhile, is held back. Truly, I say what I am now going to tell you not from the slightest political or inflammatory motive, but solely in order to let you have the facts. They do exist in the world. I am truly very far from wanting to worry anyone, or persuade anyone to believe anything in particular or be anxious about anything; for I am concerned only with knowledge. So let me sketch approximately part of the future map of Europe as it was worked out in those secret brotherhoods. So as not to take too long, my sketch will only be approximate. As I said, this is the form which such secret societies thought Europe should take at some point in the future. [The lecturer drew.] First they turned their attention to the southern European Balkan confederation. This was to be a kind of bulwark against Russianism. Obviously, in the West, Russianism was considered to be the opposite pole, definitely not something with which to remain linked for ever, but something against which there would always be a need to fight. Since the intention was to weld together the present Kingdom of Italy with the Balkan Slavs and the southern Slavs at present belonging to Austria, this confederation would comprise a large part of the Apennine peninsula, the Italian-speaking part of Switzerland, the southern part of Austria, Croatia, Slavonia and Dalmatia. To this the northern part of Greece would be added. The confederation would also include Hungary and the Danube estuary. This would be the Balkan confederation. Next to this, eastwards, would be everything belonging to Russia in the wider sense. In the programme shown in these maps it was always—I mention this expressly—sharply stressed that however Poland might behave, it was a necessity of world history that the whole of this country should, whatever the circumstances, be returned to the Russian Empire. From the start the programme said that Poland, including the parts now belonging to Prussia, must once again be included in the Russian Empire. So according to the programme, the Russian Empire would include today's Poland, and also Galicia reaching beyond the Slovaks. The part that I am shading here would dip in like a peninsula. This would be Bukovina. [Drawing was continued]. Then would come France which, starting at the Rhine estuary, would cover the territory over as far as the Rhine and the French-speaking part of Switzerland and would be bounded here by the Pyrenees, and here something like this. Nothing much was said about the Scandinavian peoples. No doubt they have been granted a good long respite. The rest would be: German-speaking Switzerland with Germany and the German parts of Austria. They would cover this area. And these coloured parts would fall more or less into the sphere of influence, however that may appear, of the British Empire: Holland, Belgiurn, the coast, Portugal, Spain, the lower part of Italy—we can speak about the islands another time—and the southern part of Greece. So here we have a map for which the one we tried to draw on the board yesterday is clearly a kind of payment on account. The Central European part looks quite similar to that implied by the note from the Entente to Wilson. This is what was seen to be an ideal structure for Europe. I repeat yet again: This is not something remotely intended to influence anybody. All I want to show is that this structure for Europe, clearly traceable by me to the nineties, or even the eighties, was taught in certain secret societies. The reasons for wanting to shape Europe like this were also always given. The ways and means—of course the reasons were eminently sensible—for achieving this structure for Europe were more or less described. We shall talk about this tomorrow. Just let me say that I am not making this up. It is something that lived as a powerful impulse in many heads, something that had to be brought about, something that would have to be brought about by every effort. I know very well how ill will could easily maintain that it is improper, in consideration of a particular point, to say such things precisely here, of all places. But I do not want to be inflammatory, nor do I want to set up a picture of the future, either for those nations now at war or for those who are neutral. I have nothing to do with these things. I speak about them merely to show you the impulses which existed in those circles. What we have here is a picture of the future arising from endeavours to use certain impulses in the egoistic interests of a group. Those who are shocked to see what would disappear, might remind themselves that we are concerned with the tasks of mankind in general. Things which emanate from the egoistic interests of a group are obvious, and there is no need to regard them as fateful, as pending fate. What I do regard as fatal, however, is the attitude of hiding one's head in the sand, of simpfy refusing to recognize such facts because they are uncomfortable, with the excuse that such things ought not even to be thought because they might cause disquiet. Of course I know that it could be said: We should not speak about such things because they might upset people who are honestly striving to be neutral. But the foundations on which we stand ought to have enabled us to transcend this kind of upset by now. We should be capable of looking at what is really happening in the world. And when I say these things it is on the assumption that you are sensible enough to take them in the right way. |
173c. The Karma of Untruthfulness II: Lecture XX
15 Jan 1917, Dornach Translated by Johanna Collis |
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Thus true spiritual knowledge must come to the possibility of understanding the material world and existence on the physical plane. It is important now, of all times, to pay attention to the interaction of spiritual and material elements in the human being, because now it is necessary properly to understand the intervention of something not material, namely, the folk soul, in the human being. |
But we must be clear that we surely ought to understand these things properly. It is easy to ask the question: What can I myself do in these painful times? |
They do intervene to the extent that we open ourselves to them, if we have the courage to do so. But first of all we must be serious about understanding things; we must be deeply serious about trying to understand. As a contribution to this understanding it is necessary that a number of people muster the strength to oppose the surging waves of materialism with their deepest personal being. |
173c. The Karma of Untruthfulness II: Lecture XX
15 Jan 1917, Dornach Translated by Johanna Collis |
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I pointed out yesterday how the spiritual components of man's being have their points of contact in his physical organism. Awareness of this will have to enter into the consciousness of mankind as a whole, for it is this knowledge that in truth must lead man to the light out of the darkness of today's materialism, which will last for a very, very long time. Never, though, must the thread of spiritual knowledge be lost entirely. At least a small group of human beings must always ensure that this does not happen. I have already shown how the true discoveries of material science—which anthroposophical spiritual science must certainly not fail to recognize—are put in the correct light when things are seen spiritually, especially the human being. The examples I started with yesterday can show you how the physical processes in the human being are fully recognized by spiritual science—only spiritual science recognizes what is spiritual and investigates how the spiritual element is anchored in the physical element, especially, in the first instance, in the human being. Thus we avoided the pitfall of seeking the spiritual element solely in abstract concepts which are unable to deal with something that has been created by it, namely, the material world. What is spiritual must not live only in a Cloud-cuckoo-land floating above the material world. It must be so strong and intense that it can permeate the material element and show how spiritual it is and how it has been created by the spirit. Thus true spiritual knowledge must come to the possibility of understanding the material world and existence on the physical plane. It is important now, of all times, to pay attention to the interaction of spiritual and material elements in the human being, because now it is necessary properly to understand the intervention of something not material, namely, the folk soul, in the human being. I said: Those things in everyday life which we think, feel and will—not as members of one group of people or another but as citizens of the earth—are bound to the solid, earthly element. Even though only five per cent of our body is made of this earthly element, I said that that in us which gives us in the world between birth and death our purely personal knowledge, will impulses and degrees of feeling, is bound to the mineral, solid element of the brain; that is where it has its point of contact. As soon as we progress to what leads us into super-personal or sub-personal realms, we can no longer count on conceptions which are brought to us by the solid element, for conceptions here are brought by the fluid element. And conceptions which take us so far into the super-personal or sub-personal realm that we come to the intervention of the archangeloi in our being are brought to us by the airy element. The airy element is the mediator between these archangel beings and their sphere and everything which the human being experiences in that very subconscious way I described yesterday. Well over ninety per cent of our physical being is a pillar of water, a pillar of liquid, but this liquid element in the human being, of which very little account has so far been taken by natural science, is the main bearer of life in the human being. I have pointed out how the aeriform element works through the liquid element into the solid element which is anchored in the brain. We breathe in; because we breathe in a stream of air and fill our body with it, the organ we call the diaphragm is pushed down. In this sucking-in of the stream of air and everything that goes with it, down to the lowering of the diaphragm, is to be found that sphere in which the impulses emanating from the kingdom of the archangeloi work. Just as all this remains in the subconscious, so does the real manner of the folk soul's working remain in the subconscious. As I said by way of comparison yesterday, it surges up like waves, in a form that differs utterly from the way it lives down there in the depths. When the diaphragm is pushed downwards it, in a way, dams up the blood in the veins of the abdomen. This pushes the stream of cerebral fluid upwards through the spinal cord so that it pours into the brain, or rather round the solidified mass of the brain. So now, as a result of breathing in, the cerebral fluid is in the brain, has been pushed up. In the way these pulsations of the cerebral fluid work lie all the impulses that come into man from the sphere of the archangeloi, everything man can have in the way of conceptions and feelings which lift him into the realm of the super-personal or sub-personal, everything that connects him with the forces that reach beyond birth and death. And in the brain itself the cerebral fluid comes up against the solid element. Parallel with this runs the process by which all our ideas and conceptions ebb and flow in the liquid element. These ideas and conceptions are spiritual entities which ebb and flow in the liquid element, and they appear as our everyday conceptions relating to the external world because they come up against the solid element and are mirrored back by this solid element into consciousness. When we breathe out, a damming-up takes place in the blood vessels of the brain, and the cerebral fluid is pushed down through the spinal cord into the abdomen. There is room for it there because breathing out has raised the diaphragm. So thinking and having ideas and so on is not the mere brain process of which the sciences of anatomy and physiology dream today. What takes place in the brain is a mirroring-back by something solid, and this is connected with what is not mirrored but remains in the fluid element whence, via the detour of breathing, it regulates the influence of the aeriform element. This is also the detour via which everything is mediated to us which belongs to a particular climate, the local soil conditions of a particular terrain and all the other influences connected with breathing. That part of breathing which never enters our consciousness but remains lika an ocean swell, is where spiritual realities surge. Via the detour through the cerebral fluid the breathing process is connected with the brain. Here you have a physical process belonging to the whole human being, described in such a way that you can recognize it as a revelation of the spirit which surrounds us everywhere, just as does air or humidity. This gives you, through a true understanding of physical processes, an insight into how his earthly surroundings, together with the spirit contained in them, work on man, and into how, as a being both spiritual and physical, man is embedded in his earthly environment, which is also spiritual and physical. The air, water and warmth which surround us are nothing other than bodies for the spirit, just as our muscles and nerves are bodies for the spirit. I am presenting you with these things now because they show how human life is founded on processes which are not at all obvious to present-day science. It will be the task of the fifth post-Atlantean period to raise these processes to the level of true knowledge. During the course of the fifth post-Atlantean period this realization must enter into everything we do—in teaching, in education generally and in the whole of external life. It must, in due course, be recognized that what is seen as science in materialistic circles today will gradually have to disappear from the life of the earth, together with all the consequences it has for life. All the battles still to be won in the fifth post-Atlantean period will be no more than an external expression of a spiritual battle, just as, in the final analysis, the present battle is an external expression of the confrontation between materialism and spiritual life. Hidden though these things are, behind today's infinitely sad events lies the battle of materialism against spiritual life. This battle will have to be fought to the end. It will take various forms, but it must be fought to the end because human beings must learn to bear everything they need to bear in order to achieve the spiritual view necessary for the sixth post-Atlantean period. It may be said that there must be much suffering, but only out of pain and suffering can arise what truly binds knowledge to our self. For the other side of the coin is that connected with the materialistic view of the world, is the materialistic way of life, which is only beginning today but which will take on infinitely more terrible forms. The materialistic way of life began when science became willing to recognize only what is material. It has already led to a stage at which people are prepared, in life, too, to accept only what is material. This will be taken much, much further and will become far more intense. For the fifth post-Atlantean period must be lived to the end. In all areas it must reach a kind of climax. For spirituality needs its opposite pole if it is to recognize itself with the intensity that will be needed if mankind is to step with maturity into the sixth post-Atlantean period. So do not shy away from following the spiritual guidelines offered as a possibility for comprehending the external facts of the world. For it is the prime task and duty of all those who strive spiritually to comprehend the course of human evolution up to the present and also to understand the likely evolution of the future in spiritual directions. We have often spoken of our inheritance from the fourth post-Atlantean period which ended in the fifteenth century, and of the fact that it is the task of the fifth post-Atlantean period to develop to the full the consciousness soul. Now it is precisely the consciousness soul which will unite man intimately with all material events and everything belonging to materialism. We have seen how, in the fourth post-Atlantean period, from the eighth century BC right up to the fifteenth century AD, the Greco-Latin element gradually came to dominate the world, first in what is usually called the Roman Empire and later in the Roman Papacy which reached the climax of its dominance during the thirteenth and the beginning of the fourteenth centuries. This is at the same time the beginning of the fifth post-Atlantean period. It coincided with the first breaking of Roman Papal dominance. It is also the beginning of those impulses whose influence has brought about the present sad events. In the end no one can understand what is going on today without taking a wider view. For really all the peoples of Europe have contributed their share to the sad events of today's Europe. Those who want to understand things must necessarily turn their attention to impulses which have been in preparation for a long time and which today are being given a kind of first chance to show themselves. So today we shall bring together what can be seen far in the future with things that are close at hand. First let us remember the description I gave of how the southern peoples, the Italian and Spanish peoples and the various kingdoms they have brought forth, represent a kind of after-effect of the third post-Atlantean period—of course, with the inclusion of the overall heritage of the fourth period. You need only follow the whole structure of Italian-Spanish development as it took place at the turn of the fourth to the fifth post-Atlantean period, in order to see that it still included what was directly justified in the third, the Egypto-Chaldean period. You can see this especially in the way in which, emanating from Rome and Spain, a religion spread which was borrowed from the cults of Egypt and Chaldea. In this you have the continued existence of what had been left behind in Egypt and Chaldea, and this reached its climax in the thirteenth century. Papal supremacy emanated from the South and reached its climax in the thirteenth century. In order to describe it in a way which is meaningful today and which fits the facts, we should have to say that this papal supremacy, which covered and dominated the whole of European culture, was essentially the ecclesiastical element of cultus and hierarchy. This ecclesiastical element of cultus and hierarchy, which was a transformation of ancient Rome into the Roman Catholicism which streamed into Europe, is one of the impulses which continue to work like retarded impulses throughout the whole fifth post-Atlantean period, but especially in its first third. You could, I might add, work out how long this is going to last. You know that one post-Atlantean period lasts approximately 2,160 years. One third of this is 720 years. So starting with the year 1415, this takes the main period to the year 2135. Therefore the last waves of hierarchical Romanism will last into the beginning of the third millennium. These are echoes in which the impulses of the fourth post-Atlantean period assert themselves in the forms of the third post-Atlantean period. But many things work side by side at the same time, so there are other impulses working together with these. Roman Catholicism had its actual climax in the thirteenth and fourteenth centuries. Let us now see how it continues. We have to distinguish the way it worked up to the thirteenth century—when it was, you might say, justified, because that was still the fourth post-Atlantean period—and what then followed, when it began to assume the character of a retarded impulse. It seeks to spread. But how? For it certainly spreads significantly. We see that the form of the state, which gradually matures in the new age, is more or less saturated with this Roman Catholicism. We see that the English state as it begins to grow at the beginning of the fifth post-Atlantean period is at first entirely in the hands of this Roman Catholicism. We see how France and the rest of Europe are entirely in the grip of this Roman element of hierarchy and cultus in so far as their ideas and cultural life are concerned. To characterize this impetus we would have to say that there is an impulse on the part of Rome to permeate, to saturate the culture of Europe with this hierarchical ecclesiastical element right up to the bulwark it has itself created in eastern Europe. But it is noteworthy that an impulse like this, if it is a retarded impulse, takes on an external character. It no longer has the strength to develop any inner intensity, but becomes external in character. It spreads out widely on the surface but has no strength to go into its own depths. So we see the strange phenomenon of Roman hierarchism spreading further and further afield yet, in the countries at its core, being unable to give any inward strength, thus depriving its own population of inwardness. See how such things start. Everywhere Romanism spreads in all shapes and forms, whereas in Italy itself, in Spain, the population is hollowed out. Just think what an extraordinary Christianity lived in Italy when the Papacy was at the height of its glory. It was the Christianity against which the thunderous words of Savonarola were directed. For in isolated individuals, such as Savonarola, the Christ impulse was alive; but these individuals felt impelled to grind official Christianity into the dust. A history telling of what happened at the point from which Christianity rayed forth would have to say: The power of the Roman church element rayed forth, but the Christian souls at the point from which this happened were hollowed out. This could be proved in detail. It is an important truth: Something raying out destroys its own inner core. This is how life goes. Like a human being growing old and using up his forces, so do cultural phenomena, when they spread, use up their own being and hollow themselves out. On earlier occasions I have shown how the French state was in a certain way a recapitulation of the fourth post-Atlantean period in the fifth. Here we now have a second case of raying forth. For the southern element we used the expression ‘ecclesiastical element of cultus and hierarchy’ to describe something that strove to found a universal monarchy of the church, a theocracy of Europe. Now we shall endeavour to find an expression to describe that cultural element which bears the culture of the intellectual- or mind-soul from the fourth post-Atlantean period up into the fifth. An expression encompassing all the historical elements, an expression which fits the facts and describes the reality of what is brought into the fifth post-Atlantean period, if we have the good will to find it, would have to be: the universal diplomatic element. Everything connected with this universal diplomatic element is also connected with what grew out of the French state element. It is not for nothing that the French language is the language of diplomacy, even today. Every historical trend is illuminated in detail when you discover that just as the universal theocratic element rays out from Rome and Spain, so the universal diplomatic element rays out from Paris. And it is remarkable that just as with the Spanish-Italian element—though to a lesser degree because the element being brought forward is less ancient—so also, in the case of the French element, the raying forth is accompanied at its source by a hollowing out. It is particularly interesting to view history in the light of this. Take the way in which great French statesmen, such as Richelieu or Mazarin, inaugurate and carry on world diplomacy by translating old impulses into the diplomatic, political element. The servants of Louis XIV think on a European, not a French, scale and see themselves as the obvious leaders of Europe as regards the diplomatic, the universal, diplomatic element. One element, one impulse, always absorbs the other. It is not for nothing that cardinals practised in politics and diplomacy surround the King of France when the French state is at its zenith. Studying that time particularly in the history of France, we find that the very concern which sends diplomacy all over Europe withdraws from its own country infinitely great forces in the realm of economics, finance, and also culture in general, hollowing it out down to the fine details. To see things this way, they must, of course, not be viewed in the light of national prejudices, but in all truth, objectively and impartially. This hollowing out is also the source of that uprising of the people into the element of revolution which leads to the exact opposite of what would be the most suitable for the French state: monarchy. In the Spanish-Italian realm there is no parallel to this Revolution, for the reasons I have already given. Yet it is precisely this Revolution which shows how strangely this contrast works in the French element, this contrast between concern for European diplomacy and the lesser concern for one's own country. For we must not forget that the fifth post-Atlantean period was accompanied by the spread of civilization and culture across the whole earth, which went with the discovery of hitherto unknown regions. We see how, as a matter of course, those states which border the ocean build up their navies. French diplomacy spreads its concern over the whole earth, and at the same time—you can follow this in the various trends of history—the French navy begins to blossom; but this has its opposite in what rages uncared-for within and then comes to expression in the Revolution. It is notable that the more the Revolution proceeds, the more the French navy is neglected. You can observe how, during the build-up to the French Revolution, France's sea power grows ever smaller as her navy is totally neglected. This has a significant consequence. When the French element withdraws once again from the revolutionary age and returns to what is more suited to it—the emperorship of Napoleon—there develops in the person of Napoleon that significant opposition to the third element, that element which is now suitable for the fifth post-Atlantean period, the opposition of France against England. This had been in preparation for a long time but in the person of Napoleon it took on quite a new character that differed greatly from the character it had had before. What is most remarkable in all the waves created by Napoleonism? If you investigate what lived in Europe with regard to Napoleon, you find the important opposition between Napoleon and England. But Napoleon lacked something which was missing in the heritage of the Revolution, something which had to be lacking—I speak of a historical necessity—but which he would have needed so that the second element could have asserted itself against the third, the French against the English, namely: a navy! Hypotheses are only justified in connection with history as tools for understanding, but they can indeed make a great contribution. So let us make a hypothesis: If Napoleon had had a navy which he could have joined to those of other countries with which he was allied, he would not have been defeated at sea by England and the whole of history would have taken a different course. But the Revolution had not given him a navy. Here we see the mutual limitation of the two elements, those of the third and the fourth post-Atlantean periods, as they rise up into the fifth. Now we come to the third element, the one which corresponds to the fifth post-Atlantean period and has the task of bringing into being the culture of the consciousness soul: the English, the British element. The sentient soul element, brought into culture by the Italian-Spanish sphere, expresses itself in the theocratic element of the cultus—the sentient soul does not live in consciousness. Similarly the political and diplomatic element corresponds to the French sphere. And now in the British sphere we have the commercial and industrial element, in which the human soul lives fully and entirely in the material world of the physical plane. But we must make clear an important difference. The Papacy could only pretend to world dominance for one particular reason. Here [the lecturer drew] is the fourth post-Atlantean period. Now comes the first element, A, of the fifth post-Atlantean period, the papal, hierarchical element. It strives for a kind of universal monarchy because in a certain way it is the continuation of the universal Roman Empire. Here, B, is the culture of the intellectual or mind soul. It also strives for something universal, but it is something universal that is very much in the realm of ideas. The most important consequence of the spread of the French element are not the conquests, which are merely side-effects, but the saturation of the world with the political spirit, with political, diplomatic thinking and feeling—that diplomatic, political thinking found not only in French diplomacy and politics, but also in literature and even the other aspects of French artistic life. A universal monarchy in connection with this could only be described as a kind of universal dream. And the way in which France marched in the forefront of civilization is a very exact expression of this dream. In contrast, we now come to the third element, C. This, in harmony with the whole of the fifth post-Atlantean period, which has the task of bringing to expression the consciousness soul, is what corresponds to the British element, the special bearer of the consciousness soul in the age which is to develop especially the consciousness soul. Hence the pretension of the British element to universal commercial and industrial world dominance. My dear friends, things which have their foundation in the spiritual world will run their course. They will, with all certainty, run their course. Do not imagine that you can moralize or theorize about this. They will run their course and become fact. Nobody need believe, therefore, that the mission of the British people will not—out of inner necessity—become fact: namely, the mission to found a universal commercial and industrial monarchy over the whole earth. The pretensions emerge as realities. These things have to be recognized as lying in world karma. And what people express and what they think is only a revelation of spiritual forces behind the scenes. So nobody should believe that British politics will ever be morally reformed and withdraw, out of consideration for the world, from the pretension to dominate the world industrially and commercially. Therefore we need not be surprised either that those who understand these things have founded societies whose sole aim is to realize such aims by the use of means which are also spiritual means. This is where the forbidden interplay begins. For obviously occult principles, occult means and occult impulses are not permissible as promoters, as driving forces, especially in the fifth post-Atlantean period, which ought to be a purely materialistic civilization. The moment occult impulses work behind the spread of this purely materialistic culture, things become questionable. Yet, as I have shown you, this is what is happening. There are those who want to foster world dominance not only with the forces available on the physical plane, but also with the impulses of occultism, the impulses which lie in the world of the invisible. But these occult means are not used to work for the good of mankind in general but only for the good of a group. If you see the connection between such encompassing viewpoints, given to you from deeper knowledge, and everyday events, you will thoroughly understand a great deal. There are still plenty of praiseworthy idealists—this is not meant as any kind of mockery, for idealism is always praiseworthy, even when it errs—who believe that the network of commercial and industrial measures, which has been spread by the British Empire over various countries, can only last as long as the war, and that after that people will once more be free to go about their own commercial business. Apart from a few illusions which will be raised by creating some interregnum or other, or by some other means to prevent people from becoming suspicious, all the measures that have been set up during this war to control commercial traffic throughout the world are not intended as something that will disappear once the war is over, but as something which is only beginning with the help of the war and will then continue. The war merely provides the opportunity for noses to be poked into business records. But do not imagine that this poking of noses into business records will cease after the war. I am speaking symbolically to describe something that will take place on the widest scale. What I mean is that commercial world dominance will become more and more thorough. I am not saying all this in order to be inflammatory, but simply in order to show you what, out of the impulses of world history, really is the case. Only by recognizing what is really the case can people learn to conduct themselves appropriately. That is no doubt why that map of the European world turned out in the way I showed you on the blackboard yesterday. Let me repeat: I have traced this map back to the eighties of the nineteenth century. How far back it goes beyond that I do not know. I state only what I know, only what I can assert with certainty. That is why I have said nothing about the Scandinavian countries, since I do not know whether any plans have been made for them too. I limit myself strictly to what I know, and wish to stress this particularly on this occasion, though it is a principle which I follow on every occasion. Further, this map—that is, this rearrangement of European affairs—has the tendency to serve the formation of a universal commercial monarchy. Europe is to be arranged in such a way that a universal commercial monarchy can be founded. I am not saying that this is to happen by tomorrow. But you can see that part payments are already being demanded. Only compare the most recent note to Wilson with the map of Europe, and there you have it. Nothing is said as yet about Switzerland. This payment on account will be demanded later. But as the demands appear one by one they will correspond to the map I drew yesterday. The division of Europe shown there is suited to the founding of commercial world dominance. Study the details of this map and you will see that it is well conceived as a basis for founding what I have just said. I said: commercial world dominance. There is no need actually to possess all the territories, for it is quite sufficient to arrange them in such a way that they fall into one's sphere of influence. It is also very cleverly arranged so that at first those very regions will be drawn into the sphere of influence which I yesterday coloured yellow, as being the ones to be claimed as British: the peripheral territories. Indeed, in order to leave the others a little longer in the warm glow of a certain idealism, it is possible to arrange things in such a way that one practises the commercial domination oneself while leaving the others to play about with territories for a little longer. But the spheres of influence will be established as the drawing shows. It is quite irrelevant whether in the year 1950 there will be a Belgium, or a France extending right up to the border. The important thing is what power Belgians have in Belgium, or the French in France, and what power the British have in Belgium or France. In order to found commercial world dominance it is not necessary to actually possess the territories. What we must be clear about is that this world dominance is to be commercial and industrial. This is the basis for something extremely important. I should, though, have to give a whole series of lectures if I needed to prove these things to you in detail. This would be perfectly possible, for the things I am saying can be proved very profoundly. Today, however, I can only draw an outline. In order to found a commercial and industrial world dominance, the first thing to do is to divide the main region into two parts. This has to do with the nature of commercial and industrial affairs. I can only explain this by using an analogy: Whatever takes place on the physical plane always requires a splitting into two parts. Imagine a teacher without any pupils; there is no such thing. In the same way there cannot be a commercial empire without another region which is its counterpart. Therefore if a British commercial empire is founded, then a Russian opposite pole must be founded too. So that a differentiation can arise between buying and selling, so that the necessary circulation can come about, two regions are needed. If the whole world were to be made into a unified realm, it would be impossible to found a universal commercial realm. It is not quite the same, but similar to saying that if you produce something you need a buyer, otherwise you cannot produce. So this twofold split is necessary. And the fact that this has been initiated as a major trend is a great—indeed, a gigantic—conception on the part of those secret brotherhoods of which I have spoken. To create this contrast is a conception of universal proportions, against which everything else pales into insignificance: this contrast, between the British commercial empire on the one hand and, on the other, all that emanates from the Russian sphere involving, through their spiritual capacities, preparations for the sixth post-Atlantean period, together with everything I have described to you. It is a great, gigantic, admirable conception of these secret brotherhoods about whom we have spoken. Put simply, it is hardly possible to imagine a better opposite pole for what has developed in the West—namely, the supreme flowering of commercial and industrial thought—than the future Russian Slav who in times to come is sure to be even less inclined than he is today to occupy himself professionally with commercial matters, and who, just because of this, will be an excellent polar opposite. A commercial empire of this kind will, of course, have to state its own terms. Profound thought on the part of Spencer, and even his predecessor, led them to stress repeatedly: The industrial and commercial element which suffuses a nation does not want to have anything to do with war; it is for peace, it needs peace and loves peace. It is absolutely true: There will indeed be a deep love between the element striving towards commerce and industry and the element striving towards peace in the world. Only this love for peace can sometimes adopt bizarre forms, as witness the present note to Wilson, which certainly contains something peculiar. Look at what happens to Austria in this map, which is drawn exactly in accordance with the note. Yet this note dares to express something else as well: The common political unity living in the nations of Central Europe is not to be touched in any way. Well, this too is ‘gigantic’, a gigantically frivolous game with the truth. Usually untruths are not actually put down on paper, but here we have one note which says two different things: We shall dismember the middle realm, but we shall, of course, do it no harm. There is an accompanying chorus from the newspapers too. They write: Let us see whether the Central Powers will agree to these acceptable terms. Everywhere we read: The Entente Powers have stated their terms; now we shall see whether these terms, which ought to be eminently acceptable to the Central Powers, are bluntly rejected or not. Things have come a long way, have they not! For such things are there for all to read. Now let us see where the thought leads us. We are dealing here with a splitting of the world into two parts, and those concerned are interested in achieving this in such a way that they can say to the world: We want peace, we stand only for peace. The recipe they are following is one which is behind much that is written today. It is like saying: I shall not touch you, I shall not harm a hair of your head, but I shall lock you in a deep dungeon and not give you anything to eat! Have I done anything to you? Could anyone maintain that I have harmed even a single hair of your head? Many things are shaped in accordance with this recipe. Even the love for peace, despite the fact that it is a reality, is shaped in accordance with it. But if this love for peace is paired with a pretension to commercial world dominance it becomes unacceptable for the other side and it is utterly impossible to apply it. And so the peace-loving commercial empire is sure to find itself in future somewhat disturbed in its love for peace. This is, of course, known to those who divide the world into two parts, and so they need a rampart in between. This rampart is to take the form of the great southern European confederation which also comprises Hungary and everything else I mentioned yesterday. This is supposed to make for peace. Through the sphere of influence I have hinted at, the manner in which the British Empire is behaving towards the Mediterranean shows that it can quite easily give the southern European confederation Constantinople, as well as all kinds of other things. For they cannot go further than the Mediterranean, since the West, if it so wishes, can blockade the Mediterranean at any time. In short, you can follow in every detail the gigantic, splendid thought on which this map is based. We have not enough time today to go through everything in detail. But it is a gigantic, splendid thought to leave only the southern ports which lead to the Mediterranean open for France, whilst keeping the others under one's own sphere of influence. This means, basically, that the French Empire, which France was anyway only able to found under the protection of the others, becomes an illusion, and can also be included in one's sphere of influence. If you follow all this, you will see in how gigantic a manner is to be realized—out of what belongs to the culture of the consciousness soul—what these occult schools are striving to achieve. Those things which correspond to certain impulses do come to pass. For necessity governs world history and world evolution. These things do come to pass. But they come to pass in such a way that forces really do mutually affect one another. Just as there can never be positive without negative electricity; where opposites work on one another with varying intentions—so is it also in the events of human history. Therefore we must be careful, when we turn our attention to such things, to apply judgement that is free of moralizing. This also saves us from asking: Why must such a thing happen? For in the mission of one element or another is included the fact that things develop which must develop. And the adversary, the opposite pole must also exist: namely, something that resists whatever it is that wants to come about. This also must exist. So if we now once again take a wide view of all these things, we shall see something working in from the periphery which we have characterized as these three elements. First let us return to the centre. Our concern here is that the adversary, the opposite pole should be there, so that a kind of brake can always be applied. This brake is just as necessary as the other element. And I blame one as little as I praise the other. I am simply describing the impulses and the facts. I have not the least inclination to pronounce a morally disparaging judgement on something I am describing as a necessity arising out of the whole character of the fifth post-Atlantean period. There is nothing bad about giving the world a materialistic, industrial, commercial culture, for this is a necessity. But the opposite pole must exist, too, for human evolution cannot proceed in a straight line. Opposing forces must clash with one another, and in this clash reality evolves. In Central Europe a collection of impulses has always of necessity existed, some of which worked with those streaming to the periphery in the way I have already described, while others had what was in many ways the tragic destiny of working in opposition to these. These forces certainly stream outwards from Central Europe and make themselves felt elsewhere in many ways. But if you look closely you will find also in Central Europe the forces that oppose those I have described. Consider, for instance, that the first opposition to the theocratic, cultic element of the Spanish and Italian South came from Central Europe. It reached a certain climax in Luther and its greatest profundity in the mysticism of Central Europe. Not only German elements worked here, for mingled in the Central European stream were also Slav elements. Here there was a desire not for the Christianity of the Papal hierarchy, but for precisely that inwardness that had been hollowed out in the South. Savonarola was, after all, simply executed. This inwardness lived in the Czech, John Huss, and in Wyclif who stemmed from the Germanic element in England, and in Zwingli, and in Luther. Its more profound element is to be found in the mysticism of Central Europe, which, by the way, is very close to the Slav element. Precisely these relationships show how things fulfil themselves in a remarkable way. For Central Europe backed up by the Slav element is, in this, certainly an opponent of the periphery. So although they are in many aspects still disunited politically, Central European influences and Slav influences work together. In an occult sense, too, they work together fundamentally in a wonderful way. We see how a certain materialistic element develops more and more in the South, reaching a peak in such people as Lombroso. We see this materialistic element setting the tone elsewhere in the periphery, as well. Right up to Oliver Lodge, about whom we spoke recently, we see materialism projecting itself into spiritual life. But on the other hand we also see how this is opposed by something which emancipates itself—to start with, from the Roman, hierarchical element. In this, Copernicus, the Pole, stands behind Kepler, the archetypal German; in this, Slav spirits, in particular, stand behind those who are German spirits. Indeed I could say: On the physical plane we see links between what is Central European and what is Slav; Huss, the Czech, Copernicus, the Pole—others might just as easily be named—these form a link stretching across the physical plane. We see, too, how in Central Europe the Slav element joins with the German element—we see the eastern European Slav element growing together with Europe. This, though, we only see when we consider the occult situation. Let me give only one example: The soul of Galileo lives again in the Russian Lomonosov, and the Russian Lomonosov is in many ways the founder of Slav culture in the East. In between these two lies the spiritual world, so that we might say: The Central European Slavs are still linked with the people of the West on the physical plane; what lies behind this is linked with the people of the West via the higher plane. This fits entirely with the fact that the Russian element follows the Slav element; but it also fits with the situation in which the western Slav element must be thought of as having a relationship to Western Europe differing from that of the eastern Slav element. Therefore, only those who do not think in accordance with human evolution as a whole, but solely in accordance with the English-speaking Empire, will want to assimilate Poland in the Russian Empire. This point in particular gives an example of the difference between the kind of thinking which is concerned only with a particular group and that other kind of thinking which is concerned with the good of mankind as a whole. The thinking which is concerned with the good of mankind as a whole could never include the territory of Poland in the Russian Empire. For in a remarkable way it is precisely the western Slavs with their profoundest characteristics who belong to Central Europe. I cannot speak today about the checkered destiny of the Polish people. But I just want to say that the spiritual culture of the Polish people found one of its culminations in the Polish messianic movement—let everybody think what they like about this reality—which, out of the substance of the Polish people contains spiritual feelings and spiritual ideas belonging to mankind as a whole. We are speaking here, in a way, about that Gnostic element which corresponds to one of the three soul components which are to flow from the western Slavs to Central Europe. The second element lies in the Czech people to whom—not for nothing—John Huss belongs. Here is the second soul component inserted into Central Europe out of the Slav element. And the third component is from the southern Slavs. These three soul components push westwards like three cultural peninsulas and most certainly do not belong to the eastern European Slav element. Externally, on the physical plane, by means of political marriages, but inwardly by means of what I have just been explaining, this Austria has come about whose purpose it is to amalgamate German and western Slav peoples precisely so that the western Slavs can unfold in accordance with their own impulses. This has nothing to do with any principle of dominance! Anyone who has known Austria in the second half of the nineteenth century will regard as utterly ridiculous what is said in the present note to Wilson about Austria and a certain principle of dominance. Of course the situation is difficult. But anyone familiar with the history of Austria in the nineteenth century knows how possibilities were sought which would enable any Slav people, indeed any nationality whatever, to develop absolutely freely in Austria. However, all kinds of things are contained in this note. You need only glance at an elementary history textbook to see that the territories Italy is now demanding from Austria have never been under Italian rule. Yet the note says: The Italians are demanding the return of territories which once belonged to them. But truth is not the concern of this note, for its aim is to say what it wants to say while counting on it that the magical power of modern journalism has persuaded people to believe everything. And you can certainly often count on this. The power of journalism is indeed one of the means on which certain societies count. Just because Austria has been preparing—as it were, beneath the surface—for the mission about which I have spoken, she has always been an opponent, an opposite pole, to any Freemasonry of the kind which has developed in the West in the way I have been describing over the last few weeks. Freemasonry has never been allowed to enter Austria. Its presence begins to be felt to some extent—but merely in the way I have described—only beyond the river Leitha. Of course there are also other impulses which, as you have seen, are the cause for some degree of leniency, so that the peoples of Central Europe will not be utterly destroyed politically. The war aims, and also the peace initiatives which are at present being made, are in accord with this. But the fact that Austria herself is being attacked so viciously is in part explained by the enmity that has always existed between Austria and western European Freemasonry, right from the days of Maximilan I. It is disguised in various ways, of course, and what I am now saying is easily proved wrong, just because on the physical plane things are disguised, are masked. So we see how Central Europe has to put up a fight on behalf of mankind, for it is the pole which opposes the impulses coming from the West. This brings it about that the evolution of Central Europe does not proceed in a straight line. It fluctuates, for Central Europe always has to take up and bring to a certain climax, a certain intensity, whatever there is by way of opposition to any of the impulses coming from the West. Take the hierarchical, theocratic impulse. While a kind of Christianity is carried into Europe on the waves of the hierarchical, theocratic impulse, opposition begins to build up as early as the twelfth century. Read Walther von der Vogelweide, that great Central European poet, and you will find he opposes the Roman Papacy and indeed everything Roman. What later reaches a climax in Huss, in Luther, in Zwingli and so on, is already hinted at by Walther von der Vogelweide. Then you also find what is developing as a more inward Christianity, parallel with that of the periphery but inwardly intimate, in Wolfram von Eschenbach's Parzival epic. There, at the very beginning of the fifth post-Atlantean period, you have opposition against the theocratic, hierarchical, Roman element emanating from Spain and Italy. This opposing pole works in such an extraordinary way that intimate inwardness is never denied. It remains. It is confiscated from the principle of power and fashioned into the opposing pole. I am neither praising the one nor blaming the other, for I am simply quoting facts. After the hierarchical, theocratic principle came the diplomatic, political principle. It is carried over in all its forms and in all its side manifestations. Here, some historical details are interesting. Something that is often said in historical textbooks is not actually correct: namely, that the invention of gunpowder was the origin of modern military forces, in contrast to the armies of the age of chivalry in the Middle Ages. A much more important factor came into play when, at the beginning of modern times in Europe, the barter economy of the Middle Ages was replaced by a currency economy, so that those in power came to be administrators of money, which had formerly not been the case. Until then, barter had been much more to the fore, with money playing only a minor role. The currency economy led to the development of mercenary armies that were no longer compatible with the armies of the age of chivalry which had been adapted to the barter economy of the Middle Ages. This modern military organization started in Switzerland. The Swiss were the first soldiers in the modern sense of the fifth post-Atlantean period. You can follow this in history: It was just because the Swiss became such efficient soldiers that they were able to win all those battles they had to win in order to create a Switzerland which would later be able to withstand the assaults of chivalry. I am speaking to the Swiss amongst us. Basically the Swiss with their armies are the primary, the real, conquerors of chivalry. Chivalry was overcome in Switzerland. It was from Switzerland alone that the rest of Europe learnt how to use their armies of infantry to overcome the armies of chivalry. Study history, and you will find that this is true. Now let us proceed in history to Napoleon. Why were Napoleon's soldiers and armies superior to those of Central Europe? It was because Central Europe was still working, at the time of Napoleon, not with Swiss soldiers of course, but with the Swiss military principle, whereas Napoleon had under his command a real national army born out of the French nation itself. You will appreciate this if you follow the battles between the Central Europeans and Napoleon in the right way. How the generals of the Central European armies had to keep a hold on their mercenaries—for that is what they really were—even inside their barracks! Thus they never had the possibility of a strategy of long battle lines. Napoleon is the first to be able to use long battle lines because the French army at his disposal is a national army born of the people. When strategy necessitated a wide distribution of his forces, he did not need to worry that the men might desert. The Prussian general, on the other hand—for instance during the famous campaigns of Frederick the Great—was constantly concerned that a troop dispatched to a distant spot would desert, for his was not a national army but a crowd collected and sometimes coerced from all quarters; they came from all over the place, including quite foreign parts. The national army was invented in France, and this meant that Central Europe, starting with Prussia, also established national armies modelled on that of France. The Central European national armies came into their own when they assumed a French character. So we see how even in this field things work parallel with the periphery. When it is a matter of armies, obviously the opposition takes the form of waging war. This is not the point I want to make, however, for I want to lead on to a similar contrast in another field. So far we have seen that the hierarchical, theocratic, Roman character met its opposition in Central Europe in everything that culminated in the Reformation. The diplomatic, French character made its way into Central Europe up to the time of Frederick the Great, right into the eighteenth century. Lessing was still in a position to debate whether he might, indeed, write Laokoon in French. Read the published correspondence of the eighteenth century. In Central Europe people wrote excellent French and poor German. The French element flooded the whole of Central Europe. We can say that what the Reformation had done to what came up from the South, Lessing, Herder, Goethe and those who came after them did in relation to the French, diplomatic element. Here, in Central European literature, Goethe, Schiller, Herder and Lessing emancipate themselves from the West, just as, in the Reformation, Central European Christianity emancipated itself from the South. But this process of separation goes hand in hand with one of combination. In his youth, Lessing still wrote a great deal in French. Leibniz wrote the whole of his philosophy, apart from what he wrote in Latin, in French, not German. In both these fields there was at the same time a working together and a standing in opposition. It is quite correct to summarize as follows: The South and Central Europe—opposition; the West and Central Europe—opposition. With the third element, the British, it is the same. At first there is some kind of a parallel course. This is expressed especially in the fact that, from the eighteenth century and during the course of the nineteenth century, the great Shakespeare becomes a thoroughly German poet, for he is totally absorbed into German culture. He is not merely translated, he is totally assimilated and lives in the spiritual life of the German nation. For obvious reasons, I do not want to say that he still lives more in the spiritual life of the German nation than in that of the British nation. But look at the whole development, starting with Elias Schlegel, who first translated Shakespeare into German, and on to Lessing's subtly spiritual penetration into the spirit of Shakespeare; the enthusiasm for Shakespeare felt by the German Naturalists of the eighteenth century, and also by Goethe; the absolutely outstanding—not translations—assimilations into German of Shakespeare by Schlegel and Tieck, and so on, right up to the present. Shakespeare lives in the German nation. When I went to Vienna and sat in on the literary history lectures in addition to my scientific studies, the first I heard were by Schröer, who announced he would be speaking about the three greatest German poets, Schiller, Goethe and Shakespeare! Of course Shakespeare has not been captured in the sense that it is claimed that he is actually German. But this one example shows how standing in opposition can at the same time take the form of an absolute working together. Thus it was with regard to the diplomatic, political, French element. And so it happened also with regard to the British element. At the same time the opposite pole must be present as well. The third element has not yet found a form in Central Europe. The first was all that led to the Reformation; this was in opposition to the southern, hierarchical element. The West is opposed by what culminated in Goethe's Faust. And what we now hope for in Central Europe is the development of the element of spiritual science. In consequence there will arise the sharpest opposition between Central Europe and the British realm, an opposition even sharper than that of Lessing, Goethe and their successors, with regard to the diplomatic, French element. Thus, what took place between us and the followers of Mrs Besant and so on, was no more than a prelude. These things must be seen from wide points of view. I hope you know me well enough not to think that I speak out of any petty vanity when I say certain things. But I do believe that the great opposition is to be found between what works with experiments on the physical plane—even to proving the existence of the spirit—on the one hand, and on the other hand what in the human soul longs to rise up to the spiritual world. There is no need for anything as coarse as the declaration of an Alcyone as the actual physical Christ, for the more subtle descriptions by Sir Oliver Lodge would be quite sufficient. One senses what is intended. Well, I suppose there is no harm in saying these things. There is indeed a kind of opposition between two things that came into being more or less simultaneously when, on the one hand, Sir Oliver Lodge pointed to the spiritual world in a materialistic way, while at the same time I was writing my book Vom Menschenrätsel, in which I endeavour, in a totally Central European manner, to point to the paths which are being taken in Central Europe by the human soul to the world of the spirit. There is no greater contrast than that between the book by Oliver Lodge and the book Vom Menschenrätsel. They are absolute opposites; it is impossible to conceive of any greater contrast. This very clear differentiation only began more or less at the commencement of the fifth post-Atlantean period. Before that, things were still rather different. At first the universal Roman realm exercised its power, even as far as England, and the sharp differentiation between England and France only really came to the fore with the appearance of the Maid of Orleans. But then everything began, everything which was to happen within the context of these differentiations. The remarkable thing is that, even within this context, the impulse appears which says that a link ought to be created with the opposite pole. Thus, as I have often shown, we see the utterly British philosopher Francis Bacon of Verulam, the founder of modern materialistic thinking, inspired from the same source as Shakespeare, working across so strongly into Central Europe, in the way I have described. Jakob Böhme, too, was inspired from the same source. He transforms the whole inspiration into the soul substance of Central Europe. And again from the same source comes the southern German Jesuit Jakobus Baldus. You see, beneath the surface of what takes place on the physical plane there works what is to bring about harmony. But one must see things as clearly differentiated and not let it all disappear into a nebulous jumble. One of the greatest, most gigantic spirits of the British realm stands quite close to the opposition against what is merely commercial within the British commercial empire, and that is James I. James I brings in a new element by continuously inoculating into the substance of the British people something that they will have forever, something that they must not lose if they are not to fall utterly into materialism. What it is that he inoculates into them is something that is linked by underground channels to the whole of the rest of European culture. Here we are confronted by a significant mystery. You will agree—neither one thing nor the other can be called either justified or unjustified; things simply have to be comprehended as necessary facts. But we must be clear that we surely ought to understand these things properly. It is easy to ask the question: What can I myself do in these painful times? The first thing one can do is to endeavour to understand things, to really see through things. This brings up thoughts which are real forces and these will have an effect. What about the question: Have the good forces no power against the evil forces we see all around us? To answer this we have to remember how difficult human freedom makes it for the spiritual world to assert itself amid the surging waves of materialistic life. This is what it is all about. Is it to be made so very easy for human beings to enter fully into the life of the spirit? Future ages will look back to today and say: How careless these people were with regard to adopting the life of spirit! The spiritual world is sending it down to us, but human beings resist it with all their might. Apart from all the sadness and suffering holding sway at present, the very fact that all this does hold sway is in itself a destiny signifying a trial. Above all it should be accepted and recognized as a trial. Later it will become apparent to what extent it is necessary for those who—so it is said—are guilty, to suffer together with those who are blameless. For after all, during the course of karma all these things are balanced out. You cannot say: Are not the good spirits going to intervene? They do intervene to the extent that we open ourselves to them, if we have the courage to do so. But first of all we must be serious about understanding things; we must be deeply serious about trying to understand. As a contribution to this understanding it is necessary that a number of people muster the strength to oppose the surging waves of materialism with their deepest personal being. For something else is going to unite with the materialism that works in the industrial, commercial impulse; something coming from other, retarded impulses from the Chinese and Japanese element, particularly the Japanese element, will become increasingly caught up in materialism. Yesterday somebody asked whether the societies working from the West for a particular group did not take into account that the Japanese might follow suit from the East. Indeed, the people who belong to these societies do not regard this as something terrible, for they see it as a support for materialism. For what follows suit from Asia will simply be a particular form of materialism. What we must be clear about, at all costs, is that we have to oppose the waves of materialism with all our strength. Every human being is capable of doing this. And the fruits of such efforts will be sure to follow. There is no need to give a name to whatever it is that must work against materialism. Don't call it ‘Central European’, don't call it ‘German’; that is not necessary. But do consider how a counteraction of forces can come about and how this can be objectively proved. You can summarize in two sentences what is needed to work against materialism—which, after all, has some justification. In the fifth post-Atlantean period the world will become even more pervaded by the industrial and commercial element; but the opposite pole must also exist: There must be people who work on the opposite side because of their understanding of the situation. For what is the aim of these secret brotherhoods? They do not work out of any particular British patriotism, but out of the desire to bring the whole world under the yoke of pure materialism. And because, in accordance with the laws of the fifth post-Atlantean period, certain elements of the British people as the bearer of the consciousness soul are most suitable for this, they want, by means of grey magic, to use these elements as promoters of this materialism. This is the important point. Those who know what impulses are at work in world events can also steer them. No other national ele¬ment, no other people, has ever before been so usable as material for transforming the whole world into a materialistic realm. Therefore, those who know want to set their foot on the neck of this national element and strip it of all spiritual endeavour—which, of course, lives equally in all human beings. Just because karma has ordained that the consciousness soul should work here particularly strongly, the secret brotherhoods have sought out elements in the British national character. Their aim is to send a wave of materialism over the earth and make the physical plane the only valid one. A spiritual world is only to be recognized in terms of what the physical plane has to offer. This must be opposed by the endeavours of those who understand the necessity of a spiritual life on earth. Looked at from this point of view, you can express this counter-force in two sentences. One of these is well-known to you, but it does not yet come fully out of the hearts and souls of human beings: ‘My kingdom is not of this world.’ The sentence ‘My kingdom is not of this world’ must sound forth against that kingdom which is to be spread over the physical plane, that kingdom which is only of this world, that kingdom of commercial and industrial materialism. There is not enough time today to explain to you how the words ‘My kingdom is not of this world’ link up with the cultivation of what belongs to mankind as a whole—not to what is German, but to what belongs to mankind as a whole. In ancient India there were four castes, in ancient Greece four estates. They came into being one after the other during the course of the second, third and fourth post-Atlantean periods. In the fifth post-Atlantean period the fourth estate, social life, that which belongs to mankind as a whole, must come into being. Not everyone can be a priest, but the priestly element can strive to become the powerful, the dominant estate. We see it doing this in the third post-Atlantean period; there we see it coming to life again in the hierarchical, theocratic, Roman force. And we can see the second caste, the kingly estate in ancient Greece and Rome, coming to life again in the second post-Atlantean element, where the diplomatic, political element is particularly active; for the republican element in France is only the opposite pole of this, just as everything generates its own counterpart. The actual character of the French state corresponds solely to the monarchic principle, so that even now France is a Republic in name only. In reality she is ruled by a king, who happens to be a lawyer who used to conduct cases in Romania. It is not a question of terminology but of facts. What is so terrible today is the way people allow themselves to be so easily intoxicated by words. If somebody is called a president it does not necessarily mean that he is a president, for what matters is the actual situation. The third estate, as we know, is the industrial element, what was commerce in ancient Egypt and Greece. This is striving to come to the fore again in the British Empire and for the moment must still be dominant over the fourth element, which will eventually be the general, human element. It is interesting to observe this in one particular phenomenon. You do have to gain some insight into what is really going on if you want to understand the world. Ask the question: Where has the theory of Socialism been worked out with the greatest discernment? You will receive a curious answer: Among German Socialists. For in accordance with the principle I explained to you, the Germans always have the mission to work concepts out in their purest form. So even for Socialism the Germans have worked out pure concepts, but the German concept of Socialism does not fit in at all with the state of affairs in Germany. Social conditions in Germany do not correspond in any way to the German theory of Socialism! For instance, it is quite comprehensible that, after teaching in a Socialist school for a while, I should have been banned from teaching there, after I said that it ought to be in keeping with Socialism to develop a theory of freedom. On behalf of the leader of the Social Democrats I was told: It is not freedom that matters, but reasoned persuasion! Socialist theory does not fit in with social conditions. In other words, social theory ought to be developed on the basis of the evolution of mankind. On this basis its three great principles are developed: Firstly the principle of the materialistic view of history, secondly the principle of added value, and thirdly the principle of class war. The three principles are minutely worked out, but they do not fit in with social conditions in Germany. However, they correspond exactly to social conditions in England. That, after all, is where they were worked out. That is where Marx worked on them first of all, and then also Engels, and Bernstein. This is their source. Here they fit in because—to take the third principle—they are founded on the class war. And this class war is waged, basically, in the British soul. Think of Cromwell. If you study all the impulses that have reigned in the British soul since Cromwell, you will wind up with material for the third principle, the principle of class war. Furthermore, since the invention of the spinning-jenny and the commencement of the social life which came into being as a result, everything that has flowed into the theory of added value has been uppermost in the British Empire. And the materialistic view of history is, when you look at it, nothing but Buckle's view of history translated into a pedantic German way of thinking. Look at Buckle's History of Civilisation. It is written in accordance with the way such things are written within the framework of British culture: namely, according to the principle of never entering into consequences. Darwin, too, did not enter into the consequences. He limited himself in a certain way. But in Karl Marx's materialistic view of history the matter is transformed with severity—regardless of consequences—in, if you like, a pedantic, German way. It is interesting that no theory has been worked out for the general human element, the fourth caste or class. In this element there can be no question of dominance, for there is nothing below it over which dominance might be exercised; it is solely a matter of laying the foundation for human beings to relate with one another. A theory for this will only come about when the general human element given in anthroposophical spiritual science is made the foundation. This, if it is not misunderstood, will lead to that other, second sentence which is to be added to the first: ‘My kingdom is not of this world.’ The second sentence is: ‘Render unto Caesar what is Caesar's and unto God what is God's.’ This means that a proper attitude to life, a real cultivation of life, can only come about when one realizes that the spiritual element must be cultivated, because the spiritual world must penetrate down into the physical world. But there is no point in making any statements at all unless they can be comprehended wholeheartedly in the soul. These statements must be comprehended: ‘Render unto Caesar what is Caesar's and unto God what is God's’ and ‘My kingdom is not of this world.’ Then the atmosphere of the spiritual world will come, an atmosphere that has nothing to do with those materialistic things which have especially to develop in the fifth post-Atlantean period. But for this to happen, things must be seen in their true guise. To summarize what we have been considering, let me say: May your hearts strive to see things in their true guise. Only if hearts exist which see things in their true guise and penetrate that terrible fog of untruth which shrouds everything in the world today, can we progress in an appropriate way. As I said: Since the bow-string is stretched to its limit, it will break. In this sense this document that people have had the temerity to present to the world at this late stage, and whatever is said in response to this document, does in the first instance hold out a prospect of improvement. Whatever horrors still lie ahead of us, this document represents a challenge to the Spirit of Truth himself, and he will certainly intervene in these matters in an appropriate manner! You need only remember—let me say this in conclusion—the exemplary, or should I say non-exemplary, manner in which we ourselves have been treated. We have endeavoured to be as cosmopolitan as possible over the years. We have tried in the most conscientious way to preserve this archetypal German trait of cosmopolitanism. And what is the consequence? Read the slanderous things said about us in Britain; the theosophists there have slanted everything to make it appear that we have some kind of Germanic aspirations. We have no such aspirations; they have been foisted on us by others. Edouard Schuré,—one on whom we relied so heavily in France, and towards whom we have never been tempted to display any kind of Germanic quality, since he is fundamentally himself the bearer of German cultural life to France—even he has interpreted things containing no trace of nationalism as being ‘pan-Germanic’. How curious that only the other day we should have found under ‘Edouard Schuré’ in an encyclopaedia: ‘The mediator of German culture to France.’ This is entirely apt, for truly the only French thing about Schuré is the language he speaks. Of course, if language is taken to be paramount, then naturally the whole man can be considered French. So one is a pan-Germanist if one does not speak about the Germans in the manner preferred by the French chauvinist Schuré . And one is a German agent if one does not speak about the Germans in the way required by Mrs Besant. Similar things are beginning to appear in Italy, too, among our former friends. So it became necessary to defend ourselves. And the present time is proving most opportune for those who want to point fingers at us and say: See what attacks they are making; that shows who is the aggressor! There is the Vollrath method, and there is the Gösch method. We see it everywhere and we know it from within our own circles. First you force the other fellow to defend himself and then you treat him as the aggressor. It is a very effective method and one that plays an enormously strong role in the world today. The attacker hides behind the clamour he raises after he has forced the other to defend himself by labelling him the aggressor. Yet we have no other purpose than to serve the mission of furthering spiritual life and gaining recognition for spiritual life. This is linked on the one hand with the principle: ‘My kingdom is not of this world’, and on the other with the principle: ‘Render unto Caesar what is Caesar's and unto God what is God's.’ Both are also, as you know, good Christianity. But it will be a long time before such things are understood in every detail. Nowadays strange things are once again being said. Let me just mention this as my very last point. It is said: The Entente has stated its aims with regard to the war; now let the Central Powers state their aims, so that like can be compared with like. Indeed, this clamour for the war aims of the Central Powers has been heard for some time. Well, we have discussed some of the war aims of the Entente. But why should Central Europe name its war aims? It never had any! It has none! So quite naturally it took the stand: We will gladly negotiate, for then it will become clear what it is you want and then we shall have something on which to base our talks; but as far as we are concerned, we have nothing in particular to say; we merely want to live. Of course this does make it possible for the others to say: They are not willing to tell us what their war aims are; that means there must be something suspicious going on. There is nothing suspicious going on. Central Europe wants nothing now that it did not want in 1913 and 1912. It had no war aims then and it has none now. It is not what is said that is important but whether what is said conforms with reality. On every side we now hear the loud cry that a particularly cunning, wily trick lies at the bottom of the Central Powers' Christmas call for peace. So this Christmas call for peace is supposed to contain some trick, some wish to dupe everybody else. On many sides it is said that the Central Powers never wanted peace but were only seeking for some clever way of carrying on the war. The answer to that is: If only they had reacted to this call for peace! All they needed to do was accept it and they would soon have known whether it was some kind of trick. Along this path lies genuine thinking rather than an inclination to believe in empty phrases. We must, my dear friends, overcome the empty phrase with all the forces of our soul. This is the most intimate task we have to accomplish in our own soul. |
173c. The Karma of Untruthfulness II: Lecture XXI
20 Jan 1917, Dornach Translated by Johanna Collis |
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But, at the present stage of their evolution, human beings do not understand the strange language of dreams. Dream pictures remain incomprehensible, and this is quite natural. |
An attitude appropriate for today is one that never accepts things which are given out by many secret societies, and which are not understood, for indeed a great deal that has not been understood is today both given out and accepted. Today it is appropriate to treat what these societies give out as something that is at most a failure to give the spoken word its true value, that is, something that uses words as mere concepts. |
This points to something exceedingly important. When we understand how the living testaments of these societies—not written testaments left over for those still alive, but testaments which are forces going beyond death—when we understand how these work and are preserved, which is something that ought not to happen, then we understand something of the magical power wielded by such societies which often enables them to impress the stamp of truthfulness on to something untrue. |
173c. The Karma of Untruthfulness II: Lecture XXI
20 Jan 1917, Dornach Translated by Johanna Collis |
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Impulses connected with the spiritual world, whatever their direction, can only be understood from the viewpoint of spiritual science. As we have seen, playing into today's events there are impulses which we have traced back to human beings, but only to those who know how to handle spiritual impulses in one way or another. We must ask ourselves: Why do certain people do the kind of things we have been talking about? Which leads to the next question: Why are we living in an age when untruth—untruthfulness—is working as a dominant force in the world, a force which drives human beings with a veritable passion that could, if only it would turn towards the truth instead, bring about infinitely much in the way of healing? These things are indeed connected with what are, at the moment, the deepest impulses of humanity. We can gain a closer understanding of them, in a manner appropriate for our time, by including in our considerations the most urgent task of that spiritual-scientific view of the world which we have made our own. Remember that our anthroposophical spiritual science seeks to understand certain spiritual aspects which exist in the world, certain forces which are at work in the world of human beings in so far as they develop not only between birth and death but also between death and a new birth. It is difficult for people today to think about these things in the right way, because they have lost certain faculties which were once present in human evolution; for a while these faculties had to go underground, but now they must light up again through spiritual science. We know well enough that in olden times the human soul was linked with the spiritual world in a way that was more elementary, more natural; such links did not have to be brought about by active spiritual work but existed of themselves. We called them atavistic. We know, too, that in those days it was impossible for human beings to doubt the existence of life after death. The possibility of such doubt only arose for an interim period which is now to be succeeded by an age in which all shall know about life between death and a new birth. In those olden times something else—a third condition—came as naturally to the human soul as waking and sleeping do today. In today's state of being awake, human beings are restricted entirely to the physical world which they can perceive with their senses; they live between birth and death in a world which they can experience through their senses and through their understanding which is bounded by the brain. And in sleep they are unconscious. The entities of ego and astral body in which they live between falling asleep and waking up are not yet strong enough to supply them with a comparable consciousness. We know that the astral body has only been developing since the time of ancient Moon and the ego only since the beginning of Earth evolution. Both are young measured against cosmic evolution and they are not yet strong enough to achieve consciousness when left to themselves between going to sleep and waking up. Dreams, however, with all their manifold pictures, do rise up out of sleep. These dreams can contain a great deal that belongs to the spiritual world. There is a great deal in dreams which belongs to the spiritual world, but the human soul as it is today is not capable of seeing beyond the dreams in order to discover what it is that lives in these dreams. Dreams are deceptive pictures woven out of a veil of maya. When they are rightly interpreted they yield experiences of earlier times or prophetic indications for the future. They also reveal the interplay which takes place between the living and the dead during sleep. Everything can come to us through dreams. But, at the present stage of their evolution, human beings do not understand the strange language of dreams. Dream pictures remain incomprehensible, and this is quite natural. Just as Europeans cannot interpret the sounds spoken by the Chinese, so people today cannot interpret the picture language of dreams. Thus during this interim period the human being is totally restricted in consciousness to whatever he can discover through those older instruments, the physical body and also the etheric body, which have been developing since the time of ancient Sun and ancient Saturn and are therefore so constituted that they can offer him consciousness as long as he is in them, that is, between waking up and going to sleep. Now the spiritual science for which we are striving gives us concepts of the super-sensible world working in and behind the sense-perceptible world. The concepts and ideas given to us by spiritual science and which we make our own are related to nothing that can be perceived by the senses. They relate either to what lies between death and a new birth, or to the super-sensible world which lies beyond the world of the senses. Comprehension of these is not, or ought not to be, a mere comprehension of certain theories. We are not concerned with knowing one thing or another but with achieving a certain inner mood of soul when we take in truths relating to the super-sensible world. It is difficult to describe these things in words because our language has been coined for the external, physical plane, so we have to exert ourselves when applying it to super-sensible conditions. You could say that everything to which we ordinarily apply our understanding lives coarsely, densely in our soul because our brain is always at our disposal and is trained to deal with ideas and concepts relating to the physical plane. But to explain things which do not relate to the physical plane we have to exert our soul to such an extent that, when we study spiritual science, our brain plays an ever-decreasing part. When we experience difficulties in understanding what spiritual science gives us, this is only because our brain impedes our understanding. Our brain is adjusted and adapted to the coarse concepts of the physical plane and we have to exert ourselves to acquire the subtler concepts—subtler only in so far as human comprehension is concerned—of the spiritual world. This exertion is entirely healthy, it is certainly good, because with spiritual science we then live in our soul in a new way, quite different from that required by physical knowledge and understanding and ideas. We transport ourselves into a world of mobile, subtle pictures and ideas, and that is significant. It is possible for all of you to be aware of the point at which you are sufficiently within the sphere where the etheric body more or less lives on its own, using the brain only in faint vibrations. It is the point at which you begin to feel that you no longer have to exert yourself to think the thoughts given by spiritual science, in the way in which you have to exert yourself to think everyday thoughts. You know very well that you yourself make the thoughts which you think about everyday matters on the physical plane; you develop the concepts in accordance with the daily requirements and conditions of life, in accordance with sympathies and antipathies and with whatever is prepared by your senses and by your brain-bound understanding. With spiritual science, however, once you really enter into it, you will begin to sense: I have not thought all this myself; it has already been thought before I think it; it is floating there as a thought and merely enters into me. When you begin to feel: This is floating in the objective thinking of the universe and merely enters into me—then you will have won a great deal. You will have experienced a relationship to that delicate etheric, floating and weaving world in which your soul lives. After that it is really only a matter of time, though it might be quite a long time, before you gradually enter that sphere which we share with those among the dead with whom we are karmically linked. I said that in olden times there was no question of discussing whether immortality existed or not. People then had a third condition apart from sleeping and waking, an in-between condition which was not merely a state of dreaming. It was an elementary and natural condition, in which human beings saw their dead spiritually face to face. They were there and they lived together with them. In those earlier times, when people did something, or when something happened to them which was a little out of the ordinary—and this of course happened and still happens all the time, for we are not only creatures of habit—they then felt beside them one or another of those who had gone through death before them, either long, or not so lang, ago. They felt as though the dead person acted with them, or joined in their counsel. So when the soul of a person living on the earth decided to do something, or when something happened to that person, this soul felt that there was one who had died who joined in the action or the suffering. The dead were present. So there was no discussion about immortality or the lack of it. It would have been as pointless as questioning whether someone with whom we are speaking is actually there or not. Whatever we experience is a reality, and in olden times people experienced how the dead shared in all that happened. We know the reasons why those times had to go into the underground of existence. But they will return, though in a different form. The manner of their return will be brought about by human beings who achieve the mood of soul which can be achieved through spiritual science, through actively living in the pictures of the spiritual world given by spiritual science. This will enable the soul to attain a delicate attuning, and then into this delicate attuning the souls of the so-called dead will enter. Of course they are always present, but what matters now is that we should be aware of how they enter into our soul-sphere. Of course, the dead always surround those of us with whom they were karmically linked during life. But to enable them to enter our consciousness we must go to meet them with the fine attuning I have just described. For you see it is always possible for the dead to gain entry into human souls if these souls lead their life in a mood such as that described just now, where the concepts and ideas formed by these souls live, somehow, in a super-sensible sphere. From the bodily, physical aspect of man the dead have to flee, for at the moment they cannot enter there. Neither can they enter those thoughts which only rise up from the brain after the manner of the physical world. And because today human beings mostly entertain only thoughts that rise up from the brain, it is so very difficult for the dead to make contact with the living. But if the living go to meet the dead by developing the fine attuning that arises when one concerns oneself a great deal with super-sensible ideas, then the dead can enter that floating and weaving world which extricates itself from the bodily aspect and takes no account of it. Today everything depends on whether human souls will find it possible, in some measure, to tread the path which leads to the dead. For then the dead will come to meet them. There must be a meeting in a common realm. I have often stressed that what spiritual science has to say about the super-sensible world, the concepts and ideas we develop—all this is there for both the living and the dead. That is why I have recommended the practice of reading to the dead: that is, of unfolding thoughts orientated to them which refer to the super-sensible world. Doing this is a way of offering them a bridge and it is one which can reach not only those who have died recently, but all those who have died, even a very long time ago. In this way the living have the possibility of approaching the dead. And similarly the dead have the possibility of working into the thoughts of the living. When you have absorbed the spirit of spiritual science you will be able to form from such arguments a fair conception of the fact that in the materialistic age we human beings have lived through for so long the dead can have less and less influence on the course of events here in the physical world where human beings have turned towards more materialistic ideas relating only to the physical plane, ideas which are of no use to the dead. So events in the physical world now run their course without any, or with only very little, influence from those who have passed on. This will have to change. Active communication must once more be established between the living and the dead. Those who have died must become able to work into the physical world, so that what takes place there no longer goes on solely under the influence of conceptions which arise in this physical world. So our pursuit of spiritual science is indeed intimately bound up with giving the dead an opportunity to work here in the physical world. It must be said that a grave and lofty aim of our work in spiritual science is the creation of a link between the spiritual world, where the dead have their home, and the physical world. Then the dead will no longer have to say to themselves that they are more or less exiles from the physical world owing to the fact that the living, down here, cannot develop thoughts through which the dead might bring their influence to bear in this physical world. Many, for sure, will say: I have been striving to open myself to the ideas of spiritual science, but I have seen no sign of any influence emanating from the dead. My dear friends, these things demand a good deal of patience. You must take into account the degree to which for centuries the life of mankind on the physical plane has tended towards materialism and against anything that might make it possible for the dead to work here in a suitable way. Amongst all that has been going on for centuries, certain feelings, certain sensations have developed which human beings now entertain quite unconsciously towards the spiritual world. To these feelings and sensations, what comes today from spiritual science frequently appears as no more than abstract theory. One may well be convinced that what spiritual science has to say about the spiritual world is true. And yet it has not thus far entered so fully into one's whole soul life as to enable one to develop those sensations and feelings which do not disturb the delicate and subtle play of what comes over from the dead. It is not easy to see these things in their proper light. People today are the children, or the grandchildren, or the great-grandchildren, or even the great-great-grandchildren of those who have lived during recent centuries and who have, under the influence of rising materialism, turned their sensations and feelings in certain directions. These directions are now expressed in every detail of these feelings and sensations. We can have the best will in the world to turn in the right way to someone who has died, to remember someone in the right way. But the whole disposition of our feelings and sensations working, perhaps one could say, through our blood which flows down to us from our ancestors, is not suited to placing before our soul in a proper way the delicate and intimate manifestations and revelations which come from the dead. Instead our feelings are like flickering lights, excitable flickering lights which interpose themselves in front of these subtle impulses which are today still so very delicate and intimate. But though this may be the case we need not be discouraged, but should always cling to the positive aspect. And the positive aspect is that we genuinely strive for that condition which in certain moments of life, as the fruit of studying spiritual science, can give us a peacefulness of soul. What matters is that peacefulness of soul, the fine attuning in that peacefulness of soul, which makes it possible for us to receive these delicate, intimate manifestations and revelations from the kingdom of the dead. Something else, too, is necessary, and that is the goodwill to resist all that untruthfulness about which we have been speaking in these lectures. All these untruthfulnesses that buzz about in the world enter into what might be called the spiritual aura and generate there a thick fog which the dead find impossible to penetrate. This thick fog contains all that black rubbish which comes, for instance—to name only one source—from today's journalism, in the form of untruths which are printed and repeated, creating an aura of untruthfulness spanning the earth. It is no exaggeration to say that it is exceedingly difficult for the dead to penetrate this black fog. Therefore, with the help of ideas such as those we have been developing concerning the absolutely concrete untruthfulness buzzing about in the world, it is necessary to endeavour to reach clarity, to really make the effort in this field to recognize the purely external truth of the physical plane in so far as this can become accessible to us, in order not to cover our soul with a dense fog through which the spiritual world simply cannot penetrate. You will understand how very necessary this is. In conjunction with the concepts we have just been discussing, let us now touch on the question: What is the aim of those secret societies which send impulses of the kind we have been describing into the world, impulses which then live in the life of untruthfulness and which have led, out of this untruthfulness, to the painful events of today? What do these secret societies want? Among others—we cannot go into everything—there is one particular thing they want: They want to materialize materialism even further; they want to create even more materialism in the world than would come about as part of the natural evolution of mankind in the fifth post-Atlantean period. They want even more materialism. This is only one aspect of what they are aiming for, but it is the aspect we want at least to touch on here. With this aspect in mind such societies are founded and with this aspect in mind people are persuaded to join them, people who are approached during their lives because they are deemed suitable. There are the most varied types of such societies. One type, much in evidence in the West and taking all kinds of forms, includes organizations which practise ceremonial magic. Ceremonial magic can, of course, be good magic, but we are speaking now of those societies which do not practise ceremonial magic for the good of mankind in general, but for the good of certain groups of people, or certain specific aims which are not general human aims. Let us look first at those societies which practise ceremonial magic from this point of view. As we have said, it can be good, but in these societies it is not good. Certain kinds of ceremonial magic have definite effects on the human physical body. Everything physical is, after all, a manifestation of the spirit. Certain spiritual aspects which come into being under the influence of ceremonial magic can have an effect on the human physical body, specifically on the system of ganglia, as I described it the other day, and also on the spinal system. The cerebral system is the most difficult of all to influence by means of ceremonial magic. All this has to be done via the detour of the spiritual element, but it can be done and it can become effective. Imagine certain secret societies carrying on a form of ceremonial magic directed towards its grey or black aspects. Imagine they influence their members in a way that affects even their physical body, even the delicate vibrations and weavings of their physical body, so that something spiritual flows into this physical body. What is the consequence? The consequence is that something now comes about which was suitable in earlier periods of human evolution but is no longer permissible today. Such procedures make it possible for the spiritual world to influence those human beings who participate, even though they do not turn towards it along the path I have described. This means that it becomes possible for the dead, as well as other spirits, to influence the members of a circle created by ceremonial magic. In this way today's materialism can be made hyper-materialistic. Imagine a human being—and there are countless such in the West—who is entirely materialistic, not only in his view of the world but also in all his feelings and sensations. And then imagine this materialistic disposition increasing to a high degree. Such a person must of necessity develop an urge to exercise an influence on the material world, not only while he lives in his physical body but also after he has died. He is bent on the following: When I die I want to have some abode through which I can affect the people I have left behind on the earth, or who are trained in such a way in relation to me. There are indeed certain people today whose materialistic urge is so great that they strive for means by which they can cultivate connections with the physical world even beyond death. And such means, through which a person secures for himself the possibility of affecting the material world from beyond death, are abodes of certain kinds of ceremonial magical practice. This is something that can have immense consequences. Imagine a number of people brought together to form a certain brotherhood. These people know: Others have gone before us; their urge to exercise their power was so great that their life on earth was not enough for its gratification, so they want to go on gratifying it even after death. For them we are creating an abode, and through the acts of ceremonial magic we perform, they work into our bodies. Because of this we gain greater power than we have; because of this we are enabled to exercise a certain degree of magical power over other, weaker people who stand outside such brotherhoods. When we speak words, when we give a speech, these dead souls work in us because we have been prepared by sharing in these acts of ceremonial magic. It is one thing if somebody who simply participates honestly in the cultural processes of our time gives a speech in parliament or writes a newspaper article. But it is something entirely different if a person who belongs to a circle of ceremonial magic, and is thus strengthened by the power urges of some who have died, gives a speech in parliament or writes an article for a newspaper. The latter exercises an immensely greater degree of influence in the direction of his wishes than would be the case if he did not have this backing. This is one side of the matter. The other side is that those who enter the circle of certain societies practising ceremonial magic are securing for themselves a power that reaches beyond death, a kind of ahrimanic immortality. For these people this is their main concern. For them, the society they enter provides a kind of guarantee that certain forces—which should by rights only live in them until the moment of death—will continue to live, even beyond death. More people than you might think are nowadays filled with this idea of guaranteeing for themselves an ahrimanic immortality, which consists in exercising influence not only as an individual human being, but also through the instrument of a society of this kind. Such societies exist in the most varied forms, and individuals who have attained certain degrees of advancement in these societies know: As a member of this society I shall become to some degree immortal because forces which would otherwise come to an end at my death will continue to work beyond death. What these people then experience through this ceremonial magic makes them quite oblivious to a thought which would concern someone who takes such things truly seriously and in a genuinely dignified way. This is that the more a person gains by way of materialistic immortality, or rather ahrimanic immortality, the more he loses of the consciousness of true, genuine immortality. Yet materialism has taken such a hold on many souls today that they remain unconcerned about this and are tricked into striving for ahrimanic immortality. It could indeed be said that societies exist today which, from a spiritual or occult point of view, could be called ‘insurance companies for ahrimanic immortality’! It is only a small number of people in each case who understand all these things. For as a rule these societies are organized in such a way that the ceremonial magic they practise influences only those who are unaware of the implications, merely desiring to make contact with the spiritual world by means of symbolic ceremonies. There are many such people. And those who have this desire are by no means necessarily the worst. They are accepted as members of the circle of ceremonial magic among whom there are then a few who simply use the rest of the members as instruments. Therefore one should beware of all secret societies administered by so-called higher grades whose aims are kept hidden from the lower grades. These administrative grades usually comprise those who have been initiated to a stage at which they only have a vague idea of what I have just been explaining to you. They comprise those who are to work positively in connection with certain goals and aims which are then realized by the wider group of those who have been merely inveigled into the circle of ceremonial magic. Everything these people do is done in such a way that it leads in the direction required by the higher grades but is strengthened by the forces which come from ceremonial magic. Those who know how huge a number of such societies exist in the West can begin to gain an idea of what immensely effective tools such societies of ceremonial magic can be for certain far-reaching plans for the world. As you have seen, the chief aim is to prolong into our time a way of proceeding in which the spiritual world works into the sense-perceptible, physical world in a manner that was right in earlier times. For our times, however, the right procedure is for human beings to go towards the dead and meet them half-way. In the mood we have just been discussing, however, a path is sought which was appropriate in earlier, atavistic times but which today is brought about through the medium of ceremonial magic. This should give you an idea of the disproportionate lengths to which exaggerated materialism, materialism that is hyper-materialistic, is prepared go in order to cross the border to the spiritual world, a border which today should only be crossed by means of attuning the soul to that mood which can be achieved through contemplating super-sensible concepts. An attitude appropriate for today is one that never accepts things which are given out by many secret societies, and which are not understood, for indeed a great deal that has not been understood is today both given out and accepted. Today it is appropriate to treat what these societies give out as something that is at most a failure to give the spoken word its true value, that is, something that uses words as mere concepts. In much that today buzzes about in the world by way of untruthfulness and by way of egoism, in much that has even led to the canonization of egoism—not by the Pope, of course—in much that has led to the coining of the phrase sacro egoismo, which has become a new saint, though not canonized by the Pope, in much that today buzzes about in the world by way of egoisms and untruthfulnesses, influences and impulses are at work which gain extra strength from the world of the dead, in the manner described. And by searching for these impulses you will be led on to link up with other impulses about which you may find information in my book The Spiritual Guidance of Man. The lectures on which this book is based were given in 1911 in Copenhagen, for the most varied reasons. You will find there a description of how certain angelic powers remained behind in the third post-Atlantean period, in order today to unfold a force resembling that developed during the ancient Egyptian epoch. In those lectures I said: ‘Anything wonderful can become a tempter and seducer of mankind if people follow it one-sidedly; and then if this one-sidedness starts to take a hold, the great danger arises that all kinds of good endeavours begin to manifest as fanaticism. True though it is that mankind progresses by means of its noble impulses, it is equally true that an over-enthusiastic, fanatical pursuit of these most noble impulses can lead to all that would be worst for their right unfolding.’ The lecture then goes on to describe how certain forces which had their proper place in the third post-Atlantean period are now starting to work in our time. One may now add that just as an individual quite rightly finds a connection with his proper angel, so is it also possible for him to find a connection to those retarded spirits of the Egypto-Chaldean period, those retarded angels, if he seeks those forces and impulses which, in fact, are exaggerated ahrimanic forces coming in the manner described from the realm of the dead. These retarded angels play an important role in the secret societies I have been describing to you. There they are important helpers and leading spirits. A great deal that goes on in such secret societies is aimed at bringing Egypto-Chaldean elements in the old way into the present time. When these matters are no mere tomfoolery but stand fully in occult life, this takes place under the influence of retarded beings from the hierarchy of the angels who become leaders there. These are the beings from the hierarchy next above man who are sought by these societies. This points to something exceedingly important. When we understand how the living testaments of these societies—not written testaments left over for those still alive, but testaments which are forces going beyond death—when we understand how these work and are preserved, which is something that ought not to happen, then we understand something of the magical power wielded by such societies which often enables them to impress the stamp of truthfulness on to something untrue. And indeed, one of their important magical functions is to spread untruth in the world in such a way that it gives the effect of being the truth. For in this working of the ‘untruth in what is true’ lies one of the mighty strengths of evil. This strength of evil is then put to considerable use in all kinds of quarters. This I wanted to say today, in order to give you the esoteric background to the more exoteric matters I have been describing. Tomorrow we shall continue with this and endeavour to enter even more deeply into certain aspects. |
173c. The Karma of Untruthfulness II: Lecture XXII
21 Jan 1917, Dornach Translated by Johanna Collis |
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In our present context it is particularly important to understand that in the world through which man passes between death and a new birth an evolution, a development is taking place just as much as is the case here on the physical plane. |
They are beyond the door of the East. And in this connection the experiences we undergo now, in the fifth post-Atlantean period, in the sphere of development of materialism are very significant. |
It is because human beings in this materialistic age—human beings in general, rather than those who understand these things—are too spiritual—paradoxical though this may sound. That is why they can be so easily approached by purely spiritual influences such as those of Lucifer and Ahriman. |
173c. The Karma of Untruthfulness II: Lecture XXII
21 Jan 1917, Dornach Translated by Johanna Collis |
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Let me start by drawing your attention to a number of things which might be of interest to you, beginning with an article in yesterday's issue of Schweizerische Bauzeitung, reporting on the Johannesbau in Dornach, near Basel. This is the result of a recent visit of a group of Swiss engineers and architects. The article is most gratifying and fair. Indeed, it is like an oasis in the midst of other things which have recently appeared in print about our efforts which had their source in our very midst. It is most satisfying to find such a fair discussion that gives the building its due, especially since it comes from specialist, objective quarters outside our own circle. Do read it. Herr Englert, who acted as guide for that group of Swiss engineers and architects who showed such genuine interest in our building from the technical and also the aesthetic point of view, has just reported that the article is also due to be published in French in the Geneva journal Bulletin de technique. Further, I should like to draw your attention to a book—you will excuse my inability to tell you the title in the original language—just published by our friend Bugaev under his pen-name of Andrei Belyi. The book is in Russian and gives a very detailed account in great depth of the relationship between spiritual science and Goethe's view of the world. In particular it goes into the connections between Goethe's views and what I said in Berlin in the lecture cycle Human and Cosmic Thought about various world views, but it also discusses a good deal that is contained in spiritual science. Its connections to Goethe's views are discussed in depth and in detail and it is much appreciated that our friend Bugaev has published a revelation of our spiritual-scientific view in Russian. Herr Meebold, too, has just published a book in Munich to which I should also like to draw your attention. The title is The Path to the Spirit. Biography of a Soul. You will find it interesting because Herr Meebold describes in it a number of experiences he had in connection with the Theosophical Society. These are the oases in the desert of attacks. It seems that another has just appeared, written by one of our long-standing older members. It is said to be particularly scandalous, but I have not yet seen it. These attacks from among our members are particularly unwelcome because we realize that it is precisely these long-standing older members who ought to know better. Yesterday we spoke about aspects of the human being's connections with the super-sensible world, particularly with regard to the fact that our dead, and indeed all those who have left their bodies and gone through the gate of death, must be thought of as being in that world. In our present context it is particularly important to understand that in the world through which man passes between death and a new birth an evolution, a development is taking place just as much as is the case here on the physical plane. Here on the physical plane, taking a shorter span to start with, such as the post-Atlantean time, we speak of the Indian, the Persian, the Egypto-Chaldean, the Greco-Latin, the modern period, and so on. And we consider that during the course of these periods an evolutionary process takes place—in other words, that human souls and the manner in which these souls manifest in the world during this sequence of periods differ in characteristic ways. Similarly, if only one can find sufficiently graphic concepts, one can speak of an evolution that takes place for these periods of time in the sphere through which the dead pass. There, too, an evolution takes place. On all kinds of occasions, where this has been possible, this evolution has been discussed in different ways. But relatively easy though it is to speak of evolution on the physical plane—and as you know it is not all that easy in this materialistic age—it is naturally less easy to do so with regard to the spiritual world, since for that world we lack sufficiently graphic concepts. Our language was created for the physical plane, and we are forced to use all kinds of paraphrases and graphic substitutes in order to describe the spiritual sphere in which the dead are living, especially with regard to evolution. Naturally, of particular interest now is the fact that life between death and a new birth in our fifth post-Atlantean period is suitably different from what it was in earlier times. While the materialistic cultural period is running its course here on earth, a great deal is also taking place in the spiritual world. Since the dead have a far more intense experience of everything connected with evolution than is the case for people living on the physical plane, their destiny is most intensely dependent on the manner in which a certain evolution takes place in definite periods. The dead react far more intimately, far more subtly, to what lives in evolution than do the living—if we may use these expressions—and this is perhaps more noticeable in our materialistic age than has ever been the case before. Now, to assist our understanding of a number of things we shall be discussing, I want to introduce into these lectures something that has emerged in relation to this, as a result of careful observation of the actual situation. To do this I shall have to widen our scope somewhat and speak today about various aspects in preparation for the statements towards which our train of thought is leading. I have already pointed out that the right way to look at the human being in relation to the universe is to consider the individual parts of his being separately. From the spiritual point of view, what exists here on the physical plane is more a kind of image, a manifestation. Thus we may regard as fourfold the physical human being we see before us. First we see the head. As you know from earlier discussions, the head as it appears in a particular incarnation is supposed to have reached its final stage in that incarnation. The head is the part most strongly exposed to death. For the way our head is formed is, for the most part, the consequence of our life in our previous incarnation. On the other hand, the formation of our next head in our next incarnation is the consequence of the life of our present body. A while ago I expressed this briefly by saying: Our body, apart from our head, metamorphoses itself into our head in our next incarnation, while our next body is growing towards us; whereas our present head is the metamorphosed body of our previous incarnation, the rest of our body has grown towards us more or less—there are varying degrees—out of what we have inherited. This is how the metamorphosis takes place. Our head, as it were, falls away in one incarnation, having been the outcome of our body in our previous incarnation. And our body transforms itself, metamorphoses itself—as does leaf to petal in Goethe's theory of metamorphosis—into our head in our next incarnation. Now because our head is formed from the earthly body of our previous incarnation, the spiritual world has a great amount of work to do on this head between death and our new birth, for its archetypal form must be fashioned by the spiritual world in accordance with karma. That is why, even in the embryo, the head appears before anything else in its complete form, for more than any other part it has been influenced by the cosmos. The body, on the other hand, is influenced for the most part by the human organism. So this appears later than the head in the embryo. Apart from its physical substance, which has of course been gathered through heredity, our head, in its form, its archetypal form, is indeed shaped by the cosmos, by the sphere of the cosmos. It is not for nothing that your head is more or less spherical in shape, for it is an image of the sphere of the universe; the whole sphere of the universe works to form your head. Thus we can say that our head is formed from the sphere. Just as here on earth people busily work to construct machines and build up trade and commerce, so in the spiritual world human beings are busy, though not exclusively, developing all the technical requirements, the spiritual technical requirements for building the head for their next incarnation from out of the sphere of the universe, the whole cosmos, in accordance with the karma of their earlier incarnations. We glimpse here a profound mystery of evolution. [IMAGE REMOVED FROM PREVIEW] The second aspect we must consider, if we want to view man as a revelation of the whole universe, comprises all the organs of his breast, centred around lung and heart. Let us look at them without the head. The head is an image of the whole spherical cosmos. Not so, the organs of the breast. These are a revelation of all that comes from the East. They are formed out of what might be called the hemisphere. (See diagram). Imagine the cosmos like this. Then you can see the head as an image of the cosmos. And the organs of the breast can be seen as an image of what streams in from the East—the hemisphere I am shading green. This hemisphere alone works on the organs of the breast. Or, expressed as a paradox: The breast organs are half a head. This is the basic form. The head is based on the sphere, the breast organs on part of a circle, a kind of semicircle, only it is bent in various ways so that you can no longer recognize it exactly. You would be able to see that your head really is a sphere had luciferic and ahrimanic forces never worked on man. And you would see that the organs of the breast are really a hemisphere, had these forces never exercised their influence. The direction in relation to the centre—one would have to say for ordinary earthly geometry, the infinitely distant centre—is eastwards. An eastward-facing hemisphere. Now we come to the third part of the human being, excluding head and breast organs: the abdominal organs and the limbs attached to the abdomen. Although this is not an exact term, I shall call all this the abdominal organs. Everything I comprehensively call the abdominal organs can also be related, like the other parts, to forces which work and organize from without. In this realm they work, of course, on man from the outside via embryological development in the way they do because during pregnancy the mother is dependent on the forces which have to be gathered together to form the abdomen, just as forces have to be collected from the sphere to form the head and from the East, the hemisphere, to form the organs of the breast. The forces that work on the organs of the abdomen must be imagined as coming from the centre of the earth, but differentiated, with all that this entails, according to the region inhabited by the parents or ancestors. The forces all come from the centre of the earth, but with differentiations depending on whether a person is born in North America, Australia, Asia or Europe. The organs of the abdomen are determined by forces from the centre of the earth with differentiations according to region. Seen from the occult point of view, the complete human being also has a fourth aspect. You will say that we have already dealt with the whole human being, and this is so, but from the occult point of view a fourth aspect must be considered. We have examined three parts, so now all that is left is the total human being. This totality, too, is a part. Head, chest and abdomen all together form the fourth aspect, the totality, and this totality is in turn formed by certain forces. This totality is formed by forces that come from the whole circumference of the earth. They are not differentiated according to region. The total human being is formed by the total circumference of the earth. Herewith I have described to you the physical human being as an image of the cosmos, an image of the forces of the cosmos working together. Other aspects, too, might be considered in connection with the cosmos. For this we would have to think of the spiritual cosmos in relation to the human being, not only the physical cosmos. We have just been examining the physical human being, so we were able to remain with the physical cosmos. Once we start to consider the discarnate human being between death and a new birth we cannot remain with the elements of space, for the three-dimensional space that we have—though it determines the measure of the physical human being living between birth and death—does not determine the measure of the spiritual human being living between death and a new birth. We have to realize that those who are dead have at their disposal a world that is different from the one which lives in three dimensions. To turn now to the discarnate human being, the one we call a dead human being, perhaps we need a different kind of consideration. Our method of consideration must remain more mobile. Also there are various points of view from which we could conduct our considerations, for life between death and a new birth is just as complicated as life between birth and death. So let us start with the relationship between the human being here on earth and the human being who has entered the spiritual world through death. Once again we have the first part, but it is temporal rather than spatial. We could call it the first phase of a development. The dead human being goes, you might say, out into the spiritual world in a certain way; he leaves the physical world but, especially during the first few days, is still very much connected with it. It is very significant that the dead person leaves the physical world in close connection with the constellation arising for his life from the positions of the planets. For as long as the dead person is still connected with his etheric body, the constellation of planetary forces resounds and vibrates in a wonderful way through this etheric body. Just as the territorial forces of the earth vibrate very strongly with the waters of the womb that contains a growing physical human being, so in a most marked way do the forces of the starry constellations vibrate in the dead person who is still in his etheric body at the moment—which is, of course, karmically determined—when he has just left the physical world. Investigations are often made—unfortunately not always with the necessary respect and dignity, but out of egoistic reasons—into the starry constellation prevailing at birth. Much less selfish and much more beautiful would be a horoscope, a planetary horoscope made for the moment of death. This is most revealing for the whole soul of the human being, for the entry into death at a particular moment is most revealing in connection with karma. Those who decide to conduct such investigations—the rules are the same as those applied to the birth horoscope—will make all kinds of interesting discoveries, especially if they have known the people for whom they do this fairly well in life. For several days the dead person bears within himself, in the etheric body he has not yet discarded, an echoing vibration of what comes from the planetary constellation. So the first phase is that of the direction in the starry constellation. It is meaningful as long as the human being remains connected with his etheric body. The second phase in the relationship of the human being to the cosmos is the direction in which he leaves the physical world when he becomes truly spiritual, after discarding his etheric body. This is the last phase to which terms can be applied in their usual, rather than in a pictorial, meaning to describe what the dead person does, terms which are taken from the physical world. After this phase the terms used must be seen more or less as pictures. So, in the second phase the human being goes in the direction of whatever is the East as seen from his starting point—here, direction is still used in a physical sense, even though it is away from the physical world. Through whatever is for him an easterly direction the dead person journeys at a certain moment into the purely spiritual world. The direction is to the East. It is important to be aware of this. Indeed, an old saying found in various secret brotherhoods, preserved from the better days of mankind's occult knowledge, still points to this. Various brotherhoods speak of one who has died as having ‘entered into the eternal East’. Such things, when they are not foolish trappings added later, correspond to ancient truths. Just as we had to say that the organs of the breast are formed out of the East, so must we imagine the departure of the dead as going through the East. By stepping out of the physical world through the East into the spiritual world, the dead person achieves the possibility of participating in the forces which operate, not centrifugally as here on earth, but centripetally towards the centre of the earth. He enters into the sphere out of which it is possible to work towards the earth. The third phase may be described as the transition into the spiritual world; and the fourth as working or having an effect out of the spiritual world, working with the forces from the spiritual world. Such ideas bring us intimately close to what here binds the human being to the spiritual worlds. The table below shows that the conclusion of number 4 meets up with the beginning of number 1, namely working on the head out of the realm of the sphere. This work is done by the human being himself after he has entered into the spiritual world by way of the East.
In our dealings with the dead we can perceive strongly that those who have died have to leave the physical world in an easterly direction. They are to be found in the world which they reach via the door of the East. They are beyond the door of the East. And in this connection the experiences we undergo now, in the fifth post-Atlantean period, in the sphere of development of materialism are very significant. For you see, in this fifth post-Atlantean period, the dead now lack a great deal because of the materialistic culture prevalent in the world. Some aspects of this will be clear to you from what we said yesterday. When, by suitable means, we come to know the life of the dead today, we discover that they have a very strong urge to intervene in what human beings do here on earth. But in earlier times, when there was less materialism on the earth than there is today, it was easier for the dead to intervene in what took place on the earth. It was easier for them to influence the sphere of the earth through what those on earth felt and sensed of the after-effects of the dead. Today it can be experienced very frequently—and this is always surprising in the actual case—that people who have been intensely involved in certain events during their life are unable, in their life after death, to have any interest in the events which take place after their death, because they lack any kind of link. Amongst us, too, there are souls who showed great interest for events on earth while they were here but who now, having gone to the spiritual world, find the events taking place since their death quite foreign to them. This is frequently the case, even with distinguished souls who here on earth were greatly gifted and filled with the liveliest interest. This has been going on for a long time, indeed it has been on the increase during the whole of the fifth post-Atlantean period, ever since the fifteenth and sixteenth centuries. Expressed in commonplace terms—which are unfortunately all we have in our language—our experience is that, because they are less and less able to intervene in what human beings do, the dead have instead to intervene in the way people manifest as individual personalities. So we see that since the fifteenth and sixteenth centuries the interest and the work of the dead has been concentrated increasingly on individual personalites rather than on the wider contexts concerning mankind. Since I have occupied myself closely with this very aspect, I have reached the conviction that it is connected with a certain phenomenon of modern times that is very noticeable to those who are interested in such things. In recent history, unlike former times, we have the remarkable phenomenon of people being born with outstanding capacities. In general they work with tremendous idealism and distinguished endeavour but are incapable of gaining a broader view of life or of widening their horizons. In the whole of literature this has been expressing itself for some time. Individual ideas, concepts, and feelings, expressed either in literature or art, or even science, sometimes display strong promise. But an overall view is not achieved. This is also the reason why people find it so difficult to achieve the broader view needed in spiritual science. It happens chiefly because the dead approach individuals and work in them on capacities for which the foundations are laid during childhood and youth. The faculties which enable individuals to gain a broader view when they reach maturity are more or less untouched by the activities of the dead in this materialistic age. Incomplete talents, unfinished torsos—not only in the wide world, but also in individual situations—are therefore very prevalent because the dead can more readily approach individual souls rather than what lives socially in human evolution today. The dead have a strong urge to reach what lives socially in human evolution, but in our fifth post-Atlantean period this is exceedingly difficult for them. There is another phenomenon today of which it is most important to become aware. There exist today many concepts and ideas which have to be very definite if they are to be of any use. Modern, more mercantile, life demands clearly defined concepts based on calculations. Science has become accustomed to this, but so has art. Think of the development art has undergone in this connection! It is not so long ago that art was concerned with great ideals on a wide scale, when, thank goodness, concepts were insufficient for an easy interpretation of great works which were full of meaning. This is no longer the case to the same extent. Today, art strives for naturalism, and concepts can easily encompass works of art because now they have often arisen merely from concepts instead of from an elemental, all-embracing world of feeling. Mankind is today filled to the brim with commonplace, naturalistic concepts which are determined by the fact that they have been conceived entirely in relation to the physical plane where it is in the nature of things to be sharply defined and individualized. Now it is significant that the so-called dead do not appreciate such concepts. They do not appreciate sharply-defined concepts which are immobile and lifeless. One can learn some extraordinary things, some very interesting things in this connection—if I may be permitted to use such commonplace and banal expressions for these venerable circumstances. As you know, for we have gone through all this together here, I have recently been endeavouring to discuss, using lantern slides, all kinds of considerations about periods in the history of art. I have been endeavouring to find concepts for all kinds of artistic phenomena. To communicate through speech one has to find concepts. Yet I have constantly felt the need to avoid firm, clearly-defined concepts for artistic matters. Of course, for the lectures I had to attempt to define the concepts as far as possible, for they have to be defined if they are to be put into words. But while I was preparing the lectures and formulating the concepts I must say I had a certain aversion, if I may use this word, to expressing what had to be said in such meagre concepts as have to be used if things are to be expressed in words. Indeed, we shall only understand one another in these realms if you translate what has been expressed in close-textured concepts back into concepts of which the texture is less clearly defined. If one comes up against this experience at a time when one is also concerned with the world of discarnate souls, the following can happen. One may be attempting to comprehend a phenomenon which gives one the feeling of being far too unintelligent to grasp it in concepts. One looks at the phenomenon but has insufficient understanding with which to bind it properly into concepts. This experience, which is particularly likely when one is contemplating a work of art, can bring one into especially intimate contact with discarnate souls, with the souls of the dead. For these souls prefer concepts which are not sharply defined, concepts which are more mobile and can mingle with the phenomena. Sharply defined concepts, concepts similar to those formed here on the physical plane under the influence of the physical conditions of the sense-perceptible world, give the dead the feeling of being nailed to one particular spot, whereas what they need for their life in the spiritual world is freedom of movement. Therefore it is important that we occupy ourselves with spiritual science so that we may enter those intimate spheres of experience where, as was said yesterday, the living can encounter the dead; because the concepts of spiritual science cannot be as closely defined as can those of the physical plane. That is why malevolent or narrow-minded people can easily discover contradictions in the concepts of spiritual science. The concepts are alive, and what is alive is mobile, though it does not, in fact, harbour contradictions. We can achieve this by concerning ourselves with spiritual matters, and to do so we have to approach things from various sides. And approaching things from various sides really does bring us close to the spiritual world. That is why the dead feel comfortable when they enter a realm of human concepts which are mobile and not pedantically defined. Indeed, the dead feel most ill at ease of all when they enter the realm of the most pedantic concepts. These are the ones that have recently come to be defined in relation to the spiritual world for those people who do not want to live in anything spiritual, but who want the concepts for sense-perceptible things to apply to the spiritual world as well. These people conduct spiritualistic experiments in order to imprison spiritual concepts in the world perceptible to the senses. They are, in fact, more materialistic than any others. They seek rigid concepts in order to hold commerce with the dead. Thus they torture the dead most of all, for if they want to approach they force them to enter the very realm most disliked by them. The dead love mobile concepts, not rigid ones. These are experiences to which the fifth post-Atlantean period seems to be particularly prone, given the two circumstances of materialism here on earth and the peculiar situation of the dead as described. One and the same thing determines materialism here on earth and a certain kind of life in the spiritual world. In the Greco-Latin period the dead most definitely approached the living in a manner which differed from that of today. Nowadays, in the fifth post-Atlantean period, there is what I would like to call a more earthly element—but you must imagine this of course in a more pictorial sense—a more earthly composition in the substantiality of the dead than there used to be. The dead appear in a form that is much more like those of earthly conditions than used to be the case. They are more like human beings, if I may put it this way, than formerly. Because of this they have a somewhat paralysing effect on the living. It is nowadays so difficult to approach the dead because they bring about a numbness in us. Here on earth materialistic thoughts reign supreme. In the spiritual world, as a karmic result, the materialistic consequence reigns supreme, for there the spiritual corporeality of the dead has assumed earthly qualities. It is because the dead are super-strong, if I may put it thus, that they numb us. To overcome this numbness it is necessary to develop the strongest possible feelings for spiritual science. This is the difficulty today, or one of the difficulties, standing in the way of our relationship with the spiritual world. For the earthly realm seen spiritually—indeed the earthly realm can be seen spiritually—things appear different from what might be assumed when they are not seen spiritually. It is correct to say, as we have done many a time, that we live in the age of materialism. Why? It is because human beings in this materialistic age—human beings in general, rather than those who understand these things—are too spiritual—paradoxical though this may sound. That is why they can be so easily approached by purely spiritual influences such as those of Lucifer and Ahriman. Human beings are too spiritual. Just because of this spirituality they easily become materialistic. It is so, is it not, that what the human being believes and thinks is something quite different from what he is. Those very people who are most spiritual are the ones most open to the whisperings of Ahriman, as a result of which they grow materialistic. Strongly though one must combat materialistic views and materialistic ways of life, nevertheless one may not maintain that the most unspiritual people belong to the circles of materialists. I have personally met many spiritual people, that is, people who are themselves spiritual, not just in their views, among the monists and suchlike, and equally many coarse materialists especially among the spiritualists. Here, though they may speak of the spirit, are to be found the most coarsely materialistic characters. Haeckel, for instance, is a most spiritual person, regardless of what he often says. He is most spiritual, and just because of this can be approached by an ahrimanic world view. He is a most spiritual person, entirely permeated by the spirit. This once became clearly apparent to me in a cafe in Weimar. I have told this story before, perhaps more than once. Haeckel was sitting at the other end of the table with his beautiful, spiritual blue eyes and his marvellous head. Nearer to me sat the well-known bookseller Herz, a man who has done great service to the German book trade and who knew quite a bit about Haeckel in general. But he did not know that that was Haeckel sitting at the other end of the table. At one point Haeckel laughed heartily. Herz asked: Who is that man laughing so much down there? When I told him it was Haeckel he said: It can't be, evil people can't laugh like that! Thus the concepts entertained by present-day materialists are so bare of spirituality that they are unable to discern the revelations of the spirit in the material world. So spiritual and material worlds fall apart and the spiritual world becomes no more than a set of concepts. Anyway, the biggest materialistic blockheads are often found today in societies and associations that call themselves spiritualistic. Here are the materialistic blockheads who on occasion have even succeeded in tracing mankind's descent from the apes, even from a particular ape, to the greater glory of the human race. These people were not satisfied with the descent of man from the apes in general, they even traced the lines back to particular apes. For those of you have not heard about this, let me explain. A few years ago a book appeared in which Mrs Besant and Mr Leadbeater described exactly which apes of ancient days they were descended from. They traced their family trees back to particular apes and you can read all about this. Such things are possible, even in much-read books today. We need the concepts I have elaborated today in order to penetrate more deeply into certain aspects of the theme we are discussing. For our world is definitely dependent on the spiritual world in which the dead live; it is connected with the spiritual world. That is why I have endeavoured to unfold for you certain concepts which relate directly to observations of the immediate present. Everything that takes place here in the physical world has certain effects in the spiritual world. Conversely, the spiritual world with the deeds of the dead shows itself either in what the dead can do for the physical world or in what they cannot do because of the present materialistic age. I also described this present materialistic age in so far as it has been made excessively materialistic by certain secret brotherhoods, as I showed yesterday. The type of materialism that underlies all world events to a high degree today is what we might call the mercantile type. I ask you to take good note for tomorrow of the concepts I have put before your souls today, concerning the life of the dead. But also please note how little the present age takes certain things for granted which were taken much more for granted in earlier times. We shall see tomorrow how all these things are linked. However, it is characteristic for our time that certain conceptual views are extended to mercantile life which would escape someone who fails to pay attention to such features of our time. We ought not to let them escape us. Mercantilism is all very well as long as it is put in the right light in the way it stands within social life. For this to happen it is necessary for us to have certain yardsticks for everything. Today, however, much conceptual chaos reigns. Yet within this conceptual chaos, concepts are given quite clear definitions, as is our way in the age of materialism in which concepts are fixed to ideas based on what the senses can experience. And when a chaos of concepts then results, as happens in today's materialism, this really does draw the sharpest possible line between the physical world in which human beings live between birth and death, and the super-sensible world in which they live between death and a new birth. Only consider in this connection the fact that in Central Europe—in contrast to other regions where the inclination to philosophize is less pronounced—there is a tendency to philosophize about the mercantile system even though this is not at home in Central Europe. In Central Europe there is a tendency to make a philosophy of everything. Thus people also philosophize about what aspects of materialism are typical for our time. An interesting book by Jaroslav was published long before the war: Ideal and Business. Certain chapters interested me particularly because of their significance with regard to cultural history. It was not the content that interested me but their relation to cultural history; so, for instance, the chapter entitled ‘Plato and Retail Trade’. This deals with everything to do with commerce, with the mercantile system. Another interesting chapter is ‘The Astrological System Applied to the Price of Pepper’. Not uninteresting is also ‘Wholesale Trade as Described by Cicero’. Another chapter is entitled ‘Holbein's and Liebermann's Portraits of Merchants’. Not uninteresting, too, is the chapter ‘Jakob Böhme and the Problem of Quality’. Very interesting is ‘The Goddess Freya in Germanic Mythology in Relation to Free Competition’. And finally, especially interesting is ‘The Spirit of Commerce as Taught by Jesus’. As you see, everything is thrown in the pot together. But by this very fact things gain that characteristic which makes for materialism. Let us take all this as a preparation for our considerations tomorrow. |
162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge I
07 Aug 1915, Dornach Translator Unknown |
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And suppose that here were a worm or some little creature, that lives and burrows under the earth and has its home under the earth and never comes above the surface. This little grub or caterpillar, or whatever it is, creeps about inside and learns by its creeping about to know the roots of these plants. |
He would have to realize that what he himself underneath has had as perceptions of differences, is up above. It is just the same when one raises oneself from ordinary human sight to spiritual sight, for one notes how then something comes into the sense-world which cannot be perceived under ordinary circumstances. |
Then it must also get accustomed to viewing things not merely under time-conditions, but under conditions, for which that which takes its course in time is nothing but an outer sign, like a letter of the alphabet. |
162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge I
07 Aug 1915, Dornach Translator Unknown |
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My dear friends, I should like to put together various things today which will give us the possibility of going into some important matters that we will speak of in connection with our present subject. Let us suppose that here were the surface of the earth—arable land, meadow, or what you will (a drawing was made), and plants, any kind of plants grew in this meadow. And suppose that here were a worm or some little creature, that lives and burrows under the earth and has its home under the earth and never comes above the surface. This little grub or caterpillar, or whatever it is, creeps about inside and learns by its creeping about to know the roots of these plants. Naturally, as this creature never comes out above the surface of the earth, it only learns to know the roots of the plants, it learns to know nothing else; it creeps about and learns to recognise the roots. And what will happen is the following, is it not? When a certain time comes in this creeping about of the caterpillar, processes are going on up above in the plants, in the whole plant nature; real processes are going on which are dependent on the sunshine, on the sun's giving out a certain warmth. The processes which the plants are undergoing naturally also bring about changes in the roots. When the plant above begins to put out fresh shoots and to bear blossoms, changes occur similarly in the roots. All the roots processes are affected when something occurs above. So we can say: when this worm is creeping about underneath, up above, caused by sun-activities, shoots, leaves, fruits are called forth, and processes are then brought about in the roots. But the caterpillar only crawls about in the earth; it creeps from root to root. Now let us for once suppose—hypothetically we can accept it—that this caterpillar or grub were a worm-philosopher or a caterpillar-philosopher, and evolved a world-conception. Thus it creeps about there down below the earth and makes itself a world-conception. In the picture that it devises as world-conception, there can naturally never play a role, the fact that the sun comes and the shoots spring forth—for the caterpillar can know nothing of this; it creeps around, this caterpillar, this worm, and studies the changes in the roots, and notices quite clearly that something is going on, that the roots become different, and also that in the part of the earth lying round something is happening, and he now expresses all he knows, this worm. He expresses all of this, but in the picture of the world which he makes for himself, never a word is to be found about the existence of the sun, the coming forth of the plants; this indeed is self-evident. That is to say, a world-conception arisen in this worm-philosopher which will give a proper picture of the condition under the earth, whether it becomes damper, becomes warmer ... To be sure he does not know, this worm, whence this warmth comes ... That it becomes warmer, that all sorts of processes go on in the roots, all that he comprehends. And let us suppose the worm were not an ordinary worm-philosopher but was inspired by some modern philosopher of the opinion so current today, that all depends on cause and effect, everything is subjected to causality, as it is expressed in a scientifically philosophical-technical way. Then this worm will creep about down below and will call one thing a cause and another an effect and say: Now the earth becomes somewhat warmer from above downwards; that causes alterations in the roots. With the further processes he will represent the one as cause and the further processes in the roots as effects, and so on ... and a consistent picture will emerge, which classifies all the processes under the earth as cause and effect. But it would not include that fact that the sun shines, and the plants come out, and through this the processes in the roots are changed. Still, the worm's world-picture would be quite a consistent one. It could be a genuine picture of causality, there need be nothing lacking in the chain of cause and effect. Now you see, it is quite clear to you, I think, that this worm-philosophy represents a one-sided world-conception which is quite correct ... except that it lacks what man considers the most important of all. That is, that the sun comes with its warmth and light and brings about what the worm actually observes down there below; it is clear, indeed, how in fact his whole causality only depends on the fact that he does not come up above the surface of the earth. You see, as a matter of fact, such worms are the people who philosophize today on the chain of causality, of causes and effects. The image is completely opposite: men makes researches into what their senses see; and move about in what—well, not in what is shut off spatially from above—but in what is shut off through sense observation, and they simply do not perceive the spiritual extended everywhere, that causes the causes. They do not distinguish the spiritual which is behind cause and effect. It is really an exact analogy. Now if the worm should suddenly come out and see the sun, he could discover that the cause of all he has puzzled out down below is, as a matter of fact, what other beings up above are seeing, and that his world-conception simply does not hold good. He would have to realize that what he himself underneath has had as perceptions of differences, is up above. It is just the same when one raises oneself from ordinary human sight to spiritual sight, for one notes how then something comes into the sense-world which cannot be perceived under ordinary circumstances. You also see from this how the much vaunted inner completeness of a world-conception means nothing for its correctness. One who can set himself genuinely with his whole heart and soul into this worm-existence can give the assurance that nothing at all in this worm-conception need rest on a logical error. Hence all logic can be correct and complete in itself, there need be no logical error in it, it can be a world-conception completely tenable inwardly. You will realize from this, however, that it is in no way a question of being able or not able to prove something with the instruments of the world in which man is. I have often referred to this from other aspects. This we are not concerned with, whether or not a man can prove something with the means offered by the world in which he dwells. World-conceptions can have ever such fine proofs in themselves, they still remain—well—let us say: worm-world-conceptions. When we let this really work upon our soul, we see what stands behind of great importance: we note how—when we once guess that there are yet other worlds—a kind of general world -the duty arises of entering into those other worlds. For no matter how complete in itself is a world-conception, it does not follow that it gives one any knowledge of the actual events and processes. And this is truly what one finds with the majority of the philosophies of today and the immediate past; they are worm-conceptions. They are complete in themselves in a really extraordinarily logical way, they have an immense amount of value for the worlds in which man dwells; but they are only constructed with the means of the worlds in which man dwells. You see from this that you cannot rely on so-called proofs, unless you first come to understand where these proofs originate. For our time, it is truly a matter of getting a feeling for the way other worlds permeate our world, for the way other worlds allow themselves to become manifest. Certainly, this is difficult. For truly, conditions for the worm are such that he lives underground; the worm would not endure well up above, if he were forced to go out there; first he would have to adapt himself to the new conditions. Thus it is also difficult for the human being, when he detaches himself as soul from his bodily nature, to adapt himself to the new conditions. Now you can raise a question, my dear friends, you can say: ‘Fine, you have now compared the world in which the human being lives with his senses to the world under the earth. Show us something, anything at all, that limits, truly limits our ordinary sense-world conception in any such way.’ One can raise this point quite seriously. In the course of the process of consecutive formation of Saturn, Sun and Moon, Time (during the Moon-existence) and Space (during the Earth-existence) first entered into humanity's world conception. When we speak of Saturn, Sun and Moon, and use spatial conceptions to aid is that description, we actually speak only in Imaginations, and we must remain conscious throughout of the fact that when we speak of these three worlds in spatial conceptions, these space-conceptions have only as much to do with what was brought to completion in those worlds as ... well, let us say, as the forms of the letters of the alphabet have to do with the meanings of the words. We must not take contemporary conceptions as they are, but rather as signs, as images of these worlds. For Space only has meaning for that which evolves within the span of Earth-existence, and Time has actually only become meaningful since the separation of the Old Moon from the Sun; that is the strict point in which the Old Moon separated from the Sun. Then for the first time it is possible to speak of events occurring in time, as we speak today. Since, however, we have our mental concepts in time and space—for everything external that we conceive is in space, everything that we bring to consciousness and let arise within, runs its course in time—we are thereby between birth and death, but only between birth and death, shut in by space and time, as the worm dwells down there in its earth. Space and time are our boundaries, just as the earth substance is the worm's boundary. We are worms of space and worms of time; we are so, truly, in a quite high, in a quite exact sense. For as incarnated men we move about in space; we observe things in space, and that which observes is our soul, which itself lives in the concepts (Vorstellungen). Between birth and death time goes on, from falling asleep to awakening time goes on. The comparison is by no means a bad one, when one sees the reality. Insofar as our soul is enclosed in the body, as regards the world-picture it forms, it is truly a worm, who creeps about in space and who, if it wishes to arrive at realities, must come out of space. Then it must also get accustomed to viewing things not merely under time-conditions, but under conditions, for which that which takes its course in time is nothing but an outer sign, like a letter of the alphabet. Now after I have called attention to this, I will lead these studies over to the realm of soul and spirit. Just as the coming plant is already actually contained in the seed, so, naturally, there was already contained in an earlier germinal state, what has developed for man today on earth in perceptions of space and time. I have already pointed out here in one connection that rudiments were already contained in Saturn, Sun, Moon. So that when here on earth we assign a certain meaning to what goes on around us, we must as it were see this meaning already present, in the old evolution of the Moon, the Sun, etc. With the forming of time and the forming of space, the meaning of life on earth must in some way have prepared itself. The forming of space and time must have so come about that then the meaning of the earth-life was added to it like a kind of flower. Now we can picture these processes—Saturn, Sun and Moon in the following way. We can say: We have an Old Saturn existence which is surrounded by the cosmos; we have an Old Sun-existence, again surrounded by the cosmos; we have an Old Moon-existence but already developing out of it a sort of neighbouring planet (you may read this in my Occult Science and we have then learnt to know that the Earth separates from the Sun and again from the Moon. If the man of materialistic thought (I will suppose what is most favourable for our Spiritual Science) could prevail on himself to believe in these developments, he would still have to overcome the next step, which consists fundamentally in the fact that the whole evolution (origin of Saturn, of the Sun, further development to Moon, separation of the Moon, separation of Earth, Sun and Moon) all really occurs in order to make Man possible, as he is on earth. Just as the processes of a plant's root- and leaf-building happen in order to make possible the blossom and the fruit, so do all these processes, these macrocosmic processes, happen in order to make possible our life on earth; they arise so that we may live on earth in the way we do. One could also say: These processes are the roots of our earth-life; this life is there so that we can develop on Earth as we do. Let us be quite clear that we have to do with the separation of the Sun on the one hand, the separation of the Moon on the other hand—that we have to do with separations so that our Earth could come into existence as Earth. That is to say, we were left behind on the Earth planet, and Sun and Moon separated from us and work on the earth from outside. That had to come about, otherwise nothing could have developed in us as it does on earth. For everything to develop on Earth in the way it does it was necessary that once in primeval times Sun and Moon were united with the earth and that then they separated, and now let their activity shine in from outside upon the earth. That is absolutely necessary. Now I should like to show that our inner soul life has taken on quite distinct configurations through the fact that this has taken place. Among the very varied ideas which we have—I could adduce many as examples—and which play a certain role in the whole state of our earth existence, is the idea of ‘possessing something,’ ‘having something.’ This implies that our own person unites itself with something which is outside the personality. We speak in the rarest cases of possessing our arm and our nose, for most people experience their arm or nose as so much belonging to them that they do not speak of a possession. But what could be separated and then belongs to us we describe purely in the legal sense as a possession, a genuine possession. Now the concept of possessing something which is outside could not be formed in us at all, if there had not arisen the separation of what had formerly belonged to the earth, and the being drawn in again of the Sun and Moon to the earth. Our life was quite different on the Old Sun. There Sun and Moon were united as Sun with what were processes of Earth; they were inwardly united with the whole human existence. There the human being could say: ‘Sun activity in me,’ ‘I Sun activity’ (if he could have said ‘I’ already, as the archangels could) ‘I Sun activity’; not ‘the sun shines on me, Sun activity comes toward me.’ This Planet or Fixed Star Sun had to be separated so that we as earth men could develop this special configuration of the possession-concept. Now this is connected with something else. Imagine an Archangel on the old Sun-existence; he says: ‘I Sun.’ That we see something rests upon the fact that the sun's rays or other light-rays shine on the object and are thrown back to us. Were the sun to shine from the midst of the earth, we should see nothing of the objects which are upon the earth. We should then say: ‘I Sun,’ ‘I Light,’ but we should not separate the individual objects, we should not see them. Thus something else still is connected with this. In the Earth's evolution from Saturn, Sun, Moon to Earth, we have for the first time, through this macrocosmic constellation, the possibility of seeing and perceiving objects as we do now. Such perceptions were naturally not present during the Sun-existence. Although the first rudiments of our sense-organs had already been prepared on Old Saturn, they were only opened upon the Earth, only there were they made organs of perception. These rudiments on Saturn were blind and unperceiving sense-organs. The sense-organs were first opened by the separation of the Sun and the departure of the Moon from the earth. You see from this that two processes go parallel—the activity of our sense-perceptions and the sight of external objects, and running parallel with this, the possession-concept. For how do we come to the concept of possession? You could not imagine that an Archangel during the Sun-existence wished to possess anything. He does not behold things; he is everything. If all objects and beings of the earth were like this, they would never have the urge to want to possess anything. With this development of the senses develops for the first time the possession-concept, the possession-concept is not separable from the development of the senses; these two things run parallel. The senses were on the one side, and something like the possession-concept on the other side. Other concepts can also be taken. And when we consider in a more comprehensive sense what stands in the religious records, in the Bible (for in such records as the Bible very many things lie concealed)—then we can say: What is given at the beginning of the Bible about the Luciferic temptation is connected with the promise of Lucifer to man that his senses shall be developed: ‘Your eyes shall be opened.’ He means that all senses shall be opened—the eyes only stand for the senses as a whole. In this way he has guided the senses to external things and at the same time called forth the concept of possession. If we wished to relate somewhat more in detail what Lucifer promised to the woman we should have to say: You will become as gods, your senses will be opened; you will distinguish between what pleases you and does not please you, what you call good and evil, and you will wish to possess all that pleases you, that you call good.—One must connect all this with the Luciferic temptation. Now we must reflect about something, if we wish to grasp aright such a conception as I have now developed. Here is one of the points where it is necessary in a lecture on Spiritual Science to call upon the reflection and meditation of each individual who wants to assimilate what is given. One must reflect upon something; In developing for you the arising of the senses, the perception of objects, and the evolution of the possession-concept, we have not been obliged to introduce any concept of space or time. To be sure, if a man wants to picture these things to himself, if he sketches them on a board, he avails himself of the assistance of the space and time idea. But in order to grasp what this means: 'the senses are opened' or 'the possession-concept is developed' one does not need the idea of space and time. These things are independent of space and time. You do not need to think you are spatially distant from something when you want to possess it; nor do you need to call on the time-processes. I have said, here one must summon self-reflection, for everyone can object: ‘I cannot do it’ ... But if he makes sufficient effort, he can imagine such things without the aid of space and time concept. Indeed, something else is true: when you try to bring such concepts clearly to consciousness, that is, to meditate them as I have just done with you, you gradually come out beyond the idea of space and time. You come out into a world where space and time really do not-play the eminent role in your experience that they play in everyday life. Now there exists in the evolution of humanity a peculiar longing. Wherever in history we meet with the human race in its innermost striving, we come upon a certain longing. And that is the longing to have concepts which are independent of space and time, which have nothing to do with space and time. Historical events are transformed into myths, or in the historical presentation there is an indication of the spiritual in order to make it possible to show how historical events take a mythical form. And the further we look back in history, for instance, the more we find as historical traditions, the historical facts veiled in the myth. Only reflect how already in ancient Greek history all is veiled in myth and in regard to earlier mid-European history all is enveloped in myth and legend! The further one goes back the more one is removed from the external, merely physical feeling of facts, and the presentation plunges into symbolism. When you study myths you will remark that in the arising of myths there is clearly to be seen the desire to work oneself out of space and time. Not only that fairy tales—the most elementary myths—often depict how some human being (I am thinking of the Sleeping Beauty) passes out of time and enters the timeless, but when you examine myths you will see that you do not rightly know which facts are meant to be spiritual. Something that lies centuries earlier may be related later. Sometimes, too, facts which lie hundreds of years apart in history are welded together in a myth. The myth seeks to lift itself above space and time. This means that there lives in man's existence the longing to rise above this space-condition which makes us think and visualise in space and time. There is a longing to live in such concepts as depict, free of space and time, those realities which rule as the eternal things in the succession of events in our space and time existence, or, if they have once been formed, remain as the eternal things. You see, if you take what I have just said together with something which I said last time you will see a wonderful connection. I said that if a Luciferic quality was not active in us, we should see that our world of concepts is really in the Old Moon. But now it follows from this that the Old Moon is actually present, has remained, and that it is only Lucifer who bewitches us into thinking that our concept is now in ourself. Thus time becomes there a means of deception and illusion for Lucifer. The ancient Moon-existence endures and so also do things that arise, endure. Our possession-concepts are enduring. This means that what earthly man develops as social earthly-order, by reason of his possession-concept, this remains, this will also still be in existence when the Jupiter and Venus conditions are one day there. And then if corresponding temptations do not come as Luciferic and Ahrimanic temptations, one will see how social orders were formed on earth through the possession-idea. They will then present something like physical orders. For that is a part of Maya-existence, of illusion—the idea that things pass away; in reality they are enduring, in reality they go on subsisting. And already, if one understands things aright, one finds the enduring behind the actual past. You can grasp it to some extent in what I have just related. But now, if we truly grasp what I have said, we are really looking into profoundly important foundations of our whole earth-existence. For do we not see how beneath the spatial and temporal earth-existence the eternally enduring earth-existence, or existence in general, is veritably spread out? How we have a spatial, a temporal-spatial condition on the surface, and within, the condition of duration. And now comes our mode of viewing things when it takes its course in space and time, our views and concepts that live in space and time. Just consider, how one can picture that concretely in detail, think for once ... nowadays men no longer grasp this thoroughly ... but somewhere or somehow, think simply 'red.’ In order to think 'red' you need no space and you need no time; you can think 'red' to yourself anywhere; it does not have to be there in time or space, because it is thought of just as quality. (red was put on the board.) It is difficult nowadays for a man to picture it because he wants to give the red a boundary. It was not difficult like this for the angels on the Old Moon for they had no desire to distribute red over separate objects. They had time already, but not space. Actually they pictured, that is they experienced 'red' or 'green' or any other colour as flowing current. Try to conceive this vividly: blue = flowing current; red = flowing current; conceive, too, of the other sense-experiences in the same way—streaming, but only in time, letting no real spatial concept, intermingle ... we can say: at the transition from Moon- to Earth-existence one can feel how the mere time-quality was yoked into the spatial. What then actually determines the essential nature of earth existence, that a 'red' is in this way given a boundary and yoked in? On the Moon it would have been impossible to see an enclosed 'red,’ on Earth it is possible to see red enclosed in a boundary. (A sketch of a flower was drawn.) This, however, is connected, inwardly connected, with the separation of the sun from the earth, and with the falling of the sun's rays from outside upon the earth. So that in a true sense I can say: the sunbeam falls on earth from outside. That already shows you that our present existence is inconceivable without the space-concept. Yes, for our present perception and life, this external position of the sun betokens something real. Now from what I have brought forward you can easily gather that we can really say: colours are harnesses into space. In ‘Theosophy’ I have called that which lives in man after death ‘flowing sensitivity,’ since there he is not bound to space. I therefore spoke of the first world through which he lives as the ‘world of flowing sensitivity.’ For the sun's must first come in from outside, must harness sense-perceptions into space. With this is connected, as I have explained, the fact that man evolves ideas of possession; for in a world of flowing sensitivity a person can never think of possession -time at most is present there—and he would soon see the futility of it if he were to think of possession. It would be rather like thinking of possessing a piece of water, flowing along in a brook. This only arises inasmuch as the sun, separating from the earth, brings the sense-perceptions into the framework of space. You see, something like this that I have just expounded must be transformed into an experience, a feeling; one cannot leave it as a mere theoretical concept. One must change it into a feeling, one must really get an inner living sensation how as man, as microcosm, one is placed into the macrocosm, and how this very yearning, i.e. to possess something, is connected with the whole development of the macrocosm, with the course of events through which sense observation has developed. When one feels this rightly, when one begins, so to say, to feel cosmically how, for instance, the simple concept: thou wouldst like to possess what thou seest and what pleases thy sight ... how this is born out of the macrocosm, then for the first time one really gets the truly living idea that the human soul nature is dependent on the whole cosmos. Then one gets a strong and vividly living feeling of how in every concept of ordinary life one is connected with the macrocosm, and how actually in all that we picture and conceive and experience in the soul, the macrocosm lives in us. And there exists a continual longing in man to experience such hidden connections as actually exist in life, and to express the experience. This exists—this longing in the human soul, in the heart of man. And let us imagine that there arose in a human soul a vivid feeling and sensation ( I wish to express the cosmic connection of this single soul experience): ‘My eye falls there on an external object; I want to possess it; I will appropriate it’ ... then from such a feeling, one can experience what I might call—the tragedy of Nature. I say 'the tragedy of the world of nature.’ We really take from a whole world,—extending to the Moon and still present as the basis of our world,—we take from it what we wish to possess. What we desire to possess we take away from this world which rests on the basis of our natural world. That we take away. And this it is which must be consistently felt by a human soul felt by a human soul that is really sensitive to nature: that there, in the background of Nature, lies something which she must continually submit to; namely, that man contests Nature, who will give all to all, and says: ‘This belongs to me!’ And now consider with full human feeling this gainsaying of Nature, who gives all to all: This I will have for myself, and that I will have it for myself is induced by the fact that my senses find it good or less good for me, sympathetic or antipathetic. Here one can enter deeply with one's own soul into natural existence, can feel with Nature how something is taken away from her. And it is taken away because the human being, under the impression of his senses, forms the thought that he wants to have for himself what Nature wishes to give to all. I once felt in my soul, my dear friends, suddenly and with special profoundness, how one can experience this whole relationship that I have just sought to characterize. How one can learn to feel with Nature when she says: Protect myself as I will, world evolution has gone so far that the human being declares that my things are his things. Yes, in a certain moment years ago, I felt that experience most warmly and intimately in my soul. It was years ago in a society where there was to be a programme of Recitations. And as it happens from time to time, especially in Recitation programmes, that the persons concerned are prevented from coming and excuse themselves; so it happened here too, a lady reciter sent her excuses and at once a substitute had been found. And now one may think as one will about the value of the declamation that followed and about the substitute—I will not go into that now,—but he was of a quite particular kind, namely, there was found ready to recite the programme in place of the actress who had fallen out, one of the purest, noblest Catholic priests that I have ever come to know in the world. And one had then, or could have, a quite specially significant experience, which in effect condensed for me into what I just now expressed to you. For this grave and earnest priest—with all that Catholicism brings with it for the really true and upright priest—had according to the programme to recite the ‘Heidenröslein’ of Goethe. And in this recitation one could really experience something, for the man was not only a priest in the ordinary sense, but he, was so learned and so purely given up to spiritual studies, that many said: ‘This man (I will not mention his name) knows the whole world ... and in addition, three villages ...’ for they found him so wise and experienced in things one can know. Now although the recitation was not particularly good, there actually lay in the whole mode and manner in which he gave the ‘Heidenröslein,’ something immensely significant, since one could feel that his whole perception of the world was derived, one might say, from a perception that had been turned away from everything of a sense nature. One could feel how, precisely through the fact that a priest came forward instead of an actress, the whole cosmic power, the immense cosmic power and fineness that lies in this unique poem ‘Das Heidenröslein’ (see end of lecture for poem and translation) came into the recitation. This poem has, indeed, what one might call a prelude; it is an old folksong. And I have already said that men have ever the longing to experience what lives cosmically in the subsoil of existence. And precisely in this poem ‘Das Heidenr&öslein’ there enters something of this quite grandly sublime cosmic subsoil in infinitely simple images. Therefore one must count ‘Das Heidenröslein’ among the very finest pearls of poetry that ever have been given to the world. Years ago I have also heard of people who have attributed something or other, I know not what, of everyday human, all-too-human, connexions to ‘Das Heidenröslein’; that merely comes from a perverted condition of mind. If people can do that—interpret anything which is not quite pure into the ‘Heidenröslein,’ this appertains to a mind that from its sense-exhalations likes continually to revel in all sorts of ‘sacred love.’ One can indeed revel continuously in ‘sacred love’ from sensations of sense-exhalations but that which underlies as cosmic foundations such a poem as ‘Das Heidenröslein’ can only be felt with pure, with chaste heart, and every misconstruction would show a complete desolation and emptiness of mind. For let us take the wonderful thing which this ‘Heidenröslein’ has actually become as it has been given us by Goethe, and through the fact that the folk song passed over into the youthful lyric depths of his art. Something quite remarkable it has become: in every line always the very thing that ought to be there! Consider for a moment that one felt what lies in the activity of sense-perceptions and how they have developed throughout cosmic evolution ... and that one wished to describe this. How could one do it better than by taking the red in an object, eliminating the space-boundary and letting echo: ‘Röslein, Röslein, Röslein rot’ ... ‘rot’ (red) echoing in ‘Röslein,Röslein,Röslein rot.’ Immediately there confronts us the whole mystery as it is set before us out of the cosmos. The sense-world stands there: ‘Röslein,Röslein,Röslein rot,’ in the continuous ‘Röslein,Röslein,Röslein rot.’ Now in the first line we are shown at once that we are concerned with this mystery—this being able to look out from the senses,’sah ein Knab' ein Röslein stehn, Röslein auf der Heiden.’ Now already in the next line in a wonderful enhancement, which is rarely so beautiful in poetry, a nuance is brought out that now the little red rose begins to become sympathetic—‘War so Jung undmorgenschön’ ... it thus already becomes something which warrants sympathy with what is revealed from the senses. So the next line is inserted with precisely what belongs to it: ‘lief er schnell, es nah zu sehn’: there you have the whole correspondence of the senses with what is presented to them: he runs to see it close to! And now the next line, again an enhancement, but this time in himself; to begin with, the intensification was outside,—‘Röslein auf der Heiden,’—simply the object; then ‘was so young and morning-fair,’ the enhancement outside, and in him ‘ran he fast, it near to see’ ... inasmuch as he ran fast to see it near, ‘Sah's mit vielen Freuden’ (saw it with much joy). You see how the outer corresponds with the inner. Now comes the refrain, ‘Röslein, Röslein, Röslein rot, Röslein auf der Heiden,’ in order to show us quite particularly how the correspondence is between him and that which appears outside as the object ‘red.’ And the mysterious connection with possession: ‘Knabe sprach: ich breche dich.’ He wants to possess it, he wants to pluck the little rose, he wants to take it home with him. There is nothing else in it, but what is in it is of wonderful cosmic depth.‘Knabe sprach: ich breche dich, Röslein auf der Heiden. Röslein sprach: ich steche dich ...’We can see in this sentence, ‘ich steche dich’ (I prick thee) the whole mystery of Nature, who wants to protect herself from man's assertion: ‘I will take thy things home.’ She, Nature, would like to do with all her objects as she would have done with the little rose ‘ leave it for all to see who pass by. For in this ‘Röslein sprach: ich steche dich’ is indeed uniquely contained what I have described as a feeling that shares in the tragedy of Nature. ‘bass du ewig denkst an mich’ (that thou must think of me eternally); he must think of Nature forever, for he transforms her permanence into something fleeting, he brings the possession-relation into what has first arisen in space and time. The human being must atone for his having come out of permanence and must therefore at least think of it eternally, it must be perpetuated, made eternal; the untruth must not persist that it is not perpetuated. Then again: ‘und ich will's nicht leiden’ (and I will not suffer it). The little rose simply stands as the representative of the whole of Nature—every natural object actually says this when one wants to possess it. And again, so that attention may be fully fixed on the real subject, ‘Röslein, Röslein, Röslein rot, Röslein auf der Heiden...’ And the next verse again shows a wonderful enhancement: he will not let himself be held back—‘und der wilde Knabe brach's Röslein auf der Heiden’—thus he nevertheless determines to possess it! ‘Röslein wehrte sich und stack’ ’¦ Again as the representative of the whole of Nature. ‘Half ihm dock kein Weh und Ach’—this is the general experience of Nature, and we feel that tragedy which expresses itself like a mood in Nature when man wishes to possess her: ‘Musst' es eben leiden’ (she must after all permit, suffer it.) Infinitely profound are these words ‘musst' es eben leiden!’ But this microcosmic mystery has in fact a macro-cosmic counterpart, and if one now leaves the microcosm for the macrocosm one may say—who then in the macrocosm is the wild boy who plucks the little rose on the heath? It is the sunbeam, which separated from the earth with the Sun and which now falls on earth from outside. It actually calls forth on the one hand the little rose on the heath, but then when it sees it, when it is there, quickly gathers it again, makes it wither and fade. Thus it is in nature everywhere. Nature still gives us a memory of the ‘Musst’ es eben leiden’: next to the rose the thorns, the shrivelled thorns which are a token that Nature nevertheless remembers how the sunbeam takes from her what she possesses. But when we do not merely observe as the materialist does, but include the whole cosmic feeling, the thorn near the rose is also the expression of the grief of nature in contrast to Nature's great joy; the jubilation of nature when the rosebush stands there with all its roses, the grief when the wild boy, the sun-ray comes and makes the roses wither. That is the Goethe-poem in the macrocosm: and one can only say: if anything is fitted to stimulate esoteric feelings, it is such poems, where there is no need to think and attribute all sorts of dry allegories to them, but where one only needs to remember a great truth:—when the true poet goes beyond nature it is because he seeks to put into words what can be felt behind the surface of facts, and beyond space and time. And when a poet produces something in such simple incidents as a boy's plucking a rose on the heath, which yet speaks so deeply to our hearts, it is because this heart of ours received its rudiments when we ourselves were not yet united with the earth, when we were still united with the ancient Sun existence—and were able to feel with the whole world. Although through the Luciferic-Ahrimanic illusion we now ascribe our feelings to ourselves as I have shown, yet all the same they arise out of the cosmos, and on this rests the fact that we can so inwardly accompany the true poet although he describes the simplest incident of the plucking of a rose. For into what arises from the human soul in the simplest events, the whole cosmos is placed. And we need not make assertions and think it out, but we feel it, when we let such a marvellously delicate poem as ‘Das Heidenrösslein’ work upon us. We feel that the whole world is secreted in it, world mysteries are laid within it,—so that the secrets of art too gradually reveal themselves to us. They unfold as we ascend from the perception and experiencing of objects in a purely external way to an inward perception, as we ascend from microcosmos to macrocosmos and seek gradually to learn the hidden but active mysteries in our souls.Das Heidenröslein—1
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162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge II
08 Aug 1915, Dornach Translator Unknown |
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During the Saturn condition they were still lifeless germinal organisms, which then underwent changes and only through the various processes which have acted on man from the cosmos have become capable of perceptions. |
And the true causes of the antipathy are hidden behind what the man alleges he has undergone. It is obvious that in face of such facts of the spiritual world, it can be asked: how does one protect oneself from such things? |
We men as physically incarnated beings can only understand this through spiritual science. The question is how these thoughts work upon that which separated, upon what lies outside thought. |
162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge II
08 Aug 1915, Dornach Translator Unknown |
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My dear friends, Let us remember that the human being was built up in a long, complicated evolution through the Saturn, Sun, Moon stages and the Earth as far as its development has progressed. We have stressed that the first rudiments of the sense-organs were present in the time of ancient Saturn, and that of course they were not then adapted for making perceptions as the human being makes perceptions today. During the Saturn condition they were still lifeless germinal organisms, which then underwent changes and only through the various processes which have acted on man from the cosmos have become capable of perceptions.1 The first thing, however, which is revealed with particular clearness, when we regard the whole course of human evolution, is that these sense-organs as such have to do with what we can call physical operations. On Old Saturn the first germ of the sense-organs arose as a purely physical rudiment, for the development of the human sense-organs advances by the incorporation of the physical into whatever else is forming in man, so that the sense-organs are today essentially physical organs. You will easily be able to recognize the eyes, the ears, etc., as physical organs. To be sure, the lower sense are more of a chemical nature, but nevertheless that all has to do with the physical-chemical. We must grasp the matter thus—the human being thrusts forward into the world as the most external of evolved members; what we can call his physical quality (Physikalisches). This physical nature of the sense-organs can be seen in the fact that during sleep the ears are naturally influenced just as they are during waking life; only the ego and astral body are not concerned with them. If we had our eyes open during sleep, it is obvious that just the same would happen as during waking. We can summarise it by saying: man thrusts out into the world his external faculties of perception. The diagram I have sketched here is to be understood as the incorporation of the entire sense apparatus in our organism. And if I now include the etheric body, it naturally interpenetrates to some extent the sense apparatuses, else they would not be life apparatuses; but outside the sphere of the etheric something remains which is entirely physical. So the relationship must be drawn in this way, with something left outside the ether-body. In a similar way I must then draw the relation of the astral body in its activity to the other organs. I must draw it so. And if I further wished to insert the ego I must do it schematically in the following way. This ego would open itself naturally to the spaces of the whole cosmos. Naturally, this is drawn schematically and we must be clear that if we did not sketch it as a diagram, but really made a drawing of the human being, it would look far more complicated. Now you can conclude from this that the sense is, as it were, a thin zone, a thin outer zone of the physical, of what in fact works as the external world. You can indeed follow this with physical cognition: the eye can be looked on as a camera obscura, where the objects from outside create their images as in a photographic apparatus, and what is created within is then seized upon by the etheric body, astral body and ego. Thus we have a physical reciprocal action with the outer world which takes place in our periphery. And it is on this reciprocal action with the outer world that we first build up our soul process, insofar as the process is perception of the outer world and working-over of the perception in the soul. What I have now depicted is how things would have stood with man if he had developed purely in the way the divine-spiritual beings had planned. But we know that Luciferic-Ahrimanic beings have asserted themselves. And here we can clearly and plainly on one spot seize the Ahrimanic and Luciferic spirits—regularly lay hold of them, one might say. I might only draw the etheric body as far as here (see sketch). [IMAGE REMOVED FROM PREVIEW] This is the etheric body as it has developed from the time of the Sun-existence and through the Moon and Earth-existence. Thus, there remains, as it were, outside this etheric body which has progressed in the normal regular manner, the physical sense-zone. But if this were really to be the case in man (as in the drawing), if he had really only developed in this way, then the human being would always have had to wait for the physical processes to arise in his eye, his ear, etc.; and he would grasp these physical processes with his astral body and ego. He would always have a pictured image: in my eye is a colour, in my ear is a tone; he would not have his sense opened outwards, he would only have perceived what was within him, he would have the feeling: in me is a zone which is entirely interpenetrated with activities of the macrocosm, and I perceive them. It is interesting that in the first years of childhood the child really has this consciousness, even if it is feeble and dreamlike. It pays no attention to the outer world, but observes the perceptions it has in its own inner being. This gradually comes to an end. Children are primarily interested in their own bodies, do not notice the outer world, but have a dreamy consciousness that they are enclosed as if in a sphere which really brings in the activities of the outer world like pictures. The child really feels its skin as a kind of enclosing sheath and pays attention to what takes place in it as paintings and tones. We could now ask: why does that not remain so the whole life long? Because the Luciferic influence has entered and because it actually fills out that which has been formed as the normal progress in the etheric body from the time of ancient Sun. This means that Luciferic spirits thrust their influence from outside into the interior (see drawing). [IMAGE REMOVED FROM PREVIEW] Whereas man's etheric body works so from the inner periphery outwards, Lucifer works so inwards. And it is even true that something like etheric tentacles from Lucifer project into the physical apparatus of the eyes and the same in the case of the ears, etc. Everywhere Lucifer presses his arms into the senses, thrusting them in from outside. And in our senses there is the meeting between our own etheric activity, life activity, and that of Lucifer who thrusts his tentacles into them. So that we can say: the child's innocence only ceases because Lucifer gradually struggles through, he takes possession of the physical part of our senses, opens the eyes, opens the ears, so that we no longer perceive pictures as the effect of what the Gods give us, but our senses are opened outwards and we see the world itself. It is extraordinarily important to grasp this. For only when science will one day be real spiritual science and what is now being said is understood, only then will the time have come when it will also be realised that Lucifer was somewhat audacious, when, in addition, he projected his activities behind the senses. There where the nerves terminate in the brain the Luciferic activity meets with the divine-spiritual activity which also moves along the nerve strands. If one wishes to draw the course of a nerve from outside one must so draw it that Lucifer thrusts forward and meets with and interlaces himself with the normal divine-spiritual activities. Thus the direction of the Luciferic working radiates from without inwards. You see from this that it lay in the original divine-spiritual intention to give man up to himself, and inasmuch as he saw himself through himself, he would have worked upon the world inwardly. Lucifer has caused man in this respect to be torn away from himself and to behold the world round about him and be aware of it. This means: Lucifer has given man to the world, he has established him in earthly existence, he has led him out of himself. Deeply, deep significant are the words in the Bible: ‘Ye shall be as gods, your sense shall be opened ...’ for it was not intended to open them, but so to leave them that man in his thinking would look back to the old Moon-existence, and in this thinking would apprehend what the macrocosm brings about at his periphery, what had been given to it by the Gods. Now the human being is, however, also set into the world as an ethical-moral being; for there is much we could not experience as human beings if we had not this projection into us of Lucifer's activity. We should never be angry, for instance, or frightened, we should never hate, never believe ourselves persecuted, develop no antipathy against anyone—none of this should we be able to do. If Lucifer had not previously worked upon him, man would never have arrived at incorporation in the language any abusive word or a word injuring another. Only through the working of Lucifer is it possible for us to be angry, anxious, develop hatred or injurious feeling toward another, or for us to insult him, etc., etc. And one must not give oneself up to the slightest illusion in this respect. He who believes when he hates someone, that it is justified—may say so, it may be justified, but all the same Lucifer stands at the side. There is no other cause of anger, hatred or antipathy, than the Luciferic influence. And now, through this having been possible, something else has become possible. It is only because Lucifer thus projects his tentacles in from outside, for instance, that it has become possible for the normally progressive gods to admit Ahriman from the other side, so that he takes hold from the other side. He penetrates not only speech but thinking, and out of this intermingling arises what has become hypocrisy, intentional or unintentional untruthfulness. We must never flatter ourselves that when we are hypocritical towards someone it is to be traced to anything but the alliance of Lucifer and Ahriman. People are inclined, however, to skim over such things very lightly. For how often a man says: ‘I do this or that not for my own sake, but in the service of the world.’ I have often related the anecdote of the ‘Society for Selflessness.’ There was an esoteric section in which everyone was to think quite objectively, never in a relation to himself. The consequence was that once a member ...2 came to another member and said: ‘I dare not, as you know, speak of myself, for that would be personal and against the rules of our Society. But I may speak about others; for I am quite selfless when I tell you what the others are like and all the bad things they are doing!’ ... and then he let himself go about the others. It is not a question as to whether a matter is personal or impersonal if someone believes he is selfless and then only unburdens his subjective opinions onto other people. Since the members of this Society might not speak of themselves, they always spoke about others, and what the others did to them. They did not become more selfless through this. I desire by this example to say that it is not the point what one believes. A man can believe that he is employing every means in order to escape Lucifer and Ahriman: he is then only in the position of being somewhat more untruthful through this endeavour than he was before. At least, he did not say before that he wished to do the best, etc.; afterwards he expresses it all the same, inasmuch as he deceives himself as to the true situation in which he is. We shall be clear about all these things, my dear friends, if we regard the true facts of the case, if we are clear that Lucifer and Ahriman are necessary in our earth-existence. One cannot escape them but can only come to the point of controlling them, of having them in full control. One must be clear that with regard to the cooperation of Lucifer and Ahriman, precisely when one advances in spiritual science, the most varied complications are possible. A case which frequently occurs is the following. Someone has an antipathy to another person. It can be that the anger against this man, which is in the subconscious, presses up into the upper consciousness, presses outwards, and the consequence of this is that, whereas one has a subconscious ground for the antipathy, the anger alone becomes conscious. The hatred or antipathy presses outwards, presses into the sphere of Lucifer, and there, in Lucifer's sphere, arise the most vivid visions and imaginations of every possible thing this man is doing to one. And now in the subconscious the anger can press out and there then arise all sorts of imagined things that could proceed from the hated person. And the true causes of the antipathy are hidden behind what the man alleges he has undergone. It is obvious that in face of such facts of the spiritual world, it can be asked: how does one protect oneself from such things? The answer could only be given by referring the questioner to a gradual working himself out of the illusions of life in which he is only too deeply held. The grounds of self-deception are above all present when a man thinks he does not in the least deceive himself but only looks at facts. Only the good will, therefore, to undertake one's self-development from this standpoint, only this helps one to escape from these things. One thing above all, my dear friends, is necessary: to understand how the impulses of spiritual science work when we strive for self-perfecting, but how much we are inclined to attribute far more selflessness to ourselves than we are really entitled to do. By saying this I wish to give you a golden rule. Above all things we must be quite clear that as we advance in the spiritual scientific self-training, we must in the first place thoroughly work ourselves out of our dependence on the outer world. Lucifer has placed us in the outer world. We do not make progress if we let Ahriman transform for us something that we are really desiring, inasmuch as we say, ‘We will now carry out missions,’ and so on. The next step that we must take is a diverting of the world from us. We thereby confront the danger of being really more egotistic than we were before and this danger is not a slight one. One is, of course, not to let oneself be held back through this from making the way into the spiritual world, but the temptation to egotism is there. And as regards those people who, one must say, unhappily cannot yet see that the spiritual scientific world conception is necessary for our time and who, standing outside, say: these spiritual scientists certainly do not appear very agreeable (liebevoll). ... as regards these people we should not at once be arrogant and pooh-pooh this reproach, but should see its justification, its relative justification. I do not know, my dear friends, if the man was right who lately asserted that, through his enhancement of egotism in a spiritual scientific movement, it was to be proved as a fact that there are people in spiritual scientific movements who after they have been there a short time quarrel far more than they did before. It may be softly whispered that discrepancies in such societies will most certainly not cease without further ado! But how much it would bring us forward if the following picture could be shown—that outside the contesting that surrounds this circle, Lucifer and his hosts were assuredly lurking—but could not get right in! When, therefore, a man is in his ordinary waking state, there meet together in the periphery of his sense, the etheric of his own being and the etheric of the Lucifer-being. This is what underlies the words ‘Your eyes shall be opened’ ... Very special reference has always been made by all occult schools to this fundamental truth. Cognition is, to be sure, on the one hand something that is to bring quite accurately to our consciousness what lies before us,—on the other hand, however, it is to guide us to accept things as they are. As long as we cannot take these things into our thoughts they remain in the sphere of sympathy and antipathy, and there they burrow. They are not somehow not there, if we know nothing of them: they are always there. And in this particular age mankind has reached the point of its evolution where such things must be known. So we have furnished ourselves with a few items of more exact knowledge regarding our sense-periphery. Yesterday we spoke of how desire enters into sense-perception; now we have the actual reason for it. For Lucifer draws near and does not allow sense impressions to approach us as neutral objective happenings, but mixes his nature into them. And if we pass inwards from the sense-periphery, my dear friends, we come to thinking, to the conceptual life. (Vorstellungsleben) We know that this conceptual life through Lucifer's influence seems to belong to us, whereas in reality we must perceive what we think in the sphere of the Old Moon which still endures. This gives us the whole meaning of the separation of the Old Moon from the Sun-Earth existence. For the fact that man today can at any time bring thoughts into his soul, is connected with the separation of the Old Moon from the Sun. The thought nature, as we men can grasp it, comes from the fact that something separated itself, as Old Moon, from the progressive Saturn-Sun-Moon existence. But how is it with what happened there, with what separated itself? We men as physically incarnated beings can only understand this through spiritual science. The question is how these thoughts work upon that which separated, upon what lies outside thought. Our thought is stimulated by our astral body, but it works down into the etheric body. Now, one can observe: if this is a part of our etheric body to which one directs the trained eye of the spirit, one finds that when thoughts are stimulated in the astral body they then stream down as it were into the etheric body. (See diagram—MISSING). You must not imagine this spatially, but as forces: then one sees that these thoughts call forth movements, activities in the etheric body. The thoughts dissolve, as it were, and movement appears in the etheric body. It is as if the thought flows into the etheric substance out of the astral body and produces movement. Let us suppose that someone says, ‘I will now go away’ ... then the clairvoyant would perceive how the thought stream into the etheric body and calls forth movements, inner movements there, at first only such as these (see lower diagram). Thereby the etheric body can work in its turn on the physical body. And this working upon the physical body is now so that ... now just imagine for a moment: here this movement gets more and more active, and hence the etheric substance to some extent withdraws from the surroundings, it draws itself together ... there that will be very active, that is taken out of the surrounding ether. Thus the thought streams in, calls up movement in the ether-substance, and the etheric substance calls forth hollowness here in its surroundings. For what the etheric substance requires it takes from its surroundings, and hollow spaces ensue. And these hollow spaces ensue when man thinks, or when the higher beings, Angels, Archangels, let their thoughts flow into him ... which indeed occurs continuously. This means, we stand there, we see the etheric agitated through the thought activity, and in between are hollow spaces: and these hollow spaces are actually, fundamentally, the physical body. It is truly the case that the Real exists everywhere that the physical is not, and the physical, that is really nothing, it is a hollowness in the world. What the ordinary materialistic physiologist studies by way of our head, my dear friends, is naturally not the thought in the astral body, nor the thought motion in the etheric body, but it is in reality the hollow head. And the reason why one cannot penetrate into this hollow space is because one can only advance as far as the real extends and there one comes up against the hollow space. So one cannot enter the hollow spaces. It is exactly as if you picture a column of Seltzer-water and there are bubbles of air in it: the thinner elements appear to the being who lives in the denser element as frightfully hard. So too we cannot penetrate into the actual hollow spaces, but only because there is nothing there, because it is a hollow. Thus if one would draw the human head occultly, one must not draw it so, but in the negative, and what remains inside as empty, that would be the human being (see diagram p.l2a). This means that where the painter generally lays on the colours and thinks he is painting man, he ought really to leave it empty: then one would be painting spiritually-realistically, for otherwise one paints where there is nothing and leaves free the part where there is something. [IMAGE REMOVED FROM PREVIEW] But this one already does in quite ordinary human sense perception, for human sense perception follows no other course than this. You see how we must take in hand an alteration in our ideas, if we wish to press forward to realities.
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163. Chance, Necessity and Providence: Probability and Chance, Fritz Mauthner's Studies of Improbability
23 Aug 1915, Dornach Translated by Marjorie Spock |
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You will find that what I am going to tell you today will make it easier to understand certain matters that will occupy us in the next lecture. I will be speaking then about the important concepts chance, necessity, and providence. And I want to begin today with an introduction that, though it has its difficulties, will nevertheless contribute something vital and significant, not only to our theoretical understanding, but to the feeling we will then be able to develop for the way to seek truth. I have often had occasion to mention the fact that there is a contemporary philosopher by the name of Fritz Mauthner who has written a Critique of Language. |
163. Chance, Necessity and Providence: Probability and Chance, Fritz Mauthner's Studies of Improbability
23 Aug 1915, Dornach Translated by Marjorie Spock |
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My task today will be to discuss how hard it is for people to keep to the truth of a situation in their ordinary trains of thought. I want to convey to you how far from easy it is in thinking to keep all the factors involved so before us that the course of our thoughts doesn't go astray from reality, that we follow the thread of reality. The theme proposed for us today is certainly more difficult than others we might choose. But there is inner moral value to be derived from the realization that truth is hard to get at and that it is very easy to go astray as we forge ahead in a train of thought in the attempt to arrive at the truth by means of strict logical reasoning. You will find that what I am going to tell you today will make it easier to understand certain matters that will occupy us in the next lecture. I will be speaking then about the important concepts chance, necessity, and providence. And I want to begin today with an introduction that, though it has its difficulties, will nevertheless contribute something vital and significant, not only to our theoretical understanding, but to the feeling we will then be able to develop for the way to seek truth. I have often had occasion to mention the fact that there is a contemporary philosopher by the name of Fritz Mauthner who has written a Critique of Language.1 This Critique of Language was intended to provide our period with something better suited to it than Kant provided for his time with his Critique of Pure Reason.2 For Mauthner no longer believes—if that expresses it—that people seek knowledge in the form of concepts. It is rather his conviction that it is fundamentally just language to which people attach their insights. He believes that they don't really have true concepts when they are thinking, but merely have what words convey, and that words simply suggest this or that to them. He pictures people as having certain inner experiences in connection with words, putting their faith in words, jumbling them up, putting them together, and deriving insights from these processes. This is a total misconception of the entire cognitive process, but one that was bound to emerge eventually in an age working its way through to the worst consequences of materialism. I want to convey just a sense of how Mauthner came to hold this view by quoting a passage from his Dictionary of Philosophy, written after his Critique of Language.3 Since we will be concerning ourselves with chance, necessity and providence, I will quote a passage from his article on the word “chance.” As I read it you will see that the materialistic age has gradually learned to talk about certain things. I am not so much interested in touching on any theoretical aspects involved in what I'll be reading you as I am in getting you to examine your feelings as you are exposed to what a materialistic philosopher of the present has to say on such a subject. I'd like to have you try to sense the way he speaks. He says of chance in his treatise on it “And it would be like going back to childhood and taking out of a magic package the surprises some kindly merchant has concealed in it.” He believes that looking at all the things that happen by chance is like becoming a child again and taking out of a magic package all the surprises put into it by a kindly merchant! “As though one were to keep on making God responsible, as Spinoza, Hume, Kant, and Schopenhauer did ...” is his sense of it. Trying to explain the world by ascribing everything to a kindly God would, in his opinion, be to regress to the state of a child gradually discovering what some kind merchant has hidden in a surprise packet. The child explores its content and comes upon one lovely thing after another. That is how Mauthner sees anyone who, attempting to find a wise explanation of the phenomena of the world, makes God responsible by regarding Him as the world's Creator. And he goes on to say, “... if one wanted to follow the example of Spinoza, Hume, Kant, and Schopenhauer in making Schopenhauer's elderly Jew” (he calls Him that because the term “God of the Christians” strikes him as unsuitable) “responsible for unscrambling this confusion of chance and purpose.” You see the type of expression into which a materialist lapses if he takes himself seriously. Of course it is true that many people do not take materialism (which inevitably is also atheism) any more seriously than did the man who exclaimed “As surely as God is in heaven I am an atheist!” But anyone who takes it seriously today has to ridicule providence and similar matters; there is really no other possibility for those who have adopted materialism. Though Fritz Mauthner is bound to give deep offense to our feelings and our sense of the fitness of things, I have brought him up because he is an honest, upright seeker after truth in the current materialistic sense. It is not my intention to do battle with individuals who are philosophers by profession, but rather with someone who comes to philosophy out of inner necessity from a quite different professional background and attains a certain degree of competency in it. For what one misses so greatly today in the way world views are evolved is a really serious coming to grips with what the various branches of science have brought forth up to the present. Fritz Mauthner has really grown into a learned gentleman, enabling me, as I take him for my point of departure and describe the difficulties inherent in the search for truth, to base my commentary on the thoughts developed by a very learned, very brilliant man. I am not basing it on what just any person thinks, but on the thinking of a very scholarly, clever man. To begin with, I must take a very simple concept to show you at hand of a very special example from Mauthner's work how hard the search for truth is. You all know that there has long been what is called in mathematics the calculus of probability. It's quite easy to grasp the principle involved. Let's assume, for example, that you have some dice. I don't want to lead you astray into gambling with them, but let us say you have some dice. You know that they are so arranged that there is a single dot on one side, two on another, and so on, up to six dots on one of the six sides. If you roll these dice, they can turn up any one of the six sides; there are six possibilities. Now we can ask what the chances are of turning up a 6. You might really want to know what the chances are of getting a 6 when you shake the dice cup and throw the dice. The mathematician makes his calculation and says there are six possibilities; there is thus one-sixth of a chance of turning up a 6 on a single throw. You see how unlikely this possibility is. You would have to run through all six possibilities to be certain of a particular outcome. The numerator and the denominator would have to be identical, since certainty would equal 1 (6/6 = 1). Probability is therefore six times smaller than certainty in throwing dice. Now we can pursue the matter further and ask what the chance is of throwing two sixes if two dice are thrown. This can also be calculated. You will get one divided by thirty-six if you calculate as follows: Throwing a 2 with one dice, you can get anything from a I to a 6 with the second. Getting a 2 with the first throw, you can also get anything from a 2 to a 6 with the second, and so on, until you have counted thirty-six different possible throws. The probability of getting any particular outcome is thus 1 in 36, or 1/36. If you wanted to calculate probability with 3 dice, you would get 1/6 x 1/6 x 1/6, or 1/216, a very unlikely event indeed. The probability gets smaller and smaller the more dice are involved. The more possibilities there are, the less probable is any particular outcome. You see, then, that it is possible to express in mathematical formulas the degree of probability of any particular outcome, and calculations of this kind can be applied to all sorts of cases. But I don't need to explain more than this principle to you; you see that it is possible to express in mathematical formulas what one feels. One can always feel that there is a certain degree of improbability that a 6 will be thrown, but the actual probability is 1/6, with two dice 1/36, and so on. Such feelings can, in a sense, be expressed in mathematical terms. Now there is a certain way of thinking about divine providence. Materialists say something like this about it: We want to examine the reasoning of those who believe in God and providence; what are their thoughts? Believers in providence say, Let us take a work like Goethe's Faust or Homer's epics. What is Goethe's Faust in the last analysis? If we think as the materialists do, picturing the world as composed of atoms or molecules, we would really have to conceive Faust in its entirety as composed of letters, of single letters, unless we wished to go deeper. People who believe in providence and also believe in atoms and molecules formulate the situation more or less like this: Let's imagine that we have a container of type and in it all the letters that make up Faust, and some machinery—not some intelligence—spreads out these letters. The believers in providence could now ask how great the probability is of Goethe's Faust emerging from a typesetting machine that simply put the letters one after the other as they happened to fall on being thrown out of the container. They ask the question, perhaps, but have to admit that the probability of such a thing happening is so slight as to be nonexistent. One cannot assume that a haphazard scattering of type could possibly result in a chance (Voltaire's “His Majesty, Chance”) printing of Goethe's Faust. Since that can't be the case with Goethe's Faust, we can scarcely think that this world, which is much, much more gloriously put together, could have been flung down so thoughtlessly and simply. This is approximately how a person with the current atomistic outlook would think if he could not avoid accepting providence as necessary in the scheme of things because of the impossibility of the world's having put itself together out of chaos. Now Fritz Mauthner is a thorough gentleman, so he has let himself in not just for producing this train of thought but for correctly calculating how improbable it is that, for example, Goethe's Faust could have originated from a mere scattering of the letters it consists of. He has really figured it out, and I want to show you how he did it. He makes a fairly thorough job of it. He says,
Mauthner goes on to say:
So one can light upon 100 symbols. Blindly tapping away, the probability of getting the right one is 1 in 100, according to the principle explained at hand of the dice. Thus the probability of the Chinaman totally ignorant of the language in which Faust is written striking the right key is 1/100. “But since, according to elementary rules, the chance of accidentally producing the whole of Faust with its 300,000 letters equals the product of 300,000 partial probabilities, the probability of an accidental production of Faust must be calculated as (1/200)300,000.” You see, the probability of Faust coming into existence in the above way is not 1/6 or 1/36, and so on, but equals the fraction obtained by dividing 1 by 100x100x100, and so on, until we have done it 300,000 times. That is a fraction with a gigantic denominator, as you can see; in other words, the probability is exceedingly tiny. Mauthner continues, “We have here a fraction whose numerator is 1, whose denominator consists of 600,000 digits. Even the conceptual power of the Indians,” (which Mauthner rates very highly), “even the mathematical genius of Archimedes is not up to grasping so vast a denominator. There is not even a name for such a number. The Greeks and the Romans were right, then, when they considered the chance production of any organized whole as extremely improbable. Here we reach the limits of the possible”—but only for human conceiving, he means. One cannot obtain Faust this way.
You see what tremendously learned reflections one can engage in. You will have thought them quite learned enough to arrive at the logical conclusion: what must God not have had to keep in mind, if He wanted to put the world together out of all its elements, if producing Faust out of an upset typecase or the chance striking of typewriter keys represents such an improbability as to be practically out of the question? Therefore, says Mauthner, both the concept of chance and that of divine providence are inconceivable. For if the degree of probability in the case of Faust is so minuscule, one can certainly not presuppose in the world's case that it could have been the chance creation of an upsetting of a cosmic typecase, so to speak. But then, one can just as little presuppose God—for what wisdom would He not have had to possess to have built the world out of all its elements! So one can take neither God nor “His Majesty, Chance” for granted. Mauthner therefore maintains that neither has validity, that all that is involved here is just concepts in language, and people deal with them as they do with languages themselves and with translations. And he calls this a Critique of Language! We have here a truly incisive train of thought indeed, pursued with a great deal of effort. It leads to two alternatives: one has either to presuppose that the world came into being by chance—an exceedingly tiny probability, of course—or, still less credibly, to conceive of a kind God with a head so full of wisdom that He could use it to build a world out of chaos. Now, since we are concerned in spiritual science not only with getting to know things but with thinking correctly, taking into account all the factors involved in developing a sound train of thought, let us examine this particular train of thought in a way commensurate with the serious approach of spiritual science. Let us review again the proposition that the probability of Goethe's Faust resulting from a jumbling up of the contents of a typecase is so infinitesimal as to be represented by a fraction with a numerator of 1 over a denominator consisting of 600,000 digits. The probability of the world's coming into being as the result of a similar accident would, of course, be infinitely smaller. But the fact is that Faust did come into being in its entirety! Now did this happen because the good Goethe—not the good God in this case—had in his head the laws whereby, according to the principles of typesetting, 300,000 letters taken from the typecase could be set in soldierly rows to eventuate in Faust? Was Goethe thinking of the right way to reach into that container to get hold of the right letters? Certainly not! When we think of the origin of Faust, we don't picture it as having anything to do with selecting type. The creator of Faust proceeded quite differently. It would never have occurred to him that Faust could have resulted from the placement of 300,000 letters. It was totally unnecessary for Goethe to know that Faust could be composed of 300,000 letters, and yet he composed it! We might, on the one hand—and indeed we even must—picture a chaos, with things in a state of utter disorder, but conceive on the other of a good God with all the various laws in mind according to which He would arrange the world, exactly as Goethe would have done if he had been set before a typecase to bring forth his Faust. But neither God nor Goethe went to work in this fashion. What we have to picture going on in God's soul has nothing whatever to do with the whole train of thought about composition, any more than such an incredibly cleverly conceived composition applies in the case of the creation of Goethe's Faust. In other words, this whole train of thought leads to absurdity. It is brilliant, it is well reasoned, it is conscientious—all these things; yet it ends in absurdity. That comes of a conscientious person engaging in a train of thought and pursuing it, but losing sight of the actual factors that could have led to a sound conclusion. This is a much more important matter than we might suppose, for it demonstrates how extraordinarily difficult it can be, no matter how scientifically one proceeds, to avoid losing sight of reality as we pursue a train of thought. We must imbue our feelings with this realization and learn a great deal from just such an example. Two things are required as we mull it over. One is that we educate ourselves through an outstanding example of this kind to an awareness that the search for truth is far from easy, and that we badly need to develop a feeling for the fact that not just any thought sequence that strikes us at first glance as correct is actually a sound one. The more we can imbue ourselves with the feeling that we could err, that even at our most conscientious we might be wrong, the more easily will we avoid a rigid clinging to our own opinions, to a stubborn belief in the correctness of our views. It is a very common thing, these days, to encounter people who declare that they think this or that to be a fact. The typical reaction one has in such encounters is how fortunate and at the same time how simple-minded such people are—fortunate, because they have no idea what it really means to believe in something they have figured out, and simple-minded because they don t have a glimmering of how far removed from reality their thoughts may be. But we should be aware that we mustn't allow this realization to depress us. It will make us very modest indeed, but not to the point of driving us into melancholia, to a sense of despair about human life because of the great difficulty of achieving truth. For we know that the life of the human soul is unending and must be a quest, that it may even be due to a wise ordaining that the quest for truth is so difficult. And we will find that life rests upon this fact. It would be the death of our souls if the quest for truth were easy, if those people who say they have found out how to arrange things in a way to make the whole world happy were right. If, confronted by the world's complexity, it were such a simple matter to discover truth as most individuals believe it to be, that would mean the death of the soul. For the soul's life depends on our inability to find any access to the totality of truth; it requires a long slow search for truth, and the preservation of a profound degree of modesty as one progresses in it, step by step. Error is the more likely the more comprehensive the truth we seek. So it was natural for even one of the most learned men to fall into childish error such as that demonstrated in connection with solving the cosmic problem of chance and providence. But dismay and depression over the fact that truth can be discovered only with such difficulty cannot touch us if we bear in mind that life derives from our having to seek truth. The quest is what matters. You might say, Well, if it were to mean the death of the soul not to have to search for truth, that fate is surely going to claim us now, for we have currently reached a high point in human evolution in the lack of feeling for a true quest for truth. In the whole course of history there have never been more people with programs, more individuals who believe that they can solve the whole cosmic riddle with a word or two. So we do have the very outlook right now that can be described as leading to the death of the soul. And it would indeed mean the death of the soul if what these program-people think were true. But it is not true, fortunately! The thinking of people like Fritz Mauthner is more typical than one might assume, and there are many of them. The volumes of his Philosophical Dictionary are a perfect example of the current outlook. They really reflect the way most people think who aren't interested enough in freeing themselves from the trend of contemporary thought to move in a direction such as spiritual science has taken. People like Mauthner say, We come, on the one hand, to the untenable concept of a world that has come into being by chance (for this has the degree of improbability I have been demonstrating). But the alternative concept of an all-wise God is just as untenable since our human minds find it impossible to credit the existence of a god, a good God, who created in His head everything He needed to assemble out of initial chaos the various “letters” that compose the universe. Mauthner believes that people used to make do with concepts like chance and providence, but that we have now advanced beyond them since we realize today that they have no cosmic significance, no objective meaning; as mere figments of our human minds they hold meaning for ourselves alone. They are judged entirely on the basis of whether they are presently applicable to the world at large. People like this always say, Look how childish people used to be! They talked on the one hand of “divine providence and on the other of the concept “chance.” We must recognize the fact that both concepts exist only in the thoughts of human beings and are not even remotely applicable to the world. And on what do they base this judgment? They say, When we survey the whole range of philosophical thought, the philosophical procedure followed by many philosophers (and Mauthner has really sat down and studied the world's philosophers and is as familiar with all of them as anyone can be in a single lifetime), we see what trouble they took to arrive at concepts. But all these are just human concepts; they can't be applied to reality. There is no reality in the concept of divine providence. And Mauthner's article on chance ends with the statement that divine providence, the cosmic order, cosmic harmony, and the beauty of the world used to be looked upon as concepts in the following context: “Yes, there are elements of chance in the world, but the world is also endowed with order and beauty.” And Mauthner ends: “But we realize that the concept of chance is man-made, and so are the concepts of beauty and order, of God, of causality.” We know, in other words, that they are all of human origin and lack objective applicability. “Thus it is the height of literal-mindedness even to ask the question whether chance or God is the origin of universal order and beauty, and worse to try to answer it with a childish simile.” Now what have Mauthner and all the other philosophers who agree with him done to arrive at the insight that the concepts of God and chance and order are human products, and that neither order nor beauty and so on really exist outside us? You needn't believe me, but they have demonstrated with all possible philosophical incisiveness how profoundly human reason goes to work to produce such concepts and how true it is that they are human products. They have demonstrated this. He has offered proof when he says, “But we know ...” etc. He has proved it! But if we look at how he proved it, we have to say, Yes, dear Mr. Mauthner, you are right. But we are familiar with the fact that the concepts of chance, beauty, God, and the June bug are all the work of man. That is true, looked at in the right light. Now you would have to spend years making a really thorough study of it, but if you were to examine the penetrating thinking that has gone into demonstrating how all the concepts mentioned above are the fruits of human thinking, you would find trains of thought that can very properly be applied to the assertion that the June bug concept is also man-made. That is certainly true, but does that say anything about whether June bugs can fly around outside there and are real? What is childish is to say that the concept of the June bug is just a human product. One can think really penetratingly and be totally convinced of the correctness of one's conclusions, and yet have lost the thread on which the true facts are strung. All the proofs adduced in support of the finding that the above concepts are simply fruits of human thinking do not say anything about the objective existence of these things; just as calling the June bug concept a human product does not help us when its objective existence is in question. You see what tremendous certainty the modern scientific way of thinking generates. It is reflected in such a statement as “We know that the concepts of chance, beauty, order, God, and causality are all man-made. So it seems to us to be the very height of literal-mindedness even to ask the question whether chance or God is the origin of universal order and beauty.” Well, then, one must comment, you believe—since you can prove that the June bug concept is man-made—that it is being childish, being a victim of literal-mindedness to apply the June bug concept to an insect flying around there outside the window? It is all exactly the same thing, you simply don't notice the similarity. What is the point of bringing up such matters? Why, to call attention to how difficult it is to get at truth by stringing logical concepts together; to show what the outcome can be, no matter how penetratingly one proceeds; to illustrate how thoroughly we must imbue ourselves with a sense of the difficulty of the quest for truth, both in great and small concerns. The more you develop a feeling for this as a result of what has been discussed today, the better it will be. On Hegel's birthday, August 27, we will build on the foundation laid today in a spiritual scientific approach to the concepts chance, necessity, and providence.
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163. Chance, Necessity and Providence: Consciousness in Sleeping and Waking States
27 Aug 1915, Dornach Translated by Marjorie Spock |
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Just as in the earth's case the only thing that makes sense is to say that it undergoes an alternation between day and night because of its position in space, so human life undergoes an alternation between interest for the inner and interest for the outer scene. |
What really matters is to note the salient facts in the case under study. We only know something about these higher beings if we are familiar with the state of consciousness in which the various hierarchies live and if we can describe it. |
I'd like to show you at hand of an example that there are indeed individuals who possess understanding for such nuances of consciousness. Today is the 27th of August, Hegel's birthday, and tomorrow, the 28th, is Goethe's; they follow on one another's heels. |
163. Chance, Necessity and Providence: Consciousness in Sleeping and Waking States
27 Aug 1915, Dornach Translated by Marjorie Spock |
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In the preceding lectures, I have been calling attention to the fact that there will still be a great deal to say about a certain problem or question, even though it has already been the subject of discussion here from a great variety of viewpoints. That is the question of the alternating states of waking and sleeping in human beings. I have repeatedly spoken in public lectures of how this problem of sleep has occupied a more materialistically oriented science also, and how it is being handled. On several occasions I have referred to some of the various attempts that have been made to solve it. There is the so-called exhaustion theory, which is only one of the many that have been advanced in recent decades. This theory holds that we secrete substances resulting from the wear and tear of work and of our other activities during waking life, and that the sleeping state somehow eliminates these exhaustion products, which are then formed anew in the following period of waking consciousness. Now we must always take the position that such a theory—I mean, what it describes—does not have to be wrong from the standpoint of spiritual science just because of its purely materialistic origin. The materialistic rightness of this particular theory need not now be gone into at any further length; other theories have been advanced in the same matter, as I have just mentioned. But from the standpoint of spiritual science no question will be raised as to whether such a process can take place, whether exhaustion products are really secreted during day-waking consciousness and destroyed again at night. This actual process will not be brought into question or further discussed. It must be a main concern of spiritual science to examine a problem, to study life's riddles, in a way that really relates the standpoint from which they are studied to the insights that can be gained in a particular age. That will provide the right basis for bringing the right light to bear on facts such as the secretion of exhaustion products. In most of life's problems—indeed, in all of them—the point is to know what questions to ask, to avoid pursuing a mistaken line of questioning. In the case of the alternation between sleeping and waking the development of a viewpoint from which to study these two human states is all-important. And the proper light can be brought to bear upon certain phenomena of human life only if matters introduced in a very early phase of our spiritual scientific efforts are kept in mind. In the very early days I called attention to the fact that if we want to get an overview of world evolution we have mainly to consider seven stages of consciousness, seven life-conditions and seven form- states. Certain life-questions can be answered simply by considering changes in form; other questions can be illuminated by studying life-metamorphoses. But certain phenomena in life, certain facts of life cannot be illuminated any other way than by rising to a consideration of the various states of consciousness involved. It is quite natural, in considering the problem of waking and sleeping, to concern ourselves with questions of the difference involved in the two states of consciousness. For we have certainly learned from a great variety of studies that we are here dealing with different states of consciousness, so that the question of consciousness is the all-important one here. We must realize that our most important concern in dealing with this question is to base it on the matter of consciousness. We will have to ask ourselves what the real difference is between the waking and the sleeping states. And this is what we find: When we are awake—we need only to register what each one of us is conscious of—we look at the world around us and perceive it. And we will be able to say that when we are in the day- waking state, we cannot observe our own inner life as we do our surroundings. I have often called your attention to the fact of what a crude illusion it would be if we were to conceive of the study of anatomy as leading to observation of the inner man. Only what is external in us, though it lies beneath our skin, can be studied by material anatomy; our inner aspect cannot be studied during ordinary waking consciousness. Even what a person comes to know of himself while he is awake is the world's outer aspect, or, more exactly, that aspect of him that belongs to the external world. But if we now observe the human being from the contrasting aspect of the sleeping state, its essential characteristic, as you can see from the various discussions that have previously taken place here, is that he is observing himself. While we are in that condition, the object of our attention is the human being; our consciousness is occupied with ourselves. If you examine some of the most commonplace phenomena from this standpoint, you will find them readily comprehensible. Now if what materialistic science states on the subject of sleeping and waking were all that could be said about it, it would seem to contradict an observation I once made here, namely, that an independently wealthy person who hasn't made any particular effort is more often seen to fall asleep at lectures than someone who has been exerting himself at work. This observation would have to be wrong if tiredness were the real cause of sleep. What we have to consider here is that the coupon clipper who listens to a lecture is not focusing his day- waking interest on it, is perhaps not particularly interested in it, may even find it impossible to take an interest in it because he doesn't understand it and is therefore justified in his apathy. He is much more interested in himself. So he withdraws his attention from the lecture to concentrate upon himself. One could, of course, ask: why particularly upon himself? That too can easily be explained. There are certain reasons why the lecture doesn't interest him, and they are usually that he is more interested in other aspects of life than in those under discussion in the lecture, or, at least, in their relevance. But the lecture keeps him from occupying himself with what would otherwise be interesting him. A person who has no interest in hearing a lecture might conceivably prefer to spend the time eating oysters instead of attending the lecture. Perhaps he is more interested in the experience of eating oysters than in that provided by the lecture. But the lecture disturbs him; there is no way for him to eat oysters if he attends it. He behaves as though he wanted to hear it, but it keeps him from eating oysters. Since he can't be eating them, he settles for the only thing available besides the lecture that is disturbing him. The hour ahead is taken up with something that he can only hear, something without interest for him. So he turns his attention to the only other available interest: his own inner being, and enjoys himself! For his falling asleep is self-enjoyment. You can gather from what we have studied that sleeping consciousness is still at the stage that prevailed in man during the ancient sun period. It is the same consciousness we share with plants. We know both these facts from previous lectures. Now our sleeping man at the lecture is not in the same state of consciousness in which we would find him if he were enjoying the external world. He is working his way back into sub-consciousness as it were. But that doesn't matter; he enjoys himself anyhow. And his enjoyment comes from his interest in himself. So we must find it understandable that sleep takes over, not as a result of inner weariness but because his interest moves away from the outer scene, the lecture or the concert or whatever, to what does interest him. This is always the fact of the matter if one studies the alternation between sleeping and waking with thoroughness, and in its inner aspect. When we are awake, we may look upon our condition as one in which we turn our attention outward, to the world around us. We withdraw our interest from our inner life. The opposite is true of the sleeping state. Attention is directed inward to the self and withdrawn from what lies outside it. Since we have left our bodies during sleep, we actually see them from outside. We can, as you see, trace the alternation between sleeping and waking to another cause, and say that we live in successive cycles, in one of which our interest is awake to the world outside us, and in the other to our inner world. This alternation between outer and inner is one that belongs every bit as much to our life as the fact that the sun shines on the earth and then goes down, leaving it in darkness, belongs to the earth's life. In the latter case the spatial constellation is the factor involved in the alternation between light and darkness, bringing about the cycle of daytime and nighttime. Now you can easily see how mistaken it would be to say that the day is the cause of the night, and the night of the day. That would be what I have described to you in preceding lectures as a worm's philosophy. It is simply nonsense to call the day the cause of the night and vice versa; both result from the regular alternation in the spatial relationship between sun and earth. It makes just as little sense to say that sleep is the cause of waking, and waking the cause of sleep. Just as in the earth's case the only thing that makes sense is to say that it undergoes an alternation between day and night because of its position in space, so human life undergoes an alternation between interest for the inner and interest for the outer scene. These conditions have to succeed each other; anything else is out of the question. Life decrees that human beings must focus their attention on their surroundings for awhile, and then turn it inward, just as the sun, descending in the west, has no choice about what its further course will be. But we enter a realm here where the following must always be kept in mind: The sun has to make a certain period of hours into daytime, and another period into night. But human beings are in a position to vary things and upset routines, like the coupon clipper who sleeps even though he isn't tired, voluntarily turning his attention inward, enjoying himself, really enjoying his body, or like a student cramming for examinations who, to some extent, overcomes his need for normal sleep. Many students sleep very little before examinations. But this brings up the big questions we will be concerning ourselves with, questions about necessity in outer nature, questions about the frequently discussed subject of chance, both in nature and in human life, questions about providence that apply to the entire universe. As soon as we touch on the sphere of human life we come upon an element that belongs in the field of necessity, something necessary to man if he is to live and have his being in the world. There is much that we will be discussing in regard to this. What I've been telling you has been said not only—and please note the “not only” as well as a “partly”—to call your attention to the fact that we must try to get a proper perspective on the alternation between sleeping and waking. This means asking what sort of consciousness we have when we are awake. The answer is that the outer world rather than the human being is its object, that we forget ourselves and turn our attention to the surrounding world. Conversely, consciousness in sleep is such that we forget the world outside us and observe ourselves. But we return first to the state of consciousness we had on the sun; the fact that we enjoy ourselves is of secondary importance. But that is not the only reason why I have referred to this perspective; it was also to call attention to the importance of noting the ways consciousness is related to the world and to the fact that we can come to know the essential nature of certain things only by inquiring into the kind of consciousness involved. It is, for example, quite impossible to know anything of importance about the structure of the hierarchical order of higher spiritual beings unless we concern ourselves with their consciousness. If you go through the various lecture cycles, you will see what trouble was taken to characterize the consciousness of angels, archangels, and so on. For it is essential in any study to give careful thought to what constitutes the right approach. A person might say that he is quite familiar with the hierarchical order: first comes the human being, then the higher rank of angels, then the still higher archangels, then the archai, and so on. He writes them down in ascending order and claims to understand: each hierarchy is one step above the one before it. But if that were all one knew about these beings, one would know as little about the hierarchical order as one knows about the levels of a house from the fact that each higher story is superimposed upon the one below it; one could make a drawing that would fit both cases. What really matters is to note the salient facts in the case under study. We only know something about these higher beings if we are familiar with the state of consciousness in which the various hierarchies live and if we can describe it. This must form the basis of a study of them. The same thing holds true in the study of human beings. We know very little indeed about our inner being if we can say nothing further on the subject of the sleeping state than that our ego and astral body are outside our physical and etheric bodies. Though that is true, it is a totally abstract pronouncement, since it conveys no more information about the difference between sleeping and waking than one possesses in the case of a full and an empty beer glass; in the one case there is beer in it, and in the other the beer is elsewhere. It is true enough that the ego and the astral body have left the physical and etheric bodies of a sleeping person, but we must be of a will to go on to ever further and more inclusive concrete insights. We try to do this, for example, when we describe the alternation of interest in the two states of consciousness. I once made you a light red drawing of man, and then a blue one in illustration of my statements to the effect that, for the clairvoyant, the human being is in the hollow part shown in the drawings. If a person falls asleep and possesses a higher consciousness (it can be just the beginning of it; but even then we can really perceive, for we begin by observing ourselves), he sees this hollow part. At such moments we see clearly how mistaken the belief is that we are made of compact matter, that what seems to day-waking consciousness to be substantial is actually empty space. Of course, we must keep in mind that human beings are really outside their bodies during sleep. So they see the empty space surrounded by this aura. They are not in their bodies; they are looking on from outside them, so they see the empty space within the aura. It is a shaped yet hollow space. Looked at from outside, other kinds of spaces are of course filled with something. Therefore a person naturally appears in the shape he has when looked at with day-waking consciousness, but he is seen surrounded by what might be described as an auric cloud, an aura. We don't see him entirely clearly at first, but rather in an auric cloud that we must first penetrate: we see an auric cloud, outlining a shadowy form. It is as though we see the person in a more or less brilliant aura; viewed from outside, the space occupied by his physical form is left empty. I will resort to a trivial comparison to convey an adequate impression of this phenomenon, perceived when we become conscious during sleep. We have all had the experience of going about in a city when it is foggy or misty and have seen how the lights there appeared as though in a rainbow aura, without sharp outlines. This impression of lights like empty spaces in the surrounding fog is an experience everyone has had, and it is very similar to what I have been describing. The area imaginatively perceived is seen as though in a fog or mist, and the physical human beings are the empty dark spaces there inside it. We may say, then, that we see human beings through an aura when we attain to clairvoyance in our sleep. We became materialists when we learned to look directly at our fellow human beings instead of seeing their auras. That was brought about as a result of luciferic developments that made it possible to begin to see ourselves with day-waking consciousness. And this helps us to understand an important passage in the Old Testament, the one that says that people went about naked prior to the seduction by Lucifer. This is not to be taken as meaning that their state of awareness in their nakedness at all resembled what yours would be if you were to do the same thing now; it means that they previously saw the surrounding aura. So they had no such awareness of the human being as we would have now if people were to run about in the nude, for they perceived human beings spiritually clothed; the aura was the clothing. And when that innocence was lost and human beings were condemned to a materialistic way of life, meaning that they could no longer perceive auras, they saw what they had not seen while the aura was still perceptible, and they began to replace auras with clothing. That is the origin of clothing; garments replaced auras. And it is actually a good thing in our materialistic age to know that people clothed themselves for no other reason than to emulate their aura with what they wore. That is especially the case with rituals, for everything that is worn on such occasions represents some part of the aura. You can see for yourselves, too, that Mary and Joseph and Mary Magdalene wear quite different garments. One wears a rose-colored dress with a blue mantle, the other a blue robe with a red mantle. Mary Magdalene is often portrayed in a yellow garment by those who were still familiar with the old tradition or who still retained remnants of clairvoyance. An attempt was always made to reproduce the aura of the individual in question, for people were aware that the aura ought to be indicated, ought to find expression in the clothing worn. An aberration typical of our materialistic age afflicts certain circles who see an ideal in doing away with clothing and who regard the so-called nudity cult as extremely wholesome; materialism can always be counted upon to draw the practical conclusions of its thinking. There is actually a magazine devoted to this cause that calls itself Beauty. A misunderstanding is at the root of this; the magazine believes itself to be serving something other than the crassest, coarsest materialism. But that is all that can be served when reality is seen exclusively in what external, sense-perceptible nature has brought forth. The wearing of clothes originated as a means of preserving in ordinary life the state of consciousness that sees human beings surrounded by an aura. We should therefore find out where the contemporary tendency to do away with clothing comes from. It comes from a total absence of any imagination in clothing ourselves. No idealism is involved, but rather a lack of any imagination where beauty is concerned. For clothes are intended to beautify the wearer, and to see beauty only in unclothed human beings would, for our time, reveal an instinct for materialism. I intend at a later date to contrast this with the situation existing in Greek civilization. That civilization provides us with the best means of studying this matter in the light of what has just been said. Now it becomes more and more important for people to learn how various conditions of consciousness provide insights for a study of life. Sleeping and waking are alternations in states of consciousness. But while sleeping and waking bring about sharply marked changes in our state of consciousness, smaller changes occur as well. Day-waking consciousness also has its nuances, some of which tend more toward sleep, others more toward the waking state. We are all aware that there are individuals given to spending a large part of their lives not actually asleep, but drowsing. We say of them that they are “asleep,” meaning that they go through life as though in a dream. You can tell them something, and in no time at all they have forgotten it. We can't call it real dreaming, but things flit by them as though in a dream and are instantly forgotten. This drowsiness is a nuance of consciousness bordering on sleep. But if somebody beats another up, that is a nuance that goes beyond the state of ordinary sleep and doesn't remain just a mental image. Life presents a variety of nuances of consciousness; we could set up a whole scale of them. But they all have their own rightness. A lot depends on our developing a feeling for these nuances. A person occasionally has such a sense if he is born healthy and grows up in a healthy state. It is important to have a certain sensitivity for how seriously to take this or that in life, how much or how little attention to pay to it, what matters to take a stand on and what to keep to oneself. All this has to do with the asserting of consciousness, and such nuances do indeed exist. And it is very important to know, as we go through life, that life can develop in us the delicate sensitivity that tells us how much consciousness to focus on any particular matter, how strongly to stress something. We really make important progress both in leading a healthy life and in the possibility of contributing to orderly conditions in our environment if we pay attention to how strongly we should focus our consciousness on this or that. The state of consciousness we are in when we are among people and talking with them in an ordinary way about various matters is different from the state of consciousness in which a sense of delicacy forbids our discussing certain other subjects. These are two distinctly differing nuances of consciousness. But the presence of a sense of the fitness of things is simply another state of consciousness, and it is endlessly important in life to have an awareness of such considerations. I'd like to show you at hand of an example that there are indeed individuals who possess understanding for such nuances of consciousness. Today is the 27th of August, Hegel's birthday, and tomorrow, the 28th, is Goethe's; they follow on one another's heels. Now Hegel wrote an Encyclopedia of the Philosophical Sciences among other works, and a first edition of it was published.1: This book is noteworthy in a certain respect. There would be absolutely no point in opening it at random and reading this or that page; you could make exactly as much sense out of it as out of Chinese. A statement taken at random from a page of Hegel would convey nothing whatsoever. In a lecture in Berlin last winter I explained how little sense it made to divorce one of Hegel's sentences from its context. For sentences in Hegel's encyclopedia make sense only when one has skipped over everything that poses riddles for the human mind and arrived at the place where Hegel says, “Considered in and of itself, being is the concept,” and so on. If one begins there and exposes oneself to all the rest of it, then and only then does every sentence make sense at the place where it stands; each sentence owes its meaning to its place in the whole. Well, so Hegel had his encyclopedia published. In the preface to the first edition he explained why he arranged it as he did. When there had to be a second edition, Hegel wrote a preface to that. Now an author can sometimes have quite an experience of life between two editions of a book. For even if one has already become acquainted with one's fellow men, one feels oneself duty bound not to see them entirely in the light in which they sometimes reveal themselves; and besides, one can tell quite a bit about them from the reception the book is given. That was true in Hegel's case also. So then he wrote a preface to the second edition, and there are important passages in it. I am going to read you two such, one the very first sentence; the second, sentences from the second page. The preface to the second edition begins as follows: “The well-disposed reader will find that several sections have been revised and developed in sharper definition. I have taken pains therein to make my presentation a less formal one and to bring abstract concepts closer to the layman's understanding, making them more concrete by using more extensive exoteric annotations.” He was concerned, you see, to explain esoteric matters exoterically. The book continues:
This is proof that Hegel tried to shape the first edition in what was for him an esoteric manner, and that it was only in the second edition that he added what seemed to him exoteric aspects. Our time often possesses no understanding for these exoteric and esoteric elements; it doesn't so easily embark on the course Hegel travelled, who wanted to keep to himself everything originating in his own subjective view of a matter. And it was only after he had built up a complete organismic structure and freed it from any subjective aspects that he was willing to present this objective material in his book; he remained of the opinion that one's own path in achieving an insight was something that should be kept a private matter. In this, he evidenced sensitive feeling for the difference between two states of consciousness: that into which he wanted to enter when addressing the public, and that other developed for communing with himself. And then the world urged him, as the world so often does, in creating undesirable outcomes, to overcome this embarrassment of his for a certain period. For what lay at the bottom of his feeling was embarrassment, impelling him to silence about the way he had arrived at his concepts. As you know, embarrassment usually makes people blush. We would have to say, meaning something spiritual thereby, that Hegel blushed spiritually when he had to write a thing like his preface to the second edition. Here you see one of those nuances of consciousness over which embarrassment extends. I wanted to demonstrate with an example how nuances of consciousness show up in life, including nuances in actions of the will and in what we do. We need to become ever more fully aware that life really must consist of such nuances, that we have to relate differences in states of consciousness to everything we do. Sleeping and waking involve very marked differences. But there can also be a nuance of consciousness in which we are aware that a matter concerns not just ourselves but the surrounding world as well; another, in which we confront the world with awareness that we must tread gently; and still another in which we know that what we do must be done with ourselves alone, or only in the most intimate circle. The concepts and ideas we garner from spiritual science really make a difference in life. They teach us to recognize subtle subjective differences, provided we aren't disposed to know them only from the usual standpoint, realizing instead that a serious concern with spiritual science makes us a gift of this capacity for practical tact. But that serious concern with spiritual science must be present. It is of course absent if we project into spiritual science the sensations, desires, and instincts that ordinarily prevail. If that is the case, what is derived from spiritual science amounts to little more than can be garnered from any other indifferent source of learning. I've been speaking of nuances of consciousness and saying that there are nuances within the waking states very close to sleep. But it can happen that a person lacks the inclination to concern himself with certain details and subtleties, as in the case of the coupon clipper in yesterday's lecture. One may enjoy reading books or lecture cycles, but experience a dwindling consciousness at certain places in the text, and drowsiness sets in; the conscientiousness required to overcome such a condition is simply not there to call upon. That is why I have continued to stress that things should not be made too easy for people desiring to involve themselves with spiritual science. We hear again and again that books should be written in a popular style, that Theosophy is not popular enough.2: I discern behind such comments a wish for books that people could drowse through in a way they can't with Theosophy. It is vitally necessary to have sufficient interest for objective facts to rid ourselves of certain feelings and sensations we have had in the past; if we allow ourselves to drowse as we confront this or that theme in spiritual science that ought to engage our interest, we would stay awake only in the case of those matters most easily absorbed. And such a lack of objective interest leads to an inevitable development. The coupon cutter feels obligated to listen to the lecture, for lecture-going is part of a proper lifestyle, but he suffers tortures because of his total lack of interest. But he is gradually relieved; he enjoys himself, and sometimes even falls soundly asleep, a condition he doesn't have to guard against unless he starts snoring. All of this is a perfectly natural development. Now let us picture this process transferred to another kind of consciousness. Let us imagine a person who lacks the needed full interest in the concrete details of spiritual science. He feels that he is listening best when he is not paying attention to details. I have even heard the comment, “Oh, what he is saying isn't the important thing; it's the ‘vibrations,’ ‘the way it's said.’” The lecturer can often discern this type of drowsy listening in the listener's appearance. This is exactly the same situation on the soul level as that of the coupon clipper in external life. For if attention is being given to “vibrations” instead of to what spiritual science is offering, it turns the hearer's interest inward, as happens when the coupon clipper is enjoying himself. It may be that such a person describes himself between lectures as taking an interest in what the lecture offered, and claims interest in this or that theme. But he is really gossiping about his or someone else's previous incarnations. He has, in other words, shifted everything to an interest in himself in an identical internalizing process. We really see the same process here that goes on in the external life of the coupon clipper, who falls asleep at every lecture, in the case of those who feel that details are not important, but who claim an interest in spiritual science they really lack. So they fall asleep as to details, and their interest is transferred to their own personalities. Things of this sort have to be made clear. If we were to see them clearly, much that happens would not occur. I would like to see you make a study of the nuance levels of consciousness as I have tried to describe them. The last example given should perhaps not be taken amiss now or at any other time. There is no question that the movement of spiritual science is met with a good deal of sleepiness, while a strong tendency to self-enjoyment gets the upper hand, with the result that spiritual science is used only as a means of indulging in self-enjoyment. But we want to concentrate on nuances of consciousness, for unless we do so we will not be able to achieve an understanding of necessity, chance, and providence.
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163. Chance, Necessity and Providence: Necessity and Chance in Historical Events
28 Aug 1915, Dornach Translated by Marjorie Spock |
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And he believes that they can be answered only if he understands “productive powers and germs,” understands, in other words, how outer experience contains a hidden clue to the way the thread of necessity runs through everything that happens. |
When we look at the phenomena surrounding us, we seek the spiritual life, the truly living life of the spirit that underlies them, whereas Hegel, since he could go no further, sought the invisible idea, the fabric of ideas, first the fabric of ideas in pure logic, then that behind nature, and finally that underlying everything that happens as a spiritual element. |
Where, then, must we look for the facts underlying history? That is the question now confronting us. In the case of individual lives we have to look for the thoughts underlying gesture. |
163. Chance, Necessity and Providence: Necessity and Chance in Historical Events
28 Aug 1915, Dornach Translated by Marjorie Spock |
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I want, as I've said, to use these days to lay the foundation we will need to bring the right light to bear on the concepts chance, necessity, and providence. But today that will require me to introduce certain preparatory concepts, abstract counterparts, as it were, of the beautiful concrete images we have been considering.1 And to do the job as thoroughly as we must, a lecture will have to be added on Monday. That will give us today, tomorrow (after the eurythmy performance), and Monday at seven. The performance tomorrow will be at three o'clock, and a further lecture will follow immediately. For contemporary consciousness as it has come into being and gradually evolved up to the present under the influence of materialistic thought the concepts necessity and chance are indistinguishable. What I am saying is that many a person whose consciousness and mentality have been affected by a materialistic outlook can no longer tell necessity and chance apart. Now there are a number of facts in relation to which even minds muddled by materialism can still accept the concept of necessity, in a somewhat narrow sense at least. Even individuals limited by materialism still agree that the sun will rise tomorrow out of a certain necessity. In their view, the probability that the sun will rise tomorrow is great enough to be tantamount to necessity. Facts of this kind occurring in the relatively great expanse of nature and natural happenings on our planet are allowed by such people to pass as valid cases of Necessity. Conversely, their concepts of necessity narrow when they are confronted with what may be called historical events. And an outstanding example is Fritz Mauthner, whose name has often been mentioned here; he is the author of Critique of Language, written for the purpose of out-Kanting Kant, as well as of a Philosophical Dictionary. An article on history appears in the latter. It is extremely interesting to see how he tries there to figure out what history is. He says, “When the sun rises, I am confronted with a fact.” To take an example, we have been able today, the 28th of August 1915, to witness the fact that the sun has risen. That is a fact. And now he concludes that we can ascribe this rising of the sun to a law, to necessity, only because it happened yesterday and the day before yesterday, and so on, as long as people have been observing the sun. It was not just a case of a single fact, but of a whole sequence of identical or similar facts in outer nature that brought about this recognition of necessity. But when it comes to history, says Mauthner, Caesar, for example, was here only once, so we can't speak of necessity in his case. It would be possible to speak of necessity in his existence only if such a fact were to be repeated. But historical facts are not repeated, so we can't talk of necessity in relation to them. In other words, all of history has to be looked upon as chance. And Mauthner, as I've said, is an honest man, a really honest man. Unlike other less honest individuals, he is a man who draws the conclusions of his assumptions. So he says of historical “necessity,” for example, “That Napoleon outdid himself and marched to Russia or that I smoked one cigar more than usual in the past hour are two facts that really happened, both necessary, both—as we rightly expect in the case of the most grandiose as well as the most absurdly insignificant historical facts—not without consequences.” To his honest feeling, something that may be termed historical fact, like Napoleon's campaign against Russia (though it could equally well be some other happening) and the reported fact that he smoked an extra cigar, are both necessary facts if we apply the term “necessity” to historical facts at all. You will be amazed at my citing this particular sentence from Mauthner's article on history. I cite it because we have here an honest man straightforwardly admitting something that his less honest fellows with a modern scientific background refuse to admit. He is admitting that the fact that Caesar lived cannot be distinguished from the fact of Mauthner himself having smoked an extra cigar by calling upon the means available to us and considered valid by contemporary science. No difference can be ascertained by the methods modern science recognizes! Now he takes a positive stand, declaring his refusal to recognize a valid difference, to be so foolish as to represent history as science, when, according to the hypotheses of present-day science, history cannot qualify as a science. He is really honest; he says with some justification, for example, that Wundt set up a systematic arrangement of the sciences.2 History was, of course, listed among them. But no more objective reason for Wundt's doing this can really be discovered than that it had become customary, or, in other words, it happens to be a fact that universities set up history faculties. If a regular faculty were provided to teach the art of riding, asserts Mauthner—and from his standpoint rightly—professors like Wundt would include the art of riding in their system of the sciences, not from any necessity recognized by current scientific insight, but for quite other reasons. We really have to say that the present has parted ways to a very considerable extent with what we encounter in Goethe's Faust: this can be quite shattering if we take it seriously enough.3 There is much, very much in Faust that points to the profoundest riddles in the human soul. We simply don't take things sufficiently seriously these days. What does Faust say right at the beginning, after he has spoken of how little philosophy, jurisprudence, medicine, and theology were able to give him as a student, after expressing himself about these four fields of learning? What science and life in general have given him as nourishment for his soul has brought him to the following conviction:
What is it Faust wants to know, then? “Germs and productive powers”! Here, the human heart too senses in its depths a questioning about chance and necessity in life. Necessity! Let us picture a person like Faust confronting the question of necessity in the history of the human race. Such an individual asks, Why am I present at this point in evolution? What brought me here? What necessity, running its course through what we call history, introduced me into historical evolution at just this moment? Faust asks these questions out of the very depths of his soul. And he believes that they can be answered only if he understands “productive powers and germs,” understands, in other words, how outer experience contains a hidden clue to the way the thread of necessity runs through everything that happens. Now let us imagine a personality like Faust's having, for some reason or other, to make an admission similar to Fritz Mauthner's. Mauthner is, of course, not sufficiently Faustian to sense the consequences Faust would experience if he had to admit one day that he could distinguish no difference between the fact that Caesar occupied his place in history and the fact of having smoked an extra cigar in the past hour. Just imagine transferring into the mind of Faust the reflection on the nature of historical evolution voiced by Mauthner from his particular standpoint. Faust would have had to say, I am as necessary in ongoing world evolution as smoking an extra cigar once was to Fritz Mauthner. Things are simply not given their due weight. If they were, we would realize how significant it is for human life that an individual who embraces the entire scientific conscience of the present admits the impossibility of distinguishing, with the means currently available to science, between the fact that Caesar lived and the fact that Mauthner smoked an extra cigar, in other words, admits that the necessity in the one case is indistinguishable from the necessity in the other. When the time comes that people sense this with a truly Faustian intensity, they will be mature enough to understand how essential it is to grasp the element of necessity in historical facts, in the way we have tried to do with the aid of spiritual science in the case of many a historical fact. For spiritual science has shown us how the facts relative to the successive historical epochs have been injected, as it were, into the sphere of external reality by advancing spiritual evolution. And what we might state about the necessity of this or that happening at some particular time differs very sharply indeed from the fact of Fritz Mauthner smoking his extra cigar. We have stressed the connection between the Old and the New Testaments, between the time preceding and the time following the Mystery of Golgotha, and stressed too how the various cultures succeeded one another in the post-Atlantean epoch and how the various facts occurring during these cultural periods sprang from spiritual causes. The angle from which we view things is tremendously important. We should be aware of the consequences of the assumptions presently held to have sole scientific validity. Days like yesterday, which was Hegel's birthday, and today, which is Goethe's, should be festive occasions for realizing how necessary it is to recall the great will-impulses of earlier times, to recall Hegel's and Goethe's impulses of will, in order to perceive how deeply humanity has become implicated in materialism. There have always been superficial people. The difference between our time and Goethe's and Hegel's is not that there were no superficial people then, but rather that in those days the superficial people could not manage to get their outlook recognized as the only valid one. There was that slight difference in the situation. Yesterday was Hegel's birthday; he was born in Stuttgart on August 27, 1770. Since it was impossible for him, living at that time, to penetrate into truly spiritual life as we do today with the aid of spiritual science, he sought in his way to lay hold on the spiritual element in ideas and concepts; he made these his spiritual foothold. When we look at the phenomena surrounding us, we seek the spiritual life, the truly living life of the spirit that underlies them, whereas Hegel, since he could go no further, sought the invisible idea, the fabric of ideas, first the fabric of ideas in pure logic, then that behind nature, and finally that underlying everything that happens as a spiritual element. And he approached history too in such a way that he really accomplished much of significance in his historical studies, even if in the abstract form of ideas rather than in the concrete form of the spiritual. Now what does a person who honestly adopts Fritz Mauthner's standpoint do if, let us say, he sets about describing the evolution of art from Egyptian and Grecian times up to the present? He examines the documented findings, registers them, and then considers himself the more genuinely scientific the less ideas play into the proceedings and the more he keeps—objectively, as he thinks—to the purely external, factual evidence. Hegel based his attempt to write the history of art on a different approach. And he said something, among other things, that we are of course able to express more spiritually today: If we conceive, behind the outer development of art, the flowing, evolving world of the ideal, then and then only will the idea that has, so to speak, been hiding itself, try to issue forth in the material element, to reveal itself mysteriously in the material medium. In other words, the idea will not at first have wholly mastered matter, but expresses itself symbolically in it, a sphinx to be deciphered, as Hegel sees it. Then, in its further development, the idea gains a further mastery over matter, and harmony then exists between the mastering idea and its external, material expression. That is its classic form. When, finally, the idea has worked its way through the material and mastered it completely, the time will come when the overflowing fullness of the world of ideas will run over out of matter, so to speak; the ideal will be paramount. At the merely symbolic level, the idea cannot as yet wholly take over the material. At the classic stage, it has reached the point of union with matter. When it has achieved romantic expression, it is as though the idea overflowed in its fullness. And now Hegel says that we should look in the surrounding world to see where these concepts are exemplified: the symbolic, sphinx-like form of art in Egypt, the classic form in Greece, the romantic form in modern times. Hegel thus bases his approach on the unity of the human spirit with the spirit of the world. The world spirit must allow us thoughts about the course of art's evolution. Then we must rediscover in the outer world what the world spirit first gave to us in thought form. This, says Hegel, is the way external history too is “constructed.” He looks first for the progressive evolution of ideas, and then confirms it at hand of external events. That is what the Philistines, the superficial people, have never been able to grasp, and it is their reason for reproaching Hegel so bitterly. A person who is superficial despite his belonging to a spiritual scientific movement wants above all to know about his own incarnation, and there were of course people in Hegel's time too who were superficial in their own way. You can see from one of Hegel's remarks that there was one such. As you've seen, Hegel followed the principle of first lifting himself into the world of ideas and then rediscovering in the world around him what he had come to know in the ideal world. Now the superficial critics had of course risen up in arms against this, and Hegel had to make the following comment: “In his many-sided naivete Herr Krug has challenged natural philosophy to perform the sleight of hand of deducing his pen only.” “Deducing” was the term used to denote a rediscovering in the outer world of everything that had first been discovered in the inner world. The person referred to in this remark was Wilhelm Traugott Krug, who was teaching at Leipzig at that time.4 Oddly enough, Krug was the predecessor of Mauthner in having written a philosophical dictionary, though he did not succeed in becoming a leading authority in his day. But he said, “If individuals like Hegel search for reality in ideas and then want to show, from the idea's necessity, how external reality coincides with it, then someone like Hegel had better come and demonstrate that he first encountered my pen as an idea.” Krug remarks that Hegel with his “idea” is not convincing in his assertions about the development of art from Egyptian to Greek to modern times, but if Hegel could “deduce” Krug's pen from his idea of it, that would impress him. Hegel comments in the passage mentioned above, “It would have been possible to give him the hope of seeing this deed accomplished and his pen glorified if science had progressed so far and so cleared up everything of importance in heaven and on earth in the past and present as to leave nothing of greater importance in doubt” than Herr Krug's pen. But in today's world the mentality characteristic of superficial people is really dominant. And Fritz Mauthner would have to say honestly that there is no possibility of distinguishing between the necessity of Greek art coming into being at a certain time and the necessity involving Herr Krug's pen or his own extra cigar. Now I have already called your attention to the prime importance of finding the proper angle from which to illuminate these lofty concepts of human life. We need to find the right angles from which to study necessity, chance, and providence. I suggested that you picture Faust in such relation to the world that he would have to despair of the possibility of discovering any element of necessity. But now let's imagine just the opposite and picture Faust conceiving of himself in relation to a world where nothing but necessity exists, a world where he would have to regard every least thing he did as conditioned by necessity. Then he would indeed have to say that if there were no chance happenings, if everything had to be ruled by necessity, “no dog would endure such a curst existence,” and this not because of what he had been learning but because of the way the world had been arranged. And what would a person amount to if there were truth in Spinoza's dictum that everything we do and experience is every bit as necessitated as the path of a billiard ball which, struck by another, has no choice but to move in a way determined by the particular laws involved?5 If that were true, nobody could endure such a world order, and it would be even less bearable for natures aware of “productive powers and germs!” Necessity and chance exist in the universe in such a way that they correspond to a certain human yearning. We feel that we couldn't get along without both of them. But they have to be properly understood, to be judged from the right angle. To do that in the case of the concept of chance naturally requires abandoning any prejudices or preconceptions we may have on the subject. We will have to examine the concept very closely so that we can replace the cliche that this or that “chanced” to happen—as we are often forced to say—with something more suitable. We will have to search out the fitting angle. And we will find it only if we go a bit further in the study we began yesterday. You are familiar with the alternating states of sleeping and waking. But we recognize that waking consciousness too has its nuances, and that it is possible to distinguish between varying degrees of awakeness. But we can go further in a study of that state. It is basically true that from the moment we awaken until we fall asleep again, our waking consciousness takes in nothing but objects in the world around us, senses their action, and produces our own images, concepts, and ideas. Sleeping consciousness, which has remained at the level of plant consciousness, then lets us behold ourselves as described yesterday, and, since our consciousness in this state is plantlike, this is a pleasurable absorption in ourselves. Now if we penetrate fully into the nature of human soul life, we come upon something that fits neither day nor night consciousness. I am referring to distinct memories of past experiences. Consider the fact that sleeping consciousness doesn't involve remembering anything. If you were to sleep continuously, you wouldn't need to remember previous experiences; there would be no such necessity, in any case. We do remember to some extent when we are dreaming, but in the plant consciousness of sleep we remember nothing of the past. It is certainly clear that memory plays no special part in sleep. In the case of ordinary day-waking consciousness we must say that we experience what is around us, but experiencing what we have gone through in the past represents a heightening of waking consciousness. In addition to experience of our present surroundings we experience the past, but now in its reflection in ourselves. So if I draw a horizontal line (see drawing) to represent the level of human consciousness, we may say that we look into ourselves in sleep. [IMAGE REMOVED FROM PREVIEW] I will write “Looking into ourselves” here; we can call it a subconscious looking. Day-waking consciousness can be set down as “Looking out consciously into the world.” Then a third kind of inner experiencing that doesn't coincide with looking into the world is the conscious “Looking into ourselves in memory.” So we have “Conscious looking into ourselves” = memory“Consciousness looking into the world around us” = day-waking consciousness “Subconsciousness looking into ourselves” = sleep The fact is, then, that we have not just two sharply different states of consciousness, but three of them. Remembering is actually a deepened and more concentrated form of waking consciousness. The important thing about remembering is more than just being aware of something; we recapitulate awareness of it. Remembering makes sense only if we are aware of something all over again. Think a moment: if I encounter one of you whom I have seen before, but merely see him without recognizing him, memory isn't really involved. Memory, then, is recognition. And spiritual science teaches us too that whereas our ordinary day-waking consciousness, our consciousness of the world outside us, has reached the very peak of perfection, our remembering is actually only just beginning its evolution; it must go on and on developing. Metaphorically speaking, memory is still a very sleepy attribute of human consciousness. When it has undergone further evolution, another element of experience will be added to our present capacity, namely, the inner experiencing of past incarnations. That experiencing rests upon a heightening of our ability to remember, for no matter what else is involved, we are dealing here with recognition, and it must first travel the path of interiorization. Memory is a soul force just beginning its development./ Now let us ask, “What is the nature of this soul-force, this capacity to remember? What really happens in the remembering process?” Another question must be answered first, and that is, “How do we arrive, at this point in time, at correct concepts?” You get an idea of what a correct concept is if you are not satisfied with a meager picturing of it; in most cases people have their own opinion of things rather than genuine concepts. Most individuals think they know what a circle is. If someone asks, Well, what is it? they answer, Something like this, and draw a circle. That may be a representation of a circle, but that is not what matters. A person who only knows that this drawing approximates a circle and remains satisfied with that has no concept of what a circle is. Only someone who knows enough to say that a circle is a curved line every point of which is equidistant from the center has a correct concept of a circle. An endless number of points is of course involved, but the circle is inwardly present in conceptual form. That is what Hegel was pointing out: that we must get down to the concept underlying external facts, and then recognize what we are dealing with in outer reality on the basis of our familiarity with the concept. Let us explore what the difference is between the “half-asleep” status of the mere mental images with which most people are satisfied and the active possession of a concept. A concept is always in a process of inner growth, of inner activity. To have nothing more than the mental image of a table is not to have a concept of it. We have the concept “table” if we can say that it is a supported surface upon which other objects can be supported. Concepts are a form of inner liveliness and activity that can be translated into outer reality. Nowadays one is tempted to resort to some lively movement to explain matters of this sort to one's contemporaries. One really has an impulse to jump about for the sake of demonstrating how a true concept differs from the sleepy holding onto a mental image. One is strongly prompted to go chasing after concepts as a means of bringing people slightly into motion and enlivening the dreadfully lazy modern holding of mental images that now prevails; one wants to devote one's energies to clarifying the distinction between entertaining ordinary mental images and working one's way into the real heart of a matter. And why is one thus prompted? Because we know from spiritual science that the moment something reaches the level of the concept, the etheric body has to carry out this movement; it is involved in this movement. So we really must not shy away from rousing the etheric body if we intend to construct concepts. What, then, is memory? What is remembering? If I have learned that a circle is a curved line every point of which is equidistant from the center, and am now to recall this concept, I must again carry out this movement in my etheric body. From the aspect of the etheric body, something becomes a memory when carrying out the movement in question has become habitual there. Memory is habit in the etheric body; we remember a thing when our etheric body has become used to carrying out the corresponding movement. We remember nothing except what the etheric body has taken on in the form of habits. Our etheric bodies must take it upon themselves, under the stimulus of re-approaching an object, being repeatedly brought into motion by us and thus given the opportunity of remembering, to repeat the motion they carried out in first approaching that object. And the more often the experience is repeated, the firmer and more ingrained does the habit become, so that memory gradually strengthens. Now if we are really thinking instead of merely forming mental images, our etheric bodies take on all sorts of habits. But these etheric bodies are what the physical body is based on. You will notice that a person who wants to clarify a concept often tries to make illustrative gestures, even as he is talking about it. Of course we all have our own individual gestures anyway. Differences between people are seen in their characteristic gestures, that is, if we conceive the term “gesture” broadly enough. A person with a feeling for gesture learns a good deal about others from observing their gestures and seeing, for example, how they set their feet down as they walk. And the way we think when remembering something is thus really a habit of the etheric body. This etheric body is a lifelong trainer of the physical body—or perhaps I had better say that it tries to train the latter, but not entirely successfully. We can say, then, that the physical body, for example, the hand, is here: [IMAGE REMOVED FROM PREVIEW] When we think, we constantly try to send into the etheric body what then becomes habit there. But the physical body presents a barrier. Our etheric bodies can't manage to get everything into the physical body, and they therefore save up the forces thus prevented from entering the physical body. They are saved up and carried through the entire period of life between death and rebirth. The way we think and the way we imprint our memories upon the etheric body then comes to the fore in our next incarnation as our instinctive play of gesture. And when we see a person exhibiting habitual gestures from childhood on, we can attribute them to the fact that in his previous incarnation his thinking imprinted certain quite distinct mannerisms on his etheric body. If, in other words, I study a person's inborn gestures, they can become clues to the way he managed his thinking in past incarnations. But just think what this means! It means that thoughts so impress themselves upon us that they resurface as the next incarnation's gestures. We get an insight here into the way the thinking element evolves into external manifestation: what began as the inwardness of thought becomes the outwardness of gesture. Modern science, in its ignorance of what distinguishes necessity from chance, looks upon history as happenstance. In a list of words dating back to 1482, which Mauthner refers to, we read the words, “geschicht oder geschehcn ding, historia res gesta.” “Res gesta” is what history used to be called. All that is left of this today is the abstract remnant “regeste.” When notes are taken on some happening, they are called the “register.” Why is this? The word is based on the same root as “gesture.” The genius of speech responsible for the creation of these words was still aware that we have to see something brought over from the past in historical events. If what we observe in individual gesture is to be understood as the residue of past lives on earth, born with the individual into an incarnation, surely it is not complete nonsense to assume something like gestures in what we encounter in the facts of history. A series of facts surfaces in the way we walk, and these are the gestures of our thinking in past incarnations. Where, then, must we look for the facts underlying history? That is the question now confronting us. In the case of individual lives we have to look for the thoughts underlying gesture. If we regard historical events as gestures, where must we look for the thoughts behind them? We will take up the study of this matter tomorrow.
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