18. The Riddles of Philosophy: Darwinism and World Conception
Translated by Fritz C. A. Koelln Rudolf Steiner |
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The man of the new world conception had to give way to the reaction that, under the influence of the Jesuits, took hold of his school. Ernst Haeckel has described the life and activity of Fritz Müller in the Jenaische Zeitschrift fur Naturwissenschaft (Vol. |
Every naturalist, who in the field of biogenesis is not satisfied with a mere admiration of strange phenomena but strives for an understanding of their significance, will, in the future, either have to side with or against this principle. |
[ 42 ] Properly understood, Haeckel's view is not touched by Carneri's criticism. It is safe from this criticism because Haeckel holds himself strictly within the bounds of observation. |
18. The Riddles of Philosophy: Darwinism and World Conception
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] If the thought of the teleological structure of nature was to be reformed in the sense of a naturalistic world conception, the purpose-adjusted formation of the organic world had to be explained in the same fashion as the physicist or the chemist explains the lifeless processes. When a magnet attracts iron shavings, no physicist will assume that there is a force at work in the magnet that aims toward the purpose of the attraction. When hydrogen and oxygen form water as a compound, the chemist does not interpret this process as if something in both substances had been actively striving toward the purpose of forming water. An explanation of living beings that is guided by a similar naturalistic mode of thinking must conclude that organisms become purpose-adjusted without anything in nature planning this purpose-conformity. This conformity comes to pass without being anywhere intended. Such an explanation was given by Charles Darwin. He took the point of view that there is nothing in nature that plans the design. Nature is never in a position to consider whether its products are adequate to a purpose or not. It produces without choosing between what is adequate to a purpose and what is not. [ 2 ] What is the meaning of this distinction anyhow? When is a thing in conformity with a purpose? Is it not when it is so arranged that the external circumstances correspond to its needs, to its life conditions? A thing is inadequate to purpose when this is not the case. What will happen if, while a complete absence of plan in nature characterizes the situation, formations of all degrees of purpose-conformity, from the most to the least adequately adapted form, come into existence? Every being will attempt to adapt its existence to the given circumstances. A being well-adjusted to life will do so without much difficulty; one less adequately endowed will succeed only to a lesser degree. The fact must be added to this that nature is not a parsimonious housekeeper in regard to the production of living beings. The number of germs is prodigious. The abundant production of germs is backed up by inadequate means for the support of life. The effect of this will be that those beings that are better adapted to the acquisition of food will more easily succeed in their development. A well-adapted organic being will prevail in the strife for existence over a less adequately adjusted one. The latter must perish in this competition. The fit, that is to say, the one adapted to the purpose of life, survives; the unfit, that is, the one not so adapted, does not. This is the “struggle for life.” Thus, the forms adequate to the purpose of life are preserved even if nature itself produces, without choice, the inadequate side by side with the adequate. Through a law, then, that is as objective and as devoid of any wise purpose as any mathematical or mechanical law of nature can be, the course of nature's evolution receives a tendency toward a purpose-conformity that is not originally inherent in it. [ 3 ] Darwin was led to this thought through the work of the social economist Malthus entitled Essay on the Principle of Population (1798). In this essay the view is advanced that there is a perpetual competition going on in human society because the population grows at a much faster pace than the supply of food. This law that Malthus had stated as valid for the history of mankind, was generalized by Darwin into a comprehensive law of the whole world of life. [ 4 ] Darwin now set out to show how this struggle for existence becomes the creator of the various forms of living beings and that thereby the old principle of Linnaeus was overthrown, that “we have to count as many species in the animals and vegetable kingdoms as had been principally created.” The doubt against this principle was clearly formed in Darwin's mind when, in the years 1831–36, he was on a journey to South America and Australia. He tells how this doubt took shape in him.
The answer to this question is contained in the naturalistic conception of the evolution of the living organism. As the physicist subjects a substance to different conditions in order to study its properties, so Darwin, after his return, observed the phenomena that resulted in living beings under different circumstances. He made experiments in breeding pigeons, chickens, dogs, rabbits and plants. Through these experiments it was shown that the living forms continuously change in the course of their propagation. Under certain circumstances some living organisms change so much after a few generations that in comparing the newly bred forms with their ancestors, one could speak of two completely different species, each of which follows its own design of organization. Such a variability of forms is used by the breeder in order to develop organisms through cultivation that answer certain demands. A breeder can produce a species of sheep with an especially fine wool if he allows only those specimens of his flock to be propagated that have the finest wool. The quality of the wool is then improved in the course of the generations. After some time, a species of sheep is obtained which, in the formation of its wool, has progressed far beyond its ancestors. The same is true with other qualities of living organisms. Two conclusions can be drawn from this fact. The first is that nature has the tendency to change living beings; the second, that a quality that has begun to change in a certain direction increases in that direction, if in the process of propagation of organic beings those specimens that do not have this quality are excluded. The organic forms then assume other qualities in the course of time, and continue in the direction of their change once this process has begun. They change and transmit the changed qualities to their descendants. [ 5 ] The natural conclusion from this observation is that change and hereditary transmission are two driving principles in the evolution of organic beings. If it is to be assumed that in the natural course of events in the world, formations that are adapted to life come into being side by side with those not adapted as well as others, it must also be supposed that the struggle for life takes place in the most diversified forms. This struggle effects, without a plan, what the breeder does with the aid of a preconceived plan. As the breeder excludes the specimen from the process of propagation that would introduce undesired qualities into the development, so the struggle for life eliminates the unfit. Only the fit survive in evolution. The tendency for perpetual perfection enters thus into the evolutionary process like a mechanical law. After Darwin had seen this and after he had thereby laid a firm foundation to a naturalistic world conception, he could write the enthusiastic words at the end of his work, The Origin of Species, which introduced a new epoch of thought:
At the same time one can see from this sentence that Darwin does not derive his conception from any anti-religious sentiment but merely from the conclusions that for him follow from distinctly significant facts. It was not hostility against the needs of religious experience that persuaded him to a rational view of nature, for he tells us distinctly in his book how this newly acquired world of ideas appeals to his heart.
[ 6 ] Darwin showed in great detail how the organisms grow and spread, how, in the course of their development, they transmit their properties once they are acquired, how new organs are produced and change through use or through lack of use, how in this way the organic beings are adjusted to their conditions of existence and how finally through the struggle for life a natural selection takes place by means of which an ever increasing variety of more and more perfect forms come into being. [ 7 ] In this way an explanation of teleologically adjusted beings seems to be found that requires no other method for organic nature than that which is used in inorganic nature. As long as it was impossible to offer an explanation of this kind it had to be admitted, if one wanted to be consistent, that everywhere in nature where a purpose-adjusted being came into existence, the intervention of an extraneous power had to be assumed. In every such case one had to admit a miracle. [ 8 ] Those who for decades before the appearance of Darwin's work had endeavored to find a naturalistic world and life conception now felt most vividly that a new direction of thought had been given. This feeling is expressed by David Friedrich Strauss in his book, The Old and the New Faith (1872).
[ 9 ] Through Darwin's idea of fitness it is possible to think the concept of evolution really in the form of a natural law. The old doctrine of involution, which assumes that everything that comes into existence has been there in a hidden form before (compare pages in Part 1 Chapter IX), had been deprived of its last hope with this step. In the process of evolution as conceived by Darwin, the more perfect form is in no way contained in the less perfect one, for the perfection of a higher being comes into existence through processes that have nothing whatsoever to do with the ancestors of this being. Let us assume that a certain evolutionary series has arrived at the marsupials. The form of the marsupials contains nothing at all of a higher, more perfect form. It contains only the ability to change at random in the course of its propagation. Certain circumstances then come to pass that are independent of any “inner” latent tendency of development of the form of the marsupials but that are such that of all possible variations (mutations) the pro-simians survive. The forms of the marsupials contained that of the pro-simians no more than the direction of a rolling billiard ball contains the path it will take after it has been deflected from its original course by a second billiard ball. [ 10 ] Those accustomed to an idealistic mode of thinking had no easy time in comprehending this reformed conception of evolution. Friedrich Theodor Vischer, a man of extraordinary acumen and subtlety of spirit who had come from Hegel's school, writes as late as 1874 in an essay:
[ 11 ] In another passage in the same essay he says:
[ 12 ] If Vischer had been asked whether or not he imagined that hydrogen and oxygen contained within themselves in a latent form a picture of water to make it possible for the latter to develop from the former, he would undoubtedly have answered, “No, neither in oxygen nor in hydrogen is there anything contained of the water that is formed; the conditions for the formation of this substance are given only when hydrogen and oxygen are combined under certain circumstances.” Is the situation then necessarily different when, through the two factors of the marsupials and the external conditions, the pro-simians came into being? Why should the pro-simians be contained as a possibility, as a scheme, in the marsupials in order to be capable of being developed from them? What comes into being through evolution is generated as a new formation without having been in existence in any previous form. [ 13 ] Thoughtful naturalists felt the weight of the new teleological doctrine no less than Strauss. Hermann Helmholtz belongs, without doubt, among those who, in the eighteen-fifties and sixties, could be considered as representatives of such thoughtful naturalists. He stresses the fact that the wonderful purpose-conformity in the structure of living organisms, which becomes increasingly apparent as science progresses, challenges the comparison of all life processes to human actions. For human actions are the only series of phenomena that have a character that is similar to the organic ones. The fitness of the arrangements in the world of organisms does, according to our judgment, in most cases indeed far surpass what human intelligence is capable of creating. It therefore cannot surprise us that it has occurred to people to seek the origin of the structure and function of the world of living beings in an intelligence far superior to that of man. Helmholtz says:
[ 14 ] Helmholtz now is of the opinion that such a demarcation is given by the principle of natural selection in the struggle for existence. A scientist who, like Helmholtz, belongs to the most cautious naturalists of that time, J. Henle, said in a lecture, “If the experiences of artificial breeding were to be applied to the hypothesis of Oken and Lamarck, it would have to be shown how nature proceeds in order to supply the mechanism through which the experimental breeder obtains his result. This is the task Darwin set for himself and that he pursued with admirable industry and acumen.” [ 15 ] The materialists were the ones who felt the greatest enthusiasm of all from Darwin's accomplishment. They had long been convinced that sooner or later a man like him would have to come along who would throw a philosophical light on the vast field of accumulated facts that was so much in need of a leading thought. In their opinion, the world conception for which they had fought could not fail after Darwin's discovery. Darwin approached his task as a naturalist. At first he moved within the limits reserved to the natural scientist. That his thoughts were capable of throwing a light on the fundamental problems of world conception, on the question of man's relation to nature, was merely touched upon in his book:
For the materialists, this question of the origin of man became, in the words of Buechner, a matter of most intimate concern. In lectures he gave in Offenbach during the winter of 1866–67, he says:
[ 17 ] Natural science clearly taught that man could not be an exception. On the basis of exact anatomical investigations the English physiologist, T. H. Huxley, wrote in his book, Man's Place in Nature (1863):
Could there still be a doubt in the face of such facts that natural evolution had also produced man—the same evolution that had caused the series of organic beings as far as the monkey through growth, propagation, inheritance, transmutation of forms and the struggle for life? [ 18 ] During the course of the century this fundamental view penetrated more and more into the mainstream of natural science. Goethe, to be sure, had in his own way been convinced of this, and because of this conviction he had most energetically set out to correct the opinion of his contemporaries, which held that man lacked an intermaxillary bone in his upper jaw. All animals were supposed to have this bone; only man, so one thought, did not have it. In its absence one saw the proof that man was anatomically different from the animals, that the plan of his structure was to be thought along different lines. The naturalistic mode of Goethe's thinking inspired him to undertake elaborate anatomical studies to abolish this error. When he had achieved this goal he wrote in a letter to Herder, convinced that he had made a most important contribution to the knowledge of nature; “I compared the skulls of men and animals and I found the trail, and behold, there it is. Now I ask you not to tell, for it must be treated as a secret. But I want you to enjoy it with me, for it is like the finishing stone in the structure of man; now it is complete and nothing is lacking. Just see how it is!” [ 19 ] Under the influence of such conceptions the great question of philosophy of man's relation to himself and to the external world led to the task of showing by the method of natural science what actual process had led to the formation of man in the course of evolution. Thereby the viewpoint from which one attempted to explain the phenomena of nature changed. As long as one saw in every organism including man the realization of a purposeful design of structure, one had to consider this purpose also in the explanation of organic beings. One had to consider that in the embryo the later organism is potentially indicated. When this view was extended to the whole universe, it meant that an explanation of nature fulfilled its task best if it showed how the later stages of evolution with man as the climax are prepared in the earlier stages. [ 20 ] The modern idea of evolution rejected all attempts of science to recognize the potential later phases in the earlier stages. Accordingly, the later phase was in no way contained in the earlier one. Instead, what was gradually developed was the tendency to search in the later phases for traces of the earlier ones. This principle represented one of the laws of inheritance. One can actually speak of a reversal of the tendency of explanation. This reversal became important for ontogenesis, that is, for the formation of the ideas concerning the evolution of the individual being from the egg to maturity. Instead of showing the predisposition of the later organs in the embryo, one set out to compare the various stages that an organism goes through in the course of its individual evolution from the egg to maturity with those of other forms of organisms. Lorenz Oken was already moving in this direction. In the fourth volume of his General History of Nature for All Classes of Readers he wrote:
Oken compares the stages of transformation of the insects with the other animals and finds that the caterpillars have a great similarity with worms, and the cocoons with crustaceous animals. From such similarities this ingenious thinker draws the conclusion that “there is, therefore, no doubt that we are here confronted with a conspicuous similarity that justifies the idea that the evolutionary history in the egg is nothing but a repetition of the history of the creation of the animal classes.” It came as a natural gift to this brilliant man to apprehend a great idea for which he did not even need the evidence of supporting facts. But it also lies in the nature of such subtle ideas that they have no great effect on those who work in the field of science. Oken appears like a comet on the firmament of German philosophy. His thought supplies a flood of light. From a rich treasure of ideas he suggests leading concepts for the most divergent facts. His method of formulating factual connections, however, was somewhat forced. He was too much preoccupied with the point he wanted to make. This attitude also prevailed in his treatment of the law of the repetition of certain animal forms in the ontogeny of others mentioned above. [ 21 ] In contrast to Oken, Karl Ernst von Baer kept to the facts as firmly as possible when he spoke, in his History of the Evolution of Animals (1828), of the observations that had led Oken to his idea:
Such facts of embryological development excited the greatest interest of those thinkers who tended toward Darwinism. Darwin had proven the possibility of change in organic forms and, through transformation, the species now in existence might possibly be descended from a few original forms, or perhaps only one. Now it was shown that in their first phases of development the various living organisms are so similar to each other that they can scarcely be distinguished from one another, if at all. These two ideas, the facts of comparative embryology and the idea of descent, were organically combined in 1864 by Fritz Müller (1821–97) in his thoughtful essay, Facts and Arguments for Darwin. Müller is one of those high-minded personalities who needs a naturalistic world conception because they cannot breathe spiritually without it. Also, in regard to his own action, he would feel satisfaction only when he could feel that his motivation was as necessary as a force of nature. In 1852 Müller settled in Brazil. For twelve years he was a teacher at the gymnasium in Desterro on the island of Santa Catharina, not far from the coast of Brazil. In 1867 he had to give up this position. The man of the new world conception had to give way to the reaction that, under the influence of the Jesuits, took hold of his school. Ernst Haeckel has described the life and activity of Fritz Müller in the Jenaische Zeitschrift fur Naturwissenschaft (Vol. XXXI N.F. XXIV 1897). Darwin called Müller the “prince of observers,” and the small but significant booklet, Facts and Arguments for Darwin, is the result of a wealth of observations. It deals with a particular group of organic forms, the crustaceans, which are radically different from one another in their maturity but are perfectly similar at the time when they leave the egg. If one presupposes, in the sense of Darwin's theory of descent, that all crustacean forms have developed from one original type, and if one accepts the similarity in the early stages as an inherited element of the form of their common ancestor, one has thereby combined the ideas of Darwin with those of Oken pertaining to the repetition of the history of the creation of the animal species in the evolution of the individual animal form. This combination was accomplished by Fritz Müller. He thereby brought the earlier forms of an animal class into a certain law-determined connection with the later ones, which, through transformation, have formed out of them. The fact that at an earlier stage the ancestral form of a being now living has had a particular form caused its descendants at a later time to have another particular form. By studying the stages of the development of an organism one becomes acquainted with its ancestors whose nature has caused the characteristics of the embryonic forms. Phylogenesis and ontogenesis are, in Fritz Müller's book, connected as cause and effect. With this step a new element had entered the Darwinian trend of ideas. This fact retains its significance even though Müller's investigations of the crustaceans were modified by the later research of Arnold Lang. [ 22 ] Only four years had passed since the appearance of Darwin's Origin of the Species when Müller's book was published as its defense and confirmation. Müller had shown how, with one special class of animals, one should work in the spirit of the new ideas. Then, in 1866, seven years after the Origin of the Species, a book appeared that completely absorbed this new spirit. Using the ideas of Darwinism on a high level of scientific discussion, it threw a great deal of light on the problems of the interconnection of all life phenomena. This book was Ernst Haeckel's General Morphology of Organisms. Every page reflected his attempt to arrive at a comprehensive synopsis of the totality of the phenomena of nature with the help of new thoughts. Inspired by Darwinism, Haeckel was in search of a world conception. [ 23 ] Haeckel did his best in two ways to attempt a new world conception. First, he continually contributed to the accumulation of facts that throw light on the connection of the entities and energies of nature. Second, with unbending consistency he derived from these facts the ideas that were to satisfy the human need for explanation. He held the unshakable conviction that from these facts and ideas man can arrive at a fully satisfactory world explanation. Like Goethe, Haeckel was convinced in his own way that nature proceeds in its work “according to eternal, necessary and thereby divine laws, so that not even the deity could change it.” Because this was clear to him, he worshipped his deity in these eternal and necessary laws of nature and in the substances in which they worked. As the harmony of the natural laws, which are with necessity interconnected, satisfies reason, according to his view, so it also offers to the feeling heart, or to the soul that is ethically or religiously attuned, whatever it may thirst for. In the stone that falls to the ground attracted by gravity there is a manifestation of the same divine order that is expressed in the blossom of a plant and in the human spirit that created the drama of Wilhelm Tell. [ 24 ] How erroneous is the belief that the feeling for the wonderful beauty of nature is destroyed by the penetration of reason into laws of nature is vividly demonstrated in the work of Ernst Haeckel. A rational explanation of nature had been declared to be incapable of satisfying the needs of the soul. Wherever man is disturbed in his inner life through knowledge of nature, it is not the fault of knowledge but of man himself. His sentiments are developed in a wrong direction. As we follow a naturalist like Haeckel without prejudice on his path as an observer of nature, we feel our hearts beat faster. The anatomical analysis, the microscopic investigation does not detract from natural beauty but reveals a great deal more of it. There is no doubt that there is an antagonism between reason and imagination, between reflection and intuition, in our time. The brilliant essayist, Ellen Key, is without doubt right in considering this antagonism as one of the most important phenomena of our time (compare Ellen Key, Essays, S. Fischer Verlag, Berlin, 1899). Whoever, like Ernst Haeckel, digs deep into the treasure mine of facts, boldly emerges with the thoughts resulting from these facts and climbs to the heights of human knowledge, can see in the explanation of nature only an act of reconciliation between the two contesting forces of reflection and intuition that “alternate in forcing each other into submission” (Ellen Key). Almost simultaneously with the publication of the book in which Haeckel presented with unflinching intellectual honesty his world conception derived from natural science, that is, with the appearance of his Riddles of the Universe in 1899, he began a serial publication called Artforms of Nature. In it he gives pictures of the inexhaustible wealth of wonderful formations that nature produces and that surpass “by far all artistic forms created by man” in beauty and in variety. The same man who introduces our mind to the law-determined order of nature leads our imagination to the beauty of nature. [ 25 ] The need to bring the great problems of world conception into direct contact with scientific, specialized research led Haeckel to one of the facts concerning which Goethe said that they represent the significant points at which nature yields the fundamental ideas for its explanation of its own accord, meeting us halfway in our search. This was realized by Haeckel as he investigated how Oken's thesis, which Fritz Müller had applied to the crustaceans, could be fruitfully applied to the whole animal kingdom. In all animals except the Protista, which are one-celled organisms, a cup- or jug-shaped body, the gastrula, develops from the zygote with which the organism begins its ontogenesis. This gastrula is an animal form that is to be found in the first stages of development of all animals from the sponges to man. It consists merely of skin, mouth and stomach. There is a low class of zoophytes that possess only these organs during their lives and therefore resemble gastrulae. This fact is interpreted by Haeckel from the point of view of the theory of descent. The gastrula form is an inherited form that the animal owes to the form of its common ancestor. There had been, probably millions of years before, a species of animals, the gastrae, that was built in a way similar to that of the lower zoophytes still living today—the sponges, polyps, etc. From this animal species all the various forms living today, from the polyps, sponges, etc., to man, repeat this original form in the course of their ontogenies. [ 26 ] In this way an idea of gigantic scope had been obtained. The path leading from the simple to the complicated, to the perfect form in the world of organisms, was thereby indicated in its tentative outline. A simple animal form develops under certain circumstances. One or several individuals of this form change to another form according to the conditions of life to which they are exposed. What has come into existence through this transmutation is again transmitted to descendants. There are then two different forms, the old one that has retained the form of the first stage, and a new one. Both of these forms can develop in different directions and into different degrees of perfection. After long periods of time an abundant wealth of species comes into existence through the transmission of the earlier form and through new formations by means of the process of adaptation to the conditions of life. [ 27 ] In this manner Haeckel connects today's processes in the world of organisms with the events of primeval times. If we want to explain some organ of an animal of the present age, we look back to the ancestors that had developed this organ under the circumstances in which they lived. What has come into existence through natural causes in earlier times has been handed down to our time through the process of heredity. Through the history of the species the evolution of the individual receives its explanation. The phylogenesis, therefore, contains the causes for the ontogenesis. Haeckel expresses this fact in his fundamental law of biogenetics: “The short ontogenesis or development of the individual is a rapid and brief repetition, an abbreviated recapitulation of the long process of phylogenesis, the development of the species.” [ 28 ] Through this law every attempt at explanation through special purposes, all teleology in the old sense, has been eliminated. One no longer looks for the purpose of an organ; one looks for the causes through which it has developed. A given form does not point to a goal toward which it strives, but toward the origin from which it sprang. The method of explanation for the organic phenomena has become the same as that for the inorganic. Water is not considered the aim of oxygen, nor is man considered the purpose of creation. Scientific research is directed toward the origin of, and the actual cause for, living beings. The dualistic mode of conception, which declares that the organic and the inorganic has to be explained according to two different principles, gives way to a monistic mode of conception, to a monism that has only one uniform mode of explanation for the whole of nature. [ 29 ] Haeckel characteristically points out that through his discovery the method has been found through which every dualism in the above-mentioned sense must be overcome.
After Haeckel had absorbed Darwin's view of the origin of man he defended forcefully the conclusion that must be drawn from it. It was impossible for him just to hint hesitatingly, like Darwin, at this “problem of all problems.” Anatomically and physiologically man is not distinguishable from the higher animals. Therefore, the same origin must be attributed to him as to them. Haeckel boldly defended this opinion and the consequences that followed from it for the conception of the world. There was no doubt for him that in the future the highest manifestations of man's life, the activities of his spirit, were to be considered under the same viewpoint as the function of the simplest living organism. The observation of the lowest animals, the protozoa, infusoria, rhizopods, taught him that these organisms had a soul. In their motions, in the indications of the sensations they show, he recognized manifestations of life that only had to be increased and perfected in order to develop into man's complicated actions of reason and will. [ 30 ] Beginning with the gastraea, which lived millions of years ago, what steps does nature take to arrive at man? This was the comprehensive question as stated by Haeckel. He supplied the answer in his Anthropogenesis, which appeared in 1874. In its first part, this book deals with the history of the individual (ontogenesis), in the second part, with that of the species (phylogenesis). He showed point by point how the latter contains the causes of the former. Man's position in nature had thereby been determined according to the principles of the theory of descent. To works like Haeckel's Anthropogenesis, the statement that the great anatomist, Karl Gegenbaur, made in his Comparative Anatomy (1870) can be justly applied. He wrote that in exchange for the method of investigation Darwin gave to science with his theory he received in return clarity and firmness of purpose. In Haeckel's view, the method of Darwinism had also supplied science with the theory of the origin of man. [ 31 ] What actually was accomplished by this step can be appreciated in its full measure only if one looks at the opposition with which Haeckel's comprehensive application of the principles of Darwinism was received by the followers of idealistic world conceptions. It is not even necessary to quote those who, blindly believing in the traditional opinion, turned against the “monkey theory,” or those who believed that all finer, higher morality would be endangered if men were no longer convinced that they had a “purer, higher origin.” Other thinkers, although quite open-minded with regard to new truths, found it difficult to accept this new truth. They asked themselves the question, [ 32 ] “Do we not deny our own rational thinking if we no longer look for its origin in a general world reason over us, but in the animal kingdom below?” Mentalities of this sort eagerly attacked the points where Haeckel's view seemed to be without support of the facts. They had powerful allies in a number of natural scientists who, through a strange bias, used their factual knowledge to emphasize the points where actual experience was still insufficient to prove the conclusions drawn by Haeckel. The typical, and at the same time the most impressive, representative of this viewpoint of the naturalists was Rudolf Virchow (1821–1902). The opposition of Virchow and Haeckel can be characterized as follows. Haeckel puts his trust in the inner consistency of nature, concerning which Goethe is of the opinion that it is sufficient to make up for man's inconsistency. Haeckel, therefore, argues that if a principle of nature has been verified for certain cases, and if we still lack the experience to show its validity in other cases, we have no reason to hold the progress of our knowledge back. What experience denies us today, it may yield tomorrow. Virchow is of the opposite opinion. He wants to yield as little ground as possible to a comprehensive principle. He seems to believe that life for such a principle cannot be made hard enough. The antagonism between these two spirits was brought to a sharp point at the Fiftieth Congress of German naturalists and doctors in 1877. Haeckel read a paper there on the topic, The Theory of Evolution of Today in Its Relation to Science in General. [ 33 ] In 1894 Virchow felt that he had to state his view in the following way. “Through speculation one has arrived at the monkey theory; one could just as well have ended up with an elephant theory or a sheep theory.” What Virchow demanded was incontestable proof of this theory. As soon as something turned up that fitted as a link in the chain of the argumentation, Virchow attempted to invalidate it with all means at his disposal. [ 34 ] Such a link in the chain of proof was presented with the bone remnants that Eugen Dubois had found in Java in 1894. They consisted of a skull and thigh bone and several teeth. Concerning this find, an interesting discussion arose at the Congress of Zoologists at Leyden. Of twelve zoologists, three were of the opinion that these bones came from a monkey and three thought they came from a human being; six, however, believed they presented a transitional form between man and monkey. Dubois shows in a convincing manner in what relation the being whose bone remnants were under discussion stood to the present monkey, on the one hand, and to man of today, on the other. The theory of evolution of natural science must claim such intermediary forms. They fill the holes that exist between numerous forms of organisms. Every new intermediary form constitutes a new proof for the kinship of all living organisms. Virchow objected to the view that these bone remnants came from such an intermediary form. At first, he declared that it was the skull of a monkey and the thigh bone of a man. Expert paleontologists, however, firmly pronounced, according to the careful report, on the finding, that the remnants belonged together. Virchow attempted to support his view that the thigh bone could be only that of a human being with the statement that a certain growth in the bone proved that it must have had a disease that could only have been healed through careful human attention. The paleontologist, Marsch, [e.Ed: perhaps American paleontologist, Othniel Charles Marsh (1831–1899)] however, maintained that similar bone extuberances occurred in wild animals as well. A further statement of Virchow's, that the deep incision between the upper rim of the eye socket and the lower skull cover of the alleged intermediary form proved it to be the skull of a monkey was then contradicted by the naturalist Nehring, who claimed that the same formation was found in a human skull from Santos, Brazil. Virchow's objections came from the same turn of mind that also caused him to consider the famous skulls of Neanderthal, Spy, etc., as pathological formations, while Haeckel's followers regarded them as intermediary forms between monkey and man. [ 35 ] Haeckel did not allow any objections to deprive him of his confidence in his mode of conception. He continued his scientific work without swerving from the viewpoints at which he had arrived, and through popular presentations of his conception of nature, he influenced the public consciousness. In his book, Systematic Phylogenesis, Outline of a Natural System of Organisms on the Basis of the History of Species (1894–96), he attempted to demonstrate the natural kinship of organisms in a strictly scientific method. In his Natural History of Creation, which, from 1868–1908, appeared in eleven editions, he gave a popular explanation of his views. In 1899, in his popular studies on monistic philosophy entitled, The Riddles of the Universe, he gave a survey of his ideas in natural philosophy by demonstrating without reserve the many applications of his basic thoughts. Between all these works he published studies on the most diverse specialized researches, always paying attention at the same time to the philosophical principles and the scientific knowledge of details. [ 36 ] The light that shines out from the monistic world conception is, according to Haeckel's conviction, to “disperse the heavy clouds of ignorance and superstition that have heretofore spread an impenetrable darkness over the most important one of all problems of human knowledge, that is, the problem concerning man's origin, his true nature and his position in nature.” This is what he said in a speech given August 26, 1898 at the Fourth International Congress of Zoologists in Cambridge, On Our Present Knowledge Concerning the Origin of Man. In what respect his world conception forms a bond between religion and science, Haeckel has shown in an impressive way in his book, Monism as a Bond between Religion and Science, Credo of a Naturalist, which appeared in 1892. [ 37 ] If one compares Haeckel with Hegel, one can see distinctly the difference in the tendencies of world conception in the two halves of the nineteenth century. Hegel lives completely in the idea and accepts only as much as he needs from the world of facts for the illustration of his idealistic world picture. Haeckel is rooted with every fiber of his being in the world of facts, and he derives from this world only those ideas toward which these facts necessarily tend. Hegel always attempts to show that all beings tend to reach their climax of evolution in the human spirit; Haeckel continuously endeavors to prove that the most complicated human activities point back to the simplest origins of existence. Hegel explains nature from the spirit; Haeckel derives the spirit from nature. We can, therefore, speak of a reversal of the thought direction in the course of the century. Within German intellectual life, Strauss, Feuerbach and others began this process of reversal. In their materialism the new direction found a provisional extreme expression, and in Haeckel's thought world it found a strictly methodical-scientific one. For this is the significant thing in Haeckel, that all his activity as a research worker is permeated by a philosophical spirit. He does not at all work toward results that for some philosophical motivation or other are considered to be the aim of his world conception or of his philosophical thinking. What is philosophical about him is his method. For him, science itself has the character of a world conception. His very way of looking at things predestines him to be a monist. He looks upon spirit and nature with equal love. For this reason he could find spirit in the simplest organism. He goes even further than that. He looks for the traces of spirit in the inorganic particles of matter:
As he traces spirit down to the atom so he follows the purely material mechanism of events up to the most lofty accomplishments of the spirit:
[ 38 ] One must not confuse this mode of conception with one that dreams souls in a hazy mystical fashion into the entities of nature and then assumes that they are more or less similar to that of man. Haeckel is a strict opponent of a world conception that projects qualities and activities of man into the external world. He has repeatedly expressed his condemnation of the humanization of nature, of anthropomorphism, with a clarity that cannot be misunderstood. If he attributes animation to inorganic matter, or to the simplest organisms, he means by that nothing more than the sum of energy manifestations that we observe in them. He holds strictly to the facts. Sensation and will are for him no mystical soul energies but are nothing more than what we observe as attraction and repulsion. He does not mean to say that attraction and repulsion are really sensation and will. What he means is that attraction and repulsion are on the lowest stage what sensation and will are on a higher one. For evolution is for him not merely an unwrapping of the higher stages of the spiritual out of the lower forms in which they are already contained in a hidden fashion, but a real ascent to new formations, an intensification of attraction and repulsion into sensation and will (compare prior comments in this Chapter). This fundamental view of Haeckel agrees in a certain way with that of Goethe. He states in this connection that he had arrived at the fulfillment of his view of nature with his insight into the “two great springs of all nature,” namely, polarity and intensification (Polarität und Steigerung), polarity “belonging to matter insofar as we think of it materially, intensification insofar as we think of it spiritually. The former is engaged in the everlasting process of attraction and repulsion, the latter in a continual intensification. As matter can never be and act without spirit, however, nor spirit without matter, so matter can also be intensified and the spirit will never be without attraction and repulsion.” [ 39 ] A thinker who believes in such a world conception is satisfied to explain by other such things and processes, the things and processes that are actually in the world. The idealistic world conceptions need, for the derivation of a thing or process, entities that cannot be found within the realm of the factual. Haeckel derives the form of the gastrula that occurs in the course of animal evolution from an organism that he assumes really existed at some time. An idealist would look for ideal forces under the influence of which the developing germ becomes the gastrula. Haeckel's monism draws everything he needs for the explanation of the real world from the same real world. He looks around in the world of the real in order to recognize in which way the things and processes explain one another. His theories do not have the purpose for him, as do those of the idealist, to find a higher element in addition to the factual elements, but they merely serve to make the connection of the facts understandable. Fichte, the idealist, asked the question of man's destination. He meant by that something that cannot be completely presented in the form of the real, the factual; something that reason has to produce as an addition to the factually given existence, an element that is to make the real existence of man translucent by showing it in a higher light. Haeckel, the monistic contemplator of the world, asks for the origin of man, and he means by that the factual origin, the lower organism out of which man had developed through actual processes. [ 40 ] It is characteristic that Haeckel argues for the animation of the lower organisms. An idealist would have resorted to rational conclusions. He would present necessities of thought. Haeckel refers to what he has seen.
The idealist attributes spirit to matter because he cannot accept the thought that spirit can develop from mere matter. He believes that one would have to deny the spirit if one does not assume it to exist before its appearance in forms of existence without organs, without brains. For the monist, such thoughts are not possible. He does not speak of an existence that is not manifested externally as such. He does not attribute two kinds of properties to things: those that are real and manifested in them and those that in a hidden way are latent in them only to be revealed at a higher stage of development. For him, there is what he observes, nothing else, and if the object of observation continues its evolution and reaches a higher stage in the course of its development, then these later forms are there only in the moment when they become visible. [ 41 ] How easily Haeckel's monism can be misunderstood in this direction is shown by the objections that were made by the brilliant thinker, Bartholomaeus von Carneri (1821–1909), who made lasting contributions for the construction of an ethics of this world conception. In his book, Sensations and Consciousness, Doubts Concerning Monism (1893), he remarks that the principle, “No spirit without matter, but also no matter without spirit,” would justify our extending this question to the plant and even to the next rock we may stumble against, and to attribute spirit also to them. Without doubt such a conclusion would lead to a confusion of distinctions. It should not be overlooked that consciousness arises only through the cell activity in the cerebrum. “The conviction that there is no spirit without matter, that is to say, that all spiritual activity is bound to a material activity, the former terminating with the latter, is based on experience, while there is no experience for the statement that there is always spirit connected with matter.” Somebody who would want to attribute animation to matter that does not show any trace of spirit would be like one who attributed the function to indicate time not to the mechanism of a watch but to the metal out of which it is made. [ 42 ] Properly understood, Haeckel's view is not touched by Carneri's criticism. It is safe from this criticism because Haeckel holds himself strictly within the bounds of observation. In his Riddles of the Universe, he says, “I, myself, have never defended the theory of atom-consciousness. I have, on the contrary, expressly emphasized that I think the elementary psychic activities of sensation and will, which are attributed to the atoms, as unconscious.” What Haeckel wants is only that one should not allow a break in the explanation of natural phenomena. He insists that one should trace back the complicated mechanism by which spirit appears in the brain, to the simple process of attraction and repulsion of matter. Haeckel considers the discovery of the organs of thought by Paul Flechsig to be one of the most important accomplishments of modern times. Flechsig had pointed out that in the gray matter of the brain there are to be found the four seats of the central sense organs, or four “inner spheres of sensation,” the spheres of touch, smell, sight and hearing. “Between the sense centers lie thought centers, the ‘real organs of mental life.’ They are the highest organs of psychic activity that produce thought and consciousness. . . . These four thought centers, distinguished from the intermediate sense centers by a peculiar and highly elaborate nerve structure, are the true organs of thought, the only organs of our consciousness. Recently, Flechsig has proved that man has some especially complicated structures in some of these organs that cannot be found in the other mammals and that explain the superiority of human consciousness.” (Riddles of the Universe, Chapt. X.) [ 43 ] Passages like these show clearly enough that Haeckel does not intend to assume, like the idealistic philosophers, the spirit as implicitly contained in the lower stages of material existence in order to be able to find it again on the higher stages. What he wanted to do was to follow the simplest phenomena to the most complicated ones in his observation, in order to show how the activity of matter, which in the most primitive form is manifested in attraction and repulsion, is intensified in the higher mental operations. [ 44 ] Haeckel does not look for a general spiritual principle for lack of adequate general laws explaining the phenomena of nature and mind. So far as his need is concerned, his general law is indeed perfectly sufficient. The law that is manifested in the mental activities seems to him to be of the same kind as the one that is apparent in the attraction and repulsion of material particles. If he calls atoms animated, this has not the same meaning that it would have if a believer in an idealistic world conception did so. The latter would proceed from the spirit. He would take the conceptions derived from the contemplation of the spirit down into the simplest functions of the atoms when he thinks of them as animated. He would explain thereby the natural phenomena from entities that he had first projected into them. Haeckel proceeds from the contemplation of the simplest phenomena of nature and follows them up to the highest spiritual activities. This means that he explains the spiritual phenomena from laws that he has observed in the simplest natural phenomena. [ 45 ] Haeckel's world picture can take shape in a mind whose observation extends exclusively to natural processes and natural entities. A mind of this kind will want to understand the connection within the realm of these events and beings. His ideal would be to see what the processes and beings themselves reveal with respect to their development and interaction, and to reject rigorously everything that might be added in order to obtain an explanation of these processes and activities. For such an ideal one is to approach all nature as one would, for instance, proceed in explaining the mechanism of a watch. It is quite unnecessary to know anything about the watchmaker, about his skill and about his thoughts, if one gains an insight into the mechanical actions of its parts. In obtaining this insight one has, within certain limits, done everything that is admissible for the explanation of the operation of the watch. One ought to be clear about the fact that the watch itself cannot be explained if another method of explanation is admitted, as, for instance, if somebody thought of some special spiritual forces that move the hour and minute hands according to the course of the sun. Every suggestion of a special life force, or of a power that works toward a “purpose” within the organisms, appears to Haeckel as an invented force that is added to the natural processes. He is unwilling to think about the natural processes in any other way than by what they themselves disclose to observation. His thought structure is to be derived directly from nature. In observing the evolution of world conception, this thought structure strikes us, as it were, as the counter-gift from the side of natural science to the Hegelian world conception, which accepts in its thought picture nothing from nature but wants everything to originate from the soul. If Hegel's world conception said that the self-conscious ego finds itself in the experience of pure thought, Haeckel's view of nature could reply that the thought experience is a result of the nature processes, is, indeed, their highest product. If the Hegelian world conception would not be satisfied with such a reply, Haeckel's naturalistic view could demand to be shown some inner thought experience that does not appear as if it were a mirror reflection of events outside thought life. In answer to this demand, a philosophy would have to show how thought can come to life in the soul and can really produce a world that is not merely the intellectual shadow of the external world. A thought that is merely thought, merely the product of thinking, cannot be used as an effective objection to Haeckel's view. In the comparison mentioned above, he would maintain that the watch contains nothing in itself that allows a conclusion as to the personality, etc., of the watchmaker. Haeckel's naturalistic view tends to show that, as long as one is merely confronted with nature, one cannot make any statement concerning nature except what it records. In this respect this naturalistic conception is significant as it appears in the course of the development of world conception. It proves that philosophy must create a field for itself that lies in the realm of spontaneous creativity of thought life beyond the thoughts that are gained from nature. Philosophy must take the step beyond Hegel that was pointed out in a previous chapter. It cannot consist of a method that moves in the same field with natural science. Haeckel himself probably felt not the slightest need to pay any attention to such a step of philosophy. His world conception does bring thoughts to life in the soul, but only insofar as their life has been stimulated by the observation of natural processes. The world picture that thought can create when it comes to life in the soul without this stimulus represents the kind of higher world conception that would adequately complement Haeckel's picture of nature. One has to go beyond the facts that are directly contained in the watch if one wants to know, for instance, something about the form of the watchmaker's face. But, for this reason, one has no right to demand that Haeckel's naturalistic view itself should not speak as Haeckel does when he states what positive facts he has observed concerning natural processes and natural beings. |
18. The Riddles of Philosophy: The World as Illusion
Translated by Fritz C. A. Koelln Rudolf Steiner |
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In our brain and in the external world there are only motions; in our soul, sensations appear. We shall never be able to understand how the one can arise out of the other. At first sight it appears is if, through the knowledge of material processes in the brain, certain processes and latent abilities can become understandable. |
[ 28 ] Suppose a phenomenon had always occurred under certain conditions. In a given case a number of these conditions appear again, but a few of them are now missing. |
For him, there is no other knowledge but natural science, but he maintains at the same time that his knowledge of natural science is only rightly understood if it is clear that the needs of man's soul and reason can never be satisfied by it. It is only necessary to understand that, in the last analysis even in natural science, everything depends on faith in the ultimate truths for which no further proof is possible. |
18. The Riddles of Philosophy: The World as Illusion
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] Besides the current of world conception that, through the idea of evolution, wants to bring the conception of the phenomena of nature and that of the spirit into complete unity, there is another that expresses their opposition in the strongest possible form. This current also springs from natural science. Its followers ask, “What is our basis as we construct a world conception by means of thinking? We hear, see and touch the physical world through our senses. We then think about the facts that our senses supply concerning that world. We form our thoughts accordingly concerning the world at the testimony of the senses. But are the statements of our senses really to be trusted?” Let us consult actual observations. The eye conveys to us the phenomena of light. We say an object sends us red light when the eye has the sensation of red. But the eye conveys sensations of light to us also in other cases. When it is pushed or pressed, or when an electric current flows through our head, the eye also has sensations of light. It is, therefore, possible that in cases in which we have the sensation of a light-sending body, something could go on in that object that has no semblance to our sensation of light. The eye, nevertheless, would transmit light to us. The physiologist, Johannes Mueller (1801–58), drew the conclusion from these facts that what man has as his actual sensation does not depend on the external processes but on his organization. Our nerves transmit sensations to us. As we do not have the sensation of the knife that cuts us but a state of our nerves that appears to us as pain, so we also do not have a sensation of the external world when something appears to us as light. What we then really have is a state of our optic nerve. Whatever may happen outside, the optic nerve translates this external event into the sensation of light. “The sensation is not a process that transmits a quality or a state of an external object to our consciousness but one that transmits a quality, a state of our nerves caused by an external event, to our consciousness. This Johannes Mueller called “the law of specific sense energies.” If that is correct, then our observations contain nothing of the external world but only the sum of our own inner conditions. What we perceive has nothing to do with the external world; it is a product of our own organization. We really perceive only what is in us. [ 2 ] Natural scientists of great renown regarded this thought as an irrefutable basis of their world conception. Hermann Helmholtz (1821–94) considered it as the Kantian thought—that all our knowledge had reference only to processes within ourselves, not to things in themselves—translated into the language of natural science (compare Vol. I of this book). Helmholtz was of the opinion that the world of our sensations supplies us merely with the signs of the physical processes in the world outside.
[ 3 ] Our sensations, therefore, must differ more from the events they represent than pictures differ from the objects they depict. In our sensual world picture we have nothing objective but a completely subjective element, which we ourselves produce under the stimulation of the effects of an external world that never penetrates into us. This mode of conception is supported from another side by the physicist's view of the phenomena of sensation. A sound that we hear draws our attention to a body in the external world, the parts of which are in a certain state of motion. A stretched string vibrates and we hear a tone. The string transmits the vibrations to the air. They spread and reach our ear; a tone sensation is transmitted to us. The physicist investigates the laws according to which the physical particles outside move while we hear these tones. He finds that the subjective tone sensation is based on the objective motion of the physical particles. Similar relations are observed by the physicist with respect to the sensations of light. Light is also based on motion, only this motion is not transmitted by the vibrating particles of the air, but by the vibrations of the ether, the thinnest matter that fills the whole space of the universe. By every light-emitting body, the ether is put into the state of undulatory vibrations that spread and meet the retina of our eye and excite the optic nerve, which then produces the sensation of light within us. What in our world picture appears as light and color is motion outside in space. Schleiden expresses this view in the following words:
[ 4 ] The physicist expels colors and light from the external world because he finds only motion in it. The physiologist feels that he is forced to withdraw them into the soul because he is of the opinion that the nerve indicates only its own state of irritation no matter what might have excited it. The view that is given with these presuppositions is sharply delineated by Hippolyte Taine (1828–93) in his book, Reason. The external perception is, according to his opinion, nothing but hallucination. A person who, under the influence of hallucination, perceives a death skull three steps in front of him, has exactly the same perception as someone who receives the light rays sent out by a real skull. It is the same inner phantom that exists within us no matter whether we are confronted with a real skull or whether we have a hallucination. The only difference between the one perception and the other is that in one case the hand stretched out toward the object will grasp empty air, whereas in the other case it will meet some solid resistance. The sense of touch then supports the sense of sight. But does this support really represent an irrefutable testimony? What is correct for one sense is also valid for the other. The sensations of touch can also turn out to be hallucinations. The anatomist Henle expresses the same view in his Anthropological Lectures (1876) in the following way:
[ 5 ] If one glances over the physiological literature from the second half of the nineteenth century, one sees that this view of the subjective nature of the world picture of our perceptions has gained increasing acceptance. Time and again one comes across variations of the thought that is expressed by J. Rosenthal in his General Physiology of Muscles and Nerves (1877). “The sensations that we receive through external impressions are not dependent on the nature of these impressions but on the nature of our nerve cells. We have no sensation of what exerts its effect on our body but only of the processes in our brain.” [ 6 ] To what extent our subjective world picture can be said to give us an indication of the objective external world, is expressed by Helmholtz in his Physiological Optics:
[ 7 ] It is apparent that for such a conception all phenomena of the world are divided into two completely separated parts, into a world of motions that is independent of the special nature of our faculty of perception, and a world of subjective states that are there only within the perceiving subjects. This view has been expressed sharply and pointedly by the physiologist, Du Bois-Reymond (1818–96), in his lecture, On the Limits of Natural Science, which he gave at the forty-fifth assembly of German naturalists and physicians on August 14, 1872 in Leipzig. Natural science is the reduction of processes we perceive in the world to motions of the smallest physical particles of a “dissolution of natural processes into mechanics of atoms,” for it is a “psychological fact of experience that, wherever such a dissolution is successful” our need for explanation is for the time being satisfied. Moreover, it is a known fact that our nervous system and our brain are of a material nature. The processes that take place within them can also be only processes of motion. When sound or light waves are transmitted to my sense organs and from there to my brain, they can here also be nothing but motions. I can only say that in my brain a certain process of motion goes on, and I have simultaneously the sensation “red.” For if it is meaningless to say of cinnabar that it is red, it is not less meaningless to say of a motion of the brain particles that it is bright or dark, green or red. “Mute and dark in itself, that is to say, without qualities,” such is the world according to the view that has been obtained through the natural scientific conception, which
Through the processes in the substance of our optic and auditory senses a resounding and colorful world is, according to this view, magically called into existence. The dark and silent world is physical; the sounding and colorful one is psychic. Whereby does the latter arise out of the former; how does motion change into sensation? This is where we meet, according to Du Bois-Reymond, one of the “limits of natural science.” In our brain and in the external world there are only motions; in our soul, sensations appear. We shall never be able to understand how the one can arise out of the other.
There is no bridge for our knowledge that leads from motion to sensation. This is the credo of Du Bois-Reymond. From motion in the material world we cannot come into the psychical world of sensations. We know that sensation arises from matter in motion, but we do not know how this is possible. Also, in the world of motion we cannot go beyond motion. For our subjective perceptions we can point at certain forms of motions because we can infer the course of these motions from the process of our perceptions, but we have no conception of what it is that is moving outside in space. We say that matter moves. We follow its motions as we watch the reactions of our sensations, but as we do not observe the object in motion but only a subjective sign of it, we can never know what matter is. Du Bois-Reymond is of the opinion that we might be able to solve the riddle of sensation if the riddle of matter were disclosed. If we knew what matter is, we should probably also know how it produces sensations, but both riddles are inaccessible to our knowledge. Du Bois-Reymond meant to check those who wanted to go beyond this limit with the words, “Just let them try the only alternative that is left, namely, supra-naturalism, but be sure that science ends where supra-naturalism begins.” [ 8 ] The results of modern natural science are two sharply marked opposites. One of them is the current of monism. It gives the impression of penetrating directly from natural science to the most significant problems of world conception. The other declares itself incapable of proceeding any further with the means of natural science than to the insight that to a certain subjective state there is a certain corresponding process of motion. The representatives of the two currents vehemently oppose each other. Du Bois-Reymond rejected Haeckel's History of Creation as fiction (compare Du Bois-Reymond's speech, Darwin versus Galiani). The ancestral trees that Haeckel constructs on the basis of comparative anatomy, ontogeny and paleontology appear to Du Bois-Reymond to be of “approximately the same value as are the ancestral trees of the Homeric heroes in the eyes of historical criticism.” Haeckel, on the other hand, considers the view of Du Bois-Reymond to be an unscientific dilettantism that must naturally give support to the reactionary world conceptions. The jubilation of the spiritualists over Du Bois-Reymond's “Limitation Speech” was so much the more resonant and justified, as Du Bois-Reymond had, up to that time, been considered an important representative of the principle of scientific materialism. [ 9 ] What captivates many people in the idea of dividing the world dualistically into external processes of motion and inner, subjective processes of sensation and perception is the possibility of an application of mathematics to the external processes. If one assumes material particles (atoms) with energies to exist, one can calculate in which way such atoms have to move under the influence of these energies. What is so attractive in astronomy with its methods of strict calculations is carried into the smallest elements. The astronomer determines the motion of the celestial bodies by calculating the laws of the mechanics of the heavens. In the discovery of the planet Neptune we experienced a triumph of the mechanism of the heavens. One can also reduce the motions that take place in the external world when we hear a tone and see a color to laws that govern the motions of the celestial bodies. Possibly one will be able in the future to calculate the motion that goes on in our brain while we form the judgment, two times two is four. The moment when everything that can be expressed in mathematical formulas has been calculated will be the one in which the world has been explained mathematically. Laplace has given a captivating description of the ideal of such an explanation of the world in his Essai Philosophique sur les Probabilités (1814):
Du Bois-Reymond says in connection with these words:
[ 10 ] There can be no doubt that even the most perfect mathematical knowledge of a process of motion would not enlighten me with regard to the question of why this motion appears to me as a red color. When one ball hits another, we can explain the direction of the second ball but we cannot in this way determine how a certain motion produces the red color. All we can say is that when a certain motion is given, a certain color is also given. While we can explain, apparently, as opposed to merely describe, what can be determined through calculation, we cannot go beyond a mere description in anything that defies calculation. [ 11 ] A significant confession was made by Gustav Robert Kirchhoff (1824–87) when, in 1874, he defined the task of mechanics: “It is to describe the motions occurring in nature in the most complete and simple way.” Mechanics applies mathematics. Kirchhoff confesses that with the help of mathematics no more can be obtained than a complete and simple description of the processes in nature. To those personalities who demand of an explanation something essentially more than just a description according to certain points of view, the confession of Kirchhoff could serve as a confirmation of their belief that there are “limits to our knowledge of nature.” Referring to Kirchhoff, Du Bois-Reymond praises the wise reserve of the master, who characterizes the task of mechanics as that of describing the motions of the bodies, and places this in contrast to Ernst Haeckel, who “speaks of atom souls.” [ 12 ] An important attempt to base his world conception on the idea that all our perceptions are merely the result of our own organization has been made by Friedrich Albert Lange (1828–73) with his History of Materialism (1864). He had the boldness and consistency of thought that does not allow itself to be blocked by any obstacle but follows its fundamental conception to its last conclusion. Lange's strength lay in a forceful character that was expressed in many directions. His was a personality able to take up many things, and he had sufficient ability to carry them out. [ 13 ] One important enterprise was his renewal of Kant's conception that, with the support of modern natural science, we perceive things not as they require it, but as our organization demands it. Lange did not really produce any new conceptions, but he did throw light into given thought worlds that is rare in its brightness. Our organization, our brain, in connection with our senses, produces the world of sensation. I see “blue,” or I feel “hardness,” because I am organized in this particular way. I combine the sensations into objects. By combining the sensations of “white” and “soft,” etc., I produce, for instance, the conception of wax. When I follow my sensation with my thoughts, I do not move in the external world. My intellect produces connections within the world of my sensations according to the laws of my reason. When I saw that the qualities I perceive in a body presuppose a matter with laws of motion, I also do not go outside of myself. I find that I am forced through my organization to add the thoughts of processes of motion to my sensations. The same mechanism that produces our sensations also produces our conception of matter. Matter, equally, is only a product of my organization, just as color and tone. Even when we speak of things in themselves, we must be clearly aware of the fact that we cannot go beyond our own realm. We are so organized that we cannot possibly go beyond ourselves. Even what lies beyond our realm can be represented to ourselves only through our conception. We become aware of a limit to our world. We argue that there must be something beyond the limit that causes sensations in us. But we can only go as far as to that limit, even the limit we set ourselves because we can go no further. “A fish can swim in water in the pond, not in the earth, but it can hit its head against the bottom and the walls.” In the same way we live within the realm of our conceptions and sensations, but not in the external things. We hit against a limit, however, where we cannot go any further, where we must say no more than that beyond this is the unknown. All conceptions we produce concerning this unknown are unjustified because we cannot do anything but relate the conceptions we have obtained within ourselves to the unknown. If we wanted to do this, we should be no wiser than a fish that would say, “Here I cannot go any further. Therefore, I want to go into some other kind of water in which I will try to swim in some other way.” But the fact is that the fish can swim only in water and nowhere else. [ 14 ] This is supplemented by another thought that belongs with the first line of reasoning. Lange, as the spirit of an inexorable desire for consistency, linked them together. In what situation am I when I contemplate myself? Am I not as much bound to the laws of my own organization as I am when I consider something else? My eye observes an object. Without an eye there is no color. I believe that there is an object in front of me, but on closer inspection I find that it is my eye, that is to say, I, myself, that produces the object. Now I turn my observation to my eye itself. Can I do this in any other way except by means of my organs? Is not the conception that I obtain of myself also just my idea? The world of the senses is the product of our organization. Our visible organs are like all other parts of the phenomenal world, only pictures of an unknown object. Our real organization remains, therefore, as unknown to us as the objects of the external world. What we have before us is merely the product of both. Affected by an unknown world through an unknown ego, we produce a world of conceptions that is all we have at our disposal. [ 15 ] Lange asks himself the question: Where does a consistent materialism lead? Let all our mental conclusions and sense perceptions be produced by the activity of our brain, which is bound to material conditions, and our sense organs, which are also material. We are then confronted with the necessity of investigating our organism in order to see how it functions, but we can do this only by means of our organs. No color without an eye, but also no eye without an eye.
Lange, therefore, assumes a world beyond our world that may consist of the things in themselves or that may not even have anything to do with this “thing in itself,” since even this concept, which we form at the limit of our own realm, belongs merely to the world of our ideas. [ 16 ] Lange's world conception, then, leads to the opinion that we have only a world of ideas. This world, however, forces us to acknowledge something beyond its own sphere. It also is completely incapable of disclosing anything about this something. This is the world conception of absolute ignorance, of agnosticism. [ 17 ] It is Lange's conviction that all scientific endeavor that does not limit itself to the evidence of the senses and the logical intellect that combines these elements of evidence must remain fruitless. That the senses and the intellect together, however, do not supply us with anything but a result of our own organization, he accepts as evidently following from his analysis of the origin of knowledge. The world is for him fundamentally a product of the fiction of our senses and of our intellects. Because of this opinion, he never asks the question of truth with regard to the ideas. A truth that could enlighten us about the essence of the world is not recognized by Lange. He believes he has obtained an open road for the ideas and ideals that are formed by the human mind and that he has accomplished this through the very fact that he no longer feels the need of attributing any truth to the knowledge of the senses and the intellect. Without hesitation he considered everything that went beyond sensual observation and rational combination to be mere fiction. No matter what the idealistic philosophers had thought concerning the nature of facts, for him it belonged to the realm of poetic fiction. Through this turn that Lange gave to materialism there arose necessarily the question: Why should not the higher imaginative creations be valid if even the senses are creative? What is the difference between these two kinds of creation? A philosopher who thinks like this must have a reason for admitting certain conceptions that is quite different from the reason that influences a thinker who acknowledges a conception because he thinks it is true. For Lange, this reason is given by the fact that a conception has value for life. For him, the question is not whether or not a conception is true, but whether it is valuable for man. One thing, however, must be clearly recognized: That I see a rose as red, that I connect the effect with the cause, is something I have in common with all creatures endowed with the power of perception and thinking. My senses and my reason cannot produce any additional values, but if I go beyond the imaginative product of senses and reason, then I am no longer bound to the organization of the whole human species. Schiller, Hegel and every Tom, Dick and Harry sees a flower in the same way. What Schiller weaves in poetic imagination around the flower, what Hegel thinks about it, is not imagined by Tom, Dick and Harry in the same way. But just as Tom, Dick and Harry are mistaken when they think that the flower is an entity existing externally, so Schiller and Hegel would be in error if they took their ideas for anything more than poetic fiction that satisfied their spiritual needs. What is poetically created through the senses and the intellect belongs to the whole human race, and no one in this respect can be different from anybody else. What goes beyond the creation of the senses and of reason is the concern of the individual. Nevertheless, this imaginative creation of the individual is also granted a value by Lange for the whole human race, provided that the individual creator “who produces it is normal, richly gifted and typical in his mode of thinking, and is, through his force of spirit, qualified to be a leader.” In this way, Lange believes that he can secure for the ideal world its value by declaring that also the so-called real world is a product of poetic creation. Wherever he may look, Lange sees only fiction, beginning with the lowest stage of sense perception where “the individual still appears subject to the general characteristics of the human species, and culminating with the creative power in poetry.”
[ 18 ] What Lange considers to be the error of the idealistic world conception is not that it goes beyond the world of the senses and the intellect with its ideas, but that it believes it possesses in these ideas more than the individual thinker's poetic fantasy. One should build up for oneself an ideal world, but one should be aware that this ideal world is no more than poetic imagination. If this idealism maintains it is more than that, materialism will rise time and again with the claim: I have the truth; idealism is poetry. Be that so, says Lange: Idealism is poetry, but materialism is also poetry. In idealism the individual is the creator, in materialism, the species. If they both are aware of their natures, everything is in its right place: the science of the senses and the intellect that provide proofs for the whole species, as well as the poetry of ideas with all its conceptions that are produced by the individual and still retain their value for the race.
[ 19 ] In Lange's thinking, complete idealism is combined with a complete surrender of truth itself. The world for him is poetry, but a poetry that he does not value any less than he would if he could acknowledge it as reality. Thus, two currents of a distinctly natural scientific character can be distinguished as abruptly opposing each other in the development of modern world conception: The monistic current in which Haeckel's mode of conception moved, and the dualistic one, the most forceful and consistent defender of which was Friedrich Albert Lange. Monism considers the world that man can observe to be a true reality and has no doubt that a thinking process that depends on observation can also obtain knowledge of essential significance concerning this reality. Monism does not imagine that it is possible to exhaust the fundamental nature of the world with a few boldly thought out formulas. It proceeds as it follows the facts, and forms new ideas in regard to the connections of these facts. It is convinced, however, that these ideas do supply a knowledge of a true reality. The dualistic conception of Lange divides the world into a known and an unknown part. It treats the first part in the same fashion as monism, following the lead of observation and reflective thought, but it believes that nothing at all can be known concerning the true essential core of the world through this observation and through this thought. Monism believes in the truth of the real and sees the human world of ideas best supported if it is based on the world of observations. In the ideas and ideals that the monist derives from natural existence, he sees something that is fully satisfactory to his feeling and to his moral need. He finds in nature the highest existence, which he does not only want to penetrate with his thinking for the purpose of knowledge, but to which he surrenders with all his knowledge and with all his love. In Lange's dualism nature is considered to be unfit to satisfy the spirit's highest needs. Lange must assume a special world of higher poetry for this spirit that leads beyond the results of observation and its corresponding thought. For monism, true knowledge represents a supreme spiritual value, which, because of its truth, grants man also the purest moral and religious pathos. To dualism, knowledge cannot present such a satisfaction. Dualism must measure the value of life by other things, not by the truth it might yield. The ideas are not valuable because they participate in the truth. They are of value because they serve life in its highest forms. Life is not valued by means of the ideas, but the ideas are appreciated because of their fruitfulness for life. It is not for true knowledge that man strives but for valuable thoughts. [ 20 ] In recognizing the mode of thinking of natural science Friedrich Albert Lange agrees with monism insofar as he denies the uses of all other sources for the knowledge of reality, but he also denies this mode of thinking any possibility to penetrate into the essential of things. In order to make sure that he himself moves on solid ground he curtails the wings of human imagination. What Lange is doing in such an incisive fashion corresponds to an inclination of thought that is deeply ingrained in the development of modern world conception. This is shown with perfect clarity also in another sphere of thinking of the nineteenth century. This thinking developed, through various stages, viewpoints from which Herbert Spencer (1820–1903) started as he laid the foundations for a dualism in England. Spencer's dualism appeared at approximately the same time as Lange's in Germany, which strove for natural scientific knowledge of the world on the one hand and, on the other, confessed to agnosticism so far as the essence of things is concerned. When Darwin published his work, The Origin of Species, he could praise the natural scientific mode of thought of Spencer:
Also, other thinkers who followed the method of natural science felt attracted to Spencer because he tried to explain all reality from the inorganic to the psychological in the manner expressed in Darwin's words above. But Spencer also sides with the agnostics, so that Lange is justified when he says, “Herbert Spencer, whose philosophy is closely related to ours, believes in a materialism of the phenomenal world, the relative justification of which, within the realm of natural science, finds its limit in a thought of an unknowable absolute.” [ 21 ] It is quite likely that Spencer arrived at his viewpoint from assumptions similar to those of Lange. He had been preceded in England by thinkers who were guided by a twofold interest. They wanted to determine what it is that man really possesses with his knowledge, but they also were resolved not to shatter by doubt or reason the essential substance of the world. They were all more or less dominated by the sentiment that Kant described when he said, “I had to suspend knowledge in order to make room for belief.” (Compare the first volume of this book.) [ 22 ] The beginning of the development of the world conception of the nineteenth century in England is marked by the figure of Thomas Reid (1710–96). The fundamental conviction of this man can be expressed in Goethe's words as he describes his own activity as a scientist as non-speculative: “In the last analysis it seems to me that my method consists merely m the practical and self-rectifying operations of common sense that dares to practice its function in a higher sphere.” (Compare Goethe's Werke, Vol. 38, p. 595 in Kürschner's Deutsche National Literatur.) This common sense does not doubt in any way that it is confronted with real essential things and processes as it contemplates the world. Reid believes that a world conception is viable only if it upholds this basic view of a healthy common sense. Even if one admitted the possibility that our observation could be deceptive and that the true nature of things could be different from the picture that is supplied to us by our senses and our intellect, it would not be necessary to pay any attention to such a possibility. We find our way through life only if we believe in our observation; nothing beyond that is our concern. In taking this point of view Reid is convinced that he can arrive at really satisfactory truths. He makes no attempt to obtain a conception of things through complicated thought operations but wants to reach his aim by going back to the basic principles that the soul instinctively assumes. Instinctively, unconsciously, the soul possesses what is correct, before the attempt is made to illumine the mind's own nature with the torch of consciousness. It knows instinctively what to think in regard to the qualities and processes of the physical world, and it is endowed instinctively with the direction of moral behavior, of a judgment concerning good and evil. Through his reference to the truths innate in “common sense,” Reid directs the attention of thought toward an observation of the soul. This tendency toward a psychological observation becomes a lasting and characteristic trait in the development of the English world conception. Outstanding personalities within this development are William Hamilton (1788–1856), Henry Mansel (1820–71), William Whewell (1794–1866), John Herschel (1792 – 1871), James Mill (1773–1836), John Stuart Mill (1806 – 73), Alexander Bain (1818–1903) and Herbert Spencer (1820–1903). They all place psychology in the center of their world conception. [ 23 ] William Hamilton also recognizes as truth what the soul from the beginning feels inclined to accept as true. With respect to fundamental truths proofs and comprehension ceases. All one can do is observe their emergence at the horizon of our consciousness. In this sense they are incomprehensible. But one of the fundamental manifestations of our consciousness is also that everything in this world depends on something that is unknown to us. We find in this world in which we live only dependent things, but not absolutely independent ones. Such independent things must exist, however. When a dependent thing is found, an independent thing is assumed. With our thinking we do not enter the independent entity. Human knowledge is meant for the dependent and it becomes involved in contradictions if its thoughts, which are well-suited to the dependent, are applied to the independent. Knowledge, therefore, must withdraw as we approach the entrance toward the independent. Religious belief is here in its place. It is only through his admission that he cannot know anything of the essential core of the world that man can be a moral being. He can accept a God who causes a moral order in the world. As soon as it has been understood that all logic has exclusively to do with the dependent, not the independent, no logic can destroy this belief in an infinite God. Henry Mansel was a pupil and follower of Hamilton, but he expressed Hamilton's view in still more extreme forms. It is not going too far to say that Mansel was an advocate of belief who no longer judged impartially between religion and knowledge, but who defended religious dogma with partiality. He was of the opinion that the revealed truths of religion involve our knowledge necessarily in contradictions. This is not supposed to be the fault of the revealed truths but has its cause in the limitation of the human mind, which can never penetrate into regions from which the statements of revelation arise. William Whewell believed that he could best obtain a conception concerning the significance, origin and value of human knowledge by investigating the method through which leading men of science arrived at their insights. In his History of the Inductive Sciences (1840), he set out to analyze the psychology of scientific investigation. Thus, by studying outstanding scientific discoveries, he hoped to find out how much of these accomplishments was due to the external world and how much to man himself. Whewell finds that the human mind always supplements its scientific observations. Kepler, for example, had the idea of an ellipse before he found that the planets move in ellipses. Thus, the sciences do not come about through a mere reception from without but through the active participation of the human mind that impresses its laws on the given elements. These sciences do not extend as far as the last entities of things. They are concerned with the particulars of the world. Just as everything, for instance, is assumed to have a cause, such a cause must also be presupposed for the whole world. Since knowledge fails us with respect to that cause, the dogma of religion must step in as a supplement. Herschel, like Whewell, also tried to gain an insight into the genesis of knowledge in the human mind through the observation of many examples. His Preliminary Discourse on the Study of Natural Philosophy appeared in 1831. [ 24 ] John Stuart Mill belongs with those thinkers who are deeply imbued with the conviction that one cannot be cautious enough in determining what is certain and uncertain in human knowledge. The fact that he was introduced to the most diversified branches of knowledge in his boyhood, most likely gave his mind its characteristic turn. As a child of three he received instructions in the Greek language, and soon afterwards was taught arithmetic. He was exposed to the other fields of instruction at a correspondingly early age. Of even greater importance was the method of instruction used by his father, James Mill, who was himself an important thinker. Through him vigorous logic became the second nature of John Stuart. From his autobiography we learn: “Anything which could be found out by thinking I was never told until I had exhausted my efforts to find it out for myself.” The things that occupy the thinking of such a person must become his destiny in the proper sense of the word. “I have never been a child, I have never played cricket. It is, after all, better to let nature take its own course,” says John Stuart Mill as one whose destiny had so uniquely been to live almost exclusively in thinking. Because of his development, he had to experience to the fullest the problems concerning the significance of knowledge. How can knowledge, which for him was life, lead also to the source of the phenomena of the world? The direction in which Mill's thought developed in order to obtain clarity concerning these problems was probably determined early by his father. James Mill had proceeded by starting from psychological experience. He had observed the process by which idea is linked to idea in man's mind. Through connecting one concrete idea to another we obtain our knowledge of the world. We must then ask ourselves: What is the relation between the order in which the ideas are linked and the order of the things in the world? Through such a mode of conception our thinking begins to distrust its own power because man can associate ideas in a manner that is entirely different from the connection of the things in the external world. This mistrust is the basis of John Stuart Mill's logic, which appeared in 1843 as his chief work under the title, System of Logic. [ 25 ] In matters of world conception a more pronounced contrast is scarcely thinkable than that between Mill's Logic and Hegel's Science of Logic, which appeared twenty-seven years earlier. In Hegel we find the highest confidence in thinking, the full assurance that we cannot be deceived by what we experience within ourselves. Hegel experiences himself as a part, a member of the world, and what he experiences within himself must also belong to the world. Since he has the most direct knowledge of himself, he believes in the content of this knowledge and judges the rest of the world accordingly. He argues as follows: When I perceive an external thing, it is possible that the thing shows only its surface to me and that its essence remains concealed. This is not possible in my own case. I understand my own being. I can then compare the things outside with my own being. If they reveal some element of my own essence on their surface, I am justified in attributing to them something of my own nature. It is for this reason that Hegel expects confidently to find outside in nature the very spirit and the thought connections that he finds within himself. Mill, however, experiences himself not as a part of the world but as a spectator. The things outside are an unknown element to him and the thoughts that man forms concerning them are met by Mill with distrust. One observes men and learns from his observations that all men die. One forms the judgment that all men are mortal. The Duke of Wellington is a man; therefore, the Duke of Wellington is mortal. This is the conclusion the observer comes to. What gives him the right to do so? This is the question John Stuart Mill asks. If a single human being would prove to be immortal, the whole judgment would be upset. Are we justified in supposing that, because all men up to this time have died, they will continue to do so in the future? All knowledge is uncertain because we draw conclusions from observations we have made and transfer them to things we cannot know anything about, since we have not observed them directly. What would somebody who thinks like Hegel have to say about such a conception? It is not difficult to imagine the answer. We know from definite concepts that in every circle all diameters are equal. If we find a circle in the real world, we maintain that its diameters, too, are equal. If we observe it a quarter of an hour later and find that its diameters are unequal, we do not decide [ 26 ] that under certain circumstances the diameter of a circle can also be unequal. But we say that what was formerly a circle has for some reason been elongated into an ellipse. If we think like Hegel, this is the attitude we take toward the judgment, all men are mortal. It is not through observation but through an inner thought experience that we form the concept of man. For the concept of man, mortality is as essential as the equality of the diameters is for the concept of the circle. If we find a being in the real world that has all the other characteristics of man, we conclude that this being must also have that of mortality, in the same way that all other properties of the circle allow us to conclude that it has also that of the equality of diameters. If Hegel came across a being that did not die, he could only say, “That is not a man.” He could not say, “A man can also be immortal.” Hegel makes the assumption that the concepts in us are not arbitrarily formed but have their root in the essence of the world, as we ourselves belong to this essence. Once the concept of man has formed within us, it is clear that it has its origin in the essence of things, and we are fully justified in applying it to this essence. Why has this concept of mortal man formed within us? Surely only because it has its ground in the nature of things. A person who believes that man stands entirely outside of the order of things and forms his judgments as an outsider can argue that we have until now seen men die, and therefore we form the spectator concept: mortal men. The thinker who is aware that he himself belongs to the order of things and that it is they that are manifested within his thoughts, forms the judgment that up to this time all men have died; to die, then, is something that belongs to their nature, and if somebody does not die, he is not a man but something else. Hegel's logic has become a logic of things: For Hegel, the manifestation of logic is an effect of the essence of the world; it is not something that the human mind has added from an outside source to this essence. Mill's logic is the logic of a bystander, of a mere spectator who starts out by cutting the thread through which it is connected with the world. [ 27 ] Mill points out that the thoughts, which in a certain age appear as absolutely certain inner experiences, are nevertheless reversed in a later time. In the Middle Ages it was, for instance, believed that there could not possibly be antipodes and that the stars would have to drop from the sky if they did not cling to fixed spheres. Man will, therefore, only be capable of the right attitude toward his knowledge if he, in spite of his awareness that the logic of the world is expressed in this knowledge, forms in every individual case his judgment through a careful methodical examination of his conceptual connections guided by observation, a judgment that is always in need of correction. It is the method of observation that John Stuart Mill attempts to determine with cool detachment and calculation. Let us take an example. [ 28 ] Suppose a phenomenon had always occurred under certain conditions. In a given case a number of these conditions appear again, but a few of them are now missing. The phenomenon in question does not occur. We are forced to conclude that the conditions that were not provided and the phenomenon that failed to occur stood in a causal relationship. If two substances have always combined to form a chemical compound and this result fails to be obtained in a given case, it is necessary to inquire what condition is lacking that had always been present before. Through a method of this kind we arrive at conceptions concerning connections of facts that can be rightly considered as being grounded in the nature of things. Mill wants to follow the methods of observation in his analysis. Logic, which Kant maintained had not progressed a single step since Aristotle, is a means of orientation within our thinking itself. It shows how to proceed from one correct thought to the next. Mill's logic is a means of orientation within the world of facts. It intends to show how one obtains valid judgments about things from observation. He does not even admit mathematics as an exception. Mathematics must also derive its basic insights from observation. For example, in all observed cases we have seen that two intersecting straight lines diverge and do not intersect again. Therefore we conclude that they will never intersect again, but we do not have a perfect proof for this statement. For John Stuart Mill, the world is thus an alien element. Man observes its phenomena and arranges them according to what they announce to his conceptual life. He perceives regularities in the phenomena and through logical, methodical investigations of these regularities he arrives at the laws of nature. But there is nothing that leads him to the principle of the things themselves. One can well imagine that the world could also be entirely different. Mill is convinced that everybody who is used to abstraction and analysis and who seriously uses his abilities will, after a sufficient exercise of his imagination, have no difficulty with the idea that there could be another stellar system in which nothing could be found of the laws that have application to our own. Mill is merely consistent in his bystander viewpoint of the world when he extends it to man's own ego. Mental pictures come and go, are combined and separated within his inner life; this is what man observes. He does not observe a being that remains identical with itself as “ego” in the midst of this constant flow of ideas. He has observed that mental pictures emerge within him and he assumes that this will continue to be the case. From this possibility, namely, that a world of perceptions can be grouped around a center, arises the conception of an “ego.” Thus, man is a spectator also with respect to his own “ego.” He has his conceptions tell him what he can know about himself. Mill reflects on the facts of memory and expectation. If everything that I know of myself is to consist of conceptual presentations, then I cannot say: I remember a conception that I have had at an earlier time, or I expect the occurrence of a certain experience, but I must say: A present conception remembers itself or expects its future occurrence. If we speak, so Mill argues, of the mind as of a sequence of perceptions, we must also speak of a sequence of perceptions that is aware of itself as becoming and passing. As a result, we find ourselves in the dilemma of having to say that either the “ego” or the mind is something to be distinguished from the perceptions, or else we must maintain the paradox that a mere sequence of perceptions is capable of an awareness of its past and future. Mill does not overcome this dilemma. It contains for him an insoluble enigma. The fact is that he has torn the bond between himself, the observer, and the world, and he is not capable of restoring the connection. The world for him remains an unknown beyond himself that produces impressions on man. All man knows of this transcendent unknown is that it can produce perceptions in him. Instead of having the possibility of knowing real things outside himself, he can only say in the end that there are opportunities for having perceptions. Whoever speaks of things in themselves uses empty words. We move on the firm ground of facts only as long as we speak of the continuous possibility of the occurrence of sensations, perceptions and conceptions. [ 29 ] John Stuart Mill has an intense aversion to all thoughts that are gained in any way except through the comparison of facts, the observation of the similar, the analogous, and the homogeneous elements in all phenomena. He is of the opinion that the human conduct of life can only be harmed if we surrender to the belief that we could arrive at any truth in any way except through observation. This disinclination of Mill demonstrates his hesitation to relate himself in his striving for knowledge to the things of reality in any other way than by an attitude of passivity. The things are to dictate to man what he has to think about them. If man goes beyond this state of receptivity in order to say something out of his own self about the things, then he lacks every assurance that this product of his own activity has anything to do with the things. What is finally decisive in this philosophy is the fact that the thinker who maintains it is unable to count his own spontaneous thinking as belonging to the world. The very fact that he himself is active in this thinking makes him suspicious and misleads him. He would best of all like to eliminate his own self completely, to be absolutely sure that no erroneous element is mixed into the objective statements of the phenomena. He does not sufficiently appreciate the fact that his thinking is a part of nature as much as the growth of a leaf of grass. It is evident that one must also examine one's own spontaneous thinking if one wants to find out something concerning it. How is man, to use a statement of Goethe, to become acquainted with his relation to himself and to the external world if he wants to eliminate himself completely in the cognitive process? Great as Mill's merits are for finding methods through which man can learn those things that do not depend on him, a view concerning man's relation to himself and of his relation to the external world cannot be obtained by his methods. All these methods are valid only for the special sciences, not, however, for a comprehensive world conception. No observation can teach what spontaneous thinking is; only thinking can experience this in itself. As this thinking can only obtain information concerning its own nature through its own power, it is also the only source that can shed light on the relation between itself and the external world. Mill's method of investigation excludes the possibility of obtaining a world conception because a world conception can be gained only through thinking that is concentrated in itself and thereby succeeds in obtaining an insight into its own relation to the external world. The fact that John Stuart Mill had an aversion to this kind of self-supporting thinking can be well understood from his character. Gladstone said in a letter (compare Gompertz: John Stuart Mill, Vienna, 1889) that in conversation he used to call Mill the “Saint of Rationalism.” A person who practices thinking in this way imposes rigorous demands on thinking and looks for the greatest possible precautionary measures so that it cannot deceive him. He becomes thereby mistrustful with respect to thinking itself. He believes that he will soon stand on insecure ground if he loses hold of external points of support. Uncertainty with regard to all problems that go beyond strictly observational knowledge is a basic trait in Mill's personality. In reading his books we see everywhere that Mill treats such problems as open questions concerning which he does not risk a sure judgment. [ 30 ] The belief that the true nature of things is unknowable is also maintained by Herbert Spencer. He proceeds by asking: How do I obtain what I call truths concerning the world? I make certain observations concerning things and form judgments about them. I observe that hydrogen and oxygen under certain conditions combine to form water. I form a judgment concerning this observation. This is a truth that extends only over a small circle of things. I then observe under what circumstances other substances combine. I compare the individual observations and thereby arrive at more comprehensive, more general truths concerning the process in which substances in general form chemical compounds. All knowledge consists in this; we proceed from particular truths to more comprehensive ones. We finally arrive at the highest truth, which cannot be subordinated to any other and which we therefore must accept without further explanation. In this process of knowledge we have, however, no means of penetrating to the absolute essence of the world, for thinking can, according to this opinion, do no more than compare the various things with one another and formulate general truths with respect to the homogeneous element in them. But the ultimate nature of the world cannot, because of its uniqueness, be compared to any other thing. This is why thinking fails with regard to the ultimate nature. It cannot reach it. [ 31 ] In such modes of conception we always sense, as an undertone, the thinking that developed from the basis of the physiology of the senses (compare above to the first part of this Chapter). In many philosophers this thought has inserted itself so deeply into their intellectual life that they consider it the most certain thought possible. They argue as follows: One can know things only by becoming aware of them. They then change this thought, more or less unconsciously, into: One can know only of those things that enter our consciousness, but it remains unknown how the things were before they entered our consciousness. It is for this reason that sense perceptions are considered as if they were in our consciousness, for one is of the opinion that they must first enter our consciousness and must become part of it in the form of conceptions if we are to be aware of them. [ 32 ] Also, Spencer clings to the view that the possibility of the process of knowledge depends on us as human beings. We therefore must assume an unknowable element beyond that which can be transmitted to us by our senses and our thinking. We have a clear consciousness of everything that is present in our mind. But an indefinite consciousness is associated with this clear awareness that claims that everything we can observe and think has as its basis something we can no longer observe and think. We know that we are dealing with mere appearances and not with full realities existing independently by themselves. But this is just because we know definitely that our world is only appearance, that we also know that an unimaginable real world is its basis. Through such turns of thought Spencer believes it possible to arrange a complete reconciliation between religion and knowledge. There is something that religion can grasp in belief, in a belief that cannot be shaken by an impotent knowledge. [ 33 ] The field, however, that Spencer considers to be accessible to knowledge must, for him, entirely take on the form of natural scientific conceptions. When Spencer himself ventures to explain, he does so in the sense of natural science. [ 34 ] Spencer uses the method of natural science in thinking of the process of knowledge. Every organ of a living being has come into existence through the fact that this being has adapted itself to the conditions under which it lives. It belongs to the human conditions of life that man finds his way through the world with the aid of thinking. His organ of knowledge develops through the adaptation of his conceptual life to the conditions of his external life. By making statements concerning things and processes, man adjusts himself to the surrounding world. All truths have come into being through this process of adaptation, and what is acquired in this way can be transmitted through inheritance to the descendants. Those who think that man, through his nature, possesses once and for all a certain disposition toward general truths are wrong. What appears to be such a disposition did not exist at an earlier stage in the ancestors of man, but has been acquired by adaptation and transmitted to the descendants. When some philosophers speak of truths that man does not have to derive from his own individual experience but that are given a priori in his organization, they are right in a certain respect. While it is obvious that such truths are acquired, it must be stressed that they are not acquired by man as an individual but as a species. The individual has inherited the finished product of an ability that has been acquired at an earlier age. Goethe once said that he had taken part in many conversations on Kant's Critique of Pure Reason and that he had noticed how on those occasions the old basic problem had been renewed, “How much does our inner self contribute to our spiritual existence, how much the external world?” And Goethe goes on to say, “I had never separated the two; when I was philosophizing in my own way on things, I did so with an unconscious naïveté and was really convinced that I saw with my eyes my opinion before me.” [ 35 ] Spencer looks at this “old basic problem” from the point of view of natural science. He believed he could show that the developed human being also contributed to his spiritual existence through his own self. This self, is also made up of the inherited traits that had been acquired by our ancestors in their struggle with the external world. If we today believe we see with our eyes our opinions before us, we must remember that they were not always our opinions but that they were once observations that were really made by our eyes in the external world. Spencer's way of thinking, then, is, like that of John Stuart Mill, one that proceeds from psychology. But Mill does not go further than the psychology of the individual. Spencer goes from the individual back to his ancestors. The psychology of the individual is in the same position as the ontogenesis of zoology. Certain phenomena of the history of the individual are explainable only if they are referred back to phenomena of the history of the species. In the same way, the facts of the individual's consciousness cannot be understood if taken alone. We must go back to the species. We must, indeed, go back beyond the human species to acquisitions of knowledge that were accomplished by the animal ancestors of man. Spencer uses his great acumen to support this evolutionary history of the process of cognition. He shows in which way the mental activities have gradually developed from low stages at the beginning, through ever more accurate adaptations of the human mind to the external world and through inheritance of these adaptation. Every insight that the individual human being obtains through pure thought and without experience about things has been obtained by humanity or its ancestors through observation or experience. Leibniz thought he could explain the correspondence of man's inner life with the external world by assuming a harmony between them that was pre-established by the creator. Spencer explains this correspondence in the manner of natural science. The harmony is not pre-established, but gradually developed. We here find the continuation of natural scientific thinking to the highest aspects of human existence. Linnaeus had declared that every living organic form existed because the creator had made it as it is. Darwin maintained that it is as it is because it had gradually developed through adaptation and inheritance. Leibniz declared that thinking is an agreement with the external world because the creator had established this agreement. Spencer maintained that this agreement is there because it has gradually developed through adaptations and inheritance of the thought world. [ 36 ] Spencer was motivated in his thought by the need for a naturalistic explanation of spiritual phenomena. He found the general direction for such an explanation in Lyell's geology (compare in Part 2 Chapter I). In this geology, to be sure, the idea is still rejected that organic forms have gradually developed one from another. It nevertheless receives a powerful support through the fact that the inorganic (geological) formations of the earth's surface are explained through such a gradual development and through violent catastrophes. Spencer, who had a natural scientific education and who had for a time also been active as a civil engineer, recognized at once the full extent of the idea of evolution, and he applied it in spite of Lyell's opposition to it. He even applied this idea to spiritual processes. As early as 1850, in his book, Social Statistics, he described social evolution in analogy with organic evolution. He also acquainted himself with the studies of Harvey and Wolff in embryonic development (compare Part I, Chapter IX of this book), and he plunged into the works of Karl Ernst von Baer (compare above in Part II Chapter II), which showed him that evolution proceeded from the development of a homogeneous uniform state to one of variety, diversity and abundance. In the early stages of embryological development the organisms are very similar; later they become different from one another (compare above in Part II Chapter II). Through Darwin this evolutionary thought was completely confirmed. From a few original organic forms the whole wealth of the highly diversified world of formations has developed. From the idea of evolution, Spencer wanted to proceed to the most general truths, which, in his opinion, constituted the aim of all human striving for knowledge. He believed that one could discover manifestations of this evolutionary thought in the simplest phenomena. When, from dispersed particles of water, a cloud is formed in the sky, when a sand pile is formed from scattered grains of sand, Spencer saw the beginnings of an evolutionary process. Dispersed matter is contracted and concentrated to a whole. It is just this process that is presented to us in the Kant-Laplace hypothesis of world evolution. Dispersed parts of a chaotic world nebula have contracted. The organism originates in just this way. Dispersed elements are concentrated in tissues. The psychologist can observe that man contracts dispersed observations into general truths. Within this concentrated whole, articulation and differentiation take place. The original homogeneous mass is differentiated into the individual heavenly bodies of the solar system; the organism differentiates itself into the various organs. [ 37 ] Concentration alternates with dissolution. When a process of evolution has reached a certain climax, an equilibrium takes place. Man, for instance, develops until he has evolved a maximum of harmonization of his inner abilities with external nature. Such a state of equilibrium, however, cannot last; external forces will effect it destructively. The evolutionary process must be followed by a process of dissolution; what had been concentrated is dispersed again; the cosmic again becomes chaotic. The process of evolution can begin anew. Thus, Spencer sees the process of the world as a rhythmic play of motion. [ 38 ] It is certainly not an uninteresting observation for the comparative history of the evolution of world conception that Spencer, from the observation of the genesis of world phenomena, reaches here a conclusion that is similar to one Goethe expressed in connection with his ideas concerning the genesis of life. Goethe describes the growth of a plant in the following way:
If one thinks of this conception as being transferred to the whole process of the world, one arrives as Spencer's contraction and dispersion of matter. [ 39 ] Spencer and Mill exerted a great influence on the development of world conception in the second half of the nineteenth century. The rigorous emphasis on observation and the one-sided elaboration of the methods of observational knowledge of Mill, along with the application of the conceptions of natural science to the entire scope of human knowledge by Spencer could not fail to meet with the approval of an age that saw in the idealistic world conception of Fichte, Schelling and Hegel nothing but degeneration of human thinking. It was an age that showed appreciation only for the successes of the research work of natural science. The lack of unity among the idealistic thinkers and what seemed to many a perfect fruitfulness of a thinking that was completely concentrated and absorbed in itself, had to produce a deep-seated suspicion against idealism. One may say that a widespread view of the last four decades of the nineteenth century is clearly expressed in words spoken by Rudolf Virchow in his address, The Foundation of the University of Berlin and the Transition from the Age of Philosophy into that of Natural Science (1893): “Since the belief in magic formulas has been forced back into the most backward circles of the people, the formulas of the natural philosopher have met with little approval.” And one of the most significant philosophers of the second half of the century, Eduard von Hartmann, sums up the character of his world conception in the motto he placed at the head of his book, Philosophy of the Unconscious: Speculative Results Obtained by the Inductive Method of Natural Science. He is of the opinion that it is necessary to recognize “the greatness of the progress brought about by Mill, through which all attempts of a deductive method of philosophy have been defeated and made obsolete for all times.” (Compare Eduard von Hartmann, Geschichte der Metaphysik, 2 part, page 479.) [ 40 ] The recognition of certain limits of human knowledge that was shown by many naturalists was also received favorably by many religiously attuned souls. They argued as follows: The natural scientists observe the inorganic and organic facts of nature and they attempt to find general laws by combining the individual phenomena. Through these laws processes can be explained, and it is even possible to predetermine thereby the regular course of future phenomena. A comprehensive world conception should proceed in the same way; it should confine itself to the facts, establish general truths within moderate limits and not maintain any claim to penetrate into the realm of the “unknowable.” Spencer, with his complete separation of the “knowable” and the “unknowable,” met the demand of such religious needs to a high degree. The idealistic mode of thought was, on the other hand, considered by such religiously inclined spirits to be a fantastic aberration. As a matter of principle, the idealistic mode of conception cannot recognize an “unknowable,” because it has to uphold the conviction that through the concentrated penetration into the inner life of man a knowledge can be attained that covers not merely the outer surface of the world but also its real core. [ 41 ] The thought life of some influential naturalists, such as Thomas Henry Huxley, moved entirely in the direction of such religiously inclined spirits. Huxley believed in a complete agnosticism with regard to the essence of the world. He declared that a monism, which is in general agreement with Darwin's results, is applicable only to external nature. Huxley was one of the first to defend the Darwinian conceptions, but he is at the same time one of the most outspoken representatives of those thinkers who believed in the limitation of that mode of conception. A similar view is also held by the physicist Johaan Tyndall (1820–93) who considered the world process to be an energy that is completely inaccessible to the human intellect. According to him, it is precisely the assumption that everything in the world comes into existence through a natural evolution that makes it impossible to accept the thought that matter, which is, after all, the carrier of the whole evolution, should be no more than what our intellect can comprehend of it. [ 42 ] A characteristic phenomenon of his time is the personality of the English statesman, James Balfour (1840–1930). In 1879, in his book, A Defense of Philosophical Doubt, Being an Essay on the Foundations of Belief, he expressed a credo that is doubtless similar to that held by many other thinkers. With respect to everything that man is capable of explaining he stands completely on the ground of the thought of natural science. For him, there is no other knowledge but natural science, but he maintains at the same time that his knowledge of natural science is only rightly understood if it is clear that the needs of man's soul and reason can never be satisfied by it. It is only necessary to understand that, in the last analysis even in natural science, everything depends on faith in the ultimate truths for which no further proof is possible. But no harm is done in that this trend of thoughts leads us only to belief, because this belief is a secure guide for our action in daily life. We believe in the laws of nature and we master them through this belief. We thereby force nature to serve us for our purpose. Religious belief is to produce an agreement between the actions of man and his higher needs that go beyond his everyday life. [ 43 ] The world conceptions that have been discussed under the title, “The World as Illusion,” show that they have as their basis a longing for a satisfactory relationship of the self-conscious ego to the general world picture. It is especially significant that they do not consciously consider this search as their philosophical aim, and therefore do not expressly turn their inquiry toward that purpose. Instinctively as it were, they permit their thinking to be influenced by the direction that is determined by this unconscious search. The form that this search takes is determined by the conceptions of modern natural science. We approach the fundamental character of these conceptions if we fix our attention on the concept of “consciousness.” This concept was introduced to the life of modern philosophy by Descartes. Before him, it was customary to depend more on the concept of the “soul” as such. Little attention was paid to the fact that only a part of the soul's life is spent in connection with conscious phenomena. During sleep the soul does not live consciously. Compared to the conscious life, the nature of the soul must therefore consist of deeper forces, which in the waking state are merely lifted into consciousness. The more one asked the question of the justification and the value of knowledge in the light of clear and distinct ideas, however, the more it was also felt that the soul finds the most certain elements of knowledge when it does not go beyond its own limits and when it does not delve deeper into itself than consciousness extends. The opinion prevailed that everything else may be uncertain, but what my consciousness is, at least, as such is certain. Even the house I pass may not exist without me; that the image of this house is now in my consciousness: this I may maintain. But as soon as we fix our attention on this consciousness, the concept of the ego inevitably grows together with that of the consciousness. Whatever kind of entity the “ego” may be outside the consciousness, the realm of the “ego” can be conceived as extending as far as the consciousness. There is no possibility of denying that the sensual world picture, which the soul experiences consciously, has come into existence through the impression that is made on man by the world. But as soon as one clings to this statement, it becomes difficult to rid oneself of it, for there is a tendency thereby to imply the judgment that the processes of the world are the causes, and that the content of our consciousness is the effect. Because one thinks that only the effect is contained in the consciousness, it is believed that the cause must be in a world outside man as an imperceptible “thing in itself.” The presentation that is given above shows how the results of modern physiological research lead to an affirmation of such an opinion. It is just this opinion through which the “ego” finds itself enclosed with its subjective experiences within its own boundaries. This subtly produced intellectual illusion, once formed, cannot be destroyed as long as the ego does not find any clues within itself of which it knows that they refer to a being outside the subjective consciousness, although they are actually depicted within that consciousness. The ego must, outside the sensual consciousness, feel a contact with entities that guarantee their being by and through themselves. It must find something within that leads it outside itself. been said here concerning thoughts that are brought to life can have this effect. As long as the ego has experienced thought only within itself, it feels itself confined with it within its own boundary. As thought is brought to life it emancipates the ego from a mere subjective existence. A process takes place that is, to be sure, experienced subjectively by the ego, but by its own nature is an objective process. This breaks the “ego” loose from everything that it can feel only as subjective. So we see that also the conceptions for which the world is illusion move toward a point that is reached when Hegel's world picture is so transformed that its thought comes to life. These conceptions take on the form that is necessary for a world picture that is unconsciously driven by an impulse in that direction. But in them, thinking still lacks the power to work its way through to that aim. Even in their imperfection, however, these conceptions receive their general character from this aim, and the ideas that appear are the external symptoms of active forces that remain concealed. |
18. The Riddles of Philosophy: Echoes of the Kantian Mode of Conception
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 4 ] There are many who hold the view that the world of observation is merely human conception in spite of the fact that it must extinguish itself if it is correctly understood. It is repeated again and again in the course of the last decades in many variations. Ernst Laas (1837–1885) forcefully defended the point of view that only positive facts of perception should be wrought into knowledge. |
18. The Riddles of Philosophy: Echoes of the Kantian Mode of Conception
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] Only a few personalities in the second half of the nineteenth century attempted to find a firm foundation for the relation of a conception of the self-conscious ego toward the general world picture by going deeply into Hegel's mode of thought. One of the best thinkers along these lines was Paul Asmus (1842–1876), who died as a young man. In 1873 he published a book entitled, The Ego and the Thing in Itself. In it he shows how it is possible, through Hegel's approach to thinking and the world of ideas, to obtain a relation of man toward the essence of things. He explains in an ingenious way that we have in man's thinking an element that is not alien to reality but full of life and fundamentally real, an element on which we only have to concentrate in order to arrive at the essence of existence. In a most illuminating way he describes the course of the evolution of world conception that began with Kant, who had seen in the “thing in itself” an element that was alien and inaccessible to man, and led to Hegel, who was of the opinion that thought comprised not only itself as an ideal entity but also the “thing in itself.” Voices like this found scarcely a hearing. This became most poignantly clear in the slogan, “Back to Kant,” which became popular in a certain current of philosophical life after Eduard Zeller's speech at the University of Heidelberg, On the Significance and Task of the Theory of Knowledge. The conceptions, partly conscious and partly unconscious, which led to this slogan, are approximately as follows. Natural science has shaken the confidence in spontaneous thinking that means to penetrate by itself to the highest questions of existence, but we cannot be satisfied with the mere results of natural science for they do not lead beyond the external view of things. There must be grounds of existence concealed behind this external aspect. Even natural science itself has shown that the world of colors, tones, etc., surrounding us is not a reality outside in the objective world but that it is produced through the function of our senses and our brain (compare above, to Part II Chapter III). For this reason, it is necessary to ask these questions: In what respect do the results of natural science point beyond their own limits toward the higher problems: What is the nature of our knowledge? Can this knowledge lead to a solution of that higher task? Kant has asked such questions with great emphasis. In order to find one's own position, one wanted to study how he had approached them. One wanted to think over with the greatest possible precision Kant's line of thought, attempting to avoid his errors and to find in the continuation of his ideas a way that led out of the general perplexity. [ 2 ] A number of thinkers endeavored to arrive at a tenable goal, starting from Kantian points of departure. The most important among them were Hermann Cohen (1842–1916), Otto Liebmann (1840 – 1912), Wilhelm Windelband (1848–1916), Johannes Volkelt (1842–1930) and Benno Erdmann (1851–1921). Much perspicacity can be found in the writings of these men. A great deal of work was done inquiring into the nature and extent of the human faculty of knowledge. Johannes Volkelt who, insofar as he was active as an epistomologist, lives entirely within this current, also contributed a thorough work on Kant's Theory of Knowledge (1879) in which all problems characterizing this trend of thought are discussed. In 1884 he gave the inaugural address for his professorship in Basel in which he made the statement that all thinking that goes beyond the results of the special empirical sciences of facts must have “the restless character of seeking and searching, of cautious trial, defensive reserve and deliberate admission.” It should be an “advance in which one must partly withdraw again, a yielding in which one nevertheless holds on to a certain degree” (On the Possibility of Metaphysics, Hamburg & Leipzig, 1884). This new attempt to start from Kant appears in a special light in Otto Liebmann. His writings, Contributions Toward the Analysis of Reality (1876), Thoughts and Facts (1882), Climax of Theories (1884), are veritable models of philosophical criticism. Here a caustic mind ingeniously discovers contradictions in the worlds of thought, reveals as half truths what appear as safe judgments, and shows what unsatisfactory elements the individual sciences contain when their results appear before the highest tribunals of thought. Liebmann enumerates the contradictions of Darwinism. He reveals its insufficiently founded assumptions and its defective thought connections, maintaining that something is needed to fill in the gaps to support the assumptions. On one occasion he ends an exposition he gives of the nature of living organisms with the words:
This phrase, “We discontinue our argument,” really expresses, even if it does not do so literally, every final thought of Liebmann's reflection. It is, indeed, the final conclusion of many recent followers and elaborators of Kantianism. They do not succeed in doing more than emphasize that they receive the things into their consciousness. Therefore, everything that they see, hear, etc., is not outside in the world but within themselves and they are incapable of deciding anything concerning the outside. A table stands before me, argues the Neo-Kantian, but, really, this only seems to be so. Only a person who is naively concerned with problems of philosophy can say, “Outside myself is a table.” A person who has overcome that naïveté says, “An unknown something produces an impression within my eye; this eye and my brain make out of the impression the sensation brown. As I have this sensation brown not merely at an isolated point but can let my eye run over a plane surface and four columnar forms, so the brownness takes the shape of an object that is this table. When I touch this table, it offers resistance. It makes an impression on my sense of touch, which I express by attributing hardness to the picture that has been produced by the eye. At the suggestion of some “thing in itself” that I do not know, I have therefore created this table out of myself. The table is my mental content. It is only in my consciousness. Volkelt presents this view at the beginning of his book on Kant's Theory of Knowledge:
Otto Liebmann also uses this thought to defend the statement: Man can no more know that the things he conceives are not, than he can know positively that they are. “For the very reason that no conceiving subject can escape the sphere of its subjective imagination, because it can never grasp and observe what may exist or not exist outside its subjectivity, leaping thereby over its own consciousness and emancipating itself from itself. For this reason it would also be absurd to maintain that the object does not exist outside the subjective conception” (O. Liebmann, Contributions toward the Analysis of Reality). [ 3 ] Both Volkelt and Liebmann nevertheless endeavor to prove that man finds something in the world of his conceptions that is not merely observed or perceived, but that is added to the perception by thought—something that at least points toward the essence of things. Volkelt is of the opinion that there is a fact within the conceptual life that points to something that lies outside the life of conception. This fact consists in the logical necessity with which certain conceptions suggest themselves to man. In his book, The Sources of Human Certainty that appeared in 1906, we read Volkelt's view:
Concerning this second source of certainty, Volkelt expresses himself in his book mentioned above as follows:
Otto Liebmann confesses toward the end of his essay, The Climax of Theories, that in his opinion the whole thought structure of human knowledge, from the ground floor of the science of observation up to the most airy regions of the highest hypotheses of world conception, is permeated by thoughts that point beyond perception. “Fragments of percepts must first be supplemented by an extraordinary amount of non-observed elements linked together and connected in a definite order according to certain operations of the mind.” But how can one deny that human thinking has the ability to know something through its own activity as long as it is necessary to resort to this activity even if one merely wants to obtain order among the facts of the observed precepts? Neo-Kantianism is in a curious position. It would like to confine itself within the boundaries of consciousness and within the life of conception, but it is forced to confess that it is impossible to take a step “within” these boundaries that does not lead in all directions beyond those limits. Otto Liebmann ends the second booklet of his Thought and Facts as follows:
[ 4 ] There are many who hold the view that the world of observation is merely human conception in spite of the fact that it must extinguish itself if it is correctly understood. It is repeated again and again in the course of the last decades in many variations. Ernst Laas (1837–1885) forcefully defended the point of view that only positive facts of perception should be wrought into knowledge. Alois Riehl (1849–1924), proceeding from the same fundamental view, declares that there could be no general world conception at all, and that everything that goes beyond the various special sciences should only be a critique of knowledge. Knowledge is obtained only in the special sciences; philosophy has the task of showing how this knowledge comes about and of taking care that thought should not add any element that can not be justified by the facts. Richard Wahle in his book, The Whole of Philosophy and Its End (1894), eliminates with utmost scrutiny everything that the mind has added to the “occurrences” of the world until finally the mind stands in the ocean of occurrences that stream by, seeing itself in this ocean as one such occurrence, nowhere finding a point capable of providing a meaningful enlightenment concerning them. This mind would have to exert its own energy to produce order in the occurrences. But then it would be the mind itself that had introduced that order into nature. If the mind makes a statement about the essence of the occurrences, it derives this not from the things but from itself. This it could only do if it admitted that in its own activity something essential could go on. The assumption would have to be made that the mind's judgment could have significance also for things. But in its own judgment this confidence is something that, according to Wahle's world conception, the mind is not entitled to have. It must stand idly by and watch what flows past, around and inside itself, and it would only contribute to its own deception if it were to put any credence in a conception that it formed itself about the occurrences.
Wahle closes his book, which is to represent the “gifts” of philosophy to the individual sciences, theology, physiology, esthetics and civic education, with these words, “May the age begin when people will say: once was philosophy.” [ 5 ] In the above mentioned book by Wahle, as well as in his other books, Historical Survey of the Development of Philosophy (1895) and On the Mechanism of the Mental Life (1906), we have one of the most significant symptoms of the evolution of world conception in the nineteenth century. The lack of confidence with respect to knowledge begins with Kant and leads, finally, as it appears in Wahle, to a complete disbelief in any philosophical world conception. |
18. The Riddles of Philosophy: World Conceptions of Scientific Factuality
Translated by Fritz C. A. Koelln Rudolf Steiner |
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It is impossible to surpass Dühring in his under-valuation of everything that lies beyond a drab reality as he does in his book, The Highlights of Modern Literature. |
He thinks, for instance, that not only man could, in his actions, undertake fruitless attempts, which he then gives up because they do not lead to the intended aim, but that such attempts could also be observed in nature. |
It is possible that there is in knowing something underlying, perhaps something similar to, pressure and tension, but if it is conceived in this way it cannot be grasped in its essence. |
18. The Riddles of Philosophy: World Conceptions of Scientific Factuality
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] An attempt to derive a general view of world and life from the basis of strict science was undertaken in the course of the nineteenth century by Auguste Comte (1798–1857). This enterprise, which was presented as a comprehensive world picture in his Cours de Philosophic Positive (6 vols., 1830–42), was sharply antagonistic to the idealistic views of Fichte, Schelling and Hegel of the first half of the nineteenth century. It also opposed, although not to the same degree, all those thought structures that were derived from the ideas of evolution along the lines of Lamarck and Darwin. What occupied the central position of all world conception in Hegel, the contemplation and comprehension of man's own spirit, was completely rejected by Comte. He argues: If the human spirit wanted to contemplate itself, it would actually have to divide into two personalities; it would have to slip outside itself and place itself opposite its own being. Even a psychology that does not confine itself to the mere physiological view but intends to preserve the processes of the mind by themselves is not recognized by Comte. Anything that is to become an object of knowledge must belong to the objective interconnections of facts, must be presented objectively as the laws of the mathematical sciences. From this position there follows Comte's objection to the attempts of Spencer and other thinkers whose world pictures followed the approach of scientific thinking adapted by Lamarck and Darwin. So far as Comte is concerned, the human species is given as a fixed and unchangeable fact; he refuses to pay any attention to Lamarck's theory. Simple, transparent natural laws as physics uses them for its phenomena are ideals of knowledge for him. As long as science does not work with such simple laws, it is unsatisfactory as knowledge for Comte. He has a mathematical bent of mind. If it cannot be treated clearly and simply like a mathematical problem, he considers it to be not ready for science. Comte has no feeling for the fact that one needs ideas that become increasingly more life-saturated as one rises from the purely mechanical and physical processes to the higher formations of nature and to man. His world conception owed a certain lifeless and rigid quality to this fact. The whole world appears to him like the mechanics of a machine. What escapes Comte everywhere is the element of life; he expels life and spirit from things and explains merely what is mechanical and machinelike. The concrete historical life of man appears in his presentation like the conceptual picture that the astronomer draws of the motions of the heavenly bodies. Comte constructed a scale of the sciences. Mathematics represents the lowest stage; it is followed by physics and chemistry and these again by the science of organisms; the last and concluding science in this sequence is sociology, the knowledge of human society. Comte strives to make all these sciences as simple as mathematics. The phenomena with which the individual sciences deal are supposed to be different in every case but the laws are considered to be fundamentally always the same. The reverberations of the thought of Holbach, Condillac and others are still distinctly perceptible in the lectures on the relation between soul and body (Les Rapports du Physique et du Moral de L'homme) that Pierre Jean Georges Cabanis (1757–1808) gave in 1797 and 1798 in the medical school founded by the National Convention in Paris. Nevertheless, these lectures can be called the beginning of the development of the world conception of the nineteenth century in France. They express a distinct awareness of the fact that Condillac's mode of conception for the phenomena of the soul life had been too closely modeled after the conception of the mechanical processes of inorganic nature and their operation. Cabanis investigates the influence of age, sex, way of life and temperament on man's intellectual and emotional disposition. He develops the conception that the physical and the spiritual are not two separated entities that have nothing in common but that they constitute an inseparable whole. What distinguishes him from his predecessors is not his fundamental view but the way in which he elaborates it. His predecessors simply carry into the spiritual the views they have derived from the inorganic world. Cabanis is convinced that if we start by observing the world of the spiritual as open-mindedly as we observe the inorganic, it will reveal its relation to the rest of the natural phenomena. Destutt de Tracy (1754–1836) proceeded in a similar way. He also wanted first to observe the processes of the spirit without bias as they appear when we approach them without philosophical or scientific prejudice. According to this thinker, one is in error if one conceives the soul as a mechanism as Condillac and his followers had done. This mechanistic character cannot be upheld any longer if one honestly observes oneself. We do not find in us an automaton, a being that is directed from without. We always find within us spontaneous activity and an inner self. We should actually not know anything of the effects of the external world if we did not experience a disturbance in our inner life caused by a collision with the external world. We experience our own being. We develop our activity out of ourselves, but as we do this we meet with opposition. We realize not only our own existence but also an external world that resists us. [ 2 ] Although they started from de Tracy, two thinkers—Maine de Biran (1766–1824) and André-Marie Ampè re (1775–1826) were led by the self-observation of the soul in entirely different directions. Biran is a subtle observer of the human spirit. What in Rousseau seems to emerge as a chaotic mode of thought motivated by an arbitrary mood, we find in Biran in the form of clear and concrete thinking. Two factors of man's inner life are made the objects of observation by Biran who is a profoundly thoughtful psychologist: What man is through the nature of his being, his temperament, and what he makes out of himself through active work, his character. He follows the ramifications and changes of the inner life, and he finds the source of knowledge in man's inner life. The forces of which we learn through introspection are intimately known in our life, and we learn of an external world only insofar as it presents itself as more or less similar and akin to our inner world. What should we know of forces outside in nature if we did not experience within our self-active soul a similar force and consequently could compare this with what corresponds to it in the external world? For this reason, Biran is untiring in his search for the processes in man's soul. He pays special attention to the involuntary and the unconscious element in the inner life processes that exist long before the light of consciousness emerges in the soul. Biran's search for wisdom within the soul led him to a peculiar form of mysticism in later years. In the process of deriving the profoundest wisdom from the soul, we come closest to the foundation of existence when we dig down into our own being. The experience of the deepest soul processes then is an immersion in the wellspring of existence, into the God within us. [ 3 ] The attraction of Biran's wisdom lies in the intimate way in which he presents it. He could have found no more appropriate form of presentation than that of a journal intime, a form of diary. The writings of Biran that allow the deepest insight into his thought world were published after his death by E. Naville (compare Naville's book, Maine de Biran. Sa vie et ses pensées, 1857, and his edition, Oeuvres inédités de Maine de Biran). As old men, Cabanis and Destutt de Tracy belonged to a small circle of philosophers; Biran was a younger member among them. Ampè re was among those who were acquainted with Biran's views. As a natural scientist, he became prominent through the extension of Oersted's observation concerning the relation of electricity to magnetism (compare above in Part II Chapter I). Biran's mode of conception is more intimate, that of Ampè re more scientific-methodical. Ampè re follows with interest the interrelationship of sensations and conceptions in the soul, and also the process through which the spirit arrives at a science of the world phenomena with the aid of thinking. [ 4 ] What is significant in this current of world conception, which chronologically represents the continuation of the teachings of Condillac, is the circumstance that the life of the soul itself is decidedly emphasized, that the self-activity of the inner personality of the human being is brought into the foreground of the investigation, and that all these thinkers are striving nevertheless for knowledge in the strict sense of natural science. Initially, they investigate the spirit with the methods of natural science, but they do not want to treat its phenomena as homogeneous with the other processes of nature. From these more materialistic beginnings there emerges finally a tendency toward a world conception that leans distinctly toward the spirit. [ 5 ] Victor Cousin (1792–1867) traveled through Germany several times and thus became personally acquainted with the leading spirits of the idealistic period. The deepest impression was made on him by Hegel and Goethe. He brought their idealism to France. As a professor at the école normale (1814), and later at the Sorbonne, he was able to do a great deal for this idealism through his powerful and fascinating eloquence that always produced a deep impression. Cousin received from the idealistic life of the spirit the conviction that it is not through the observation of the external world but through that of the human spirit that a satisfactory viewpoint for a world conception can be obtained. He based what he wanted to say on the self observation of the soul. He adopted the view of Hegel that spirit, idea and thought do not merely rule in man's inner life but also outside in nature and in the progress of the historical life, and that reason is contained in reality. Cousin taught that the character of a people of an age was not merely influenced by random happenings, arbitrary decisions of human individuals, but that a real idea is manifested in them and that a great man appears in the world merely as a messenger of a great idea, in order to realize it in the course of history. This produced a profound impression on Cousin's French audience, which in its most recent history had had to comprehend world historical upheavals without precedent, when they heard such a splendid speaker expound the role that reason played in the historical evolution in accordance with some great and fundamental ideas. [ 6 ] Comte, with energy and resolution, found his place in the development of French philosophy with his principle: only in the method of science, which proceeds from strict mathematical and directly observed truths as in physics and chemistry can the point of departure for a world conception be found. The only approach he considered mature was the one that fought its way through to this view. To arrive at this stage, humanity had to go through two phases of immaturity—one in which it believed in gods, and subsequently, one in which it surrendered to abstract ideas. Comte sees the evolution of mankind in the progression from theological thinking to idealistic thinking, and from there to the scientific world conception. In the first stage, man's thinking projected anthropomorphic gods into the processes of nature, which produce these processes in the same arbitrary manner in which man proceeds in his actions. Later, he replaces the gods with abstract ideas as, for instance, life force, general world reason, world purpose, and so forth. But this phase of development must give way to a higher one in which it must be understood that an explanation of the phenomena of the world can be found only in the method of observation and a strictly mathematical and logical treatment of the facts. For the purpose of a world conception, thinking must merely combine what physics, chemistry and the science of living organisms obtain through their investigation. Thinking must not add anything to the results of the individual sciences as theology had done with its divine beings and the idealistic philosophy with its abstract thoughts. Also, the conceptions concerning the course of the evolution of mankind, the social life of men in the state, in society, etc., will become clear only when the attempt is made to find in them laws like those found in the exact natural sciences. The causes that bring families, associations, legal views and state institutions into existence must be investigated in the same way as the causes that make bodies fall to the ground and that allow the digestive organs to operate. The science of human social life, of human development, sociology, is therefore what Comte is especially concerned with, and he tries to give it the exactness that the other sciences have gradually acquired. In this respect he has a predecessor in Claude-Henri de Saint-Simon (1760–1825). Saint-Simon had presented the view that man would only learn to guide his own fate completely when he conceived of his own life in the state, in society and in the course of history in a strictly scientific sense, and when he arranged it like a process following a natural law. For awhile, Comte was on intimate terms with Saint-Simon. He parted ways with him when it seemed to him that Saint-Simon's views turned into all sorts of groundless dreams and utopias. Comte continued to work with a rare zeal in his original direction. His Cours de Philosophic Positive is an attempt to elaborate, in a style of spirit-alienation, the scientific accomplishments of his time into a world conception by presenting them merely in a systematized survey, and by developing sociology in the same way without the aid of theological and idealistic thoughts. Comte saw no other task for the philosopher than that of such a mere systematized survey. The philosopher would add nothing of his own to the picture that the sciences have presented as the connection of facts. Comte expressed thereby, in the most pointed manner, his view that the sciences alone, with their methods of observing reality, have a voice in the formulation of a world conception. [ 7 ] Within German spirit-life Eugen Dühring (1833–1921) appeared as a forceful champion of Comte's thought. This was expressed in 1865 in his Natural Dialectic. As a further exposition, he expounded his views in his book, Course of Philosophy as a Strictly Scientific World Conception and Art of Life (1875), and in numerous other writings in the fields of mathematics, natural science, philosophy, history of science and social economy. All of Dühring's work proceeds, in the strictest sense of the word, from a mathematical and mechanistic mode of thought. Dühring is outstanding in his endeavor to analyze his observations of nature in accordance with mathematical law, but where this kind of thinking is insufficient, he loses all possibility of finding his way through life. It is from this characteristic of his spirit that the arbitrariness and bias is to be explained with which Dühring judges so many things. Where it is necessary to judge the conflicts of life in accordance with higher ideas, he has, therefore, no other criterion than his sympathies and antipathies that have been aroused in him through accidental personal circumstances. This man, with his mathematically objective mind, becomes completely arbitrary when he undertakes to evaluate human accomplishments of the historical past or of the present. His rather unimaginative mathematical mode of conception led him to denounce a personality like Goethe as the most unscientific mind of modern times, whose entire significance consisted, in Dühring's opinion, in a few poetical achievements. It is impossible to surpass Dühring in his under-valuation of everything that lies beyond a drab reality as he does in his book, The Highlights of Modern Literature. In spite of this one-sidedness, Dühring is one of the most stimulating figures in the development of modern world conception. No one who has penetrated his thought-saturated books can help but confess that he has been profoundly affected by them. [ 8 ] Dühring uses rude language for all world conceptions that do not proceed from strictly scientific basic views. All such unscientific modes of thought “found themselves in the state of childish immaturity or feverish fits, or in the decadence of senility, no matter whether they infest entire epochs and parts of humanity under these circumstances or just occasionally individual elements or degenerated layers of society, but they always belong to the category of the immature, the pathological or that of over-ripeness that is already decomposed by putrefaction,” (Course of Philosophy). What Kant, Fichte, Schelling and Hegel achieved, Dühring condemns as the outflow of a professorial wisdom of mountebanks; idealism as a world conception is for him a theory of insanity. He means to create a philosophy of reality that is alone adequate to nature because it “does away with all artificial and unnatural fictions, and for the first time makes the concept of reality the measure of all ideal conceptions”; reality is conceived in this philosophy “in a manner that excludes all tendencies toward a dreamlike and subjectivistically limited world conception.” (Course of Philosophy) [ 9 ] One should think like a real expert in mechanics, a real physicist who confines himself to the results of sense perception, of the logical combinations of the intellect and the operations of calculations. Anything that goes beyond this is idle playing with empty concepts. This is Dühring's verdict. Dühring means to raise this form of thinking, however, to its justified position. Whoever depends exclusively on that form of thinking can be sure that it supplies him with insight concerning reality. All brooding over the question of whether or not we actually can penetrate into the mysteries of the world process, all investigations, which, like Kant's, want to limit the faculty of knowledge, are caused by logical distortion. One should not yield to the temptation of a self-sacrificing self-denial of the mind that does not dare to make a positive statement about the world. What we can know is a real and untarnished presentation of the real.
Reality has produced for itself an organ in human thinking in which it can reproduce itself mentally in the form of thought in an ideal picture. Nature is everywhere ruled by an all-penetrating law that carries its own justification within itself and cannot be criticized. How could there be any meaning in an attempt to criticize the relevance of thinking, the organ of nature? It is mere foolishness to suppose that nature would create an organ through which it would reflect itself only imperfectly or incompletely. Therefore, order and law in this world must correspond to the logical order and law in human thinking. “The ideal system of our thought is the picture of the real system of objective reality; the completed knowledge has, in the form of thoughts, the same structure that the things possess in the form of real existence.” In spite of this general agreement between thinking and reality, there exists for the former the possibility to go beyond the latter. In the element of the idea, thinking continues the operations that reality has suggested to it. In reality all bodies are divisible, but only up to a certain limit. Thinking does not stop at this limit but continues to divide in the realm of the idea. Thought sweeps beyond reality; for thought, the body is divisible into infinity. Accordingly, to thought it consists of infinitely small parts. In reality, this body consists only of a definite, finite number of small, but not infinitely small parts. In this way all concepts of infinity that transcend reality come into existence. From every event we proceed to another event that is its cause; from this cause we go again to the cause of that cause and so forth. As soon as our thinking abandons the firm ground of reality, it sweeps on into a vague infinity. It imagines that for every cause a cause has to be sought in turn so that the world is without a beginning in time. In allotting matter to space, thinking proceeds in a similar way. In transversing the sky it always finds beyond the most distant stars still other stars; it goes beyond this real fact and imagines space as infinite and filled with an infinite number of heavenly bodies. According to Dühring, one ought to realize that all such conceptions of infinity have nothing to do with reality. They only occur through the fact that thinking, with the methods that are perfectly appropriate within the realm of reality, rises above this realm and thereby gets lost in the indefinite. [ 10 ] If in our thinking, however, we remain aware of this separation from reality, we need no longer refrain from applying our concepts borrowed from human action, to nature. Dühring, as he proceeds from such presuppositions, does not even hesitate to attribute to nature in its production an imagination any more than he does to man in his creation. “Imagination extends . . . into nature itself; it has its roots, as does all thinking in general, in the processes that precede the developed consciousness but do not produce any elements of subjective feelings” (Course of Philosophy). The thought upheld by Comte, that all world conception should be confined to a mere rearrangement of the purely factual, dominates Dühring so completely that he projects the faculty of imagination into the external world because he believes that he would simply have to reject it if it occurred merely in the human mind. Proceeding from these conceptions he arrives at other projections of such concepts as are derived from human activities. He thinks, for instance, that not only man could, in his actions, undertake fruitless attempts, which he then gives up because they do not lead to the intended aim, but that such attempts could also be observed in nature.
[ 11 ] Dühring is not in the least shy when it is a question of applying the concepts to reality that thinking produces in itself. But since he has, because of his disposition, only a sense for mathematical conceptions, the picture he sketches of the world has a mathematical-schematic character. He rejects the mode of thought that was developed by Darwin and Haeckel and does not understand what motivates them to search for a reason to explain why one being develops from another. The mathematician places the forms of a triangle, square, circle and ellipse side by side; why should one not be satisfied with a similar schematic coordination in nature as well? Dühring does not aim at the genesis of nature but at the fixed formations that nature produces through the combinations of its energies, just as the mathematician studies the definite, strictly delineated forms of space. He finds nothing inappropriate in attributing to nature a purposeful striving toward such definite formations. Dühring does not interpret this purposeful tendency of nature as the conscious activity that develops in man, but he supposes it to be just as distinctly manifested in the operation of nature as every other natural manifestation. In this respect, Dühring's view is, therefore, the opposite pole of the one upheld by Friedrich Albert Lange. Lange declares the higher concepts, especially all those in which imagination has a share, to be justifiable poetic fiction; Dühring rejects all poetic imagination in concepts, but he attributes actual reality to certain higher ideas that are indispensable to him. Thus, it seems quite consistent for Lange to separate the foundation of the moral life entirely from all ideas that are rooted in reality (compare above, to Part II Chapter III). It is also consistent if Dühring wants to extend the ideas that he sees as valid in the realm of morality to nature as well. He is completely convinced that what happens in man and through man belongs to the natural events as much as do the inanimate processes. What in human life is right cannot be wrong in nature. Such considerations contributed to making Dühring an energetic opponent to Darwin's doctrine of the struggle for existence. f the fight of all against all were the condition of perfection in nature, it would have to be the same with man's life:
According to Dühring's life-conception, what man feels as moral impulses must have its origin in nature. It is possible to observe in nature a tendency toward morality. As nature produces various forces that purposefully combine into stable formations, so it also plants into man instincts of sympathy. By them he allows himself to be determined in his social life with his fellow men. In man, the activity of nature is continued on an elevated level. Dühring attributes the faculty to produce sensations automatically out of themselves to the inanimate mechanical forces.
But when the world arrives at this stage, it is not that a new law begins, a realm of the spirit, but merely a continuation occurs of what had already been there in the unconscious mechanism. This mechanism, to be sure, is unconscious, but it is nevertheless wise, for “the earth with all it produces, as well as all causes of life's maintenance that lie outside, especially in the sun and all influences that come from the whole surrounding world in general—this entire organization and arrangement must be thought of as essentially produced for man, which is to say, in agreement with his well-being.” (Course of Philosophy) [ 12 ] Dühring ascribes thought and even aims and moral tendencies to nature without admitting that he thereby idealizes nature. But, for an explanation of nature, higher ideas are necessary that transcend the real. According to Dühring, however, there must be nothing like that; he therefore changes their meaning by interpreting them as facts. Something similar happened in the world conception of Julius Hermann von Kirchmann (1802–84), who published his Philosophy of Knowledge in 1864 at about the same time Dühring's Natural Dialectic appeared. Kirchmann proceeds from the supposition that only what is perceived is real. Man is connected with reality through his perception. Everything that he does not derive from perception he must eliminate from his knowledge of reality. He succeeds in doing this if he rejects everything that is contradictory. "Contradiction is not,” is Kirchmann's second principle, which follows his first principle, “The perceived is.” [ 13 ] Kirchmann admits only feelings and desires as the states of the soul of man that have an existence by themselves.
One cannot imagine a greater contrast to Hegel's mode of conception than this view of knowledge. While with Hegel the essence of a thing appears in thinking, in the element that the soul adds in spontaneous activity to the percept, Kirchmann's ideal of knowledge consists of a mirror picture of percepts from which all additions by the soul itself have been eliminated. [ 14 ] To judge Kirchmann's position in the intellectual life correctly, one must consider the great difficulty with which somebody who had the will to erect an independent structure of world conception was met in his time. The results of natural science, which were to produce a profound influence on the development of world conceptions, were still young. They were just sufficient to shake the belief in the classical idealistic world conception that had had to erect its proud structure without the aid of modern natural science. In the face of the wealth of detailed knowledge, it became difficult to reconstruct fundamental philosophical thoughts. The thread that led from the scientific knowledge of facts to a satisfactory total conception of the world was gradually lost in the general consciousness. A certain perplexity took hold of many. An understanding for the lofty flight of thought that had inspired the world conception of Hegel was scarcely to be found anywhere. |
18. The Riddles of Philosophy: Modern Idealistic World Conceptions
Translated by Fritz C. A. Koelln Rudolf Steiner |
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A ball can be caused to move by another ball that hits it only if it meets the other ball with a certain understanding, so to speak, if it finds within itself the same understanding of motion as is contained in the first. |
That everything alive wants to live and wants this under all circumstances, wants to live at any price, is the great fact against which all doctrinarian talk is powerless. |
In using these means he may not be equal to the challenge presenting itself from the depths of the spiritual evolution. Philosophies that work under such conditions represent a struggle for an aim of which they are not quite consciously aware. |
18. The Riddles of Philosophy: Modern Idealistic World Conceptions
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] In the second half of the nineteenth century, the mode of conception of natural science was blended with the idealistic traditions from the first half, producing three world conceptions that show a distinctive individual physiognomy. The three thinkers responsible for this were Rudolf Hermann Lotze (1817–81), Gustav Theodor Fechner (1801–87), and Eduard von Hartmann (1842–1906). [ 2 ] In his work, Life and Life-force, which appeared in 1842 in Wagner's Handwörterbuch der Physiologic, Lotze opposed the belief that there is in living beings a special force, the life force, and defended the thought that the phenomena of life are to be explained exclusively through complicated processes of the same kind as take place in lifeless nature. In this respect, he sided entirely with the mode of conception of modern natural science, which tried to bridge the gap between the lifeless and the living. This attitude is reflected in his books that deal with subjects of natural science, General Pathology and Therapy as Mechanical Sciences (1842) and General Physiology of the Physical Life (1851). With his Elements of Psychophysics (1860) and Propaedeutics of Esthetics (1876), Fechner contributed works that show the spirit of a strictly natural scientific mode of conception. This was now done in fields that before him had been treated almost without exception in the sense of an idealistic mode of thinking. But Lotze and Fechner felt that need to construct for themselves an idealistic world of thought that went beyond the view of natural science. Lotze was forced to take this direction through the quality of his inner disposition. This demanded of him not merely an intellectual observation of the natural law in the world, but challenged him to seek life and inwardness of the kind that man feels within himself in all things and processes. He wanted to “struggle constantly against the conceptions that acknowledge only one half of the world, and the less important one at that, only the unfolding of facts into new facts, of forms into new forms, but not the constant reconversion of all those externalities into elements of inner relevance, into what alone has value and truth in the world, into bliss and despair, admiration and disgust, love and hatred, into joyful certainty and doubtful yearning, into all the nameless forms of suspense and fear in which life goes on, that alone deserves to be called life.” Lotze, like many others, has the feeling that the human picture of nature becomes cold and drab if we do not permeate it with the conceptions that are taken from the human soul (compare above pages . . . ) What in Lotze is caused by his inner disposition of feeling, appears in Fechner as the result of a richly developed imagination that has the effect of always leading from a logical comprehension of things to a poetic interpretation of them. He cannot, as a natural scientific thinker, merely search for the conditions of man's becoming and for the laws that will cause his death again. For him, birth and death become events that draw his imagination to a life before birth and to a life after death. Fechner writes in his Booklet on Life after Death:
[ 4 ] Lotze has given an interpretation of the phenomena of the world that is in keeping with the needs of his inner disposition in his works, Microcosm (1858–64), Three Books of Logic (1874) and Three Books of Metaphysics (1879). The notes taken from the lectures he gave on the various fields of philosophy also have appeared in print. He proceeds by following the strictly natural, law-determined course of the world and by interpreting this regularity in the sense of an ideal, harmonious, soul-filled order and activity of the world-ground. We see that one thing has an effect on another, but one could not produce the effect on the other if fundamental kinship and unity did not exist between them. The second thing would have to remain indifferent to the activity of the first if it did not possess the ability to behave in agreement with the action of the first and to arrange its own activity accordingly. A ball can be caused to move by another ball that hits it only if it meets the other ball with a certain understanding, so to speak, if it finds within itself the same understanding of motion as is contained in the first. The ability to move is something that is contained in the first ball as well as in the second, as common to both of them. All things and processes must have such common elements. That we perceive them as things and events is caused by the fact that we, in our observation, become acquainted only with their surface. If we were able to see their inner nature, we would observe not what separates them but what connects them to form a great world totality. There is only one being in our experience that we do not merely know from without but from within, that we cannot merely look at, but into, that our sight can penetrate. This is our own soul, the totality of our own spiritual personality. But since all things must possess a common element in their inner being, so they must also have in common with our soul the element that constitutes our soul's inner core. We may, therefore, conceive the inner nature of things as similar to the quality of our own soul. The world ground that rules as the common element of all things can be thought by us in no other way than as a comprehensible personality after the image of our own personality.
Lotze expresses his own feeling with regard to the things of nature as follows:
If natural processes, as they appear in the observation, are only such dull transitory shadows, then one cannot expect to find their deepest essence in the regularity that presents itself to the observation, but in the “ever active weaving” of all inspiring, all comprehensive personality, its aims and purposes. Lotze, therefore, imagines that in all natural activity a personality's moral purpose is manifested toward which the world is striving. The laws of nature are the external manifestation of an all pervading ethical order of the world. This ethical interpretation of the world is in perfect harmony with what Lotze says concerning the continuous life of the soul after death:
At the point where Lotze's reflections touch the realm of the great enigmatic problems of philosophy, his thoughts show an uncertain and wavering character. One can notice that he does not succeed in securing from his two sources of knowledge, natural science and psychological self-observation, a reliable conception concerning man's relation to the course of the world. The inner force of self-observation does not penetrate to a thinking that could justify the ego feeling itself as a definite entity within the totality of the world. In his lectures, Philosophy of Religion, we read:
The indefinite character of such principles expresses the extent to which Lotze's ideas can penetrate into the realm of the great philosophical problems. [ 5 ] In his little book, Life after Death, Fechner says of the relation of man to the world:
Fechner imagines that the world spirit stands in the same relation to the world of matter as the human spirit does to the human body. He then argues: Man speaks of himself when he speaks of his body, but he also speaks of himself when he deals with his spirit. The anatomist who investigates the tangle of dead brain fibres is confronted with the organ that once was the source of thoughts and imaginations. When the man, whose brain the anatomist observes, was still alive, he did not have before him in his mind the fibres of his brain and their physical function, but a world of mental contents. What has changed then when, instead of a man who experiences his inner soul content, the anatomist looks at the brain, the physical organ of that soul? Is it not in both cases the same being, the same man that is inspected? Fechner is of the opinion that the object is the same, merely the point of view of the observer has changed. The anatomist observes from outside what was previously viewed by man from inside. It is as if one looks at a circle first from without and then from within. In the first case, it appears convex, in the second, concave. In both cases, it is the same circle. So it is also with man. If he looks at himself from within, he is spirit; if the natural scientist looks at him from without, he is body, matter. According to Fechner's mode of conception, it is of no use to ponder on how body and spirit effect each other, for they are not two entities at all; they are both one and the same thing. They appear to us only as different when we observe them from different viewpoints. Fechner considers man to be a body that is spirit at the same time. From this point of view it becomes possible for Fechner to imagine all nature as spiritual, as animated. With regard to his own being, man is in the position to inspect the physical from within and thus to recognize the inside directly as spiritual. Does not the thought then suggest itself that everything physical, if it could be inspected from within, would appear as spiritual? We can see the plant only from without, but is it not possible that it, too, if seen from within, would prove to be a soul? This notion grew in Fechner's imagination into the conviction that everything physical is spiritual at the same time. The smallest material particle is animated, and the combination of particles to form more perfect material bodies is merely a process viewed from the outside. There is a corresponding inner process that would, if one could observe it, present itself as the combination of individual souls into more comprehensive souls. If somebody had the ability to observe from within the physical processes of our earth with the plants, animals and men living on it, the totality would appear to him as the soul of the earth. So it would also be with the solar system, and even with the whole world. The universe seen from without is the physical cosmos; seen from within, it is the all-embracing spirit, the most perfect personality, God. [ 6 ] A thinker who wants to arrive at a world conception must go beyond the facts that present themselves to him without his own activity. But what is achieved by this going beyond the results of direct observation is a question about which there are the most divergent views. Kirchhoff expressed his view (compare above, to Part II Chapter III) by saying that even through the strictest science one cannot obtain anything but a complete and simple description of the actual events. Fechner proceeds from an opposite viewpoint. It is his opinion that this is “the great art, to draw conclusions from this world to the next, not from reasons that we do not know nor from presuppositions that we accept, but from facts with which we are acquainted, to the greater and higher facts of the world beyond, and thereby to fortify and support from below the belief that depends on higher viewpoints and to establish for it a living relationship toward life. (The Booklet on Life after Death) According to this opinion, Fechner does not merely look for the connection of the outwardly observed physical phenomena with the inwardly experienced spiritual processes, but he adds to the observed soul phenomena others, the earth spirit, the planetary spirit, the world spirit. [ 7 ] Fechner does not allow his knowledge of natural science, which is based on a firm foundation, to keep him from raising his thoughts from the world of the senses into regions where they envisage world entities and world processes, which, if they exist, must be beyond the reach of sense perception. He feels stimulated to such an elevation through his intimate contemplation of the world of the senses, which reveals to his thinking more than the mere sense perception would be capable of disclosing. This “additional content” he feels inclined to use in imagining extrasensory entities. In his way, he strives thus to depict a world into which he promises to introduce thoughts that have come to life. But such a transcendence of sensory limits did not prevent Fechner from proceeding according to the strictest method of natural science, even in the realm that borders that of the soul. It was he who created the scientific methods for this field. Fechner's Elements of Psychophysics (1860) is the fundamental work in this field. The fundamental law on which he based psychophysics states that the increase of sensation caused in man through an increase of external impressions, proceeds proportionately slower than the intensification of the stimulating impressions. The greater the strength of the stimulus at the outset, the less the sensation grows. Proceeding from this thought, it is possible to obtain a measured proportion between the external stimulus (for instance, the strength of physical light) and the sensation (for instance, the intensity of light sensation). The continuation of this method established by Fechner has resulted in the elaboration of the discipline of psychophysics as an entirely new science, concerned with the relation of stimuli toward sensations, that is to say, of the physical to the psychical. Wilhelm Wundt, who continued to work in Fechner's spirit in this field, characterizes the founder of the science of psychophysics in an excellent description:
Important insights into the interrelation between body and soul have resulted from the experimental method suggested by Fechner. Wundt characterizes this new science in his Lectures on the Human and Animal Soul (1863) as follows:
It is doubtless only in a borderline territory of the field of psychology that the experiment is really fruitful, that is, in the territory where the conscious processes lead to the backgrounds of the soul life where they are no longer conscious but material processes. The psychical phenomena in the proper sense of the word can, after all, only be obtained by a purely spiritual observation. Nevertheless, E. Kräpelin, a psychophysicist, is fully justified when he says “that the young science will always be capable of maintaining its independent position side by side with the other branches of the natural sciences and particularly the science of physiology” (Psychological Works, published by E. Kräpelin, Vol. I, part 1, page 4). [ 8 ] When Eduard von Hartmann published his Philosophy of the Unconscious in 1869 he did not so much have in mind a world conception based on the results of modern natural science but rather one that would raise to a higher level the ideas of the idealistic systems of the first half of the nineteenth century, since these appeared to him insufficient in many points. It was his intention to free these ideas of their contradictions and to develop them completely. It seemed to him that Hegel's, Schelling's and Schopenhauer's thoughts contained potential truths that would only have to be fully developed. Man cannot be satisfied by merely observing facts if he intends to know things and processes of the world. He must proceed from facts to ideas. These ideas cannot be considered to be an element that our thinking arbitrarily adds to the facts. There must be something in them that corresponds to the things and events. This corresponding element cannot be the element of conscious ideas, for these are brought about only through the material processes of the human brain. Without a brain there is no consciousness. We must, therefore, assume that an unconscious ideal element in reality corresponds to the conscious ideas of the human mind. Hartmann, like Hegel, considers the idea as the real element in things that is contained in them beyond the perceptible, that is to say, beyond the accessible to sense observation. But the mere content of the ideas would never be capable of producing a real process within them. The idea of a ball cannot collide with the idea of another ball. The idea of a table cannot produce an impression on the human eye. A real process requires a real force. In order to gain a conception of such a force, Hartmann borrows from Schopenhauer. Man finds in his soul a force through which he imparts reality to his thought and to his decisions. This force is the will. In the form in which it is manifest in the human soul the will presupposes the existence of the human organism. Through the organism it is a conscious will. If we want to think of a force as existing in things, we can conceive of it only as similar to the will, the only energy with which we are immediately acquainted. We must, however, think of this will as something without consciousness. Thus, outside man an unconscious will rules in things that endows them with the possibility of becoming real. The world's content of idea and will in their combination constitutes its unconscious basis. Although the world, without doubt, presents a logical structure because of its content of ideas, it nevertheless owes its real existence to a will that is entirely without logic and reason. Its content is endowed with reason; that this content is a reality is caused by unreason. The rule of unreason is manifested in the existence of the pain by which all beings are tortured. Pain out-balances pleasure in the world. This fact, which is to be philosophically explained from the non-logical will element, Eduard von Hartmann tries to establish by careful investigations of the relation of pleasure and displeasure in the world. Whoever does not indulge in illusions but observes the evils of the world objectively cannot arrive at any other result than that there is much more displeasure in the world than pleasure. From this, we must conclude that non-being is preferable to being. Non-being, however, can be attained only when the logical-reasonable idea annihilates being. Hartmann, therefore, regards the world process as a gradual destruction of the unreasonable will by the reasonable world of ideas. It must be the highest moral task of man to contribute to this conquest of the will. All cultural progress must aim at this final conquest. Man is morally good if he participates in the progress of culture, if he demands nothing for himself but selflessly devotes himself to the great work of liberation from existence. He will without doubt do that if he gains the insight that pain must always be greater than pleasure and that happiness is for this reason impossible. Only he who believes happiness to be possible can maintain an egotistic desire for it. The pessimistic view of the preponderance of pain over pleasure is the best remedy against egotism. Only in surrendering to the world process can the individual find his salvation. The true pessimist is led to act unegotistically. What man does consciously, however, is merely the unconscious, raised into consciousness. To the conscious contribution of human work to the cultural progress, there corresponds an unconscious general process consisting of a progressive emancipation of the primordial substance of the world from will. The beginning of the world must already have served this aim. The primordial substance had to create the world in order to free itself gradually with the aid of the idea from the power of the will.
Hartmann elaborated his world conception in a series of comprehensive works and in a great number of monographs and articles. These writings contain intellectual treasures of extraordinary significance. This is especially the case because Hartmann knew how to avoid being tyrannized by his basic thoughts in the treatment of special problems of science and life, and to maintain an unbiased attitude in the contemplation of things. This is true to a particularly high degree in his Phenomenology of the Moral Consciousness in which he presents the different kinds of human doctrines of morality in logical order. He gives in it a kind of “natural history” of the various moral viewpoints, from the egotistical hunt for happiness through many intermediate stages to the selfless surrender to the general world process through which the divine primordial substance frees itself from the bondage of existence. [ 9 ] Since Hartmann accepts the idea of purpose for his world conception, it is understandable that the mode of thinking of natural science that rests on Darwinism appears to him as a one-sided current of ideas. To Hartmann the idea tends in the whole of the world process toward the aim of non-being, and the ideal content is for him purposeful also in every specific phase. In the evolution of the organism Hartmann sees a purpose in self-realization. The struggle for existence with its process of natural selection is for him merely auxiliary functions of the purposeful rule of ideas (Philosophy of the Unconscious, 10. Ed., Vol. III, Page 403). The thought life of the nineteenth century leads, from various sides, to a world conception that is characterized by an uncertainty of thought and by an inner hopelessness. Richard Wahle declares definitely that thinking is incapable of contributing anything to the solution of “transcendent” questions, or of the highest problems, and Eduard von Hartmann sees in all cultural work nothing but a detour toward the final attainment of the ultimate purpose—complete deliverance from existence. Against the currents of such ideas, a beautiful statement was written in 1843 by the German linguist, Wilhelm Wackernagel in his book, On the Instruction in the Mother Tongue. Wackernagel says that doubt cannot supply the basis for a world conception; he considers it rather as an “injury” that offends not only the person who wants to know something, but also the things that are to be known. “Knowledge,” he says, “begins with confidence.” [ 10 ] Such confidence for the ideas that depend on the research methods of natural science has been produced in modern times, but not for a knowledge that derives its power of truth from the self-conscious ego. The impulses that lie in the depths of the development of the spiritual life require such a powerful will for the truth. Man's searching soul feels instinctively that it can find satisfaction only through such a power. The philosophical endeavor strives for such a force, but it cannot find it in the thoughts that it is capable of developing for a world conception. The achievements of the thought life fail to satisfy the demands of the soul. The conceptions of natural science derive their certainty from the observation of the external world. Within one's soul one does not find the strength that would guarantee the same certainty. One would like to have truths concerning the spiritual world concerning the destiny of the soul and its connection with the world that are gained in the same way as the conceptions of natural science. A thinker who derived his thoughts as much from the philosophical thinking of the past as from his penetration of the mode of thinking of natural science was Franz Brentano (1828–1912). He demanded of philosophy that it should arrive at its results in the same manner as natural science. Because of this imitation of the methods of natural science, he hoped that psychology, for instance, would not have to renounce its attempts to gain an insight into the most important problem of soul life.
This is Brentano's statement in his Psychology from the Empirical Standpoint, (1870, page 20). Symptomatic of the weakness of a psychology that intends to follow the method of natural science entirely is the fact that such a serious seeker after truth as Franz Brentano did not write a second volume of his psychology that would really have taken up the highest problems after the first volume that dealt only with questions that had to be considered as “anything but a compensation for these highest questions of the soul life.” The thinkers of that time lacked the inner strength and elasticity of mind that could do real justice to the demand of modern times. Greek thought mastered the conception of nature and the conception of the soul life in a way that allowed both to be combined into one total picture. Subsequently, human thought life developed independently of and separated from nature, within the depths of the soul life, and modern natural science supplied a picture of nature. From this fact the necessity arose to find a conception of the soul life within the self-conscious ego that would prove strong enough to hold its own in conjunction with the image of nature in a general world picture. For this purpose, it is necessary to find a point of support within the soul itself that carried as surely as the results of natural scientific research. Spinoza believed he had found it by modeling his world conception after the mathematical method; Kant relinquished the knowledge of the world of things in themselves and attempted to gain ideas that were to supply, through their moral weight, to be sure, not knowledge, but a certain belief. Thus we observe in these searching philosophers a striving to anchor the soul life in a total structure of the world. But what is still lacking is the strength and elasticity of thought that would form the conceptions concerning the soul life in a way to promise a solution for the problems of the soul. Uncertainty concerning the true significance of man's soul experiences arises everywhere. Natural science in Haeckel's sense follows the natural processes that are perceptible to the senses and it sees the life of the soul only as a higher stage of such natural processes. Other thinkers find that we have in everything the soul perceives only the effects of extra-human processes that are both unknown and unknowable. For these thinkers, the world becomes an “illusion,” although an illusion that is caused by natural necessity through the human organization.
This is the judgment of Robert Zimmermann, a philosopher of the second half of the nineteenth century. For such a world conception the human soul, which cannot have any knowledge of its own nature of “what it is,” sails into an ocean of conceptions without becoming aware of its ability to find something in this vast ocean that could open vistas into the nature of existence. Hegel had been of the opinion that he perceived in thinking itself the inner force of life that leads man's ego to reality. For the time that followed, “mere thinking” became a lightly woven texture of imaginations containing nothing of the nature of true being. When, in the search for truth, an opinion ventures to put the emphasis on thinking, the suggested thoughts have a ring of inner uncertainty, as can be seen in this statement of Gideon Spicker: “That thinking in itself is correct, we can never know for sure, neither empirically nor logically . . .” (Lessing's Weltanschauung, 1883, page 5). [ 11 ] In a most persuasive form, Philipp Mainländer (1841–1876) gave expression to this lack of confidence in existence in his Philosophy of Redemption. Mainländer sees himself confronted by the world picture toward which modern natural science tends so strongly. But it is in vain that he seeks for a possibility to anchor the self-conscious ego in a spiritual world. He cannot achieve through this self-conscious ego what had first been realized by Goethe, namely, to feel in the soul the resurrection of an inner living reality that experiences itself as spiritually alive in a living spiritual element behind a mere external nature. It is for this reason that the world appears to Mainländer without spirit. Since he can think of the world only as having originated from the spirit, he must consider it as a remainder of a past spiritual life. Statements like the following are striking:
If, in the existing world, we find only reality without value or merely the ruins of value, then the aim of the world can only be its destruction. Man can see his task only in a contribution to this annihilation. (Mainländer ended his life by suicide.) According to Mainländer, God created the world only in order to free himself from the torture of his own existence. “The world is the means for the purpose of non-being, and it is the only possible means for this purpose. God knew that he could change from a state of super-reality into non-being only through the development of a real world of multiformity. (Philosophic der Erlösung) [ 12 ] This view, which springs from mistrust in the world, was vigorously opposed by the poet, Robert Hamerling (1830–89) in his posthumously published philosophical work, Atomism of Will. He rejects logical inquiries concerning the value or worthlessness of the world and starts from an original inner experience:
Hamerling then contemplates the thought: There is something in the depth of the soul that clings to existence, expressing the nature of the soul with more truth than the judgments that are encumbered by the mode of conception of modern natural science as they speak of the value of life. One could say that Hamerling feels a spiritual point of gravity in the depth of the soul that anchors the self-conscious ego in the living and moving world. He is, therefore, inclined to see in this ego something that guarantees its existence more than the thought structures of the philosophers. He finds a main defect in modern world conception in the opinion “that there is too much sophistry in the most recent philosophy directed against the ego,” and he would like to explain this “from the fear of the soul, of a special soul-entity or even a thing-like conception of a soul.” Hamerling points significantly to the really important question, “The ideas of the ego are interwoven with the elements of feeling. . . . What the spirit has not experienced, it is also incapable of thinking. . . .” For Hamerling, all higher world conception hinges on the necessity of feeling the act of thinking itself, of experiencing it inwardly. The possibility of penetrating into those soul-depths in which the living conceptions can be attained that lead to a knowledge of the soul entity through the inner strength of the self-conscious ego is, according to Hamerling, barred by a layer of concepts that originated in the course of the development of modern world conception, and change the world picture into a mere ocean of ideas. He introduces his philosophy, therefore, with the following words:
Such conceptions have in the course of modern thought development become so definite a part of thinking that Hamerling added to the quoted exposition the words:
Hamerling's last poetic effort was his Homunculus. In this work he intended to present a criticism of modern civilization. He portrayed in a radical way in a series of pictures what a humanity is drifting to that has become soulless and believes only in the power of external natural laws. As the poet of Homunculus, he knows no limit to his criticism of everything in this civilization that is caused by this false belief. As a thinker, however, Hamerling nevertheless capitulates in the full sense of the word to the mode of conception described in this book in the chapter, “The World as Illusion.” He does not hesitate to use words like the following.
With respect to the soul life, Hamerling feels as if nothing of the world's own nature could ever penetrate into the ocean of its thought pictures. But he has a feeling for the process that goes on in the depths of modern soul development. He feels that the knowledge of modern man must vigorously light up with its own power of truth within the self-conscious ego, as it had manifested itself in the perceived thought of the Greeks. Again and again he probes his way toward the point where the self-conscious ego feels itself endowed with the strength of its true being that is at the same time aware of standing within the spiritual life of the world. But he only senses this and thus fails to arrive at any further revelation. So he clings to the feeling of existence that pulsates within his soul and that seems to him more substantial, more saturated with reality than the mere conceptions of the ego, the mere thought of the ego. “From the awareness or feeling of our own being we gain a concept of being that goes far beyond the status of being merely an object of thought. We gain the concept of a being that not merely is thought, but thinks.” Starting from this ego that apprehends itself in its feeling of existence, Hamerling attempts to gain a world picture. What the ego experiences in its feeling of existence is, according to him, “the atom-feeling within us” (Atomgefühl). The ego knows of itself, and it knows itself as an “atom” in comparison with the world. It must imagine other beings as it finds itself in itself: as atoms that experience and feel themselves. For Hamerling, this seems to be synonymous with atoms of will, with will-endowed monads. For Hamerling's Atomism of Will, the world becomes a multitude of will-endowed monads, and the human soul is one of the will-monads. The thinker of such a world picture looks around himself and sees the world as spiritual, to be sure, but all he can discover of the spirit is a manifestation of the will. He can say nothing more about it. This world picture reveals nothing that would answer the questions concerning the human soul's position in the evolutionary process of the world, for whether one considers the soul as what it appears before all philosophical thinking, or whether one characterizes it according to this thinking as a monad of will, it is necessary to raise the same enigmatic questions with regard to both soul-conceptions. If one thought like Brentano, one could say, “For the hopes of a Plato and Aristotle to attain sure knowledge concerning the continued life of our better part after the dissolution of our body, the knowledge that the soul is a monad of will among other monads of will is anything but a true compensation.” [ 13 ] In many currents of modern philosophical life one notices the instinctive tendency (living in the subconsciousness of the thinkers) to find in the self-conscious ego a force that is unlike that of Spinoza, Kant, Leibniz and others. One seeks a force through which this ego, the core of the human soul can be so conceived that man's position in the course and the evolution of the world can become revealed. At the same time, these philosophical currents show that the means used in order to find such a force have not enough intensity in order to fulfill “the hopes of a Plato and Aristotle” (in Brentano's sense) to do justice to the modern demands of the soul. One succeeds in developing opinions, for instance, concerning the possible relation of our perceptions to the things outside, or concerning the development and association of ideas, of the genesis of memory, and of the relation of feeling and will to imagination and perception. But through one's own mode of conception one locks the doors to questions that are concerned with the “hopes of Plato and Aristotle.” It is believed that through everything that could be thought with regard to these “hopes,” the demands of a strictly scientific procedure would be offended that have been set as standards by the mode of thinking of natural science. [ 4 ] The ideas of the philosophical thought picture of Wilhelm Wundt (1832 – 1920) aim no higher than their natural scientific basis permits. For Wundt, philosophy is “the general knowledge that has been produced by the special sciences” Wundt, System of Philosophy). By the methods of such a philosophy it is only possible to continue the lines of thought created by the special sciences, to combine them, and to put them into a clearly arranged order. This Wundt does, and thus he allows the general form of his ideas to become entirely dependent on the habits of conception that develop in a thinker who, like Wundt, is acquainted with the special sciences, that is, a person who has been active in some particular field of knowledge such as the psychophysical aspect of psychology. Wundt looks at the world picture that the human soul produces through sense experience and at the conceptions that are experienced in the soul under the influence of this world picture. The scientific method considers sense perceptions as effects of processes outside man. For Wundt, this mode of conception is, in a certain sense, an unquestioned matter of course. He considers as external reality, therefore, what is inferred conceptually on the basis of sense perceptions. This external reality as such is not inwardly experienced; it is assumed by the soul in the same way that a process is assumed to exist outside man that effects the eye, causing, through its activity, the sensation of light. Contrary to this process, the processes in the soul are immediately experienced. Here our knowledge is in no need of conclusions but needs only observations concerning the formation and connection of our ideas and their relation to our feelings and will impulses. In these observations we deal only with soul activities that are apparent in the stream of consciousness, and we have no right to speak of a special soul that is manifested in this stream of consciousness. To assume matter to be the basis of the natural phenomena is justifiable for, from sense perceptions, one must conclude, by means of concepts, that there are material processes. It is not possible in the same sense to infer a soul from the psychic processes.
In this way, the question of the nature of the soul is, for Wundt, a problem to which in the last analysis neither the observation of the inner experience nor any conclusions from these experiences can lead. Wundt does not observe a soul; he perceives only psychical activity. This psychical activity is so manifested that whenever it appears, a parallel physical process takes place at the same time. Both phenomena, the psychical activity and the physical process, are parts of one reality: they are in the last analysis the same thing; only man separates them in his observation. Wundt is of the opinion that a scientific experience can recognize only such spiritual processes as are bound to physical processes. For him, the self-conscious ego dissolves into the psychical organism of the spiritual processes that are to him identical with the physical processes, except that these appear as spiritual-psychical when they are seen from within. But if the ego tries to find what it can consider as characteristic for its own nature, it discovers its will-activity. Only by its will does it distinguish itself as a self-dependent entity from the rest of the world. The ego thus sees itself induced to acknowledge in will the fundamental character of being. Considering its own nature, the ego admits that it may assume will-activity as the source of the world. The inner nature of the things that man observes in the external world remains concealed behind the observation. In his own being he recognizes the will as the essence and may conclude that what meets his will from the external world is of a nature homogeneous with his will. As the will activities of the world meet and affect one another, they produce in one another the ideas, the inner life of the units of will. This all goes to show how Wundt is driven by the fundamental impulse of the self-conscious ego. He goes down into man's own entity until he meets the ego that manifests itself as will and, taking his stand within the will-entity of the ego, he feels justified to attribute to the entire world the same entity that the soul experiences within itself. In this world of will, also, nothing answers the “hopes of Plato and Aristotle.” [ 15 ] Hamerling approaches the riddles of the world and of the soul as a man of the nineteenth century whose disposition of mind is enlivened by the spiritual impulses that are at work in his time. He feels these spiritual impulses in his free and deeply human being to which it is only natural to ask questions concerning the riddle of human existence, just as it is natural for ordinary man to feel hunger and thirst. Concerning his relation to philosophy, he says:
In the course that his philosophical investigations take, Hamerling becomes affected by forces of thought that had, in Kant, deprived knowledge of the power to penetrate to the root of existence and that led during the nineteenth century to the opinion that the world was an illusion of our mind. Hamerling did not surrender unconditionally to this influence but it does encumber his view. He searched within the self-conscious ego for a point of gravity in which reality was to be experienced and he believed he had found this point in the will. Thinking was not felt by Hamerling as it had been experienced in Hegel. Hamerling saw it only as “mere thinking” that is powerless to seize upon reality. In this way, Hamerling appraised the will in which he believed he experienced the force of being. Strengthened by the will apprehended in the ego as a real force, he meant to plunge into a world of will-monads. [ 16 ] Hamerling starts from an experience of the world riddles, which he feels as vividly and as directly as a hunger of the soul. Wundt is driven to these questions by the results to be found in the broad field of the special sciences of modern times. In the manner in which he raises his questions on the basis of these sciences, we feel the specific power and the intellectual disposition of these sciences. His answers to these problems are, as in Hamerling, much influenced by the directing forces of modern thought that deprive this form of thinking of the possibility to feel itself within the wellspring of reality. It is for this reason that Wundt's world picture becomes a “mere ideal survey” of the nature picture of the modern mode of conception. For Wundt also, it is only the will in the human soul that proves to be the element that cannot be entirely deprived of all being through the impotence of thinking. The will so obtrudes itself into the world conception that it seems to reveal its omnipotence in the whole circumference of existence. [ 17 ] In Hamerling and Wundt two personalities emerge in the course of the development of philosophy who are motivated by forces that attempt to master by thought the world riddles with which the human soul finds itself confronted through its own experience as well as through the results of science. But in both personalities these forces have the effect of finding within themselves nothing that would allow the self-conscious ego to feel itself within the source of reality. These forces rather reach a point where they can no longer uphold the contact with the great riddles of the universe. What they cling to is the will, but from this world of will nothing can be learned that would assure us of the “continued life of our better part after the dissolution of the body,” or that would even touch on the riddles of the soul and the world. Such world conceptions originate from the natural irrepressible bent “that drives man in general to the investigation of the truth and to the solution of the riddles of existence.” Since they use the means that, according to the opinion of certain temporary tendencies, appear as the only justifiable ones, they arrive at a mode of conception that contains no elements of experience to bring about the solution. It is apparent that man sees himself at a given time confronted with the problems of the world in a definite form; he feels instinctively what he has to do. It is his responsibility to find the means for the answer. In using these means he may not be equal to the challenge presenting itself from the depths of the spiritual evolution. Philosophies that work under such conditions represent a struggle for an aim of which they are not quite consciously aware. The aim of the evolution of the modern world conception is to experience something within the self-conscious ego that gives being and reality to the ideas of the world picture. The characterized philosophical trends prove powerless to attain such life and such reality. Thought no longer gives to the ego or the self-conscious soul, the inner support that insures existence. This ego has moved too far away from the ground of nature to believe in such a guarantee as was once possible in ancient Greece. It has not as yet brought to life within itself what this ground of nature once supplied without demanding a spontaneous creativity of the soul. |
18. The Riddles of Philosophy: Modern Man and His World Conception
Translated by Fritz C. A. Koelln Rudolf Steiner |
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The statement, “Virtue is teachable,” meant, according to Nietzsche, the end of a comprehensive, impulsive culture and the beginning of a much feebler phase dominated by thinking. Such an idea arose in Nietzsche under the influence of Schopenhauer, who placed the untamed, restless will higher than the systematizing thought life, and under the influence of Richard Wagner who, both as a man and as an artist, followed Schopenhauer. |
To do this, the ego follows the thought habits developed in modern times under the influence of natural science, and turns either to the world of material events or to that of social evolution. It believes it understands its own nature in the totality of life if it can say to itself, “I am, in a certain way, conditioned by these events, by this evolution.” |
18. The Riddles of Philosophy: Modern Man and His World Conception
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] The Austrian thinker, Bartholomaeus Carneri (1871–1909) attempted to open wide perspectives of world conception and ethics on the ground of Darwinism. Eleven years after the appearance of Darwin's Origin of Species, he published his work, Morality and Darwinism (1871), in which he used the new world of ideas as the basis of an ethical world conception in a comprehensive way. (Compare his books, Foundation of Ethics, 1881, Man as His Own Purpose, 1878, and Modern Man, Essays on Life Conduct, 1891.) Carneri tries to find in the picture of nature the elements through which self-conscious ego is conceivable within this picture. He would like to think this world picture so wide and so comprehensive as to contain the human soul within its scope. He aims at the reunion of the ego with the mother ground of nature, from which it has become separated. He represents in his world conception the opposite tendency to the philosophy for which the world becomes an illusion of the imagination and which, for that reason, renounces all connection with the reality of the world so far as knowledge is concerned. Carneri rejects all moral philosophy that intends to proclaim for man other moral commandments than those that result from his own nature. We must remember that man is not to be understood as a special being beside all other things of nature but that he is a being that has gradually developed from lower entities according to purely natural laws. Carneri is convinced that all life is like a chemical process. “The digestion in man is such a process as well as the nutrition of the plant.” At the same time, he emphasizes that the chemical process must be raised to a higher form of evolution if it is to become plant or animal.
It is apparent that Carneri observes that lower processes are transformed into higher ones, that matter takes on higher forms of existence through the perfection of its functions.
Also, morality does not exist as a special form of reality; it is a process of nature on a higher level. Therefore, the question cannot be raised: What is man to do to comply with some special moral commandment that is valid for him? We can only ask: What appears as morality when the lower processes develop into the higher spiritual ones?
As the chemical process individualizes itself into a living being on a higher level, so on a still higher level life is transformed into self-consciousness. The entity that has become self-conscious no longer merely looks out into nature; it looks back into itself.
Up to a certain point nature leads life. At this point, self-consciousness arises, man comes into existence. “His further development is his own work and what keeps him on the course of progress is the power and the gradual clarification of his wishes.” Nature takes care of a11 other beings, but it endows man with desires and expects him to take care of their fulfillment. Man has within himself the impulse to arrange his existence in agreement with his wishes. This impulse is his desire for happiness:
The striving for happiness is the basis of all action:
As nature gives man only the need for happiness, this image of happiness must have its origin within man himself. Man creates for himself the pictures of his happiness. They spring from his ethical fantasy. Carneri finds in this fantasy the new concept that prescribes the ideals of our action to our thinking. The “good” is, for Carneri, “identical with progressive evolution, and since evolution is pleasure . . . happiness not merely constituted the aim but also the moving element that drives toward that aim.” [ 2 ] Carneri attempted to find the way that leads from the natural order to the sources of morality. He believed he had found the ideal power that propels the ethical world order as spontaneously from one moral event to the next as the material forces on the physical level develop formation after formation and fact after fact. [ 3 ] Carneri's mode of conception is entirely in agreement with the idea of evolution that does not permit the notion that a later phase of development is already pre-formed in an earlier one, but considers it as a really new formation. The chemical process does not contain implicitly animal life, and happiness develops as an entirely new element on the ground of the animal's instinct for self-preservation. The difficulty that lies in this thought caused a penetrating thinker, W. H. Rolph, to develop the line of reasoning that he set down in his book, Biological Problems, an Attempt at the Development of a Rational Ethics (1884). Rolph asks himself, “What is the reason that a form of life does not remain at a given stage but develops progressively and becomes more perfect?” This problem presents no difficulty for a thinker who maintains that the later form is already implicitly contained in the earlier one. For him, it is quite clear that what is at first implicit will become explicit at a certain time. But Rolph was not willing to accept this answer. On the other hand, however, he was also not satisfied with the “struggle for existence” as a solution of the problem. If a living being fights only for the satisfaction of its necessary needs, it will, to be sure, overpower its weaker competitors, but it will itself remain what it is. If one does not want to attribute a mysterious, mystical tendency toward perfection to this being, one must seek the cause of this perfection in external, natural circumstances. Rolph tries to give an explanation by stating that, whenever possible, every being satisfies its needs to a greater extent than is necessary.
What takes place in this realm of living beings is, in Rolph's opinion, not a struggle for acquisition of the necessary means of life but a “struggle for surplus acquisition.” “While the Darwinist knows of no life struggle as long as the existence of the creature is not threatened, I consider this struggle as ever present. It is simply primarily a struggle for life, a struggle for the increase of life, not a struggle for existence.” Rolph draws from these natural scientific presuppositions the conclusions for his ethics:
[ 4 ] Rolph's thoughts stimulated Friedrich Nietzsche (1844–1900) to produce his own ideas of evolution after having gone through other phases of his soul life. At the beginning of his career as an author, the idea of evolution and natural science in general had been far from his thoughts. He was at first deeply impressed by the philosophy of Arthur Schopenhauer, and from him he adopted the conception of pain as lying at the bottom of all existence. Unlike Schopenhauer and Eduard van Hartmann, Nietzsche did not seek the redemption from this pain in the fulfillment of moral tasks. It was his belief rather that the transformation of life into a work of art that leads beyond the pain of existence. Thus, the Greeks created a world of beauty and appearance in order to make this painful existence bearable. In Richard Wagner's musical drama he believed he found a world in which beauty lifts man beyond pain. It was in a certain sense a world of illusion that was quite consciously sought by Nietzsche in order to overcome the misery of the world. He was of the opinion that, at the root of the oldest Greek culture, there had been the will of man to forget the real world through a state of intoxication.
With these words Nietzsche describes and explains the cult of the ancient worshippers of Dionysos, in which he saw the root of all art. Nietzsche maintained of Socrates that he had overpowered this Dionysian impulse by placing reason as judge over them. The statement, “Virtue is teachable,” meant, according to Nietzsche, the end of a comprehensive, impulsive culture and the beginning of a much feebler phase dominated by thinking. Such an idea arose in Nietzsche under the influence of Schopenhauer, who placed the untamed, restless will higher than the systematizing thought life, and under the influence of Richard Wagner who, both as a man and as an artist, followed Schopenhauer. But Nietzsche was, by his own inclination, also a contemplative nature. After having surrendered for awhile to the idea of the redemption of the world through beauty as mere appearance, he felt this conception as a foreign element to his own nature, something that had been implanted in him through the influence of Richard Wagner, with whom he had been connected by friendship. Nietzsche tried to free himself from this trend of ideas and to come to terms with a conception of reality that was more in agreement with his own nature. The fundamental trait of his character compelled him to experience the ideas and impulses of the development of a modern world conception as a direct personal fate. Other thinkers formed pictures of a world conception and the process of this formative description constituted their philosophic activity. Nietzsche is confronted with the world conceptions of the second half of the nineteenth century, and it becomes his destiny to experience personally all the delight but also all the sorrows that these world conceptions can cause if they affect the very substance of the human soul. Not only theoretically but with his entire individuality at stake, Nietzsche's philosophical life developed in such a way that representative world conceptions of modern times would completely take hold of him, forcing him to work himself through to his own solutions in the most personal experiences of life. How can one live if one must think that the world is as Schopenhauer and Richard Wagner imagine it to be? This became the disturbing riddle for him. It was not, however, a riddle for which he sought a solution by means of thinking and knowledge. He had to experience the solution of this problem with every fibre of his nature. Others think philosophy; Nietzsche had to live philosophy. The modern life of world conception becomes completely personal in Nietzsche. When an observer meets the philosophies of other thinkers, he feels inclined to judge; this is one-sided, that is incorrect, etc. With Nietzsche such an observer finds himself confronted with a ,world conception within the life of a human being, and he sees that one idea makes this human being healthy while another makes him ill. For this reason, Nietzsche becomes more and more a poet as he presents his picture of world and life. It is also for this reason that a reader who cannot agree with Nietzsche's presentation insofar as his philosophy is concerned, can still admire it because of its poetic power. What an entirely different tone comes into the modern history of philosophy through Nietzsche as compared to Hamerling, Wundt and even Schopenhauer! These thinkers search contemplatively for the ground of existence and they arrive at the will, which they find in the depths of the human soul. In Nietzsche this will is alive. He absorbs the philosophical ideas, sets them aglow with his ardent will-nature and then makes something entirely new out of them: A life through which will-inspired ideas and idea-illumined will pulsate. This happens in Nietzsche's first creative period, which began with his Birth of Tragedy (1870), and had its full expression in his four Untimely Meditations: David Strauss Confessor and Author; On the Use and Disadvantage of History for Life; Schopenhauer as Educator; Richard Wagner in Bayreuth. In the second phase of his life, it was Nietzsche's destiny to experience deeply what a life and world conception based exclusively on the thought habits of natural science can be to the human soul. This period is expressed in his works, Human, All Too Human (1878), The Dawn of Day (1881), and Gay Science (1882). Now the ideals that inspired Nietzsche in his first period have cooled; they appear to him as bubbles of thought. His soul now wants to gain strength, to be invigorated in its feeling by the “reality” of the content that can be derived from the mode of conception of natural science. But Nietzsche's soul is full of life; the vigor of this inner life strives beyond anything that it could owe to the contemplative observation of nature. The contemplation of nature shows that the animal becomes man. As the soul feels its inner power of life, the conception arises: The animal bore man in itself; must not man bear within himself a higher being, the superman? Nietzsche's soul experiences in itself the superman wresting himself free from man. His soul revels in lifting the modern idea of evolution that was based on the world of the senses to the realm that the senses do not perceive, a realm that is felt when the soul experiences the meaning of evolution within itself. “The mere acquisition of life's necessities and sustenance is not sufficient; what must also be gained is comfort, if not wealth, power and influence. The search and striving for a continuous improvement of the condition of life is the characteristic impulse of animal and man.” This conviction, which in Rolph was the result of contemplative observation, becomes in Nietzsche an inner experience, expressed in a grandiose hymn of philosophic vision. The knowledge that represents the external world is insufficient to him; it must become inwardly increasingly fruitful. Self-observation is poverty. A creation of a new inner life that outshines everything so far in existence, everything man is already, arises in Nietzsche's soul. In man, the superman is born for the first time as the meaning of existence. Knowledge itself grows beyond what it formerly had been; it becomes a creative power. As man creates, he takes his stand in the midst of the meaning of life. With lyrical ardor Nietzsche expresses in his Zarathustra (1884) the bliss that his soul experiences in creating “superman” out of man. A knowledge that feels itself as creative perceives more in the ego of man than can be lived through in a single course of life; it contains more than can be exhausted in such a single life. It will again and again return to a new life. In this way the idea of “eternal recurrence” of the human soul thrusts itself on Nietzsche to join his idea of “superman.” [ 5 ] Rolph's idea of the “enhancement of life” grows in Nietzsche into the conception of the “Will to Power,” which he attributes to all being and life in the world of animal and of man. This “Will to Power” sees in life “an appropriation, violation, overpowering of the alien and weaker being, its annexation or at least, in the mildest case, its exploitation.” In his book, Thus Spake Zarathustra, Nietzsche sang his hymn of praise to his faith in the reality and the development of man into “superman.” In his unfinished work, Will to Power, Attempt at a Revaluation of all Values, he wanted to reshape all conceptions from the viewpoint that no other will in man held higher sway than the will for power. [ 6 ] The striving for knowledge becomes in Nietzsche a real force that comes to life in the soul of man. As Nietzsche feels this animation within himself, life assumes in him such an importance that he places it above all knowledge and truth that has not been stirred into life. This again led him to renounce all truth and to seek in the will for power a substitute for the will for truth. He no longer asks, “Is what we know true?” but rather, “Is it sustaining and furthering life?” “What matters in all philosophizing is never ‘the truth’ but something entirely different, let us call it health, the future, power, life . . .” What man really strives for is always power; he only indulged himself in the illusion that he wanted “truth.” He confused the means with the end. Truth is merely a means for the purpose. “The fact that a judgment is wrong is no objection to it.” What is important is not whether a judgment is true or not, but “the question to what degree it advances and preserves life, preserves a race, perhaps even breeds a race.” “Most thinking of a philosopher is done secretly by his instincts and thus forced into certain channels.” Nietzsche's world conception is the expression of a personal feeling as an individual experience and destiny. In Goethe the deep impulse of modern philosophical life became apparent; he felt the idea come to life within the self-conscious ego so that with this enlivened idea this ego can know itself in the core of the world. In Nietzsche the desire exists to let man develop his life beyond himself; he feels that then the meaning of life must be revealed in what is inwardly self-created being, but he does not penetrate essentially to what man creates beyond himself as the meaning of life. He sings a grandiose hymn of praise to the superman, but he does not form his picture; he feels his growing reality but he does not see him. Nietzsche speaks of an “eternal recurrence,” but he does not describe what it is that recurs. He speaks of raising the form of life through the will to power, but where is the description of the heightened form of life? Nietzsche speaks of something that must be there in the realm of the unknown, but he does not succeed in going further than pointing at the unknown. The forces that are unfolded in the self-conscious ego are also not sufficiently strong in Nietzsche to outline distinctly a reality that he knows as weaving and breathing in human nature. [ 7 ] We have a contrast to Nietzsche's world conception in the materialistic conception of history and life that was given its most pregnant expression by Karl Marx (1818–83). Marx denied that the idea had any share in historical evolution. For him, the real factors of life constituted the actual basis of this evolution, and from them are derived opinions concerning the world that men have been able to form according to the various situations of life in which they find themselves. The man who is working physically and under the power of somebody else has a world conception that differs from that of the intellectual worker. An age that replaces an older economic form with a new one brings also different conceptions of life to the surface of history. If one wants to understand a historical age, one must, for its explanation, go back to its social conditions and its economic processes. All political and cultural currents are only surface-reflectings of these deeper processes. They are essentially ideal effects of real facts, but they have no share in those facts. A world conception, therefore, that is caused by ideal factors can have no share in the progressive evolution of our present conduct of life. It is rather our task to take up the real conflicts of life at the point at which they have arrived, and to continue their development in the same direction. This conception evolved from a materialistic reversal of Hegelianism. In Hegel, the ideas are in a continuous progress of evolution and the results of this evolution are the actual events of life. What Auguste Comte derived from natural scientific conceptions as a conception of society based on the actual events of life, Karl Marx wants to attain from the direct observation of the economic evolution. Marxism is the boldest form of an intellectual current that starts from the historical phenomena as they appear to external observation, in order to understand the spiritual life and the entire cultural development of man. This is modern “sociology.” It in no way accepts man as an individual but rather as a member of social evolution. Man's conceptions, knowledge, action and feeling are all considered to be the result of social powers under the influence of which the individual stands. Hippolyte Taine (1828–93) calls the sum total of the forces determining every cultural event the “milieu.” Every work of art, every institution, every action is to be explained from preceding and simultaneous circumstances. If we know the race, the milieu and the moment through and in which a human achievement comes into being, we have explained this work. Ferdinand Lassalle (1825–65), in his System of Acquired Rights (1861), showed how conditions of rights and laws, such as property, contract, family, inheritance, etc., arise and develop. The mode of conception of the Romans created a kind of law that differed from that of the Germans. In none of these thoughts is the question raised as to what arises in the human individual, what does he produce through his own inner nature? The question that is always asked is: What are the causes in the general social conditions for the life of the individual? One can observe in this thought tendency an opposite inclination to the one prevailing at the beginning of the nineteenth century with regard to the question of man's relation to the world. It was then customary to ask: What rights can man claim through his own nature (natural rights), or in what way does man obtain knowledge in accordance with his own power of reason as an individual? The sociological trend of thought, however, asks: What are the legal and intellectual concepts that the various social groupings cause to arise in the individual? The fact that I form certain conceptions concerning things does not depend on my power of reasoning but is the result of the historical development that produced me. In Marxism the self-conscious ego is entirely deprived of its own nature; it finds itself drifting in the ocean of facts. These facts develop according to the laws of natural science and of social conditions. In this world conception the impotence of modern philosophy with regard to the human soul approaches a maximum. The “ego,” the self-conscious human soul, wants to find in itself the entity through which it can assert its own significance within the existence of the world, but it is unwilling to dive into its own depths. It is afraid it will not find in its own depths the support of its own existence and essence. It wants to derive its own being from an entity that lies outside its own domain. To do this, the ego follows the thought habits developed in modern times under the influence of natural science, and turns either to the world of material events or to that of social evolution. It believes it understands its own nature in the totality of life if it can say to itself, “I am, in a certain way, conditioned by these events, by this evolution.” Such philosophical tendencies show that there are forces at work in the souls of which they are dimly aware, but which cannot at first be satisfied by the modern habits of thought and research. Concealed from consciousness, spiritual life works in human souls. It drives these souls to go so deep into the self-conscious ego that this ego can find in its depths what leads to the source of world existence. In this source the human soul feels its kinship with a world entity that is not manifested in the mere phenomena and entities of nature. With respect to these phenomena and entities modern times have arrived at an ideal of research with which the scientist feels secure in his endeavor. One would now also like to feel this security in the investigation of the nature of the human soul. It has been shown above that, in leading thinkers, the striving for such security resulted in world pictures that no longer contain any elements from which satisfactory conceptions of the human soul could be derived. The attempt is made to treat philosophy according to the method of natural science, but in the process of this treatment the meaning of the philosophical question itself is lost. The task with which the human soul is charged from the very depth of its nature goes far beyond anything that the thinkers are willing to recognize as safe methods of investigation according to the modern habits of thought. In appraising the situation of the development of modern world conception thus characterized, one finds as the most outstanding feature the pressure that the mode of thought of natural science has exerted on the minds of people ever since it attained its full stature. One recognizes as the reason for this pressure the fruitfulness, the efficiency of this mode of thinking. An affirmation of this is to be found in the work of a natural scientist like T. H. Huxley (1825–95). He does not believe that one could find anything in the knowledge of natural science that would answer the last questions concerning the human soul. But he is convinced that our search for knowledge must confine itself to the limits of the mode of conception of natural science and we must admit that man simply has no means by which to acquire a knowledge of what lies behind nature. The result of this opinion is that natural science contains no insight concerning man's highest hopes for knowledge, but it allows him to feel that in this mode of conception the investigation is placed on secure ground. One should, therefore, abandon all concern for everything that does not lie within the realm of natural science, or one should consider it as a matter of belief. [ 8 ] The effect of this pressure caused by the method of natural science is clearly expressed in a thought current called pragmatism that appeared at the turn of the century and intended to place all striving for truth on a secure basis. The name “pragmatism” goes back to an essay that Charles Pierce published in the American journal, Popular Science, in 1878. The most influential representatives of this mode of conception are William James (1842–1910) in America and F. C. Schiller (1864–1937) in England, who uses the word “humanism.” Pragmatism can be called disbelief in the power of thought. It denies that thinking that would remain within its own domain is capable of producing anything that can be proved as truth and knowledge justifiable by itself. Man is confronted with processes of the world and must act. To accomplish this, thinking serves him in an auxiliary function. It sums up the facts of the external world into ideas and combines them. The best ideas are those that help him to achieve the right kind of action so that he can attain his purpose in accordance with the facts of the world. These ideas man recognizes as his truth. Will is the ruler of man's relation to the world, not thinking. James deals with this matter in his book, The Will to Believe. The will determines life; this is its undeniable right. Therefore, will is also justified in influencing thought. It is, to be sure, not to exert its influence in determining what the facts are in a particular case; here the intellect is to follow the facts themselves. But it will influence the understanding and interpretation of reality as a whole. “If our scientific knowledge extended as far as to the end of things, we might be able to live by science alone. But since it only dimly lights up the edges of the dark continent that we call the universe, and since we must form, at our own risk, some sort of thought of this universe to which we belong with our lives, we shall be justified if we form such thoughts as agree with our nature—thoughts that enable us to act, hope and live.” According to this conception, our thought has no life that could possibly concentrate and deepen in itself and, in Hegel's sense, for example, penetrate to the source of existence. It merely emerges in the human soul to serve the ego when it takes an active part in the world with its will and life. Pragmatism deprives thought of the power it possessed from the rise of the Greek world conception. Knowledge is thus made into a product of the human will. In the last analysis, it can no longer be the element into which man plunges in order to find himself in his true nature. The self-conscious ego no longer penetrates into its own entity with the power of thinking. It loses itself in the dark recesses of the will in which thought sheds no light on anything except the aims of life. But these, as such, do not spring from thought. The power exerted by external facts on man has become excessively strong. The conscious ability to find a light in the inner life of thought that could illumine the last questions of existence has reached the zero point. In pragmatism, the development of modern philosophy falls shortest of what the spirit of this development really demands: that man may find himself as a thinking and self-conscious ego in the depths of the world in which this ego feels itself as deeply connected with the wellspring of existence, as the Greek truth-seeker did through his perceived thought. That the spirit of modern times demands this becomes especially clear through pragmatism. It places man in the focal point of his world picture. In man, it was to be seen how reality rules in existence. Thus, the chief question was directed toward the element in which the self-conscious ego rests. But the power of thought was not sufficient to carry light into this element. Thought remained behind in the upper layers of the soul when the ego wanted to take the path into its own depth. [ 9 ] In Germany Hans Vaihinger (1852–1933) developed his Philosophy of As-If (1911) along the same lines as pragmatism. This philosopher regards the leading ideas that man forms about the phenomena of the world not as thought images through which, in the cognitive process, the soul places itself into a spiritual reality, but as fictions that lead him to find his way in the world. The “atom,” for instance, is imperceptible. Man forms the thought of the “atom.” He cannot form it in order to know something of a reality, but merely “as if' the external phenomena of nature had come to pass through compound actions of atoms. If one imagines that there are atoms, there will be order in the chaos of perceived natural phenomena. It is the same with all leading ideas. They are assumed, not in order to depict facts that are given solely by perception. They are invented, and reality is then interpreted “as if” the content of these imagined concepts really were the basis of reality. The impotence of thought is thus consciously made the center of this philosophy. The power of the external facts impresses the mind of the thinker so overwhelmingly that he does not dare to penetrate with his “mere thought” into those regions from which the external reality springs. But as we can only hope to gain an insight into the nature of man if we have spiritual means to penetrate into the characterized regions, there can be no possibility of approaching the highest riddles of the universe through the “As-If Philosophy.” [ 10 ] We must now realize that both “pragmatism” and the “As-If Philosophy” have grown out of the thought practice of the age that is dominated by the method of natural science. Natural science can only be concerned with the investigation of the connection of external facts, of facts that can be observed in the field of sense perception. In natural science it cannot be a question of making the connections themselves, at which its investigation aims, sensually perceptible, but merely of establishing these connections in the indicated field. By following this basic principle, modern natural science became the model for all scientific cognition and, in approaching the present time, it has gradually been drawn into a thought practice that operates in the sense of “pragmatism” and the “As-If Philosophy.” Darwinism, for instance, was at first driven to proclaim a line of evolution of living beings from the most imperfect to the most perfect and thus to conceive man as a higher form in the evolution of the anthropoid apes. But the anatomist, Carl Gegenbaur, pointed out as early as 1870 that it is the method of investigation applied to such an idea of evolution that constitutes the fruitful part of it. The use of this method of investigation has continued to more recent times, and one is quite justified in saying that, while it remained faithful to its original principle, it has led beyond the views with which it was originally connected. The investigation proceeded “as if” man had to be sought within the line of descent of the anthropoid apes. At the present time, one is not far from recognizing that this cannot be so, but that there must have been a being in earlier times whose true descendants are to be found in man, while the anthropoid apes developed away from this being into a less perfect species. In this way the original modern idea of evolution has proved to be only an auxiliary step in the process of investigation. [ 11 ] While such a thought practice holds sway in natural science, it seems quite justified for natural science to deny that, in order to solve world riddles, there is any scientific cognitive value in an investigation of pure thought carried out by means of a thought contemplation in the self-conscious ego. The natural scientist feels that he stands on secure ground when he considers thinking only as a means to secure his orientation in the world of external facts. The great accomplishments to which natural science can point at the turn of the twentieth century agree well with such a thought practice. In the method of investigation of natural science, “pragmatism” and the “As-If Philosophy” are actually at work. If these modes of conception now appear to be special philosophical thought tendencies also, we see in this fact that modern philosophy has basically taken on the form of natural science. [ 12 ] For this reason, thinkers who instinctively feel how the demand of the spirit of modern world conception is secretly at work will quite understandably be confronted with the question: How can we uphold a conception of the self-conscious ego in the face of the perfection of the natural scientific method? It may be said that natural science is about to produce a world picture in which the self-conscious ego does not find a place, for what natural science can give as a picture of the external man contains the self-conscious soul only in the manner in which the magnet contains its energy. There are now two possibilities. We either delude ourselves into believing that we produce a serious statement when we say, “Our brain thinks,” and then accept the verdict that “the spiritual man” is merely the surface expression of material reality, or we recognize in this “spiritual man” a self-dependent essential reality and are thus driven out of the field of natural science with our knowledge of man. The French philosophers, Emile Boutroux (1845–1921) and Henri Bergson (1859–1941), are thinkers who accept the latter possibility. [ 13 ] Boutroux proceeds from a criticism of the modern mode of conception that intends to reduce all world processes to the laws of natural science. We understand the course of his thought if we consider that a plant, for example, contains processes that, to be sure, are regulated by laws effective also in the mineral world, but that it is quite impossible to imagine that these mineral laws themselves cause this plant life through their own content. If we want to recognize that plant life develops on the basis of mineral activity, we must presuppose that it is a matter of perfect indifference to the mineral forces if plant life develops from this basis. There must be a spontaneously creative element added to the mineral agencies if plant life is to be produced. There is, therefore, a creative element everywhere in nature. The mineral realm is there but a creative element stands behind it. The latter produces the plant life based on the ground of the mineral world. So it is in all the spheres of natural order up to the conscious human soul, indeed, including all sociological processes. The human soul does not spring from mere biological laws, but directly from the fundamental creative element and it assimilates the biological processes and laws to its own entity. The fundamental creative element is also at work in the sociological realm. This brings human souls into the appropriate connections and interdependence. Thus, in Boutroux's book, On the Concept of Natural Laws in the Science and Philosophy of Today (1895), we find:
Boutroux turns his attention from the natural laws represented in the thinking of natural science to the creative process behind these laws. Emerging directly from this process are the entities that fill the world. The behavior of these entities to one another, their mutual effect on each other, can be expressed in laws that are conceivable in thought. What is thus conceived becomes, as it were, a basis of the natural laws for this mode of conception. The entities are real and manifest their natures according to laws. The sum total of these laws, which in the final analysis constitute the unreal and are attached to an intellectually conceived existence, constitutes matter. Thus, Boutroux can say:
But if natural laws are only the sum total of the interrelation of the entities, then the human soul also does not stand in the world as a whole in such a way that it could be explained from natural laws; from its own nature it adds its manifestations to the other laws. With this step, freedom, the spontaneous self-revelation, is secured for the soul. One can see in this philosophical mode of thinking the attempt to gain clarity concerning the true essence of nature in order to acquire an insight into the relation of the human soul to it. Boutroux arrives at a conception of the human soul that can only spring from its self-manifestation. In former times, according to Boutroux, one saw in the mutual influences of the entities, the manifestation of the “capriciousness and arbitrariness” of spiritual beings. Modern thinking has been freed from this belief by the knowledge of natural laws. As these laws exist only in the cooperative processes of the entities, they cannot contain anything that might determine the entities.
These words point to the demand of the spirit of modern world conception that has repeatedly been mentioned in this book. The ancients were limited to contemplation. To them, the soul was in the element of its true nature when it was in thought contemplation. The modern development demands a “science of action.” This science, however, could only come into being if the soul could, in thinking, lay hold of its own nature in the self-conscious ego, and if it could arrive, through a spiritual experience, at inner activities of the self with which it could see itself as being grounded in its own entity. [ 14 ] Henri Bergson tries to penetrate to the nature of the self-conscious ego in a different way so that the mode of conception of natural science does not become an obstacle in this process. The nature of thinking itself has become a world riddle through the development of the world conceptions from the time of the Greeks to the present age. Thought has lifted the human soul out of the world as a whole. Thus, the soul lives with the thought element and must direct the question to thought: How will you lead me again to an element in which I can feel myself really sheltered in the world as whole? Bergson considers the scientific mode of thinking. He does not find in it the power through which it could swing itself into a true reality. The thinking soul is confronted with reality and gains thought images from it. It combines these images, but what the soul acquires in this manner is not rooted within reality; it stands outside reality. Bergson speaks of thinking as follows:
Proceeding from thoughts of this kind, Bergson finds that all attempts to penetrate reality by means of thinking had to fail because they undertook something of which thinking, as it occurs in life and science, is quite incapable to enter into true reality. If, in this way, Bergson believes he recognizes the impotence of thinking, he does not mean to say that there is no way by means of which the right kind of experience in the self-conscious ego may reach true reality. For the ego, there is a way outside of thinking—the way of immediate experience, of intuition.
[ 15 ] Bergson believes that a transformation of our usual mode of thinking is possible so that the soul, through this transformation, will experience itself in an activity, in an intuitive perception, in which it unites with a reality that is deeper than the one that is perceived in ordinary knowledge. In such an intuitive perception the soul experiences itself as an entity that is not conditioned by the physical processes, which produce sensation and movement. When man perceives through his senses, and when he moves his limbs, a corporeal entity is at work in him, but as soon as he remembers something a purely psychic-spiritual process takes place that is not conditioned by corresponding physical processes. Thus, the whole inner life of the soul is a specific life of a psychic-spiritual nature that takes place in the body and in connection with it, but not through the body. Bergson investigated in detail those results of natural science that seemed to oppose his view. The thought indeed seems justified that our physical functions are rooted in bodily processes when one remembers how, for instance, the disease of a part of the brain causes an impediment of speech. A great many facts of this kind can be enumerated. Bergson discusses them in his book, Matter and Memory, and he decides that all these facts do not constitute any proof against the view of an independent spiritual-psychical life. In this way, modern philosophy seems through Bergson to take up its task that is demanded by the time, the task of a concentration of the experience of the self-conscious ego, but it accomplishes this step by declaring thought as impotent. Where the ego is to experience itself in its own nature, it cannot make use of the power of thinking. The same holds for Bergson insofar as the investigation of life is concerned. What must be considered as the driving element in the evolution of the living being, what places these beings in the world in a series from the imperfect to the perfect, we cannot know through a thoughtful contemplation of the various forms of the living beings. But if man experiences himself in himself as psychical life, he stands in the element of life that lives in those beings and knows itself in him. This element of life first had to pour itself out in innumerable forms to prepare itself for what it later becomes in man. The effusion of life (elan vital), which arouses itself into a thinking being in man, is there already manifested in the simple living entity. In the creation of all living beings it has so spent itself that it retains only a part of its entire nature, the part, to be sure, that reveals itself as the fruit of all previous creations of life. In this way, the entity of man exists before all other living beings, but it can live its life as man only after having ejected all other forms of life, which man then can observe from without as one form among all others. Through his intuitive knowledge Bergson wants to vitalize the results of natural science so that he can say:
[ 16 ] From lightly woven and easily attainable thoughts like this, Bergson produces an idea of evolution that had been expressed previously in a profound mode of thought by W. H. Preuss in his book, Spirit and Matter (1882). Preuss also held that man has not developed from the other natural beings but is, from the beginning the fundamental entity, which had first to eject his preliminary stages into the other living beings before he could give himself the form appropriate for him on earth. We read in the above-mentioned book:
[ 17 ] Such a view attempts to recognize man as placed on his ground by the development of modern world conception, that is to say, outside nature, in order to find something in such a knowledge of man that throws light on the world surrounding him. In the little known thinker from Elsfleth, W. H. Preuss, the ardent wish arises to gain a knowledge of the world at once through an insight into man. His forceful and significant ideas are immediately directed to the human being. He sees how this being struggles its way into existence. What it must leave behind on its way, what it must slough off, remains as nature with its entities on a lower stage of evolution surrounding man as his environment. The way toward the riddles of the world in modern philosophy must go through an investigation of the human entity manifested in the self-conscious ego. This becomes apparent through the development of this philosophy. The more one tries to enter into its striving and its search, the more one becomes aware of the fact that this search aims at such experiences in the human soul that do not only produce an insight into the human soul itself, but also kindles a light by means of which a certain knowledge concerning the world outside man can be secured. In looking at the views of Hegel and related thinkers, more recent philosophers came to doubt that there could be the power in the life of thought to spread its light beyond the realm of the soul itself. The element of thought seemed not strong enough to engender an activity that could explain the being and the meaning of the world. By contrast, the natural scientific mode of conception demanded a penetration into the core of the soul that rested on a firmer ground than thought can supply. [ 18 ] Within this search and striving the attempts of Wilhelm Dilthey (1833–1911) take a significant position. In writings like his Introduction to the Cultural Sciences, and his Berlin Academy treatise, Contributions to the Solution of the Problem of Our Belief in the Reality of the External World and Its Right (1890), he offered expositions that are filled with all the philosophical riddles that weigh on the modern development of world conception. To be sure, the form of his presentation, which is given in the modern terminology used by scholars, prevents a more general impression being created by what he has to say. It is Dilthey's view that through the thoughts and imaginations that appear in his soul man cannot even arrive at the certainty that the perceptions of the senses correspond to a reality independent of man. Everything that is of the nature of thought, ideation and sense perception is picture. The world that surrounds man could be a dream without a reality independent of him if he were exclusively dependent on such pictures in his awareness of the real world. But not only these pictures present themselves in the soul. In the process of life the soul is filled with will, activity and feeling, all of which stream forth from it and are recognized as an immediate experience rather than intellectually. In willing and feeling the soul experiences itself as reality, but if it experienced itself only in this manner, it would have to believe that its own reality were the only one in the world. This assumption could be justified only if the will could radiate in all directions without finding any resistance. But that is not the case. The intentions of the will cannot unfold their life in that way. There is something obtruding itself in their path that they have not produced but that must nevertheless be accepted by them. To “common sense” such a thought development of a philosopher can appear as hairsplitting. The historical account must not be deflected by such judgment. It is important to gain an insight into the difficulty that modern philosophy had to create for itself in regard to a question that seems so simple and in fact superfluous to “common sense,” that is, if the world man sees, hears, etc., may rightly be called real. The “ego” that had, as shown above in our historical account of the development of philosophical world riddles, separated itself from the world, strives to find its way back into the world from what appears in its own consciousness as a state of loneliness. It is Dilthey's opinion that this way cannot be found back into the world by saying that the soul experiences pictures (thoughts, ideas, sensations), and since these pictures appear in our consciousness they must have their causes in a real external world. A conclusion of this kind would not, according to Dilthey, give us the right to speak of a real external world, for such a conclusion is drawn within the soul according to the needs of this soul, and there is no guarantee that there really is in the external world what the soul believes in following its own needs. Therefore, the soul cannot infer an external world; it would expose itself to the danger that its conclusion might have a life only within the soul but without any significance for an external world. Certainty concerning an outer world can be gained by the soul only if this external world penetrates into the inner life of the “ego,” so that within this “ego” not only the “ego” but also the external world itself unfolds its life. This happens, according to Dilthey, when the soul experiences in its will and its feeling something that does not spring from within. Dilthey attempts to decide from the most self-evident facts a question that is for him a fundamental problem of all world conception. A passage like the following may illustrate this:
Why is such a reflection, which seems unimportant for many people, developed in connection with the highest problems of philosophy? It seems hopeless to gain an insight into man's position in the world as a whole from such points of departure. What is essential, however, is the fact that philosophy arrived at reflections of this kind on its way, to use Brentano's words once more, to “gain certainty for the hopes of Plato and Aristotle concerning the continued life of our better part after the dissolution of our body.” To attain sure knowledge of this kind seems to become more difficult the more the intellectual development advances. The “self-conscious ego” feels itself more and more ejected from the world; it seems to find in itself less and less the elements that connect it with the world in a way different from that of our “body,” which is subject to “dissolution.” While this “self-conscious ego” searched for a certain knowledge concerning its connection with an eternal world of the spirit, it lost the certainty of an insight in its connection with the world as revealed through the perception of the senses. In our discussion of Goethe's world conception, it was shown how Goethe searched for such experiences of the soul that carry it into a reality lying behind sense perception as a spiritual world. In this world conception the attempt is made to experience something within the soul through which it no longer lives exclusively within its own confines in spite of the fact that it feels the experienced content as its own. The soul searches for world experiences in itself through which it participates with its experience in an element that it cannot reach through the mediation of the mere physical organs. Although Dilthey's mode of reflection may appear to be quite unnecessary, his efforts must be considered as belonging to the same current of the philosophical development. He is intent on finding an element within the soul that does not spring from the soul but belongs to an independent realm. He would like to prove that the world enters the experience of the soul. Dilthey does not believe that such an entrance can be accomplished by the thought element. For him, the soul can assimilate in its entire life content, in will, striving and feeling, something that is not only soul but part of the real external world. We recognize a human being in our soul as real not by forming a representative thought picture of the person we see before us, but by allowing his will and his feeling to enter into our own will and sentiment. Thus, a human soul, in Dilthey's opinion, acknowledges a real external world not because this outer world conveys its reality through the thought element, but because the soul as a self-conscious ego, experiences inwardly in itself the external world. In this manner he is led to acknowledge the spiritual life as something of a higher significance than the mere natural existence. He produces a counterbalance to the natural scientific mode of conception with his view, and he even thinks that nature as a real external world can be acknowledged only because it can be experienced by the spiritual part of our soul. The experience of the natural is a subdivision of our general soul experience, which is of a spiritual nature, and spiritually our soul is part of a general spiritual development on earth. A great spiritual organism develops and unfolds in cultural systems in the spiritual experience and creative achievement of the various peoples and ages. What develops its forces in this spiritual organism permeates the individual human souls. They are embedded in the spiritual organism. What they experience, accomplish and produce receives its impulses not from the stimulation's of nature, but from the comprehensive spiritual life. Dilthey's mode of conception is full of understanding for that of natural science. He often speaks in his discussions of the results of the natural scientists, but, as a counterbalance to his recognition of natural development, he insists on the independent existence of a spiritual world. Dilthey finds the content of a science of the spiritual in the contemplation of the cultures of different peoples and ages. [ 19 ] Rudolf Eucken (1864–1926) arrives at a similar recognition of an independent spiritual world. He finds that the natural scientific mode of thought becomes self-contradictory if it intends to be more than a one-sided approach to reality, if it wants to proclaim what it finds within the possible grasp of its own knowledge as the only reality. If one only observed nature as it offers itself to the senses, one could never obtain a comprehensive conception of it. In order to explain nature, one must draw on what the spirit can experience only through itself, what it can never derive from external observation. Eucken proceeds from the vivid feeling that the soul has of its own spontaneous work and creation when it is occupied in the contemplation of external nature. He does not fail to recognize in which way the soul is dependent on what it perceives through its sense organs and how it is determined through everything that has its natural basis in the body. But he directs his attention to the autonomous regulating and life-inspiring activity of the soul that is independent of the body. The soul gives direction and conclusive connection to the world of sensations and perceptions. It is not only determined by stimuli that are derived from the physical world but it experiences purely spiritual impulses in itself. Through these impulses the soul is aware that it has its being in a real spiritual world. Into its experiences and creations flow the forces from a spiritual world to which it belongs. This spiritual world is directly experienced as real in the soul that knows itself as one with that world. In this way, the soul sees itself, according to Eucken, supported by a living and creative spiritual world. It is his opinion that the thought element, the intellectual forces, are not powerful enough to fathom the depths of this spiritual world. What streams from the spiritual world into man pours itself into his entire comprehensive soul life, not only into his intellect. This world of the spirit is endowed with the character of personality of a substantial nature. It also impregnates the thought element but it is not confined to it. The entire soul may feel itself in a substantial spiritual connection. Eucken, in his numerous writings, knows how to describe in a lofty and emphatic way this spiritual world as it weaves and has its being: The Struggle for a Spiritual Content of Life (1896), Truth Content of Religion (1901), Basic Outlines of a New Life Conception, Spiritual Currents of the Present Time, Life Conceptions of the Great Thinkers, and Knowledge and Life. In these books he tries to show from different points of view how the human soul, as it experiences itself and as it understands itself in this experience, is aware of being permeated and animated by a creative, living spiritual substance of which it is a part and a member. Like Dilthey, Eucken describes, as the content of the independent spiritual life, what unfolds in the civilizations of humanity in the moral, technical, social and artistic creations of the various peoples and ages. [ 19 ] In a historical presentation as is herein attempted, there is no place for criticism of the described world conceptions. But it is not criticism to point out how a world conception develops new questions through its own character, for it is thus that it becomes a part of the historical development. Dilthey and Eucken speak of an independent spiritual world in which the individual human soul is embedded. Their theory of this spiritual world, however, leaves the following questions open: What is this spiritual world and in what way does the human soul belong to it? Does the individual soul vanish with the dissolution of the body after it participated within that body in the development of the spiritual life manifested in the cultural creations of the different peoples and ages? One can, to be sure, answer these questions from Dilthey's and Eucken's point of view by saying that what the human soul can know in its own life does not lead to results with respect to these questions. But this is precisely what can be said to characterize such world conceptions that they lead, through their mode of conception, to no means of cognition that could guide the soul or the self-conscious ego beyond what can be experienced in connection with the body. In spite of the intensity with which Eucken stresses the independence and reality of the spiritual world, what the soul experiences according to his world conception of this spiritual world, and in connection with it, is experienced through the body. The hopes of Plato and Aristotle, so often referred to in this book, with regard to the nature of the soul and its independent relation to the spiritual world are not touched by such a world conception. No more is shown than that the soul, as long as it appears within the body, participates in a spiritual world that is quite rightly called real. What it is in the spiritual world as an independent spiritual entity cannot be discussed within this philosophy. It is characteristic of these modes of conception that they do, to be sure, arrive at a recognition of a spiritual world and also of the spiritual nature of the human soul. But no knowledge results from this recognition concerning the position of the soul, the self-conscious ego, in the reality of the world, apart from the fact that it acquires a consciousness of the spiritual world through the life of the body. The historical position of these modes of conception in the development of philosophy appears in its right light if one recognizes that they produce questions that they cannot answer with their own means. They maintain emphatically that the soul becomes in itself conscious of a spiritual world that is independent of itself. But how is this consciousness acquired? Only through the means of cognition that the soul has in and through its existence in the body. Within this form of existence a certainty of a real spiritual world arises. But the soul finds no way to experience its own self-contained entity in the spirit outside the body. What the spirit manifests, stimulates and creates within the soul is perceived by it as far as the physical existence enables it to do so. What it is as a spirit in the spiritual world and, in fact, whether or not it is a separate entity within that world, is a question that cannot be answered by the mere recognition of the fact that the soul within the body can be conscious of its connection with a living and creative spiritual world. To obtain an answer of this kind it would be necessary for the self-conscious human soul, while it advances to a knowledge of the spiritual world, to become aware of its own mode of life in the world of the spirit, independent of the conditions of its bodily existence. The spiritual world would not only have to enable the soul entity to recognize its reality but it would have to convey something of its own nature to the soul. It would have to reveal to the soul in what way it is different from the world of the senses and in what manner it allows the soul entity to participate in this different mode of existence. [ 20 ] A feeling for this question lives in those philosophers who want to contemplate the spiritual world by directing their attention toward something that cannot, according to their opinion, be found within the mere observation of nature. If it could be shown that there is something with regard to which the natural scientific mode of conception would prove to be powerless, then this could be considered to guarantee the justification of assuming a spiritual world. A mode of thought of this kind had already been indicated by Lotze (compare in Part II Chapter VI of this volume). It found forceful representatives later in Wilhelm Windelband (1848–1915), Heinrich Rickert (1863–1936) and others. These thinkers are of the opinion that there is an element entering into the world conception that is inaccessible to the natural scientific mode of thought. They consider this element to be the “values” that are of decisive importance in human life. The world is no dream but a reality if it can be shown that certain experiences of the soul contain something that is independent of this soul. The actions, endeavors and will impulses of the soul are no longer sparks that light up and vanish in the ocean of existence, if one must recognize that there is something that endows them with values independent of the soul. Such values, however, the soul must acknowledge for its will impulses and its actions just as much as it must recognize that its perceptions are not merely produced by its own effort. Action and will impulses of man do not simply occur like facts of nature; they must be considered from the point of view of a legal, moral, social, esthetic or scientific value. It is quite right to insist that during the evolution of civilizations in different ages and of different peoples, man's views concerning the values of right, morality, beauty and truth have undergone changes. If Nietzsche could speak of a “revaluation of all values,” it must be acknowledged that the value of actions, thoughts and will intentions is determined from without in a similar way to the way perceptual ideation receives the character of reality from without. In the sense of the “philosophy of values” one can say: As the pressure or resistance of the natural external world make the difference between an idea that is a mere picture of fantasy or one that represents reality, so the light and approbation that fall on the soul life from an external spiritual world decide whether or not an impulse of the will, an action and a thought endeavor have a value in the world as a whole or are only arbitrary products of the soul. As a stream of values, the spiritual world flows through the lives of men in the course of history. While the human soul feels itself as living in a world determined by values, it experiences itself in a spiritual element. If this mode of conception were seriously carried out, all statements that man could make concerning the spiritual would have to take on the form of value judgments. The only thing one could then say about anything not revealed in nature and therefore not to be known through the natural scientific mode of conception, would be in which way and in what respect it possessed an independent value in the whole of the world. The question would then arise: [ 21 ] If one disregards everything in the human soul that natural science has to say about it, is it then valuable as a member of the spiritual world, and does it have a significant independent value? Can the riddles of philosophy concerning the soul be solved if one cannot speak of its existence but only of its value? Will not the philosophy of values always be forced to adopt a language similar to that of Lotze when he speaks of the continuation of the soul?
Here the “value” of the soul is spoken of as its decisive character. Some attention, however, is also paid to the question of how this value may be connected with the preservation of existence. One can understand the position of the philosophy of value in the course of the development of philosophy if one considers that the natural scientific mode of conception is inclined to claim all knowledge of existence for itself. If that is granted, philosophy can do nothing but resign itself to the investigation of something else, and such a “something else” is seen in these “values.” The following question, as an unsolved problem, can be found in Lotze's statement: Is it at all possible to go no further than to define and characterize values and to renounce all knowledge concerning the form of existence of the values? [ 22 ] Many of the most recent schools of thought prove to be attempts to search within the self-conscious ego, which in the course of the philosophical development feels itself more and more separated from the world, for an element that leads back to a reunion with the world. The conceptions of Dilthey, Eucken, Windelband, Rickert and others are such attempts. They want to do justice both to the demands of natural science and to the contemplation of the experience of the soul so that a science of the spirit appears as a possibility beside the science of nature. The same aims are followed by the thought tendencies of Herman Cohen (1842–1918) (compare in Part II Chapter IV of this volume), Paul Natorp (1854–1924), August Stadler (1850–1910), Ernst Cassirer (1874–1945), Walter Kinkel (born 1871) and others who share their philosophical convictions. In directing their attention to the processes of thinking itself, they believe that in this highest activity of the self-conscious ego the soul gains hold on an inner possession that allows it to penetrate into reality. They turn their attention to what appears to them as the highest fruit of thinking. A simple example of this would be the thinking of a circle in which specific representative thought pictures of any circle are disregarded entirely. As much can be embraced in this way by pure thinking as can be encompassed by the power of our soul through which we can penetrate into reality. For what we can think in this way manifests its own nature through thinking in the consciousness of man. The sciences strive to arrive, by means of their observations, experiments and methods, at such results concerning the world as can be seized in pure thinking. They will have to leave the fulfillment of this aim to a far distant future, but one can nevertheless say that insofar as they endeavor to have pure thought, they also strive to convey the true essence of things to the possession of the self-conscious ego. When man makes an observation in the sensual external world, or in the course of historical life, he has, according to this conception, no true reality before him. What the observation of the senses offers is merely the challenge to search for a reality, not a reality in itself. Only when, through the activity of the soul, a thought appears, so to speak, to reveal itself at the very place where the observation has been made, is the living reality of the observed object integrated into real knowledge. The progressively developing knowledge replaces with thought what has been observed in the world. What the observation showed in the beginning was there only because man with his senses, with his everyday imagination, realizes at first for himself the nature of things in his own limited way. What he has at his disposal in this way has significance only for himself. What he substitutes as thought for the observation is no longer troubled by his own limitation. It is as it is thought, for thought determines its own nature and reveals itself according to its own character in the self-conscious ego. Thought does not allow the ego to determine its character in any way. [ 23 ] There lives in this world conception a subtle feeling for the development of thought life since its first philosophical flowering within Greek intellectual life. It was the thought experience that gave to the self-conscious ego the power to be vigorously conscious of its own self-dependent entity. In the present age this power of thought can be experienced in the soul as the impulse that, seized within the self-conscious ego, endows this ego with the awareness that it is not a mere external observer of things but that it lives essentially in an intimate connection with their reality. It is in thought itself that the soul can feel it contains a true and self-dependent reality. As the soul thus feels itself interwoven with thought as a content of life that breathes reality, it can again experience the supporting power of the thought element as this was experienced in Greek philosophy. It can be experienced again as strongly as it was felt in the philosophy that took thought as a perception. It is true that in the world conception of Cohen and kindred spirits, thought cannot be considered as a perception in the sense of Greek philosophy. But in this conception the inner permeation of the ego with the thought world, which the ego acquired through its own work, is such that this experience includes, at the same time, the awareness of its reality. The connection with Greek philosophy is emphasized by these thinkers. Cohen expresses himself on this point as follows. “The relation that Parmenides forged as the identity of thinking and being must persist.” Another thinker who also accepts this conception, Walter Kinkel, is convinced that “only thinking can know being, for both thinking and being are, fundamentally understood, one and the same.” It is through this doctrine that Parmenides became the real creator of scientific idealism (Idealism and Realism). It is also apparent from the presentations of these thinkers how the formulation of their thoughts presupposes the century-long effect of the thought evolution since the Greek civilization. In spite of the fact that these thinkers start from Kant, which could have fostered in them the opinion that thought lives only within the soul, outside true reality, the supporting power of thought exerts itself in them. This thought has gone beyond the Kantian limitation and it forces these thinkers who contemplate its nature to become convinced that thought itself is reality, and that it also leads the soul into reality if it acquires this element rightly in inner work and, equipped with it, seeks the way into the external world. In this philosophical mode of thinking thought proves intimately connected with the world contemplation of the self-conscious ego. The fundamental impulse of this thought tendency appears like a discovery of the possible service that the thought element can accomplish for the ego. We find in the followers of this philosophy views like these: “Only thinking itself can produce what may be accepted as being.” “Being is the being of thinking” (Cohen). Now the question arises: Can these philosophers expect of their thought experience, which is produced through the conscious work in the self-conscious ego, what the Greek philosopher expected of it when he accepted thought as a perception? If one believes to perceive thought, one can be of the opinion that it is the real world that reveals it. As the soul feels itself connected with thought as a perception, it can consider itself as belonging to the element of the world that is thought, indestructible thought, while the sense perception reveals only destructible entities. The part of the human being that is perceptible to the senses can then be supposed to be perishable, but what emerges in the human soul as thought makes it appear as a member of the spiritual, the true reality. Through such a view the soul can conceive that it belongs to a truly real world. This could be achieved by a modern world conception only if it could show that the thought experience not only leads knowledge into a true reality, but also develops the power to free the soul from the world of the senses and to place it into true reality. The doubts that arise in regard to this question cannot be counteracted by the insight into the reality of the thought element if the latter is considered as acquired by perception actively produced through the work of the soul. For, from what could the certainty be derived that what the soul produces actively in the world of the senses, can also give it a real significance in a world that is not perceived by senses? It could be that the soul, to be sure, could procure a knowledge of reality through its actively produced thoughts, but that nevertheless the soul itself was not rooted in this reality. Also, this world conception merely points to a spiritual life, but it cannot prevent the unbiased observer from finding philosophical riddles at its end that demand answers and call for soul experiences for which this philosophy does not supply the foundations. It can arrive at the conviction that thought is real, but it cannot find through thought a guarantee for the reality of the soul. [ 24 ] The philosophical thinking at which A. v. Leclaire (born 1848), Wilhelm Schuppe (1836–1913), Johannes Rehmke (1848 – 1930), von Schubert-Soldern (born 1852), and others arrived, shows how philosophical inquiry can remain confined to the narrow circle of the self-conscious ego without finding a possibility to make the transition from this region into the world where this ego could link its own existence to a world reality. There are certain differences among these philosophies, but what is characteristic of all of them is that they all stress that everything man can count as belonging to his world must manifest itself within the realm of his consciousness. On the ground of their philosophy the thought cannot be conceived that would even presuppose anything about a territory of the world if the soul wanted to transcend with its conceptions beyond the realm of consciousness. Because the “ego” must comprise everything to which its knowledge extends within the folds of its consciousness, because it holds it within the consciousness, it therefore appears necessary to this view that the entire world is within the limits of this awareness. That the soul should ask itself: How do I stand with the possession of my consciousness in a world that is independent of this consciousness, is an impossibility for this philosophy. From its point of view, one would have to decide to give up all questions of this kind. One would have to become blind to the fact that there are inducements within the realm of the conscious soul life to look beyond that realm, just as in reading one does not look for the meaning in the forms that are visible on the paper, but to the significance that is expressed by them. As in reading, it is a question not of studying the forms of the letters as it is of no importance for the conveyed meaning to consider the nature of these forms themselves, so it could be irrelevant for an insight into true reality that within the sphere of the “ego” everything capable of being known has the character of consciousness. [ 25 ] The philosophy of Carl du Prel (1839–99) stands as an opposite pole to this philosophical opinion. He is one of the spirits who have deeply felt the insufficiency of the opinion that considers the natural scientific mode of conception to which so many people have grown accustomed to be the only possible form of world explanation. He points out that this mode of conception unconsciously sins against its own statements, for natural science must admit on the basis of its own results
Such objections are necessarily caused by the materialistically colored mode of thought of natural science. Its weakness is noticed by many people who share the point of view of du Prel. The latter can be considered as a representative of a pronounced trend of modern philosophy. What is characteristic of this trend is the way in which it tries to penetrate into the realm of the real world. This way still shows the aftereffect of the natural scientific mode of conception, although the latter is at the same time most violently criticized. Natural science starts from the facts that are accessible to the sensory consciousness. It finds itself forced to refer to a supersensible element, for only the light is sensually perceptible, not the vibrations of the ether. The vibrations then belong to a realm that is, at least, extrasensory in its nature. But has natural science the right to speak of an extrasensory element? It means to limit its investigations to the realm of sense perceptions. Is anyone justified to speak of supersensible elements who restricts his scientific endeavors to the results of the consciousness that is bound to the senses and therefore to the body? Du Prel wants to grant this right of investigating the supersensible only to a thinker who seeks the nature of the human soul outside the realm of the senses. What he considers as the chief demand in this direction is the necessity to demonstrate manifestations of the soul that prove the soul is also active when it is not bound to the body. Through the body the soul develops its sensual consciousness. In the phenomena of hypnotism, hypnotic suggestion and somnambulism, it becomes apparent that the soul is active when the sensual consciousness is eliminated. The soul life, therefore, extends further than the realm of consciousness. It is here that du Prel arrives at the diametrically opposite position to those of the characterized philosophers of the all-embracing consciousness who believe that the limits of consciousness define at the same time the entire realm of philosophy. For du Prel, the nature of the soul is to be sought outside the circle of this consciousness. If, according to him, we observe the soul when it is active without the usual means of the senses, we have the proof that it is of a supersensible nature. Among the means through which this can be done, du Prel and many others count, besides the observation of the above-mentioned “abnormal” psychic phenomena, also the phenomena of spiritualism. It is not necessary to dwell here on du Prel's opinion concerning this field, for what constitutes the mainspring of his view becomes apparent also if one considers only his attitude toward hypnotism, hypnotic suggestion and somnambulism. Whoever wants to prove the spiritual nature of the human soul cannot limit himself to showing that the soul has to refer to a supersensible world in its cognitive process. For natural science could answer that it does not follow that the soul is itself rooted in the supersensible realm because it has a knowledge of a supersensible world. It could very well be that knowledge of the supersensible could also be dependent on the activity of the body and thus be of significance only for a soul that is bound to a body. It is for this reason that du Prel feels it necessary to show that the soul not only knows the supersensible while it is itself bound to the body, but that it experiences the supersensible while it is outside the body. With this view, he also arms himself against objections that can be raised from the viewpoint of the natural scientific mode of thinking against the conceptions of Eucken, Dilthey, Cohen, Kinkel and other defenders of a knowledge of a spiritual world. He is, however, not protected against the doubts that must be raised against his own procedure. Although it is true that the soul can find an access to the supersensible only if it can show how it is itself active outside the sensual realm, the emancipation of the soul from the sensual world is not assured by the phenomena of hypnotism, somnambulism and hypnotic suggestion, nor by all other processes to which du Prel refers for this purpose. In regard to all these phenomena it can be said that the philosopher who wants to explain them still proceeds only with the means of his ordinary consciousness. If this consciousness is to be useless for a real explanation of the world, how can its explanations, which are applied to the phenomena according to the conditions of this consciousness, be of any decisive significance for these phenomena? What is peculiar in du Prel is the fact that he directs his attention to certain facts that point to a supersensible element, but that he, nevertheless, wants to remain entirely on the ground of the natural scientific mode of thought when he explains those facts. But should it not be necessary for the soul to enter the supersensible in its mode of thinking when the supersensible becomes the object of its interest? Du Prel looks at the supersensible, but as an observer he remains within the realm of the sensual world. If he did not want to do this, he would have to demand that only a hypnotized person can say the right things concerning his experiences under hypnosis, that only in the state of somnambulism could knowledge concerning the supersensible be acquired and that what the not-hypnotized, the non-somnambulist must think concerning these phenomena is of no validity. If we follow this thought consistently, we arrive at an impossibility. If one speaks of a transposition of the soul outside the realm of the senses into another form of existence, one must intend to acquire the knowledge of this existence within that other region. Du Prel points at a path that must be taken in order to gain access to the supersensible. But he leaves the question open regarding the means that are to be used on this path. [ 26 ] A new thought current has been stimulated through the transformation of fundamental physical concepts that has been attempted by Albert Einstein (1879–1955). The attempt is of significance also for the development of philosophy. Physics previously followed its given phenomena by thinking of them as being spread out in empty three dimensional space and in one dimensional time. Space and time were supposed to exist outside things and events. They were, so to speak, self-dependent, rigid quantities. For things, distances were measured in space. For events, duration was determined in time. Distance and duration belong, according to this conception, to space and time, not to things and events. This conception is opposed by the theory of relativity introduced by Einstein. For this theory, the distance between two things is something that belongs to those things themselves. As a thing has other properties it has also the property of being at a certain distance from a second thing. Besides these relations that are given by the nature of things there is no such thing as space. The assumption of space makes a geometry that is thought for this space, but this same geometry can be applied to the world of things. It arises in a mere thought world. Things have to obey the laws of this geometry. One can say that the events and situations of the world must follow the laws that are established before the observation of things. This geometry now is dethroned by the theory of relativity. What exists are only things and they stand in relations to one another that present themselves geometrically. Geometry thus becomes a part of physics, but then one can no longer maintain that their laws can be established before the observation of the things. No thing has any place in space but only distances relative to other things. [ 27 ] The same is assumed for time. No process takes place at a definite time; it happens in a time-distance relative to another event. In this way, temporal distances in the relation of things and spatial intervals become homogenous and flow together. Time becomes a fourth dimension that is of the same nature as the three dimensions of space. A process in a thing can be determined only as something that takes place in a temporal and spatial distance relative to other events. The motion of a thing becomes something that can be thought only in relation to other things. [ 28 ] It is now expected that only this conception will produce unobjectionable explanations of certain physical processes while such processes lead to contradictory thoughts if one assumes the existence of an independent space and independent time. [ 29 ] If one considers that for many thinkers a science of nature was previously considered to be something that can be mathematically demonstrated, one finds in the theory of relativity nothing less than an attempt to declare any real science of nature null and void. For just this was regarded as the scientific nature of mathematics that it could determine the laws of space and time without reference to the observation of nature. Contrary to this view, it is now maintained that the things and processes of nature themselves determine the relations of space and time. They are to supply the mathematical element. The only certain element is surrendered to the uncertainty of space and time observations. [ 30 ] According to this view, every thought of an essential reality that manifests its nature in existence is precluded. Everything is only in relation to something else. [ 31 ] Insofar as man considers himself within the world of natural things and events, he will find it impossible to escape the conclusions of this theory of relativity. But if he does not want to lose himself in mere relativities, in what may be called an impotence of his inner life, if he wants to experience his own entity, he must not seek what is “substantial in itself' in the realm of nature but in transcending nature, in the realm of the spirit. [ 32 ] It will not be possible to evade the theory of relativity for the physical world, but precisely this fact will drive us to a knowledge of the spirit. What is significant about the theory of relativity is the fact that it proves the necessity of a science of the spirit that is to be sought in spiritual ways, independent of the observation of nature. That the theory of relativity forces us to think in this way constitutes its value within the development of world conception. [ 33 ] It was the intention of this book to describe the development of what may be called philosophical activity in the proper sense of the word. The endeavor of such spirits as Richard Wagner, Leo Tolstoi and others had for this reason to be left unconsidered, significant as discussion of their contribution must appear when it is a question of following the currents that lead from philosophy into our general spiritual culture. |
18. The Riddles of Philosophy: A Brief Outline of an Approach to Anthroposophy
Translated by Fritz C. A. Koelln Rudolf Steiner |
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We see that the riddles of human destiny cannot be solved merely by theorizing about them, but only by learning to understand how the soul grows together with its fate in an experience that proceeds beyond the ordinary consciousness. |
One arrives at the insight that this is the fundamental impulse of all human soul experience and that knowledge is related to it as the use of the seed of the plant for food is comparable to the development of the grain into a new plant. If we fail to understand this fact, we shall live under the illusion that we could discover the nature of knowledge by merely observing the soul's experiences. |
Once they are found, however, they can be fully understood by the ordinary consciousness. For they are in complete and necessary agreement with the knowledge that can be gained for the world of the senses. |
18. The Riddles of Philosophy: A Brief Outline of an Approach to Anthroposophy
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] If one observes how, up to the present time, the philosophical world conceptions take form, one can see undercurrents in the search and endeavor of the various thinkers, of which they themselves are not aware but by which they are instinctively moved. In these currents there are forces at work that give direction and often specific form to the ideas expressed by these thinkers. Although they do not want to focus their attention on the forces directly, what they have to say often appears as if driven by hidden forces, which they are unwilling to acknowledge and from which they recoil. Forces of this kind live in the thought worlds of Dilthey, Eucken and Cohen. They are led by cognitive powers by which they are unconsciously dominated but that do not find a conscious development within their thought structures. [ 2 ] Security and certainty of knowledge is being sought in many philosophical systems, and Kant's ideas are more or less taken as its point of departure. The outlook of natural science determines, consciously or unconsciously, the process of thought formation. But it is dimly felt by many that the source of knowledge of the external world must be sought in the self-conscious soul. Almost all of these thinkers are dominated by the question: How can the self-conscious soul be led to regard its inner experiences as a true manifestation of reality? The ordinary world of sense perception has become “illusion” because the self-conscious ego has, in the course of philosophical development, found itself more and more isolated with its subjective experiences. It has arrived at the point where it regards even sense perception merely as inner experience that is powerless to assure being and permanence for them in the world of reality. It is felt how much depends on finding a point of support within the self-conscious ego. But the search stimulated by this feeling only leads to conceptions that do not provide the means of submerging with the ego into a world that provides satisfactory support for existence. [ 3 ] To explain this fact, one must look at the attitude toward the reality of the external world taken by a soul that has detached itself from that reality in the course of its philosophical development. This soul feels itself surrounded by a world of which it first becomes aware through the senses. But then it also becomes conscious of its own activity, of its own inner creative experience. The soul feels, as an irrefutable truth, that no light, no color can be revealed without the eye's sensitivity for light and color. Thus, it becomes aware of something creative in this activity of the eye. But if the eye produces the color by its spontaneous creation, as it must be assumed in such a philosophy, the question arises: Where do I find something that exists in itself, that does not owe its existence to my own creative power? If even the manifestations of the senses are nothing but results of the activity of the soul, must this not be true to even a higher degree with our thinking, through which we strive for conceptions of a true reality? Is this thinking not condemned to produce pictures that spring from the character of the soul life but can never provide a sure approach to the sources of existence? Questions of this kind emerge everywhere in the development of modern philosophy. [ 4 ] It will be impossible to find the way out of the confusion resulting from these questions as long as the belief is maintained that the world revealed by the senses constitutes a complete, finished and self-dependent reality that must be investigated in order to know its inner nature. The human soul can arrive at its insights only through a spontaneous inner creativity. This conviction has been described in a previous chapter of this book, “The World as Illusion,” and in connection with the presentation of Hamerling's thoughts. Having reached this conviction, it is difficult to overcome a certain impasse of knowledge as long as one thinks that the world of the senses contains the real basis of its existence within itself and that one therefore has to copy with the inner activity of the soul what lies outside. [ 5 ] This impasse will be overcome only by accepting the fact that, by its very nature, sense perception does not present a finished self-contained reality, but an unfinished, incomplete reality, or a half-reality, as it were. As soon as one presupposes that a full reality is gained through perceptions of the sensory world, one is forever prevented from finding the answer to the question: What has the creative mind to add to this reality in the act of cognition? By necessity one shall have to sustain the Kantian option: Man must consider his knowledge to be the inner product of his own mind; he cannot regard it as a process that is capable of revealing a true reality. If reality lies outside the soul, then the soul cannot produce anything that corresponds to this reality, and the result is merely a product of the soul's own organization. [ 6 ] The situation is entirely changed as soon as it is realized that the human soul does not deviate from reality in its creative effort for knowledge, but that prior to any cognitive activity the soul conjures up a world that is not real. Man is so placed in the world that by the nature of his being he changes things from what they really are. Hamerling is partly right when he says:
How the sensory world appears when man is confronted with it, depends without a doubt on the nature of the soul. Does it not follow then that this appearance of the world is a product of man's soul? An unbiased observation shows, however, that the unreal character of the external sense world is caused by the fact that when man is directly confronted by things of the world, he suppresses something that really belongs to them. If he unfolds a creative inner life that lifts from the depths of his soul the forces that lie dormant in them, he adds something to the part perceived by the senses and thereby turns a half-reality to its entirety. It is due to the nature of the soul that, at its first contact with things, it extinguishes something that belongs to them. For this reason, things appear to the senses not as they are in reality but as they are modified by the soul. Their delusive character (or their mere appearance) is caused by the fact that the soul has deprived them of something that really belongs to them. Inasmuch as man does not merely observe things, he adds something to them in the process of knowledge that reveals their full reality. The mind does not add anything to things in the process of cognition that would have to be considered as an unreal element, but prior to the process of knowledge it has deprived these things of something that belongs to their true reality. It will be the task of philosophy to realize that the world accessible to man is an “illusion” before it is approached in the process of cognition. This process, however, leads the way toward a full understanding of reality. The knowledge that man creates during the process of cognition seems to be an inner manifestation of the soul only because he must, before the act of cognition, reject what comes from the nature of things. He cannot see at first the real nature of things when he encounters them in mere observation. In the process of knowledge he unveils what was first concealed. If he regards as a reality what he had at first perceived, he will now realize that he has added the results of his cognitive activity to reality. As soon as he recognizes that what was apparently produced by himself has to be sought in the things themselves, that he merely failed to see it previously, he will then find that the process of knowing is a real process by which the soul progressively unites with world reality. Through it, it expands its inner isolated experience to the experience of the world. [ 7 ] In a short work, Truth and Science, published in 1892, the author of the present book made a first attempt to prove philosophically what has been briefly described. Perspectives are indicated in this book that are necessary to the philosophy of the present age if it is to overcome the obstacles it has encountered in its modern development. A philosophical point of view is outlined in this essay in the following words:
A further exposition of this point of view is given in the author's later philosophical work, Philosophy of Freedom (1894) (translated also with the title, Philosophy of Spiritual Activity). There an attempt is made to give the philosophical foundations for a conception that was outlined in Truth and Science.
And later on it is stated:
[ 8 ] In accepting this point of view we shall be able to think of mental life and of reality as united in the self-conscious ego. This is the conception toward which philosophical development has tended since the Greek era and that has shown its first distinctly recognizable traces in the world conception of Goethe. The awareness arises that this self-conscious ego does not experience itself as isolated and divorced from the objective world, but its detachment from this world is experienced merely as an illusion of its consciousness. This isolation can be overcome if man gains the insight that at a certain stage of his development he must give a provisional form to his ego in order to suppress from his consciousness the forces that unite him with the world. If these forces exerted their influences in his consciousness without interruption, he would never have developed a strong, independent self-consciousness. He would be incapable of experiencing himself as a self-conscious ego. The development of self-consciousness, therefore, actually depends on the fact that the mind is given the opportunity to perceive the world without that part of reality that is extinguished by the self-conscious ego prior to an act of cognition. The world forces belonging to this part of reality withdraw into obscurity in order to allow the self-conscious ego to shine forth in full power. The ego must realize that it owes its self-knowledge to a fact that spreads a veil over the knowledge of the world. It follows that everything that stimulates the soul to a vigorous, energetic experience of the ego, conceals at the same time the deeper foundations in which this ego has its roots. All knowledge acquired by the ordinary consciousness tends to strengthen the self-conscious ego. Man feels himself as a self-conscious ego through the fact that he perceives an external world with his senses, that he experiences himself as being outside this external world and that, at a certain stage of scientific investigation, he feels himself in relation to this external world in such a way that it appears to him as “illusion.” Were it not so, the self-conscious ego would not emerge. If, therefore, in the act of knowledge one attempts merely to copy what is observed before knowledge begins, one does not arrive at a true experience of full reality, but only at an image of a “half reality.” [ 9 ] Once this is admitted to be the situation, one can no longer look for the answer of the riddles of philosophy within the experiences of the soul that appear on the level of ordinary consciousness. It is the function of this consciousness to strengthen the self-conscious ego. To achieve this it must cast a veil over the connection of the ego with the objective world, and it therefore cannot show how the soul is connected with the true world. This explains why a method of knowledge that applies the means of the natural scientific or similar modes of conception must always arrive at a point where its efforts break down. This failing of many modern thinkers has previously been pointed out in this book, for, in the final analysis, all scientific endeavor employs the same mode of thinking that serves to detach the self-conscious ego from the true reality. The strength and greatness of modern science, especially of natural science, is based on the unrestrained application of this method. [ 10 ] Several philosophers such as Dilthey, Eucken and others, direct philosophical investigation toward the self-observation of the soul. But what they observe are those experiences of the soul that form the basis for the self-conscious ego. Thus, they do not penetrate to the sources in which the experiences of the soul originate. These sources cannot be found where the soul first observes itself on the level of ordinary consciousness. If the soul is to reach these sources, it must go beyond this ordinary consciousness. It must experience something in itself that ordinary consciousness cannot give to it. To ordinary thinking, such an experience appears at first like sheer nonsense. The soul is to experience itself knowingly in an element without carrying its consciousness into that element. One is to transcend consciousness and yet be conscious! But in spite of all this, we shall either continue to get nowhere, or we shall have to open new aspects that will reveal the above mentioned “absurdity” to be only apparently so since it really indicates the direction in which we must look for help to solve the riddles of philosophy. [ 11 ] One will have to recognize that the path into the “inner region of the soul” must be entirely different from the one that is taken by many philosophies of modern times. [ 12 ] As long as soul experiences are taken the way they present themselves to ordinary consciousness, one will not reach down into the depths of the soul. One will be left merely with what these depths release. Such is the case with Eucken's world conception. It is necessary to penetrate below the surface of the soul. This is, however, not possible by means of the ordinary experiences. The strength of these rests precisely in the fact that they remain in the realm of the ordinary consciousness. The means to penetrate deeper into the soul can be found if one directs one's attention to something that is, to be sure, also at work in the ordinary consciousness, but does not enter it while it is active. [ 13 ] While man thinks, his consciousness is focused on his thoughts. He wants to conceive something by means of these thoughts; he wants to think correctly in the ordinary sense. He can, however, also direct his attention to something else. He can concentrate his attention on the activity of thinking as such. He can, for instance, place into the center of his consciousness a thought that refers to nothing external, a thought that is conceived like a symbol that has no connection to something external. It is now possible to hold onto such a thought for a certain length of time. One can be entirely absorbed by the concentration on this thought. The important thing with this exercise is not that one lives in thoughts but that one experiences the activity of thinking. In this way, the soul breaks away from an activity in which it is engaged in ordinary thinking. If such an inner exercise is continued long enough, it will become gradually apparent to the soul that it has now become involved in experiences that will separate it from all those processes of thinking and ideation that are bound to the physical organs. A similar result can be obtained from the activities of feeling and willing and even for sensation, the perception of external things. One can only be successful with this approach if one is not afraid to admit to oneself that self-knowledge cannot be gained by mere introspection, but by concentrating on the inner life that can be revealed only through these exercises. Through continued practice of the soul, that is, by holding the attention on the inner activity of thinking, feeling and willing, it is possible for these “experiences” to become “condensed.” In this state of “condensation” they reveal their inner nature, which cannot be perceived in the ordinary consciousness. [ 14 ] It is through such exercises that one discovers how our soul forces must be so “attenuated” or weakened in producing our ordinary form of consciousness, that they become imperceptible in this state of “attenuation.” The soul exercises referred to consist in the unlimited increase of faculties that are also known to the ordinary consciousness but never reach such a state of concentration. The faculties are those of attention and of loving surrender to the content of the soul's experience. To attain the indicated aim, these abilities must be increased to such a degree that they function as entirely new soul forces. [ 15 ] If one proceeds in this manner, one arrives at a real inner experience that by its very nature is independent of bodily conditions. This is a life of the spirit that must not be confused with what Dilthey and Eucken call the spiritual world. For what they call the spiritual world is, after all, experienced by man when he depends on his physical organs. The spiritual life that is here referred to does not exist for a soul that is bound to the body. One of the first experiences that follows the attainment of this new spiritual life is a true insight into the nature of the ordinary mental life. This is actually not produced by the body but proceeds outside the body. When I see a color, when I hear a sound, I experience the color and the sound not as a result of my body, but I am connected with the color, with the sound, as a self-conscious ego, outside my body. My body has the task to function in a way that can be compared with the action of a mirror. If, in my ordinary consciousness, I only have a mental connection with a color, I cannot perceive it because of the nature of this consciousness, just as I cannot see my own face when I look out into space. But if I look into a mirror, I perceive this face as part of a body. Unless I stand in front of the mirror, I am the body and experience myself as such. Standing in front of the mirror, I perceive my body as a reflection. It is like this also with our sense perceptions, although we must, of course, be aware of the insufficiency of the analogy. I live with a color outside my body; through the activity of my body, that is, my eye and my nervous system, this color is transformed for me into a conscious perception. The human body is not the producer of perceptions and of mental life in general, but a mirroring device of psychic and spiritual processes that take place outside the body. [ 16 ] Such a view places the theory of knowledge on a promising basis. In a lecture called, The Psychological Foundations and Epistemological Position of Spiritual Science, delivered before the Philosophical Congress in Bologna on April 18, 1911, the author of this book gave the following account of a view that was then forming in his mind.
[ 17 ] During sleep the mirror-like relation between body and soul is interrupted; the “ego” lives only in the sphere of the spirit. For the ordinary consciousness, however, mental life does not exist as long as the body does not reflect the experiences. Sleep, therefore, is an unconscious process. The exercises mentioned above and other similar ones establish a consciousness that differs from the ordinary consciousness. In this way, the faculty is developed not merely to have purely spiritual experiences, but to strengthen these experiences to such a degree that they become spiritually perceptible without the aid of the body, and that they become reflected within themselves. It is only in an experience of this kind that the soul can obtain true self-knowledge and become consciously aware of its own being. Real experiences that do not belong to the sense world, but to one in which the soul weaves and has its being, now rise in the manner in which memory brings back experiences of the past. It is quite natural that the followers of many modern philosophies will believe that the world that thus rises up belongs in the realms of error, illusion, hallucination, autosuggestion, etc. To this objection one can only answer that a serious spiritual endeavor, working in the indicated way, will discipline the mind to a point where it will clearly differentiate illusion from spiritual reality, just as a healthy mind can distinguish a product of fantasy from a concrete perception. It will be futile to seek theoretical proofs for this spiritual world, but such proofs also do not exist for the reality of the world of perceptions. In both cases, actual experience is the only true judge. [ 18 ] What keeps many men from undertaking the step that, according to this view, can alone solve the riddles of philosophy, is the fear that they might be led thereby into a realm of unclear mysticism. Unless one has from the beginning an inclination toward unclear mysticism, one will, in following the described path, gain access to a world of spiritual experience that is as crystal clear as the structures of mathematical ideas. If one is, however, inclined to seek the spiritual in the “dark unknown,” in the “inexplicable,” one will get nowhere, either as an adherent or as an opponent of the views described here. [ 19 ] One can easily understand why these views will be rejected by personalities who consider the methods used by natural science for obtaining knowledge of the sense world as the only true ones. But whoever overcomes such one-sidedness will be able to realize that the genuinely scientific way of thinking constitutes the real basis for the method that is here described. The ideas that have been shown in this book to be those of the modern scientific method, present the best subject matter for mental exercises in which the soul can immerse itself, and on which it can concentrate in order to free itself from its bondage to the body. Whoever uses these natural scientific ideas in the manner that has been outlined above, will find that the thoughts that first seem to be meant to depict only natural processes will really set the soul free from the body. Therefore, the spiritual science that is here referred to must be seen as a continuation of the scientific way of thinking provided it is inwardly experienced in the right way. [ 20 ] The true nature of the human soul can be experienced directly if one seeks it in the characterized way. In the Greek era the development of the philosophical outlook led to the birth of thought. Later development led through the experience of thought to the experience of the self-conscious ego. Goethe strove for experiences of the self-conscious ego, which, although actively produced by the human soul, at the same time place this soul in the realm of a reality that is inaccessible to the senses. Goethe stands on this ground when he strives for an idea of the plant that cannot be perceived by the senses but that contains the supersensible nature of all plants, making it possible, with the aid of this idea, to invent new plants that would have their own life. Hegel regarded the experience of thought as a “standing in the true essence of the world;” for him the world of thoughts became the inner essence of the world. An unbiased observation of philosophical development shows that thought experience was, to be sure, the element through which the self-conscious ego was to be placed on its own foundation. But it shows also that it is necessary to go beyond a life in mere thoughts in order to arrive at a form of inner experience that leads beyond the ordinary consciousness. For Hegel's thought experience still takes place within the field of this ordinary consciousness. [ 21 ] In this way, a view of a reality is opened up for the soul that is inaccessible to the senses. What is experienced in the soul through the penetration into this reality, appears as the true entity of the soul. How is it related to the external world that is experienced by means of the body? The soul that has been thus freed from its body feels itself to be weaving in an element of soul and spirit. It knows that also in its ordinary life it is outside that body, which merely acts like a mirror in making its experiences perceptible. Through this experience the soul's spiritual experience is heightened to a point where the reality of a new element is revealed to the soul. To Dilthey and Eucken the spiritual world is the sum total of the cultural experiences of humanity. If this world is seen as the only accessible spiritual world, one does not stand on a ground firm enough to be comparable to the method of natural science. For the conception of natural science, the world is so ordered that the physical human being in his individual existence appears as a unit toward which all other natural processes and beings point. The cultural world is what is created by this human being. That world, however, is not an individual entity of a higher nature than the individuality of the human being. The spiritual science that the author of this book has in mind points to a form of experience that the soul can have independent from the body, and in this experience an individual entity is revealed. It emerges like a higher human nature for whom the physical man is like a tool. The being that feels itself as set free, through spiritual experience, from the physical body, is a spiritual human entity that is as much at home in a spiritual world as the physical body in the physical world. As the soul thus experiences its spiritual nature, it is also aware of the fact that it stands in a certain relation to the body. The body appears, on the one hand, as a cast of the spiritual entity; it can be compared to the shell of a snail that is like a counter-picture of the shape of the snail. On the other hand, the spirit-soul entity appears in the body like the sum total of the forces in the plant, which, after it has grown into leaf and blossom, contract into the seed in order to prepare a new plant. One cannot experience the inner spiritual man without knowing that he contains something that will develop into a new physical man. This new human being, while living within the physical organism, has collected forces through experience that could not unfold as long as they were encased in that organism. This body has, to be sure, enabled the soul to have experiences in connection with the external world that make the inner spiritual man different from what he was before he began life in the physical body. But this body is, as it were, too rigidly organized for being transformed by the inner spiritual man according to the pattern of the new experiences. Thus there remains hidden in the human shell a spiritual being that contains the disposition of a new man. [ 22 ] Thoughts such as these can only be briefly indicated here. They point to a spiritual science that is essentially constructed after the model of natural science. In elaborating this spiritual science one will have to proceed more or less like the botanist when he observes a plant, the formation of its root, the growth of its stem and its leaves, and its development into blossom and fruit. In the fruit he discovers the seed of the new plant-life. As he follows the development of a plant he looks for its origin in the seed formed by the previous plant. The investigator of spiritual science will trace the process in which a human life, apart from its external manifestation, develops also an inner being. He will find that external experiences die off like the leaves and the flowers of a plant. Within the inner being, however, he will discover a spiritual kernel, which conceals within itself the potentiality of a new life. In the infant entering life through birth he will see the return of a soul that left the world previously through the gate of death. He will learn to observe that what is handed down by heredity to the individual man from his ancestors is merely the material that is worked upon by the spiritual man in order to bring into physical existence what has been prepared seedlike in a preceding life. [ 23 ] Seen from the viewpoint of this world conception, many facts of psychology will appear in a new light. A great number of examples could be mentioned here; it will suffice to point out only one. One can observe how the human soul is transformed by experiences that represent, in a certain sense, repetitions of earlier experiences. If somebody has read an important book in his twentieth year and reads it again in his fortieth, he experiences it as if he were a different person. If he asks without bias for the reason for this fact, he will find that what he learned from his reading twenty years previous has continued to live in -him and has become a part of his nature. He has within him the forces that live in the book, and he finds them again when he rereads the book at the age of forty. The same holds true with our life experiences. They become part of man himself. They live in his “ego.” But it is also apparent that within the limits of one life this inner strengthening of the higher man must remain in the realm of his spirit and soul nature. Yet one can also find that this higher human being strives to become strong enough to find expression in his physical nature. The rigidity of the body prevents this from happening within a single life span. But in the central core of man there lives the potential predisposition that, together with the fruits of one life, will form a new human life in the same way that the seed of a new plant lives in the plant. [ 24 ] Moreover, it must be realized that following the entry of the soul into an independent spirit world the results of this world are raised into consciousness in the same way that the past rises into memory. But these realities are seen as extending beyond the span of an individual life. The content of my present consciousness represents the results of my earlier physical experiences; so, too, a soul that has gone through the indicated exercises faces the whole of its physical experience and the particular configuration of its body as originating from the spirit-soul nature, whose existence preceded that of the body. This existence appears as a life in a purely spiritual world in which the soul lived before it could develop the germinal capacities of a preceding life into a new one. Only by closing one's mind to the obvious possibility that the faculties of the human soul are capable of development can one refuse to recognize the truthfulness of a person's testimony that shows that as a result of inner work one can really know of a spiritual world beyond the realm of ordinary consciousness. This knowledge leads to a spiritual apprehension of a world through which it becomes evident that the true being of the soul lies behind ordinary experiences. It also becomes clear that this soul being survives death just as the plant seed survives the decay of the plant. The insight is gained that the human soul goes through repeated lives on earth and that in between these earthly lives it leads a purely spiritual existence. [ 25 ] This point of view brings reality to the assumption of a spiritual world. The human souls themselves carry into a later cultural epoch what they acquired in a former. One can readily observe how the inner dispositions of the soul develop if one refrains from arbitrarily ascribing this development merely to the laws of physical heredity. In the spiritual world of which Eucken and Dilthey speak the later phases of development always follow from the immediately preceding ones. Into this sequence of events are placed human souls who bring with them the results of their preceding lives in the form of their inner soul disposition. They must, however, acquire in a process of learning what developed in the earthly world of culture and civilization while they were in a purely spiritual state of existence. [ 26 ] A historical account cannot do full justice to the thoughts exposed here. I would refer anyone who seeks more information to my writings on spiritual science. These writings attempted to give, in a general manner, the world conception that is outlined in the present book. Even so, I believe that it is possible to recognize from it that this world conception rests on a serious philosophical foundation. On this basis it strives to gain access to a world that opens up to sense-free observation acquired by inner work. [ 27 ] One of the teachers of this world conception is the history of philosophy itself. It shows that the course of philosophical thought tends toward a conception that cannot be acquired in a state of ordinary consciousness. The accounts of many representative thinkers show how they attempt in various ways to comprehend the self-conscious ego with the help of the ordinary consciousness. A theoretical exposition of why the means of this ordinary consciousness must lead to unsatisfactory results does not belong to a historical account. But the historical facts show distinctly that the ordinary consciousness, however we may look at it, cannot solve the questions it nevertheless must raise. This final chapter was written to show why the ordinary consciousness and the usual scientific mind lack the means to solve such questions. This chapter was meant to describe what the characterized world conceptions were unconsciously striving for. From one certain point of view this last chapter no longer belongs to the history of philosophy, but from another point of view, its justification is quite clear. The message of this book is that a world conception based on spiritual science is virtually demanded by the development of modern philosophy as an answer to the questions it raises. To become aware of this one must consider specific instances of this philosophical development. Franz Brentano in his Psychology points out how philosophy was deflected from the treatment of the deeper riddles of the soul (compare page of this volume). He writes, “Apparent as the necessity for a restriction of the field of investigation is in this direction, it is perhaps no more than only apparent.” David Hume was most emphatically opposed to the metaphysicists who maintained that they had found within themselves a carrier for all psychic conditions. He says:
Hume only knows the kind of psychological observation that would approach the soul without any inner effort. An observation of this kind simply cannot penetrate to the nature of the soul. Brentano takes up Hume's statement and says, “This same man, Hume, nevertheless, observes that all proofs for the immortality of the soul possess the same power of persuasion as the opposing traditional views.” But here we must add that only faith, and not knowledge, can support Hume's view that the soul contains nothing more than what he finds there. For how could any continuity be guaranteed for what Hume finds as the content of the soul? Brentano continues by saying:
This becomes immediately evident if one considers that, with or without supporting substance, one cannot deny that our psychic life here on earth has a certain continuity. If one rejects the idea of a soul substance, one has the right to assume that this continuity does not depend on a supporting substance. The question as to whether our psychic life would continue after the destruction of our body will be no less meaningful for such a thinker than it is for others. It is really quite inconsistent if thinkers of this school reject the essential question of immortality as meaningless also in this important sense on the basis of the above-mentioned reason. It should then, however, be referred to as the immortality of life rather than that of the soul. (Brentano, Psychology from the Empirical Standpoint, Bk. I, Chap. 1.) This opinion of Brentano's, however, is without support if the world conception outlined above is rejected. For where can we find grounds for the survival of psychic phenomena after the dissolution of the body if we want to restrict ourselves to the ordinary consciousness? This consciousness can only last as long as its reflector, the physical body, exists. What may survive the loss of the body cannot be designated as substance; it must be another form of consciousness. But this other consciousness can be discovered only through the inner activity that frees the soul from the body. This shows us that the soul can experience consciousness even without the mediation of the body. Through such activity and with the help of supersensible perception, the soul will experience the condition of the complete loss of the body. It finds that it had been the body, itself, that obscured that higher consciousness. While the soul is incarnated, the body has such a strong effect on the soul that this other consciousness cannot become active. This becomes a matter of direct experience when the soul exercises indicated in this chapter are successfully carried out. The soul must then consciously suppress the forces that originate in the body and extinguish the body-free consciousness. This extinction can no longer take place after the dissolution of the body. It is the other consciousness, therefore, that passes through successive lives and through the purely spiritual existence between death and birth. From this point of view, there is reference to a nebulous soul substance. In terms that are comparable to ideas of natural science, the soul is shown how it continues its existence because in one life the seed of the next is prepared, as the seed is prepared in the plant. The present life is shown as the reason for a future life, and the true essence of what continues when death dissolves the body is brought to light. [ 28 ] Spiritual science as described here nowhere contradicts the methods of modern natural science. But science has to admit that with its methods one cannot gain insight into the realm of the spiritual. As soon as the existence of a consciousness other than the ordinary one is recognized, one will find that by it one is led to conceptions concerning the spiritual world that will give to it a cohesion similar to that that natural science gives to the physical world. [ 29 ] It will be of importance to eliminate the impression that this spiritual science has borrowed its insights from any older form of religion. One is easily misled to this view because the conception of reincarnation, for instance, is a tenet of certain creeds. For the modern investigator of spiritual science, there can be no borrowing from such creeds. He finds that the devotion to the exercises described above will lead to a consciousness that enters the spiritual world. As a result of this consciousness he learns that the soul has its standing in the spiritual world in the way previously described. A study of the history of philosophy, beginning with the awakening of thought in Greek civilization, indicates the way that leads to the conviction that the true being of the soul can be found below the surface of ordinary experience. Thinking has proved to be the educator of the soul by leading it to the point at which it is alone with itself. This experience of solitude strengthens the soul whereby it is able to delve not only into its own being but also to reach into the deeper realities of the world. The spiritual science described in this chapter does not attempt to lead behind the world of the senses by using the means of ordinary consciousness, such as reflection and theorizing. It recognizes that the spiritual world must remain concealed from that consciousness and that the soul must, through its own inner transformation, rise into the supersensible world before it can become conscious of it. [ 30 ] In this way, the insight is also gained that the origin of moral impulses lies in the world that the soul perceives when it is free of the body. From there also the driving forces originate that do not stem from the physical nature of man but are meant to determine his actions independent from this nature. [ 31 ] When one becomes acquainted with the fact that the “ego” with its spiritual world lives outside the body and that it, therefore, carries the experiences of the external world to the physical body, one will find one's way to a truly spiritual understanding of the riddle of human destiny. A man's inner life is deeply connected with his experiences of destiny. Just consider the state of a man at the age of thirty. The real content of his inner being would be entirely different if he had lived a different kind of life in his preceding years. His “ego” is inconceivable without the experiences of these years. Even if they have struck him serious blows of fate, he has become what he is through them. They belong to the forces that are active in his “ego.” They do not merely strike him from outside. As man lives in his soul and spirit with color that is perceptible only by means of its mirror-effect of the body, so he lives in union with his destiny. With color he is united in his soul life, but he can only perceive it when the body reflects it. Similarly, he becomes one with the effect of a stroke of destiny that results from a previous earth life, but he experiences this blow only inasmuch as the soul plunges unconsciously into events that spring from these causes. In his ordinary consciousness man does not know that his will is bound up with his destiny. In his newly acquired body-free consciousness he finds that he would be deprived of all initiative if that part of his soul that lives in the spiritual world had not willed its entire fate, down to the smallest details. We see that the riddles of human destiny cannot be solved merely by theorizing about them, but only by learning to understand how the soul grows together with its fate in an experience that proceeds beyond the ordinary consciousness. Thus, one will gradually realize that the causes for this or that stroke of destiny in the present life must be sought in a previous one. To the ordinary consciousness our fate does not appear in its true form. It takes its course as a result of previous earthly lives, which are hidden from ordinary consciousness. To realize one's deep connection with the events of former lives means at the same time that one becomes reconciled with one's destiny. [ 32 ] For a fuller coverage of the philosophical riddles like these, the author must refer to his other works on spiritual science. We can only mention the more important results of this science but not the specific ways and means by which it can become convincing. [ 33 ] Philosophy leads by its own paths to the insight that it must pass from a study of the world to an experience of it, because mere reflection cannot bring a satisfactory solution to all the riddles of life. This method of cognition is comparable to the seed of a plant. The seed can work in a twofold way when it becomes ripe. It can be used as human food or as seed for a new plant. If it is examined with respect to its usefulness, it must be looked at in a way different from the observation that follows the cycle of reproducing a new plant. Similarly, man's spiritual experiences can choose either of two roads. On the one hand, it serves the contemplation of the external world. Examined from this point of view, one will be inclined to develop a world conception that asks above all things: How does our knowledge penetrate to the nature of things? What knowledge can we derive from a study of the nature of things? To ask these questions is like investigating the nutritional value of the seed. But it is also possible to focus attention on the experiences of the soul that are not diverted by outside impressions, but lead the soul from one level of being on to another. These experiences are seen as an implanted driving force in which one recognizes a higher man who uses this life to prepare for the next. One arrives at the insight that this is the fundamental impulse of all human soul experience and that knowledge is related to it as the use of the seed of the plant for food is comparable to the development of the grain into a new plant. If we fail to understand this fact, we shall live under the illusion that we could discover the nature of knowledge by merely observing the soul's experiences. This procedure is as erroneous as it is to make only a chemical analysis of the seed with respect to its food value and to pretend that this represents its real essence. Spiritual science, as it is meant here, tries to avoid this error by revealing the inner nature of the soul's experience and by showing that it can also serve the process of knowledge, although its true nature does not consist in this contemplative knowledge. [ 34 ] The “body-free soul consciousness” here described must not be confused with those enhanced mental conditions that are not acquired by means of the characterized exercises but result from states of lower consciousness such as unclear clairvoyance, hypnotism, etc. In these conditions no body-free consciousness can be attained but only an abnormal connection between body and soul that differs from that of the ordinary life. Real spiritual science can be gained only when the soul finds, in the course of its own disciplined meditative work, the transition from the ordinary consciousness to one with which it awakens in and becomes directly aware of the spiritual world. This inner work consists in a heightening, not a lowering of the ordinary consciousness. [ 35 ] Through such inner work the human soul can actually attain what philosophy aims for. The latter should not be underestimated because it has not attained its objective on the paths that are usually followed by it. Far more important than the philosophical results are the forces of the soul that can be developed in the course of philosophical work. These forces must eventually lead to the point where it becomes possible to recognize a “body-free soul experience.” Philosophers will then recognize that the “world riddles” must not merely be considered scientifically but need to be experienced by the human soul. But the soul must first attain to the condition in which such an experience is possible. [ 36 ] This brings up an obvious question. Should ordinary knowledge and scientific knowledge deny its own nature and recognize as a world conception only what is offered from a realm lying outside its own domain? As it is, the experiences of the characterized consciousness are convincing at once also to this ordinary consciousness as long as the latter does not insist upon locking itself up within its own walls. The supersensible truths can be found only by a soul that enters into the supersensible. Once they are found, however, they can be fully understood by the ordinary consciousness. For they are in complete and necessary agreement with the knowledge that can be gained for the world of the senses. [ 37 ] It cannot be denied that, in the course of the history of philosophy, viewpoints have repeatedly been advanced that are similar to those described in this final chapter. But in former ages these tendencies appeared only like byways of the philosophical inquiry. Its first task was to work its way through everything that could be regarded as a continuation of the awakening thought experience of the Greeks. It then could point the way toward supersensible consciousness on the strength of its own initiative and in awareness of what it can and what it cannot attain. In former times this consciousness was accepted, as it were, without philosophical justification. It was not demanded by philosophy itself. But modern philosophy demands it in response to what it has achieved already without the assistance of this consciousness. Without this help it has succeeded in leading the spiritual investigation into directions that will, if rightly developed, lead to the recognition of supersensible consciousness. That is why this final chapter did not start by describing the way in which the soul speaks of the supersensible when it stands within its realm. Quite to the contrary, an attempt was made to outline philosophically the tendencies resulting from the modern world conceptions, and it was shown how a pursuit of these innate tendencies leads the soul to the recognition of its own supersensible nature. |
18. The Riddles of Philosophy: Preface to the 1914 Edition
Translated by Fritz C. A. Koelln Rudolf Steiner |
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But the philosophical views of the last century lived within me in such a way that, in presenting its philosophical problems, I felt resounding as undertones in my soul the solutions that had been attempted since the beginning of the course of the history of philosophy. |
18. The Riddles of Philosophy: Preface to the 1914 Edition
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] I did not have the feeling that I was writing a “centennial book” to mark the beginning of the century when I set about to outline the World and Life Conceptions of the Nineteenth Century, which appeared in 1901. The invitation to present this book as a contribution to a collection of philosophical works only provided me with the challenge to sum up results of the philosophical developments since the age of Kant, at which I had arrived long ago, and which I had meant to publish. When a new edition of the book became necessary and when I reexamined its content, I became aware of the fact that only through a considerable enlargement of the account as it was originally given could I make completely clear what I had intended to show. I had at that time limited myself to the characterization of the last one hundred and thirty years of philosophical development. Such a limitation is justifiable because this period indeed constitutes a well-rounded totality that is closed in itself and could be portrayed as such even if one did not mean to write a “centennial book.” But the philosophical views of the last century lived within me in such a way that, in presenting its philosophical problems, I felt resounding as undertones in my soul the solutions that had been attempted since the beginning of the course of the history of philosophy. This sensation appeared with greater intensity as I took up the revision of the book for a new edition. This indicates the reason why the result was not so much a new edition but a new book. To be sure, the content of the old book has essentially been preserved word for word, but it has been introduced by a short account of the philosophical development since the sixth century B.C. In the second volume the characterization of the successive philosophies will be continued to the present time. Moreover, the short remarks at the end of the second volume entitled, Outlook, have been extended into a detailed presentation of the philosophical possibilities of the present. Objections may be raised against the composition of the book because the parts of the earlier version have not been shortened, whereas the characterization of the philosophies from the sixth century B.C. to the nineteenth century A.D. has only been given in the shortest outline. But since my aim is to give not only a short outline of the history of philosophical problems but to discuss these problems and the attempt at their solution themselves through their historical treatment, I considered it correct to retain the more detailed account for the last period. The way of approach in which these questions were seen and presented by the philosophers of the nineteenth century is still close to the trends of thought and philosophical needs of our time. What precedes this period is of the same significance to modern soul life only insofar as it spreads light over the last time interval. The Outlook at the end of the second volume had its origin in the same intention, namely, that of developing through the account of the history of philosophy, philosophy itself. [ 2 ] The reader will miss some things in this book that he might look for in a history of philosophy—the views of Hobbes and others, for instance. My aim, however, was not to enumerate all philosophical opinions, but to present the course of development of the philosophical problems. In such a presentation it is inappropriate to record a philosophical opinion of the past if its essential points have been characterized in another connection. [ 3 ] Whoever wants to find also in this book a new proof that I have “changed” my views in the course of years will probably not even then be dissuaded from such an “opinion” if I point out to him that the presentation of the philosophical views that I gave in the World and Life Conceptions has, to be sure, been enlarged and supplemented, but that the content of the former book has been taken over into the new one in all essential points, literally unchanged. The slight changes that occur in a few passages seemed to be necessary to me, not because I felt the need after fifteen years of presenting some points differently, but because I found that a changed mode of expression was required by the more comprehensive connection in which here and there a thought appears in the new book, whereas in the old one such a connection was not given. There will, however, always be people who like to construe contradictions among the successive writings of a person, because they either cannot or else do not wish to consider the certainly admissible extension of such a person's thought development. The fact that in such an extension much is expressed differently in later years certainly cannot constitute a contradiction if one does not mean by consistency that the latter expression should be a mere copy of the earlier one, but is ready to observe a consistent development of a person. In order to avoid the verdict of “change of view” of critics who do not consider this fact, one would have to reiterate, when it is a question of thoughts, the same words over and over again. Rudolf Steiner |
18. The Riddles of Philosophy: Preface to the 1918 Edition
Translated by Fritz C. A. Koelln Rudolf Steiner |
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A fruitful thought must have its roots in the processes of development that mankind as a whole has to undergo in the course of its historical evolution. Whoever intends to depict the history of the evolution of philosophical thought from any kind of viewpoint can, for this purpose only, rely on such thoughts as are demanded by life itself. |
[ 2 ] We shall only understand the course of the development of philosophical thought, the existence of the “Riddles of Philosophy,” if we have a feeling for the significance that the philosophical contemplation of the world possesses for a whole, full human existence. |
The disposition of mind that is inclined to believe that thoughts of an earlier time have been disposed of as imperfect by the “perfect” ones of the present age, is of no help for understanding the philosophical evolution of mankind. I have attempted to comprehend the course of human thought development by grasping the significance of the fact that a following age contradicts philosophically the preceding one. |
18. The Riddles of Philosophy: Preface to the 1918 Edition
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] The thoughts from which the presentation of the content of this book have grown and that form its basic support have been indicated in the Preface of the 1914 edition following this. To what was said then, I should like to add something connected with a question that lives more or less consciously in the soul of one who turns to a book on the riddles of philosophy. It is the question of the relation of philosophical contemplation to immediate life. Every philosophical thought that is not demanded by this life is condemned to remain barren even if it should attract for awhile a few readers of contemplative inclination. A fruitful thought must have its roots in the processes of development that mankind as a whole has to undergo in the course of its historical evolution. Whoever intends to depict the history of the evolution of philosophical thought from any kind of viewpoint can, for this purpose only, rely on such thoughts as are demanded by life itself. They must be thoughts that, when carried into the conduct of life, will penetrate man in such a way that he gains from them energies capable of directing his knowledge. They must become his advisors and helpers in the task of his existence. Because mankind needs such thoughts, philosophical world views have come into existence. If it were possible to master life without them, man would never have been inwardly justified to think of the “Riddles of Philosophy.” An age that is unwilling to think such thoughts shows through this fact merely that it does not feel the need to form human life in such a way that it can really unfold itself in all directions according to its original destination. But for such a disinclination, a heavy penalty must be paid in the course of human evolution. Life remains undeveloped in such ages, and men do not notice their sickly state because they are unwilling to recognize the demands that nevertheless continue to exist deeply seated within them and that they just fail to satisfy. A following age shows the effect of such a neglect. The grandchildren find in the formation of a stunted life something that was caused by the omission of the grandparents. This omission of the preceding age has turned into the imperfect life of the later time into which the grandchildren find themselves placed. In life as a whole, philosophy must rule. It is possible to sin against this demand, but it is inevitable that this sin will produce its effects. [ 2 ] We shall only understand the course of the development of philosophical thought, the existence of the “Riddles of Philosophy,” if we have a feeling for the significance that the philosophical contemplation of the world possesses for a whole, full human existence. It is out of such a feeling that I have written about the development of the riddles of philosophy. I have attempted to show through the presentation of this development that such a feeling is inwardly justified. [ 3 ] Against this feeling there will emerge from the outset in the minds of some readers a certain dampening objection that at first sight seems to be based on fact. Philosophical contemplation is supposed to be a necessity of life, but in spite of this, the endeavor of human thought in the course of its development does not produce clear-cut and well-defined solutions to the riddles of philosophy. Rather are they ambiguous and apparently contradictory. There are many historical analyses that attempt to explain the only too apparent contradictions through superficially formed ideas of evolution. They are not convincing. To find one's way in this field, evolution must be taken much more seriously than is usually the case. One must arrive at the insight that there cannot be any thought that would be capable of solving the riddles of the universe once and for all times in an all-comprehensive way. Such is the nature of human thinking that a newly found idea will soon transform itself in turn into a new riddle. The more significant the idea is, the more light it will yield for a certain time; the more enigmatic, the more questionable it will become in a following age. Whoever wants to view the history of human thought development from a fruitful point of view must be able to admire the greatness of an idea in one age, and yet be capable of producing the same enthusiasm in watching this idea as it reveals its shortcoming in a later period. He must also be able to accept the thought that the mode of thinking to which he himself adheres will be replaced in the future by an entirely different one. This thought must not divert him from recognizing fully the “truth” of the view that he has conquered for himself. The disposition of mind that is inclined to believe that thoughts of an earlier time have been disposed of as imperfect by the “perfect” ones of the present age, is of no help for understanding the philosophical evolution of mankind. I have attempted to comprehend the course of human thought development by grasping the significance of the fact that a following age contradicts philosophically the preceding one. In the introductory exposition, Guiding Thoughts of the Presentation, I have stated which ideas make such a comprehension possible. The ideas are of such a nature that they will necessarily find a great deal of resistance. At first acquaintance they will have the appearance of something that just occurred to me and that I now wanted to force in a fantastic manner on the whole course of the history of philosophy. Nevertheless, I can only hope that one will find that the ideas are not thought up as preconceived and then superimposed on the view of philosophical development, but that they have been obtained in the same way in which the natural scientist finds his laws. They have their source in the observation of the evolution of philosophy. One has no right to reject the results of an observation because they are in disagreement with ideas that one accepts as right because of some kind of inclination of thought without observation. Opposition to my presentation will be based on the superstitious denial of the existence of forces in human history that manifest themselves in certain specific ages, and dominate effectively the development of human thought in a meaningful and necessary way. I had to accept such forces because the observation of this development had proved their existence to me, and because this observation made apparent to me the fact that the history of philosophy will only become a science if one does not shrink back from recognizing forces of this kind. [ 4 ] It seems to me that it is only then possible to gain a tenable attitude toward the riddles of philosophy, fruitful for life at the present time, if one knows the forces that dominated the ages of the past. In the history of thought, more than in any other branch of historical reflection, it is necessary to let the present grow out of the past. For in the comprehension of those ideas that satisfy the demand of the present, we have the foundation for the insight that spreads the right light over the past. The thinker who is incapable of obtaining a philosophical viewpoint that is adequate to the dominating impulses of his own age will also be unable to discover the significance of the intellectual life of the past. I shall here leave the question undecided whether or not in some other field of historical reflection a presentation can be fruitful that does not at least have a picture of the present situation in this field as a foundation. In the field of the history of thought, such a procedure would be meaningless. Here the object of the reflection must necessarily be connected with the immediate life, and this life, in which thought becomes actual as practice of life, can only be that of the present. [ 5 ] With these words I have meant to characterize the feeling out of which this presentation of the riddles of philosophy grew. Because of the short time since the last edition, there is no occasion for change or additions to the content of the book. Rudolf Steiner |
18. The Riddles of Philosophy: Preface to the 1923 Edition
Translated by Fritz C. A. Koelln Rudolf Steiner |
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At first glance the contradiction of their thoughts strikes us as painful. We now take these thoughts under a closer inspection. We find that both thinkers direct their attention to entirely different realms of the world. |
What is and changes in this way he can acknowledge as his reality, and he is only satisfied when he is able to comprise the entire human being, including his thought activity, under this concept of being and transformation. Now let Haeckel look on Hegel as a person who spins airy meaningless concepts without regard to reality. |
18. The Riddles of Philosophy: Preface to the 1923 Edition
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] When, on the occasion of its second edition in 1914, I enlarged my book, World and Life Conceptions of the Nineteenth Century, the result was the present volume, The Riddles of Philosophy. In this book I intend to show those elements of world conceptions that appear historically and that move the contemporary observer of these riddles to experiences of greater depth of consciousness as he encounters the feelings with which they were experienced by the thinkers of the past. Such a deepening of the feelings is of profound satisfaction to one who is engaged in a philosophical struggle. What he in his own mind is striving for is strengthened through the fact that he sees how this endeavor took shape in earlier thinkers on whom life bestowed viewpoints that may be close to, or far from, his own. In this way I intend in this book to serve those who need a presentation of the development of philosophy as a supplement to their own paths of thought. [ 2 ] Such a supplement will be valuable to anyone who, in his own mode of thinking, wishes to feel himself at one with the intellectual work of mankind, and who would like to see that the work of his own thoughts has its roots in a universal need of the human soul. He can grasp this when he allows the essential elements of the historical world conceptions to unfold before his eye. [ 3 ] For many observers, however, such a display has a depressive effect. It causes doubt to invade their minds. They see thinkers of the past contradicting their predecessors and contradicted by their successors in turn. It is the intention in my account of this process to show how this depressing aspect is extinguished by another element. Let us consider two thinkers. At first glance the contradiction of their thoughts strikes us as painful. We now take these thoughts under a closer inspection. We find that both thinkers direct their attention to entirely different realms of the world. Suppose one thinker had developed in himself the frame of mind that concentrates on the mode in which thoughts unfold in the inner weaving of the soul. For him it becomes a riddle how these inward soul processes can become decisive in a cognition concerning the nature of the external world. This point of departure will lend a special color to all his thinking. He will speak in a vigorous manner of the creative activity of the life of thought. Thus, everything he says will be colored by idealism. A second thinker turns his attention toward the processes accessible to external sense perception. The thought processes through which he holds these external events in cognitive perception do not themselves in their specific energy enter the field of his awareness. He will give a turn to the riddles of the universe that will place them in a thought environment in which the ground of the world itself will appear in a form that bears semblance to the world of the senses. [ 4 ] If one approaches the historical genesis of the conflicting world views with presuppositions that result from such a thought orientation, one can overcome the deadening effect these world perspectives have on each other and raise the point of view to a level from which they appear in mutual support. [ 5 ] Hegel and Haeckel, considered side by side, will at first sight present the most perfect contradiction. Penetrating into Hegel's philosophy, one can go along with him on the path to which a man who lives entirely in thoughts is bound. He feels the thought element as something that enables him to comprehend his own being as real. Confronted with nature, the question arises in him of the relation in which it stands toward the world of thought. It will be possible to follow his turn of mind if one can feel what is relatively justified and fruitful in such a mental disposition. If one can enter into Haeckel's thoughts, one can again follow him part of the way. Haeckel can only see what the senses grasp and how it changes. What is and changes in this way he can acknowledge as his reality, and he is only satisfied when he is able to comprise the entire human being, including his thought activity, under this concept of being and transformation. Now let Haeckel look on Hegel as a person who spins airy meaningless concepts without regard to reality. Grant that Hegel, could he have lived to know Haeckel, would have seen in him a person who was completely blind to true reality. Thus, whoever is able to enter into both modes of thinking will find in Hegel's philosophy the possibility to strengthen his power of spontaneous, active thinking. In Haeckel's mode of thought he will find the possibility to become aware of relations between distant formations of nature that tend to raise significant questions in the mind of man. Placed side by side and measured against one another in this fashion, Hegel and Haeckel will no longer lead us into oppressive skepticism but will enable us to recognize how the striving shoots and sprouts of life are sent out from very different corners of the universe. [ 6 ] Such are the grounds in which the method of my presentation has its roots. I do not mean to conceal the contradictions in the history of philosophy, but I intend to show what remains valid in spite of the contradictions. [ 7 ] That Hegel and Haeckel are treated in this book to reveal what is positive and not negative in both of them can, in my opinion, be criticized as erroneous only by somebody who is incapable of seeing how fruitful such a treatment of the positive is. [ 8 ] Let me add just a few more words about something that does not refer to the content of the book but is nevertheless connected with it. This book belongs to those of my works referred to by persons who claim to find contradictions in the course of my philosophical development. In spite of the fact that I know such reproaches are mostly not motivated by a will to search for truth, I will nevertheless answer them briefly. Such critics maintain that the chapter on Haeckel gives the impression of having been written by an orthodox follower of Haeckel. Whoever reads in the same book what is said about Hegel will find it difficult to uphold this statement. Superficially considered, it might, however, seem as if a person who wrote about Haeckel as I did in this book had gone through a complete transformation of spirit when he later published books like Knowledge of the Higher World and Its Attainment, An Outline of Occult Science, etc. [ 9 ] But the question is only seen in the right light if one remembers that my later works, which seem to contradict my earlier ones, are based on a spiritual intuitive insight into the spiritual world. Whoever intends to acquire or preserve for himself an intuition of this kind must develop the ability to suppress his own sympathies and antipathies and to surrender with perfect objectivity to the subject of his contemplation. He must really, in presenting Haeckel's mode of thinking, be capable of being completely absorbed by it. It is precisely from this power to surrender to the object that he derives spiritual intuition. My method of presentation of the various world conceptions has its origin in my orientation toward a spiritual intuition. It would not be necessary to have actually entered into the materialistic mode of thinking merely to theorize about the spirit. For that purpose it is sufficient simply to show all justifiable reasons against materialism and to present this mode of thought by revealing its unjustified aspects. But to effect spiritual intuition one cannot proceed in this manner. One must be capable of thinking idealistically with the idealist and materialistically with the materialist. For only thus will the faculty of the soul be awakened that can become active in spiritual' intuition. [ 10 ] Against this, the objections might be raised that in such a treatment the content of the book would lose its unity. I am not of that opinion. An historical account will become the more faithful the more the phenomena are allowed to speak for themselves. It cannot be the task of an historical presentation to fight materialism or to distort it into a caricature, for within its limits it is justified. It is right to represent materialistically those processes of the world that have a material cause. We only go astray when we do not arrive at the insight that comes when, in pursuing the material processes, we are finally led to the conception of the spirit. To maintain that the brain is not a necessary condition of our thinking insofar as it is related to sense perception is an error. It is also an error to assume that the spirit is not the creator of the brain through which it reveals itself in the physical world through the production and formation of thought. |