62. Results of Spiritual Research: The Legacy of the Nineteenth Century
10 Apr 1913, Berlin Rudolf Steiner |
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It has been rightly emphasized that this human soul had to undergo its transformation under the influence of all that has necessarily emerged as a material cultural result of the way of thinking, feeling and sensing that was characterized by the way it was transformed in the nineteenth century. |
From the point of view of spiritual science, we have to consider a larger context if we want to understand what has actually been expressed, if we want to understand the configuration, the structure of our soul, in which we see the will to enlightenment on the one hand, and on the other hand everything that scientific culture has given us. |
This is what the Greek soul felt and experienced in the second of the periods under consideration. Today it is actually difficult to characterize what is meant by this. We have tried to bring it closer to our understanding in our reflections on Raphael and Leonardo da Vinci. |
62. Results of Spiritual Research: The Legacy of the Nineteenth Century
10 Apr 1913, Berlin Rudolf Steiner |
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This winter's lecture series sought to characterize the spiritual movement from various perspectives, which is supposed to be the attempt to lead the human soul through immersion in its own essence to those insights that it must long for with regard to the most important riddles of existence and life. An attempt has been made to show how, in a completely natural way, by considering present or emerging intellectual currents, spiritual science will show itself to be the right instrument for guiding the human soul into the realm of spiritual knowledge in a way that is appropriate to the present and the near future, in accordance with the laws given by the development of the human spirit. At the same time, as an undertone of these winter reflections, we have always tried to let it be heard what achievements and results spiritual life and spiritual striving have brought to humanity in the nineteenth century. For one can truly say that, given the way in which spiritual striving and spiritual life in the nineteenth century has seized humanity, and how this humanity has brought about the great triumph of material existence, it would seem a hopeless undertaking if this spiritual science, as it is meant here, had to rebel against or reject the justified demands of natural science or, in general, the intellectual results of the nineteenth century. So it may perhaps be appropriate to end this lecture cycle by taking a look at what we can call the spiritual heritage of the nineteenth century, in order to perhaps be able to point out, by considering this spiritual heritage of the nineteenth century, how natural the spiritual science meant here is for the current development cycle of humanity. What does this spiritual science of the soul attempt to be? It attempts to be a realization of the soul's origin in the spiritual; it attempts to be a realization of those worlds, those supersensible worlds, to which the soul belongs as a spiritual being, quite apart from the fact that this soul lives within the physical-sensory world through the tools and instruments of its body. It thus attempts to prove this soul to be a citizen of the supersensible worlds. It attempts to show that the soul, when it applies those methods often spoken of here during the course of this winter, can achieve such a development that powers of recognition are awakened in the soul, which otherwise hardly resonate in a person's life like an undertone of this life, but which, when unfolded and developed, really place this soul in the worlds to which it actually belongs with its higher being. When the soul discovers these powers in itself, it comes to recognize itself as an entity for which birth and death, or, let us say, conception and death, represent boundaries in the same sense that the blue firmament of heaven represents boundaries for the soul that recognizes in the spirit of natural science since the dawn of modern natural science, roughly since the work of Giordano Bruno and those who were like-minded to him. As the soul becomes aware of the forces slumbering within her, something similar happens in her for the temporal-spiritual as it did for the outer knowledge of the spatial-material in the time of the dawn of modern science, when, for example, For example, Giordano Bruno pointed out that this blue vault of heaven, which for centuries and centuries was thought to be a reality, is nothing more than a boundary that human knowledge sets for itself through a kind of inability and which it can transcend if it understands itself. Just as Giordano Bruno showed that behind this blue vault of heaven lies the infinite sea of space with the infinite worlds embedded in it, so spiritual science has to show that the boundary set by birth and death or by conception and death only exists because the human soul's capacity is limited in time just as it once limited itself through the blue vault of heaven in space, but that when infinity can be extended beyond birth and death to the conception of the spiritual facts in which the soul is interwoven, the soul recognizes itself as permeating through repeated earthly lives. So that the soul's life on the one hand flows in the existence between birth and death, on the other hand in the time from death to a new birth. If we go out with our view into the temporal-spiritual expanses, as science has gone out into spatial expanses, then the human soul recognizes itself by stepping out of the life it has gone through between death and the last birth, into the life between birth and death, both as co-creator of the finer organization of its own body and as creator of its own destiny. Furthermore, it has been said – this has perhaps been less touched upon this winter, but it has been in previous years and can be read about in spiritual-scientific literature – that the soul, when it grasps itself in its deeper powers, also traces itself back to the times when life in physical forms of existence began; that it can trace itself back to those times when it was already there before our earth planet took on its material form, before the earth as a material form itself emerged from a purely spiritual primal being, in which the human soul was already present in its first form, even before the emergence of the natural kingdoms surrounding us, the animal, plant and mineral kingdoms. And again the prospect opens up of a future into which the human soul has to enter when the earthly embodiments have been fulfilled, into which it will then pass into a purely spiritual world that will replace the earth; so that one can look can look forward to a future in which the human soul will enter, will enter purely spiritually, so that it will have to bring the fruits of earthly life forms to what it will achieve again as a spiritual kingdom, as in a primeval state. But it will not achieve it in the same form as it started out, but with the result of everything that can be acquired in earthly embodiments. When the soul takes hold of itself in such a way that it condenses with the forces slumbering within it, then it also recognizes itself in connection with worlds that are the source worlds themselves opposite our earth planet; it recognizes itself as a citizen of the entire universe. From the successive earth-lives of the individual soul, spiritual science can take the upward surge to the successive lives of the planets, and even of the suns in the universe. The method is therefore one that consists in the soul's self-education to its deepest powers. The result is the realization of the origin and direction of the soul's life, the realization that the first is spirit, to which the soul belongs, that it is spirit that lets matter emerge from itself and brings it into its forms, and the most important form, which interests us most in our earthly existence, is the form of the human body. This realization will therefore have to become part of the consciousness of humanity in the near future: that spirit is the first and the highest, that spirit releases matter out of itself, just as water gives rise to ice out of itself, that spirit is what gives its outer form to the human body, that spirit with the spiritual activities, facts and entities of the world, and that the human soul is a citizen of this world of spiritual facts and entities, which release all external material existence from themselves, pouring it into the corresponding forms that then make up the visible universe around us, which can be perceived by the senses. This is how I would briefly characterize what can be the method and what the result of what is called spiritual science here. This spiritual science is only just beginning in our present time. It has often been emphasized that it must seem quite understandable that enemies and opponents of this spiritual science are still rising from all sides today. This must seem understandable, especially to those who stand on the ground of this spiritual science themselves and, so to speak, know its whole character in relation to the rest of the cultural life of the present day. It is not surprising that this spiritual science finds enemies and opponents, that it is seen as fantasy, as reverie, perhaps sometimes as something even worse. It would be more surprising if, given the nature of this spiritual science, there were already more voices of recognition and encouragement in the present than is the case. For it seems very much as if not only the results of this spiritual science, but also the whole way of thinking and imagining, as it had to be practiced here, contradicts all habits of thought and all modes of imagination that have arisen for humanity precisely through the legacy of the nineteenth century. But it only seems so. And it may be said that this appears most to those who believe that they must stand on the firm ground of this heritage of the nineteenth century, that they consider only a materialistic way or a materialistically colored way of looking at the world to be compatible with this heritage of the nineteenth century. What the spiritual scientist himself must recognize as this spiritual science does not seem to contradict the legacy of the nineteenth century at all. For it may be said from the standpoint of spiritual science that what the nineteenth century has given to humanity in the most diverse fields of evolution so promisingly and so fruitfully will stand out brightly for all future epochs of development. It is, of course, impossible to cover the whole world in relation to this question of the legacy of the nineteenth century. But even if one were to stop, for example, at what the structure of the intellectual life of Central Europe or the West shows, one would have to say: Much, much light emanates from a true grasp of the significance of what is presented there. But there was also an extraordinary, often dizzying variety and diversity in the intellectual development of the nineteenth century, so that the observer could sometimes be fascinated by this or that, and easily be led to become one-sided and to overestimate this or that. Perhaps the only way to avoid such an overestimation is to have the successes of the nineteenth century and the changing images of the course of civilization unfold in such a way that one image follows another and a great diversity presents itself. Of course, we can only select a few images, and we would like to draw attention to the following.At the turn of the eighteenth and nineteenth centuries, the great philosopher of the West, Johann Gottlieb Fichte, was writing his famous work “The Destiny of Man,” which is a testament to the hope for what the human soul can achieve inwardly and what it can become when it becomes aware of its powers and uses them. If you follow how he expressed himself to his most intimate friends and close associates while working on this writing, it is that he was able to glimpse into the deepest secrets of human cognitive and religious feeling. When one then goes through this writing, one can be fascinated by a kind of self-testimony, which in this writing the human soul seeks for the sake of its security, for the sake of its hope. In the first chapter, Fichte assumes that the knowledge gained through the external observation of nature and the physical world is basically only an external appearance, hardly that which one could seriously call a dream. how the soul takes hold of itself, takes hold of itself in its will, how it becomes certain of its own existence, then one gets an impression, which can be characterized something like this, even more through the individual explanations of this writing than through the whole context in which it is placed. This human soul has tried to pose the question: Can I stand before myself if I have no trust in all the knowledge that presents itself to me through my senses, and even through the contemplation of the external intellect? — In the style of his time, Fichte answered this question affirmatively in a grandiose way. What is impressive about this writing is precisely what it can become for the soul through the nature of the language, through the inwardly secure tone, which is so secure despite the renunciation of outwardly apparent knowledge. Now, this writing is right in the middle of a striving of Western intellectual life for the sources of human confidence and human knowledge. The period in which Fichte aspired to such a powerful way of grasping the human soul was followed, so to speak, by the heyday of philosophical endeavor. What Fichte himself tried, what Schelling, Hegel and Schopenhauer tried, what was attempted in the field of philosophy in the first third of the nineteenth century to penetrate the secrets of the world with the power of human thinking , all this worked – however one may feel today about the results of this intellectual upsurge – through the way one felt in this striving, how one willed, grandiosely on every feeling and sensing human soul. If you let yourself be influenced by Schelling, you might say, you would gain from an understanding of the world that is made secure by intellect but then becomes more imaginative. It is a world view that could really carry him beyond all material things into the spiritual evolution of the world. If you then move on to Hegel's striving of thought, which to penetrate into the innermost being of things through the power of thought alone, so that Hegel wanted to make clear to the human soul that in the power of thought it has the sources into which all the powers of the world flow and in which one has everything to grasp oneself, so to speak, in the eternal — then one sees a powerful struggle of humanity. One need only consider the hope and confidence that were attached to this powerful struggle. And again, if one turns back, one might notice something that can somewhat enlighten the deeper observer of this entire epoch, of which we have now briefly spoken, about its origin. Thus, if we look back to the year 1784, we find a small, characteristic essay by Kant entitled “What is Enlightenment?” Its almost pedantic style does not always allow us to see how deeply the sometimes quite intellectual thoughts of this essay are rooted in the whole struggle of the human soul in modern times. “What is Enlightenment?” This question was posed by Kant, the same Kant who was so moved by the often chaotic but nevertheless powerful striving of the human spirit, as it came to light for example in Rousseau, that when he – which is more than an anecdote – could not keep still, but disrupted his entire daily routine and went for a walk at a completely irregular time (Kant, after whose walk one could otherwise set the clock) in Königsberg! But we know how Kant's soul was stirred by the freedom movement of the eighteenth century. This then, when we take this little writing in our hands, comes across to us, one might say, quite monumentally, in the sentences that we read there. Enlightenment, Kant says, is the emergence of the human soul from its self-imposed immaturity. — Dare to use your reason! This sentence is taken from Kant's writing of 1784. One really appreciates this sentence: Dare to use your reason!as well as the others, especially when one realizes that they express something like the human soul coming to itself for the first time in a certain sense. Let us try to see these two Kantian sentences from his essay of 1784 in their true light, using a simple thought. Cartesius, who as a philosopher did not precede Kant's work by very long — if we consider this “not very long” in terms of world development — went back to a striking and significant sentence. He pointed the human soul to its own thinking and thus did the same again that Augustine had already done in the first Christian centuries. It sounded like a keynote of Descartes's soul life when he said: “I think, therefore I am,” and in saying this he was saying something that Augustine had already said in a similar way: You can doubt the whole world, but by doubting you think, and by thinking you are, and by grasping yourself in thinking you grasp existence in yourself. A person of sound mind cannot, according to Cartesius, possibly recognize himself as a thinking soul and doubt his existence. I think, therefore I am – this was, despite the fact that Augustine had already formulated a similar sentence, nevertheless something extraordinarily significant for the century of Cartesius and for what followed in the eighteenth century. But if we follow Cartesius as he goes on to build a worldview, looking further from this sentence as a basis, then we see that he takes up everything that has been handed down from centuries of tradition. One sees how his thinking, with what wants to arise from the human soul itself, stops at the traditions brought together from the centuries, at the spiritual truths, at the questions about the fate of the human soul after death and so on. Cartesius stops at the actual spiritual truths. When you consider that, it becomes clear what it means that the Kantian sentences resounded in the middle of the Age of Enlightenment in the eighteenth century: Enlightenment is the stepping out of the human soul from its self-imposed immaturity, and: Dare to use your reason! That is to say, people have now dared to trust the human soul with the power to reach the sources of its existence, to reach the sources of its strength through its own power, through its own greatness. This is precisely the characterization of Kant's statement, and it is proof of it. From there everything that is contained in the bold sentences of Fichte's writing started, from there started that bold thought work that stands so grandiosely in the philosophy of the Occident from the first third of the nineteenth century. If we consider this upsurge of the human spirit, which we do not want to consider today in terms of the truth or falsity of its content, but in terms of what the human soul hoped to gain from it in terms of inner confidence and certainty of hope, and if we turn our turns one's gaze further into the mid-nineteenth century, one is perhaps touched by a word of a man like the writer of the history of philosophy, also the independent philosopher, but especially the biographer of Hegel, Karl Rosenkranz. In his preface to his “Life of Hegel” (1844), he writes: “It is not without melancholy that I part from this work, since one would hope that one day there would be a coming to be, not just a coming to be of the becoming! For does it not seem as if we of today are only the gravediggers and monument-makers for the philosophers who gave birth to the second half of the last (eighteenth) century only to die in the first of the present?” From such a statement, one feels perhaps more than from other descriptions how around the middle of the nineteenth century the whole splendor of philosophical endeavor had quickly faded from the turn of the eighteenth to the nineteenth century and from the first third of the nineteenth century. But another splendor arose immediately. While in the 1830s and 1840s the splendor of philosophical intellectual life quickly faded, a new confidence arose, one might say a new bliss of hope. This had already been prepared by the great scientific overviews of a physiologist like Johannes Müller and by everything that people like Alexander Humboldt and others have done. But then came such significant achievements as the discovery of the cell and its effect in the living organism by Schleiden and Schwann. This marked the beginning of a new era of the splendor of scientific knowledge. And now we see, in what has been done, all that will indeed shine immortal in the evolution of the nineteenth century. We see how the great achievements of physics follow on: in the forties, the discovery of the law of the conservation of energy and of the transformation of heat by Julius Robert Mayer and by Helmholtz. Those who are familiar with contemporary physics know that it was only through this discovery that physics became possible in the modern sense. We see how physics is led from triumph to triumph, how the discovery of spectral analysis by Kirchhoff and Bunsen draws attention away from the material conditions on Earth and towards the material conditions in the heavens, by recognizing how the same substances are revealed in all the conditions in the heavens. We see how physics arrives at combining its theoretical foundations with the practical application of its principles, how it succeeds in penetrating into technology, and how it changes the culture of the Earth planet. We see natural fields such as electricity and magnetism, by connecting them with technology, stand as something great. We see the most highly developed future prospects joining the contemplation of the living, the organic, which was given by Darwin and in its further developments by Haeckel. We see all this incorporated into the spiritual life of humanity. We see how Lyell's research from the beginning of the nineteenth century is followed by today's geology, which attempts to give a picture of the course of events on earth in a material sense. We see how grandiose attempts are also being made here to integrate the origin of man into the processes of the earth by means of purely material laws, to connect the biological with the geological. But all that has taken the place of the power of thought in the first third of the nineteenth century has not only deeply influenced theoretical worldviews. For if that had been the case, one could say that all this initially took place as if on a kind of upper horizon of intellectual development; but below that is the horizon of the rest of the population, who do not concern themselves with it. No, there is nothing in the development of mankind into which his instincts have not driven, which has now been sketched with a few cursory lines. We see it stretching everywhere into the mysterious formations of this spiritual path of humanity. The human soul itself, in its innermost being and existence, has by no means remained untouched by what has taken place there. What took place there could be summarized, so to speak, characterizing the legacy that the nineteenth century left us, for example in a soul that was still allowed to listen to what came out of Fichte's mouth, which is contained, for example, in his writing “The Destiny of Man”. Such a soul would have had certain feelings and emotions about its own nature, about the way it can experience itself. This inner structure in relation to the experience of oneself at the beginning of the nineteenth century would present itself quite differently if we consider a soul that, I do not want to say, adheres to a materialistic creed, but which, with open senses and with interest, devotes itself to everything that legitimately flows from the heritage of the nineteenth century. This human soul has not remained untouched in its innermost being by what is unfolding around it in the expansion of the big city centers, has not remained untouched by the cultural achievements that stand as an embodiment of the new spiritual life, that spiritual life that has been gained from the contemplation of the new laws of the mechanical world order. From these views, which, so to speak, prove that the universe and its laws are to be regarded in a similar way to the laws that also govern machines and locomotives, a soul was still free to devote itself wholeheartedly to a work such as Fichte's “The Destiny of Man”. It has been rightly emphasized that this human soul had to undergo its transformation under the influence of all that has necessarily emerged as a material cultural result of the way of thinking, feeling and sensing that was characterized by the way it was transformed in the nineteenth century. Consider the individual symptoms that have emerged as a result of what nineteenth-century scientific thought has delivered. Think of how the painter in earlier times stood in front of the canvas, how he mixed his colors, how he knew that they would hold; because he knew what he had mixed into them. The nineteenth century, with its great achievements and advances in technology, instructs the painter to buy his colors. He no longer knows what is presented to his senses, he does not know how long the splendor that he creates on the canvas will last, how long the impression will last. Yes, it is only under the influence of technology, which has emerged from the achievements of natural science, that we have today what we have today as public journalism, as our modern newspaper system and everything that makes an impression on the human soul, which, above all, has changed the whole pace of the human soul, and with it the thought forms, the whole influence on the feelings and thus also the structure of the feelings. Not only must we remember how quickly things come to man today through the achievements of modern technology, but we must also point out how quickly what the human mind achieves reaches other human minds through journalism, and what abundance reaches the human mind. Now compare what a person can learn today through this journalism about what is happening in the world, and also about what the human mind is exploring, with the way he could learn about all the events at the beginning of the nineteenth century. Take a mind like Goethe's! We can look at him precisely because of the careful way in which his correspondence has been preserved, we can almost know what he did from hour to hour, we can know what he talked about and did with this or that scholar. Through this, the achievements of human intellectual life slowly flow together in his lonely Weimar room. But the central figure of Goethe was necessary for this to happen, which anyone can do today through journalism. But that changes the whole human soul, the whole position of the human soul in relation to the environment. Let's approach something else. Today we write books or read books. Anyone who writes a book today knows that it will no longer be readable after about sixty years if it is printed on the paper that is the result of great technological advances, because it will have disintegrated. So, if you are not under any illusions, you know how much what was done in the past differs from what is available today. In one lecture of this series, I tried to characterize a mind that, although it is connected to the whole spirit of the first half of the nineteenth century, is nevertheless a mind of the second half of that century: Herman Grimm. We have seen that he presents himself as a custodian of the heritage of the first half of the nineteenth century into the second half. But anyone who reads Herman Grimm's art essays with inner understanding will notice two things, among other things. In his work, even in the most valuable essays, a certain school resonates that he went through, a school that can be heard resonating in every essay. He was only able to undergo this schooling because, relatively early on, by what is called chance, he came into contact with a great mind, that of Emerson, a great preacher and writer who was a preacher and writer of world views not in the sense of older times, but in the most modern sense. Try to visualize Emerson, to immerse yourself in him, and you will find that a nineteenth-century spirit stands before us. Try to feel the pulse of the thoughts that arise with the coloration and nuance of the nineteenth century, even when they refer to Plato the philosopher or Swedenborg the mystic. No matter how unprejudiced they are, they are nineteenth-century thoughts that could only be thought in a century that was destined to make the telegraph the world's means of communication. Emerson, in particular, has a mind that, while rooted in Western culture, elevates this culture of the West to what it has become in the eminent sense. One tries to compare a page by Emerson with a page by Goethe, wherever one might open Goethe. Then try – which, however, you must find natural in the case of Goethe – to compare the image of the leisurely Goethe, still walking in the steps of the eighteenth and the beginning of the nineteenth century, with the rapidly hurrying being of the man of the nineteenth century, which continues to have an effect in the train of thought of Herman Grimm. That is one thing. But then we saw how Herman Grimm, in his wonderful novel of the times, 'Unüberwindliche Mächte' (Insurmountable Forces), even pointed to the existence of the human etheric body or life body, as he pointed to much that has only been fully developed in spiritual science. But one can also see how Herman Grimm deals with everything artistic in a thoroughly personally interesting, outstanding way, how he is able to juxtapose more distant periods of time artistically, how he is able to give an interesting, subtle consideration of art. It is impossible for anyone who is able to see such things to think that the thoughts that form the most beautiful essays of Herman Grimm could have been written in any other age than the one in which it was impossible for Herman Grimm to travel from Berlin to Florence or South Tyrol without being in a hurry. For this is the precondition for the formation of much of his work. Imagine that someone like Herman Grimm could have said in earlier centuries: “I have always written the most important parts of my Homer book in Gries near Bolzano during the weeks of spring, because that is when I feel the effect of spring!” That something like this could be integrated into a person's life is only possible in the overall atmosphere of the nineteenth century. There we feel a confluence of what springs forth as a wonderful contemplation of art in Herman Grimm, what proves to be an immersion into the soul of the entire cultural impact of the nineteenth century, with what emanates from technology, and flowing back into it, from the triumphs of the nineteenth century. It is impossible to understand some of the deepest things of the nineteenth century if one is unable to summarize them with what is the most important legacy of the nineteenth century: with the scientific ideas with which the nineteenth century tried to understand the world. Today we cannot but admit that something lives in our soul as one of its most important instruments, which would not be there at all without the structure of scientific thinking, as we have it as a legacy of the nineteenth century. That is one side of it, the side that presents itself to us in what this human soul has made of itself after it has undertaken what Kant so monumentally characterized when he said: Enlightenment is the human soul's emergence from its self-imposed immaturity, and: Dare to use your reason! — This tendency of the Enlightenment, that is, the use of the means of research of the human soul, went through the philosophical upsurge and into the age of natural science, just as this human soul happens to be. But how did that happen overall? From the point of view of spiritual science, we have to consider a larger context if we want to understand what has actually been expressed, if we want to understand the configuration, the structure of our soul, in which we see the will to enlightenment on the one hand, and on the other hand everything that scientific culture has given us. To do this, we have to juxtapose at least three successive cultural epochs of human development. These cultural cycles have already been referred to in the context of these lectures, in the sense of the observation that arises from an understanding of human spiritual life, which attempts to fathom how the human soul returns through the ages in successive earthly and from earlier ages to later ones not only carries over its own guilt in order to atone for it in the sense of a great law of fate, but also carries over what it has inwardly experienced in the way of cultural achievements. In the sense of this spiritual knowledge, we initially distinguish three ages. Other ages precede these three. However, there is not enough time today to go into them. The first age of importance for us is the Egyptian-Chaldean age, which came to an end around the eighth century BC. If we want to characterize it, we can say that during this age the human soul lived in such a way that it still sensed something of its connection with the whole universe, with the whole cosmos. In its destiny on earth, it still felt dependent on the course of the stars and the events of the great universe. This age of earlier millennia is filled with reflections on the dependence of human life on the starry worlds and the great universe, right up to about the eighth century BC. The soul felt wonderfully touched when it delved into ancient Egyptian or ancient Chaldean wisdom, when it saw how everything was geared towards feeling the connection of the soul with the cosmos beyond the narrow human existence. Something that was important for feeling this connection of the soul with the cosmos in this cultural epoch was the appearance, for example, of Sirius. And important with regard to what man did for the culture of the soul, what he utilized for the soul or accomplished for it, was the observation of the laws of the heavens. Man felt that he was born out of the whole universe, felt his connection with the extra-terrestrial as well as with the earthly; he felt, as it were, transferred down out of spiritual worlds into the earthly world. This feeling was a final echo of the ancient clairvoyance from which the human soul originated, and which has been mentioned here several times. This ancient clairvoyance was present in primeval times, and man has lost it in the course of development so that he can observe the world in its present form. At that time, in the Egyptian-Chaldean period, there was still an echo of ancient clairvoyance. Man could still grasp the spiritual connection of soul-spiritual laws in all natural existence and wanted to grasp it. In a certain respect, the human soul was not alone with itself. By feeling itself on earth, it was connected and interwoven with the forces that played into the earth from the universe. Then came the Greco-Latin period, which we can roughly estimate, in terms of its essential nature and its after-effects, as lasting from the eighth century BC to the thirteenth, fourteenth or fifteenth century AD, because the after-effects of this cultural epoch continue for so long. When we look at this age, especially at its first awakening, we find that the human soul has freed itself in a higher sense from the universe, in its knowledge, in its faith, in its recognition of the forces at work within it. In particular, if we look at the Greeks, we can see that the healthy human being, as he developed in the soul, also felt, as he stood on the earth, connected with his natural bodily being. This is what the Greek soul felt and experienced in the second of the periods under consideration. Today it is actually difficult to characterize what is meant by this. We have tried to bring it closer to our understanding in our reflections on Raphael and Leonardo da Vinci. The Greeks lived quite differently in relation to the spiritual and soul life. This was particularly the case, for example, with the Greek artist. Today, one does not even want to admit what was special about the feelings and perceptions of the Greek soul. That the sculptor, who represented the human form in the true sense, could have before him what we call the model today, that he could shape the human form according to the model, is impossible for the Greeks to imagine. It was not so. The relationship of today's artist to his model would have been unthinkable in Greece. For the Greek knew: My entire body is alive with my soul and spirit. He sensed how the forces of this spiritual-soul life flowed into the formation of the arm, into the formation of the muscles, into the formation of the whole human form. And he knew that just as they flowed into the human form, so he had to express them in his sculptures. In accordance with his inner knowledge of the nature of the body, he knew how to recreate what he himself could feel in the external material. Thus he could say to himself: I am weak, but if I developed my will, I could let it work in the formation of the muscles, in the formation of the arm, and thereby become stronger. — What he experienced in this way he poured into his figures. The contemplation of external forms was not the essential thing for him, but the feeling of being placed in the earth's culture in one's own body and soul and the reproduction of what was experienced in the external world. But the experience of the whole personality was also in Greek culture. It is quite impossible to think of a Pericles or any other statesman as a modern statesman would be thought of. We see a modern statesman acting on general principles, representing what he thinks and wants. When Pericles in ancient Athens steps before the people and carries out something, it is not because he says to himself: Because I see it, it must be carried out. — That is not the case. But when Pericles steps before the people and asserts what he wants, then it is his personal will. And if it is adhered to, it is because the Greek has the knowledge that Pericles can want the right thing because he feels it as a personality. The Greek is a self-contained nature, he lives himself, thinking in a closed way. He can do this because, unlike the members of the Egyptian-Chaldean period, he no longer feels a connection with the gods and so on. That is only present as an echo. But what he experiences directly is that he feels his physical body connected with the spiritual soul. So that in this way he is already more alone with his soul than the man of the Egyptian-Chaldean time, but he is still connected with all the rest of nature, because his body, his flesh, has given him this connection. One must feel that: The soul in the Greco-Latin period, already more free from the general universe than in the previous period, must still feel connected with all that is in the natural kingdoms around it. For the soul felt connected with what is an extract from these natural kingdoms, the physical-corporeal. This feeling is what must be seen as the characteristic of this Graeco-Latin period, which then included the Mystery of Golgotha. Now we see the emergence - and we are in the midst of it with our thinking and feeling - of the third period, which we have to consider. How does it differ from the Graeco-Latin period? The human soul is much more alone, because the Greek felt connected to what he was in his body, to nature. Let us place before the Greeks the possibility that they should have looked at the smallest living creatures through a modern microscope, they should have thought of the cell theory. Impossible for the Greek soul! For it would have felt, when it came to these microscopic observations, that it was unnatural and unnatural to devise instruments through which one sees things differently than they present themselves to the natural eye of the body! — The Greeks felt so connected with nature that it would have seemed unnatural to them to see things differently than they present themselves to the eye. And to make the world's things visible through the telescope would have seemed just as unnatural to him. In many respects, the ancient Greek way of thinking resembles the way a personality felt who was inspired by this way of thinking and who made the beautiful statement: What are all the instruments of physics compared to the human eye, which is nevertheless the most wonderful apparatus! That is to say, the Greek view of the world was the most natural one, the one that one gains when one arms the senses with instruments as little as possible and thus sees things differently than when man perceives nature directly, as he is placed in the environment. Our time is quite different! In our time it was quite natural, and it came more and more to be so through the development of the spirit since the period just characterized, that what one strove for as an objective scientific picture of the world was completely separated from what lives in the human soul. Only in this way could the view arise that the truth about the human organization can only be learned by directing the armed eye at things, by examining living beings with the microscope and applying the telescope to conditions in the sky, by using an instrument that comes to the aid of the inaccuracy of the eye. But if we consider the spirit that is expressed in this, we must say that now man separates what lives in his inner being, what is connected with his ego, from his world picture. The human ego, the human self, is even more lonely and alone than it was in Greek times. If we try to compare the Greek world view with our world view, as given to us by science, we have to say: in practice, too, efforts have been made to make this world view independent of what goes on in the deepest inner soul of man, what lives and weaves and is in the human I. In the ancient Egyptian-Chaldean period, for example, the soul and the world were one for the human being's perception. In Greek times, the human soul and the human body were one, but through the human body, the human being was still connected to his world view. Now, the spiritual-soul has become more and more detached, completely detached from what it considers to be the justified content of the world view. Lonely and closed in on itself is the human soul. Now let us consider the remarkable polarity that becomes evident to us when we move from the Egyptian-Chaldean period through the Greek-Latin period to our own. What man strives for in our epoch above all else, in contrast to the earlier Greek epoch, is to gain a scientific world picture that is independent of his soul. What also necessarily resulted is to separate the human soul from what it was connected to in earlier times, to place the soul on its own, to push it entirely back into its consciousness. In the Egyptian-Chaldean period, the human soul still directed its spiritual and soulful gaze out into the world and allowed itself to be inspired by what was in the world. Even in Greek times, people still took what suited their conception of the world and incorporated it into art. In more recent times, the conception of the world stands alone, separate from the soul experience of the human being. And yet we must say: in modern times, when the human soul has thrown itself out of the objective world view, where it no longer finds itself in the soul in that which flows mechanically and objectively outside, when it has broken the connection with the external world existence, it still wants to gain within itself the strength for knowledge, as a world view, for its entire being. It would still have been inconceivable to the Greeks if someone had told them: Dare to use your reason! or: Enlightenment is the human soul stepping out of its self-imposed immaturity. - One could speak Socratic words in Greece, but not these words, because the Greek would not have understood them. He would have felt: What do I want through my reason? At most, to gain a picture of the world. But this image of the world lives continually in me, as the world flows into my powers and my soul and spirit. It would be unnatural in the face of what flows into me to use my reason. — And the follower of the Egyptian-Chaldean period would have found the call to use his reason even stranger and even more unnatural. To the sentence: Dare to use your reason! he would have replied: Then I would lose the best intuitions and inspirations that flow to me from the universe. Why should I use only my reason, which would impoverish me in my experience, when I make use of it, compared to what flows into me from the universe? Thus we see how the human souls that come from earlier epochs always encounter a different age. Thus they are educated, in Lessing's expression: in the Egyptian-Chaldean period, in which the soul feels at one with the world; then in the Greek-Latin period, in which the soul feels at one with its own body, and now the souls are going through the period in which they have to find themselves within themselves because they have taken themselves out of their objective world view. We find it quite in keeping with this that this age must produce a Fichte with his book “The Destiny of Man”, and that he raises the question: What if this world view were perhaps only an illusion, a deception, only a dream? How then can the I, which now feels impoverished — that is a feeling that comes from the times — come to inner confidence? How can it find itself? Thus we see Fichte's teaching on the I as a necessary result of the whole evolution. We see how, precisely in the nineteenth century, because of the scientific world view – as in Fichte's time, when the power of thought was still in full bloom – the I wants to create clarity through itself. And the attempts of Schelling and Hegel, following Fichte, can only be characterized by seeing in them the endeavour to gain a connection with the world through thought from the I that has emancipated itself from the world picture. But we see how, in the third of these characterized periods, the natural-scientific world picture gradually takes away, so to speak, from the I as well, by impoverishing it, all echoes with the old world pictures. Such things are usually not sufficiently observed in our time. If we look back to one of the people who contributed in an eminent way to our scientific world view, to Kepler, who achieved so much that still has an effect on our scientific view, we find a remarkable idea in his “Harmony of the World”. He raises his gaze from the harmony of the world to the whole Earth. But for Kepler this Earth is a giant organism, alive, somewhat like a whale. At least, when he looks for an organism among the living creatures that resembles the earth organism, he finds the whale, and he says: This giant animal, on which we walk, which breathes, does not breathe like man, but in the times determined by the course of the sun, and the rising and falling of the ocean is the sign of the inhaling and exhaling of the earth organism. Kepler finds the human view too limited to comprehend how this process takes place. When emphasizing Kepler's connection with Giordano Bruno for a one-sided view of the world, one should not forget that Giordano Bruno also repeatedly pointed out that the Earth is a giant organism that breathes in and out with the tides of the ocean. And we do not have to go back very far to find the same idea in more recent times. There is a beautiful saying of Goethe's to Eckermann, where he says, “I imagine the earth as a giant animal that has its inhalation and exhalation process in the rising and descending air and in the ebb and flow of the sea.” That is to say, the view of the earth as presented by today's geology only emerged very gradually, and another view was lost, which we can still feel resonating in Goethe and which still comes across to us very vividly in Kepler and Giordano Bruno. What Kepler, Giordano Bruno, what Goethe thought and felt, men felt quite vividly in those ancient times when the soul felt at one with the world. That this feeling of at-one-ment with the world should have grown dim in the course of time was the natural course of evolution. If we wish to characterize what is presented here in terms of spiritual science, we arrive at the following description. A more detailed explanation can be found in “Occult Science: An Outline”. If we look at the human soul, not in the chaotic way that modern science often does, but with the eye of spiritual science, we see that it is divided into three parts. First, there is the lowest part of the human soul, which, as one might say, still characterizes in many respects only the whole chaotic depth of the human soul, where the upper parts of human nature do not fully reach: the sentient soul. This is where the drives, affects, passions and all the undefined feelings in the soul arise. Then we have a higher link of the human soul: the intellectual or mind soul. This is the soul that already lives more consciously within itself, that grasps itself within itself, that not only experiences itself in the surges that it feels surging up from the depths in instinct, desire and passion, but that, above all, feels compassion and shared joy, and develops within itself what we call concepts of understanding and so on. And then we have that part of the soul that we can call the consciousness soul, through which the human soul truly experiences itself in itself. In the course of human development, these different parts have successively undergone their formation. If we go back to the Egyptian-Chaldean period, it was mainly the education for the sentient soul that people went through at that time. For the connections of the great cosmos could speak to the sentient soul, and these entered into the human soul without man being aware of it. The wisdom of the Chaldean-Egyptian culture was therefore attained unconsciously. When we move on to the Greek-Latin period, we have the special development of the intellectual or emotional soul, where through intellect and emotion — we can see from this that this soul element has two parts — the inwardness is expressed, which is already more imbued with consciousness. And in our time we now have — and this follows directly from what has been described — the culture of the human soul, whereby this human soul is to come fully to consciousness in itself, that is to say, to develop the consciousness soul. This is what reached the highest pinnacle in the nineteenth century: the objective world view, which leaves the soul alone with itself so that it can grasp its self, its I, with its consciousness soul. In order to grasp the innermost essence of the human being in its inner illumination, it was necessary that the soul did not present itself to the world in the semi-unconscious way of the Egyptian world view or in the way we have described it for the Greek-Latin , but that it broke away from the world view in order to develop within itself that which had to become strongest in it, the I, the consciousness soul. Thus, in the successive earthly lives, favorable opportunities gradually presented themselves for man to develop the sentient soul, the soul of mind or feeling, and the consciousness soul in the successive earthly cultures. But now let us take a look at this legacy of the nineteenth century, this consciousness soul: it struggled – we can basically trace this in particular in the nineteenth century – struggled in the philosophy of a Fichte, in the subsequent philosophical representations, struggled even in the more materialistic philosophies, for example in the philosophy of a Feuerbach, who said: The idea of God is only the self-representation of man projected out of space. Man set the idea of God outside of himself because he needed support in the lonely consciousness soul. And if one follows the most radical philosophers, Feuerbach and others up to Nietzsche, one sees everywhere the human soul coming to power and inner security after it has been torn away from the world view that has become objective. Through this process, we see the human soul developing in a very regular way, we see the development of that which reached its peak in the nineteenth century: the emancipation of the consciousness soul and the consciousness soul's taking hold of itself through its own power. What is to set the tone in the next age is always prepared in an earlier age. It can be clearly demonstrated how the development of the intellectual or mind soul already plays a role in certain cultural phenomena of the Egyptian-Chaldean period; and in the Greco-Latin period, especially where it is post-Christian, for example in the work of Augustine, one can see how humanity struggles to prepare the consciousness soul. Therefore, we have to say: our human soul can only be fully understood when it prepares, in the midst of the age of the consciousness soul, that which is to be developed after the consciousness soul. What needs to be developed? The inner development of the human soul strives towards what must be developed, but so too does the so-called objective world view itself. Let us consider several symptoms in conclusion. What has the nineteenth century, with its brilliant culture, achieved? We see one of the most brilliant natural scientists of the nineteenth century, Ds Bois-Reymond, with his objective world view. He wants to save – just read his speech “On the Limits of Natural Knowledge” – for the human soul what he needs for its inner security, and he seeks to find his way with the idea of the “world soul” because this soul of consciousness, which has become lonely and detached from the objective world view, is inexplicable to him. But the objective world view stands in his way. Wherever the human soul makes its appearance, it manifests itself in the brain, in the nerve cords and in the other instruments of action. Now Du Bois-Reymond is at the frontier of natural science. What does he demand if he is to recognize a world soul? He demands that someone show him an instrument in the universe that is similar to the one present in man when the human soul thinks, feels and wills. He says, for instance: Show me a tangle of ganglion balls and nerve fibres embedded in the neuroglia and supplied with warm arterial blood under the right pressure, corresponding to the increased capacity of such a world soul. He does not find it. The same Du Bois-Reymond demands this, who in the same speech also stated: If you observe the sleeping human being, from falling asleep to waking up, he may be explainable in scientific terms; but if you observe the human being from waking up to falling asleep, with all the drives, desires and passions, all the images, feelings and volitional impulses that arise and subside within him, he will never be explainable in scientific terms. He is right! But let us see where the legacy of the nineteenth century has led us. Du Bois-Reymond says: “If I look at the sleeping human body scientifically, I cannot find anything that explains the interplay of the forces that are at work in our perceptions, feelings, impulses of will, and so on. For it is simply illogical to seek an explanation for the inner nature of the phenomena of the soul in the processes of the body, just as it would be nonsensical to seek an explanation for the organ of the lungs in the inner nature of air. This will be the legacy of the nineteenth century: science will show that, even when it remains strictly on its own terrain, it cannot explain the workings of the soul and spirit in human beings from the processes that are available to it. Rather, it can be said without reservation: When this human body awakens from sleep, the soul and spirit are inhaled, as the lungs inhale oxygen or air; and when it falls asleep, the soul and spirit are exhaled, as it were. In the state of sleep, the soul-spiritual is alone outside the human body as an independent entity. The legacy of the nineteenth century will be that natural science will fully unite with spiritual science, which says: Man has an ego and an astral body, with which he leaves his physical body and etheric body during sleep, is in a purely spiritual world during sleep with his ego and astral body, and leaves his physical body and etheric body to the laws that are peculiar to them. In this way natural science itself will demarcate its own field, and through what it has to admit it will show how spiritual science must be added to it as a complement. And when natural science itself will correctly recognize, for example, one of its greatest achievements: the natural development of organisms from the most imperfect to the more perfect, it will see that precisely in this development of the natural natural in the sense of Darwin's theory, in which the evolution of the human soul is not included, but which must first be grasped by the spiritual-soul if the merely earthly is to be organized into the human. A fine legacy of the nineteenth century will be a correctly understood natural science, showing how spiritual science is necessary to supplement natural science. Then, as a necessary consequence, the two will be in complete harmony. And the human soul will grasp itself by awakening the slumbering powers within it and recognizing itself. In the Egyptian-Chaldean period, people were still in contact with the cosmos. This showed man his spiritual background. In the Greco-Latin period, man was still indirectly connected to the cosmos through the body. He still felt the cosmos because he felt the unity between the spiritual-soul and the physical. Now, the objective world view has become only a sum of external processes. Through spiritual science, however, the soul, by finding itself in its own spiritual-deep powers, will recognize itself in a new way in connection with the universe. The soul will be able to say: When I look down, I feel connected with all living things, with all the kingdoms of nature that are around me. But now, after going through the culture of the sentient soul of the Egyptian-Chaldean period, through the culture of the mind or emotional soul of the Greek-Latin period, and now having absorbed the culture of the consciousness soul, in which the gaze of the I was directed towards material culture , I feel connected to a series of spiritual realms: downwards to the animal, plant and mineral kingdoms when I look out materially, and upwards to spiritual realms, to the realms of the spiritual hierarchies, to which the soul belongs just as it belongs upwards, as it is otherwise accustomed to looking downwards towards the natural kingdoms. A future perspective is opening up before her that is fully in line with the perspectives of the past. Man has worked his way out of the spiritual contexts of the past; in the future he will work his way into the spiritual realms. The soul will feel a connection with the nature kingdoms through its spiritual-soul forces, and it will feel a connection with the spiritual realms through the spirit self. For just as our time is characterized as the time of the development of the consciousness soul, so in our time the development of the spirit self is preparing for the future of human spiritual culture, which will gradually mature. When we look at the development from a spiritual scientific point of view, we see that it is quite organically necessary for this legacy of the nineteenth century to express most characteristically a task that was present: the task of rejecting the soul back to itself, throwing it out of the natural in order to force it to develop its own soul and spiritual powers. And this will be the best legacy of the nineteenth century, when the soul will see itself as having been torn away from everything, but feeling all the more encouraged to unfold its own powers. While the Age of Reason sought to make use of reason itself, the coming age must awaken still deeper forces slumbering in the depths of the soul, and thus a spiritual world will come into view, as the soul of the future must have it. Thus the future will be grateful to the nineteenth century for having enabled the soul to develop the higher powers of objective science out of itself. That is also a legacy of the nineteenth century. If we consider the inner development of the human soul, we see that it must pass from the development of the sentient soul, through that of the mind or emotional soul and the consciousness soul, into the development of the spirit self. But man finds the spirit-self only when he is first torn away from all the external world by the scientific observation that is the legacy of the nineteenth century. If one looks at the legacy of the nineteenth century in this way and then goes into the details, one will see that the best thing about the positive results of the scientific heritage of the nineteenth century is the strengthening of the soul, because it then finds itself in that which science cannot give it. The soul will one day stand and feel with Du Bois-Reymond: Yes, the sleeping human body can be explained by the laws of physiology, but not what is inhaled by it as spiritual-soul. The soul will feel that it must raise to consciousness that which is unconscious in sleep through spiritual-scientific methods, in order to have a view into the spiritual worlds. And then a later Du Bois-Reymond will no longer stand so perplexed before the human body when he wants to explain it scientifically, because he will say to himself: the human soul is not in there at all, in the neuroglia and in the ganglion balls; so why should I then prove neuroglia and ganglion balls in the giant world soul? We find the idea expressed in an outstanding nineteenth-century mind, that of Otto Liebmann, who only wanted to use what the nineteenth century could give him for an understanding of the sources of existence. Liebmann lectured on philosophy in Jena for many years: Why should we not be able to assume that our planets, moons and fixed stars are the atoms or even the molecules of a giant brain spreading out in the universe in a macrocosmic way? But he thinks that it will always be denied to human intelligence to penetrate to this giant brain, and that it will therefore also be denied to penetrate to the knowledge of a spiritual world soul at all. But spiritual science shows that Otto Liebmann was quite right. For it is impossible for the intelligence he speaks of to arrive at any kind of satisfaction of human longings in this field. Because this intelligence has first become great by emancipating itself from the objective world view, it is not surprising but self-evident that a philosophy built on this objective world view can find nothing in a world soul. If, in Du Bois-Reymond's sense, the natural scientist cannot find the human soul in the ganglia balls and neuroglia of the sleeping human body, why should one be able to find anything about the nature of the world soul in the giant ganglia balls of a giant brain? No wonder the physiologist must despair of it! But these fundamentals are the best legacy of the nineteenth century. They show that the human soul is now thrown back upon itself and must seek and find the connection with the spiritual worlds, not through contemplation, but through the development of its inner powers. The human spirit will find, when it contemplates that conception of the world which it knows as the Darwinian theory of evolution, that its greatness is based on its having excluded itself. Man would not have come to the stage of development he has now reached if he had not excluded himself from the conception of the world. But when he understands this, he will realize that he cannot find in this theory of evolution what he himself had to extract. If one understands the Darwinian theory of evolution correctly, one will find, as it is not contradictory to it, to believe the spiritual researcher when he looks, in retrospect behind the phenomena of sense, at a spirit in which the human soul is rooted as a spirit. This final lecture should show that in truth there is not the slightest contradiction between what is meant here by spiritual science and the true, genuine achievements of natural science, and that if one delves correctly into what the scientific world view, after the course of human development has been properly understood in spiritual scientific terms, human development, one knows precisely how it cannot be otherwise, and how the scientific world view, because it has become so, is the most beautiful means of educating the human soul to become what it should become: a being striving from the consciousness soul to the spirit self. In this way, spiritual science is also shown to be part of the culture of our time. What was prepared in the Egyptian-Chaldean period with the culture of the sentient soul, and what was further developed in the Greek-Latin period with the culture of the mind or mind soul, has found its further development in our time in the culture of the consciousness soul. But everything that comes later is already prepared in the earlier stages. Just as there was a culture of the consciousness soul even in Socrates and Aristotle, which will continue for a long time in our time, so it is true that here, within our age, there must be the source for a true teaching for the spirit self. Thus the human soul grasps itself in connection with those worlds in which it is rooted, spirit in spirit. In addition to all else, the natural science of the nineteenth century is a means of education, and the best means of education precisely for spiritual science. Perhaps it will be seen from the winter lectures that the spiritual-scientific views presented here regarding the heritage of the nineteenth century will provide a secure foundation for spiritual science, which should not become a conglomeration and chaos of something arbitrary, but something that stands on a foundation as secure as the admirable science of nature itself. If one believes that there must necessarily be a break between what natural science is and has achieved and what spiritual science is, then one could become disillusioned with this spiritual science. But when one sees how natural science had to become what it has become so that the human soul can find its way to the spirit in the new way, as it must find it, then one will recognize it as that which must necessarily be included in evolution as that which contains the seeds for the period of time that will follow our own just as our own follows those that have gone before. Then the apparent contradictions between the natural scientific and the spiritual scientific world picture will be reconciled. Of course, I do not for a moment believe that in the short time of the lecture - which lasted so long - I have been able to exhaust even the slightest of what shows the continuing significance of the nineteenth-century scientific path with all its forms from the perspective of spiritual science. But perhaps by expanding on what has been said, by pursuing what was intended to be inspired today, especially by comparing the results of spiritual science with the correctly understood results of natural science, the honored audience will be able to see in their souls how a spiritual consideration of human evolution shows the necessity of spiritual science entering into the progress of human development. These lectures were organized and their keynote was always taken from this consciousness of an inner necessity for development. This lecture in particular was intended to evoke the feeling of how justified it may seem that the mere confidence that philosophers like Fichte and others sought to derive from the consciousness soul cannot be gained from the consciousness soul standing alone and shut up in its own thoughts, but only when the soul realizes and recognizes that there is something quite different within it than its mere intelligence and reason: when it finds the powers within itself that lead it to imagination, inspiration and intuition, that is, to life in the spiritual world itself, and when it realizes that out of a truly inner certainty about this, it may be spoken of again in the first third of the twentieth century – with the correctly understood legacy of the nineteenth century. When Hegel, boldly building on what he believed he had grasped in the mere consciousness soul, once spoke significant words in his lectures on the history of philosophy, we may, in translation, his words, we may perhaps use them here at the end to characterize – not conceptually summarizing, but expressing like a feeling that arises like an elixir of life from the spiritual-scientific considerations. With some modification, we want to express in Hegel's words what the soul can feel for the security of life, for the necessary sources and foundations of existence and for all life's work, what it can feel in relation to the great riddles of existence, about fate and immortality. All this is such that the soul is met with the right worldly light, when it — but now not from an indefinite and abstract consciousness soul, but from a realization that in the soul there are dormant powers of knowledge slumbering in the soul that make her a citizen of spiritual worlds - when she is completely imbued with a feeling, so that this feeling becomes the direct expression of the spiritual science in question, making the soul secure and hopeful: The human spirit may and should believe in its greatness and power; for it is spirit from the spirit. And with this belief, nothing in the cosmos, in the universe, can prove so hard and brittle that it does not reveal itself to it in the course of time, insofar as it needs it. What is hidden at first in the universe must become more and more evident to the seeking soul in its increasing realization and surrender to it, so that it can develop it into inner strength, inner security, inner value of existence and life! |
62. Jacob Boehme
09 Jan 1913, Berlin Translated by Margaret W Barneston Rudolf Steiner |
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It is not possible in this manner really to acquire much for the understanding of Jacob Boehme. External influences are difficult to verify through external science, and it is still harder to understand how Jacob Boehme grew out of that which constituted the spiritual life of his time. |
He must go through the train of thought in a similar way, must understand how Jacob Boehme conceived everything that appears before us as a “counterpart of the Godhead.” |
Here he appears to us like a last offspring of the forests of ancient Germania, and we understand why his friends gave him the name “Philosophus Teutonicus.” This includes, however, his significance for the coming times. |
62. Jacob Boehme
09 Jan 1913, Berlin Translated by Margaret W Barneston Rudolf Steiner |
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AT the point of time in modern spiritual evolution when we see the dawn of the new world-conception breaking forth, at that time in which we must record the great achievements of Kepler and Galileo, in which Giordano Bruno, in a certain measure, outlines the great problem of a modern world-conception,—at this moment we meet the solitary thinker to whom the present reflections shall be dedicated, the simple shoemaker of Goerlitz, Jacob Boehme. He struggled with the highest problems of existence in a way which can occupy our thinking and feeling to this day in the deepest manner, and will probably occupy the thinking and feeling of human beings for a long time to come. A peculiar figure this Jacob Boehme, a figure who strove and struggled in solitude, whereas elsewhere in the spiritual life the single currents united to form a great comprehensive tableau. And in a certain sense one might say that the solitary striving of Jacob Boehme appears almost as interesting, from a certain standpoint, as the flowing together of the different points of view which meet us elsewhere in that epoch. And then we see how, very strangely, what Jacob Boehme found in his own solitary mind, even in his century, received the greatest imaginable dissemination—the greatest imaginable dissemination we may say, considering the fact that we are dealing with a deeply significant spiritual matter. Precisely through the manifestations of his adversaries we see how far his influence extended after only a few decades had passed since his death. Again and again, Jacob Boehme was the object of appreciative and admiring, or rejecting and ridiculing, contemplation. And when we observe what came into being as his following, or as his opposition, we have the impression that both the adherents and the attackers knew they were dealing with a very strange phenomenon. This phenomenon is strange, especially to those who wish to understand every personality that appears in the spiritual life of humanity on the basis of the immediate conditions, so to speak, of the age and the surroundings. We see, for instance, how people try to understand Goethe by collecting all sorts of details of his life, even the most unimportant, and believe that by assembling these details they can acquire this or that to explain his corresponding spiritual life. It is not possible in this manner really to acquire much for the understanding of Jacob Boehme. External influences are difficult to verify through external science, and it is still harder to understand how Jacob Boehme grew out of that which constituted the spiritual life of his time. Many, therefore, have professed the opinion that in Jacob Boehme we have to do with a kind of spiritual meteor. All that arose there, all that this personality had to give, appears as if it had suddenly sprung up, revealing itself out of the depths of his strange soul. Others then have tried to explain that many a turn of expression, many a way of presenting his ideas, shows similarity in words and turns of expression to the formulae of the alchemists, or to some philosophical or other tendencies that were still alive in his time. But whoever enters more deeply into the whole mentality of Jacob Boehme will find that such a procedure has hardly more value than if one were to examine the “language” in connection with an eminent personality, who, after all, must always express himself in a language. For when Jacob Boehme makes use of alchemistic formulae, or such things, it is only verbal clothing. That which makes such an exceedingly powerful impression, however, on one who seeks to understand him presents itself with an originality such as is found only in the very greatest minds. In contrast to this, there are a few clues which are not quite compatible with modern thinking—with the modern world-conception—but which, for the person who is capable of entering into such things, throw light on how Jacob Boehme was able to soar up to his high spiritual standpoint. In order to connect our reflections with his life, to the extent that it has a bearing here, we need mention only a few biographical facts. Jacob Boehme was the son of very poor parents and came from Alt-Seidenberg in the vicinity of Goerlitz. He was born in 1575. In his youth he had to tend the cattle with other village boys. As is apparent from this, he grew up in complete poverty, and since a person growing up in this way does not have any particular means of education, we shall find it understandable that even as a boy of twelve or thirteen years Jacob Boehme could hardly read and only barely write. But another experience confronts us even during his boyhood, of which a faithful biographer heard from him out of his own mouth. We shall first tell this experience. As we have said, it is not one of those things which are quite intelligible to modern consciousness. When Jacob Boehme was once tending the cattle with other shepherd boys, he withdrew from the company of the boys and climbed a moderately high mountain in the vicinity of his native locality, the “Landskrone.” He declared that he had seen there in the bright noontime something like an entrance-gate into the mountain. He went inside and there found a vessel, a kind of vat, filled with pure gold. That made such an impression of fearful awe on his soul that he ran away and retained only the memory of this peculiar experience. One can, to be sure, speak of a “dream dreamed in the waking state.” One may, for all that, grant the right to those who are satisfied with such an explanation. But the essential point is not whether one calls such an occurrence a “dream,” or gives it another name, but what it releases in the mind of the person who “dreams” it, what effect it produces in the soul. And from the way in which Jacob Boehme later told this occurrence to his friend we see that it had engraved itself deeply on his mind, that it had released significant forces in his soul so that it had the highest psychological significance for him. Let us, therefore, grant to the rationalists the right to explain such an experience, which was in any case a significant happening in Jacob Boehme's soul, in the way in which they likewise wish to explain the event of the appearance of Christ before Paul at Damascus. Only, an explanation which resorts to these things must also admit that such significant work as that of Paul, which is so intimately connected with Christianity, proceeded from a “dream.” Even the boy Jacob Boehme, when he had this experience, felt something like the deepest stirring up of soul forces which are otherwise not active in the soul. The important thing is this inner releasing of deeper-lying forces of the soul. The important thing is the testimony of such a fact which proves that we have to do here with a human being who could descend to a far greater profundity in his soul life than thousands and thousands of others. Another event of a similar nature must also be borne in mind, of which we must again say that it remained so fixed in Jacob Boehme's memory that the brightness and the significance of this event shone over his whole life, in so far as this life was an inner one. In his fourteenth year Jacob Boehme was sent to a shoemaker as an apprentice and often had to stand guard, so to speak, in his master's shop. He was not permitted to sell anything. On one occasion—and this story, again, came from the mouth of his loyal biographer, Abraham von Frankenberg—an individuality who immediately made a singular impression on Jacob Boehme came into the shop and wanted to buy shoes. But, because the boy was forbidden to sell shoes, he said this to the stranger. The latter offered him a high price and it came about that the shoes were sold. Then, however, the following took place, which remained in Jacob Boehme's memory throughout his life. When the stranger had departed and a short time had passed, Jacob Boehme heard his name called: “Jacob, Jacob!” and when he went out the stranger seemed to him even more singular than at first. There was something sun-like, shining in his eyes and he said words to him which sounded very strange: “Jacob, you are now still small, but you will once become an entirely different human being, about whom the world will break out in amazement. But remain humble before your God and read the Bible diligently. You will have to endure much persecution, but be strong, for your God loves you and will be merciful to you.”—Jacob Boehme regarded such an occurrence as much more essential than any other, external biographic experiences. And his biographer relates further how Jacob Boehme himself told him the following: It was in the year 1600 when, during seven days, Jacob Boehme felt as if withdrawn from his physical body, felt as if he were in an entirely different world, felt as if, with regard to his soul, he was re-born. We have to do here—if one wants to call it that—with a permanently abnormal condition of the soul. But Jacob Boehme experienced this, his “re-birth,” also simply more or less as something which could, according to his conception, take place with a human soul. He did not become, let us say, a visionary or a false idealist through this, nor did he become an arrogant person, but continued to practice his shoemaker's trade in all humility—or, we might say, in all sobriety. And even the experience of the year 1600, the withdrawal into another world, remained to him a phenomenon of which he said to himself: “You have looked into a kingdom of joy, into a kingdom of spiritual reality, but that is a thing of the past.” And he continued to live from day to clay pursuing his trade in his sober manner. In the year 1610 this experience of re-birth was repeated. He then began to record what he had experienced in his states of exaltation, since he felt called upon to do this. Thus, in 1612 his first work, The Dawn in Its Ascent, came into being, later entitled Aurora. Regarding it, he said that he did not write it down through his ordinary ego, but that it was given to him word for word; that, in comparison with his ordinary ego, he lived in a being which was encompassing, which reached into all parts of the world and immersed itself in this world. To be sure, the revelations did not do him much good. When several people noticed what he had to say, what he had written down, a few copies of the manuscript of Aurora were made and circulated. The result was that Gregorius Richter, the deacon of Goerlitz—where Jacob Boehme had meanwhile, in 1594, established himself as shoemaker—railed at Jacob Boehme from the pulpit and not only condemned his work, but also succeeded in having him called before the council of the city of Goerlitz. About this I will now simply repeat the words that we know from his biographer. He relates that the verdict of the council was that Jacob Boehme must be forbidden to write further, for only those who were academicians were permitted to write and Jacob Boehme was not an academician, but an idiot, and must, therefore, refrain from writing! Thus Jacob Boehme was branded as an idiot. And, since he was a good-natured man on the whole, who could not quite believe—because of the simplicity in his nature—that he would be considered one of the damned entirely without reason, he did indeed resolve to write nothing further in the near future. But then came the time when he could no longer do otherwise. And in the years 1620 to 1624, up to his death, he wrote rapidly, one after another, a great number of his works, as for instance: The Book of the Contemplative Life, De Signatura Rerum, or Concerning the Birth and Designation of All Beings, or the elucidation of the first book of Moses. But the number of his works is rather large and in this connection, many a reader may fare strangely. Some have said that Jacob Boehme repeats himself again and again. It is true; one cannot deny that certain things appear over and over again in his writings. If, however, a person draws the conclusion from this that you know the whole Jacob Boehme if you know a few of his works, because he always repeats himself—though we cannot simply contradict persons who say this—it must be said that whoever contents himself with having read one work of Jacob Boehme's and has no appetite to read the other works also, does not understand much of Jacob Boehme. But whoever takes the trouble to go through his other works will not rest, in spite of all the repetitions, until he has read even the very last ones. If, from this characterization of his nature, we try to penetrate more into his train of thought, into the spiritual nature of Jacob Boehme, it must be said that for modern man, who lives only in the cultural life of our time, much indeed must be unintelligible, not only in the content of Jacob Boehme's works, but also in his whole manner of presentation. At first the presentation appears completely chaotic. To be sure, one becomes slowly accustomed to it. But then there still remains for many persons something that is a hard nut to crack. We find that he has very peculiar definitions of words—quite unintelligible for the modern mind. Thus we find that in his explanation of the world he again and again uses words such as “salt,” “mercury” and “sulphur.” And if he wishes to analyse what “sul” signifies, what “phur” signifies, and finds all sorts of deep thoughts therein, then these modern minds must say to themselves that one cannot do anything with this, for what can be the significance of offering explanations about a universal principle by explaining the syllables of a word individually, such as “sul” and “phur”? That is quite alien to the modern mind. To be sure, if a person enters further into the mind of Jacob Boehme, he will find that Jacob Boehme clothes what he wishes tó say in all kinds of alchemistic formulae. But only when one penetrates through to what expresses itself livingly as the spirit of Jacob Boehme in what he found available, only then does one find that something entirely different lives in these formulae from what we know today as scientific thinking, as thinking with regard to world-conceptions, or any other thinking. What lives in Jacob Boehme's soul resembles most closely that which has been characterized here in these lectures as the first stage of a higher spiritual life, as the stage of imaginative cognition. We have emphasized the fact that he who ascends from ordinary life in the sense world comes, through a special development of his soul, to the point where he perceives a new world of pictures, of imaginations. And we have stressed the fact—I beg you to call to mind precisely the character of this discussion1 that, when the human being has brought it about that he does not only form imaginations, but that pictures, imaginative conceptions, shoot up out of the unknown depths of the soul-life and he experiences a new world, then he who desires to ascend to new cognition must make the firm resolution to suppress completely this first flashing up of an imaginative world in the soul and to wait until it rises up a second time from a much deeper-lying world. The whole state of soul, the whole inner mood to which Jacob Boehme comes is, therefore, most nearly comparable to that which meets a person in his soul-life who ascends to supersensible knowledge. Nowhere, to be sure, does it appear that something like that which modern spiritual-science proclaims as its conscious methods is already to be found in Jacob Boehme. But whoever were to believe that all this appeared in Jacob Boehme as if of its own accord would, nevertheless, be wrong. He himself once said that he had striven unceasingly for the spirit's—for God's—assistance, and that a luminous, imaginative world resulted from this unceasing striving. Thus, we cannot say that he was simply a naive, imaginatively cognizant person, but we must say that he grasped naively at the means which lead the human being to the height of imaginative cognition. It is to be assumed, naturally, that such an imaginative force was in his soul. In other words, he arrived at imaginative cognition by just the same paths, only more quickly, more as a matter of course, than one can arrive at it through such methods as are described in the book Knowledge of the Higher Worlds and Its Attainment. Thus Jacob Boehme stands before us as an imaginatively cognizant human being. But this imaginative knowledge struggles to the surface with primal power, as if it were a matter of course, as if borne by a strong inner will. Thus, we see this strong inner will, which cannot express itself in external deeds—his humble occupation prevents this—surrounding his soul like a flood, so that the soul immerses itself in this flood. We see powerful pictures being born out of this will, through which he tries to solve the riddles of the universe. In Jacob Boehme, it is not so much the individual results that matter, as this mood and condition of his soul. And he feels that, in his striving, he is driven to something which is not the ordinary cognizing human ego, but which is connected with the forces that bind the human being—out of the subconscious in his soul, out of the depths of his soul—to the whole cosmos; that is, to what lives and weaves outside in nature. The human being who really has an earnest desire for knowledge feels that there is not only something rational in the act of cognition, but something that he achieves for himself through suffering and pain, and through the overcoming of suffering and pain. And he notices, when he tries to penetrate into nature and existence with present-day, ordinary means, how he really separates himself from nature and existence through all such means. But when we expose forces in our soul which rest otherwise in the subconscious, then we feel that these are connected with nature and existence in quite another, more intimate sense. In order to explain this, I should like to draw upon the following. It is a well-known fact, and one hears it often related, that in regions where an earthquake or some other elemental event is imminent, certain animals flee from the locality of the earthquake or some similar occurrence, or at least become restless, so that they are like prophetic announcers of what is to happen. We may say that the instinctive life of the animal is more closely connected with what takes place outside in nature than the whole state of soul of the human being. But in the depths of the human soul, there lives something which is not the same as the instinct of animals, but which is deeper than this animal instinct, and which is also closely connected with the forces of nature. And in descending into the depths of his soul, Jacob Boehme felt himself more closely interwoven with the forces of nature. But one thing stands out particularly. It has been emphasized that only when that which appears as imaginations and an imaginative world has been suppressed, extinguished, and then lights up again as if of its own accord,—only then does this second imaginative world have value. (As I said, I beg you to call to mind the earlier discussions.) Now, it is most singular if we compare the path of Jacob Boehme with this. In the year 1600 he experiences a re-birth, feels himself transported into a spiritual world, into a “kingdom of joy.” Then he continues to live in sober simplicity. For ten years it is as if what he had experienced were submerged. Then it emerges a second time in the year 1610. Did not then the path which we represented as the right one appear as a natural phenomenon in Jacob Boehme's soul? For us, it is this that makes Jacob Boehme approach so closely that upon which we ourselves have focused our attention as being the natural way into the supersensible worlds. If we take this into account his experience will not seem as strange to us as it may have seemed at first sight.2 It will have no value for the objective cognition of the sceptic, to be sure, if one reflects profoundly on the combination out of the syllables “sul” and “phur,” or about other such things. But I beg you to call to mind what we explained concerning human speech once on an earlier occasion3 how we showed that in the course of human evolution “speech” really preceded abstract, conceptual thinking, and how Jean Paul is entirely right when he emphasizes that the child learns to think through speech, instead of forming speech through thinking. Speech, therefore, is something more elementary, primal than thinking. When we see how the whole of nature arises again in our thoughts, then we feel how thought is separated from the realities of nature by a world chasm. But, when the sound as something more like the sounds in nature—and, after all, speech was originally composed of such sounds,—when the sound of speech is wrested from the human soul, then something of the whole system of law in the universe works into the depths of the soul. And then a kind of echo in relation to nature tears itself loose in an entirely different way from that occurring when something is released out of thoughts as an echo. A soul of the present time no longer has any feeling for the affinity of speech and sounds in nature. As a contemporary soul one can only slowly struggle through to the feeling that in all speech there is something which directly resembles an echo of the impressions of the external world. In such a personality as Jacob Boehme, who draws deeper forces from his soul with elemental power, it is only natural that in this respect also, in feeling also, as it were, he is carried back to that impression of speech which was once characteristic of humanity and which the child, more or less unconsciously, still develops. And now if we extend what has just been set forth to include the strange analyses concerning the joining together of syllables into words, then we can understand that what nature brings about in the human soul is only a feeling by means of the sounds; that nature wishes to create her own language through sound itself. Precisely because Jacob Boehme stood closer to nature in his soul, he also lived more in speech than in thought, and his whole philosophy is more a feeling with, a sympathizing with, that which lives and weaves outside in nature than any abstract grasping of things. What I mean to say is that, when a person lets a thought of Jacob Boehme's really have its effect on him, he feels as if the thought were as akin to what Jacob Boehme observed as he himself is akin only to that which he senses as some kind of taste, when he also feels contact with nature. Thus, does Jacob Boehme feel the contact with nature. He feels in the inner being what weaves and works and lives outside in nature. He lives nature's life with it, and in his representations he gives, really, that wherein he participates, so that one feels what he perceived vibrating in his words. To him, therefore, words are something which he feels especially to be like that which is the “How” in nature itself. One does not have to ponder, therefore, over the question whether such discussions as the above-mentioned about “sul” and “phur” mean anything particular in Jacob Boehme, but one should try to re-experience in connection with this soul how it makes the experience of the universe into the experience of the soul and gives as its revelations that which the soul can experience. No one understands Jacob Boehme who simply supposes that he perceived thunder and lightning, clouds, or cloud transformations, or the growth of grass like a modern human being. A person understands him only if he knows that with the flashing lightning, with the rolling thunder, with the changing clouds something is transformed for his soul-life, so that something takes place in his soul which stands there as the solution of the corresponding riddle. Thus, what takes place in the world becomes for Jacob Boehme a riddle of his own experience. And now, if we look at him thus, we understand how he could wrestle with a task which meets us elsewhere during his time also, and which long occupied other spirits, even the greatest spirit of recent times. This same sixteenth century, in which occurred the birth of Jacob Boehme, gave birth to the Faust riddle, which places next to the striving and struggling man the enemy of man, who drags down man's striving nature into the base, sensual—into that which Jacob Boehme's age called “the Devilish.” Poetically, Goethe still struggled with the problem which places “evil” in the world structure. Must not the human being ask again and again: How does it come about that the irregular, the unsuitable, places itself antagonistically in the harmonious universe, in the wise guidance of the world? And the question of the origin of evil lies in the riddle of Faust. It is really already in the book of Job, but it appeared especially powerfully in the sixteenth century. In what manner could this question appear before the mind of Jacob Boehme? We need only to take a few words from the Dawn in Its Ascent and we shall see at once how that which is elsewhere a world problem becomes for Jacob Boehme at first an inner soul problem. There he says approximately the following words: If an understanding and thoughtful man shows himself anywhere in the world, the Devil at once meddles with his soul and seeks to drag his nature down into the vulgar, common, sensual,—seeks to ensnare the man in pride and conceit. Here we see at once how the problem is grasped by Jacob Boehme as a soul problem. We see how he searches in the soul itself for the power of evil, which interferes with the good soul forces. And the question arises for him: What does the soul have to do with the soul forces that strive towards evil? Thus the problem of evil becomes for Jacob Boehme finally an inner soul question.4 But because for him soul and universe correspond to each other, the soul at once expands into a universe. And now the peculiar thing for him is that the question of evil is transformed into an entirely different question, into the question of human consciousness—in fact, of all spiritual consciousness, of the whole character of the life of consciousness. It is difficult today with our current conceptions to illuminate Jacob Boehme's soul life and what the cosmic questions and their solutions became for him, and a person cannot make himself very clear if he uses the words of Jacob Boehme, because they are no longer current coin in our time. I will try, therefore — entirely in the spirit of Jacob Boehme, but with somewhat different words — to approach what he wished to say about the question of evil, which becomes with him a question concerning the whole nature of spiritual consciousness in general. Let us once try to think how our consciousness works, what our whole consciousness would be if we were not in a position to hold fast in memory, as thought, what we once experienced in our soul, in our consciousness. Let us try to think how our consciousness would have to be something entirely different if we were not capable of drawing up out of our memory what we experienced yesterday, the day before yesterday, years ago. The whole content of consciousness rests on the fact that we can remember past experience, and our consciousness does not extend back beyond that point of time to which we can remember. We began then to grasp ourselves as an “ego,” to have the coherent thread of our consciousness, to be at home in our soul life. Upon what, therefore, does the whole nature of consciousness depend? Upon the fact that we know: Now we are at this moment experiencing something in our consciousness. When we experience something, we are directly connected with this experience. In the moment when we experience something we are nothing else than our experience itself. A person who visualizes a red colour is united with the experience of it at the moment when he visualizes this red colour. Whoever conceives an ideal is, at that moment, one with the ideal. I le distinguishes himself only afterwards from his experience, while before he was one with it. Thus our whole consciousness is something that we first experienced and then stored up as an objective thing in our inner soul life. Such storing away in the objective makes our consciousness possible. We could not develop any consciousness if everything that we experienced were always forgotten—completely removed. By placing our experience before ourselves as counterpart (Gegenwurf),5 as Jacob Boehme says,—by confronting ourselves with it as with an opposite—only thereby does our real consciousness ignite. We must observe this in connection with the simplest fact of our consciousness. In his clairvoyant contemplation Jacob Boehme extends this experience, which any and every consciousness can have, over all the world. He says: And if a Divine Being in the world had once had the capacity only to live in Himself, but not to confront Himself with His experience—as counterpart—consciousness would never have come to be, even in a Divine Being. But for the Divine Being the counterpart is the world. Just as we confront ourselves with our conceptions, just as we become conscious of ourselves through the object, so the counterpart for Divine Consciousness is the world. And everything that surrounds us Divine Consciousness set out of Itself, in order to become aware of Itself thereby,—just as we develop our consciousness only when we set up our own experiences as counterpart. For Jacob Boehme the grasping of this thought was not a theory, but something that brought him satisfaction with regard to a question which signified a matter of destiny for him—the great Faust question. He could now say to himself: “If I am carried back in thought into Divine Consciousness prior to the world, as it were, this Divine Consciousness could come to Itself, become real consciousness, only by confronting Itself with the world, in order to become aware of Itself through Its counterpart.” Thus, everything that lives and weaves and is took its rise from the Divine-Psychic, from a Will of this Divine-Psychic, which developed the craving, as Will, to become aware of Itself. And in that moment (this now became clear to Jacob Boehme) when the Unitary Consciousness set up Its counterpart and wanted to become aware of Itself—that is, duplicated Itself, created, as it were, the reflected image of Itself—It created this reflected image in a variety, in the multiplicity of single members, just as the single human soul does not have its life only in single limbs, but in limbs that have a certain independence, such as hand, and foot, and head. A person does not get close to the reality of Jacob Boehme if he describes him as a pantheist. He must go through the train of thought in a similar way, must understand how Jacob Boehme conceived everything that appears before us as a “counterpart of the Godhead.” To the counterpart of the Godhead, which the Godhead set out of Itself in order to become aware of Itself thereby, belongs also the human being as he is. From this point of view of his. Jacob Boehme says: Men direct their gaze upwards; see the stars, the masses of clouds, the mountains and the plants, and would often assume the existence of still another special region of the Godhead. But I say to you, you unreasoning human being, that you yourself belong to the counterpart of the Godhead; for how could you sense anything and become aware of anything of Divine Being in yourself if you had not flowed forth from this Divine Being? You have sprung from this Divine Being. He placed you opposite Himself, as He also gave birth to you out of Himself, and you shall be buried in Him. And how could you be raised from the dead if an alien Godhead stood confronting you? How could you call yourself a child of God if you were not one with the substance and being of God! That he does not refer to any ordinary pantheism is expressed by him through the fact that he says: “The external world is not God; it will never in eternity be called God, but a being in which God reveals Himself. … If one says that God is all. that God is heaven and earth and also the external world, it is true, for everything has its origin and genesis in Him. But what can I do with such a speech, which is no religion?” One cannot call him a pantheist. Just as the question concerning the essential nature of the world is not, for him, something artificially sought after, neither is that which he gives himself as an answer to it. Rather is it an experience for him. He felt the prerequisite conditions determining his own consciousness and extended these over Divine Consciousness, because he knew clearly that the nature of his own capacity for consciousness was an echo of the actualities of the world. And in the answer to the question of the soul and the Divine in the soul he finds also the answer to the question concerning the origin of evil. This is something exceedingly characteristic of Jacob Boehme, which has again and again aroused the admiration of profound thinkers. Thus, for instance, Schelling was very significantly affected when he became aware of the manner in which Jacob Boehme approached the question concerning the significance of evil in the world, and other thinkers of the nineteenth century also admired the profundity of thought with which Jacob Boehme took hold of this question. One may say, with regard to many persons who have sought an answer to the question concerning the origin of evil, that they searched for the primal cause of evil. It is characteristic of Jacob Boehme that he went further than that point which, according to the opinion of many people, is the sole and only limit to which one can go. For where else should a person go if he does not wish to stop at this primal cause? Jacob Boehme goes beyond the primal cause when he wishes to solve the question concerning the significance of evil. He goes to that which he calls, significantly, not the primal cause, or primal ground (Urgrund), but the groundlessness, (Ungrund), and here we actually stand before an experience of the human soul in Jacob Boehme which can be admired in the highest degree if one has the requisite organ. Certainly, the ordinary soul which has its roots in the modern world conception does not, perhaps, possess this organ; but one can have this organ which feels admiration when, in Jacob Boehme, the transition is made from the primal ground to the groundlessness. And, after all, it is really something like the egg of Columbus, something exceedingly simple. For, at the moment when Jacob Boehme had solved the world riddle for himself in the way we have just described—when it was clear to him that there is a relationship between God and the world like that between the soul and the limbs of the body—then he could also say to himself: When the world came into existence as counterpart of the Godhead, there appeared in this counterpart the dividedness, the differences among the limbs, as we should say.6 The dividedness of the single limbs of the body confronting the single soul made its appearance. Is not every single limb of the body good with regard to functions of the soul? Can we not say that the right hand is good, the left hand is good, everything is good in as much as it serves the functions of the soul? But cannot the right hand, because of its relative independence, indeed just because of its excellence, injure the left hand? Here we have the independence of the corporeal, that which needs to have “no ground” (cause), set up against that which constitutes harmony. We see this placed in the primal ground (cause), which simply results from the fact that from the “primal ground” we pass on to the “groundlessness.” Just as we do not need to seek in light the cause of darkness, so we do not need to seek in good the cause of evil. But as the world proves itself, for Jacob Boehme, to be the counterpart of the Godhead, the possibility arises in this world of dividedness for the individual limbs to work against each other, in that, because they must have their independence for the sake of the purpose of the world—according to the goal-seeking character of the world—they must also develop this independence. Thus, for Jacob Boehme, evil does not have its roots in that which one explains, but in that which we find as “groundlessness” without the need for explaining it. But the latter appears thereby, as if of its own accord, as a counterpart of good. And now evil, the unsuitable, the harmful in the world becomes for Jacob Boehme itself a counterpart, in contrast to good,—just as we become aware of ourselves through contact with an object. We move along in space; we do not think of ourselves. But we begin at once to think of ourselves if, for instance, we knock our head against a window. Then we become aware of ourselves through the counterpart, through the object. Just as Jacob Boehme confronts consciousness with the counterpart, just as he experiences himself through the counterpart, so the good, the suitable, the advantageous and useful becomes aware of itself, for Jacob Boehme, through the fact that it has to preserve itself in the presence of the harmful and unsuitable. It becomes aware of itself in that “evil” became the counterpart of good, like the objects that are experienced through collision with the external world. Thus Jacob Boehme sees in good the force which assimilates its counterpart, just as man, in his memory, assimilates more and more what he himself first set out of his consciousness. We find thus a constant absorption of evil and, thereby, an enriching of the good with the evil. And as darkness relates itself to light, in that light shines into darkness and thereby first becomes visible, so does good first become effective by working into evil and relating itself to evil as light to darkness. Just as light graduates to the different colours through darkness and could not appear as light if darkness were not opposed to it, so can good perform its world-function only by experiencing itself through its counterpart, through evil. Thus Jacob Boehme looks into the world. He sees the good effective in such a way that it finds itself confronted by evil, but that it takes evil into its own domain, absorbs it, so to speak. Thus a pre-earthly occurrence appears for Jacob Boehme in such a way that he says to himself: The Deity once placed other spiritual beings opposite Himself. These were, like our present nature at a later stage, a counterpart of the Deity. Thus these beings were already a counterpart of the Deity, whereby the Deity achieved consciousness of Himself. But they behaved towards the Deity like the limbs that turn against their own body. Thereby the Being Lucifer came into existence for Jacob Boehme. What is Lucifer for him? He is the Being who, after the counterpart was created, used the separateness, the multiplicity, to rebel against his Creator as independent counterpart. Thus, in the forces of the world which differ from and struggle against one another Jacob Boehme finds that which must be, but which contributes to the general evolution, nevertheless, by being absorbed in the course of development. In the same way he also conceives that all deeds of the opponent of the Gods—in order that the deeds of the Deity Himself may come to realization so much the more powerfully through the counterpart—are absorbed by the Deity, and that the self-realization of the Deity becomes only so much the more glorious through the forces which the opponent develops. Into the depths of the world Jacob Boehme pursues the thought which extends the experiencing of consciousness to the cosmic experience of the origin and primal state of evil. And he puts into a simple formula—not what he gave theoretically, we must say, as the solution of the cosmic riddles, but what he experienced,—into the formula: No “Yes” without a “No,” for the “Yes” must first experience itself through its counterpart, through the “No.” “No Yes without a No” is the simple formula into which Jacob Boehme brought the whole problem of evil. And it is not a theoretical formula, but in this philosophy, there lies something like a most primal, most elemental experience. For to know that there is no Yes without a No, that evil is absorbed by good and contributes to the evolution of the world,—that may yet be nothing. But it is something else to be a struggling soul, a soul that experiences pain and suffering, temptations and seductions, and to say to oneself: “All of this must be present, and although it is present I can procure for myself out of my living philosophical word—not by theorizing—the certainty and the consolation and the hope that the best in me will find the possibility of overcoming what is only the counterpart, the “No,” through the primal, through the Primordial Impulse (Wurf),7 through the “Yes.” And no matter how much I become entangled in evil, and no matter how small the ray of light is that extends over it,—I can and may hope for liberation, so that the good in me and not the evil will win the victory! If such a philosophy passes over into certainty of redemption, then it is something which is, in this manner, connected with the personality, to be sure, but which has with this character of personality at the same time general human significance. If a person allows this to work upon his soul, he will gladly go on from this struggling soul which rises into the cold abstractions of the “Yes” and “No” in order to acquire therefrom the warmest soul content and the warmest soul experiences—then he will gladly go on from this soul, which gains through struggle confidence in its world conception, to the lonely man in Goerlitz who had no opportunity to found a school, for the time which men, under other circumstances, spend in spiritual things he had to spend in making shoes ... he had to gain the time by strenuous effort for his numerous works. Such a person will gladly go to the man whose books reveal how he struggled with language because his external education was so limited, but whose teachings, nevertheless, were disseminated and spread abroad after his death; who sat on his shoemaker's bench and had only few friends to whom he could open his heart. He had friends, it is true, to whom he wrote letters, but their number was small. One sees him thus in his loneliness and feels as if a necessary connection existed herein. Just as one can think of Giordano Bruno only as journeying through the world, moving from land to land in order to proclaim something about the world as if with trumpet tone—just as one feels in him, who enters into the multiplicity of phenomena, that this journeying belongs to this world conception—so does one feel in the other case that this lonely shoemaker experienced something which could be experienced only in such a way that it took place as if in a solitary dialogue with the spirits of existence—in this solitary seership which we characterized at the beginning. If we feel thus, then the sentiment grows in us, with regard to what the human being needs in order to solve the riddles of the world in a thoughtful, feeling way, that the greatest which the human being can experience in the world is independent of place and time, is subject only to the human soul's capacity for profound meditation, and that the soul can undertake the greatest world-migrations, the migrations into the spirit-regions, everywhere and always. Then there rings out to us from Jacob Boehme's soul, and touches our understanding, that which characterizes his world conception in such a significant expression when he says:
This does not characterize his world conception in a theoretical respect, but it characterizes what his world conception really came to be through the fact that he was such a very special human being. For we have been able to emphasize that through his whole being he was more intimately connected with nature than the normal human being,—that he experienced the weaving and activity of nature in his own soul experiences. This leads us to sense a certain necessity in a designation which Jacob Boehme's friends gave him. They gave him a happy designation. For let us just consider the following: When there was already a widely diffused, wonderfully detailed science over in the East, in the Orient, whose wisdom we admire if we learn to know it, we still find the very simplest spiritual culture on Central European soil. We find that something lives in all the souls of Central Europe which is like an intimate connection of the forces in the depths of the soul with the forces of nature and the nature-beings, and that the people threw twigs on the ground and saw in the “Runes” which took form all kinds of riddles which they sought to solve. These human beings were decipherers of “Rune riddles.” And of all that speaks out of the souls of the human beings in the forests of ancient Germania about what lives in nature, about what rustles through the trees, or lives mysteriously in human souls themselves,—we feel as if something of all this were active in Jacob Boehme's soul. Then something in Jacob Boehme may well become comprehensible to us which would otherwise be the most difficult thing for us to comprehend today. We are not forcing things if we compare with the picture of the decipherer of runic riddles, who solves all sorts of riddles through the twigs which have been thrown on the ground and claims to perceive the revelations of the Divinity Himself—if we compare with this the way, for instance, in which Jacob Boehme sets up the syllables “sul” and “phur” runically out of his relationship with the feeling for speech, and wants to solve world riddles thereby. Here he appears to us like a last offspring of the forests of ancient Germania, and we understand why his friends gave him the name “Philosophus Teutonicus.” This includes, however, his significance for the coming times. We look towards him and see how he struggled with the most exciting problems that can play into the human soul, how he arrived at peace in this struggle, and how his last words: “I enter into Paradise” were the seal to consistency of soul, to soul-practice. It is this that led him to peace of the soul. A breath of faith lives in all his books, and from this point of view Jacob Boehme can have significance for us and for all times. When it comes to the practical life consequence of a philosophy, this “Philosophus Teutonicus” will always be a dominant influence as regards that which he can really be for the soul if it becomes familiar with him.8 His adversaries sometimes make a strange impression—beginning in the year 1684, when the first rather strong refutation of Jacob Boehme by Kallo appeared, up until our time, when we also have a writing against Jacob Boehme, by a Leipzig scholar of the past century, Dr. Harles. It seems rather peculiar how Harles wishes to show that Jacob Boehme did nothing but warm up old alchemistic things, and then says that, after he had often tormented himself for days in order to present Jacob Boehme in this way, he was often glad when he could approach Matthias Claudius in the evening in order to find recuperation and edification in his words, after he had had to concern himself thus with Jacob Boehme throughout the day. And he desires also for his readers that they not allow themselves to be beguiled by the glistening and glimmering formulae of Jacob Boehme, but that they also take refuge in the simple and naive Matthias Claudius, whose gift to the soul is such that the soul does not have to seek its salvation in being elevated to the highest heights of spiritual life. It may be that this Dr. Harles, the antagonist of Jacob Boehme, had to take refuge in Matthias Claudius in order to escape from the glistening, high-flown formulae of Jacob Boehme, and that he could find peace in Claudius, in contrast to his experience with Jacob Boehme. Only, it makes a strange impression on one who knows that Matthias Claudius himself took refuge, after he had achieved what Dr. Harles found in his works, in some one who not only knew Jacob Boehme, but even translated him—in Saint Martin, who was a faithful pupil of Jacob Boehme! Thus it is very good not only to know wherein Dr. Harles, the antagonist of Jacob Boehme, sought edification, but also to know wherein Matthias Claudius sought his edification! But the world conception of Jacob Boehme is one that is suited to lead beyond contradictions, if only one does not stop at it. The whole nature of the lectures that have been given here has shown that within the world conception which is represented here we should not remain standing at any one phenomenon, but that whatever of the spiritual world can be grasped directly through the forces of our age should be grasped. Certainly Jacob Boehme remains a significant personality, a star of the first magnitude in the spirit-heavens of humanity—yet no one will stop at him. The representations of spiritual-science which are given today are, therefore, by no means given from the standpoint of Jacob Boehme, but from that of our age, and the next time we shall show, in contrast, what an entirely modern spirit has to say.9 But Jacob Boehme becomes still more interesting if we transport ourselves into his spirit-nature—which stands upright in simplicity and solitude, and takes flight with his soul into the highest region of clairvoyance,—and if we find how this spirit-nature could spread peace over Jacob Boehme's soul, which can subsequently be felt by all who approach him with understanding or, at least, seeking for understanding. For this reason, intellectual characterizations will not come close to the reality of Jacob Boehme, but only such characterizations as endeavour to feel what a human being like Jacob Boehme felt, what streamed forth from him—as, for instance, in the three lines which I have cited. And only then can the words with which I essayed to characterize Jacob Boehme gain their significance if those present feel that they were not said in order to culminate in a theory or theoretical characterization of Jacob Boehme, but to culminate in this: that, when we are directly confronted by the personality of Jacob Boehme, something streams out from it—and streams out so much the more warmly and intensively the more we learn to know it—which can sum up what has been said in words designating his peace, his serenity: To whom time is like eternity
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62. The World View of Herman Grimm
16 Jan 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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The series in which this lecture was given at the Architektenhaus in Berlin, may be said to underline its overall importance for Rudolf Steiner: Held January 16th 1913 subsequent to a lecture January 30th on Raphael. |
Within this domain in which Herman Grimm felt himself at home, he understood himself to be, lo to say, the spiritual “governor” with respect to Goethe. Goethe's spirit appeared to him as though it lived on. |
We have characterized the sweeping cultural horizons underlying Herman Grimm's written works. Spiritual science intends to show what can be gained in widening one's spiritual horizons. |
62. The World View of Herman Grimm
16 Jan 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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Translated by Peter Stebbing It could easily appear as though what is set forth here as spiritual science stood in isolation to what is otherwise proclaimed and of a tone-setting nature in the cultural life of the present. However, it can only appear so to one who conceives of this spiritual science in a somewhat narrow-hearted sense, seeing in it nothing more than a sum of teachings and theories. On the other hand, whoever recognizes it as a spiritual stream open to new sources will become aware that parallels can be drawn to modern cultural life in various ways. It will be seen that this manner of viewing life called spiritual science can be applied to other, in some degree related directions. A direction of this sort is the subject of today's considerations—as represented by a prominent personality of modern cultural life, the art historian and researcher Herman Grimm. Herman Grimm [the son of Wilhelm Grimm of the Brothers Grimm] was born in 1828 and died in 1901. He appears indeed as a quite characteristic figure of modern life, and yet he is, at the same time, so distinctive and unique as to stand apart. Today's considerations can connect especially well onto this personality. To anyone having occupied himself with Herman Grimm, he appears as a kind of mediator between all that relates to Goethe, and to our own spiritual life. By reason of his marriage to the daughter of a personality, who stood close to the circle of Goethe, namely the sister of the romantic poet Clemons von] Brentano,[ Bettina Brentano [1785-1859], Herman Grimm was connected in a quite special sense with everything associated with the name of Goethe. Herman Grimm was related to her in that she was his mother-in-law, the same Bettina Brentano who had brought out Goethe's remarkable exchange of letters with a child. Bettina Brentano's unique memorial shows us Goethe enthroned like an Olympian, a musical instrument in his hands, while she presents herself as a child grasping at the strings. From the Frankfurt circle of La Roche, in her relation to Goethe she was able (like few others) to enter into Goethe's spirit. Even if some things as presented in the letters are inexact, being colourfully mixed together in various ways—a combination of poetry and truth—it still has to be said: Everything in this remarkable book, Goethes Brefwechsel mit einem Kinde [Goethe's Exchange of Letters with a Child], grew in a heartfelt manner out of sensing Goethe's whole outlook. In a wonderful way, it grants us an echo of his wisdom-imbued worldview. Bettina Brentano was married to the poet Achim von Arnim [l781-1831], who had contributed to bringing out the fine collection of folk poems called Des Knabens Wunderhorn [1806] [The Boy's Magic Horn]. By virtue of the connection with this circle—as mentioned, Gisela Grimm, Herman Grimm's wife, was one of the daughters of Bettina von Arnim—Herman Grimm grew up from youth onwards, as it were, amid personalities who stood in close proximity to Goethe. In all that he took up in his education, Herman Grimm absorbed something of an immediate, elemental spiritual breath of Goethe. Thus, he felt himself as belonging to all those who had stood personally close to Goethe, even though he was still a child the time of Goethe's death [in 1832J, rather than one who had “studied” Goethe and Goetheanism. Herman Grimm counted as having taken into himself, in a direct and personal way, something of Goethe's essential being, his magical power, his natural humanity. With inner participation, Herman Grimm experienced the development of German cultural life during the decades of the mid-nineteenth century. In doing so, he established, so to say, his own “kingdom” within this German cultural life. He can be called a spirit who, in an individual manner, starts out from whatever stimulated him, that furthered the development of his own powers. In this way, out of the whole range of cultural life, a realm subdivided itself for Herman Grimm that suited his aims, a realm in which he felt at home. Within this domain in which Herman Grimm felt himself at home, he understood himself to be, lo to say, the spiritual “governor” with respect to Goethe. Goethe's spirit appeared to him as though it lived on. And in seeking out what derived from Goethe and what was compatible with him in cultural life, entering into this, it was always the essence of Goethe that he sought. This then became a yardstick for him in evaluating everything in cultural life. These were decades of struggle in German cultural life, decades in which everything to do with Goethe receded, following his death. So much else of immediate everyday concern stood in the forefront, rather than what proceeded from Goethe. During that period, numerous other things asserted themselves in the cultural life of Germany, while little was heard of Goethe. On account of his connection with Goethe, Herman Grimm regarded himself as one whose task it was, quietly yet actively to cultivate and carry over Goethe's ethos to a future time that he certainly hoped would come, a time in which Goethe's star would shine out once more in the European spiritual firmament. In that he regarded himself as, so to say, the “governor” of Goethe's spiritual domain, Herman Grimm stood somewhat apart in his relation to cultural matters. It seemed appropriate, if not self-evident to see him as having the air of a “lord.” Even in his stature, his physiognomy, his gestures, in his conduct, there was something about him suggestive of an aristocrat. And, it can be said: For anyone not accustomed to looking up to someone as to a lordly personality, Herman Grimm's whole demeanour as though compelled acknowledgement of the aforementioned status. I still fondly recall being together with Herman Grimm in Weimar, which he often liked to visit. On one occasion, he invited me as his only guest to a midday meal. We spoke about various matters that interested him. We also talked—and I was pleased that he wanted to have this conversation with me—about his comprehensive life-plans. And when a certain time had passed after the meal, he said, in his inimitable, humorous and quite natural manner, such that one accepted it from him as something innate, “Now, my dear Doctor, I wish graciously to dismiss you!” As though a matter of course, it actually made a self-evident impression on me. And it accorded with Herman Grimm's whole manner of conducting himself, so that, one granted him a certain air of lordliness. Herman Grimm's whole lifework bears something of the same attribute. One cannot take up one of his major or minor writings, with their harmonious and so succinctly constructed sentences without feeling: all this affects one as though the author's personality stood behind it, regarding one with soulful participation. This contributes to the wonderful quality in Herman Grimm's writings. In every respect they are the product of his soul-imbued personality and have their immediate effect as such. In this way, his style takes on a certain justified, noble pathos. However, this noble pathos is mitigated everywhere by the individual, human element that breaks through. One accepts his style despite its elegance. Everywhere, one senses his origins in having sincerely absorbed Goethe's spirit. Yet this is not all; it becomes apparent that with him the Goethean element has undergone something of the development of German Romanticism. We sense in Herman Grimm's style a liberation from all that can broadly be termed “commonplace” or “customary.” We have the impression of a singular personality secluded within himself. Herman Grimm's orientation could possibly have led to a certain one-sidedness, had something else not played a part, binding him closely to tradition; Herman Grimm was, after all, the, son of Wilhelm Grimm and the nephew of Jakob Grimm. Known for inaugurating modern linguistic research, these two collected the German fairy tales that have in the meantime profoundly permeated German life. They listened to the sagas and fairy tales told them by simple folk, that were almost forgotten and remembered by only a few remaining souls. Brought to life again by the Brothers Grimm, they now live on. Despite a refined style in everything he produced, Herman Grimm also had close ties to popular tradition, combining this with what might otherwise have been a one-sided direction. We still have to stress something further by which he appears harmonious and complete. In taking up the works of Herman Grimm, we encounter something of his adaptability—a capacity to connect with the various spiritual phenomena in which he immersed himself in the course of his life. A certain isolation is required for someone to submerge themselves fully in the phenomena and facts of past centuries. This adaptability, this quality of “softness” with regard to Herman Grimm acquires its “skeleton,” however, its necessary “hardness,” by reason of something else that intervened in his upbringing. Both his father and his uncle belonged to the “Göttingen Seven,” who in the year 1837 submitted their proclamation protesting the abolition of their country's constitution. They were consequently expelled from the University of Göttingen. Thus, already as a child, Herman Grimm experienced a significant event and its aftermath. For there were consequences both for his father and his uncle, in that they not only lost their positions, bur their daily bread as well, at the time. Herman Grimm often referred to how he had experienced historical change in this way, even already as a nine-year old boy, and not merely via book-learning. At a time when little was said of Goethe in Germany, attention having been diverted to other things, Herman Grimm viewed himself as a representative of Goethe's ethos. But he did experience a resurgence of interest in Goethe and was himself able to contribute to it. At the beginning of the seventies of the nineteenth century, he was able to hold his famous Goethe lectures [“Goethe-Vorlesungen” 1874-75] at the University of Berlin, also published in book form. Anyone getting hold of it as a young person, and able to find the right relation to it, will undoubtedly speak of it in later years as being of special significance. And, as set forth in this book, Herman Grimm clearly shows himself as someone who knew the various ramifications of Goethe's soul life. We gain a clear sense of how Herman Grimm viewed a personality such as Goethe. We find nothing of a small-minded biographical compulsion—to flush out all manner of more or less indifferent traits. Rather do we find an immersion in everything that was important for Goethe's development—the endeavour to pursue what Goethe experienced in life, what lived in his soul, and how this re-constituted itself, taking on form to become a creation, of Goethe's phantasy. How, he asks, in forgetting everything of a particular life experience, did this re-arise for Goethe to become the product of creative phantasy—a new experience? Thus, in Herman Grimm's interpretation, Goethe raises his life-experiences a stage higher, to a sphere of pure spiritual contemplation. We see Goethe ascend to spiritual experiences. Herman Grimm demonstrates this with regard to each of Goethe's works. And we gladly follow him in pursuing this course, since with Herman Grimm nothing intrudes that can otherwise so easily enter into such a portrayal—that a single soul-force, e.g., reason or phantasy, becomes paramount, as it were, and one no longer feels the connection to immediate life. Herman Grimm goes no farther than he can go as an individual in contemplating Goethe's work. In the end, we are led by Herman Grimm to the point where the work takes its start from Goethe's life experience. One feels oneself transported everywhere into unmitigated spiritual life. Goethe becomes a sum of spiritual impulses. This breath of the spiritual extends throughout Herman Grimm's Goethe book. What Herman Grimm ascribed to Goethe in this way has its roots deep in Herman Grimm's spiritual configuration. Long before commencing these considerations that led to his lectures on Goethe, a grand, a colossal idea had stood before him—the idea of viewing occidental cultural life as a whole in the same way he had done, individually, with regard to Goethe. The idea stood before his mind's eye of following three millennia of western cultural life so as to reveal everywhere how human sensibility transforms everyday events in the physical world to what the human soul experiences upon ascending to the realm of “creative phantasy,” as Herman Grimm called it. Thus, he becomes a unique kind of historian. For Herman Grimm, history was, so to say, something altogether different from what it is for other modern historians. History is, after all, customarily studied in that documents, materials, are first collected, and from these the attempt is made to present a picture of humanity's development. Although materials, external facts, were of enormous importance for Herman Grimm, they were nonetheless not at all the main thing. He often entertained the thought: Could it not be that for some epoch or other precisely the most significant documents, the decisive ones, have disappeared without a trace—lost, so that one actually passes by the truth most of all in focussing too conscientiously and exactly on the documents? Hence, he was convinced that, in abiding most faithfully by external documents, one is least of all capable of providing a true picture of human development. Only a falsified picture could arise in keeping strictly to external documents alone. However, something else has arisen in the cultural life of humanity. What took place outwardly, what happened has, thanks to leading individualities, undergone a spiritual rebirth. This is evidenced by personalities who have transformed it artistically, who have utilized it for cultural purposes. Thus, in looking back for instance to the time of ancient Greece, Herman Grimm said to himself: Some documents exist concerning this Greek age, but these are insufficient to enable one to understand the Greek world. Yet what the Greeks experienced has found its rebirth in the works of Greek art, has been re-enlivened by significant Greek personalities. Immersing oneself in them, letting the Greek spirit affect one, a truer picture of the Greek world is attained than in merely assembling external facts. In this way, the facts themselves disappeared, so to say, for Herman Grimm. One is inclined to say, they melted away from his world-picture. What remained in his world-picture was a continuous stream of what he called the creations of “folk-phantasy.” In contemplating Julius Caesar, for example, he not only took account of the historical documents, he considered what Shakespeare had made of Caesar as of equal significance, comparable to what is contained in the existing documents. Through characteristic human beings he looked back at the age in question. For Herman Grimm, the course of humanity's development became something always handed on from one personality to another, seeing it as a spiritual process encompassed by what he termed creative phantasy. Proceeding from this point of view, he sought to gain a picture of the creative folk-phantasy at work in western culture—a sense of the actual course of events in the development of humanity, so as to be able to say: The epochs of western culture follow one upon the other, supersede each other—from the earliest epochs up to the present, i.e., from the oldest times to which he wished to return, up to his own period, the age of Goethe. They therefore represent an ongoing stream, the influence of folk phantasy within western cultures. Starting out from this urge, he turned his attention early on to that grandiose phenomenon of western cultural life, Homer's “Iliad.” This occupied him for a period of time during the 1890s, leading to his truly exemplary book, Homer. One gladly takes up this volume again and again in wanting, from a modern viewpoint, to immerse oneself in the beginnings of the Greek world. Adopting his general standpoint, it shows us Herman' Grimm from another side. His gaze is directed to the world of the gods as depicted in Homer's “Iliad”—to the battling Greek and Trojan heroes, and the question arises for him: How do matters actually stand with regard to this interplay of the world of the gods with the normal human world of warring Greek and Trojan heroes? This becomes a question for him. It is indeed striking, what a tremendous difference there is in the Homeric portrayal, between the humans walking around and the nature of those beings described as immortal gods. And Herman Grimm attempts to present the gods in Homer's sense as portraying, so to say, an “older” class of beings wandering on the earth. Even if Herman Grimm, in his more realistic way, sees these beings as “human beings,” he does look back into a culture that in Homer's time had long lost its significance, a culture that had been superseded by another, to which the Greek and Trojan heroes belong. Thus, Herman Grimm has an older and a younger class of humanity play into one another in Homer's “Iliad;” and what has remained over of real effects of a class of beings that had lived previously, enters for Herman Grimm (in Homer's sense) into what takes place between Greece and Troy. Herman Grimm saw the further progress of humanity in this way—as a continual supplanting of older cultural cycles by newer ones and an interplay of older cycles with newer ones. Each new cultural cycle has its task, that of introducing something new into the general development of humanity. The old remains extant for a while and still interacts with the new. It can be said that what Herman Grimm investigated, to the extent possible in the last third of the nineteenth century, has now to be set forth once more from the point of view of spiritual science. He did not look further back than the Greek age. For this reason, he was unable to arrive at what recent spiritual research describes in looking to the lofty, purely spiritual beings of primeval antiquity, exalted above the human being. He did, however, frequently touch upon results of recent spiritual research—as nearly as anyone can without conducting such research themselves. In going back to earlier stages in the development of humanity, we attempt, in spiritual research, to show that we do not arrive at the animal species in the sense of the Darwinian theory that is interpreted materialistically nowadays. Rather, we attempt to show that we come to purely spiritual ancestors of the human being. Prior to the cycle of humanity in which human souls live in physical bodies, there is another cycle of humanity in which human beings did not yet incorporate themselves in physical bodies. Herman Grimm leaves the question undecided, so to say, as to what was actually involved with the “gods,” before human beings stepped onto the earth. However, he does recognize the ordered sequence of such cycles of humanity. And this results in an important point of contact with what spiritual science presents. That he takes account of such regular periodic stages taking place ~~ brings him especially close to us. He attempts to extend his spiritual observations over three millennia. The first millennium for him is the Greek millennium. With Herman Grimm, one is inclined to say, there is something like an undertone in his manner of characterizing the Greeks, as though he were to say: In looking to the Greeks, they do not appear constituted like human beings of today, particularly in the oldest periods. Even someone like Alcibiades [ca. 450-404 B.C.] appears to us like a kind of fairy-tale prince, it is as though one beheld what is superhuman. Still, out of this Greek world that, as already mentioned, Herman Grimm presents as being altogether unlike the later human world, there towers ell that arose in the subsequent Greek world end in what follows, becoming the most important constituent of our cultural life. And finally, at the end of the first thousand years contemplated by Herman Grimm, the most significant impulse in humanity's development stands before his soul: the Christ impulse. Herman Grimm is sparing in what he has to say about the figure of Christ, just as he is restrained in various other matters. But the occasional observations he makes show that he would as little go along with those who would “dissolve” Christ, as it were, to the point of a mere thought impulse, as he would go along with those who want to see Christ Jesus only in human terms. He emphasizes that two kinds of impulses actually proceed from the figure of Christ—one of colossal strength, that continues to work on throughout the further development of humanity—and the other impulse which consists in immense gentleness. Herman Grimm sees the entire second millennium of western cultural development taking shape in such a way that the Greek world is as though absorbed by the Christ impulse and the resulting mixture of Christianity and Greekness is incorporated into the Roman world, overcoming it. Out of this something quite unique arises. That is his second millennium, the first Christian millennium. The Roman element is not the main thing for him, but rather the Christian impulses. Everything of a political or external nature disappears for Herman Grimm in this millennium. He looks everywhere at how the manifold Christ impulse makes itself felt. His conception of Christ is neither narrow. nor small, but broad. When a book on the life of Jesus, La Vie de Jesus [1863], by Ernest Renan was published, Herman Grimm referred to it in the periodical he edited at the time, “Künstler und Kunstwerke” [Artists and Works of Art]; he attempted to show how pictorial representations of the Christ figure had undergone changes over the centuries both in the visual arts and in literature. He sought to demonstrate how the Christ impulse undergoes changes. He pointed out that people had always conceived of the Christ impulse according to their own outlook. In Ernest Renan he saw an instance of someone in the nineteenth century who conceived of Christ once again in a narrow sense only. In Herman Grimm's view, Christianity needed about a thousand years to send its impulses into the rivulets and streams of western spiritual life. Then came the third millennium, the second Christian one, in which we still find ourselves today. It is the millennium at the dawn of which spirits such as Dante and Giotto arose, as also artists like Michelangelo, Leonardo da Vinci, Raphael and so on, followed by the works of Shakespeare and Goethe. These cycles in the development of humanity, an ongoing stream, he spoke of as an expression of the being of creative phantasy. Again and again Herman Grimm sought to present in lectures give to his students, this rhythmically subdivided, ongoing stream of humanity's development. Herman Grimm aimed to show how single creations had their place within the unbroken flow. Thus, for him, Michelangelo, along with Raphael, Savonarola, Shakespeare and others, such as Goethe, were in a manner of speaking the spiritual constituents that become explicable on seeing them against the background of the ongoing stream of creative phantasy. For Herman Grimm this was especially apparent at the source, in the ninth or the tenth century before our era, with Homer. Thus, Herman Grimm addresses himself in an immediate way to the human soul, in drawing our attention to a specific work of art—be it Raphael's “'Marriage of Mary and Joseph,” a painting, of the Madonna, or one of the creations of Leonardo da Vinci, or. later, of Goethe. He grants us the feeling of standing as though directly within the unique qualities of the particular work. In considering with him the arrangement of colours, the figures and their gestures, while standing inwardly before the work of art, there emerges for us something like a tableau of the entire progress of humanity—now called forth by a single entity in that onward-flowing, all-encompassing stream of creative phantasy—over three millennia. Thus, with Herman Grimm, one is first conducted into the intimate aspects of the work of art in question and is then led up to the summit from which the total stream can be surveyed. However, that is not something he considered in a theoretical manner. It seemed entirely natural for Herman Grimm to look at the totality of the onward flowing spiritual stream of humanity's development in this way. As he explained it to me, as mentioned at a midday meal, with his whole soul. he actually lived, as a matter of course, within this spiritual stream, and he could not look at a single phenomenon in any other way than as though it were excerpted from this mighty stream of humanity's development. The whole of western cultural development, seen as folk phantasy, stood before his soul, though not as a general abstract idea, but filled with real content. He saw himself as inwardly connected with this luminous content extending over millennia, such that everything he wrote appears to one as individual segments of an enormous work. Even in only reading a' book review by Herman Grimm, one has the impression as though it were cut out from a colossal work setting forth the whole development of humanity. One feels oneself positively placed before such a colossal work, having opened it, and as though one were reading a few pages in it. It is the same with an article or an essay by Herman Grimm. And one comprehends how Herman Grimm could say of himself, in the evening of his life, in writing the preface to his collection of Fragments, that the idea had floated before him of a portrayal of the ongoing stream of folk phantasy, and that therein the whole of western culture had appeared to him, A particular subject he had pursued appeared as if it had been taken out of a finished work. However, he placed no more value on what had been printed than on what he had only written down, and on what he had written down, no more value than on what lived in his thoughts. In referring to this, one would like to add a further impression, without putting it into an abstract formula—having been fond of Herman Grimm, remaining so, and in valuing his work and the kind of person he was. Herman Grimm was never able to reach the point of actually carrying out what stood before his mind's eye as something so beautiful, so colossal, so magnificent that even his works on Homer, on Raphael, on Michelangelo, on Goethe, appear to us as fragments of this comprehensive, unwritten work. We read the lines of the introduction to the Fragments mentioned above with a certain feeling of wistfulness. He states there that, though it would most likely not come about, it would perhaps be feasible to rework into a book what he had to say to his students year after year—and newly revised every year—concerning the progression of European cultural life in the last form these lectures took. One reads these lines today the more wistfully, as it did indeed not come to such a rewriting. We had to see Herman Grimm pass away, knowing what lived in his soul intended for present-day culture—having this sink with him into the grave. We have characterized the sweeping cultural horizons underlying Herman Grimm's written works. Spiritual science intends to show what can be gained in widening one's spiritual horizons. It can be said that for the purpose of gradually entering into the whole outlook inherent in spiritual research, anyone immersing himself in Herman Grimm's spirit has the finest precepts. Apart from the breadth of his horizons, we see how he approached the phenomena, how his thoughts and feelings led him to everything he wrote in his comprehensive works on Homer, Raphael, Michelangelo and Goethe. And, bearing in mind what is set forth in his other writings, one sees that Herman Grimm distinguishes himself in significant ways from other spirits, in possessing attributes belonging to the kind of soul-deepening we have spoken of in describing the path the soul has to take in order to enter the spiritual worlds. We have stressed that for the spiritual path, the intensity of soul-forces has to become greater. Deeper soul-forces are to be called forth that otherwise slumber. Inner strength, inner courage and boldness are required to a greater extent than in ordinary life; concepts are to be grasped more sharply. The soul needs to identify itself more fully with its own being, with the forces of thinking, feeling and willing. Initial signs of this are evident everywhere with Herman Grimm, by which he was, for example, in a position to describe works of art in such an intimate and personal way, as in the case of Raphael and Michelangelo. This is a precursor, however, to further illuminating the spiritual world. The basis of Herman Grimm's historical research does not lie in what is nowadays called “objectivity,” but in his allying himself with the cultural phenomena he portrays, as accords with the spiritual world. In this way, wholly forgetting itself and yet in a rare sense conscious of itself, the soul immerses itself in the corresponding cultural manifestation. This becomes particularly evident when he directs his attention to a single cultural phenomenon, such as Raphael, elevating this to the overall stream of human spiritual life. His impressions then become bold, powerful ideas—and what others do not venture to say with the same shade of feeling, or with the same subtlety of ideas, Herman Grimm does venture, becoming in this way a representative of the spirit. And he then stands before us with such boldness that we are sometimes reminded of the Gospel writers. It is just that they wrote more in keeping with mysticism, while Herman Grimm wrote in the sense of a modern spiritual discourse. Just as the Gospels reach upward to attain the horizon of mankind as a whole, so Herman Grimm reaches upward with his Raphael book to the horizon of mankind as a whole. It is miraculous when, in his audacious way—seemingly tearing his soul out of himself and striding as though alongside Raphael—as in an overall stream of evolution—he erupts in words that can truly tell us more than any mere presentation of world history: “Raphael is a citizen of world-history; He is like one of the four rivers that according to the belief of the ancient world flowed out of Paradise.” In letting such a sentence duly affect one, Herman Grimm's perception of Raphael takes on an altogether different character, compared to what other authors have to say. Hence, for Herman Grimm, the various personalities of history merge into the overall stream of spiritual life. It could also be said, he brings the highest spiritual spheres down to the personal element. And in speaking the following heartfelt words, Herman Grimm further expresses his relation to leading cultural figures: “If, by some miracle, Michelangelo were called from the dead, to live among us again, and if I were to meet him, I would humbly stand aside to let him pass; if Raphael came by, I would follow him, to see whether or not I might have the opportunity of hearing a few words from his lips. With Leonardo and Michelangelo one can confine oneself to reporting what they once were in their day; with Raphael one has to start from what he is for us today. Concerning the two others, a slight veil has passed over them, but not over Raphael. He belongs among those whose growth is as yet far from being at an end. we may imagine that Raphael will present ever new riddles to future-generations of humanity.” [Fragments, Vol. II, p.170] This counts as a characteristic mood, rather than as something normally objective in the sense of what is normally demanded nowadays. But if does describe matters in such a way that we feel ourselves transposed, in an immediate way to what had lived in Herman Grimm's soul in writing- such sentences. It becomes understandable that such a spirit had to struggle in coming to terms with such a world-historical figure as Raphael. Oddly, as he himself relates, it was quite different for him, in describing the life of Michelangelo. The portrayal of the life of Michelangelo by Herman Grimm is a marvellous document, though in some respects perhaps, it counts today as having been surpassed. Seen against the background of the life of that time, the figure of Michelangelo stands out significantly from other figures—as also from the unique description of the city of Florence. Herman Grimm places a tableau before us in contrasting two spiritual entities, Athens and Florence. With that, the weaving together of three millennia as characterized by Herman Grimm, appears as a mighty background upon which Dante and Giotto appear, along with other painters of that time—followed by figures such as Savonarola, and finally Michelangelo himself, evident. It becomes evident that Herman Grimm responded differently to Raphael and his surroundings than to Goethe, while presenting everything with no less familiarity. In the case of Herman Grimm's Goethe portrayal, we sense everywhere that he had grown up as a spiritual descendant of Goethe. With his Michelangelo portrayal, we feel how he enters into everything personally, wandering the streets, visiting every palace in Florence. ... other matters, as it were. Besides personally acquainting himself with other matters, he succeeds in standing as it were, before Michelangelo, and in depicting his actual manner of working. All this is as though cast from the same mould. This differs from what he presents concerning Raphael. There we sense a wrestling with the material, with the spiritual image of Raphael. It is as though Herman Grimm were never able to achieve satisfaction. He describes having taken up the material again and again, while nothing appeared adequate to him of what he had already published. That was true even of his last works—of what he finally attempted as a portrayal of Raphael's personality. This remained a fragment, appearing in the collection of essays entitled Raphael as a World Power, from which the sentences derive that were just read out. Why did Herman Grimm struggle with the material, precisely in the case of Raphael? It is because he could only present something to his own satisfaction in uniting himself completely with the material. In Raphael, however, he saw a spirit characterized in the words quoted: “Raphael is a citizen of world-history. He is like one of the four rivers that, according to the belief of the ancient world, flowed out of paradise.” And thus, with every statement applied to him, Raphael grew to giant size. Herman Grimm could never be satisfied, since he could not capture this “world-power” in a book. If the comprehensive breadth and grace of his spirit is evident in the portrayals of Homer, Michelangelo and Goethe with his Raphael discourse we see the profound uprightness, the profound honesty of Herman Grimm's personality. Whoever takes up his book on Homer will possibly find it not scholarly enough. But Herman Grimm states on the very first page, that this book is not meant to be a contribution to Homer research. As already set forth; here, Herman Grimm could conduct himself in this and similar matters much like a spiritual “lord.” Thus, it appears quite natural that, in collecting his ideas on Goethe for publication, he boldly started out from the view that every other book he had come across concerning Goethe fell short. What seems like brazenness to some, can be taken for granted in the context of his literary and artistic abilities. That is how he relates to everything in cultural life. Hence for those who adhere to the standpoint of erudite scholars, Herman Grimm's Homer book may seem intolerable. All the many questions that have been raised concerning Homer—whether or not he actually lived, whether the “Iliad” was put together from so and so many details, and so forth—all that did not concern him. He took it as it was. In this way, however, it became clear to him how wonderfully it is composed, how what comes later always refers to what preceded it. Everything that shows this inherent composition appears to us inwardly coherent. But apart from that, what appears most salutary for a spiritual researcher, is his immersion in the soul-life of the Homeric heroes. Everywhere, we see Herman Grimm's soul-imbued style extend to the soul-life of Homer's heroes. Everywhere we see the Achilles-soul comprehended, the Agamemnon-soul, the Odysseus-soul, and so on. As a description of souls, this book is overpowering in its effect, in spite of the familiarity of the stylistic presentation! We are led not only to the heights of historical contemplation, but also deep into the souls of the single Homeric figures, some scholars will inevitably say, Herman Grimm has taken the “Iliad” at face value, with disregard for the whole of Homer research and all preliminary study, accepting it verse for verse! Indeed, he does so—quite “amateurishly”—and the dry conclusion could then be: There someone has written a book without any preliminary study. Did Herman Grimm in fact write this book without any preliminary study? Anyone concerning himself with the works of Herman Grimm will find the preliminary studies, only they look different from the preliminary studies of the usual experts. The preliminary studies of Herman Grimm lay in soul studies, in immersing himself in the secrets of the human soul. And one can convince oneself that no one could have shed such light on the Homeric heroes without those preliminary studies. Herman Grimm looks for what held sway in Homer's Phantasy. But what he says reveals him to be the finest knower of human souls. We may expect remarkable things of him in considering the way viewed Homer's heroes—from Achilles to Agamemnon to Odysseus. How did he find the words to write, in his Homer book and other works, what can seem to the researcher so uncommonly spiritual? He was able to do so on account of quite definite preliminary studies. And these are to be found among the works of Herman Grimm's first period. Above all, we have the wonderful collection of novellas [1862] that is perhaps less read today than other modern products of its kind. However, these should be read by those who take an interest in spiritual things. As a collection of novellas, it is an intensive attempt to get to know human souls, to fathom human secrets and the soul's activity beyond the physical plane. The first of these novellas, “The Singer,” belongs to Herman Grimm's earliest phase as an author. In this work it is shown how a man acquires a deep, passionate yearning for a woman of a broad spiritual nature. However, these two personalities are never able to come together. The woman sends this ardent man away from her social circle, while everything lives on in the man's soul in the way of impulses that drew him to her. On the other hand, what proceeds from his soul saps at his bodily strength. Set forth as corresponds to spiritual research, we see him gradually destabilized in his soul. He is taken in by a friend to live on his estate, becoming, however, entangled again in the woman's “net.” The friend recognizes that it is high time to fetch this person his friend adheres to so completely. She does come—but too late. Whereas she is in front of the house, the individual concerned shoots himself. And now comes something, taken up unreservedly in spiritual research, which Herman Grimm so often touches upon in artistic expression, but allows to devolve into indefiniteness. Briefly and succinctly he describes how, in the singer's imagination the deceased lives on. The scene is unforgettable in which, feeling her entire guilt in the death of this man, she sees him approaching from the realm of the dead, night after night. This now fills the content of her soul. It is not described as being a mere figment of her imagination, but in the sense of someone who knows there are secrets that reach beyond the grave. It is a wonderful description, that tells how the friend plants himself in front of the woman when she says the deceased comes to her—continuing right up to her final letter to the friend, in which she expresses that she herself now feels close to death. For her, the deceased, to whom she was so closely bound, had drawn her towards him from the realm of the dead. Probably no modern author has found the right tone, in touching on the spiritual world with such sincerity. In spiritual research we present how, in going through the portal of death, what otherwise always remains united with the human being—also in sleep—the so-called etheric body, raises itself along with the higher soul-members, out of the physical body, passing over into the spiritual world. In the field of spiritual research, we draw a picture of how the corpse-remains behind and how the human being with his ether body loosens himself, step by step, one member after the other, from the physical body. The etheric body is then for a time the enclosure for the higher soul-members of the human being. That is an idea with which those who approach closer to spiritual research can become more and more conversant. In what follows we shall be able to consider in what an admirable way the artistic soul of Herman Grimm touches upon these facts of the spiritual world. This will lead us again to the question as to why, for deeper reasons, Herman Grimm did not develop his cultural discourse into a comprehensive work. Apart from his novella, Herman Grimm wrote a further work, a novel, Unüberwindliche Mächte [1867], [Insurmountable Powers], in which, as with his work in general, his refined style leads us to a contemplation of the world and of life. Particularly remarkable is what might be called the clash of two cultures in miniature. The one world adheres to title, status and rank. Deriving from an old lineage, an impoverished count lives in the afterglow of his hierarchical status. Wonderfully contrasted in this novel is the way in which the world of old prejudices and rankings encounters the New World. The quite different views and notions of America play into this. The individual identifying himself with hierarchical prejudices, whom Herman Grimm calls Arthur, encounters Americans. He meets Emmy, the daughter of Mrs. Forster, who has grown up with American values. We see this count passionately enraptured by Emmy. It would be impossible even to outline the rich content of this novel adequately. We encounter the whole contrast of Europe and America. In addition, there is the contrast of the old Prussian milieu and the newly constituted Prussian milieu arising as the outcome of wars. It is a tremendous cultural “painting” in which the characters are featured, and from which they emerge. Only this much can be indicated: that, as a result of the confluence of these streams, Arthur, the count, dies a tragic death right before he was to marry Emmy. A deluded relative considers himself the rightful heir to the count's lineage, seeing the count as a bastard. Stung with envy and jealousy, he opposes the count, and on the eve of his marriage, the count is shot down by this individual. Someone wanting to contemplate this novel merely rationalistically might consider it as concerned with the unbridgeable prejudice outstanding, However, the expression “insurmountable powers” can perhaps hardly seem more justified than when Herman Grimm, unintentionally indicates the idea of karma, the idea of the causal connection of destinies in human life—as though knotted together one after another. We see him depict forces at work in destiny that can only come into play in working over from earlier embodiments—from previous earth-lives. He does not describe this in speaking theoretically of “forces” or of “karma,” but in simply letting the facts speak for themselves, giving expression to these powers that, then appear in a certain way corresponding to the ideas of spiritual research. We see a karmic destiny unfold; we see insurmountable karmic powers come to expression. And we see something further: Emmy remains behind. The final glance that fell into Arthur's eyes as he lay there, his heart shot through, was when she bent over him and their eyes met in a certain expression. An utterance of Herman Grimm remains unforgettable, in saying, the spirit gave way at the moment his eyes assumed the peculiarity of appearing as no more than physical instruments. But now we encounter once more Herman Grimm's penetration of worlds that lie beyond death—what one would like to call his chaste penetration of worlds out of which souls work on, in remaining real once they have gone through the portal of death. In a brief concluding chapter, Herman Grimm shows us Emmy gradually becoming infirm. It is entirely characteristic of his close connection to matters of soul and spirit, that he describes Emmy's approaching death. She is brought to Montreux. Montreux and its surroundings are uniquely described. However, Herman Grimm does not describe Emmy's passing like authors who have no relation to spiritual matters, but rather as someone taking account of how the secrets of death, of the realm beyond, speak to the soul. I would render something incomplete if I did not add in conclusion Herman Grimm's own words on the death of Emmy: “This was Emmy's dream. “Between midnight and morning, she believed she woke up. “Her initial glance at the window, through which a pale light streamed in, was free and clear and she knew where she was. She also heard her mother, who slept next to her, breathing, However, a moment later, with a sense of pressure she had never felt before, overwhelming anxiety overcame her. It was no longer the thoughts that had tormented her during the last few days, but as though a giant hand were holding all the world's mountains over her by a thin thread, and that at any moment the fingers holding them could loosen, and the whole mass would fall down on her, to remain lying on her eternally. Her eyes wandered hither and thither looking for a glimmer of light, but there was none; the light of the window extinguished, her mother's breathing no longer audible, and stifling loneliness all around, as though she would never come alive again. She wanted to call out, but could not; she wanted to touch herself, but not a limb obeyed her. All was completely silent, completely dark; no thoughts could be grasped in this frightful, monotonous anxiety: even memory was taken from het—and then, at last a thought returned: Arthur! “And wondrously now, it was as if this one thought had transformed itself into a point of light that became visible to the eyes. And to the extent the thought grew to become boundless longing, this light grew, spreading out, and suddenly, as though it sprang apart and unfolded itself, it took on form—Arthur stood before her! She saw him, she recognized him at last. It was surely he himself. He smiled and was close beside her. She did not see whether he was naked, nor whether he was clothed: but it was him, she knew him too well; it was he himself, no mere phantom that had taken on his form.” Thus, Herman Grimm has the one who has long since gone through the portal of death approach her, now a seeress; at the moment of her death she approaches the deceased, addressing his soul: “She did not see whether he was naked, nor whether he was clothed: but it was him, she knew him too well; it was he himself, no mere phantom that had taken on his form.” “He stretched out his hand to her and said, ‘Cornel’ Never had his voice sounded as sweet and enticing as now. With all the strength she was capable of, she tried to raise her arms towards him, but she was unable to do so. He came still closer and stretched out his hand closer to her, ‘Come!’ he said again. “For Emmy it was as though the power with which she attempted to bring at least a word over her lips, would have been capable of moving mountains, but she was not able to say even this one word. “Arthur looked at her, and she at him. With only the possibility of moving a finger, she would have touched him. And now, most terrible of all: he appeared to shrink back again! ‘Come!’ he said for the third time. Sensing he had spoken for the last time, that the terrible darkness would break in again upon his heavenly gaze, filled now with a fear that tore at. Her as frost splits trees, she made a final attempt to raise her arms to him. It was impossible to overcome the weight and the cold that held her captive—but then, as a bud bursts open, from which a blossom grows before our eyes, there grew out of her arms, other shining arms, out of her shoulders, gleaming new shoulders. And lifting these arms toward Arthur's arms, his hands grasping her hands, and floating slowly backwards, drawing her after him, the whole magnificent figure with him, rose out of Emmy's.” The emergence of the etheric body out of the physical body cannot be described more wonderfully, in having been undertaken by a pure artist-soul. That was a spirit, that was a soul that lived in Herman Grimm, of which we may say that it came close to what we seek so eagerly in spiritual research. Herman Grimm provides evidence that, in approaching the -twentieth century, the modern human being sought paths to spiritual life. So we turn gladly to Herman Grimm, wanting only to continue further on the same path. We see him elevate the creations of Raphael, the creations of Michelangelo, the experiences of Goethe, the Greek-soul of Homer, to the stream that he sees flowing onward as “creative phantasy” through millennia. We then know how close Herman Grimm was, in his entire feeling and perception, to what lives and weaves as the soul-spiritual behind all physical reality. For when Herman Grimm refers to his “creative phantasy” we are not dealing with total abstraction. In so far as it is still perhaps a matter of residual abstraction, to that extent it can seem necessary to break through the thin wall separating Herman Grimm from the living spirit, effective not only as creative phantasy, but living as immediate spirits effective behind the entire sense world. It could appear a form of unwarranted restraint, to say no.- more than Herman Grimm in speaking of the continual onward working of the phantasy of humanity. After all, as an artist, he touched so intimately on the still living soul that has gone through the portal of death. Hence, it will not be difficult for us, where Herman Grimm speaks of creative phantasy, to see the living spirit that, as spiritual researchers, we seek behind the sense world. Perhaps it will not seem unjustified if it is even asserted that-, for a spirit that struggled so honestly and uprightly for truth—wanting to approach this creative phantasy ever and again—it was, after all, too much of an abstraction for him. It urged him to grasp the living spiritual element, and for that reason the great work he intended could not come about—since if it had been written, it would have had to become a work that portrayed the spiritual world not merely as creative phantasy, but as a world of creative beings and individualities. Spiritual research has not been placed into the modern age arbitrarily. It is demanded by seeking souls of our time—seeking souls to whom, as we have seen, Herman Grimm.so-clearly and. characteristically belongs. In this way we can become aware that with spiritual research we do not stand as alien and isolated in modern cultural life. We have been able to look to Herman Grimm as to a related spirit. Even if he does not share the same standpoint completely, we do nonetheless stand—or can at least stand, immeasurably near to him. It is better to contemplate such a figure as a whole, rather than scrutinizing every detail—to look at the harmony of soul with which Herman Grimm can affect us, its mildness and then again keenness and strength of soul, with which he can likewise affect us. We may treat this or that question differently from Herman Grimm, but I know that it is not altogether out of keeping with his style, if I summarize what I actually wanted to say in the following words; One could arrive at the thought—let us call it for that matter a delusory thought, one that could be entertained as a beautiful illusion: If higher spirits, other-worldly spirits wanted to acquaint themselves prefer with what happens on the earth by means of reading, they would prefer most of all to read such writings as those in which Herman Grimm depicts the earthly destinies of human beings. This feeling can reverberate as though from almost every line of Herman Grimm's writings, lifting one upwards to a sphere beyond the earth. One then feels so akin to this personality that, if one were to characterize what has been said today concerning Herman Grimm, a beautiful saying could come to mind that he himself employed in eulogizing his friend Treitschke [Heinrich von Treitschke, German historian, 1834-56] whom he valued so much. “With what existential joy did this human being stand in life. What courage he showed in battle. What a gift lie had for language. How new his latest book. How little could those take exception to his ‘elbows’ in the general exchange of ideas. They too will join in declaring: ‘Yes, he was one of ours!’” These words are at the same time the last words that Herman Grimm wrote and had printed, as we know from the publisher of his works, Reinhold Steig. And I should like also, in conclusion, to summarize this evening's considerations with the words: With what existential joy did Herman Grimm stand in life; how mild—and yet how individual! How little can even those distance themselves from him, if they but understand themselves aright, who differ from him in their ideas and in other ways! And, proceeding from whatever field of investigation, how closely allied to him must those feel who seek paths to the spirit! What kinship to him must they feel, when his mild figure appears before them—prompting them to break out in the words: Yes, he was one of ours! |
62. The Mission of Raphael in the Light of the Science of the Spirit
30 Jan 1913, Berlin Translated by Rick Mansell Rudolf Steiner |
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Then we can truly speak of an “Education” which the human soul undergoes as the result of its different earthly lives,—an education proceeding from all that is created and born from out of the common spirit of humanity. |
In Post-Grecian ages the human spirit undergoes an inward deepening and is no longer able to receive, simultaneously with the sense impression the, Spiritual living and weaving in all things. |
It was as though a citadel of the Gods had been founded. Such was Florence under the influence of Savonarola. He fell a victim to those Powers whom he had opposed, morally and religiously. |
62. The Mission of Raphael in the Light of the Science of the Spirit
30 Jan 1913, Berlin Translated by Rick Mansell Rudolf Steiner |
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Raphael is one of those figures in the spiritual history of mankind who rise like a star. They stand there, making us feel that they emerge suddenly out of the dark depths of the spiritual evolution of humanity and disappear again, when through their mighty creations their being has been engraven into the spiritual history of man. On closer observation it becomes evident that such a human being, whom we have at first compared to a star that flashes out and then disappears again, becomes a member of the whole spiritual life of mankind, like a limb in a great organism. This is very especially so in regard to Raphael. Hermann Grimm, the eminent thinker on Art, has tried to follow Raphael's influence and fame through the ages down to the present day. Grimm has been able to show that Raphael's creations went on working after the painter's death as a living element, and that a uniform stream of spiritual development has flowed onwards from the life of Raphael to our own time. Grimm has shown how the evolution of humanity has proceeded since the creations of Raphael, and on the other side of the spiritual conception of history it may be said that preceding ages too give the impression as if they were themselves pointing to the Raphael who was later to appear in world evolution like a limb inset in a whole organism. We may here recall an utterance once made by Goethe and from the world of Space apply it to the world of Time. Goethe once wrote these significant words: “What would all the starry world and all that is spread out in Space amount to if it were not at some time reflected in a human soul, celebrating its own higher existence for the first time in the experiences of this human soul?” Applying these words to the evolution of the ages, we may say that in a certain sense, when we cast our eyes back into antiquity, the Homeric gods who were described so gloriously by Homer nearly 1000 years before the founding of Christianity, would seem less to us if they had not risen again in the soul of Raphael, finding their consummation in the sublime figures of his pictures. What Homer created long ages before the appearance of Christianity unites in this sense into an organic whole with what was born from the soul of Raphael in the 16th century. Again, we turn our gaze to the figures of the New Testament, and in the face of Raphael's pictures we feel that something would be lacking if the creative, formative power in the Madonnas and other pictures which have sprung from Biblical tradition and legend, had not been added to the Biblical description. Therefore we may say: not only does Raphael live on through the following centuries but his creations form one organic whole with all preceding ages. Most ages indeed already pointed to one in whom they should find their consummation, although this, it is true, could only be discovered in later history. The words of Lessing when he speaks of “the Education of the Human Race” assume great significance when we thus see how a uniform spiritual essence flows through the evolution of humanity, flashing up in figures like Raphael. The truth of repeated earthly lives that has so often been emphasized from the spiritual-scientific standpoint in connection with the spiritual evolution of humanity is perceived with special vividness when we bear in mind what has just been said. We realize then for the first time what it means that the being of man should appear again and again in repeated earthly lives through the epochs, bearing from one life to the other what is destined to be implanted in the spiritual evolution of humanity. Spiritual Science is seeking the meaning and purpose in the evolution of mankind. It does not merely seek to portray the consecutive events of human evolution in one straight, continuous line, but to interpret the various epochs in such a way that the human soul, appearing again and again over the course of the ages, must have ever new experiences. Then we can truly speak of an “Education” which the human soul undergoes as the result of its different earthly lives,—an education proceeding from all that is created and born from out of the common spirit of humanity. What will here be said from the standpoint of Spiritual Science in regard to Raphael's relationship to human evolution as a whole during the last few centuries, is not intended to be a philosophical or historical study, but the result of many-sided study of Raphael's creative activity. There is no question of giving a philosophical survey of the spiritual life of humanity for the sake of bringing Raphael into it. Everything that I myself have experienced after study and contemplation of his different works has crystallized quite naturally into what I propose to say tonight. It will be impossible, of course, to enter in details into single creations of Raphael. That could only be if one were able by some means to place his pictures before the audience. A general impression of the creative power of Raphael arises in the soul and then the question arises: what place has this in the evolution of humanity? The gaze falls upon a significant epoch,—an epoch to which Raphael stands in inner relationship when we allow him to work upon us—I refer to the Greek epoch and its development. All that the Greeks not only created but experienced as the outcome of their whole nature and constitution appears as a kind of middle epoch when we study human evolution during the last few thousand years. Greek culture coincides in a certain sense with the founding of Christianity and all that preceded it seems to bear a different character from following ages. Studying humanity in the Pre-Grecian age of civilization we find that the soul and spirit of man are much more intimately bound up with the corporeal, with the outer corporeality than is the case in later times. What we speak of today as the “inwardness” of the human soul,—the inward withdrawal of the soul when applying itself to the spiritual or the spiritual becoming conscious of the Spiritual underlying the universe,—this inwardness did not exist to the same degree in Grecian times. When man made use of his bodily organs in those days, the spiritual mysteries of existence simultaneously lit up in his soul. Observation of the sense-world was not so detached and aloof as is ordinary Science to-day. Man beheld the objects with his senses, and with his sense impressions he simultaneously perceived the spirit and soul-elements weaving and living within the objects. The Spiritual was there with the objects as they were perceived. To press forward to the Spirituality of the universe in ancient times it was not necessary for man to withdraw from sense impressions or to give himself up wholly to the inner being of the soul. Indeed in very ancient times of evolution “clairvoyant perception of things”—in the very best sense of the word—was a common possession of man. This clairvoyant perception was not attained as the result of certain given conditions, but was as natural as sense perception. Then came Greek culture with the world peculiar to it,—a world where we may place the beginning of the inward deepening of spiritual life, but where the inner experiences of the spirit are still connected with the outer, with processes in the world of sense. In Greek culture the balance is between the Sensible and the Psychic-Spiritual. The Spiritual was not so immediately present in sense perception as was the case in Pre-Grecian times. It lit up in the soul of the Greek as something inwardly apart, but that it was perceived when the senses were directed to the outer world. The Greek beheld the Spirit not in the objects, but with the objects. In Pre-Grecian times the soul of man was poured out, as it were, into corporeality. In Greek culture the soul had freed itself to some extent from the corporeality, but the balance between the Psychic-Spiritual and the bodily element was still held. This is why the creations of the Greeks seem to be as fully permeated with the spirituality as that which their senses perceived. In Post-Grecian ages the human spirit undergoes an inward deepening and is no longer able to receive, simultaneously with the sense impression the, Spiritual living and weaving in all things. These are the ages when the human soul was destined to withdraw into itself and experience its struggles and conquests in an inner life before pressing forward to the Spiritual. Spiritual contemplation and the sense perception of things became two worlds which the human soul must experience. How clearly evident this is in a spirit like Augustine, for instance, who in the Post-Christian epoch is really not so far removed from the founding of Christianity as we are from the Reformation. The experiences and writings of Augustine as compared with the traditions of Greek culture are highly characteristic of the progress of humanity. The struggles of the inward turned soul, the scene of action existing in the inner being of the soul apart from the external world that we see in Augustine,—how impossible all this appears in the Greek spirits who everywhere reveal how deeply their soul-content is united with the processes of the external world. The evolutionary history of humanity shows evidence of a division, a mighty incision. Into this evolutionary picture there enters on the one side Greek culture, where man holds the balance between the Psychic-Spiritual and outer corporeality; on the other side there is the founding of Christianity. All the experiences of the human soul were thereafter to become inward, to take their course in inner struggles and conquests. The mission of the founding of Christianity was not to direct man's gaze to the world of sense in order that he might become conscious of the riddles of existence, but to all that the spirit might intuitively behold when giving itself up wholly to the powers of the spirit and soul. How utterly different,—divided by a deep, deep cleft, are those beautiful, majestic Gods of Greece, Zeus or Apollo, from the figure dying on the Cross,—a figure, it is true, full of inner profundity and power, but not beautiful in the external sense. Already here we find the outer symbol of the deep incision made by Christianity and Greek culture in the evolution of humanity. And in the spirits of the Post-Grecian ages we see the effects of this incision as an ever more intense inward deepening of the soul. Thence forward this inner deepening has been characteristic of the onward progress of evolution. And if we would understand human evolution in the sense of Spiritual Science we must realize that we are living in an age which represents a still greater inward deepening, the more we observe it in relation to the immediate past and the prospect of the future in which a cleft, still deeper than that which the contemplation of the past reveals, will appear between all that is proceeding in the world in a more or less mechanical, technical life of the outer world, and the goal ahead of the human soul as it endeavors to scale the heights of spiritual being,—heights which open up only in our inner being as we attempt to ascend to the Spiritual. More and more we are advancing into an age of inner deepening. A mighty incision in the progress of humanity in Post-Grecian times toward an energy being is what has remained to us in the creations of Raphael. Raphael stands there as a mighty spirit at a parting of the ways in human evolution. All that preceded him marks the beginning of the process of this inner deepening; what follows him represents a new chapter. Although much that I have to say in this lecture may have the appearance of symbology, it should not be taken merely as a symbolical mode of expression, but as an attempt to create as broad a conception and idea as possible, that which can be clothed only in the “trivial concepts of man” on account of Raphael's towering greatness. When we try to penetrate into the soul of Raphael we are struck, above all, by the way in which the soul appears in the year 1483 in a “spring-like” birth, as it were, passing through an inner development radiating forth its glory from the most marvellous creations. Raphael dies at an early age, at 37. In order so to deepen ourselves in this soul so that we can follow all its stages, let us turn our attention for the moment away from all that was going on in world history and concentrate wholly on the inner nature of this soul. Hermann Grimm has pointed out certain regular cycles in the inner development of Raphael's soul. And indeed it may be said that Spiritual Science today has no need to be ashamed of directing the attention of modern skeptical mankind to the existence of cyclic laws holding sway along the path to the spirit, in all evolution andalso in that of individual human beings, if so eminent a mind as Hermann Grimm was led, without Spiritual Science, to the perception of this regular inner cyclic development in the soul of Raphael. Grimm speaks of the picture called “The Marriage of the Virgin” as being a new phenomena in the whole evolution of Art, saying that it cannot be compared with anything that had gone before. From infinite depths of the human soul, Raphael created something entirely new in the whole of spiritual evolution. If we thus gain a conception of the gifts lying in Raphael's soul from birth onwards, we can readily agree with the following passage of Hermann Grimm: “We now see Raphael's soul developing onwards in regular cycles of four years duration. It is wonderful to observe how this soul advances onwards thus, and studying one such period we find that at the end of it, Raphael stands at a higher stage of his soul's development. Four years after the picture The Marriage of the Virgin comes The Entombment; four years later again the frescoes in the Camera della Segnatura in the Vatican,—and so on, by four year stages up to The Transfiguration which stood unfinished by his death bed.” We feel the desire to study this soul for its own sake because its development is so harmonious. Then however we get the impression that in the Art of Painting itself an inwardness had to develop,—an inwardness such as that expressed in figures which only Raphael could create. It is an inwardness borne out of the depths of the soul experience although it appears in pictures of the world of sense, and it then becomes part of history itself. Having thus contemplated the inner nature of the soul of Raphael, let us allow the age in which he lived and all that was around him, to work upon us. While Raphael was growing up more or less as a child in Urbino, his environment was of a kind that could stimulate and awaken any decisive talents. The whole of Italy was excited at that time about a certain palace that had been built in Urbino. This was something that imbued the early talents of Raphael with an element of harmony with their nature. After that, however,we find him transplanted to Perugia, thence to Florence, thence to Rome. Fundamentally speaking, his life ran its course within narrow circles. These towns seem so near when we study his life. His world was enclosed within these circles so far as the world of sense was concerned. It was only in the spirit that he rose to “other spheres.” In Perugia, however, which was the scene of his youthful soul development, fierce quarrels were the order of the day. The town is populated by a passionate, tumultuous people. Noble families whose lives were spent in wrangling and quarreling fought bitterly against each other. The one drove the other out-of-town, then after a short banishment the other family would try again to take possession of it. More than once the streets of Perugia flowed with blood and were strewn with corpses. One historian describes a remarkable scene, and indeed all the descriptions of that epoch are typical. A nobleman of the town enters it as a warrior in order to avenge his relatives. He is described to us as he rides through the streets on horseback like the spirit of War incarnate, beating down everything that crosses his path. The historian evidently has the impression that the revenge was justifiable and there arises before his soul the picture of St. George bringing the enemy to his feet. Later on, in a work by Raphael, we feel the scene as described by the historian rise up before us in picture form and our immediate impression is that Raphael must surely have allowed this to affect him; and then what seemed so terrible in the outward sense is deepened and rises again from out of his soul in the subject of one of the most wonderful pictures. Thus Raphael saw around him a quarreling humanity; disorder upon disorder, battle upon battle, surrounded him in the town where he was studying under his master Pietro Perugino. One gets the impression of two worlds in the town,—one, the scene of cruelty and terror, and another, living inwardly in Raphael's soul, which had really little to do with what was going on around him in the physical world. Then, later again we find Raphael transplanted to Florence in the year 1504. What was the state of Florence then? In the first place the inhabitants give the impression of being a wearied people who had passed through inner and outer tumults and were living in a certain ennui and fatigue. What had been the fate of Florence? Struggles, just as in the case of the other town, bitter persecutions among different patrician families, and of course, quarrels with the outer world. And on the other hand the stirring event that had thrown every soul in the town into a state of upheaval when Savonarola, a short time previoulsy, had been martyred. This extraordinary figure of Savanarola appears before us uttering words of fire against the current misdeeds, the cruelty, materiality and heathendom of the Church. The words of Savonarola seem to resound again in our ears, words by which he dominated the whole of Florence and to such an extent that the people not only hung upon his lips but revered him as deeply as if a spirit from a higher world were standing before them in that ascetic body. The words of Savonarola transformed Florence as if the direct radiations of the Reformer of Religions Himself had permeated not only the religious conceptions, but the very social life of the town. It was as though a citadel of the Gods had been founded. Such was Florence under the influence of Savonarola. He fell a victim to those Powers whom he had opposed, morally and religiously. There rises before our soul the moving picture of Savonarola as he was led to the fire of martyrdom with his companions, and how from the gallows whence he was to fall onto the burning pyre, he turned his eyes—it was in May 1498—down to the people who had once hung upon his words, but who had now deserted him and were looking with apparent disloyalty at the figure who had for so long inspired them. Only in a very few,—and they were artists,—did the words of Savonarola still resound. There were painters at that time who themselves donned the monk's robe after Savonarola's martyrdom in order to work on in his Order under the influence of his spirit. One can visualize the weary atmosphere lying over Florence, Raphael was transplanted into this atmosphere in the year 1504. And he brought with him in his creations the very Spirit's breath of Spring, although in a different way from Savonarola. When they contemplate the soul of Raphael in all its isolation,—a soul so different from the mood surrounding it in this town, visualizing him in the company of artists and painters working at his creations in lonely workshops in Florence or elsewhere, another picture rises up, showing us visibly in history how Raphael's soul stands out inwardly aloof from the outer life around it. And there arises before us the figures of the Roman Popes, Alexander VI, Julius II, Leo X, in fact the whole Papal system against which Savonarola directed his words of scorn, the Reformers their attacks. Yet this Papacy was the Patron of Raphael who entered its service, although inwardly his soul had little in common with what we find in his Patron Pope Julius II for instance. It was said of Julius II that he gave the impression of a man with a devil in his body, who always likes to show his teeth to his enemies. They are mighty figures, these popes, but “Christians” in the sense of Savonarola or of others who thought like him, they certainly were not. The Papacy had passed over into a new “heathendom”. In these circles there was not much Christian piety. There was, however, much brilliance, ambition, lust for power in the Popes as well as in their environment. We see Raphael in the service as it were of this heathenized Christendom, but in what sense in this service? From out his soul flow creations which give a new form to Christian conceptions and ideas. In the Madonnas and other works, the tenderest, most inward element of Christian legend rises again. What a contrast there is between the soul inwardness in Raphael's creations and all that was going on around him in Rome when he entered into the outer service of the Popes!How was this possible? We see the contrast between outer life and Raphael's inner being in the early student days in Perugia, but we see it's still more intensely in Rome where his all-conquering works were created in the midst of an officialdom of Cardinals and Priests which had been intolerable to Savonarola. True, the two men were different, but we must nevertheless contrast Raphael with his environment in this way if we are to obtain a true picture of what was living in his soul. Let us allow the picture of Raphael to work upon us. This cannot be done in detail in a lecture, but we can at least call up before the mind's eye one of the more widely known works for the purpose of contemplating the peculiar qualities living in Raphael's soul,—I mean the Sistine Madonna which is familiar to everybody in the innumerable copies existing all over the world. The Sistine Madonna is one of the greatest and noblest works of Art in human evolution. The “Mother with the Child” hover towards us on clouds which cover the Earth globe,—hover from the shadowy world of spirit and soul, surrounded in clouds which seem naturally to form themselves into human figures, one being the Child Himself. Feelings arise which, when we permeate them with soul, seem to make us forget all those legendary conceptions which culminate in the picture of the Madonna. We forget all that Christian traditions has to tell of her. I say this not for the sake of giving any dry description, but in order to characterize as fully as may be the feelings that arise within us at the site of the Madonna. Spiritual Science raises us above all materialistic conception of human evolution. Although it is difficult to understand in the sense of Natural Science according to which the development of lower organisms proceeded until finally it reached the stage of the human being,—nevertheless it is the fact that man is a being whose life transcends everything below him in the kingdom of Nature. Spiritual Science knows that man contains a something within him much more ancient than all the beings who stand in greater or lesser proximity to him in the kingdom of Nature. Man existed before the beings of the animal, plant and even of the mineral kingdom. In a wider perspective we look back to ages when that which now constitutes our inner being was already in existence andwhich only later was incorporated into the kingdoms which now stand below man. We see the being of man proceeding from a super-earthly world and realize that we can only truly understand it when we rise above all that the Earth can produce out of herself to something super-terrestrial and pre-terrestrial. Spiritual Science teaches that even if we allow all the forces, all the living substances connected with the Earth herself to work upon us, none of this can give a true picture of the whole essence and being of man. The gaze must rise beyond the Earthly to the Supersensible whence the being of man proceeds. Speaking figuratively we cannot but feel how something wafts towards the Earthly when, for instance, we gaze at the golden gleaming morning sunrise,—and especially is this the case in a region like that in which Raphael lived. Forces which work down into the Earth seem here to flow into the Earthly elements,—forces which inhere in the being of the Sun. And then out of the golden radiance there rises before our soul the sense image of what it is that is wafting hither in order to unite itself with the Earthly. Above all in Perugia we may feel that the eye is beholding the very same sunrise once seen by Raphael, who in these phenomena was able to sense the nature of the Super-Earthly element in man. And gazing at the Sun-illuminated clouds there may dawn on us a realization that the picture of the Madonna and Child is a sense picture of the eternal Super-Earthly element in man that is wafted to Earth from super-earthly realms themselves and meets, in the clouds, those elements that can only proceed from the Earthly. Our perception may feel itself raised to the loftiest spiritual heights if we can give ourselves up—not theoretically, or in an abstract sense, but with the whole soul—to what works upon us in Raphael's Madonnas. This perfectly natural feeling may arise before the world-famous picture in Dresden. And to prove to you that it has indeed had this effect upon many people I should like to quote words written about the Sistine Madonna by Karl August, Duke of Weimar, the friend of Goethe, after a visit to Dresden: He says:
Another remarkable thing is that if we study the literature of those who speak of the experiences of deep emotion at the site of this Sistine Madonna and also of other pictures of Raphael, we shall always find that they use the analogy of the Sun, all that is radiant and spring-like. This gives us a glimpse into Raphael's soul and we realize how from amid the environment already described, it held converse with the eternal mysteries of the genesis of man. And then we feel the uniqueness of this soul of Raphael, realizing that it is not a “product” of its environment, but points to a hoary antiquity. There is no longer any need for speculation. A soul like this, looking out into the wide universe,—a soul which does not express the mystery of existence in ideas, but senses and gives it form in a picture like the Sistine Madonna, stands there in its inner perfection quite naturally as mature in the highest degree. Truly, the gifts inherent in this soul represents something that must have passed through other epochs of human evolution, not many such epochs which poured into it a power able to reemerge in what we call the “life of Raphael”. But from what it re-merges? We see the living content of Christian legends and traditions appearing again in Raphael's pictures in the midst of an age when Christendom had, as it were, become heathenised and was given up to outer pomp and show, just as Greek paganism was represented in the figures of its gods and honoured above all else by the Greeks in their intoxication with beauty. We see Raphael giving form to the figures of Christian tradition in an age when treasures of Greek culture which had for long centuries been buried under ruins and debris on Roman soil were unearthed, Raphael himself assisting. It is a remarkable spectacle, the Rome where Raphael found himself at this time. Let us consider what had gone before. First there are the centuriesof the Rise of Rome,—a Rome built upon the Egoism of individual men whose aim it was above all to establish a human society in the external physical world on the foundation of what man, as the citizen of a State, was meant to signify. Then during the age of the Emperors, when Rome had reached a certain eminence, it absorbs the Greek culture which streams into Roman spiritual life. Rome subdues Greece in the political sense, but in the spiritual sense Greece conquers Rome. Greek culture lives on within Roman culture; Greek art, to the extent to which it has been imbibed by Rome, lives on there; Rome is permeated through and through by the essence of Greek culture. But why is it that this does not remain through the following centuries as a characteristic quality of the development of Italy? Why was it that something entirely different made its appearance? It was because soon after Greek culture had streamed into the life of Rome there came the influx of that other element which impressed its signature strongly into the spiritual life that was developing on the soil of Italy, I mean, Christendom. The mission of this inward deepening of Christendom was not that of the external sense element in the Greek State, Greek sculpture, or Greek philosophy. A formless element was now to draw into the souls of men and to be laid hold of by dint of inner effort and struggle. Figures like Augustine appear,—men whose whole being is inward turned. But then,—since everything in evolution proceeds in cycles, we see arising in men who have passed through this inward deepening and whose souls have long lived apart from the beauties of external life, a yearning for beauty. Once again they behold the inner in the outer. It is significant to see the inwardly deepened life of Francis of Assisi in Giotto's pictures for those pictures express the inner experiences called forth in the soul by Christianity. And even if the inner being of the human soul speaks somewhat haltingly and imperfectly from Giotto's pictures, we do nevertheless see a direct ascent to the point where the most inward elements, the very loftiest and noblest in external form confronts us in Raphael and his contemporaries. Here we are directed once again to a characteristic quality of this soul of Raphael. If we try to penetrate into the kind of feelings and perceptions which Raphael himself must have had, we cannot help saying to ourselves: “Yes, indeed, in the contemplation of pictures like the Madonna della Sedia, for instance, the whole way in which the Madonna with the Child, and the Child John in the foreground are here represented, makes us forget the rest of the world, forget above all that this Child in the arms of the Madonna is connected with the experiences of Golgotha. Gazing at Raphael's pictures we forget everything that afterwards proceeds as the “life of Jesus”; we live entirely in the moment here portrayed. We are gazing simply at a Mother with a Child, which in the words of Hermann Grimm, is the great Mystery to be met with in the outer world. Peace surrounds this moment; it seems as though nothing could connect with it, before or afterwards; we live wholly in the relationship of the Madonna to her Child and separate it off from everything else. Thus do the creations of Raphael appear to us,—perfect and complete in themselves, revealing the Eternal in one moment of Time. How shall we describe the feelings of a soul able to create like this? We cannot compare them to the feelings of a Savonarola, who when he uttered his words of scorn or was speaking those uplifting, godly words to Christian devotees, was seized with inner fire and passed through the whole tragedy of the Christ. We cannot conceive that Raphael's soul burst forth suddenly like the genius of a Savonarola, or others like him; nor can we conceive that it was swayed by the so-called “fire of Christendom.” Raphael could not however have portrayed the Christian conceptions in such inner perfection if his soul had been as foreign to this “Christian fire” as may appear to have been the case. On the other hand, the forms in all their objectivity and roundness could not have been created by a soul permeated with Savonarola's fire and winged by the experience of the whole tragedy of the Christ. Quite a different peace, quite a different Christian feeling must have flowed into the soul. And yet no soul could have created these pictures if the very essence of Christian inwardness were not living within it. Surely it is almost natural to say: here indeed is a soul which brought with it into the physical existence of the artist Raphael, the fire that pours forth from Savonarola. When we realize how Raphael brings this fire with him through birth from earlier experiences, we understand why it is so illuminating and inwardly perfect; it does not come forth as a consuming and shattering element but as the reliance of plastic creation. In Raphael's innate gifts one already feels the existence of something that in an earlier life might have been able to speak with the same fire that is later found in Savonarola. It need not astonish us to find in Raphael a soul reincarnated from an age when Christianity was not yet expressed in picture form or in Art, but from the age of its founding, the starting point of the whole mighty impulse which then worked on through the centuries. In the attempt to understand the soul like Raphael's, it is perhaps not too bold to say something of this kind, for those who have steeped themselves again and again in the works of Raphael and have thus learnt to reverence this soul in all its depth, cannot but realize what it is that speaks from those wonder-works into which the artist poured his soul. Thus the mission of Raphael only appears in the right light when,—to use an expression of Goethe,—we seek in a life already past for the Christian fire that is revealed in the radiance of the Raphael life. Then we understand why his soul was necessarily so isolated in the world and why it was that having possessed to an intense degree in an earlier existence something of the nature of a Savonarola. It was able to refresh and renew all that had arisen in the spiritual evolution of Italy in the 16th century. I have already described how in the age of the Rise of the Empire, the influence of Greek culture has entered into Roman development and how an inward deepening of the soul had set in. Later on, in the age of Raphael,—the Renaissance,—we see on the one side the reappearance of this old Greek culture that had long been buried under ruins and debris. We see in Rome with the remnants of this Greek culture, the reappearance of the Greek spirit that had once adorned and beautified the city; the eyes of the Roman people turn once again to the forms that had been created by this Greek spirit. On the other side, however, we see how the spirit of Plato, of Aristotle, of the Greek Tragedians, penetrates Roman life in the epoch. Once again the victory of Greek culture over the Roman world! The Greek culture which was emerging from ruins and debris and spreading over the Italian peninsula could not help having a refreshing and renewing effect on a spirit like Raphael's, who in an earlier existence was imbued, to the exclusion of everything else, with the moral-religious conception of Christendom. If we see the moral-religious impulse of Christendom born in the gifts of Raphael, we also see that element which these gifts did not at first contain rising before his eyes in the resurrected culture of Greece. And just as the city, rising out of ruins and debris, influenced this soul more deeply than all others, so also did the spiritual yields of Greek culture that were unearthed in the hidden manuscripts. Raphael's inborn gifts, united with his “super-spiritual” devotion to everything of a cosmic nature, worked hand-in-hand with the Greek spirit that was emerging again in his age. These were the two elements that united in Raphael's soul; this is why his works express the inwardness proceeding from the post-Grecian age,—the inwardness poured by Christianity into the evolution of humanity which was expressed in outward manifestation in a world of artistic forms permeated with the purest Greek spirit. We are faced, then, with the remarkable phenomenon of the resurrection of Greek culture within Christendom through Raphael. In him we see the resurrection of a Christendom in an age which in a certain respect represents the “Anti-Christian” element around him. In Raphael there lives a Christianity far transcending what had gone before him and rose to a much loftier conception of the world as it was at that time. Yet it was a Christianity that did not dimly and vaguely direct the attention to the infinite spheres of the Spiritual, but was concentrated into forms that delight the senses too, just as in earlier times the Greeks expressed in artistic forms their ideas of the gods united with the formless element living and weaving in the universe. This is what we find when we try to form a general picture of Raphael, allowing one or another of his creations in all their sublime perfection yet marvellous superfluity of youth,—for Raphael died at the age of 37,—to work upon us. Not for the sake of any colorless theory, or for the purpose of building any kind of philosophical history, but as the result of a conception born out of Raphael's works themselves, it must be said that the law holding sway in the course of human spiritual life finds its true revelation in a mighty spirit such as his. It is not correct to think of this course of spiritual life as a straight line where effect follows cause as a natural matter of fact. It is only too easy in this connection to quote one of the so-called “golden sayings” of humanity to the effect that the life and nature does not advance by leaps and bounds. Well and good, but the fact is that in a certain respect both life and nature do continually do so, as can be seen in the development of the plant from the green leaf to the blossom, from the blossom to the fruit. Here everything does indeed “develop” but sudden leaps are quite obvious. So too is it in the spiritual life of humanity, and this, moreover, is bound up with many mysteries, one of them being that a later epoch must always have its support in an earlier. Just as the male and female must work in conjunction, so may it be said that the different “Spirits of the Age” must mutually fertilize and work together in order that evolution may proceed. Roman culture, already at the time of the empire, had to be fertilized by Greek culture in order that a new “Spirit of the Age” might arise. This new Spirit of the Age had in its turn to be fertilized by the Christ Impulse before the inwardness which we then find in Augustine and others was possible. This human soul that had been so inwardly deepened, had once again to be fertilized by the spirit of the Greek culture which, although it was doubly buried, doubly hidden, was made visible again to the eyes of man in the works of Art resting beneath the soil of Italy, and to their souls in the rediscovered literary manuscripts. The first Christian centuries in Italy were extraordinarily uninfluenced by what lived in Greek Philosophy and Poetry. Greek culture was buried in a double grave and waited in a realm beyond as it were, for an epoch when it could once again fertilized human soul that had meantime passed through a new phase. It was buried, this Greek culture, hidden from the eyes of men and from souls who did not know that it would live and flow onwards like a river that sometimes takes a track under a mountain and is not seen until it once again comes to the surface. Hidden, outwardly from the senses, inwardly from the depths of the soul was this Greek culture and now it appeared once again. For sense perception it was brought to the light of day from out of the soil of Italy and flowed into the works of art; for spiritual perception it was not only unearthed from the ancient manuscripts; men began once again to feel in the Greek sense how the material is the manifestation of the Spiritual. They began to feel all that Plato and Aristotle had once thought. It was Raphael in whom this Greek culture could bring forth its fairest flower because the Christ Impulse had reached a greater ripeness in his soul than in any other. This twice buried and twice resurrected Greek culture worked in him in such a way that he was able to impress into forms the whole evolution of humanity. How marvellously was he able to accomplish this in the pictures in the Camera della Segnatura in the Vatican! The ancient spiritual contests rise again before our eyes,—the struggles and activities of those Spirits who developed onwards during the epoch of inward deepening, who were not there in the Greek culture as it reappeared in the time of Raphael. The whole period of inward deepening was necessary before Greek culture could become visible in this particular form, and then it is painted on the walls of the Papal Chambers. What the Greeks had conceived of in forms only, has now become inward; we see the inner struggles and conflicts of humanity itself charmed onto the walls of the Vatican in the spirit of Greece, of Greek Art and beauty. The Greeks poured into their statues their conception of the way in which the Gods worked upon the world. How this working of the Gods is experienced by man, so that he presses onwards to the foundations and causes of things,—this is what is expressed in the picture so often called “The School of Athens”. The conceptions which the human soul had learned to form of the Greek Gods is expressed in the Parnassus, with its new and significant interpretation of the Homeric gods. These are not the gods of the Iliad and Odyssey; they are the gods as perceived by a soul that had passed through the period of inward deepening. On the other wall there is a picture that must remain indelibly in the memory of everyone, whatever their religious creed,—I refer to the fresco of the “Dispute about the Mass” which portrays the deepest inner truths. Whereas the other pictures,—in a Greek beauty of form it is true,—express the goal to be attained as the result of a certain philosophical striving, we have in the “Dispute about the Mass”, the fairest thing that the soul of man may experience. Here we find “Brahma”, “Vishnu”, “Shiva” portrayed in quite a different sense,—a proof to us that there is no need to adhere rigidly to a narrow Christian dogmatism. What can be inwardly experienced by every human soul, irrespective of creed or confession, as the “Trinity”, faces us in the symbolism,—though the portrayal is not merely “symbolical”, in the upper part of the picture. We see it again in the countenances of the Church Fathers, in their every gesture, in the whole grouping of the figures, in the wonderful coloring, indeed in the picture as a whole which portrays the inwardness of the human soul in a beauty of form permeated by the spirit of Greece. And so the inward deepening experienced by the soul man in the course of 1500 years rises again in outer revelation. Christianity, not as the heathendom of the Roman popes and cardinals, but as the wonderful paganism of Greece with its mighty Gods, is resurrected in the works of Raphael. Thus the soul of Raphael stands at the turning point of ages, pointing back to days of yore, containing within itself all that had developed up to the time of Christendom in the beauty of external revelation, and yet at the same time permeated by what had been brought about by the so-called “education of the human race”, namely an inward deepeningin the reincarnated soul. These wonderworks of so rare and art stand before us like a fusion of two ages, each clearly different from the other,—the pre-Grecian and the post-Grecian epochs, the one of external, the other of inner life. But the pictures also open up a glimpse into the future. Those who realize what the fusion of external beauty and the inner wisdom-filled urge of the human soul may signify, cannot but feel security and hope that this inward deepening—despite all the materiality that must develop more and more as humanity progresses,—must increase in the course of evolution and that the soul of man through successive lives will enter into greater and greater depths of inwardness. If we now turn to literature and study not as “Art critics” or mere readers, the works of a spirit like Hermann Grimm, who tried with his whole soul to portray the workings of human fantasy, we can understand the depths of inner sympathy with which he contemplated the creations of Raphael. If we ourselves study a spirit like Hermann Grimm with this same inner sympathy, we can understand the significance of certain words of his which express what was passing through his soul when he makes a somewhat tentative utterance at the beginning of his books, in a passage dealing with the way in which Raphael is a product of all the ages. Grimm's formal descriptions of the various works of Raphael do not show us whence this particular thought has sprung. In the middle of other wider historical considerations into which Raphael is introduced, Hermann Grimm is struck by a thought which he records somewhat tentatively in these words: “When we contemplate the spiritual creations of humanity and see how they have passed over from days of yore into our own time, we may well be aware of a longing to tread this Earth once more in order to see what has been their fate as they have lived on.” This desire for “reincarnation” expressed by Hermann Grimm in the introduction to his book on Raphael is remarkable, and moreover, deeply characteristic of the feeling living in the soul of a man of our own time,—I mean of course one who tried to penetrate into the very soul of Raphael and his connection with other epochs. Surely this makes us feel that works like those of Raphael are not merely a “natural product”; they do not only induce a sense of gratitude for all that the past has hitherto bestowed. They rather give birth to a feeling of hope, because they strengthen our belief in an advancing humanity. We feel that these works could not be what they are if progress were not the very essence of humanity. A feeling of security and hope arises when we allow Raphael to work upon us in the true sense and we are able to say: Raphael has spoken to humanity itself in his artistic creations. In front of the Stanzas in the Camera della Segnatura we do indeed feel the transitoriness of the outer work and that those ofttimes repaired frescoes can no longer give any conception of what Raphael's magic once charmed on those walls. We realize that at some future time men will no longer be able to gaze at the original works, but we know too that humanity will never cease progressing. Raphael's works began their march of triumph when out of sheer love of them the innumerable reproductions now in existence were made. The influence of the originals live on, even in the reproductions. We can so well understand Hermann Grimm when he says that he once hung a photograph of the Sistine Madonna in his room but always felt that he had no right to go into that room; it seemed to him to be a sanctuary of the Madonna in the picture. Many will have realized that the soul is changed after they have entered livingly into some picture of Raphael, even though it is only a reproduction. True one day the originals will disappear, but may it not be said that they exist nonetheless in other worlds? The words of Hermann Grimm in his book on Homer are quite true: “Neither can the original works of Homer truly delight us in these days for when we read the Iliad and Odyssey in ordinary life without higher spiritual faculties, we are no longer able to enter fully into all the subtleties, beauty and power of the Greek language. The originals exist no longer; yet in spite of this Homer speaks to us through his poems.” What Raphael has given to the outer world however will always remain as a living witness of the fact that there was once an age in the evolution of humanity when the mysteries of existence were indeed revealed through mighty creations, although at that time men could not penetrate into these mysteries through printed writing. In the age of Raphael men read less, but they beheld a great deal more. Raphael's eternal message to humanity will bear witness to this epoch,—an epoch differently constituted but that will nevertheless work on through all the ages to come, because humanity is one complete organism. Thus Raphael's creations will live on in the outer course of human evolution and inwardly in the successive lives of the spirit of man, bestowing ever mightier and more deeply inward treasures. Spiritual Science points to a twofold continuation of life, one aspect of which has been described in previous lectures here, and will be still further described, and to another spiritual life towards which we are ever striving. This spiritual life becomes our guide as we pass through the epochs of earthly existence. Hermann Grimm spoke words of truth when he expressed what his study of Raphael imparted to his feeling and perception. He says: “A time must come when Raphael's work will have long since faded and passed away. Nonetheless he will still be living in mankind, for in him humanity blossomed forth into something that has its very roots in man and will forever germinate and bear fruit.” Every human soul who can penetrate deeply enough into Raphael's soul will realize this. Indeed we can only truly understand Raphael when we can sublimate and deepen in the sense of Spiritual Science a feeling which permeated Hermann Grimm when he turned again and again to the contemplation of the painter. (In the last lecture we saw how near Hermann Grimm stood to Spiritual Science.) It will help us to understand our own relation to Raphael and the sense in which thoughts such as have been given today may grow into seeds. If we conclude with a passage from Grimm which expresses what I have really wished to say: “Men will always long to understand Raphael, the fair young painter who surpassed all others, who was fated to die early and whose death was mourned by all Rome. When Raphael's works are lost his name will nevertheless remain engraven in the memory of man.” Thus wrote Hermann Grimm went in his own particular way he began to describe Raphael. We can understand these words and also those with which he concludes his book: “All the world will long to know of the life work of such a man for Raphael has become one of the basic elements in the higher development of the human spirit. We would fain draw nearer to him nay, we need him for our healing.” |
62. Raphael's Mission in the Light of the Science of the Spirit
30 Jan 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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Thus, we can really speak of an education the human soul undergoes in passing through various earth-lives; an education by means of all that is cultivated and achieved by the common spirit of humanity. |
In the Renaissance, in Raphael's time, we see the ancient Greek culture, buried under rubble, reappearing. Rome was gradually filled with relics of Greece, with what had once beautified the city. |
12 Thus, did Herman Grimm express himself in beginning his discourse on Raphael. We understand these words; and we understand him again in concluding, at the end of his work on Raphael: All the world will want to know about the life-work of such a human being, for Raphael has become one of the pillars upon which the higher culture of the human spirit is founded. |
62. Raphael's Mission in the Light of the Science of the Spirit
30 Jan 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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Raphael belongs to those figures in mankind's spiritual history that appear all at once, like a star, who are simply there, so that one has the feeling, they arise quite suddenly from indeterminate substrata of humanity's spiritual development—disappearing again after deeply impressing their being upon this spiritual history. Closer observation reveals that such individualities, of whom one had at first assumed, they light up like a star and disappear again, actually incorporate themselves into cultural life as a whole, as into a great organism. One has this feeling quite especially with Raphael. Herman Grimm1, the eminent art historian, of whom I was able to speak here last time, attempted to trace Raphael's influence, his renown, through the times that follow Raphael's own age, up to our own day. He was able to show that Raphael's creations worked on after his death like a living, unified stream of spiritual development that continues beyond his death, reaching to the present. If Herman Grimm was able to show this, one would like to say on the other hand: The preceding age leaves us with the impression that it already points in a certain respect to Raphael's later entry into world evolution, just as a limb is an integral part of an organism. In calling to mind a saying of Goethe's, one would like to transpose it, as it were, from the realm of space to the realm of time. Goethe once made the following significant utterance: “How can the human being relate himself to the infinite, other than by gathering together all his spiritual forces, drawn from many directions, asking himself: Is it permissible to think of yourself as the centre of this eternally existing universal order, when it leads at the same time to a persistent circling around an absolute mid-point?”2 In applying this saying to temporal evolution, one would like to add: in a certain respect the gods of Homer, described by him in such a grandiose manner almost a thousand years before the founding of Christianity, would lose something for us, in looking back into pre-historic times, if we were not able to see them as they re-emerged in the soul of Raphael. Only there do they attain a certain completion in the powerful visual expression of Raphael's creations. Thus, what Homer brought forth long before the advent of Christianity joins itself for us to an organic whole through what arose from Raphael's soul in the sixteenth century. And, by the same token, if we direct our gaze to the biblical figures of which the New Testament tells us and then contemplate the works of Raphael, we have the sense that something would at once be lacking for us if the creative power in Raphael's Madonnas and similar pictures, arising from biblical tradition and legends, had not been added to the descriptions of the Bible. One would like to say, Raphael not only lives on in the centuries that follow him; what preceded him joins with his own creative activity to form an organic whole—even if this becomes evident only from a later historical viewpoint. Thus, an expression that Lessing3 made use of in an important connection, in referring to “the education of the human race,” appears in a special light. We see how a uniform spiritual element flows through humanity's development and how this shines forth quite especially in such outstanding figures as Raphael. What we have often been able to emphasize from a spiritual scientific standpoint in regard to the development of humanity—concerning the repeated earth-lives of the human being—takes on further significance in contemplating what has been said. We become aware of the significance of the fact that the human spirit appears again and again in repeated earth-lives throughout the various epochs of humanity, bearing from one age to another what is to be implanted in mankind's spiritual development. Spiritual science seeks meaning and significance in human evolution. It does not want merely to present what happens sequentially in an ongoing straight line of development, but rather to assign an overall meaning to single periods. In appearing again and again in earth-lives that follow each other, the human soul comes onto this earth so as to be able to experience something new each time. Thus, we can really speak of an education the human soul undergoes in passing through various earth-lives; an education by means of all that is cultivated and achieved by the common spirit of humanity. What is put forward here from a spiritual scientific standpoint concerning Raphael's relation to the general development of humanity over the last centuries is not meant as a philosophical, historical construct. It arises rather as a natural outcome of considering Raphael's creative activity from all manner of viewpoints. These reflections are not the result of an urge to elaborate on humanity's spiritual life philosophically. What is said has arisen for me after contemplating Raphael's creations from many points of view—crystallizing quite naturally into what I wish to present. However, it will not be possible to enter into particular works of Raphael as such, since this would require showing such works at the same time. But the total works of Raphael also coalesce in feeling to an overall impression. Having studied Raphael, one bears something of a total impression in one's soul. And then one may ask: How does it stand with this overall impression as regards the development of humanity? Our attention is necessarily drawn to an important age with which Raphael is intimately connected, the age that coincides with the development of the ancient Greek culture. What the Greeks attained and what they experienced out of their inherent nature presents itself as a kind of middle epoch in the development of humanity. What precedes Greek culture, which is concurrent in a certain respect with the founding of Christianity, presents a quite different aspect from what follows it. If we consider the human being in the time prior to Greek culture, we find that the soul and spirit were much more intimately connected with the external bodily nature than was the case in subsequent periods. What we may call the “internalizing” of the human soul, the withdrawal of the human soul in turning to the spirit, in wanting to contemplate what underlies the spiritual in the world—this did not exist in the same measure as it does today for the times preceding the Greek period. For human beings of that earlier time it was rather that in making use of their bodily organs, the spiritual secrets of existence illuminated their souls simultaneously. A detached view of the sense world, such as we find in today's conventional science, did not exist in those older times. The human being beheld objects with his senses, sensing at the same time, in having the impression before him, what lives and weaves in things of a soul-spiritual nature. The spiritual resulted for human beings from the things themselves, from making use of their sense organs. A withdrawal from sense impressions, in giving oneself over to inner experience, so as to arrive at the spiritual in the world, was not necessary in older times. If we go very far back in the development of humanity, we find that what may be called, in the best sense of the word, “clairvoyant contemplation of things,” was a general property of the humanity of primeval times. This clairvoyant contemplation was not attained in separate states but was simply there and as natural as sense perception. Then came Greek civilization with its own characteristic world of which it can be said that, though the internalizing of spiritual life begins here, what the spirit experiences inwardly is still seen in connection with what goes on externally in the sense world. In Greece the sensory and the psycho-spiritual hold each other in balance. The spiritual was no longer given in such an immediate fashion together with sense perception as in the time preceding Greece. The spiritual welled up as it were in the Greek soul as something inwardly separate, but as something felt in directing the senses out into the world. The human being became aware of the spiritual, not in the things of the external world, but in connection with them. In the time preceding Greece, the human soul was poured, as it were, into the bodily nature. It had freed itself from the bodily nature to some extent in Greece, but the soul-spiritual held the bodily nature in balance throughout the time of ancient Greece. For that reason, the creations of the Greeks appear as fully permeated with spirituality as what presented itself to their senses.—Then came the times that followed Greece, times in which the human spirit internalizes—in which it was no longer granted it to receive the spiritual element that lives and weaves in things along with sense impressions. These are times in which the human soul had to withdraw into itself and experience its own forces through conscious effort, in advancing to the spiritual. The human soul had to experience spiritual contemplation of things and sensory observation as, so to speak, two worlds. What has just been said becomes fully evident in considering a spirit such as St. Augustine,4 who is barely separated farther in time from the advent of Christianity than we are from the Reformation. Humanity's progress becomes apparent in comparing what St. Augustine experienced and set forth in his writings, with what has come down to us from the Greek world. What St. Augustine expounds in his Confessions, what he shows us of the soul battles in turning inward, what he reveals of an inner being altogether withdrawn from the external world—how impossible does this seem with regard to the spirits of ancient Greece! There we see everywhere how what lives in the soul unites with what happens in the external world. The historical development of humanity shows itself divided as though by a mighty incision. On the one hand we have the culture of ancient Greece in which humanity holds the balance with respect to the soul-spiritual and the external physical. On the other hand, we have the founding of Christianity, that proceeds from everything the human being experiences inwardly, by means of inner battles and conscious effort—turning not to the outer world in sensing the riddles of existence, but to what the spirit can ascertain when giving itself over to purely soul-spiritual forces. Altogether different are those beautiful, those majestic and so perfect Greek gods, Zeus and Apollo, as though separated by a deep chasm from the Crucified One, from inner depth and power, undistinguished by external beauty. This is already the outer symbol for the profound turning point represented by Christianity and the culture of ancient Greece in the development of humanity. We see this turning point in the spirits that follow the Greek period, taking effect as an ever greater internalizing of the soul. The inner deepening that took place in this way is characteristic of the further development of humanity.—If one would comprehend the development of humanity, one has to become clear in one's mind that we are living in an age which implies a progressive internalization in the sense of what has been said—whether we view it in terms of the immediate past, or in looking to the future. Thus, we can foresee a time in which a still greater chasm will loom between everything that goes on in the external world, what happens in the more or less mechanical life of the outer world, and what the human soul aspires to in wanting to ascend to an understanding of spiritual heights—in attempting to take the inner steps that lead to the spiritual. We are advancing more and more toward an age of further internalization. A significant turning point in regard to this progress of humanity toward inwardness since ancient Greek times is what has come down to us in Raphael's creations. As a quite unusual spirit, Raphael places himself as though at a watershed of mankind's development. What precedes him is in a quite special sense the beginning of the turn toward inwardness. And what follows him presents a new chapter in this internalization of the human soul. Some of what I have to say in today's presentation may sound like a kind of symbolic reflection. But it should not be taken as a mere symbolic mode of expression. On account of Raphael's towering greatness, the attempt here is to grasp what can otherwise only be clothed in trivial concepts, as far as possible in broader concepts and ideas. Attempting a glance into Raphael's inner being, it strikes us above all how, in the year 1483, this soul appears as a veritable “spring-time birth,” undergoing an inner development and evolving brilliant creations. And when Raphael subsequently dies at thirty-seven, he is still young. So as to immerse ourselves in Raphael, in following the various stages of his development, let us turn our attention for the moment from historical events to Raphael's inner nature. Herman Grimm has pointed out certain regular intervals in Raphael's development. Indeed, spiritual science has no need to be ashamed, in the face of disbelieving humanity, in pointing to certain cyclical laws, laws of a regular spiritual path, also of individuals, since a thinker of the calibre of Herman Grimm—without spiritual science—was led to recognize a regular cyclical development in Raphael. Herman Grimm refers to a work of Raphael that especially delights us in Milan, the Marriage of the Virgin, as a completely new phenomenon in the whole of art history, that cannot be set alongside any previous work. Thus, out of indeterminate depths, Raphael brought forth something that distinguishes itself as being entirely new in spiritual evolution. Noting in this way what, from birth on, was a predisposition in Raphael, taking account of his progression, we can sense with Herman Grimm how he enters upon certain four-year periods. It is remarkable how Raphael advances in cycles of four years. And if we contemplate such a four-year period, we see Raphael at a higher level each time. About four years after the Marriage of the Virgin he painted The Entombment four years later the frescoes of the Camera della Segnatura and so on, in stages of four years, until the work that stood unfinished next to his deathbed, the Transfiguration of Christ. Since everything in regard to Raphael's nature proceeds so harmoniously, we feel the need to consider it purely for itself. One then gains the impression that in the age of Raphael a quality of inwardness had to arise, quite especially in regard to the art of painting—an inwardness that had to realize itself in figures such as Raphael alone was able to bring about, born of profound soul experiences, though manifesting in sensory images. And does this not then in fact become part of history itself? Having thus considered Raphael's inner nature, let us turn to the times and the surroundings into which he was placed. There we find that, while still a child growing up in Urbino, Raphael found himself in an environment that could have a stimulating and awakening effect on his decisive talents. A palace building had arisen in Urbino that aroused excitement throughout Italy. It could be said to have contributed to Raphael's initial harmonious disposition. However, we then see him transplanted to Perugia, to Florence and then to Rome. Basically, Raphael's life unfolded within a narrow circle. In viewing his life, how close in proximity do these places lie for us today. Raphael's entire world was circumscribed within a relatively narrow region, so far as the sense world was concerned. Only in spirit did he raise himself to other spheres. In Perugia, where Raphael underwent his youthful development, bloody battles were the order of the day. The city was populated by a passionately aroused citizenry; noble families that lived in strife and discord, waged war on each other. One faction drove the other from the city. After a brief expulsion, the others attempted to seize the city again. And not a few times, the streets of Perugia were covered in blood and strewn with corpses. A history writer5 describes a peculiar scene, as do other reports of that time that are indeed quite odd. In lively fashion, we see a member of the city's nobility emerge, who, to avenge his relatives, storms into the city as a warrior. The writer describes how he rides on horseback through the streets, the embodiment of the spirit of war, massacring all in his way. But the description is such that the writer clearly had the impression: it is a matter of a justified vengeance being taken by the nobleman. The image in the historian's mind is of a warrior subjugating the enemy beneath his feet. In one of Raphael's pictures, the St. George, we can sense this image the chronicler indicates. We have the immediate impression, it could not be otherwise than that Raphael let this scene work on him. What must appear outwardly so frightful for us, resurrects inwardly in Raphael's soul and becomes the starting point for one of the greatest and most significant pictures in the development of humanity. Thus, Raphael witnessed a quarrelling, battling population around him. Confusion and chaos, war and strife reigned all around him in the city in which he pursued his apprenticeship with his first teacher, Pietro Perugino. We have the impression that two distinct worlds coexisted in the city: The one in which cruel and horrible things occurred, and another that lived inwardly in Raphael, having little to do with what went on around him. Then in the year 1504 we again see Raphael transplanted, now to Florence. How did matters stand with Florence when Raphael entered the city? First of all, by their conduct the inhabitants made the impression of being tired people, having undergone inner and outer states of agitation, of satiation and fatigue.—What all had not befallen Florence! Internal battles as in Perugia, bloody vendettas among patrician families, as well as battles with outside forces. But, roiling every soul in the city, there had also been the incisive experience of Savonarola6 who had died a martyr's death not long before Raphael arrived in the city. We have the strange figure of Savonarola of the fiery tongue, lashing out against the deplorable state of affairs, the acts of cruelty on the part of the Church, against secularization, against the paganism of the Church. The stormy words of Savonarola reverberate in us if we give ourselves over to them; words with which he captivated all of Florence, so that people not only hung on every word, but worshipped him as though a higher spirit stood before them in that ascetic body. As a kind of religious reformer Savonarola had transformed the city of Florence. His preachings pervaded not only religious ideas, but the entire city-state. Florence stood wholly under the influence of Savonarola, as though a divine republic of some sort were to be founded. And we then see Savonarola fall prey to the powers he had spoken out against, morally and religiously. The moving scene arises of Savonarola being led with his companions to the martyr's pyre. From the gallows he turned to look down upon the people gathered there, who had for so long been enthralled by him, having once hung on his every word. This was in May of the year 1498. Having now forsaken him, they viewed him as a heretic. However, in a few among them, including artists, the words of Savonarola still echoed on. After Savonarola had suffered a martyr's death, a painter of that time assumed the monk's habit, so as to continue working in his spirit, in his order.7 It is not difficult to imagine the tired atmosphere that lay over Florence. We see Raphael transposed into this atmosphere in the year 1504—bringing, with his creative activity, the spirit's “breath of spring” that introduced into the city a spiritual fire, so to speak, though of a quite different kind from what Savonarola had been capable of. Taking account of the contrast between the mood of this city and Raphael's soul in its isolation (joining other artists and painters working in solitary workshops or elsewhere in Florence) a picture emerges that once again shows how Raphael stood inwardly apart from the external circumstances in which he found himself. We see the Roman popes, Alexander VI, Julius II, Leo X and the whole papal system that Savonarola had railed against and the reformers had opposed. But it transpires that in this papal system we have at the same time Raphael's patrons. We see Raphael in the service of this papacy. Inwardly, his soul has in truth little in common with what meets us, for example, in his patron Julius II. The latter admitted to appearing to people as someone who “had the devil within him,” and generally had the impulse to bare his teeth in confronting his enemies. Nominally great figures, these popes were certainly not what Savonarola or his like-minded comrades would have called Christians. The papacy had passed over into heathenism, not in the old, but in a new sense. There was not much trace of Christian piety in these circles, though certainly of the desire for splendour and lust for power. Raphael becomes the servant of this heathenized Christendom. But such that something is created out of his soul by which the Christian ideas appear in many respects in a new form. We see the most heartfelt, the most delightful content of the world of Christian legends arise in the Madonna pictures and other works of Raphael. What a stark contrast there is between the inwardness of soul in Raphael's works and all that went on around him in Rome, when he became the outer servant of the popes. How was all this possible? Already, with his apprenticeship in Perugia, and then his time in Florence, we see how disparate were the actual circumstances and Raphael's inner nature. This was quite especially the case in Rome, where he created pictures of worldwide renown. Yet Raphael and his surroundings have to be taken into account if we are to acquire a proper idea of what lived within him. Let us allow the pictures of Raphael to work upon us. For the moment, this cannot be done with individual pictures, though one of his best-known paintings may be singled out, so as to come to an understanding of the characteristic soul quality in Raphael. It is the Sistine Madonna in nearby Dresden, which almost everyone knows from the numerous reproductions found throughout the world. This shows itself to be one of the noblest, most magnificent works of art in the history of mankind. We see the Mother and Child float toward us over the clouds that cover the globe—out of an indeterminate realm of the spiritual-supersensible—enveloped and surrounded by clouds that seem naturally to take on human form. One of them as though condenses to become the Child of the Madonna. She calls forth a quite particular feeling in us. In permeating us inwardly, this enables us to forget all legendary ideas from which the image of the Madonna derives, as well as all Christian traditions that tell of the Madonna. I should like to characterize, not in a dull manner, but as large-heartedly as possible what we are able to feel in regard to the Madonna. In considering human evolution in the sense of spiritual science we transcend the materialistic view. According to the natural scientific view, the lower creatures evolved first, ascending as far as the human being. However, from the standpoint of spiritual science we have to see the human being as having an existence over and above the lower kingdoms of nature. With the human being we have, in spiritual scientific terms, what is much older than all the creatures that stand in relative proximity to him in the kingdoms of nature. For spiritual science the human being existed before the animal, the plant or even the mineral kingdom came into being. We look back into far distant perspectives of time in which what is now our innermost nature was already there, only later to unite itself with the kingdoms that stand below the human being. Thus, we see the essential being of Man descend, that in truth can only be comprehended in raising ourselves to the supersensible, to what is pre-earthly. By means of spiritual science we come to recognize that no adequate conception of the human being is to be gained from forces connected only with the earth. We must raise ourselves to super-terrestrial regions to see the approach of the human being. To speak metaphorically, we must feel how something floats toward the earthly—in turning our gaze, for instance, to the sunrise in a region such as that in which Raphael lived, to the gold-gleaming sunrise. There, even in natural existence, we can come to feel how something must be added to what is earthly, of forces that we can connect with the sun. Then there arises for us, out of the golden lustre, the symbol of what floats down in order to take on the vesture of the earthly. In Perugia quite especially, one can have the sense that the eye beholds the same sunrise seen by Raphael and that the natural phenomenon of the rising sun grants us a feeling of what is celestial in the human being. Out of the clouds shone through by the sun-gold there can arise for us—or it can at least appear so—the image of the Madonna and Child as a symbol of the eternally celestial in the human being, that wafts down to the earth out of the extraterrestrial. And below, separated by clouds, we have everything that only proceeds from the earthly. Our feeling-perception can rise to the most exalted spiritual heights, if—not theoretically and not abstractly but with our whole soul—we abandon ourselves to what affects us in Raphael's Madonna. It is a quite natural feeling one can have in regard to the world-famous picture in Dresden. And I should like to provide an example showing how it has had such an effect on some people, in quoting words written by Goethe's friend, Karl August, Duke of Weimar, concerning the ,i>Sistine Madonna, following a visit to Dresden: With the Raphael adorning the collection there, it was for me as when, having climbed the heights of the Gotthard all day and traversed the Urseler Loch, one all of a sudden looks down on the blossoming, green valley below. As often as I saw it and looked away again, it always appeared only like an apparition. To me, even the most beautiful Corregios were only human pictures; in memory, their beautiful forms palpable to the senses.—Raphael, however, remained always like a mere breath, like one of those appearances the gods send us in female form, in our happiness or sorrow; like pictures that present themselves to us again in sleep, upon awakening or in dreaming, and having once seen, appear to us day and night ever afterwards, moving us in our inmost soul.8 And it is remarkable, what is to be found in following up the literature of those able to express something of a profound nature in viewing the Sistine Madonna, as also other Raphael pictures. Again and again we find comparisons with light, with the sun, with what is luminous and what is spring-like in nature. This affords us a glimpse into Raphael's soul. We see how, despite the conditions that prevailed around him, he holds converse with the eternal secrets of human development. We sense that, in his uniqueness, Raphael does not grow out of his surroundings, but points to a tremendous past. One does not then need to speculate. Such a soul looks out into the world's circumference and does not express the secrets of existence in ideas, but forms them into a picture. By virtue of its inner completeness such a soul is self-evidently mature in the highest degree and truly bears special forces of humanity in its whole disposition,—one that must have gone through epochs that poured tremendous things into the soul, so as to reappear in what we call the life of Raphael. How, we may ask, does this re-emerge? We see the living content of Christian legends, of Christian traditions, arise in Raphael's pictures at a time in which Christianity had become pagan and given over to external pomp and outer splendour. Greek paganism was represented in its gods and venerated by the Greeks in their intoxication with beauty. We see Raphael giving form to the figures of Christian tradition in an age in which Greek treasures that had been buried for centuries under rubble and debris on Roman soil were being dug up again. We see Raphael among those excavating. Indeed, this Rome into which Raphael was transposed makes a remarkable impression. What precedes this time? We see, first of all, the centuries in which Rome emerges, built on the egoism of individuals whose aim is to found a community in the external world based on what the human being signifies as the citizen of a state. When Rome had attained a certain height with the time of the Caesars, we see it absorb the Greek element into its spiritual life. We see Rome, though it had overwhelmed Greece politically, now overcome by Greece spirituality. Thus, the Greek element lived on in Rome. Greek art, to the extent it was absorbed by Rome lives on in what is Roman. Rome becomes permeated through and through by the Greek element. But why does this Greek element not remain a characteristic feature of Italy's development over the following centuries? Why did something altogether different in fact make its appearance? Because, not long after this Greek element had poured itself into the Roman world, something else came, impressing its signature more strongly on what had developed on the soil of Italy: Christianity, the internalizing of Christianity. Something was now to speak to humanity, not as had the external sensory element of Greek cities, of Greek works of art, or Greek philosophy, but by addressing itself to the inner human being, taking hold of this human soul in inner battles. Hence, we see such figures arise as St. Augustine, personalities of a quite inward disposition. But then, since all development runs its course cyclically, we again see a yearning for beauty arise, after human beings had undergone this internalizing and had lived for a long time without the same connection to external beauty. In the “outer” we once again see what is inward. In this regard, it is of significance when in Assisi the inwardly deepened life of Francis of Assisi. Francis of Assisi appears in the works of Giotto, in which Christianity is able to speak directly to the human soul.—Even if we sense at the same time—the expression is permissible—something awkward and imperfect in Giotto's pictures, in bringing the inner nature of the human being to expression. We nonetheless have a direct line of ascent to the point where the most inward, the most impressive and noblest becomes manifest in outer form in Raphael and his contemporaries. Entering in feeling into the way in which Raphael himself must have felt, we have to say to ourselves: In looking at a picture such as the Madonna della Sedia it strikes us, in contemplating the Madonna with the Child, along with the Child John, that we forget the rest of the world—forget above all that this Child held by the Madonna could be linked with what we know as the Golgotha experience. With Raphael's picture we forget everything that followed as the life of Christ-Jesus. We give ourselves over entirely to the moment seen here. We have simply a Mother and Child, of which Herman Grimm said, it is the most exalted mystery to be met with in the outer world. We view the moment in serenity, as though nothing could connect onto it, either before or after. We are wholly taken up by the relationship of the Madonna and Child, separated from everything else. Thus, in always showing us the eternal in a given moment, Raphael's creations appear fundamentally complete in themselves. What must a soul feel in creating in this manner? It cannot be seized inwardly by the burning fervour of Savonarola that feels the whole Christ tragedy within itself, in speaking its words of fury, or in addressing its hearers in uplifting, pious words. We cannot imagine that Raphael could have anything to do with Savonarola's spiritual orientation; or that so-called Christian fire could have held sway in Raphael. Nevertheless, we should not think that the Christian ideas could appear to us so vividly through Raphael—a human soul of such inwardness and completeness—if Christian fire had been altogether foreign to it. One cannot create figures in an objective and well-rounded fashion if one is imbued with Savonarola's fire, borne along by the whole tragic mood of Christ, feeling oneself spurred on by this. A certain tranquillity and quite different Christian feelings must first have arisen in the soul. Even so, what has come to expression in Raphael's pictures could not have arisen if the very “nerve” of Christian inwardness had not lived in him. Is it not then reasonable to suppose: In the painter Raphael we have a soul that must already have brought that fire with it into physical existence that we perceive at work in Savonarola. If we see Raphael as bringing this fire along with him from earlier earth-lives, then we comprehend how he could be so inwardly serene, so inwardly complete, that this fire does not meet us as a consuming fire, destructive of enthusiasm, but as the tranquil element of creative activity. At his point I should like to say, one senses something in Raphael's natural abilities by means of which, in an earlier life, he could have spoken with the same fire as Savonarola. And it need not astonish us if Raphael's soul were to have re-arisen from a time in which Christianity was not yet present in the form of art, but received that mighty impulse at its immediate inception by which it became effective in the course of the centuries that followed. Perhaps it is not too audacious, in attempting to understand Raphael, to put forward something like what has been said. For, whoever has learned, in immersing himself again and again in Raphael's works, to revere this individual in all its depths, to view it in its unfathomableness, is only able by means of such extended feelings to comprehend what speaks to us out of the miraculous works into which Raphael poured his soul. Raphael's mission only appears to us in the right light when we seek, in the sense of Goethe's expression, “in a completed life” [in einem abgelebten Leben], the Christian fire that later manifests as serenity in Raphael. Then we come to understand why he had to place himself into the world in such an isolated manner. And we comprehend how the Raphael we have attempted to characterize—having experienced something “Savonarola-like” in an earlier life (only in an enhanced measure)—now became the Raphael we know from Renaissance Italy. As already mentioned, in the time in which the Roman Empire drew near, in the Roman period of Greece, an internalizing of the soul had taken place. In the Renaissance, in Raphael's time, we see the ancient Greek culture, buried under rubble, reappearing. Rome was gradually filled with relics of Greece, with what had once beautified the city. The Roman population directed its attention once again to the forms the Greek spirit had created. In this period, we also see how the spirit of Plato, the spirit of Aristotle, the spirit of the Greek tragedians infuses Roman life. We see the Roman world conquered once again by Greek culture. For a spirit that had previously given itself over to the moral-religious view of Christianity, devoting itself in a prior life completely to such moral-religious impressions, Greek culture may be said to have had a renewing, fructifying effect, in appearing out of the rubble and ruins on the Italian peninsula. Thus, if we see the moral-religious impulse of Christianity as integral to Raphael's innate faculties, what was not there in his disposition appeared in the Greek artefacts then being excavated before his eyes. The statues reappearing out of the rubble, products of the Greek spirit, the manuscripts that were recovered, had their effect on Raphael's soul as on no other. What united itself in this way as a result of his inner disposition—Christian feeling, combined with an especially spiritual devotion to what is cosmic—all this worked together with what was then re-emerging of the Greek spirit. These two things united in Raphael's soul, bringing it about that in his works we have what the time following Greece had generated—the inwardness with which Christianity had imbued the development of humanity—now finally brought to full expression in a world of forms, of pictures in which the purest Greek spirit speaks to us. We see the remarkable phenomenon, that through Raphael the Greek element arises again within Christendom. In Raphael we see a Christianity appear in an age that, all around him, presents what is actually anti-Christian. In Raphael there lives a Christianity that goes far beyond the narrowness of the Christianity that had gone before, raising itself to a far-reaching conception of the world. However, this is a Christianity that does not merely point vaguely to infinite realms of the spiritual, but assumes artistic form—much as the ancient Greeks had united their idea of the gods with what lives and weaves formlessly in the universe, pressing this into figures that delight our senses. In letting one or another of Raphael's creations work on us, in attempting to form an overall picture of his works in their exalted, perfect forms, they appear to us as possessing a wonderful excess of youth, for Raphael died at 37 years of age. Not for the sake of a grey theory, nor as a philosophical-historical “construct,” but out of immediate feeling deriving from Raphael's works, it may be said: The lawful continuum of mankind's spiritual life presents itself to us most clearly with such a towering figure as Raphael. Imagining the progress of spiritual life as a straight line in which cause and effect follow upon each other is truly not in accord with the facts. There is a saying that seems obvious, belonging to the “golden” pronouncements of humanity, namely, that life and nature make no leaps. However, in many respects life and nature make leaps all the time. We see this in the development of the plant, from the green leaf to the blossom, from the blossom to the fruit. There we see everything develop, yet we see that leaps are inevitable. It is no different with the spiritual life of humanity, and this is connected with various evolutionary secrets. One of these is that a later epoch always has to reach back to an earlier one. Hence, just as the masculine and the feminine have to work together, so must the various Time Spirits work together, mutually fertilizing each other, so that further development can take place. Thus, the Roman period around the time of the Caesars had to be fertilized by the Greek element, for a new age to arise. And in the same way, the Time Spirit that then arose had to be fertilized by the Christian impulse, in order to make the internalizing possible that we see in St. Augustine and others. Similarly, more recently, such an inwardly advanced soul as Raphael had to be fertilized, made productive by the Greek element. Doubly buried though Greek culture then was, it yet reappeared, being doubly “extracted:” for the eyes in that the sculptures had been covered over by the soil of Italy; and for the souls, in the buried works of literature that revealed the Greek spirit. The centuries of the first Christian millennium, on the other hand, had been extraordinarily little touched by what lived in Greek philosophy, in Greek poetry. Having been doubly buried, Greek culture waited, as it were, in a “beyond” for a later point in time when it could fertilize the human soul that had meanwhile been imbued with a new religion. Buried, withdrawn for outer eyes and buried likewise for souls that had no notion that it would develop further, it actually flowed on like a river that sometimes continues underground, out of sight, far below a mountain, returning afterwards to the surface. This Greek culture was buried outwardly for the senses, inwardly for the substrata of the soul. Now it reappeared. For spiritual sight it was excavated not only in that it was fetched from old manuscripts, but also in that people began to experience the world in the Greek manner once again, sensing how the spirit lives in everything material, how everything that is material is the revelation of the spiritual. People began to connect once more with what Plato and Aristotle had thought. But Raphael was the individual on whom this could take effect most of all, since in his whole disposition he had fully assimilated the Christian impulses. With him this twice buried and twice resurrected Greek culture now brought it about that he was in a position to recreate the evolution of humanity in figures. How marvellously was he able to accomplish this in the pictures of the Camera della Segnatura. There we see the old spiritual contests arise again in pictures—the struggle of those spirits that had developed in the time of internalizing, that had not been there in the Greek period. That they could be viewed in this way in Raphael's time—for that, the whole period of internalizing was needed. We now see this internalizing painted on the walls of the papal rooms. What the Greeks had conceived and formed into figures we now see internalized. The inner strivings and inner battles humanity had undergone we see infused with the Greek creative spirit, with the Greek artistic mood and sense for beauty, conjured onto the walls of the papal palace. The Greeks poured into their statues their conception of the way in which the gods worked upon the world. How human beings felt in approaching the secrets of existence presents itself to us in the picture often referred to as the School of Athens How the human soul had learned to view the Greek gods meets us in the remarkable recreation of the gods of Homer in the Parnassus. These are not the gods of the Iliad and the Odyssey but the gods as seen by a soul that had already gone through the epoch of internalization. On the other wall we see the picture that must remain unforgettable to everyone, of whatever religious confession—as little as one can still gain an idea of it—the Disputa in which something most inward is depicted. The other picture presents what is attained by means of a certain philosophical striving, but in Greek beauty of form. In the picture opposite, the “Disputa,” we encounter the most profound content the human being can experience. And the fact that we do not need to think in terms of a narrow Christian consciousness becomes evident here in that we find the Brahma, Vishnu and Shiva motifs expressed in a quite different way. We have before us what the human soul can experience inwardly of the Trinity—every soul, no matter what confession it belongs to. This appears to us not merely symbolically, in the symbolism of the Trinity in the upper part of the picture. It appears to us further in each countenance of the Church fathers and philosophers, in every motion of the hands, in the whole distribution of the figures, in the wonderful colour composition. It appears to us in the picture's totality. In the beautiful forms permeated with the Greek spirit we are presented with the human soul in its entire inwardness. The inwardness experienced in the course of one-and-a-half millennia arises once again, as outer revelation. In Raphael's pictures we see Christianity, not in the form of the paganism of the Roman popes and cardinals, but as the ancient Greek paganism, capable of creating beautiful, splendid figures. Thus, Raphael stands at a turning point, at a watershed, pointing both to an earlier age that had preceded Christianity in the beauty of outer revelation, and to what may be seen as inherent in the “education of the human race,” the internalizing of the human soul. Hence, in standing in front of these pictures of Raphael, these miraculous, unique works of art, they appear to us as the confluence of two ages clearly separate and distinct from each other: an age of outer experience and one of inner experience. Yet, at the same time, in standing before these pictures, they open up a perspective into the future. For, with a feeling for what has been said, who does not sense that—in spite of all the externality that has still to evolve further in humanity's future—this internalizing must necessarily also progress further in the course of evolution? Indeed, the human soul will need to find periods of ever greater inwardness in subsequent lives. If we turn to literature and study, not as an art scholar or mere reader, the works of a spirit such as Herman Grimm, who spared no effort in portraying the workings of human phantasy, we can understand the profound empathy with which he contemplated Raphael's creations. It becomes comprehensible, when, at a certain point in his work on Raphael we find words that take on special meaning. We see how he stood before Raphael's creations with heartfelt interest. One has to take account of what passed through Herman Grimm's soul at a certain point in his work on Raphael, in the first few pages where, in casting a glance at Raphael's emergence from ancient times, he only modestly touches on something. It is not evident, really, from where this thought comes.—In the middle of wider historical considerations into which Raphael is placed, a thought occurs to Herman Grimm and is written down: “I see before me developments of humanity, participation in which will be denied me, but that appear to me so radiantly beautiful that, on their account, it would be worth the trouble of beginning human life all over again.”9 This yearning of Herman Grimm for “reincarnation” in the introduction to his Raphael book is remarkable and profoundly indicative of a particular feeling living in a human being who attempted to come to terms with Raphael and his connection to other epochs. Does one not sense what can be expressed more or less in saying: Works such as those of Raphael are not only an end-result. They lead us to acknowledge not only how grateful we have to be in regard to what past ages have given us. Such works call forth feelings in us such as the feeling of hope, since they strengthen us in our belief in the progress of humanity. We can say to ourselves, these works would not be as they are if humanity were not a unified being whose nature it is to advance. Thus, certainty and hope arise for us if we allow Raphael to work on us in the right way. And we can then say: Through what he created artistically, Raphael has spoken to humanity! In contemplating the frescoes in the Camera della Segnatura>, we do of course sense the transience of the external work. From these works, frequently painted over, we can gain little idea of what Raphael once conjured onto the wall. We sense that at some point in the future human beings will no longer be able to experience the original works. But we know, humanity will progress ever further. Fundamentally, the works of Raphael first embarked on their triumphal march when, with love and devotion, innumerable engravings, photographs and reproductions of his works were made. Their effect continues right into the reproductions. One can understand Herman Grimm when he relates that he once hung a large collotype10 of the Sistine Madonna in his room and on entering, it was always as though he were not fully permitted to enter—as though the room now belonged to the picture as a sanctuary of the Madonna. Some will already have experienced how the soul actually becomes a different being than it otherwise is in ordinary life, when truly able to give itself over to a picture by Raphael—even a mere reproduction. Certainly, the originals will some day no longer exist. But, do the originals not still exist in other realms? Herman Grimm frankly states in his book on Homer:11 edition, Stuttgart and Berlin 1907, p. 473. We can also no longer fully enjoy the original works of Homer, since in ordinary life, without higher spiritual forces, we are no longer in a position to enter into all the nuances and expressions of the Greek language in their full beauty and power, in taking in Homer's “Iliad” and “Odyssey”. There too we no longer have the originals. Even so, Homer's poetic works speak to us. But, what Raphael gave to humanity will live on as evidence of the fact that there was once a time in the development of humanity when, in the widest circles people were unable to immerse themselves in thoughts and written works, since that was far from being the norm at that time. However, in Raphael's creations the secrets of existence spoke to the eyes of human beings. The age of Raphael was one that read less, but that looked more. This makes it clear that that age was differently constituted. But what Raphael created will continue to have an effect in all future times. Confirmation of this will be what Raphael will continue to say to humanity. Thus, Raphael's creations will live on in the further course of human evolution, live on inwardly in lives that follow upon each other. In undergoing future lives, Raphael's spirit will have ever greater things, of an ever more inward nature, to impart to humanity. Thus, spiritual science points to a further life in a two-fold sense; a living-on of a kind described in lectures that have been given and that will be spoken of further, becoming our guide in going through earthly existence in ever new epochs. It can be said to be entirely true, what Herman Grimm states in words summarizing what resulted for him from his overall study of Raphael: Even if Raphael's works will eventually have faded or been destroyed, Raphael will still live on. For, with him something has been implanted in the spirit of humanity that will forever germinate and bear fruit. Every human soul sufficiently able to deepen itself in Raphael will come to feel this. Only in entering into a sense with which Herman Grimm was imbued—heightening and deepening this by means of spiritual science—do we come to understand Raphael fully. We indicated recently how close he stood, in contemplating Raphael ever and again, to spiritual science.—We can understand our relation to Raphael and such thoughts as have been ventured today can grow in us, if we conclude by summarizing what has been said in words of Herman Grimm: Human beings will always want to know about Raphael; about the beautiful young painter who surpassed all others; who was fated to die early. Whose death all Rome mourned. When the works of Raphael are finally lost, his name will remain engraved in human memory.12 Thus, did Herman Grimm express himself in beginning his discourse on Raphael. We understand these words; and we understand him again in concluding, at the end of his work on Raphael: All the world will want to know about the life-work of such a human being, for Raphael has become one of the pillars upon which the higher culture of the human spirit is founded. We would fain draw nearer to him, since we have need of him for our well-being.13
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62. Leonardo da Vinci
13 Feb 1913, Berlin Translator Unknown Rudolf Steiner |
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For Spiritual Science must indeed not present theories! Spiritual Science should, in all that it undertakes, grasp the whole of man's life of feeling and experience, and must itself become an elixir of life, so that through it we gain a new relation to the whole of life; and such spirits as Leonardo are peculiarly fitted to lead one to this new relation to the world and to life, so that through Spiritual Science we may understand the world. |
When we look into this countenance we feel the genius of humanity itself looking out at us. Yes, we begin to understand this age, the time of sunset in which Leonardo lived—the time which heralded a new dawn, in which Copernicus, Kepler, Giordano Bruno, Galileo lived—and we see all the limitations and restrictions which Leonardo's great spirit had to undergo. We understand the age and we understand the great artist who transcends all human means and yet can, after all, only work with human means. |
62. Leonardo da Vinci
13 Feb 1913, Berlin Translator Unknown Rudolf Steiner |
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My Dear Friends, The name of Leonardo is constantly being brought before the minds of innumerable people through the wide circulation of perhaps the best known of all pictures, the celebrated “Last Supper”. Who does not know Leonardo da Vinci's “Last Supper” and knowing it, does not admire the mighty idea expressed more particularly in this picture? There we see embodied pictorially a significant moment—one that by innumerable souls is considered the most significant of the world's events: the figure of the Christ in the center, and on either side of Him the twelve Disciples. We see these twelve Disciples with deeply expressive movements and bearing; we see the gestures and attitudes of each of the twelve figures so individualized, that we may well receive the impression that every form of the human soul and character binds expression in them. Every way in which a soul would relate itself according to its particular temperament and character, to what the picture expresses, is embodied in them. In his treatise on the subject of Leonardo da Vinci's “Last Supper”, Goethe expressed perhaps better than any writer the moment after Jesus Christ uttered the words, “One of you shall betray ME”. We see what is taking place in each of these twelve souls, so closely connected with the speaker and who look up to Him so devoutly, after the utterance of these words; we see all that wonderfully expressed by each of these souls in the numerous reproductions of this work which are disseminated through the world. There have been representations of the “Last Supper” dating from earlier times. We can trace them without going still further back, from Giotto down to Leonardo da Vinci; and we find that Leonardo introduced into his “Last Supper”, what we might call the dramatic element, for it is a wonderfully dramatic moment that confronts us in his representation. The earlier representations appear to be peaceful, expressing, as it were, only the fact of being together. Leonardo's “Last Supper” seems the first to conjure up before us with full dramatic force an expression of very significant psychic conditions. If, however, the world-famed reproductions have given us an impression of the idea of the picture which enters into our hearts and souls, and we then go to Milan, to that old Dominican church, Santa Maria Delle Grazie, and there see on the wall what can only be described as blurred, indistinct, damp daubs of color—which are all that remains of the original picture, so famous the whole world over through the reproductions—we may perhaps then be led to investigate further. The impression that comes to us then, is that for some long time back, there has not been much visible on the walls of the old Dominican church of the picture, of which those who saw it after Leonardo painted it spoke in such enthusiastic, fervent and rapturous terms. What must once have spoken to the soul from these walls as a miracle of art, not only through the idea which had just been expressed with difficulty, but what must have spoken through Leonardo's marvel of color in such a way that in these colors was expressed the inmost depths of the soul—aye, the very heartbeat of the twelve Disciples—all that must have long ceased to be visible on the wall. What has this picture not had to suffer in the course of the ages! Leonardo felt himself compelled to depart in technique from the method in which such frescoes had been painted by his predecessors; he found the sort of colors formerly used were not striking enough. He wanted to conjure on to this wall (as through magically) the finest emotions of the soul; and therefore he tried as had not been done before—he used oil colors. There then arose a multitude of obstacles. The position of the whole place was such that comparatively soon these colors must be affected. Damp came out of the very wall itself; the whole room which was used as a refectory by the Dominicans was often completely under water in the floors. Many other things intervened besides—the quartering of soldiers there in war time and so on. The picture had all this to undergo. At one time the monks of the monastery themselves did not behave with special piety towards this picture; they found that the door which led from the kitchen into the refectory of the monastery was too low, and one fine day they had the door heightened. This ruined a great part of the picture. Then at one time a coat of arms was placed right over the head of Christ. In short, the picture received the most barbarous treatment. Then there were “artistic charlatans”—as we must call them—who painted it over, so that scarcely anything of the original coloring is now to be seen. In spite of this, when one stands before the picture, an indescribable enchantment proceeds from it. All the barbarisms, the painting-over, and the soaking could not fundamentally destroy the charm which proceeds from the picture. Although it is today no more than a mere shadow stretching across the wall, yet a magic proceeds from this picture. That magic lies only partly in the painting; rather, it is the conception that works on the soul—it works powerfully. Anyone who has acquainted himself with Leonardo's other works, and tried to study the reproductions of the works ascribed to Leonardo scattered through the different galleries of Europe, which have been preserved more or less as he painted them, anyone who has acquainted himself with Leonardo's activities and has made a study of what he has written in the course of time, and of his life as it flowed on from the year 1452 to 1519, will stand before this picture in the Dominican refectory of the monastery of Santa Maria Delle Grazie at Milan with very peculiar emotions. For in reality, as much of the magic creation which Leonardo once painted on this wall has been preserved to us, we feel that just so much does there still remain for the universal consciousness of man of the mighty greatness, of the power and content of the comprehensive personality of Leonardo himself. The extent of the influence of Leonardo's work on people today, stands practically in the same relation to what this comprehensive personality put into the evolution of the world as these faded and blurred colors do, to what Leonardo once conjured up on the wall. We stand sadly before this picture in Milan, and with the same sadness we confront the whole figure of Leonardo. Goethe points out how, if we allow the lives written by earlier biographers to work upon us, we receive an impression that in Leonardo a personality appears to mankind, working everywhere with a fresh life force, contemplating life joyfully and working joyously on life, taking up everything with love, with a tremendous thirst for knowledge desiring to grasp everything fresh in soul, and fresh in body. Then perchance we turn to that portrait of his in Turin, supposed to be painted by himself, and look at this picture of Leonardo as an old man—this face with its expressive lines caused by suffering, with the embittered mouth, and the features which betray something of the opposition which Leonardo had to feel towards the world and towards all he had to experience. In a remarkable way this personality appears at the beginning of the new age. Then, if we once more turn back to the picture in Santa Maria Delle Grazie and endeavor to study this shadow on the wall of the refectory, trying to compare it with the oldest reproductions of this picture, and try, as it were, with “the eyes of the spirit” (to use Goethe's words) to call up the picture within us, the following feeling may perhaps arise: Did he who once painted this picture go forth satisfied when he put the last touch to it? Did he say to himself: “Thou hast here recorded what lived in thy soul”? It appears to me, one may quite naturally arrive at this feeling. Why? If we survey the whole of Leonardo's life, we must admit that the feeling just described is aroused. We begin by studying Leonardo from his birth. He was an illegitimate child, the son of a mediocre father—Ser Pietro of Vinci—and of a peasant woman who then entirely disappears from view, while the father marries respectably and puts his child out to nurse. We see the child growing up alone, having intercourse only with nature and his soul, and we see what an enormous amount of life force there must have been in this human being that enabled him to remain so fresh! For above all he did retain his youthful freshness. Then, as he already showed a talent for drawing, he entered the school of Verrochio. His father sent him there because he believed his talent for drawing could be made useful. Here Leonardo was employed to assist in painting the Master's pictures. An anecdote is related of this period—how Leonardo had once to paint in a figure which, when the Master saw, he resolved to paint no more, because he knew he was surpassed by his pupil. This seems to be more than a mere story, when one considers the whole being of Leonardo. We then find him in Florence, his artistic talent always increasing: but we find something else besides. If we follow up his talent for painting we are impressed with the feeling that year after year he went about making the greatest artistic plans, constantly making new ones. He had also commissions from people who recognized his great gift and wanted to own something of his. First he would form an idea of what he wanted to create and then he began to study; but in what did this study consist? He entered in an extraordinarily characteristic way into every detail that came into consideration. For instance, if he had to paint a picture with three or four figures in it, he did not only study a single model but he went about the town observing hundreds and hundreds of people. He would often follow a person for a whole day if a feature interested him, and sometimes he would invite all sorts of people of different classes to come to him and would tell them all sorts of things to amuse or frighten them, so that he might study their features in the different soul experiences. Once, when a rioter was caught and hanged, Leonardo went to the place of execution, and the drawing is still preserved in which he tried to catch the facial expression, the whole bearing of the victim; in the lower corner is the drawing of another head so as to catch the whole expression. Caricatures have been preserved, incredible figures by Leonardo, from which we can see what he was trying to do. For instance, he would take a face and make the experiment of making the chin larger and larger. To study the significance of a single part of the human form, he would enlarge a single limb, to ascertain how in the natural size this limb was dovetailed into the whole human organism. Caricatured forms—in all sorts of contortions—we find in Leonardo. Drawings of his have been preserved (many the works of his pupils, but many by himself as well) in which he has drawn the same detail over and over again—drawings which he would then use. If we consider this attentively, we get an impression that he worked in the following way: suppose he had an order for a picture and had to represent this or that. He studied the details in the way just described. His interest was then aroused in something special, and he no longer continued to study for the purpose of the picture, but to learn the peculiarities of some animal or man. If he had to paint a battle, he would go to the riding school to study detail or somewhere where horses were left to themselves, and in this way he lost sight of the original conception for which he had meant to use the study. In this way study after study accumulated, and in the end he had no interest in returning to the picture. Among the important pictures originating from his early Florentine time (although they had been painted over, and their original form is no longer recognizable) we have the “St. Hieronymus” and the “Adoration of the Magi” for which innumerable such studies exist as have just been described. Moreover, we have the feeling that this man lived in the fullness of the secrets of the universe; he sought to penetrate them, tried in an original way to reproduce the secrets of nature, but never really attained the creation of any work of which he could say it was in any way complete. We must put ourselves in the place of this soul, who was too rich to bring anything to completion, a soul in whom the secrets of the universe so worked that no matter where he began, he had to pass on from secret to secret and could never come to an end. We must try to understand the soul of Leonardo, which was too great in itself ever to be able to reveal its full greatness. Let us pursue our study of Leonardo. We see how he was given two commissions by Duke Ludovico, one of which was the “Last Supper” and the other an equestrian statue of the Duke's father. This brought him to Milan. Further investigation shows us that Leonardo worked from fifteen to sixteen years at these two works. To be sure, many other things were going on at the same time. In describing him as we have just done, we must, to understand him fully, add that the Duke had not summoned him as a painter only. The Duke sent for Leonardo because he was not only a distinguished musician, but perhaps one of the most distinguished musicians of his time. And it was due to his musical gifts that he was summoned to the Duke's court—not only on that account, however, but because he was one of the most important war engineers of his time—one of the most important hydraulic engineers and one of the most important mechanics of his time—and because he could promise the Duke to supply him with engines of war that were something quite new—engines utilizing steam power—and because he could construct suspension bridges which could easily be put up and taken down quickly. At the same time, he worked at the construction of a flying machine. To accomplish this he busied himself in observing the flight of birds, and what remains of Leonardo's writings concerning the manner in which birds fly, are among the most original existing in the world on this subject. At the same time it must always be remembered when we have Leonardo's writings in our hands today that these are only copies containing much that is inaccurate, and in this form they correspond to what we can now see of the “Last Supper”. Yet in all these things, we can clearly see what a great and comprehensive genius Leonardo was. We can now see how Leonardo not only assisted the Court of Milan on every possible occasion—arranging this or that artistic or theatrical event, but we also see him working out all sorts of military and other schemes and assisting the builders of the Cathedral with advice and help. Besides this, we know that he trained innumerable pupils who then worked at the different works in Milan; so that one can hardly imagine today how much of Leonardo's work is incorporated into the whole town of Milan and its neighborhood. In addition to all this Leonardo was engaged in making endless studies for the statue of the Duke's father, Francesco Sforza. One might say there was not a single limb of the horse that he did not study a hundred times, in a hundred different positions, and in the course of many years he completed the model of the horse. Then through an accident, when it was set up at a festival, it was destroyed—and he had to make it all over again. This second model was also destroyed when the French invaded Milan in 1499, for the soldiers used the model as a target and shot it to pieces. There is nothing left of the gigantic labors of a personality who, one may really say, tried to discover one world-secret after another, in order to construct a work in which dead matter should be a manifestation of life, as it reveals itself in the secrets of nature. We know how Leonardo worked at the “Last Supper”. He often went and sat on the scaffolding and brooded for hours in front of the wall, then he would take a brush and make a few strokes and go away again. Sometimes he only went and stared at the picture and went away again. When he was painting the Christ Figure, his hand trembled. Indeed, if we put together all that we can find concerning this subject we must say that neither outwardly nor inwardly was Leonardo happy when painting this world-renowned picture. Now there were people at that time in Milan who were displeased with the slow progress of the picture, for instance a Prior of the monastery, who could not see why an artist could not paint such a picture quickly, and complained to the Duke. He too thought the affair had lasted too long. Leonardo answered: “The picture is to represent Jesus Christ and Judas, the two greatest contrasts; one cannot paint them in one year; there are no models for them in the world, neither for Judas nor for Christ”. After he had been working at the picture for years, he said he did not know whether he could finish it after all! Then he said that if finally he found no model for Judas he could always use the Prior himself! It was thus extraordinarily difficult to bring the picture to a conclusion but within himself Leonardo did not feel happy. For this picture showed the contrast between what lived in his soul and what he was able to represent on the canvas. Here it is necessary to bring forward a hypothesis of Spiritual Science, which may be reached by anyone who studies what can by degrees be learned about this picture. The following hypothesis presented itself to me as I tried to find an answer to the above-mentioned question. If one follows up Leonardo's life in this way one says to oneself: in this man there lived an enormous amount that he could not reveal outwardly to mankind; the external means were much too feeble to express this. Was he able, as without doubt he intended in the “Last Supper”, to paint into this work a grandeur that would have satisfied him? This question arises quite naturally, when one realizes how again and again he tried to investigate secret after secret for his studies to bring something into existence, and did not succeed. After all, one is bound to ask such a question: and it almost answers itself. If Leonardo on the one hand only got as far with the equestrian statue which he had intended to make a miracle of plastic art, as making a model which was destroyed, so that he never even touched the statue itself, and if, after sixteen years of work, he finally said good-bye to this unexecuted statue—how did he leave the “Last Supper”? One has the feeling: he went away from this “Last Supper” dissatisfied! If all we can see of this picture today is a ruin of blurred, damp colors, and if for a long time past nothing more has been perceptible of what Leonardo once painted on the wall, we may perhaps maintain that what he painted there could not in the faintest degree have represented what lived in his soul. To arrive at such a conclusion it is necessary to put together all the different impressions one receives from the picture itself, but there are also a few external aids. Among the writings of Leonardo still extant, there is a wonderful treatise on painting. In it painting in its essence as an art is set forth, how it must work in relation to perspective and coloring, how it must work according to principle. Oh! This work of Leonardo's on painting, although we have only a fragment of it, is a wonderful work, the like of which has never been accomplished in the world. The highest principles of the art of painting are here represented as only the greatest genius could represent them. It is wonderful to read, for instance, how Leonardo shows that in painting a battle, the horses had to be represented with the suitable foreshortening because it brought out the impression of bestiality and yet of grandeur that should be perceptible in a battle. In short, this work is a wonderful one. It shows us all Leonardo's greatness and, we may say, all his impotence. We shall refer to this again. Above all it betrays how he always tried in the representation of his art to study the reality as it presented itself to the human eye. How light and shade and coloring are to be turned to account in painting, all this is to be found wonderfully described in this work of Leonardo. If we find in Leonardo's soul the ardent longing of his conscience never even in the smallest particular to offend against the truth—which, as we shall see further on, he prized so highly—if that feeling animated his soul, we may say that this is apparent everywhere; that is, the resolution never to offend against the truth of the impression, always so to work that the impression is justified by the inner secrets of nature. If we let his “Last Supper” work on us, we find two things of which we can say that they do not altogether agree with Leonardo's view of the principles of painting. One is the figure of Judas. From the reproductions and also to a certain extent from the shadowy painting in Milan, one gets the impression that Judas is quite covered in shadow—he is quite dark. Now when we study how the light falls from the different sides, and how with regard to the other eleven disciples the lighting conditions are represented in the most wonderful manner in accordance with reality, nothing really explains the darkness on the face of Judas. Art can give us no answer as to the wherefore of this darkness. This is fairly clear as regards the Judas figure. If we now turn to the Christ Figure, approaching it not according to Spiritual Science but according to the external view, it only produces, as it were, something like a suggestion. Just as little as the blackness, the darkness of the Judas figure seems justifiable, just as little does the “sunniness” of the Christ Figure, standing out as it does from the other figures, seem to be justified, in this sense. We can understand the lighting of all the other countenances but not that of Judas nor that of Christ Jesus. Then, as if of itself, the idea comes into one's mind: surely the painter has striven to make evident that in these two opposites, Jesus and Judas, light and darkness proceed not from outside but from within. He probably wished to make us realize that the light on the face of the Christ cannot be explained by the outer conditions of light, and yet we can believe that the Soul behind this Countenance is itself a light force, so that It can shine of Itself, in spite of the lighting conditions. In the same way the impression with respect to Judas, is, that this form itself conjures up a shadow which is not explained by the shadows around it. This is, as already said, a hypothesis of Spiritual Science, but one that has developed in me in the course of many years and we may believe that the more we considered the problem the more we would find it substantiated. According to this hypothesis one can understand how Leonardo, who strove to be true to nature in all his work and study, worked with trembling brush to present a problem that could only be justified with respect to this one figure. We can then understand that he might well be bitterly disappointed, indubitably so, because it was impossible by means of the then existing art to bring this problem to expression with complete truthfulness and probability. Because he could not yet do what he wanted, he finally despaired of the possibility of its execution and had to leave a picture behind him which still did not satisfy him, and the question as to the feelings with which Leonardo left his picture can be answered in full accord with the whole figure and spiritual greatness of Leonardo. He left it with a feeling of bitterness, realizing that in his most important work he had set himself a task, the execution of which could never be satisfactory with the means available to man. If in the centuries to come no eye will see the picture Leonardo had conjured on to the wall at Milan—that, in any case, was certainly not what lived in his soul. If we picture him thus before his most important creation, we are indeed tempted to ask: What secret really lay behind this figure? A fortnight ago we considered the personality of Raphael and tried to show what a different understanding we obtain of such a man as he, if we rest on the principles of Spiritual Science. For we know clearly that the human soul is something that repeatedly returns to many earth lives, that a soul born into a certain age does not live that one life alone, but in the whole plan and process of its evolution brings with it the predispositions acquired in earlier earth lives, and with these predispositions finds itself confronting what the spiritual environment now offers. If we so regard the soul, knowing that it enters into existence with an inner spiritual inheritance that had its origin in repeated earth lives—and admitting that the whole of evolution seems full of meaning and wisdom, we postulate that things do not happen accidentally in certain epochs, but in accordance with rule and law, as the blossom of the plant appears after the green leaf—if we accept the existence of a plan full of wisdom in the history of the evolution of man, according to which the human soul returns again and again from the spiritual regions—then only do the individual figures become comprehensible. What can be studied with regard to particular human lives is more clearly manifest if we observe those human souls which are exceptional, out of the ordinary. If we study Leonardo as we have tried to sketch him at particular moments of his life, we are led again to consider the background from which this soul stands out. This background is the time in which this soul was placed, from the year 1452 to 1519. What manner of time was this? It was the time before the rise of modern natural science and the views which result from that. It was the time before the birth of Copernicus' conception of the world, before the influence of Giordano Bruno, Kepler, and Galileo. How do we view this age in the light of Spiritual Science? We have repeatedly drawn attention to the fact that the further we go back in the course of human evolution, the greater is the difference in the whole of man's outlook and his connection with his surroundings. In the primeval ages of man's evolution we find in every soul a kind of clairvoyance, by means of which, in the transition stage between sleeping and waking, he looked into the spiritual world. This original clairvoyance was lost in the course of time; but until the Fifteenth Century, there still remained from earlier times a remnant of this clairvoyance; not clairvoyance itself—that was long before lost—but what remained was a feeling that the human soul was connected with the spiritual background of the world. What souls had once been able to see, they could still feel, and although this feeling had already become weak, still they felt that in the center of their being they were connected with the spiritual that lived and wove in the world, even as physical processes in the human body are connected with the physical events of the world. According to the laws of evolution, the old intercourse between man's soul and the spiritual world had to be lost for a time. Modern natural science could never have blossomed if the old clairvoyance had remained. The whole of this old way of looking at things had to be lost, so that the soul could turn to what the senses offered and what could be scientifically proved by the intellect belonging to the brain. The world outlook based on natural science, which has been built up from the time of Leonardo until today, was only made possible through the loss of the old spiritual perception of mankind and through man's inclining himself “objectively” to external sense perception and to what the intellect can grasp through that. Today we again stand at a new turning point, at the turning point leading to a time in which it will again be possible for man, through modern Spiritual Science, to attain to a spiritual view of things. For the development of natural science has a double significance. First, it had to give to man the treasures of natural science. In the course of the centuries since the appearance of Copernicus, Kepler and others, natural science has passed on from triumph to triumph, and been adapted in a wonderful way to practical and theoretical life. That is one result that has been gained through natural science in the centuries since the time of Leonardo. The other is something that could not come at once but has only become possible in our own times. For not only have we to thank natural science for what we have learned through the Copernican system, through the observations and discoveries of Kepler and Galileo, and the experience of modern spectro-analysis, and so on, but we have also to thank science for a certain education of the human soul. The human soul first of all began to observe the sense world; in this way natural science was built up. Through natural science new ideas and new conceptions were formed, but where it has rendered the greatest service its greatness was not acquired through sense perception, but through something quite different. This has already been referred to. In one particular sphere, in the time of Copernicus, people relied on sense perception. What was the result? People believed that the earth stood still in space and that the sun and the planets revolved around it. Then came Copernicus, who had the courage not to rely on sense perception. He had the courage to say that when one relied entirely on sense perception one did not make a single empirical discovery, but that empirical discoveries could be made if one combined in one's thinking all that had previously been observed. Then men followed in his footsteps and went further, but it is essentially a mistaken view of the state of affairs to believe that natural science reached its present height because mankind relied only on the senses. What has come to mankind through natural science has, however, impressed itself on the soul; the ideas of natural science live within us and have educated our souls. Natural science, besides the discoveries it has given us, has also been a means of education for the soul, and souls have today become mature because the ideals of natural science have really not only been thought but lived, so that souls of their own accord will be driven into Spiritual Science. Human souls had, however, first to become ripe for that, and for that centuries had to elapse since Leonardo's time. Now let us consider Leonardo. He enters his age with a soul that, in an earlier existence, belonged to those initiates who had raised themselves in the old way to the secrets of world conception. This experience could not be continued in the age into which he was born, the Fifteenth Century. For in earlier incarnations insofar as these earlier earth lives made it possible, one may have experienced the cosmic mysteries in a great and mighty way; but how they can be brought through into one's consciousness in a new life, depends on the external physical body. A fifteenth-century body could not bring to expression the inner thought, inner feeling, and inner power of execution which Leonardo had taken up into himself in earlier stages of existence. What he brought from earlier lives worked only as a force; but he was condemned to be confined in a body living in the age directly before the rise of natural science, and he felt himself limited in every direction. The time was then coming, the dawn was already there, when man would only perceive the world of sense existence with the senses, and would only think with the intellect that is connected with the instrument of the brain. Leonardo was always driven to seek for the spirit; he brought that with him from previous lives. The impulse to seek for the spirit worked in a glorious and grand way in him. Let us now consider him as ARTIST. Art had become very different in Leonardo's time from what it was in the Greek period. Let us try, for instance, to realize the creation of a plastic statue by a Greek artist. What kind of feeling do we get when we contemplate the statue of Marcus Aurelius, for example? Never would they who executed such a work have molded the form from an external model or made studies in detail as did Michaelangelo or Leonardo. The wonderful horse of Marcus Aurelius' statue was certainly never studied as Leonardo studied his for the equestrian statue of Francesco Sforza; and yet how alive are these old statues! What is the reason? It is because in Greek times human souls felt themselves to be really the creators of their bodies, they identified themselves with all the soul forces of the universe. In the age of Greek art one felt in an arm, for instance, all the forces that formed that arm. Man felt himself within the independent inner being of his own form. He did not look at the form from outside but created “consciously” from within, for he was still conscious of the formative creative force. We can still prove that externally even today. Look at the Greek statues of women; they were all experienced directly. Therefore they are all represented at the age in which expanding growth is present. We feel in these that the artist imitated nature because he was within the spirit of nature, because he felt himself connected in his soul with the spirit of nature. This feeling of being one with the spirit which weaved and lived in things had to be lost in Leonardo's time; it had to be lost for otherwise the new age could not have come. This is not a criticism of the age, but a statement of the meaning of the facts. Let us now see how Leonardo went to work when he studied the movements of the hand, or of the separate parts of an animal, or the human countenance! He shows by his methods that he had in his soul an inner knowledge, an inner realization, but this did not, however, rise into his consciousness. There was something that worked in a living way on those figures, but Leonardo could not grasp it inwardly. He felt himself separated from this “inner comprehension” and so nothing satisfied him. There he stands, in expectation of this new natural-scientific world outlook, which he cannot himself possess because it is not yet in existence. Take his writings—on every page problems spring up which mankind could only solve in the course of the three following centuries, some of them indeed have not yet been solved. Leonardo had most wonderful ideas, of which, in many cases, he could make no use at all. We find them in his works and also in his artistic creations. Thus we find in him that powerlessness, to which a soul must be subject in an age that sees the end of an old world outlook, and in which the new has not yet arisen. This new world outlook certainly led to the splitting up of man's comprehensive outlook into a study of detail; we see the beginning of specialization of individual branches of work. In Leonardo everything is still united. He is at one and the same time an all-embracing artist, musician, philosopher, and mechanician. He united all these in himself because his soul came over from olden times possessing great capacities, but now in this new age, he can just touch things from the outside but cannot penetrate them. So from the human point of view Leonardo appears as a tragic figure, but seen from a higher one, his was a figure of tremendous significance—at the dawn of a new age. We can see that for ourselves if we examine what Leonardo created further. He brought the most important things only to a certain point, when his pupils had to work on them. Even with regard to such work as his “John” or “Mona Lisa” in the Louvre in Paris, we see how the technical treatment was such that they must soon lose their brilliancy. We see in everything, how Leonardo could never do enough to satisfy himself. It is not possible without having the pictures before us to speak in detail of his paintings. If we absorb ourselves in them we can see how Leonardo as artist always touched limits beyond which he could not go; and how what lived in his soul never once reached the point of flowing up from soul experience into consciousness; how for a moment it flared up from that state of soul experience in such a way that one might rejoice aloud and then sink back in sorrow, because it did not come into full consciousness. It never once did so to Leonardo. We really follow Leonardo's fate with very sad feelings when we see how in the end he was taken to France by Francis I, and spent the last three years of his life in a dwelling place assigned to him by Francis, in spiritual contemplation of the mysteries of existence. We find him there as a lonely man, who could really no longer have anything in common with the world around him, and who must have felt an enormous contrast between what he realized as the primeval foundations of existence, which might take form in art, and the fragment of it which was all he had been able to give to the world. If we consider the matter in this light we look back to Leonardo saying: “Here is a soul in which a great deal, an infinite amount takes place”. The impression made on the observer is very distressing if he represents to himself what his soul contributed to human activities. Even at the time of Leonardo's death how insignificant was the external manifestation of this soul's contribution to human activities, in comparison with what lived within it! We are confronted with an economy of existence if we adopt the theory that human life exhausts itself in what comes into existence externally. How senseless and aimless seems the life of a soul such as Leonardo's when we see what went on within it, and what it had to suffer and endure on account of this, compared with what it might have given to the world! What a contrast there would be if we were to say that this soul was only to be regarded according to its manifestation in external life! No! We must not regard it thus! We must look at it from another standpoint and say: No matter what this soul may have given to the world or experienced, what it went through in its inmost being belongs to another world, a world that compared with our own is a super-sensible one. Such men are above all a proof that man's soul belongs to a super-sensible existence and that such souls as Leonardo's have something to do with super-sensible existence, and what they can give to the external world is only a by-product of what they have to go through altogether. We can only get the right impression if we add to the current of external human events another, a super-sensible, current and say: Something runs, as it were, parallel with the sense current, and such souls as these are embedded in the super-sensible; they must live in it to form the connecting links between the sensible and the super-sensible. The life of such souls only appears to have a meaning if we admit a super-sensible existence in which they are embedded. We see very little of Leonardo by looking at his external creations; we get the idea that this soul has still to carry out something in a super-sensible existence and we say to ourselves: Oh! We understand! In order that this soul, in the whole course of its collective existence, which runs through many earth lives, could always reveal something to mankind, it had in its Leonardo existence to pass through a life in which it was only able to bring to expression the very smallest part of what lived within it. Such souls as Leonardo are world riddles and life riddles—world riddles incarnate. What I wanted to bring out today was not to be presented in sharply defined concepts, but it should only point the way in which such souls can be approached. For Spiritual Science must indeed not present theories! Spiritual Science should, in all that it undertakes, grasp the whole of man's life of feeling and experience, and must itself become an elixir of life, so that through it we gain a new relation to the whole of life; and such spirits as Leonardo are peculiarly fitted to lead one to this new relation to the world and to life, so that through Spiritual Science we may understand the world. If we contemplate spirits such as Leonardo we can say: They enter life as enigmas, because they have to work out in their lives something greater than their age can give them. Because they bring the results of previous incarnations, souls such as Leonardo not only enter life in a humble position, but even as Leonardo entered it. Born of mediocre father and of a mother who soon disappeared from view after bearing an illegitimate child, he was brought up among middle class people. Thus we see him thrown on his own resources, and giving expression to what he had brought over from previous lives. When we consider the unfavorable conditions of his birth, we recognize that these did not hinder the manifestation of his great soul capacities. We see Leonardo's soul so sane, so comprehensive, that we can echo what Goethe says out of his own soul: “Symmetrically and beautifully formed, there he stood, as a pattern for humanity, even as the power of comprehension and clarity of the eyes really belongs to the mind, so clarity and perfection were possessed by this artist in the highest degree”. If we apply these words to Leonardo—to whom they are applicable—we must apply them to the youthful Leonardo, who appears before us fresh in body and mind, accomplished, full of the joy of creation, joy in the world, and longing for the world; a perfect man, a pattern man, born to be a conqueror, and full of humor, as he shows on various occasions in life. Then we turn our gaze to the drawing which is considered to be, and justly so, his own portrait drawn by himself—the drawing of an old man—in whose face many experiences, many hard and painful experiences, have ploughed deep furrows, the expression of the mouth indicating the whole disharmony in which we see the lonely man at the end. Far from his fatherland, under the protection of the King of France, still struggling with the world and life, but lonely, forsaken, misunderstood, although still loved by the friends who had not neglected to accompany him. In Leonardo's case we see especially the greatness of spirit which endures much suffering, as it accommodates itself to the body, first having fashioned it perfectly and then leaving it embittered. When we look into this countenance we feel the genius of humanity itself looking out at us. Yes, we begin to understand this age, the time of sunset in which Leonardo lived—the time which heralded a new dawn, in which Copernicus, Kepler, Giordano Bruno, Galileo lived—and we see all the limitations and restrictions which Leonardo's great spirit had to undergo. We understand the age and we understand the great artist who transcends all human means and yet can, after all, only work with human means. After we have studied the subject attentively from the point of view of Spiritual Science, we must bring the whole of our human intellect to bear on it, and gazing into Leonardo's face we shall see the entire spirit of that age looking out at us. Yes, from these embittered features there looks a human spirit, at first inclining downwards. We must know it thus, to understand the full greatness of the force which had to be there to admit of the rise of a Copernicus, a Kepler, a Giordano Bruno. In truth, we only obtain a proper reverence for the whole course and evolution of the human spirit, if we know how the tragedy of Giordano Bruno's death at the stake is even greater than studied in the light of Leonardo's soul—conscious of its own weakness before the passing, the downfalling of its age. Leonardo's greatness only becomes evident to us when we get an inkling of what he could NOT accomplish. That is connected with a matter with which we will sum up today's considerations. It is connected with the fact that the human soul can be satisfied—aye, even made happy—at the sight of imperfection (although more satisfied, it is true, by great than by little imperfection); at the sight of that creative activity, which, due to its greatness, fails of execution; for in these dying forces we guess at and finally see the forces being prepared for the future, and from the sunset there arises for us the promise and the hope of the dawn. The relation of our souls to human evolution must always be such that we say to ourselves: All progress takes this course: wherever what has been created falls into ruin, we know that out of that ruin new life will always blossom forth. |
62. Leonardo's Spiritual Greatness at the Turning Point of Modern Times
13 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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The location of the wall as well as the entire space itself was such that comparatively soon these oil colours were undermined by dampness, the moisture coming out of the wall itself. The whole room, a refectory of the Dominicans, was completely under water on one occasion as the result of flooding. |
Hence, considering him in relation to his most important creation, we are inclined to ask: what really is the underlying secret of this figure of Leonardo? In contemplating the personality of Raphael fourteen days ago, the attempt was made to show that, based on a spiritual-scientific view, such a unique individual can be understood quite differently than otherwise. |
We arrive at the view that this soul still has something to sort out in supersensible existence. We can then say to ourselves: We understand!—In order to be able to reveal various things to humanity over the course of many earth-lives, this soul had to undergo, in that “Leonardo existence,” the circumstance that only the least of what lived within it could come to outer expression. |
62. Leonardo's Spiritual Greatness at the Turning Point of Modern Times
13 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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As a result of the distribution of what is perhaps the most widely known picture of all, the famous “Last Supper,” Leonardo's name is continually brought to the attention of countless human souls. Who does not know it, this Last Supper of Leonardo da Vinci? And who, knowing it, has not marvelled at the tremendous idea that comes to expression in this picture! Vividly personified, we see a significant moment, a moment felt by many people as being one of the most significant in world history: The Christ figure in the middle, the twelve apostles of Christ Jesus arranged on either side. We see these twelve apostles with profoundly expressive movements and gestures. With each of the twelve figures their gestures and bearing are so individualized that we have the impression: every possible human soul characteristic comes to expression in these figures, every manner in which an individual of whatever temperament or character might respond to what the picture represents. In his discourse on “Leonardo da Vinci's Last Supper,” Goethe refers strikingly to the moment in which Christ Jesus spoke the words, “There is one among you who will betray me!” After these words have been uttered we see what goes on in each of the twelve—so intimately associated with the speaker, who look up to Him so reverently—we see all this in the numerous reproductions of this work distributed throughout the world. There are depictions of the Last Supper event deriving from an earlier time. Going no further back than the period from Giotto to Leonardo da Vinci, we find that, in depicting the Last Supper, Leonardo introduced what can be called the dramatic element. Indeed, a wonderfully dramatic moment presents itself in his picture. Earlier, calmer representations seem to express as it were no more than the coming together of the apostles. With dramatic power, in his “Last Supper” Leonardo graphically conjures before us for the first time an expression of the most significant soul configuration. However, having received this impression of the underlying idea of the picture in heart and mind from the world-famous reproductions, arriving in Milan, in that old Dominican church of Santa Maria delle Grazie, one sees on the wall—it cannot be described otherwise—only more or less indistinct damp patches of colour merging into each other. This is all that remains of the original painting that has become world famous through reproductions. Looking further back, one has the impression that for quite some time already it has not been possible to see much of what people witnessed after the picture had been painted by Leonardo and once spoke of in such enthusiastic, exhilarating and captivating words. What must indeed at one time have spoken to human beings from this wall as something of an artistic miracle, not only in terms of the idea that has just been haltingly enunciated, but also by virtue of Leonardo's expressive colour! In these colours the inherent nature of each soul, indeed the very heartbeat of the twelve figures must have come to expression. Yet, for a considerable time this has no longer been evident on the wall.—What has this picture not suffered in the course of time! [It should be noted that from 1978 to 1999, financed by the Olivetti Company, modern techniques of restoration have made it possible to reveal what Leonardo certifiably painted onto the wall, in so far as this remains.—And to extraordinary effect!] Leonardo felt compelled to turn aside from the kind of technique previously employed in painting such walls. He found the painting method made use of earlier [fresco] insufficiently expressive. He wanted to conjure the subtlest emotions onto the wall. He therefore attempted to use oil-based colours, something that had not been done before in painting murals. A series of hindrances came to light. The location of the wall as well as the entire space itself was such that comparatively soon these oil colours were undermined by dampness, the moisture coming out of the wall itself. The whole room, a refectory of the Dominicans, was completely under water on one occasion as the result of flooding. Many other factors contributed to the overall problem: the billeting of troops in wartime and so forth. All these things took their toll on the picture. There was a time in which the monks of the cloister also did not exactly conduct themselves with special piety in regard to the picture. They found the door too low that led underneath the dining hall of the cloister and one day had it made higher. In this way part of the picture was devastated. [The feet of the Saviour were eliminated.] Then again, a heraldic shield was once placed immediately over the head of Christ: in short, the picture was treated in the most barbaric manner. And then there were charlatans—they have to be called such—who painted over the picture so that hardly anything is to be seen of the original colour it once had. Even so, standing in front of this wall painting, an indescribable magic emanates from it. In spite of all barbarity, all over-painting, all soddenness, the magic that radiates from the picture could not be entirely destroyed. Today it is only a shadow of what it once was, and yet a magical quality still proceeds from it. One can say, it is only partly the painting as such; it is also the idea that exerts an effect on the soul, yet this works powerfully. We can acquaint ourselves with other works of Leonardo, by means of reproductions, or by means of the works attributed to him in various European galleries—still preserved much as he painted them. In thus getting to know Leonardo's creations, what he wrote, as well as the course of his life from 1452 to 1519, we nonetheless stand before the mural in the dining hall of the Dominicans in Milan with quite particular feelings. For, just as little remains to us of this magical creation once painted by Leonardo, little remains also for the general consciousness of humanity of the colossal stature, the power and significance of Leonardo's comprehensive personality. What can be experienced of Leonardo today barely relates otherwise to what he placed into the world than these patches of colour that merge into each other in comparison to what he once conjured onto the wall. One stands with a certain wistful melancholy before this picture in Milan; and so it is in contemplating the figure of Leonardo himself. Goethe points out with reference to earlier biographies that one has the impression, in Leonardo a personality appeared working with fresh life forces, viewing life with joyful expectation and enthusiasm, with an enormous urge for knowledge—fresh in mind and body. Turning to the picture that counts as a self-portrait in Turin, we see a portrait of the old Leonardo, the countenance with expressive furrows—expressive of pain and suffering, with the embittered mouth and features that betray much of what Leonardo must have felt in his conflicted relation to the world, in all he experienced. Strangely indeed does this personality of Leonardo stand before us at the turn of modern times. Directing our attention once again to the picture in the Santa Maria delle Grazie we may attempt as it were with the “eye of the spirit,” to use Goethe's expression, to look at this “shadow” on the wall of the refectory, comparing it with the oldest engravings, the oldest reproductions. Letting the picture re-arise for us in this way, a question can emerge for us: Did the one who once painted this picture, in making the final brush-stroke, depart from it satisfied? Did he say to himself: You have achieved what lived in your soul? It seems to me, one arrives at this question, as a matter of course. Such a question arises of its own accord in contemplating the life of Leonardo as a whole. We see him born a natural child, the son of an average individual, Ser Pietro, in Vinci and a peasant woman who disappears from view, while the father then marries in a civil wedding and has the son fostered out. Seeing the child grow up in isolation, communing only with nature and itself, one says to oneself: a tremendous sum total of life forces must have belonged to this human being for him to remain fresh and in good health, as he did in the first place. Since he showed talent in drawing early on, he was accepted into the school of Verrocchio (1435-1488). His father had brought him there, believing his talent in drawing could be exploited. The young Leonardo was now made use of in collaborating on the master's pictures. An anecdote is told from this period, that Leonardo was to paint a figure on one occasion, and that the master decided on seeing it to cease painting altogether, since he saw himself outdone by his pupil. This counts as more than an anecdote, in considering Leonardo as a complete individual. We see him growing up in Florence, his talent in painting increasing by leaps and bounds. But we find something else. In following his painting ability, one has the feeling: Year by year he went about with the greatest artistic intentions, with continual new plans. He had commissions from people who recognized his great gifts and wanted something from him. Leonardo would first of all let the idea arise of whatever he wanted to create and then begin making studies. But how was it with these studies? These studies proceeded from going into every conceivable detail that came into consideration—in a decidedly characteristic fashion. If he had, for example, to paint a picture in which three or four figures were to appear, he went to work in such a way that he did not merely study a single model but went about the city observing hundreds of people. He frequently followed a person for a whole day when a particular feature interested him. He would invite all kinds of people of the most varied standing to his abode, telling them all manner of things that amused or alarmed them. For, he wanted to study their features in connection with the most diverse emotional states. Once, when a rabble-rouser had been taken into custody and was to be hanged, Leonardo betook himself to the place of execution.—The drawing still exists in which he attempted to capture the facial expression and the whole gesture of the one hanged. In a lower corner of the page a head is drawn, recording the exact impression. There are caricatures by Leonardo, incredible figures from which we can see what he actually intended. He would, for example, draw a countenance and see what would result in making the chin larger and larger. To find out what significance single parts of the human figure have, he enlarged a single member so as to discover how this fits into the whole human organism in its natural size. Grotesque figures with the most varied distortions—we find all this with Leonardo. Drawings by him exist in which he sketched a particular feature again and again—drawings he then wanted to use for corresponding works. Even if some of these derive from his students, there are still a great number from his own hand. Letting all this work on us, we get the impression that things proceeded in such a way that he would have some commission or other for a picture; he was to depict this or that. He studied the details as described. Then something in particular began to interest him—and he then no longer studied with the aim of completing the picture, but rather to get to know specific features of an animal or of the human being. If a battle scene was to be painted, he went to the riding school to make studies—or to where the horses are left to themselves. In this way he digressed from the actual purpose for which he had intended to use the study. Studies thus pile one upon the other, till it is no longer a question of his returning to the commissioned work at all. Among the more significant pictures in his first Florentine period—though today these have all been over-painted, their original state no longer fully recognizable—we have the “Saint Jerome” and the “Adoration of the Magi.” There are studies for these as well, of the kind already indicated. One has the sense moreover that here a human being lived within the abundance of cosmic secrets. He sought to penetrate world secrets and to reproduce these secrets of Nature in an original manner by means of drawing—though never actually arriving at the kind of creating of which he could say, it had in some way been brought to realization. One has to transpose oneself into such a soul, too richly endowed to be able to fully conclude what it undertook—a soul upon which the cosmic secrets work in such a way that, in beginning somewhere, it necessarily went from secret to secret and never finished. One has to understand this Leonardo soul, too great in itself ever to be able to manifest its own greatness. Pursuing Leonardo further in Milan, we see two tasks entrusted to him by Duke Lodovici il Moro, who takes him into his court. One task is the “Last Supper” and the other the creation of an equestrian statue of the duke's father. We see Leonardo at work on these projects for a period of fifteen to sixteen years. Yet much else transpired besides. To further characterize Leonardo and to comprehend him completely, it should be mentioned that the duke had not only appointed him as a painter. Leonardo was also an excellent musician, in fact perhaps one of the most distinguished musicians of his time. The duke was especially fond of his musical ability. But the duke also retained Leonardo because he was one of the most important war-engineers, a distinguished canal engineer and one of the most significant mechanics of his time, and because he was able to promise the duke entirely new war-machines, machines utilizing water power, also bridges that could easily be built and taken down again. At the same time, he worked on constructing a flying machine. In developing it, he occupied himself in observing how bird flight comes about. The studies of bird flight that have been preserved count among the most original in this field. With the writings of Leonardo, it has to be borne in mind that it is partly a matter of copies containing much that is inexact. These therefore correspond in nature to what is still to be seen today of the “Last Supper.” But, shining through everywhere is the comprehensive spirit of Leonardo himself. We see Leonardo supporting the court in Milan in every conceivable way with this or that painting project or theatrical event, but also working out all manner of war plans and other plans, as also assisting in the building of the cathedral with advice and practical help. In addition, he is known to have trained numerous pupils who then worked on the various projects in Milan. Today, people hardly have any notion of all that Leonardo contributed to the city of Milan and its surroundings. There are Leonardo's endless studies for the equestrian statue of the duke's father, Francesco Sforza. He studied every part of the animal hundreds of times in hundreds of positions, and over a period of many years he completed the model for the horse. It was destroyed when the French invaded Milan in the year 1499; soldiers shot at the model as though for target practice. Nothing of it remains—nothing is preserved of the enormous amount of work of a personality who, it may be said, sought to investigate world secrets in creating a work in which dead matter gives expression to life—just as life manifests itself with its secrets in Nature. It is known how Leonardo worked on the “Last Supper.” He often went there, sat on the scaffold and brooded for hours in front of the wall. Then he took the brush, made a few brushstrokes and went away again. When he wanted to paint on the Christ figure, his hand trembled. And, considering all that is known, it has to be said: both outwardly and inwardly Leonardo was not pleased as a result of painting this world-famous picture. There were people at the time in Milan who did not much like the slow pace with which the picture was painted. There was for instance the prior of the cloister who could not see why a painter should not be able to paint such a picture onto the wall quite quickly. He complained to the duke. For the duke, the whole matter also went on rather too long, and he took the artist to task. Leonardo replied that Christ Jesus and Judas were to be represented in the picture: two of the greatest imaginable contrasts. These could not be painted in just one year, there being no model for either in the whole world, not for Judas, nor for Christ Jesus. He also did not know, he said, having painted on the picture for many years already, whether he would be able to finish it at all. And then he added: In the end, if no model were found for Judas, he could always take the prior! Thus, it was extraordinarily difficult to bring the picture to a conclusion. But Leonardo was also not pleased in the end with the outcome. For, with this picture the full discrepancy became apparent between what lived in his soul and what he was able to bring onto the wall. Here I am obliged to put forward a kind of spiritual-scientific hypothesis to which anyone can come on familiarizing themselves gradually with all that can be known about the picture. This hypothesis resulted for me in attempting to answer the question previously raised. In following the life of Leonardo, one says to oneself: Such an enormous amount lived in this man that he was unable to reveal outwardly to humanity—for which the external means were wholly inadequate. Should he in fact have been able, without further ado, to paint to his satisfaction the greatest conceivable work he undoubtedly intended with the “Last Supper?” One comes to such a question as a matter of course, seeing how he strove again and again by means of studies, to investigate one secret after another—attempting to bring something to realization that did not finally come about. And the answer then results almost of itself. For, if Leonardo had wanted on the one hand to make an equestrian statue, a miraculous work of sculpture, bringing it no further than the model that was lost, never reaching the point of casting it after sixteen years' work—having to forsake it completely without achieving anything—how must he have taken leave of the “Last Supper?” One has the sense that he went away from it dissatisfied! And today we have only a ruin of the picture before us; only damp patches of colour merging into each other, while for a long time hardly anything is left of what Leonardo once painted onto the wall. Thus, it is perhaps permissible to assert that what he painted onto the wall did not remotely represent what lived in his soul. To arrive at such an impression, however, one has to bear in mind various things in regard to the picture. There are further reasons. Among the various writings of Leonardo that have survived there is a wonderful Treatise on Painting. [See Dover Publications edition, 2005.] Here the essential nature of painting as an art is set forth—how perspective and colour composition are to be approached. It is shown that one needs to proceed from a certain viewpoint. Despite the fact that we have it only in a truncated form, this book by Leonardo on painting is a wonderful work, like nothing else that has been written on painting otherwise. The principles of the art of painting are presented as only the greatest genius could have presented them. It is marvellous, for instance, to read how Leonardo describes in what manner horses are to be depicted in a battle scene, how altogether brutal, but also grandiose impressions are to come to light in rendering a battle scene. In short, this work shows Leonardo in his greatness and, it may be said, also in a certain powerlessness, which we shall refer to later. But above all, it betrays how he was careful everywhere in his own painting to study how reality presents itself to the human eye; how light-and-dark and colouration are to be utilized—all this is set forth in genial fashion in this work of Leonardo on painting. And it confirms the yearning for conscience in Leonard's soul, the desire, never even in the slightest detail, to go against what, as we shall see, he valued so highly: the search for truth. The extent to which this lived in his soul becomes apparent everywhere in the Treatise on Painting; in that one should never violate the truth of the impression with respect to the inner secrets of Nature. Letting his “Last Supper” work on us, there are two things we cannot reconcile immediately with Leonardo's requirements with regard to painting. One concerns the figure of Judas. In the reproductions and to an extant in the shadowy picture in Milan, one has the impression, Judas is completely covered in shadow and is quite dark. Looking at how the light falls from various sides, with the eleven other disciples we see the relationships of light everywhere represented in the most wonderful way in conformity with the truth. Nothing properly explains the darkness on the countenance of Judas! On the basis of the external relationships of light we do not have a satisfying answer as to the “why” of this darkness. And in coming to the Christ-Jesus figure, if one does not proceed on the basis of spiritual science, only something like a premonition can actually result for external perception. For just as little as the blackness, the darkness, is outwardly justified, as little does the sun-like quality of the Christ figure, its emergence from the other figures, seem justified in the sense indicated. All the other countenances can be understood on the basis of the existing lighting, but not the Judas and not the Christ-Jesus countenance. Proceeding in accordance with spiritual science, however, the thought arises as though of itself: here the painter strove to make evident, in the contrast of “Jesus” and “Judas,” how light and darkness are to be accounted for inwardly. He wanted to make clear that this Christ countenance stands before us, such that we find it unaccounted for in regard to the external light, but that we are able to believe: the soul behind this countenance grants it luminosity of itself, so that it becomes permissible for it to shine in contradiction to the prevailing light conditions. And in the same way, one has the impression with regard to Judas, this figure conjures a shadow onto itself justified by nothing in the surroundings. As already stated, this is a spiritual-scientific hypothesis, but one that has emerged for me over many years, a hypothesis of which one can believe that it will confirm itself still further, the more one goes into the whole matter. On the basis of this hypothesis, one understands that in striving everywhere in his work for the truth of Nature, Leonardo worked with a brush that trembled in his hand in attempting to present what could have its justification only in the Christ figure. It becomes comprehensible that Leonardo would unquestionably have been bitterly disappointed, since it was impossible, with the art of representation as it was at the time, to bring this to expression in all truthfulness. Thus, he could not do what he intended, and finally despaired of the possibility of carrying it out, having to bequeath a picture which did not ultimately satisfy him. Thus, in conformity with the entire spiritual stature of Leonardo, we arrive at an answer to the above question. Leonardo must have gone from this picture with the bitter feeling that with his most significant work, he had set himself a task the execution of which could not bring him satisfaction, given the means available. Though in later centuries no human eye was in fact to see what Leonardo had actually conjured onto the wall in Milan, even in his own time the picture did not correspond with what had lived in his soul. Hence, considering him in relation to his most important creation, we are inclined to ask: what really is the underlying secret of this figure of Leonardo? In contemplating the personality of Raphael fourteen days ago, the attempt was made to show that, based on a spiritual-scientific view, such a unique individual can be understood quite differently than otherwise. We can make clear to ourselves that the human soul returns again and again in the course of many earth-lives. Born into a particular age, a soul does not live this one life only, but, with its whole disposition, brings qualities over from earlier earth-lives. With what it carries over into the present from earlier lives, the soul interacts with what the spiritual environment has to offer. Viewing the human soul in this way, we recognize that it enters into existence with an inner spiritual estate deriving from repeated earth-lives. The whole of evolution appears meaningful and imbued with wisdom in presupposing that things arise in particular epochs, not by chance, but according to law-imbued principles—just as the blossom of the plant follows after the green leaves. Great individualities become explicable only if we assume wise guidance in the historical development of humanity and see the human soul returning again and again from spiritual regions. But what can be studied in the context of a single human life unveils itself quite especially in considering human souls that rise above mediocrity. Contemplating Leonardo in the way we attempted in tentatively summarizing his life, we are inevitably led again and again to the background from which he emerges. This is the age into which he is placed, from the year 1452 to the year 1519. What sort of age is this? It is the age that precedes the flowering of the natural-scientific worldview—before the arrival of the worldview of Copernicus and before Giordano Bruno, Kepler and Galileo. How is this age to be viewed from a spiritual-scientific standpoint? We have often drawn attention to the fact that the further we go back in evolution, the more the whole manner in which human beings relate to the world changes. In primeval times we find everywhere a kind of clairvoyance. In certain states between sleeping and waking, human beings looked into the spiritual world. This original clairvoyance was lost as time went on, but even in the fifteenth century a remnant of this clairvoyance remained from older times. It was not then a matter of the actual clairvoyance itself, which had long since been lost. What remained was a feeling of the soul's connection with the spiritual background of the world. What souls had once seen, they continued to feel. Though this feeling had become weak, they nonetheless felt united in the centre of their being with the spiritual element with which the world was permeated and interwoven—much as physical processes in the human body are connected with physical occurrences in the world. It belongs to the inherent laws of evolution that the old connection of the human soul with the spiritual world had to be lost for a while. Never would modern natural science have been able to blossom, had the old clairvoyance remained. This older way of seeing had to be lost, in order for human beings to orient themselves to what is presented to the senses, to reason bound up with the brain—to what can be ascertained scientifically. Only by virtue of the loss of the old spiritual perception was the natural scientific world conception possible that has evolved from the time of Leonardo up to our own day. In this way human beings turned “objectively,” as it is said, to the external sense world and to what human reason is able to comprehend by means of sense perception. Today we stand once more at a new turning point, at the turning point of a time in which it is again possible, by means of modern natural science, for human beings to come to a spiritual view of things. For, the development of natural science has a dual significance. On the one hand, it is to bequeath to humanity a certain wealth of natural-scientific knowledge. In the course of the centuries since the appearance of Copernicus, Kepler and so on, natural science has gone from triumph to triumph, influencing in a remarkable way all practical and theoretical life. That is one field that has been conquered by natural science in the centuries since Leonardo's time. The other is something that could not come about all at once and has become possible only in our time. Not only do we owe to natural science what has been learned as a result of the Copernican worldview, by means of the observations and investigations of Kepler and Galileo, as also what has been discovered by means of modern spectral analysis and so forth. We are indebted to it also for a certain education of the human soul. Human beings directed their attention first of all to the sense world. Natural science evolved in this way. But new ideas, new concepts were formed by means of natural science. And where natural science achieved the most significant advances, it did not do so by means of sense perception, but by virtue of something quite different. This has already been pointed out. In a particular field prior to Copernicus, reliance was placed on sense perception. What was the result? It was believed, the earth stood still in cosmic space and the sun and other planets circled around it. Then came Copernicus, who had the courage not to rely on sense observation. He had the courage to say that no empirical discoveries are made in relying on sense perception alone, but that empirical discoveries are arrived at in combining in a strict manner in one's thinking all that has previously been observed. People then followed in his footsteps; and it misconstrues the actual facts altogether to believe that natural science attained its present height in that humanity placed reliance only on the senses. But what humanity acquired by means of natural science also imprinted itself on souls. The ideas of natural science live in our souls, exerting an educational effect. Quite apart from their content, the natural sciences have been an educational medium. And today, in that natural scientific ideas are actually not only thought but also lived, human beings have become ready of themselves to feel drawn to spiritual science. Humanity had first to become mature for this. The centuries since the time of Leonardo had to pass for this to come about. Now let us consider Leonardo. He enters an age having, in an earlier existence, belonged among those initiates who had elevated themselves in the ancient manner to apprehending the secrets of the universe. Born into the fifteenth century, he could not bring this to realization. Though someone may have entered intensely into the cosmic secrets in earlier incarnations, as made possible in those earlier earth-lives, how this is to be brought to consciousness in a new existence depends upon the external corporeality. A physical body of the fifteenth century could not bring to expression what Leonardo had assimilated in an earlier existence of inner thoughts, inner feelings and creative power. What he had brought with him from earlier times took effect only in the form of a certain strength. In the age preceding the flowering of the natural sciences, he felt constrained by a body that placed limits upon him. The times were approaching—the dawn of which had already arrived—when people wanted only to look into the world of sense and to think only by means of reason bound to the instrument of the brain. Leonardo felt drawn everywhere to the spirit, having brought this with him as an impulse from earlier lives. In a grandiose manner, he was impelled to the spirit. Let us now look at him as an artist in the first place. Art had become quite different in the age in which Leonardo lived from what it was for instance in Greek times. We may attempt to transpose ourselves, for example, into how a Greek artist created a sculptural figure. What kind of feeling do we have in looking even at the statue of Marcus Aurelius [175 A.D.] in Rome? Never would those who created something like this have proceeded in the manner of Michelangelo or Leonardo, making detailed studies from an external model. The wonderful horse of the Marcus Aurelius statue was quite certainly not studied in the way Leonardo went about studying his horse for the equestrian statue of Francesco Sforza. How alive are these ancient statues even so! Why is this? It derives from the fact that in Greek times human beings felt themselves the immediate creators of their own bodies, feeling themselves at one with the soul forces of the cosmos. In the times when Greek art arose, one sensed, for example with an arm, all the forces that formed it. One felt one's way into the inner, self-sufficient nature of one's own human form. Things were not viewed from outside, but created from within, while being aware of the actual formative forces. This can even be established quite externally. Taking a look at Greek female figures, we find they are all directly felt. Hence, they are shown at an age when growth is ascendant. Here we sense that the artist created as Nature does, in standing within the spirit of Nature, feeling himself inwardly connected with the spirit of Nature. This feeling of union with the spirit that lives and weaves through things had been lost in the age of Leonardo. It had to be so, since it would not have been possible otherwise for modern times to arise. This is said not as a critique of the times, but to indicate the underlying facts. Let us look at how Leonardo went to work in studying say, the movements of the hand, the parts of an animal, or the human physiognomy. He proceeds in having a notion, an inner experience that does not, however, rise to consciousness. This is something that is brought to bear in a living manner in creating these figures, but Leonardo cannot apprehend it from within. He feels as though detached from it, from apprehending it inwardly. And now nothing is sufficient for him. The new natural scientific worldview does not yet exist. He stands there in expectation of this natural scientific worldview, without as yet having it for himself. With his writings, things jump out on every page that are only discovered over the next three hundred years, and in some cases have still not been found even today. Leonardo had the most wonderful ideas that frequently had no effect at all in his own time. We find these ideas both in his written works and in his artistic creations. Thus, with him we sense the helplessness with which a soul had to appear in an age in which the old way of conceiving things came to an end, and for whom the new world conception had not yet arisen. But this new world conception brought with it that the whole outlook of human beings became splintered, in focussing on details. We see a specialization of the different branches of work. With Leonardo everything still appears unified. He is at the same time fully a painter, fully a musician, fully a philosopher, fully a technician. He united these within himself, having come over from ancient times with great capacities. In the new age he is able everywhere to touch on things, but not to enter into them. And so, in human terms, Leonardo appears as a tragic figure. But, seen from a higher point of view, he is enormously significant, appearing at the turning point of a new age. One sees this in looking at Leonardo's further achievements. The most significant things were brought by him only up to a certain point; then his students worked on them. And even in the case of such works as the “Saint John” or the “Mona Lisa” in the Louvre in Paris, we see that, in consequence of the technical means by which they were produced, they soon lost their lustre. We also see how Leonardo could never be satisfied. Without having the pictures to hand, it is not possible to speak about Leonardo's paintings in detail. Immersing oneself in them, it becomes evident that as an artist Leonardo continually came up against boundaries that he could not surmount. We see how what lived in his soul could not reach the point where from the state of soul experience, it lit up in his consciousness. In lighting up at a certain moment from the level of soul experience in this way, one could shout for joy, but sinks back in pain, since it does not reach clear consciousness. Even for Leonardo himself, this did not come about. We actually follow Leonardo with rather bitter feelings in seeing how he is sent for by Francis I [king of France from 1515-1547] and, for the last three years of his life, in the residence Francis I had assigned him, spends these years in spiritual contemplation, immersed in the secrets of existence. We encounter him there as a lonely individual who cannot actually any longer have had anything much in common with the world that surrounded him; who had to sense a tremendous contrast between what he felt to be the primal foundation of existence, capable of taking on form by means of art, and what he had been able to bequeath to the world after all only in fragmentary form. Recognizing this with regard to Leonardo one says to oneself: This is an individual in whom much takes place; an infinite amount goes on in his soul. The impression made on the observer is shattering—considering what is given over to humanity, what is revealed to humanity externally at Leonardo's death and how slight this is, compared to what lived within him! How does it stand with the economy of existence, if we subscribe to the view that human life exhausts itself in what comes into existence externally? How meaningless and pointless does the soul-life of such an individual as Leonardo appear when we see all that went on within him in relation to what he was able to bequeath to the world? What contradiction would result in asserting: this individual may be viewed only in accordance with how he manifested himself in outer life! No, we cannot view such a soul in this way! We must adopt a different standpoint and say: Whatever Leonardo may have given to the world, what he experienced, what he went through inwardly—all that belongs to another world, a supersensible world as compared to our world. And such human beings are above all evidence that, with his soul, the human being stands within supersensible existence. We can say, such souls achieve something of significance with regard to supersensible existence, while what they leave to the world is only a “by-product” of what they undergo otherwise. We only arrive at a true impression in adding to the stream of external human events, another, a supersensible stream, saying: Something takes place parallel to the sense-perceptible stream, and souls are in fact embedded in the supersensible realm. They live within this realm so as to be the connecting link between the sensible and the supersensible. The existence of such souls as Leonardo's appears meaningful only when we are able to accept the existence of a supersensible realm in which they are embedded. Thus, we apprehend little of Leonardo in looking only at what results from his creative activity. We arrive at the view that this soul still has something to sort out in supersensible existence. We can then say to ourselves: We understand!—In order to be able to reveal various things to humanity over the course of many earth-lives, this soul had to undergo, in that “Leonardo existence,” the circumstance that only the least of what lived within it could come to outer expression. Thus, individuals such as Leonardo are themselves real life-enigmas, embodying cosmic riddles. What I wanted to put forward today should not be presented in sharply defined concepts. The intention has been rather to provide indications as to how such souls may be approached. Truly, the task of spiritual science is not to provide theories! In all it is capable of, spiritual science should take hold of the entire feeling life of human beings and become an elixir of life—enabling us to gain a new relationship to the world and to life. Spirits such as Leonardo are quite especially suited to make this possibility clear to us. Contemplating spirits like Leonardo, we can say: They enter existence mysteriously, having something of greater importance to express than their age is capable of supporting. Bringing over treasures from earlier times, individuals such as Leonardo enter life in unprepossessing circumstances. Born of an average father and a mother who soon disappears from one's field of vision altogether, having given birth to a natural child, Leonardo was subsequently brought up by average people. Thus, we see him left to himself, yet bringing to expression what he had carried over from earlier lives. In looking at the unfavourable circumstances of his birth, we recognize that they did not prevent the greatest imaginable content of soul from manifesting itself. We see Leonardo in good health, so complete in himself that it becomes understandable when Goethe states: “Of regular features, well-formed, he stood before humanity as an exemplary human being. And just as the eye's clarity and power of comprehension belong in reality to reason, to the power of judgement, so clarity and comprehension were integral to this artist.” In making use of these words with reference to Leonardo, and they are applicable to him, we can apply them to the youthful Leonardo. We encounter him, fresh in mind and body, full of creative enthusiasm, of a kind of cosmic yearning—a complete human being, an exemplary human being. He is as though born a conqueror, yet likewise born with humour, which he showed on the most diverse occasions. Turning once again to the drawing that rightly counts as a self-portrait, to the old man in whose countenance so much is engraved of painful experience, leaving deep furrows, we see the features around the mouth indicating disharmony. He is ultimately a lonely man, far from his fatherland, living in asylum, at the behest of the king of France—still struggling with questions of cosmic existence—but alone, forsaken, not understood, though appreciated by loyal friends who accompanied him. Hence the greatness of this spirit presents itself to us as having undergone much suffering, initially entering into life fully, and then departing from it embittered. We look into this countenance and sense the genius of humanity itself looking out from this human countenance. We begin to understand the age, the evening glow in which Leonardo lived, as also the age in which Copernicus, Kepler, Giordano Bruno and Galileo lived—in which a new dawn breaks. We take note of all the limitations and restrictions Leonardo's great soul had to endure. In comprehending the age, we understand this great artist who could ultimately only work with the means available. Looking into Leonardo's countenance with our full powers of understanding, while immersing ourselves in spiritual scientific viewpoints, it is as though the whole character of the age looks out from this countenance. These embittered facial features express indeed in the first place something of the downward inclination of the human spirit. We need to acquaint ourselves with this aspect of Leonardo in order to become aware of the magnitude of the power that had to be there for a Copernicus, a Kepler, a Galileo, a Giordano Bruno to arise. Actually, we only acquire the proper reverence with respect to the development of the human spirit in feeling the tragedy of Giordano Bruno's being burned at the stake; and also, in learning to deepen this in viewing the powerlessness felt by Leonardo in the preceding, declining age. Leonardo's greatness only becomes clear to us in having a sense for what he was not able to accomplish. And this is connected with something with which we wish to summarize and conclude today's considerations. It is connected with the fact that the human soul can be satisfied after all, even animated, in viewing imperfections—if not so much in viewing small imperfections, nonetheless in viewing the large imperfections where creative activity, on account of its greatness, “dies” in the execution. For, in such “dying” forces we surmise and finally recognize forces that prepare the future. And in the evening glow there arises for us the premonition and the hope of the coming dawn. In regard to the evolution of humanity we must at all times feel able to say to ourselves, all development takes its course in such a way that wherever what has been created becomes a ruin, we know that out of the ruins new life will always blossom forth. |
62. Errors in Spiritual Investigation: Meeting the Guardian of the Threshold
06 Mar 1913, Berlin Translator Unknown Rudolf Steiner |
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One can go through certain exercises in the soul and develop thereby from a more-or-less unhealthy soul condition to a more-or-less spiritual comprehension, yet one need not come by this means to a real understanding of the nature of the spiritual world. In a certain way one can carry up into the spiritual something of this fear about which one knows nothing, which has already been characterized and which underlies the materialistically minded person in the ordinary world. |
Nevertheless, it is also possible for a person to understand the descriptions of the spiritual world without being a spiritual investigator. It is necessary to be a spiritual investigator not in order to understand the communications from the spiritual world but in order to discover them, to investigate what is present in the spiritual world. One must be a painter in order to paint a picture, but one need not be a painter to understand a picture; it is the same with understanding communications from the spiritual world with the sound human intellect. |
62. Errors in Spiritual Investigation: Meeting the Guardian of the Threshold
06 Mar 1913, Berlin Translator Unknown Rudolf Steiner |
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Just as it is of great significance in every realm of human endeavor and investigation to know not only the path of truth but also the sources of error, so it is especially the case in the realm dealt with by our lectures here, the realm of spiritual science, of spiritual investigation. In this realm one has to do not only with sources of error that can be eliminated to a certain extent through judgment and reasoning but with sources of error that accompany every step of the spiritual investigation of truth. One has to do with errors that must be not only refuted but overcome, conquered. Only by knowing them in such a way that one keeps, as it were, a spiritual eye on these experiences in their character as error will it be possible to guard oneself against them. It is not possible in relation to this realm to speak of individual truths or errors, but it is necessary to be clear through which activity of the soul, through which confusion of the soul, man can fall into untruth on the path of spiritual investigation. It is easy to grasp that one wishing to penetrate to the super-sensible world first needs a healthy organ of perception, just as healthy sense organs are needed for outer sense observation. The second thing one needs, in addition to the organ of perception, is a corresponding development of clarity of consciousness, which can clearly oversee and judge the observations. Even in ordinary sense observation of life it is necessary that we have not only healthy senses but also a healthy consciousness, that is, a consciousness not befogged or confused, not paralyzed in a certain way. Both these qualities of the soul life in a higher stage come to be of even greater significance in the realm of spiritual investigation. A comparison from ordinary sense observation will help us to understand this. Suppose someone has an abnormally developed eye, for example. He will not be in a position to observe objects in as accurate and unprejudiced a way as they should be seen. From hundreds of possible examples let us consider just this one. A very significant natural scientist of our day, who is not in the least inclined to submit willingly to any delusion, had a certain eye condition, and he described in his biographical sketch how this eye condition misled him, particularly at dusk, causing him to see things unclearly and, through this unclear seeing, to arrive at false judgments. He described, for example, how he often walked through darkness and, due to his eye condition, would see a figure that he took to be real but that was nothing other than something called forth by his abnormal eye. He then related how he once went around the corner in a strange city and, because he believed the city to be unsafe, his eye induced him to see someone approaching and wishing to assault him; he even pulled out a weapon to defend himself. He therefore was not in a condition, despite complete knowledge of his organ impairment, to judge the situation correctly, to recognize that what his eye called forth was not there at all. Errors can occur in this way in all our sense organs. I bring this up only as a comparison. In the recent lectures it was described how the human being, through a certain inner cultivation, evolution, of his soul, can develop into a real spiritual investigator, how he brings into use real organs of spirit through which he can look into the super-sensible world. These spiritual organs must be developed in the right way to make it possible to behold—in an analogy with sense perception—not caricature and untruth but the truth, the reality, of higher spiritual worlds. As we have seen, this development of the higher spiritual organs, which can be brought about by a rightly applied concentration, contemplation, and meditation, depends upon the starting point in ordinary, everyday life. Every human being who wishes to evolve upward to a view of the spiritual world must, and this is quite natural and proper, take his starting point from ordinary soul development, from what is right and normal for everyday life and also for ordinary science. Only from this starting point, by taking into the soul those mental processes (Vorstellungsarten) that we have presented as meditations and as other exercises, can the soul ascend again to an observation of the spiritual world. The problem now is that at the starting point, that is, before the beginning of a spiritual training, the future spiritual investigator must be in possession of a sound power of judgment, a capacity for judgment proceeding from true conditions. Every starting point that does not result from a sound power of judgment, that surrenders itself to the object, leads to unsound organs of spiritual observation, which can be compared to abnormally developed sense organs. Here we are again at the point that we have often mentioned in previous lectures: the significance of what one can designate as the soul life of the spiritual investigator before he begins his development as a spiritual investigator, his training for spiritual investigation. An unsound power of judgment, lacking ability to observe objects in their reality, leads man to see facts and beings of the spiritual world as distorted or, as we shall see today, in many false ways. This is, as it were, the first important point in all development toward spiritual investigation. Spiritual scientific training makes it necessary to take as one's starting point a sound power of judgment, an interest in the true relationships of existence, even before the path to the super-sensible worlds is embarked upon. Everything that readily surrenders itself to illusion in the soul, that readily judges in an arbitrary way, that represents in the soul a certain unsound logic, leads also to the development of unsound spiritual organs. The other starting point that is of essential significance is the moral mood of soul. The moral ability, the moral force, is as important as sound logic and intelligence, for if unsound logic, if unsound intelligence, lead to faulty spiritual organs, so will a cowardly (schwachmuetig) or immoral mood at the beginning of the spiritual training lead one ascending into the spiritual world to a certain fogginess, a “stupor”, we could call it. One thus faces the higher world in a state of what one must designate as a kind of paralysis, even a loss of consciousness (Ohnmacht). It must be noted, however, that in the stage of soul development referred to here, that which is called losing consciousness, a stupor, cannot be compared with the loss of consciousness, the paralysis, of ordinary, everyday consciousness. In ordinary consciousness, losing consciousness occurs in relation to the areas of everyday life. Losing consciousness in the spiritual world means a stupor, a fogging; it means the saturation of consciousness with all that can stem from the ordinary sense world or from the ordinary experience of the day. The spiritual investigator who is in error cannot be befogged or unconscious to the same degree as in ordinary consciousness, but he can be unconscious in relation to the spiritual world by being filled in the spiritual field of consciousness with that which has justification only through its properties and way of appearing in ordinary sense and intellectual consciousness. By taking such elements along into the spiritual world, the spiritual investigator dims his higher consciousness. The matter can be presented in the following way. Dimming of consciousness, impairment of the ordinary behavior of soul in everyday life, is like a penetration of sleep or of the dreams into the clear, everyday consciousness. A stupor, a fogging of the higher, super-sensible consciousness, however, is like a penetration of ordinary, everyday consciousness—the consciousness that we carry around with us in the ordinary world—into that consciousness in which it no longer belongs, into the consciousness that should oversee and judge the facts of the higher, super-sensible worlds purely and clearly. Any kind of immoral or weak moral mood, any kind of moral untruthfulness, leads to such a fogging of super-sensible consciousness. Among the essential and most significant aspects of preparing for a spiritual scientific training, therefore, is a corresponding moral development, and, if you go through my book, Knowledge of the Higher Worlds and Its Attainment, you will find special practices for the soul through which this appropriate moral mood can be established. Of particular damage in this striving is everything that overcomes man in ordinary life in the way of vanity, ambition, the ordinary sense of self, and a particular sympathy for this or that experience. Inner tranquility, impartiality, a loving penetration of things and worlds, an attentive interest in everything life offers, but especially a certain moral courage, a standing up for what one recognizes as true, are proper starting points for a spiritual scientific training. From what has been said in preceding lectures, it should be clear that all spiritual training consists of an awakening of certain spiritual forces that exist in the soul but that slumber in ordinary life and must be developed. The spiritual organs and the super-sensible consciousness can be developed only when forces lying peacefully in the depths of the soul, forces that are weak or not at all developed in ordinary life, are really brought into consciousness. The following can be seen from what has been said. Two things appear when man, through appropriate meditation, through concentrating his whole life of soul on individual mental images called into consciousness by his free will, tries to draw forth these forces resting in the depths of his soul. First, a quality that is always present in the soul but that in ordinary life can be kept relatively in check will be intensified, along with the other slumbering qualities in the depths of the soul; spiritual development cannot take place in any other way than by the whole soul life becoming in a certain respect inwardly more active, more infused with energy. This quality that is intensified at the same time as the others that one is trying directly to intensify one can call human self-love, sense of self. One could say that one begins to know this human self-love, this sense of self, only when one goes through a spiritual scientific training; only then does one begin to know how deep within the human soul this self-love slumbers. As has been pointed out already, he who engages in the exercises described in past lectures, thus intensifying his soul forces, notices at a certain moment in his development that another world enters his soul life. He must be able to notice, to have the knowledge to recognize, that the first form (Gestalt) in which the new, super-sensible world appears is nothing other than a projection, a shadow image, of his own inner soul life. These forces that he has developed in his soul life appear to him first in a mirror image. This is the reason that the materialistic thinker easily mistakes what appears in the soul life of the spiritual investigator for what can appear in the unhealthy soul life as illusions, visions, hallucinations, and the like. That objections from this side rest on ignorance of the facts has often been pointed out; this distinction, however, must be alluded to again and again. The unhealthy soul life, which beholds its own essence as in a mirror image, takes its own reflections for a real world and is not in a position to eliminate these reflections through inner choice. By comparison, in a true spiritual training it must be maintained that the spiritual investigator recognizes the first phenomena that appear as reflections of his own being; not only does he recognize them as such, but he is able to eliminate them, to extinguish them from his field of consciousness. Just as the spiritual investigator is able through his exercises to intensify his soul forces so that a new world is conjured before him, so he must be able to extinguish this whole world in its first form; he must not only recognize it as a reflection of his own being but be able to extinguish it again. If he could not extinguish it, he would be in a situation comparable to something that occurs in sense observation and that would be unbearable, impossible in an actual development of the human soul. Imagine in ordinary sense observation that a person directed his eyes to an object and became so attracted to it that he could not avert his gaze. The person would not be able to look around freely but would be tied to the object. This would be an unbearable situation in relation to the outer world. With a spiritual development, it would mean exactly the same in relation to the super-sensible world if a person were not in the position to turn from his spiritual observation and extinguish what presents itself as image to his spiritual observation. He must pass the test expressed in the words, “You are able to extinguish your image,” overcoming himself in this extinguishing; if the image returns, so that he can know his reality in a corresponding way, then only does he face reality and not his own imaginings (Einbildung). The spiritual investigator therefore must be able not only to create his own spiritual phenomena and to approach them but also to extinguish them again. What does this mean, however? It means nothing less than the need for an immensely strong force to overcome the sense of self, self-love. Why does the abnormal soul life, which arrives at visions, hallucinations, and crazy notions, see these creations as realities and not as emanations from its own being? Because the human being feels himself so connected, so bound, to what he himself brings forth that he would believe himself destroyed if he could not look at what he himself brings forth as a reality. If a human being leaves the ordinary world with an abnormal soul life, his self-love becomes so intensified that it works like a force of nature. Within the ordinary soul life we can distinguish very clearly between so-called fantasy and what is reality, for within the ordinary soul life we have a certain power over our mental images. Any person is aware of this power whose soul has been capable of eliminating certain mental images when it recognizes their error. We are in a different situation in relation to the outer world when we are confronted with forces of nature; when lightning flashes, when thunder rolls, we have to let the phenomena take their course; we cannot tell the lightning not to flash or the thunder not to roll. With the same inner force, however, the sense of self appears in us when we leave the ordinary soul life; as little as we can forbid lightning to flash so little can we forbid self-love from appearing, developed into a force of nature, if it is only a reflection of one's own being, that which the soul presents as an image of its own being, perceived as a real outer world. From this one can see, therefore, that the self-education of the spiritual investigator must consist chiefly of overcoming piece by piece self-love, the sense of self. Only if this is accomplished at every stage of spiritual development through a strict self-observation will one come to be able at last to erase a spiritual world when it appears as described. This means to be in the position of allowing that which one has striven for with all one's might to fall into oblivion. Something must be developed through spiritual training (one can find this presented more precisely in Knowledge of the Higher Worlds) that actually does not exist at all in man's free will in ordinary life. If man in ordinary life undertakes to do something, he wants to do it if he neglects to do something, he doesn't want to do it. One must say that in ordinary life man is in the position of applying his will impulses. To extinguish, in the way I described, the spiritual world that appears, the will must not only have the described faculties but must be able, after the spiritual world appears, slowly to weaken itself bit by bit, to the point of utter will-lessness, even to the point of extinguishing itself. Such a cultivation of the will is accomplished only when the exercises for the soul, described in Knowledge of the Higher Worlds, are followed systematically. When we awaken the slumbering forces in our soul, self-love, the sense of self, are intensified. This intensification leads us under certain circumstances to consider as an outer reality that which we actually are ourselves, that which lies only within us. Another thing that is necessary when the soul undergoes appropriate exercises for a spiritual training is for man, at a certain level of this development, actually to forsake everything in his consciousness, everything that in his life up to now gave him in outer, everyday life and in ordinary science the content of truth, security in truth, everything that gave him the possibility of considering something as reality. As indicated already in previous lectures, all supports that we have for our judgments in ordinary life, all basic reference points given us by the sense world, which teaches us how we must think about reality, must be forsaken. After all, we want through the spiritual training to enter a higher world. The spiritual investigator at an appropriate stage of his development now sees, “You can no longer have a support in the world that you want to enter; you can no longer have the support of outer sense perception, of the intellectual judgment you have acquired, which otherwise guided you correctly through life”; when he has seen this, then comes the all-important, serious moment in the life of the spiritual investigator when he feels as if the ground is gone from under his feet, as if the support that he has had in ordinary life is gone, as if all security that has carried him up to now is gone and that he approaches an abyss into which with every further step he will surely fall. This must in a certain way become an experience in the spiritual training. That this experience not be accompanied by every possible danger is the primary concern of a true spiritual training today. An attempt has been made to explain this more fully in the book, Knowledge of the Higher Worlds. If one undergoes the exercises offered there, one comes step by step to a point at which one feels what has just been described; one feels oneself as if over an abyss. One has already become so tranquil in one's soul, however, that one beholds the situation with a newly acquired, special faculty of judgment; therefore the fear, terror, and horror that otherwise needs must overtake the human soul in a dangerous way—not an ordinary, everyday fear—do not appear. One learns to know the basis of the fear, terror, and horror, but one has already progressed so as to achieve a mood in which one can endure it without fear. Here we are again at a point at which it becomes necessary for the soul to recognize the truth and not fall into error, because the support that one has in ordinary life has disappeared, and the soul feels itself as if placed over an abyss. This must occur in order that, out of the emptiness, that which is fully spiritual in the world can approach the soul. What in ordinary life is called anxiety, fear, will be intensified through such a training, expanded, just as self-love and the sense of self are intensified and expanded, growing into a kind of force of nature. Something must be said here that perhaps sounds paradoxical. In ordinary life if we have not struggled through to a certain courage, if we are cowards, we are frightened by this or that event if we have courage, however, we can endure it. In the region of the soul life we have described, fear, terror, and horror will approach us, but we must be in the position, as it were, not to be afraid of the fear, not to be horrified by the horror, not to become anxious with the anxiety that confronts us. This is the paradox, but it corresponds exactly with an actual soul experience that appears in this realm. Everything that the human being experiences on entering the spiritual world is designated ordinarily as the experience with the Guardian of the Threshold. I tried to describe something concrete about this experience in my Mystery Drama, The Guardian of the Threshold. Here it only need be mentioned that at a certain stage of spiritual development, man learns to know his inner being as it can love itself with the force of an event of nature, as it can be frightened and horrified on entering the spiritual world. This experience of our own self, of the intensified self of that inner being that otherwise never would come before our soul, is the soul-shaking event called the Meeting with the Guardian of the Threshold. Only by having this meeting will one acquire the faculty to differentiate truth from error in the spiritual world. Why this experience is called the Meeting with the Guardian of the Threshold is easily comprehensible. It is clear that the spiritual world that man enters is always around us and that man is unaware of it in ordinary life only because he does not have the appropriate organs to perceive it. The spiritual world surrounds us always and is always behind that which the senses perceive. Before man can enter this world, however, he must strengthen his ego, his I. With the strengthening of the ego, however, the aforementioned qualities also appear. He therefore must learn above all else to know himself, so that when he is able to confront a spiritual outer world in the same way as he confronts an objective being he can distinguish himself from what is truth. If he does not learn to delimit himself in this way, he will always confuse that which is only within him, that which is only his subjective experience, with the spiritual world picture; he can never arrive at a real grasp of spiritual reality. To what extent fear plays a certain role on entering the spiritual world can be observed particularly in the people who deny the existence of such a world. Among such people are also many who have different reasons for denying this spiritual world, but a great portion of those people who are theoretical materialists or materialistically tinged monists have a definite reason for denying this spiritual world, a reason that is clearly visible for one who knows the soul. We must now emphasize that the soul life of the human being is, as it were, twofold. In the soul not only does there exist what man ordinarily knows, but in the depths of the soul life things are happening that cast their shadows—or their lights—into ordinary consciousness. Ordinary consciousness, however, does not reach down to this level. We can find in the hidden depths of soul hatred and love, joy and fear and excitement, without our carrying these effects into conscious soul life. It is therefore entirely correct to say that a phenomenon of hatred directed from one person to another, taking place within consciousness, actually can be rooted, in the depths of soul, in love. There can be a sympathy, a deep sympathy, of one person for another in the depths of the soul, but since this person at the same time has reasons—reasons about which he perhaps knows nothing—he is confused about this love, about the sympathy, deceiving himself with hatred and antipathy. This is something that holds sway in the depths of the soul, so that these depths look quite different from what we call our everyday consciousness. There can be conditions of fear, of anxiety, in the depths of the soul of which one has no conscious idea. Man can have that fear in the depths of his soul, that anxiety in face of the spiritual world—because he must cross the abyss that has been described before entering—and yet be aware of nothing consciously. Actually, all human beings who have not yet entered the spiritual world, but who have acquired an understanding of entering, have to a degree this fear, this terror in face of the spiritual world. Whatever one may think concerning this fear and anxiety that are within the depths of the soul, they are there, though they appear stronger with one person, weaker with another. Because the soul might be injured, man is protected by the wisdom-filled nature of his being from being able to look further into the spiritual world, from being able to have the experience of meeting the Guardian of the Threshold until he is ready for it. Before that he is protected. Therefore one speaks of the experience of the Guardian of the Threshold. We can note that a materialistically or monistically minded person, although knowing nothing of this experience, does have this fear in face of the spiritual world in the depths of his soul. There lives in such a person a certain antipathy to confronting the abyss that must be crossed; and to help him get past this fear, this anxiety in the soul in face of the spiritual world, the monist or materialist thinks out his theories and denies the spiritual world; this denial is nothing other than a self-induced anesthesia in face of his fear. This is the real explanation for materialism. As unsympathetic as it may sound, for one who knows the soul it is evident that in a meeting of materialistic monists, or those who deny soul and spirit, there prevails only the fear in the face of the spiritual world. One could say mockingly that fear-mongering is the basis of materialism, and although it is mocking it is nevertheless true. In materialistic literature, in the materialistic world conception, the spiritual investigator recognizes everywhere between the lines fear and anxiety in face of the spiritual world. What in ordinary life appears as materialism, however, as the soul condition present when a person is a materialist or a materialistically tinged monist, can also be present when a person arrives through definite measures at a certain spiritual vision. One can go through certain exercises in the soul and develop thereby from a more-or-less unhealthy soul condition to a more-or-less spiritual comprehension, yet one need not come by this means to a real understanding of the nature of the spiritual world. In a certain way one can carry up into the spiritual something of this fear about which one knows nothing, which has already been characterized and which underlies the materialistically minded person in the ordinary world. If one does not grasp this connection, one can carry up into the spiritual world something that is terribly widespread in ordinary life: the love of ease of thinking, the love of ease of feeling. Fear is closely akin to love of ease, to clinging to habit. Why is man afraid of changing his situation? Because he loves his ease and comfort. This love of ease is closely related to fear. We have already described the basis for hatred; in the same way one can also say that lassitude, love of ease, are closely related to fear. One can, however, carry this love of ease up into the spiritual world. No one ought to object that human beings show no evidence of fear or love of ease, for this is again characteristic; it is characteristic that the ordinary mood of soul knows nothing of these things rooted in the subconscious. If man carries fear into the spiritual world, already having developed to the point of acknowledging the spiritual world, then an error arises in a spiritual region, an error that is extraordinarily important to consider the leaning toward phenomenalism. People who become subject to this leaning become, rather than spiritual investigators, “specterseers” (to express it crassly), those who see ghosts (Gespensterschauer); they become possessed by a leaning toward phenomenalism. This means that they want to see the spiritual world in the same way as the sense world is to be seen; they do not want to perceive spiritual facts, spiritual beings, but something similar to the beings that the sensory eye can behold. In short, instead of spirits they want to behold specters, ghosts. The error of spiritualism (this is not to say that all spiritualism is unjustified) consists of this leaning toward phenomenalism. Just as the ordinary, everyday materialist wants to see only matter everywhere and not the spirit behind matter, so does he who brings to the spiritual world the same soul condition that actually exists in materialism want to see everywhere only ghostlike, condensed spirits. This is one dangerous extreme of error that can emerge. One must say that this tendency to carry the ordinary field of consciousness up into the super-sensible field of consciousness exists in the widest circles, even among those who fully recognize a “spiritual world” and want “proof” of a spiritual world. The error here, however, lies in considering a proof valid only if it takes place in the realm of phenomenalism; it lies in considering that everything should be like condensed ghosts. Here something arises that was called in the beginning of our study a stupor, losing consciousness in relation to the spiritual world. While losing consciousness in ordinary life is the penetration of a sleeping or dreaming condition into consciousness, losing consciousness regarding the spiritual world means wanting to give worth only to that which appears in the same way as things in the ordinary world, so that one is unconscious in relation to the spiritual world; it is demanded that proof be supplied that can be taken in the way appropriate only in the ordinary world. Just as one brings sleep into the ordinary world if one falls unconscious, so one falls unconscious in relation to the beings and processes of the spiritual world if one takes into the super-sensible world that which is only an extract of sense reality (das Sinnliche). The true spiritual investigator also knows those realms of the spiritual world that condense into the ghostlike, but he knows that everything arriving at such a condensation is merely the dying, the withering in the spiritual world. When, for example, with the help of a medium, something is brought to life as the thoughts of a deceased person, we are confronted only with what remains behind, as it were, of the deceased. We are not dealing with that which goes through the portal of death, which passes through the spiritual world and appears again in a new earthly life. We are concerned in such a case not with what is present in the individuality of the dead person but with the sheath that is cast off, the wooden part of the tree, or the shell of a shellfish, or the skin of the snake that is cast off. In the same way, such sheaths, such useless remnants, are continuously being cast off from the being of the spiritual world and then, by way of a medium, they can be made perceptible—although as visible unreality. The spiritual investigator knows, to be sure, that he is not confronting an unreality. He does not surrender himself to the error, however, that in encountering the described phenomenon he is confronted with something fertile, with something sprouting and budding; rather he knows it as something dying, withering. At the same time it must be emphasized that in the sense world, when one confronts error, one is dealing with something that must be ignored, that must be eliminated as soon as it is recognized as error, whereas in the spiritual world one cannot cope with error in the same way. There, an error corresponds to the dying, the withering, and the error consists of mistaking the dying and withering in the spiritual world for something fruitful or full of significance. Even in the life of the ordinary human being, error is something one casts off; in the spiritual world error arises when the dead, the dying, is taken for something fruitful, sprouting; one mistakes the dead remnants that have been cast off for immortality. How deeply the best individuals of our time have been entangled in this kind of phenomenalism, considering only such proof as valid, we can see in an individual who wrote so many excellent things about the world and now has written a book about these phenomena, about these different phenomena of spiritual investigation. I am referring to Maurice Maeterlinck and his book, About Death. We read there that he acknowledges a spiritual world but as proof acknowledges only what appears in phenomenalism. He does not notice that he tries to find in phenomenalism that which can never be found in phenomenalism. Then he criticizes the “phenomena” very acutely, very effectively. He does notice, however, that all this actually has no particular meaning and that the human soul after death does not exhibit a very intense vitality, that it behaves rather awkwardly, as though groping in the dark. Since he wants to admit only this kind of proof, he generally does not acknowledge spiritual investigation but remains stuck. We see how the possibility of error opens itself to someone who would gladly recognize the spiritual world but is unable to do so, because he does not demand spiritual investigation but rather “specter investigation” and does not make use of what reality can give. His newest book is extraordinarily interesting from this point of view. In the leaning toward phenomenalism we thus have the one extreme among the possibilities for error in spiritual investigation. The other extreme among the possibilities for error is ecstasy, and between phenomenalism and ecstasy, in knowing both, lies the truth, or at least truth can be reached if one knows both. The path of error, however, lies as much on the side of phenomenalism as on the side of ecstasy. We have seen what soul condition leads into the wish to acknowledge only phenomenalism. It is fear, horror, which man does not admit, which he tries to conceal. Because he is afraid to abandon all sense reality and to make the leap over the abyss, he accepts sense reality, demands the specters, and arrives thereby only at the dying, at that which destroys itself: This is one source of error. The other force of the soul, intensified through the exercises often described here is self-love, sense of self; self-love has as its polarity—one would like to say—the “getting out of oneself.” This “enjoying oneself in oneself” (pardon the expression; it is a radical choice but points exactly to what we are concerned with here) is only one side; the other side consists of “losing oneself in the world,” the surrender and dissolving and self-enjoyment in the other and the corresponding intensification of this self-seeking coming-out-of-one's self is ecstasy in its extreme. It is the cause of a condition in which man in a certain respect can say to himself that he has gotten free of himself. He has become free of himself, however, only by feeling the comfort of his own self in the being outside himself. If the one who knows the soul looks at the evolution of mysticism in the world, he finds that a large part of mysticism consists of the phenomena just characterized. As great, as powerful in soul experiences, as deep and significant as mysticism can be, the possibilities of error in ecstasy are actually rooted in a false cultivation of the mystical faculty of the human being. When man strives always to enter more and more into himself, when he strives through this for what is called the deepening of his soul life, strives, as he says, to find “God in himself” this God that man finds in his inner being is usually nothing other than his own I or ego made into God. With many mystics we find, when they speak of the “God within,” nothing other than the God imprinted with their own egos. Mystical immersion in God is at times nothing but immersing oneself into one's own dear ego, especially into the parts of the ego into which one does not penetrate with full consciousness, so that one surrenders one's self, loses one's self, comes out of one's self, and yet remains only within one's self. Much that confronts us as mysticism shows that with false mystics love of God is often only disguised self-love. The real spiritual investigator must guard himself on the one hand against carrying the outer sense world into the higher world; he must guard on the other hand against the opposite extreme, against false mysticism, the coming-out-of-oneself. He must never confuse “love for the spiritual being of the world” with self-love. In the moment that he confuses these, the following occurs, as the true spiritual investigator, who has developed himself correctly, can verify. Just as one who is compelled by phenomenalism beholds only the remnants, the dying of the spiritual world, so he who surrenders himself to the other extreme sees only individual parts of the spiritual world, not spiritual facts and beings. In the spiritual world he does not do what one who contemplates the flowers in a meadow does; rather, he does what the one does who takes what grows in the field, chops it up and eats it. This comparison is peculiar but absolutely to the point. Through ecstasy the spiritual facts are not grasped in their wholeness, their totality, but only in that which pleases and benefits one's own soul, that which the soul can consume spiritually. It is actually a consumption of spiritual substance that is cultivated in the human being through ecstasy. Just as little as one learns to know things of this sense world by eating them, so little does one learn to know the forces and beings of the spiritual world through giving oneself to ecstasy in order to warm one's own self with what feels good. One thereby comes to a definite knowledge only of one's own self in relation to the spiritual world. One lives only in a heightened sense of self, a heightened self-love, and because one takes in from the spiritual world only that which can be consumed spiritually, which can be eaten spiritually, one deprives oneself of that which cannot be handled in this way, of that which stands apart from the nourishment gained through ecstasy. What one deprives oneself of, however, is by far the greatest part of the spiritual world, and the mystic who clings to ecstasy is deprived more and more. We find with mystics who ascend to the spiritual world through ecstasy that it is exactly as if they were always indulging themselves through repeating feelings and sensations. Many presentations of such mystics appear not as objective presentations of the conditions of the spiritual world but as though the one who gives the presentation were indulging in what he presents. Many mystics are actually nothing but spiritual gourmets, and the rest of the spiritual world, which does not taste good to them, does not even exist for them. We see again how concepts change when we ascend from the ordinary world into the higher world. If in the ordinary world we occupy ourselves only with our own concepts, we become poorer and poorer, our logic becomes ever poorer. Finally we find that we can no longer find our orientation, and anyone who knows the facts can set us straight. In the ordinary world we correct this meagerness by widening our concepts. In the spiritual world, that which corresponds to ecstasy leads to something else. By taking into us realities, and not something unreal—but taking in only isolated parts, after picking out what suits us—we receive a view of the spiritual world that is only suited to ourselves. We carry ourselves into the spiritual world just as in the other extreme, in phenomenalism, we carry the sense world into the spiritual world. It can always be shown in the case of one who arrives at a false picture of the world through ecstasy that he began from an unsound force of judgment, from an incomplete factual logic. We thus see how the spiritual investigator always must avoid the two extremes that bring him to every possible source of error: phenomenalism on the one hand and ecstasy on the other. In order to avoid the sources of error, nothing will be more helpful than for the spiritual investigator to cultivate one particular mood of soul, through which he is in a position, when he places himself in the spiritual world, to exist in the spiritual world, to be able to observe calmly in that world. One cannot always remain in the spiritual world, however, so long as one is in the physical body; one must also live with the physical world; therefore this mood of soul that the spiritual investigator must cultivate allows him in the physical world to strive as much as possible to grasp the facts of life with common sense, without sentimentality and untruthfulness. It is necessary for the spiritual investigator, to a much higher degree than is ordinarily the case, to have a healthy sense for facts, a genuine feeling for truthfulness. All fanaticism, all inaccuracy, which make it so easy to skirt what is really there, are harmful for the spiritual investigator. One can see already in ordinary life, and it becomes clear immediately in the realm of spiritual training, that lie who lets himself indulge only the least bit in inaccuracy will notice that it is only a tiny step from inaccuracy to lies and untruthfulness. The spiritual investigator, therefore, must strive to feel himself obliged to hold firmly to the truth, to mix nothing with the unconditional truth that exists in ordinary life, for in the spiritual world such a mixing leads from error to error. In those circles wishing to have anything to do with spiritual investigation, the justified opinion should be spread that an outer, distinguishing characteristic of the true spiritual investigator must be his truthfulness; the moment the spiritual investigator demonstrates that he feels little obligation to test what he says, speaking rather of things he cannot know about the physical world, he becomes flawed as a spiritual investigator and no longer can merit a full trust. This is connected with the conditions for spiritual investigation itself. It must be brought to our attention again and again that, when the realms of spiritual investigation and spiritual science are spoken of today, it is unjustified to claim that only the spiritual investigator can see into the spiritual world and that one who is not yet a spiritual investigator is unable to know and understand and grasp it. You can learn from the descriptions in my book, Knowledge of the Higher Worlds, and from my presentation in An Outline of Occult Science that in our era to a certain degree every person, if only he makes the necessary effort, can become a spiritual investigator, no matter what his position in life is otherwise. Nevertheless, it is also possible for a person to understand the descriptions of the spiritual world without being a spiritual investigator. It is necessary to be a spiritual investigator not in order to understand the communications from the spiritual world but in order to discover them, to investigate what is present in the spiritual world. One must be a painter in order to paint a picture, but one need not be a painter to understand a picture; it is the same with understanding communications from the spiritual world with the sound human intellect. It is in order to investigate the spiritual world that the human being is endowed with the higher organs of observation. If what is investigated, however, is brought into the concepts of the ordinary world, as is often attempted here, the sound human intellect can, if only it is sufficiently unprejudiced and does not create obstructions for itself, grasp what is brought to light through spiritual investigation. One could say that with spiritual investigation it is the same as it is with what grows under the earth and is found only when one digs into the earth like a miner. Whatever one finds there can originate only as it exists within the earth, developing in those layers of the earth that are covered by layers above it. What is in the depths of the earth cannot develop on the surface of the earth, which is illuminated by the sun during the day. If we then make an opening in the earth, however, and let the sunlight shine in, illuminating what is underneath, everything can appear in the light of the sun. It is the same with what can be gained through spiritual scientific investigation: it can be brought to light only if the soul has transformed itself into an organ of perception for the spiritual world. If it is brought into the concepts and mental images of ordinary life, however, then the human intellect, if only it is sufficiently sound, can understand and illuminate everything as if with spiritual sunlight. All of spiritual science, therefore, can be grasped by the sound human intellect. Just as a painting is not made merely for the painter himself, so the communications about the spiritual world are not only for the spiritual scientific investigator. Nevertheless, paintings are able to originate only through the painter, and the spiritual world can be explored only by the spiritual investigator. He who believes that what comes from the communications of the spiritual investigator cannot be grasped by means of the ordinary intellect does not perceive at all correctly the nature and essence of the human capacity for thinking. In the human capacity for thinking reside faculties that stand in direct connection with the nature of the higher world. Because man is accustomed to approach only the ordinary sense objects with his concepts, he believes that the ordinary faculty of judgment vanishes in him if super-sensible facts are presented to him. He who develops his capacity for thinking, however, can cultivate this capacity in such a way that it can grasp what is brought to light through spiritual investigation. One must not have some notion beforehand, however, of how one can grasp such matters. This should result from the study itself. If one has a definite notion of how one should grasp these things, one surrenders oneself again to a serious error in relation to spiritual investigation. This is the second aspect that is especially noticeable in Maurice Maeterlinck's new book. He is an individual who wishes to direct his gaze to the spiritual world, who has made some fine observations about various things, and who has also tried to present the mysteries of the spiritual world dramatically; it is especially telling that this individual, in the moment in which he should approach the real science of the spirit, proves himself so inadequate. He demands a certain kind of understanding—not the kind given by the things themselves but the kind he imagines (ertraeumt), which he believes must appear to provide verification. In this way the greatest peculiarity arises: Maeterlinck takes to be merely a belief that which anthroposophy or spiritual science has to say when it speaks today about “repeated earthly lives”—when it speaks with a certain outer justification (not with a merely inner conviction, which would be akin to a certain primitive belief of humanity). He calls it a belief, because he cannot perceive that what we are concerned with here does not have to do with belief but with knowledge. He thus finds that the existence of that which develops further in man, moving from life to life, cannot be proved, because he has a definite idea of what constitutes proof. Maeterlinck can be compared in this realm to certain other people. Until recently, there existed a kind of belief, a certain mathematical-geometrical belief that is summarized in the words, the “squaring of the circle”; that is, one would seek by means of a mathematical-analytical, constructive thinking for that square which equaled the area or the circumference of the circle. This task of transforming the circle into a square was an ideal, as it were, toward which one always strove: the transforming of the circle into a square. Now, no one doubted that there could be a square exactly as large as a circle. In reality, of course, it is entirely possible for such a thing to exist, but it is impossible to show with mathematical constructions or with analytical methods just what the diameter of a circle would have to be to equal a particular square. This means that mathematical thinking does not suffice to prove something that is real, that is physical. There have been countless people who have worked on the solution of squaring the circle, until recent mathematicians proved that it is impossible to solve the problem in this way. Today anyone still trying to solve the problem of squaring the circle is considered not to know mathematics in this realm. Maeterlinck is equivalent to those people trying to square the circle in regard to what he is trying to prove. One can understand the spiritual world, can grasp that what is brought to light through spiritual investigation is real; one cannot prove the existence of this spiritual world, however, if one demands out of prejudice a particular kind of proof; one can prove it in this way as little as one can prove the squaring of a circle mathematically. One would have to reply to Maeterlinck, therefore, that he tries to square the circle in the spiritual realm, or he would have to be shown how the concepts by which he would like to prove the existence of the spiritual world disappear when man passes through the portal of death. How is one supposed to prove the existence of the spiritual world with concepts such as those taken from the sense world? This, however, is what Maeterlinck is trying to do, and it is extraordinarily interesting that when he gives in to his healthy feeling, he has no choice but to acknowledge repeated lives on earth. It is very interesting how he expresses himself about a knowledge that he calls a belief, and I would like to read to you his own words: ‘Never was there a belief more beautiful, more just, more pure, more morally fruitful, more comforting, and in a certain sense more probable than this. With its teaching of gradual redemption and purification of all bodily and spiritual inequities, of all social injustice, all terrible’ injustices of destiny, it alone gives meaning to life. The goodness of a belief, however, is no proof of its truthfulness. Although six hundred million human beings devote themselves to this religion, although it is closest to the origins that are shrouded in darkness, although it is the only one without hatred, it should have done what the others have not done: bring us indisputable evidence. What it has given us up to now is only the first shadow of the beginning of a proof.” In other words, Maeterlinck is trying in this realm to square the circle. We see especially clearly in this example how someone who can think that the benefit of spiritual science lies only in an extreme, in phenomenalism (all his writings show this), is totally unable to keep in view the significance and the real nature of spiritual scientific investigation. From such an example as Maeterlinck, we can learn a lot, namely that truth, which must be introduced into the world evolution of humanity, is really, when it first appears, in the position once characterized by Schopenhauer with the words, “In all centuries poor truth had to blush over being paradoxical.” To Maeterlinck, truth appears not just paradoxical but unbelievable, yet it is not the fault of truth. Truth cannot take on the form of the universally reigning error. Thus she looks sighing to her patron god, Time, which promises her victory and glory, but whose vast wings beat so slowly that she dies in the meantime. So it goes with the course of the spiritual evolution of humanity. It is most interesting and instructive that the best individuals today, those human beings who long to have their soul life connected with a spiritual world, are not capable of grasping the core of the actual science of the spirit. Instead, where it involves distinguishing the true path from the two possibilities for error, they stumble, because they do not dare leap over the abyss; they wish either to make use of their dependence on the ordinary world, in phenomenalism, or, if they do not do this, they seek an intensification of the sense of self in ecstasy. We cannot concern ourselves only with recognizing the character of the separate possibilities for error; we must concern ourselves with that which humanity must avoid if one is to recognize and close up the source of spiritual scientific error. From the way in which today's study has been undertaken, one conclusion can be drawn: spiritual investigation must know the sources of error. The temptation is always present in the soul to err in the direction of phenomenalism, and therefore to stand as though spiritually unconscious in relation to the spiritual world, or to err in the direction of ecstasy, which means wanting to enter the spiritual world with inadequate organs of spirit and thus receiving only isolated pieces and not related facts. The path goes between the two extremes. One must know the possibilities for error. Because they can appear with every step in spiritual life one must not only know them but overcome them. The revelations of spiritual investigation are not only results of investigation but also victories over error, victory by means of a way of looking that has been gained previously, victory over the sense of self and more. He who penetrates more deeply into what we have tried to describe only sketchily today will become aware that—even if everywhere where we embark on the investigation of spiritual life the possibilities for error can lurk frighteningly—we nevertheless must conquer error again and again. He will become aware that spiritual investigation not only satisfies an indomitable yearning for that which man needs for certainty in his life but that its goal must appear, to one who regards this movement with comprehension, as attainable to a sound human sense. To conclude what today's lecture was to offer on the level of feeling, I would like to say that in spite of all obstacles, in spite of all things that can stand in a hostile way on the path of spiritual investigation, those who penetrate with a sound sense into the results of spiritual scientific. investigation feel and sense that these results penetrate—through difficult hindrances of soul, through bewildering darknesses of spirit—to a solemn clarity, to a luminous truth. |
63. Michelangelo
08 Jan 1914, Berlin Translated by E. H. Goddard Rudolf Steiner |
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But if we seriously observe life and try by every means to understand the secrets of our existence, we shall find ourselves becoming gradually more and more convinced of the fact of repeated earth lives, the more we study reality as a whole. |
In fact, he was actually driven out and had to flee from Rome, only returning under a special safe conduct from the Pope. Back in Rome he had to set about his new task, the painting of the ceiling of the Sistine Chapel; a task for which he had been commissioned as some compensation for the stopping of work on the tomb. |
He stood wholly in the great current of his times yet his own inmost quality was not fully understood. A friend once wrote to him that even the Pope feared him; and yet in his soul there lived all the greatness of Christian impulses which flowed into his work. |
63. Michelangelo
08 Jan 1914, Berlin Translated by E. H. Goddard Rudolf Steiner |
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This lecture is to deal with a subject taken from the study of culture and art, and my purpose is to show you how Spiritual Science aims to penetrate to the essence of historical evolution and of the human personalities which find themselves within it. History nowadays has come to be regarded as a science among the sciences. Nevertheless a very notable book recently published disputes the claim of history to be called a science on the grounds that it is only the concatenation of single events and achievements which cannot recur, at least in that particular form, a second or third time. The author argues as follows: If we have a number of facts, say about a raindrop, we can deduce laws which the raindrop obeys—that is, we can make a scientific statement because other raindrops follow the same laws; and this we can also do in the world which does in some way repeat itself. Historical facts on the other hand are unique; we can recount them but we cannot base on them anything that could be truly called a science.—Now if we accept the ideas and concepts which are nowadays regarded as scientific, we shall have to admit that our author is right. But it is very different if we look at history in the light which Lessing in his day tried to do in his “Education of the Human Race”; as an evolution, an upward movement of the whole of humanity in which the effective influences passing from one epoch to another, are the souls of human beings. Sense and meaning come into human history as soon as we cease looking at it just as a series of events occurring in some sort of sequence and never repeating themselves, and begin to believe that the souls of human beings continue their existence in successive earth lives, and that what influenced them in one life is carried over into the spiritual world and there made fruitful in the period between death and a new birth until it appears in a new life: so that a real progress and development is possible in the succession of historical events. In this way we can see a meaning in the study of single epochs; their significance lies in the new experiences which souls were unable to have at the age in which they lived but which they can now experience and carry over once more into later epochs. In this way and thanks to Spiritual Science we can once again regard history as a science. Perhaps one of the best ways to reach some notion of such an evolution of human history—not in abstract theory but appealing to the feelings—is to study the great epochs of art and the great artists. We shall never be convinced of the reality of man's repeated lives on earth by any abstract argument. But if we seriously observe life and try by every means to understand the secrets of our existence, we shall find ourselves becoming gradually more and more convinced of the fact of repeated earth lives, the more we study reality as a whole. I hope to contribute something towards such a study by trying to show you the place which Michelangelo holds in the spiritual life of the West. If we look at this spiritual life of the West and indeed of the whole of humanity in the light of this conception of repeated earth lives we shall soon come to see a real significance in such an evolution of man, for each successive epoch differs from the earlier one and human souls have correspondingly different experiences. Unless we take a very shortsighted view of human history, we cannot accept the notion that the human soul has been more or less what it is today since first it rose above the animal. If we look a little more deeply into earlier periods of history and especially if with the help of Spiritual Science we look at pre-Christian times, we shall find that the whole basic tone and quality, the whole constitution of the human soul was different in those earlier periods and has changed considerably in the course of human history, that in fact the structure of the soul has been perpetually changing in the successive epochs of human history. We shall see this particularly significantly if we take an artist like Michelangelo in the Sixteenth Century and study him in relation to artists of earlier ages who worked within the same field. Obviously in such a study we should look at Michelangelo's achievement side by side with that of the Greeks. But as soon as we look beneath the surface we shall see the immense difference there is between the two. In order to recognize this it is necessary to go briefly into the particular way in which Greek sculpture affects us. It is a pity that a lecture like this cannot be given with lantern slides or other visual aids, though fortunately you can easily get access to first-rate reproductions of the material necessary in any History of Art and see for yourselves in actual detail, what I am describing. When Herman Grimm set about writing his wonderful book on Michelangelo in the 1850's, he could not give any illustrations at all—though the second edition published forty years later was illustrated and thus reveals clearly the secrets of Michelangelo which even Grimm's descriptions in his “Life” could not give. Modern reproductions make it even more possible to reach some insight into the basic ideas and forms which are to be found in the development of art through the ages. If we let Greek art and especially Greek sculpture work on us, we shall certainly feel that the best of it (much of which may be no longer accessible to us) in the forms in which it appeared, must have spoken to the Greeks like a message from another world. This creation of form was possible to the Greeks because something lived in their souls which did not come to them immediately through their physical senses. They bore within themselves an inner feeling-knowledge of the way in which the human organism is formed. The whole of a Greek's general education contributed to this but it was also important that the Greeks lived at a different epoch of humanity when the soul was more closely interwoven with man's whole organism; for instance, in the movement of the hand they felt the particular angle the hand made with the arm; or they could feel the particular muscle extended by their hand or foot. The Greeks could feel this sort of thing—they could feel and experience how the organic and the soul were related. They had an immediately-felt knowledge of their own organism so that the artist did not need to look at outer nature or external models in order to create his forms. An inner knowledge gave them the understanding of their muscular structure and anatomy, and their inter-relationship. They could permeate their whole organism with their mood of soul which flowered within them. Even what survives to us of Greek sculpture reveals that when the sculptor set his hand to a statue of Zeus, for instance, his soul was permeated with a sort of Zeus feeling. He then knew what inner tensions this feeling could resolve and thus, from within outwards, he could give to matter is appropriate form. He put his soul into matter. It is natural that at the present day we should have no feeling for the very different mode of experience of the Greeks. But, that mode being given, anyone who looks properly at the works of Greek sculpture will perceive that they give expression to what man experienced as the activity of his soul. Greek sculpture in general expresses what lies within the soul. We need not concern ourselves whether this Zeus or this Hera and the rest are gods: that makes artistic study a matter of storytelling. What does matter is the way in which the Greek sculptor worked upon his Zeus or Hera—withdrawn into his life of soul, as we ourselves feel withdrawn when we experience in the organic process of muscular tension the activity of the soul in our organism, and the soul is attuned to their experience. This withdrawing, and this having to go out in order to enter space, to manifest itself in space, is characteristic of the plastic art of Greece. This is a world that strives to reveal itself. This is true also of the larger sculptured groups, at least as late as the “Laocoon”; their purpose is to make us feel something of a world of soul. Around and about us is the rest of the human world, and indeed ourselves; and the work of art has some relation to us only when we direct our soul towards it. Yet this work of art does not belong to the same space, the same world, in which we normally move and hold converse; it remains alien to it. Suppose now we pass from these Greek sculptures to the “Moses” of Michelangelo. We shall feel compelled to say that no sculptor has ever given expression to the powerful will of Moses as he did. The whole impression is of a leader of his people who fills his people with his own spiritual power and pours his own will over a whole people and remains their leader far beyond his own lifetime. So completely does this Moses diffuse the sense of human power that we are quite ready to accept in it something which is quite unrealistic. The statue as we all know has two horns; but it is by no means sufficient just to say that these are the symbols of Moses' power. If a lesser artist than Michelangelo were to do a sculpture of Moses and give it two horns like this and justify them as symbols of power, we should not admire them because we should not believe in them. Yet Michelangelo sets before us his Moses as representative of his age so completely penetrated with force of will that he can put upon him these extraordinary horns; and we are quite prepared to believe in them. What matters is not what is actually represented but rather that we should believe in all the details of what is represented, even if they are unrealistic. Now let us turn from Moses to the statue of David; and let us look at him in relation to what we have seen to be true of Greek sculpture. He is shown at that moment when in his heart he becomes fully aware of what lies before him; he is shown grasping his sling at the very moment before he accomplishes his deed. Earlier artists like Donatello (1386–1466) and Verrocchio (1436–1488) who had done a statue of David, had shown him with Goliath's head beneath his feet. Michelangelo chooses the moment when the soul becomes aware of its task, and that moment is given external expression, and we might well believe that the artist had firmly seized hold of some special inner condition of soul. But as with the “Moses,” so with the “David”—that is by no means all, there is something else equally important. Moses might quite easily get up and proceed further: for he exists within our space, and the same space which gives us life gives it to him also. These two statues are removed beyond what is a mere element of soul; they are set within the actual world around us; we should not feel at all surprised if we saw David actually using his sling. Here is the significant change between the old and the new, and from this point of view Michelangelo is the most significant artist. While the Greeks had created works of art which deny the outer world and produce their effect on our souls as from another world, Michelangelo sets his figures into the same world in which we live; they share our life within that world. With a slight exaggeration we might say that while the statues of the Greek gods breathe only the air of the gods, Michelangelo's breathe the same air as ourselves. This is not just a matter of realism or idealism as we use those clichés: rather we should recognize that Michelangelo is the most important artist who takes his figures away from the realm of the soul and sets them within this earth existence of ours so that they live as real beings among men. Once we have accepted the fact that in the spiritual development of humanity a special task was laid upon Michelangelo, we shall not be surprised to discover that in his earliest youth he displayed the faculties necessary for this task, faculties which he brought with him from the spiritual world. Our scientific geneticists would have difficulty explaining the facts: how he was descended from a family that belonged to citizens of noble extraction but which had fallen on evil days, a family which certainly did not possess any of the qualities needed for the specific task that was to be Michelangelo's. At first it was intended that he should go to school like the others, but he was perpetually drawing and drawing in such a remarkable way that no one could imagine where he got it from. Finally his father sent him to study with Ghirlandaio, but great artist as the latter was the boy could learn nothing from him. Michelangelo's drawing sprang from some self-evident quality of genius. Through having his attention attracted to Michelangelo's drawings Lorenzo de Medici took him into his house and there he spent the three years 1489 to 1492; he had been born in 1475. His first object of search that seemed to him especially important was the relatively insignificant relics of antiquity, of Greek sculpture. But—and this is the characteristic thing—he very soon combined all that he saw, and which made so deep an impression on him, with an energetic and intensive study of anatomy. In his soul he acquired an exact knowledge of the inner structure of the human body. In all his works we can see the effect of these anatomical studies and of the knowledge he had acquired. Before the soul could experience anything or have some particular mood, he found it necessary to know the position of the muscles. So we can see how two currents were flowing together in Michelangelo and were to produce something more than any contemporary talents could create: humanity had now moved forward to a new epoch, and what the Greeks had been able to experience within themselves, by the inner “life sense” which was still active within them, Michelangelo had to acquire through external senses by close observation of outer nature and her structure. This sort of example can show us how the development of the human soul moves on, how what was impossible for the soul in one epoch becomes possible in another, and how the highest achievement is possible at different times with different means. While he was still quite young, in 1498, Michelangelo attained the wonderful Pieta which we see immediately on our right when we enter St. Peter's. This work still bears traces of the Italian tradition deriving from Cimabue and Giotto it even has still a sort of Byzantine quality. Yet if we note carefully what he actually achieved in the Pieta, we can see how his exact and realistic study of the human body has influenced it. Thus he could create a sculpture which was the equal of the Greek because he had learned to observe externally. Why had this become necessary? We can see this particularly well in the Pieta if we note how in the progressive development of humanity since the days of the Greeks something quite alien to them had entered in. The natural life sense which the Greeks possessed made it possible for them to reveal almost spontaneously how the human body actually appears in some particular mood. In between the time of the Greeks and the rise of Western Europe we have the world conception which reached its peak in Christianity but which originated in Judaism and still retained to some degree the old command, “Thou shalt not make any graven image of what is spiritual.” I don't know how many people have given much thought to the fact that between the age of the Greeks and the age of Michelangelo there came one in which it really was a fact that no image was to be made. The earliest Christians did not make any pictorial representation of Christ but employed only symbols—the fish symbol, the monogram of Christ. The same had been true of the Jews who had, of course, as one of their Ten Commandments, “Thou shalt not make any image of the Lord Thy God.” Yet when we enter the most important chapel of Christendom, the Sistine Chapel in Rome, we see the command disregarded by Michelangelo when, at the height of his creative powers, he painted the Father God on the ceiling of that chapel. Michelangelo could achieve these new heights of church art only by disregarding that command. But between his time and that of the Greeks there had to be a period of preparation. And so we shall be able to realize that it is not just a false analogy when we say that successive epochs of humanity are like day and night, and that between the day periods there have to be nights during which human faculties pass into a sort of rest state, to appear again later in strengthened form. The achievements of Greek sculpture had to pass through a sort of formative period in sleep, during which even for that the command had to be heeded: “Thou shalt not make any graven image.” Then, however, there follows the day of wakening, in a new form, in Michelangelo. But whereas in nature things reappear in the same form and one day resembles another and the plant its earlier form, the progress of humanity shows this special characteristic that the souls, who carry over their fruits from one epoch to another, undergo at the same time some upward change and metamorphosis. But this rest period of the human faculties has first to occur in this and every other sphere. Thus after this period during which sculpture rested, there appeared the Christian ideal: an inner quality of soul, a mood of greater inwardness. This is true, for instance of the Pieta in which the youthful mother holds on her lap her dead son; if we compare it with any Greek work of art, we shall see that it could have been created only in an age when the soul had become more inward. There is a marked difference between Michelangelo and the Greek sculptors; he stands at the beginning of the modern age, the age that is of materialism. Man's senses were beginning to be directed outwards so that they could pass through a period in which these senses could reach their highest and intensest development. But there must always be some counterbalance in human evolution. Thus we see in Michelangelo on the one hand an artist who poured his soul forth into the outer world that he might create his figures. On the other hand, that he should not merely create what the senses can see, he employed to the full everything he could assimilate from a period of evolution during which the soul had become more inward. This inner deepening he expressed by external means; he made himself sensitive to what was inward in outer nature. If we look at the dead body of the Christ we can see at once that this is a beautiful human body such as nature would wish to create—and Michelangelo could recreate that. But there is also something further, and indeed in a double aspect: first, the extraordinary peace in death that streams over this body; and second, if we look at the group as a whole—the countenance of the young mother who bears the adult body of her son Jesus Christ on her lap yet seems too young to be in any external sense that man's mother—we receive from the form of the hard stone the feeling that what lies before us in death is the warrant for the external life of the human soul. The deepest secrets and the greatest inwardness are expressed realistically through the natural means which Michelangelo had studied. When Michelangelo returned from Rome to Florence we can see a remarkable drama unfolding itself. There was an old block of marble from which some earlier sculptor had unsuccessfully sought to hew some figure and which the Council of Florence handed over to Michelangelo to try and make something of. He happened at the moment to be working on his David, so he decided to use this particular block. Now if we follow this work as it proceeded, we shall be able to see how Michelangelo set about his task. His greatness consists largely in a period which was to depend wholly on sense observation, yet he carried over something from those earlier epochs, the life of which he could share, and could thus still have some immediate feeling of what Goethe called the spirit of outer nature. Here I should like to refer to something which in general receives too little attention. If through Anthroposophy we make our souls once again sensitive to the weaving of imagination, we shall feel when we see a block of marble before us, that something specific should be made from it. It is not without significance that we find among the inhabitants of mountain districts all those stories about enchanted beings which their folk soul devises: when people see a block of stone before them, there is a plastic imagination which tells them that not much would be needed to convert it into an example of some quality of human or animal nature. Each type of stone calls for its own specific form, and each type has its own secrets which the artist must extract from it. Michelangelo began work on the block and at first made it a sort of image of his thoughts. This was merely the first expression of his ideas, his feelings; as he looked at the stone he felt that thus the hand must lie and thus the foot, and thus everything else. He could, as it were, listen into the secrets hidden in the stone; that after all is what plastic art means. In the end we feel that the block was presented us with what lay hidden within it when everything had been removed that did not really belong to it. An artist of the quality of Michelangelo would never create in bronze or other materials what he did in stone. For this purpose, however, Michelangelo, because he no longer had the life sense active within himself, had to fall back on what he could get from his anatomical studies. Thanks to his careful studies, and to the fact that he comprehended artistically what came to him from an earlier period, he stands at the opening of the modern age in the same relation to art and nature as science had led to in its own sphere. It is not just a coincidence that Galileo was born on the day that Michelangelo died. Here is a point of view that we should bear in mind, particularly when we are looking at his David. This then is the characteristic quality of Michelangelo: that he has penetrated to the heart of nature as she showed herself in his times, from one point of view still closely akin to what had gone before but at the same time a growing point for what is to come. If he created Madonnas or some other Christian motif, the reason for this lay in the culture within which he lived—and that is perhaps truer of him than of most other artists. What he brought through his own soul into his times I have been trying to describe, and what we can see in other ways as well. The fundamental trait about Michelangelo's work is that he sets his creations within the same space in which we ourselves stand. Look at his Madonnas; in the earliest phase the child rests wholly on his mother's lap. But Michelangelo moves beyond that phase and puts himself quite realistically in the same space in which we ourselves live. Thus he releases the child from the repose and inner withdrawal; he cannot leave it as a bare expression; he must bring it into motion so that it may seem to live in our world. And if we look at the wonderful ceiling of the Sistine Chapel, on which he has represented so majestically the creation of the world, the Prophets and the Sibyls, and if we let all this produce its effect upon us, we shall find that what really interests us is not the thing actually expressed but the way in which Michelangelo has represented it. We shall feel, for instance, that the foreshortening of the legs, which brings to expression the very nerve of his art, as I have tried to describe it, interests us much more than the content, the story that is described and that could be expounded in various ways. We need not be surprised then that Michelangelo sets himself the task, supported to begin with by the Pope, Julius II, to create something which would be directly associated with the life of his time, in a different way, however, from that in which Zeus or Hera or Apollo even in the form of the Apollo Belvedere were related to the Greek world. These, although they were the creation of the Greek world, belong to a space of their own and reveal that space. Michelangelo wanted to create a truly gigantic work but wanted also to pour into it the whole inner development, the basic character and fundamental nature of his times. Now to Michelangelo and many of his contemporaries, Pope Julius II, who loved to compare himself to St. Paul, seemed the mighty incorporation of his age; he was, and seemed to himself to be, the great master of his times. When a man holds such a place in his times, he has some special relation to the soul of others who affect them; and this whole stream of culture, the inmost essence of the times and all they signified, represented in one man, was to flow together and be made immortal in the gigantic monument of Pope Julius II. The monument was to include not only the Pope but Moses and St. Paul, and other figures that influence events and in the truest sense direct the times. The very stone was to carry to later ages the living message so that generations to come might look at this monument and see in it the direct picture on earth of the course and culture of the times of Michelangelo. A truly gigantic task; and we should not be surprised that the man who was bold enough to contemplate it aroused the awe of his contemporaries and was called by Pope Leo X “Il Terribile.” Thus Michelangelo returned to Rome in 1505 to discuss with Julius II the plans for his tomb, and he soon began on the preliminaries of the work. But petty jealousies brought it to a standstill and the Pope transferred his interests from the tomb to St. Peter's, the architect of which, Bramante, is said to have goaded him on because he feared the artistic greatness of Michelangelo. So Michelangelo had the bitter experience of being forbidden the Pope's presence though the Pope had summoned him to Rome. In fact, he was actually driven out and had to flee from Rome, only returning under a special safe conduct from the Pope. Back in Rome he had to set about his new task, the painting of the ceiling of the Sistine Chapel; a task for which he had been commissioned as some compensation for the stopping of work on the tomb. Now though he had done a good deal of painting, he did not feel himself really to be a painter; nor did he regard himself as sufficiently prepared for his work. It was therefore with a sorrowing heart at having to give up work on the tomb, even if not with actual dislike, that he tackled the task which, as he said himself, was outside his own sphere but which kept him busy for the four years from 1508 to 1512. Let us keep in mind what he has to tell us himself out of the depth of a sorrowing heart about this period of his life when he was at work on the ceiling—his head twisted backwards and his eyes distorted upwards to such an extent that months after the work was completed, he could read or study drawings only if he held the paper above his head. In addition, he did not receive the payments due to him and he lived in perpetual anxiety for his family in Florence whom he supported with every penny he could save. Under conditions like this he created one of the greatest works of art the world has seen, the noblest pattern that could be devised by the Christian world of the time. He sought to represent the whole story of man's evolution from the creation of the world to its highest point in the coming of Christ to earth and the Mystery of Golgotha. He successfully transferred from his sculpture to his painting the vital creative principle which informed his whole work. When we turn our gaze upwards to the ceiling, we really do feel as if God the Father were surging through the still chaotic space, and by His Word marvelously creating the world. But this space and this figure in all its details down to its flying hair, its glance and its gesture, all are part of the world in which we ourselves stand. We live together with this God the Father; we feel His creative Word surging through the world. The way in which traditions from the past still echo in the work of Michelangelo can be seen particularly in his “Creation of Adam.” Michelangelo paints this with God the Father surging through space with hand outstretched, and with this hand touching that of the still-sleeping Adam. We can observe how sleep is gradually receding by the ray of light which passes from the index finger of God to that of Adam, who can be seen waking out of a sort of world existence into that of man. Within his cloudlike raiment which seems to be held aloft by the space-ordering powers, God the Father conceals the figure of a young woman just reaching maturity; she stands forth among the other Angel figures turning her curious glance to the just-waking Adam. According to the Bible Adam was first created and Eve created out of him but, for Michelangelo's Adam, Eve is brought forth from past ages by God the Father who conceals her in His raiment. Michelangelo can see more deeply than tradition could tell him into the secrets of creation; and what he saw is confirmed by the investigations of Spiritual Science into the male and female principles. Let us now pass to the pictures of the Prophets and Sibyls, those beings who proclaim to man what is to come in the Christ-Impulse and the Mystery of Golgotha. Here again what matters is not the narrative element in the pictures but the purely artistic way in which Michelangelo has shaped these Jewish Prophets. All of them as they are seated there—one of them bending in deep thought over a book, another in meditation, a third perhaps in anger—point in the one direction which will only become clear to us if we turn our gaze towards the Sibyls.1 These Sibyls are very peculiar figures and modern Christianity will have nothing to do with these heralds of the Mystery of Golgotha. What do they really signify? In the Sixth Century B.C. philosophy came to birth, and unless we spin fantasies like Deussen we cannot really speak of the philosophy of any earlier times. Philosophy began in Ionia, and it was there that human thinking first tried to comprehend the world through its own powers. There we have the first instance of man reflecting about his own thought which led later to the immense developments in Plato and Aristotle. These Sibyls look like a sort of shadow of Aristotle, the man who raised thinking to the highest level of clarity. The first of them appear in Ionia: subconscious, dreamlike, mediumistic forces of the soul surge through them; they put into words, though often in confused form, what is given to them. Generally it is oracular sayings which they utter; often little more intelligible than we get from modern mediums. But there is something further in their utterances; they are pointers to the Christ Event and we have to take them just as seriously as we do, though from a different point of view, the utterances of the Jewish Prophets. How did the Sibyls come to make these utterances? The investigations of Spiritual Science show that the forces of the Sibyls come actually from the forces of the earth spirits which are directly related to the subconscious depths of the human soul. If we can feel what Goethe called the “spirits of bodies,” we shall be sensitive to the spirit surging in the wind, in the waters, in everything elemental. It was this spirit of bodies, spirit at its lowest level, the spirit nevertheless, which pointed the way to the Mystery of Golgotha, which possessed the Sibyls. The Prophets opposed this spirit. They sought to attain their purposes only by actual thinking by the conscious ego. They rejected everything that was subconscious or Sibyl-like, even if it foretold the highest things. Sibyls and Prophets stand over against each other like the North and South Poles—the Sibyls inspired by the spirit of earth, the Prophets by the cosmic spirit which lives not in the subconscious but in those experiences of the soul which are fully conscious. It was for this reason that the men who have written for us the story of Christ emphasized so strongly how He drove out the demons from those within whom the sibylline forces still worked: that is the after-effect of the Prophets whose aim it was to use their powers of reflection on everything that was higher than the sibylline. For this reason also, Christ Jesus was so insistent that these sibylline forces which showed themselves as demonic beings should be driven out. Thus we have both the prophetic and the sibylline element proclaiming to us the Christ-impulse; that is the content, the theme of Michelangelo's work. How does he handle it? Let us take note of the Sibyls, and first the Persian. She holds a book immediately before her eyes so that she may foretell the future from what the book says; and she seems to be wholly possessed by lower elemental forces. In the case of the Erythrean Sibyl we can see from her countenance how forces live within her which are related to the spiritual evolution of humanity, but which concern the subconscious, not the fully conscious forces of the soul. A boy with a torch is lighting a lamp; every one of this Sibyl's movements expresses her elemental quality. The Delphic Sibyl stretches her hand towards a scroll; the wind sweeps through her and her raiment and hair flutter; she is directly bound up with the elemental forces of the earth which have gripped her soul so that she can utter her prophecies. In this way Michelangelo places the Sibyls within the realms of actual existence within which we live ourselves, and he expresses all this in external forms. If we then pass to the Cumaean Sybil with her opened lips and finally to the Libyan, we see in them, though transformed, what we must call the pagan proclamation of the Christ Impulse. In the facial expression of the Prophets, in the movements and emotional turmoil of many of them, in the manner in which their eye reads as though it could never again leave the page—in all this we can see how they seize upon the truths which exist in eternity. We could not conceive of anything represented thus with artistic necessity that could use external forms so directly to express what was wanted as this juxtaposition of Prophets and Sibyls. We can read for ourselves, in these ceiling paintings, how the Christ-impulse was foretold. The whole of pre-Christian history is here put before our eyes—the ancestors of Mary, shown despite their number in majestic variation, and expressing always the character of the epoch through one of them. How did Christ come into the world? And how did the world develop so that all human history until the coming of Christ could occur within it? The noblest answer that could be given in pictures is here on the ceiling of the Sistine Chapel. Michelangelo hoped that after completing his task here he would be able to continue work on the Julius monument. But again nothing came of it for years and he was held up by the multifarious jobs to which in the meantime he had to apply himself. Of them we need not say anything here; but we should note the following—When developments at Rome prevented him from continuing with the monument, once again he was given a task of painting to do. He was to paint the two end walls of the Sistine Chapel. One he did complete, the Last Judgment. But what we can see there today in Rome is by no means what Michelangelo painted. Not only is the wall darkened by the smoke of the hundreds of candles used for the Mass, so that the original freshness of color has long since vanished, but even in his lifetime this mighty work was overpainted and spoiled by inferior artists who used the most appalling mixtures of paints and shading to clothe some of the too many figures which Michelangelo had painted naked. Yet in spite of all, we can see for ourselves how Michelangelo, the artist whose task it was to make the transition to the age of realism, created his figures within the same space in which we live. If we look at the portrait of “Christ as Judge of the World,” He will inevitably remind us much of Jupiter and Apollo. Herman Grimm, who copied this figure at close quarters, repeatedly stressed the likeness between this head and the Apollo Belvedere. We should remember that when Michelangelo came to Rome at the beginning of the sixteenth century the “Laocoon”, the “Hercules Torso” and other statues, had just been dug up (1506) and these survivals of antiquity made a deep impression on him, though he permeated everything that he did with what we can see to be his own creative principle. Thus it comes about that what men in general felt about the fate of the human soul in its earthly body, what they called the destiny of the Blessed and the Damned, can be seen in Michelangelo's painting growing out into space. If we look at it first through half-closed eyes we can see the cloud forms which appear as natural as those of real clouds. The Christ figure and the Angels with trumpets emerge quite naturally, so also do the souls of whom some are led into blessedness, others thrust down into hell. Michelangelo puts before us the deepest secrets of his work and reveals to us the hidden destiny of the human soul growing forth from what we ourselves know and what our senses show us. Michelangelo was in actual fact deeply rooted in his own age. Those of you who can remember how I tried to represent Leonardo da Vinci and Raphael will have noticed how very differently I spoke of them. Unlike them, Michelangelo was rooted in what I have called the principle of his time. He was nearly 90 when in 1564 he died. Every period of man's life can be creative; it depends only on what he can extract from it. His personality is closely related to what he has to give to the world. How different was Raphael who died in his middle thirties, just the age when the artist, more than other types, is doing work which will bear his own personal stamp. It is for this reason that we think of Raphael as a sort of revelation of super-sensible powers; there is nothing really personal that flows into his work. That is characteristic of him. Michelangelo is just the opposite; in every fiber of his work we see the color of his personality. Raphael wholly impersonal—Michelangelo wholly personal. If we try to judge by some set pattern as is so common with modern artists we shall never get the individual qualities of individual artists; we shall prefer one of them to the other, whereas both of them and Leonardo as well, have to be judged each by his own measure. Michelangelo's special quality is that in all his works, whether he worked in stone or in color, we find a peculiar artistic quality which was the expression of his time; hence the all-embracing character of his work which gives universal expression to what lives in him. In order to make clear the way in which the spirit of Michelangelo developed I want to say a word about his work as builder and architect and to refer especially to what is his greatest achievement, that remarkable work of artistic mechanics, the Dome of St. Peter's at Rome, of which the present form is due really to him. He did not live to see it completed and died even before the drum was finished. But we possess sketches and drawings, and also the wooden model of the dome which was made with the greatest care and under his supervision from a clay model of his own construction. This dome was to express what in the end is the truly architectural problem of space; it was to enclose quite naturally the space within which a congregation of believers might meet. His feeling for space, his ability to transfer his artistic idea into the same world in which we live, helped him to think out in this wonderful way the architectural mechanics of space. In Michelangelo we have a spirit who helped human evolution on its way because he had a maturity of soul which enabled him to imprint on the world of space and matter significant facts from the spiritual world. He stood wholly in the great current of his times yet his own inmost quality was not fully understood. A friend once wrote to him that even the Pope feared him; and yet in his soul there lived all the greatness of Christian impulses which flowed into his work. While he felt himself at one with the great Christian impulses he yet lived at the dawn of a later epoch—closely though it was still connected with earlier ages. The content of older Christian impulses still affected his soul and out of that he created something which in its form and artistic method was already part of the ties in which we ourselves live. Hence comes the mood of the poem which he wrote—probably during his last days as he looked back over his life—and which makes it clear what our relation is to him, and how we should allow his influence over us to work:
Michelangelo was a great poet also, and the poems of his which survive show the same spirit which we have found in his sculpture and painting. The last three lines of this sonnet make it clear that he could never be at ease in the world, and that was fundamentally true of him all his life. He was a sort of hybrid, still part of the old but already living within the new. This is particularly evident in that work which he carried out at the instigation of one of the Popes: the tombs of Giuliani and Lorenzo dei Medici. It is not merely that the chief figures show us Michelangelo as we have come to know him—one of the Medici musing, the other vigorous of will, both at each moment ready to carry out what Michelangelo has set within them. There is something else very significant in this chapel: the four allegorical figures, arranged two and two: Day and Night, Dawn and Twilight. I have often gazed at them; in fact they are one of the things which by a sort of spiritual compulsion I always look at longest when I have had the privilege of being in Florence. These figures are not mere allegories without force and without vitality. Use every means that Spiritual Science gives you to look at them and think about them; then if we remember that what anthroposophy calls the ego and the astral body leave the physical and etheric bodies at night, and if we ask ourselves what qualities and gesture of the etheric body we should select to represent plastically the truth which Spiritual Science tells us—how, that is, we should picture the physical body of the sleeping human being if we really feel him to be what Spiritual Science describes him as being—we know that he should be represented in the form which Michelangelo has given to “Night”. It is not just a symbol of night but the true spiritual reality of man as he really is in sleep which we have before us in this female figure. Thus Michelangelo, who knew so well how to set the figures in his works within the same space in which we ourselves stand, was also well aware what it means if the soul and spirit leaves man's physical body but leave it with life still within it. If we also study the other individual members of the human being and then look at the other figures in the tomb, we shall see how closely they run parallel with what I once called spiritual chemistry. Michelangelo stands at the beginning of the age whose task it was to trace out the inner qualities, especially those that exist within Christianity, if we understand it more inwardly and in the present age see how the human soul is to be found within the human ego as Anthroposophy teaches, in close relation with the soul which moves and surges through the world. We shall be very much moved if we picture Michelangelo shut way by himself in the Medici Chapel, working in the night alone till he was physically exhausted, yet with the strength that enabled him to carry out for many years afterwards all those other great works of his in Rome; and if we also realise that the forces were already active in him which we in our turn seek through spiritual science. That is why we feel him to be so closely akin to us - most closely perhaps if we sink ourselves as deeply as possible into these four realistic figures; for in them he showed how the spiritual in man is as much part of our life and being as he had done in earlier years with the figures of his Moses and David, or with the colour and form of his paintings in the Sistine Chapel. Spiritual Science is always closely in harmony with the highest striving and hopes of those spirits among humanity who are themselves closest to true spiritual being and working. That is supremely the case with Michelangelo. If we start from this standpoint and try to get as close to his soul as we can, we shall feel that a soul like his cannot help feeling that it enters only once into earthly evolution and cannot carry the fruits of its life over into the future of human evolution. This transition-point had to be passed before the doctrine of reincarnation could be revived, a doctrine which men of today are ripe enough to accept if only they are willing. So let us look, once more at Michelangelo and observe him carefully, and see how although he bears clearly within himself the marks of the age in which we are living, yet he could not master the process of the world's evolution to which he had himself contributed so much.
And yet we have the assurance which anthroposophy gives us: that nothing can really be destroyed which has been so significantly granted to the development of humanity as happened through Michelangelo, but that the fruits of what has been granted will continue active in further lives of so unique an individual as he was, and that the earth can never lose what has once been imprinted upon it. Even if the present age does not understand the doctrine of repeated earth lives any more than his contemporaries understood Michelangelo's paintings in the Sistine Chapel; even if it thinks the doctrine ridiculous or fantastic, it is just the greatest spirits that teach us most vividly how the meaning of life is to be found when we observe repeated earth lives and transfer into ever new ages what has been experienced in older epochs of mankind. And if Goethe once said that Nature had invented death in order that she might have so much life, spiritual science should add that not only was it to have life but to have it ever more richly and abundantly. This is the only thought we may find worthy to be set side by side with the thoughts which arise naturally in us when we gaze on the works of an artist like Michelangelo.
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63. Evil in the Light of Spiritual Knowledge
15 Jan 1914, Berlin Translated by Mark Willan Rudolf Steiner |
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Jakob Böhme tried to penetrate into the depths of the world and its appearance up to the point where he felt something like a kind of Theosophy rising up in himself, as a kind of vision of God in his own inner being; and he now tried to make clear to himself, how wickedness and evil are to be pursued into the deepest underground of the world, and how evil and wickedness are not something simply negative, but are in a certain way rooted in the underground of the world and of human existence. |
Philipp Mainländer looked out into the world, and he could only see under the pressure of materialism, what the senses and understanding portray. But he must assume a spirit world. |
—Monists or other thinkers may laugh more or less at this; whoever better understands the human soul and knows how a world view can become the inner destiny of a soul, how the entire soul can adopt the nuances of a world view. |
63. Evil in the Light of Spiritual Knowledge
15 Jan 1914, Berlin Translated by Mark Willan Rudolf Steiner |
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Basically, what we have to deal with today is an ancient issue for mankind: the issue of the origin of wickedness and of evil in the world. And though in our time many people are of the view that, fundamentally, this question cannot be defined any further, yet the human soul feels compelled to bring it up time and again. For this question is indeed not one that rises up to our soul just from theoretical or scientific viewpoints; it is far more of a question that human souls are confronted with step after step in life, because their lives are embedded in goodness, in doing good, but also in evil and wickedness. On the one hand, one might say, the whole history of human thinking and reflection unfolds, in order to fully persuade us that our questions have always been issues for the deeper spirits in human development. On the other hand, we can study significant and prominent thinkers of the nineteenth century and of our time, and we will find that even with these prominent thinkers a halt was called to all philosophy, to all striving towards knowledge, precisely when faced with this issue. So today, we wish to try and consider what arose from the lecture cycle this winter about Spiritual Science, as the basis from which perhaps we can approach some way to finding an answer to the riddle of evil and wickedness. I say advisedly “we can approach,” since I have often expressed that this significant question must be addressed in a wholly particular way: Spiritual Science does not only open that existence to our sight which cannot be reached by external science, but in a certain way it also makes it decisive. And we may perhaps be able to feel about such a question, that it is one that easily throws up the highest questions, as they are usually thrown up, when one is at the start of striving for knowledge in a certain way. That leads to real striving for knowledge, and often it only shows the initial steps on the path, through which one can gradually approach a solution to the major riddles of life. First of all, permit me to raise one point in advance, that should make clear how deeply this question has occupied the hearts and souls of significant thinkers throughout long ages. We can go far back into human development; but first we would like to refer to thinkers in the last centuries before the foundation of Christianity in Greece: to the Stoics, that group of remarkable thinkers which, following the views of Socrates and Plato, tried to answer this question: how should human beings behave, so that their behaviour corresponds to their deepest being, to their previously prescribed and recognisable purpose? This can be designated as the fundamental question for the Stoics. And as an ideal for humanity, that strove to insert its purpose in the universe accordingly, the ideal of the wise surfaced before the soul vision of the Stoics.—It would take us too far, if we were to exhaustively portray the ideals of the Stoics, and how this all is connected with the general stoical world view. But one point at least must be raised, that in Stoicism an awareness came into play, that human development was going towards an ever clearer and clearer self-aware human being, in order to work upon the human consciousness of the I. This was said in the stoic manner: this I, through which humanity is enabled to insert itself in full clarity in the world, this I, can be darkened, and can at the same time deaden itself; and this deadening happens if a human being allows feeling life to enter too strongly into the surging wave-play of imagination and perception. To the Stoics, if a human being were to allow the clarity of the I to be submerged, to be befogged by the being of pain and emotion, this seemed a kind of spiritual impotence. For this reason, for the Stoics, holding back the pain and emotion within the human soul, and striving for peace and equilibrium, led to freedom from the spiritual impotence of the soul. We can see what must often be raised here, as the first step on the path to knowledge of the spiritual world, which also consists of this: that the wild waves of the being of pain and emotion, that at the same time create a spiritual impotence, are held back, so that the clarity of soul vision is extracted from the full experiences of the soul. What is here set out as the first steps on the path that leads into spiritual vision, all that swirled around before the Stoics. As regards Stoicism, I have tried to bring to the fore precisely this side of Stoic being in the new edition of my “World and Life Views in the Nineteenth Century,” since it is still only little worked upon in the history of philosophy. In the matter just described, conquering pain, conquering sentiment appeared as an ideal before Stoicism. And that which inserts itself as wisdom in the development of the world, recognises in the meaning of Stoicism, that the development of the world was able to take it up. That world development was also shot through with wisdom, so its wisdom must also reach up into the flowing of cosmic wisdom. Always, when the question surfaces: how does the human self position itself in the whole structure of the cosmic order?—Another question then arises: how does the cosmic order permit wisdom, (which humanity must assume, if it wants to embed itself into the cosmic order) to unite firstly with that which rules as evil in the widths of world experience, and secondly with what wickedness has set up in opposition to human striving for wisdom in the world? Now, before the soul vision of the Stoics stood what was later called divine providence. How did a Stoic find himself then, with regard to this assumption of evil and wickedness? Something had already surfaced within Stoics, which even today can be put forward as a kind of justification of evil and wickedness, (if we do not want to penetrate into spiritual science itself, but only go up to the doors to the same). This arose before the Stoics as the need for human freedom. And now they could say to themselves: if a human should strive through his/her freedom towards the ideal of wisdom, the possibility must be offered to him/her also not to strive. Freedom must reside in striving for the ideal of wisdom. But with this it must be allowed, that one can also remain behind with those features, from which one strives upwards; it must be granted that at the same time one can plunge into the being of sentiment and pain. Then, as the Stoics thought, they plunge down into a kingdom that is not their own human kingdom, but really a kingdom below their true humanity. And to want to reject the wise cosmic order, so that a human can plunge down into such a kingdom that is beneath him/her: doing that is so clever, as if one were to reject the wise cosmic order, since under humanity there is a kingdom of animal, plants and minerals. The Stoics knew that there is a kingdom into which a human being can plunge down, from which his wisdom is far removed: but if he/she can drag himself out of it, but it must be from his/her own free choice, his/her wisdom. We can see: the concept that many people have who stand before the door to the answers laid out by Spiritual Science about the meaning of evil, already resided in ancient Stoic wisdom; and one cannot say that the grasp of evil as such has shown any real progress in later centuries. At the same time this can emphasise for us, how to go out and encounter a spirit, who was otherwise an exceptionally significant spirit, who lived in the time since the foundation of Christianity and who had a major influence on the forming of Western Christianity: to Augustine. Augustine too had to think over and research the meaning of evil in the world; and he came to a singular expression: that evil and real wickedness hardly exist, but they are simply something negative in that they are the negation of good. So Augustine said to himself: goodness is something positive; but in the end a human being in his/her weakness is not always able to perform it, so that goodness is limited. This limited goodness needs to be explained as something positive, as little as the shadows that are cast forth by the light, need to be explained as something positive. If one were to hear the Church Father Augustine speak about evil, so one might perhaps find such an answer naïve compared with what one might imagine is thinking that has progressed for a few centuries. But how things truly stand with regard to the question of the meaning of evil, can be set out before us, through the answer an erudite man gave precisely the same answer in our time: Campbell, who described the so-called “New Theology” and whose works in certain circles had created a great sensation. He too believes, that one cannot enquire about evil and wickedness, because they show nothing positive, but are simply something negative. We do not wish to get involved in hair-splitting philosophical deductions to refute the viewpoint of Augustine—Campbell. Since, for anyone who can think with an open mind free of prejudice, this response about the simple negativity of evil stands on the same ground as the answer someone might make and says: What then is cold? Cold is only something negative, namely the absence of heat. Therefore, one cannot speak of it as something positive. But if one turns around when it is cold, with no furs or winter clothes on, so one will then feel this negative as something very positive! This image should make it fully clear, how little one straightens things out with this answer that truly does not go beneath the surface, and which indeed even major philosophers of the nineteenth century have given: that with regard to evil and wickedness we have nothing to do with anything positive. It may be that in this regard, we have nothing to do with anything positive; but this “not positive” is precisely as negative as cold is compared with heat. Now we could put forward a whole group of other thinkers, who through the preparation of their own soul life, one would like to say, came close to what Spiritual Science now has to state. For an example of such, one could put forward Plotinus, the Neo-Platonist, who lived in post-Christian times and still followed the principles of Plato; and with him also put forward at the same time a large number of other thinkers who have thought about evil and wickedness in the world. They tried to make the following clear: that a human being is put together from a spiritual and a material-bodily nature. By plunging down into the bodily, a human being shares in the characteristics of matter, which from the outset creates obstacles and limitations in opposition to the activity of the spirit. In this plunging down of the spirit into matter lies the very origin of evil in human life; but therein also lies the origin of evil in the outer world. That such a view has not just been considered simply in the heads of individual thinkers as a satisfactory answer to this major question about the significance of evil and wickedness in the world, even though it is greatly widespread, can explain a comment that I will not suppress, because maybe it will make our situation more precisely clear. I will refer to a thinker from an entirely different region: to the significant Japanese thinker, who was a pupil of the Chinese thinker Wang Yang Ming: namely Nakae Toju. For him everything that constitutes experience of the world, consists of two things, of two entities on could say. For him, one entity is this, that he looks up to as to the spiritual, and it permits the human soul to take part in the spiritual: this entity he called Ri. Then he looked at what bodily forms a human being, and which permits the bodily to take part in everything through which is it constructed from matter: and that entity he called Ki. And from the particular juxtaposition of Ri and Ki all beings arose, according to him. For this thinker from the East, who lived in the first half of the seventeenth century, mankind is partly made of Ri and of Ki. But, because the human soul must plunge down with its Ri into Ki in its experience, from Ki the will streams out against it—and with will comes desire. Thus, the human soul in its life is involved in willing and desiring, and so it stands before the possibility of evil. This thinker from the East, who lived a reasonably short time before us, as was said, in the first half of the seventeenth century, is not far removed from what in Western lands, at the time of Neo-Platonism, of Plotinus for example, one tried to set forth as the origin of evil: humanity's involvement in matter. We shall see later that it is important to refer to this in this way, in order to answer the question of the origin of evil with the involvement of humanity in matter. Precisely this comes to meet us in the most remote circles of human thinking. A thinker of the nineteenth century, who truly was one of its most significant ones, tried to examine evil and wickedness, and I would like to briefly portray the main points of his thinking. He saw in the world around him, part evil, part human wickedness, and he stood before evil and wickedness as a philosopher, who had trained himself in depth about the characteristics of human nature in particular: Hermann Lotze, one of the most significant thinkers of the nineteenth century, whose very significant Microcosm for example, amongst others, described meaningful philosophical works for the nineteenth century. Let us try to call up others before our souls, from amongst our most significant contemporaries, who like Hermann Lotze stood before the issue of evil. He said to himself: evil does not try to deny its existence. How have we attempted to answer the question of evil? For example, it has been said, that evil and wickedness must be there in life; since only through learning how the human soul struggles out of evil, can we be educated. Now Lotze was no atheist, but one who assumed God as living and weaving throughout the world, so he said: how should one then put the idea of education about evil and wickedness? One must assume that God has used evil and wickedness, in order to develop humanity and to elevate it to the free use of its soul. That could only happen, if humans were to organise this inner working for themselves, that is organise our working the way out of evil, and only through this, then learn to recognise one's own true being and its true worth. Against this Lotze objected at the same time: whoever gives such an answer, does not take account of the animal kingdom first of all, into which in truth not only evil but also wickedness have entered comprehensively. How does cruelty rise up to meet us in the animal kingdom, how does everything, that is taken up in human life, and which can become the most fearsome burden, come to meet us everywhere in the animal kingdom! But whoever wants to lead us to the animal kingdom in this field as regards education, can they not also run into the same animal kingdom issues? So Lotze turned away from the idea of education. In particular he drew attention to the fact that omnipotence of God would contradict this idea of education; since it was only possible then, Lotze thought, to extract the best in a being from the worst: once the worst had been given. But that would contradict the omnipotence of God: first we must work our way out of the worst, at the same time as preparing to be able to build goodness thereupon. So Lotze turns around to say: maybe one should consider more like someone who says that whatever is evil, what is bad, is wickedness. This arises not through the omnipotence of God, nor through the will of any conscious being; but evil is connected with that which exists in the world, in the way for example that the three angles of a triangle that add up together to 180º, are related to a triangle. So, if God wanted to create a world, he must conform to that which is true without him. So any world that he wanted to create is perforce connected with wickedness and evil. So, he must, if he wanted to create a world, prepare evil and wickedness along with it.—Against this Lotze objected: but then we limit what we can properly assume is the working and weaving of a divine being through the world. Since, when one observes the world, then one must say: according to general laws, according to which the appearances of the world can be thought through, it is very likely that it could be thought of without evil and wickedness. If we observe the world, we must say at once, that wickedness contravenes real freedom; so it must be from arbitrariness that freedom was called into being by the divine being. We could add still other matters that Lotze and other thinkers have said on the problem and riddle of evil—Lotze is mentioned here only as being typical. I will only draw your attention to that to which Lotze came to in the end, because that will be important for us later. So Lotze turned against the German Philosopher Leibnitz, who had written a “Theodysee,” that was a justification of God against evil, and had come to the view that this world, even if it also contained much evil, was still the best possible of all worlds. Because if it was not the best one possible, Leibnitz thought, then either God did not know the best possible world—and that conflicts with his all- knowingness; or else he must not have wanted to create it, which conflicts with his all-goodness; or he must not have been able to do so—and that conflicts with his omnipotence. Now, Leibniz says, since in thought one cannot conflict with these three principles of God, one must assume that the world is the best one possible.—Now against this Lotze objected: in any case one cannot speak of an omnipotence of God, since in the world, where evil exists and the wicked reigns, this would be held to be outflowing from God. Therefore, one must say, as Lotze thought, Leibnitz has limited the omnipotence of God and by doing so won for himself the teaching of the best of all possible worlds. Now, Lotze thought, there is still a way out. One must say: in general, when we observe the cosmos one can see overall order and harmony; evil and wickedness can only be seen in the details. So Lotze said: but what can a viewpoint give, which depends solely from the vision of humanity? Since about a world, where in general and as a whole, order and harmony command, so as to be able to astound us, and where in details evil and wickedness show themselves as black spots, one could also use the expression: what does it say, when in general and as a whole, order and harmony command in a world, and in details everywhere evil and wickedness is to be found? Here Lotze thought—and this was the culmination of his experience to which we wanted to refer-, one should rather say this one thing: evil and wickedness are indeed in the world. It must be wise that wickedness is there alongside excellence, and evil alongside good; it is just that we cannot see this wisdom. And so we are obliged to accept evil and wickedness beyond the boundaries of our knowledge. It must indeed be wisdom, which is not human wisdom Lotze thought: wisdom we cannot reach and which justifies evil. So Lotze transposed the wise concepts of evil and wickedness into an unknown world of wisdom. At least I have expressly made these arguments, which for many will seem more or less pedantic, because they show us with what weapons humanity tried to approach the concept of evil and wickedness in philosophical thought, and how here we have found this confession time and again: these weapons have proven themselves to be completely blunt against such an enigma, which we come up against step by step in life; and even as Lotze says, they are completely unsuitable. Now there is also another thinker, who tried to explore even further than Plotinus did into this, that is, in fact into the underground of being, which can only be reached after a certain development of the soul aimed at uplifting it to higher faculties of knowledge. Such a thinker was Jakob Böhme. And if one approaches Jakob Böhme, one approaches certainly a spirit of the sixteenth and seventeenth centuries, into which not many nowadays even wish to penetrate, since today he is seen more as a kind of curiosity. Jakob Böhme tried to penetrate into the depths of the world and its appearance up to the point where he felt something like a kind of Theosophy rising up in himself, as a kind of vision of God in his own inner being; and he now tried to make clear to himself, how wickedness and evil are to be pursued into the deepest underground of the world, and how evil and wickedness are not something simply negative, but are in a certain way rooted in the underground of the world and of human existence. Jakob Böhme saw the divine being as something, that in him, as he said—we must first of all become accustomed to his way of expressing himself—one must enter “amicably.” A being that allows its activity to flow out into the world at the same time, could never manage to grasp its own self. This activity must, one would like to say, hit up against something. Basically, each morning in waking up we perceive this to a small degree, and that is what Jakob Böhme put into his imagination. When we wake up, we are in a position so to speak, to unfold our soul-spiritual being to an unlimited extent from our soul-spiritual activity. There we hit up against our environment with our soul- spiritual activity. Through this, that we hit up against our surroundings, we become aware of ourselves. In general, a human being is only self-aware in the physical world, in that he hits up against things. The divine being cannot be such that it hits up against others. It must set up its adversary, or as Jakob Böhme stated in several expressions, its “no” against its “yes” for itself. It must limit its endlessly out-flowing activity in itself. That is…it must “amicably” distinguish, it must at the same time at a certain point create its own opposite on the surrounding circle of its activity; so for Jakob Böhme it was necessary for the divine being, in order to become self-aware, for it to create its own adversary. Now through taking part in the being of a creature, Jakob Böhme thought, not only that which streams out of the diving being, but from what the divine being had to create necessarily as its adversary, wickedness arises: evil above all arose in the world. The divine being set itself up against its own adversary, in order to become self- aware. Therefore, we cannot speak of evil and wickedness, but only of the necessary conditions of the divinity for becoming self-aware. But since creatures arose, and those creatures are not simply embedded in out-flowing life, but take part in the adversary, evil and wickedness have arisen. Certainly, such an answer cannot be satisfactory to those who attempt to penetrate through spiritual science into the secrets of existence. This is set out here solely in order to show to what depths a sensible thinker goes, if he researches the source of evil in the world. And accordingly, I could also add much that could show us more than what we have found shining back from the world as an answer, when we try and draw close to enigmas, amongst which are wickedness and evil. If we now try and relate to what at the same time arises before us as a confession of one of the most prominent thinkers of the nineteenth century, as a confession by Lotze, we can say something like the following. Lotze is of the view, that there must be such wisdom somewhere, which justifies evil and wickedness. But mankind is limited in its capacity for knowledge; it cannot penetrate to that wisdom.—Are we not standing before, what we have often been forced to mention: that it is a beloved prejudice of our own time, to take our capacity for knowledge as it once was, and to hardly to reflect upon the fact that something could come out of the objects which are in our daily lives; something that could rise above itself, in order to have insight into other worlds, more than the simple world of the senses and the understanding related to the senses? Maybe it has already arisen before us, so that we are unable to find the answers to significant questions such as the origin of evil, because with regard to knowledge that turns to the senses and to the understanding that is related to the sense world, it spirals upwards above and away from this knowledge towards another knowledge. Along the path a way must be found, of which I have often spoken here, a way along which the human soul triumphs over that which is our everyday and usual scientific viewpoint. We have often spoken of the possibility that the human soul struggles to release itself from its bodily nature, that it really can perform a spiritual chemistry, that even releases the soul-spiritual element in mankind from the bodily, just as in outer chemistry, hydrogen is released from water. We have spoken of this: when a human being so releases his/her soul-spiritual nature from the bodily-corporeal one, so that it can rise up to the spiritual and that its bodily nature stands over against the soul-spiritual, so when the soul-spiritual is outside the body and is able to perceive in a spiritual world, then it can see into the depths of the world through direct experience, not within but outside of its body, as far as this knowledge is accessible to him/her. Maybe we should ask ourselves here: what then comes to meet us, when we truly try to walk along this path of spiritual research, the path that has often been described here, and which is set out extensively in my book “How does One Achieve Knowledge of the Higher Worlds?” What are the experiences one arrives at, when one really follows this path, in order to become a participant in super-sensible worlds? Now it will specially interest us, how what we usually call evil in everyday life positions itself on this path. We only need to look somewhat into everyday evil, what people call evil in everyday life. There it emerges, when a spirit researcher begins on his/her path, in order to rise up to soul-spiritual worlds, in order to truly come out of the bodily with his/her soul-spiritual being and to perceive free of the body, that everything that he/she must look back upon as evil, yes even upon imperfection in life, sets the hardest obstacles on his/her path. The most difficult hindrances come from that which one must look back upon as something imperfect. With this I do not want to say that the arrogant teaching follows logically: that anyone who achieves vision in the spiritual world as a spiritual researcher must be called a perfect human being. This should not be understood at all through saying this. But it should be repeated, what was once very forcefully emphasised: that the path to spiritual research is martyrdom in a certain sense, and it is so precisely on the basis that in the moment in which one comes out into the soul-spiritual from the bodily and takes part in the spiritual world, one looks back upon one's life with its imperfections and now knows: you bear these imperfections with you as a comet bears its tail. You bore them in yourself in other lives and must compensate for them in later lives. What you have stepped over until now, without having an awareness of it, now you can see.—This tragic insight into that which we are in everyday life depends on how a human being seeks out the way upwards to the spirit world. If it does not depend upon this, then it is not the true path to the spirit world. Of this act one must say: a certain seriousness of life starts, when one steps up into the spirit world. And if man gains nothing else, at least one conquers this one thing: that one can see one's own evil and one's own imperfections with endless clarity. So, one might say: one conquers an experiential knowledge of evil and imperfection with the very first steps that one takes upwards into the spirit world. Where does this come from? When we look closer to see where it comes from, we find in this the essential feature of all human evil, so to speak. In my last book “The Threshold of the Spiritual World” I tried to refer to precisely this essential feature of evil, as far as it proceeds outwards from mankind. The common essential feature of all evil is none other than selfishness.—If I wanted to prove this in detail, what I will now set out here, I should have to speak for several hours; but I will only set this out and each person may then follow up for themselves with the further run of thoughts that follow as a consequence. They will also be followed up on in the next lectures, where we shall speak of the “Moral Basis of Human Life.” Basically, all human evil comes forth from what we call selfishness. We shall go and follow through from the smallest details, which we regard as human slip-ups, to the strongest crimes, that are human imperfections and human evil, regardless of whether they are portrayed to us as apparently arising more from the soul or apparently more from the bodily: the common essential feature, that comes from selfishness is universally present. We find the true meaning of evil, when we think of it as bound up with human selfishness; and we find all striving outwards and over imperfections and evil, when we see this striving upwards in the struggle against what we call selfishness. A great deal of careful thinking has been done over some ethical principle or another, over some moral basis or another; but the deeper we plunge into ethical principles and moral foundations, precisely this shows us that selfishness is the common root of all human evil. And so we might say: the more a human being works him/herself free of evil here in the physical world, the more he/she overcomes selfishness. Now this result leads to another one just behind it; and it is so made one might say, that it is almost oppressive in spiritual investigation, truly oppressive. So what should one then develop, when one seeks to find the way up to the spiritual worlds, to those worlds, that one must look at with the soul- spiritual outside of the body? When you take this all together, with what I have referred to as soul exercises in the run of these lectures, and which must be used in order to penetrate into the spiritual world, you will find that they run on, in order to strengthen certain soul characteristics, which the soul has in the sense-world, that make the soul stronger and more powerful, so it can set itself up more and more independently. Now what comes out in the physical-sense world as selfishness, that must be strengthened, must be made more intensive when a human being steps up and into the spiritual world. Since only in a strengthened soul, which strengthens those powers in itself that are its very own, which are in its Ego, and are rooted in its I, only such a soul can rise up to the spiritual world. Precisely that which a human must set aside, who wants to appropriate moral principles for the physical world, must be strengthened on the way to the spirit world. A significant mystic made the following statement:
This is certainly true up to certain limits. But in human life selfishness also goes forth, if the human soul is only seen as a “rose” that decorates itself. But for the spirit world, that is perfectly valid. In the spirit world what lies in the expression: “When a rose decorates itself, it also decorates the garden” is present to a higher degree. If the soul rises up to the spirit world, and there it is all the more a useful tool, the more it has been strengthened in itself and has worked outwards on what lies in its inner fullness. Just as one cannot use an instrument that is imperfect, so can the soul itself not use what it has not fully driven out: what lies in it from its I, from its ego. From this comparison, which takes us away from all facile phrases and leads us into the actual facts that should not be concealed, we now see that this spiritual world stands in relation to the physical sense-world: that the latter must make the former its own task completely. If a human being could only live in the spirit world, then he/she would only be able to develop inner faculties because of the law which must be valid: “When a rose decorates itself, It also decorates the garden”; he/she could not develop those faculties that would bring him/her together with other people, and with the whole world as a benefactor. We must find our abode in the physical world that enables us to overcome selfishness. Otherwise we have no duty to be benefactors in the world, except when we fundamentally educate ourselves away from selfishness, if I may use a trivial expression. Now the same thing that a spiritual researcher finds to be definitive, namely the strengthening of his/her soul in order to rise up to the spiritual world, that same thing is equally definitive when a human being goes through the gate of death in a natural way, and goes into that world that lies between death and a new birth. There we transpose ourselves into a world, which a spiritual researcher has also reached through his/her soul development. There we must bring the characteristics that the soul has allowed to become strong in itself, which make the sentence true within the soul that runs: “When a rose decorates itself, it also decorates the garden.” In the instant in which we go through the gate of death, we enter into a world, in which our I comes to its highest elevation and strengthening. What we have to do in that world, we will hear in the lecture: “Between Human Death and Rebirth.” Now reference should only be made to this, that in this spiritual world, in essence only that which the soul has itself sent in arrives into this spiritual world, in accordance with what it has experienced in previous earthly lives, in order to structure the following. It must, to the extent that it corresponds to its destiny, primarily be concerned with itself, in the spiritual world between death and a new birth. When we observe the human soul in this way, then the following appears to us from two different viewpoints. The way how selfishness can be transformed into becoming a benefactor appears in its meaning for the physical-sense world, since this is the large training ground, where the one must come out from the other, so that it may be something of value for the larger circles of existence. And the world between death and rebirth appears to us as that in which the soul must live with more power, and for which the soul would immediately be useless, it were to enter into this world weak and not empowered in this way. What follows thereupon, that the soul has these two characteristics? It follows from this, that a human must in fact protect him or herself from that which in one field, in one world is excellent, namely the lifting up of the inner soul into another world so as to somehow use it at the highest level to achieve the spiritual world; but that must be stricken by evil and by the worst, if a human permits him or herself be penetrated by what he/she must live out of as his/her being in the physical-sense world: what is useful to him/her as worthy preparation for the kingdom of the spirit. Thus we must precisely be strong in the spirit between death and new birth, in the strengthening and empowering of our I, with which we can prepare for ourselves such a physical sense being, so that in outer existence, in the acts and thoughts of the physical world we can be as unselfish as possible. We must use our selfishness before our birth in the spiritual world to work upon ourselves; we must look upon ourselves in such a way that we can become unselfish in the physical world, that is to say, moral. Here, at this point lies everything that one could name as the most valuable for a person who wants to penetrate into the spiritual world. In fact, one must be clear, that one sees one's own evil and imperfection not otherwise than as a shadowy outline, when one is in the spiritual world. That is what shows us, that we must remain connected to the sense world, and how our karma, our destiny must bind us to the sense world, until we have broken through into the spiritual worlds so far that we are able to live not only with ourselves alone, but with the whole world. It shows as if on a screen, how things stand with evil, what is essential in spiritual progress, namely self- perfecting: that must be used on the things of outer life. Trying to make spiritual progress is not something we can allow to cease. That is our duty, far more. And that duty is development for humanity, which is the law for all other living beings. But evil is using directly in outer life, that which is fitting for spiritual development. These two, outer physical life with its morality must necessarily place a second adjacent world, next to that towards which the soul strives inwardly, if we wish to approach the spiritual world. Now there is something present however, that could appear to be a contradiction. But one would like to say, the world lives in such living paradoxes. It must be said: one must strengthen oneself in the soul; precisely the ego, the I must become stronger in order to penetrate into the spiritual world. But if a spiritual step up were only to develop selfishness, then it would not get very far. But what does that mean? It means: one must enter into the spirit world without selfishness; or rather that one cannot enter without selfishness—which each of us who enters into the spiritual world must painfully acknowledge, so one must have all selfishness so objectively before one, that one sees one's own selfishness, to which one is bound in the outer world. One must also consider how to become an unselfish person using the means of the physical life, because one no longer has the opportunity in the spiritual world to become unselfish, because there one arrives at the strengthening of the soul life. That is only an apparent contradiction. Even when we enter the spiritual world, even when we go through the gate of death into the spiritual world, we must live there with what is present as strength in our inner being. But we cannot achieve this, if we cannot achieve this through selfless life in the physical world. Selflessness in the physical worlds is mirrored as the correct selfishness that raises value in the spiritual world. We can see how difficult the concepts become, as we near the spiritual world. But now one sees at the same time, what human life can involve. So now let us assume that a human being comes through birth into physical being. In that case, it means, that if that being that was in the spirit world before birth or conception, between the last death and the present birth, is clothed in the physical body, then the possibility is present that the person with this, which must at the same time be the life force of the spirit world, pulls through to its physical body unjustifiably; that the soul strays into the bodily, in that it brings down into the physical world that which is good in the spirit world. Then, what is good in the spirit world becomes evil, becomes wickedness in the physical world! That is a significant secret of existence, that a human can bring down what it necessarily needs in order to be a spiritual being, what in a certain sense can be portrayed as its highest being for its spiritual being, into the physical world, and that its highest and best spiritual nature can become the deepest error in the physical sense world. Through what does evil enter life? Through what is so-called crime in the world? It is present through the fact that a human being permits his/her better nature, not the worse one, to plunge down into the physical-body, which as such cannot be evil, and to develop those features there, which do not belong in the physical and bodily but belong precisely in the spiritual. Why can we humans be evil? Because we should be spiritual beings! Because we must come into the position, as soon as we live our way into the spirit world, to develop those features, which become bad, if we use them in the life of the physical sense world. If you allow those features which are lived out in the physical world as cruelty, malice for its own sake and others, to be taken out of the physical sense world, and let the soul be penetrated by them and live them out in the spirit world instead of the physical sense world, then there they will take us further, towards perfecting characteristics. That a human being uses the spiritual in the opposite way in the sense world, that leads to its evil. And if he/she could not be evil, he/she could not be a spiritual being. Since the characteristics that can make him/her evil, he/she must have; otherwise he/she could never rise up to the spiritual world. Perfection lies herein, that a human being learns to penetrate himself/herself through and through with the insight: you should not use the features that make you into an evil human being in physical life, not in this physical life; since as much as you use them here, so much you take away from the empowering characteristics of the soul for the spiritual, so much you need to awaken yourself to the spiritual world. There these characteristics are in their correct place. So we see, as spiritual science shows, that evil and wickedness through their own nature indicate that we must assume a soul-spirit world alongside the physical world. Then why do the human faculties of knowledge of someone like Lotze or other thinkers freeze, when they observe the sense world and say: we cannot penetrate into the origin of evil and wickedness? Because of what is present—a capacity for knowledge that cannot penetrate to the spiritual world—, because it cannot enlighten evil starting from the physical world, because it is a misuse of powers that belong in the spirit world! No wonder also, that no philosopher, who has a viewpoint from the spirit world, can find the essence of evil in the physical sense world! And if one has a tendency to penetrate from here into a further world, in order to find the origin of evil, then also does one not come to any knowledge of outer evil, of that which we encounter as badness and imperfect in the outer world, such as for example in the animal world. So, we must be clear, that evil in human behaviour arises from this, that what for a human being is great and perfect in one world, as soon as it is uprooted into another world, it is changed over into its opposite. But when one considers evil independently of humanity in the world, the evil that flows through the animal world, then one has to say: we must then be clear upon this, that not only beings like humans are present, who through their life, bring down what belongs in the spirit world and there is great, and bear them into another world where it is out of place. Other beings must also exist—and a glance onto the animal world shows us also, that apart from humanity other beings must exist, which in the region, where humanity cannot take its evil, now bear their wickedness and so create evil. That means, that we are led by the knowledge of where the source of wickedness lies, at the same time to recognise that not only can humanity insert itself as imperfect in the world, but also that other beings are there, which can bring imperfections into the world. And so we say that it is no longer incomprehensible, when a spiritual researcher says: the world of animals is basically an outer formation of an invisible spirit; but in that spirit world beings are there, which have done before humanity itself, what mankind now does, in that it inserts the spiritual unjustifiably into the physical world. From this all the evil in the animal world has arisen. It should be stated today, that people are wrong if they believe one can ascribe the impulse for evil to this involvement in matter, based upon material existence, because the soul is involved in a material existence. No, evil arises precisely thought the spiritual characteristics and through the spiritual possibilities of activity of humanity. And we must say to ourselves: where lies the wisdom in the world order, that wished to limit mankind to this, to only unfold goodness in the sense world—and not evil, as we see through it, as we have seen, that it necessarily must take power in order to go forward in the spirit world? Through the fact that we are a being that belongs both to the physical world and to the spiritual world, and that in us not the imperfection, but the perfection of spiritual law lies, we are placed in a position, like a pendulum, that can swing out to one side; and we are placed in the position to swing out to the other side, because we are spirit beings, which can bear the spiritual into the physical world, in order to realize evil there, as others, beings who perhaps higher than mankind are able to realize evil, which they have borne into the sense world, and which should belong solely in the spirit world. I know very well that in such a portrayal of the origin of wickedness and evil something has been said today, which can only be enlightening to a small number of human beings, but who live ever more and more into the human soul life. For one will find that resolving the problems of the world overall is only possible, when we think of our world as one with a spiritual basis. Humanity may one day finish with the perfection of the sense world—there is also an illusion about such things; but with the imperfections, with wickedness and evil, it will never come to an end, if it does not want to seek, to what extent this wickedness and evil must be in the world. And one has insight, that it must be in this world, if one says to oneself: evil is only displaced into the physical world. If the characteristics which mankind uses unjustifiably in the physical world, and which there establish evil, were used in the spirit world, so mankind would go forward there. I have no need to say that it would be entire nonsense, if someone were to draw conclusions from what has just been said: that you portray that only villains move forward in the spiritual world. It would be a complete travesty of what has been said. This is because these characteristics only become evil through their being used in the sense world, and they undergo a kind of immediate metamorphosis if they are used in the spirit world. Whoever wishes to raise such an objection, resembles someone who says: so you maintain that it is entirely good, if a human being has the strength to smash a watch? Certainly it is good if he has that strength; but he does not need to use that strength to smash the watch. If it is used to cure humanity, then it is a good power. And in this sense, one must say: the powers that a human being allows to flow into evil, are only evil in that place; used right in the right place, are they good powers. It must lead us deep into the secrets of human existence, if one can say: through what is mankind evil? Through its using the powers granted to it for its perfection, in the incorrect place! Through what is wickedness, is evil in the world? Through humans using forces that are lent to them in an unsuitable world. In our present time one could say at once: for the underlying soul there is a distinct tendency present to incline towards the spirit world. A more precise intimate glance onto the nineteenth century and on up to our present time could teach us this. Against this in the nineteenth century amongst the philosophers there also came into play what has been called pessimism, a world view that immediately looks at the wicked and to the evil present in the world, and draws the conclusion some individuals have already drawn it—, that this world cannot be seen as good overall, that something other is required of mankind, than being led to its end. I will only refer to Schopenhauer or to Eduard von Hartmann, who both saw the solution for mankind, in that they said: an individual can only find his/her salvation in the rise of world processes, but not in a personally satisfying conscious purpose. But I would like to refer to something else: that the soul in the age of matter is imprisoned in materialism, and that in this time the strongest hopelessness must arise towards the world's evils, towards the wicked; since materialism rejects a spiritual world, out of which light shines upon us, to give its meaning to evil and to the wicked. If this world is rejected, it is entirely necessary that this world is hopelessly covered in filth by evil and wickedness in their purposelessness.—I will not refer to Nietzsche today, but to another spirit of the nineteenth century. From a certain viewpoint I also wish to refer to a tragic thinker of the nineteenth century: from the viewpoint that a human being must necessarily live with their time, in that he/she is inserted into their own time. That is a property of our being, that our being finds itself together with the being of our time. So it was only natural that in the latest times, that deeply formed spirits, yes, precisely those who had an open heart for what took place in their surroundings, we deeply gripped by that world description, which only wants to see the outermost appearance of the alpha and omega of world existence. But such spirits can often give in to an illusion, that one can go through the world inconsolably, if one must look into that world existence which must be portrayed as evil—and cannot look up to a spiritual world, in which evil is justified, as we have seen. A spirit who, I would like to say, went through the entire tragedy of materialism, even though he was not a materialist himself, was Philipp Mainländer, born in 1841. One could call him a follower of Schopenhauer, if one observes things outwardly. In a certain sense he was a deep spirit, but a child of his time, so that he could only look upward to what the material world exposes. Now materialism worked indeed, enormously to imprison precisely the very best souls: we should not be deceived about this. Yes, the humans, who are not concerned with what is around them, what the times and their spirit offer, and who live selfishly in a religious confession that they have once found pleasant, the “most religious” people are sometimes in this point the most selfish of all; they reject any rising above the things which they love, and do not concern themselves about anything else, other than what they know. One can find this answer again and again, if one refers to the tragedy of numberless human beings: yes, cannot old Christianity satisfy souls much more than your spiritual science? Such questions are put by spirits who do not go along with the times and intolerantly reject everything that should penetrate into cultural development for the salvation of mankind. Philipp Mainländer looked around him, at what outer science, what our time was able to tell him from its materialistic viewpoint, and there he could only find a world filled with evil and mankind involved in wickedness. He could not deny it, since the pressure of this new world view was so strong that it hindered the soul from looking up to a spiritual world. So let us not try and conceal from ourselves here: why do so few people come to spiritual science? That is because, since the pressure of the prejudice of materialism, or as it is called more nobly, of monism is so powerful, it darkens the soul and prevents its penetrating into the spirit world. If the soul is left independent and to itself and is not dulled by materialist prejudice, then it will surely come to spiritual science. But the pressure is large, and from our time on, one can say: it is connected to the epoch, in which one can represent spiritual science before humanity with a few perspectives, because the desire of souls has become so strong, that spiritual science must find an echo in souls. In the second and third thirds of the nineteenth century that echo was unable to be present. Then the pressure of materialism was so strong, that even a soul striving towards the spirit such as that of Philipp Mainländer was held back. And so he came to a unique view: to the view that nothing spiritual can be found in the current world. We have in Mainländer in the nineteenth century a spirit before us, who only did not make a major impression on his contemporaries, because the spirit of the nineteenth century, despite its major progress in material areas, was a superficial spirit. But what a soul must feel in the nineteenth century, that Mainländer felt, even when he stood alone, because in a certain way he felt a kind of spiritual impotence regarding the removal of that which must leave one dissatisfied with a materialistic or monistic world view. One does not need to pick up and read the somewhat thick volume of Mainländer's “Philosophy of Salvation,” but only the reasonably small booklet by Max Seiling, in order to make a judgement about what I am saying now. Philipp Mainländer looked out into the world, and he could only see under the pressure of materialism, what the senses and understanding portray. But he must assume a spirit world. But it is not there, he told himself; the sense world must be illuminated from itself. And now he came to the view that the spirit world of our ancestors was real, that once there was a divine spirit existence, that our soul was within a divine- spiritual existence, and that the divine existence from a former being has gone over into us, and that our world can only be there, because God had died before that spirit world died before us. So Mainländer sees a spirit world, but not in our world; but in our world he only sees a cadaver loaded with evil and wickedness, which can only be there, so that its destruction can be overcome, so that what led to God and his spirit world to die, should not enter into the destruction of the cadaver into nothingness.—Monists or other thinkers may laugh more or less at this; whoever better understands the human soul and knows how a world view can become the inner destiny of a soul, how the entire soul can adopt the nuances of a world view. He/she knows what a human being must experience, who, like Mainländer, was forced to transpose the spirit world into past times and was only able to see the material cadaver of the same left behind in the current world. In order to resolve the evils of this world, Mainländer had taken up this kind of world view. That he was more deeply involved in his world view than Schopenhauer or Nietzsche, than Bahnsen or Eduard von Hartmann, we can see from that fact that, at the time of finishing his “Philosophy of Salvation” in his fifty-third year, the thought came to him: your strength has been used lovelessly, since you more quickly offer what appears as your salvation of humanity, than when you still used it after the middle of the life in the body. That Mainländer thought with his world view with the deepest sincerity is shown from the fact that he, when he came to this thought: you now use more strength, when you pour out your power into the world and do not concentrate on the body. He really drew the conclusion, which Schopenhauer and the others did not draw, and died through suicide, and that is, a suicide through conviction. Philosophers and others may look away from such a human destiny: for our time however, such a human destiny is endlessly significant, because it shows us how the soul must live, which can really pierce down into its depths, to that which as longing can resurrect in our time—how the soul can live and confront the problem of wickedness and evil in the world, and have not any vision into the world where spiritual light spreads out and illuminates the sense of wickedness and of evil. It was necessary that the human soul should develop the materialistic capacities for a period. One can also position in a certain future of spiritual life, I would like to say, under a “psycho-biological viewpoint,” a point of view of the soul life, and make clear to oneself, that only when lifted up to the spiritual, does what appears in a physical image, for example in animal beings, become valid for human beings. Certain animals can go hungry for a long time and also are hungry for a long time. Tadpoles for example, can bring about their rapid transformation into frogs through long hunger. Similar behaviour is also shown in certain fishes with long hunger, because back-bone building processes come into play, that make it possible to perform what they have to perform; they are hungry because they hold back the forces, they otherwise take in through taking in nourishment, in order to force a way into another form. That is an image that is suitable for use for the human soul: through centuries it has lived through people constantly talking about the “boundaries of human knowledge”; and even many who believe that they think spiritually, are nonetheless entirely devoted to materialistic imaginations—which are willingly called monistic today because people are ashamed of them—, and even philosophers are devoted to the maxim: human knowledge can do no more than make a halt, when it stands before the greatest riddles. The capacities that led them to everything, had to be trained for a period: that is to say that humanity must undergo a period of spiritual starvation. This was the time of the arising of materialism. But the powers that were held back in souls through this, they will now lead human souls to seek for the way into the spirit world in accordance with a psycho- biological law. Certainly one will find that human pondering had to take the form that we meet up with in Mainländer, who could no longer find the spirit world in the physical world, because materialism had taken him. He was forced to remain before the physical world: there he only had the power to visualise errors, and not that which underlies our world, that indeed gives us the possibility in find something out in our souls, that refers to the future just as the outer world refers to the past. It cannot be denied, that in a certain sense Mainländer was correct: what our world sets out all around us, are the remains of original development. Even present-day geologists have to admit today, that we, in that we wander across the earth, are walking away a cadaver. But what Mainländer could not show, that is, that we, to the extent that we are walking over a dead body, at the same time are developing something in our inner being, which is precisely a seed for the future, as that which is all around us is a bequest from the past. And to the extent that we look into this, what spiritual science is for individual souls, it can resurrect in us, that which Mainländer was not yet able to see, and therefore was forced to doubt. So we stand at the watershed between two epochs: the epoch of materialism and that of spiritual science. And maybe nothing can prove it to us in such a popular form, as when we, if we correctly understand our soul, must live up against the spiritual epoch, as considering evil and wickedness, when we are able to lift up our sight to the illuminated heights of the spirit world. I have often said, that with such considerations one feels oneself in harmony with the best spirits of all ages, who have longed, as mankind must live in an ever-clearer manner as against the future. If one such spirit, with whom one feels in full harmony, made a remark about the outer sense world, that is like a call for spiritual knowledge, so we should also put together what today has been able to enter into our souls, and this should spark off a kind of transformation of such a remark. Goethe let something be said in his Faust, that shows how a human being can lose their way away from the spirit. Mankind's distance from the spirit world is set out paradigmatically in a beautiful sentence with the words:
So, this is how things lie in a certain way for all knowledge of the world. It was the destiny of mankind, to devote itself to parts for a few centuries. But ever more and more one will perceive the absence of the spiritual bond as not only a theoretical deficiency, but as a tragedy of the soul. Therefore, spiritual researchers must today look into the soul overall, which the majority of souls do not know how to do themselves: and catch sight of the longing for the spirit world. And if we set our eyes upon something, such as illuminating the nature of evil and of wickedness, then perhaps we may extend Goethe's remark, in that we take the following as a summary of what was said. Goethe thought that whoever wants to strive for a world view, should not stop at parts alone, but must see the spiritual bond above all. But whoever approaches as significant a life question as the riddle of evil and wickedness, he should say based on spiritual-scientific foundations, as a summary of his/her persuasion in accordance with his findings:
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