65. From Central European Intellectual Life: Faust's World Wandering and His Rebirth in German Intellectual Life
03 Feb 1916, Berlin Rudolf Steiner |
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65. From Central European Intellectual Life: Faust's World Wandering and His Rebirth in German Intellectual Life
03 Feb 1916, Berlin Rudolf Steiner |
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Although I already touched on Goethe's “Faust” in this space this winter, in a consideration of Goethe's world view in the context of German idealism, I will take the liberty today of coming back to you with a consideration of Goethe's “Faust” as a kind of introduction to the six lectures I have announced. I believe that in connection with Goethe's Faust, the world view that I am representing here yields so many insights that some light will fall on the following, which will be spoken here in the near future. Of course, today I will only be able to make aphoristic remarks about the topic I have set myself, because this topic is so extensive in itself that one can never get further than highlighting this or that point of view from a wealth of points of view. And of course it also follows that one must be one-sided with each such consideration of Goethe's “Faust”. But that is a risk one must be willing to take. After a consideration of Goethe's “Faust” that lasted more than half a century, my old friend and teacher Karl Julius Schröer completed the third edition of his “Faust” edition 1892 with a preface in which the words are found: “Only the German way of thinking was able to solve the Faust problem.” And it is essentially on these words that I would like to base my reflections today. According to a certainly justified opinion of Herman Grimm, who was so deeply involved in all that Goethe had striven for and experienced, the Faust problem will be the starting point for recurring reflections on Goethe's “Faust” through the centuries, even millennia, which will certainly differ considerably from one another in the succession of times. In this regard, Herman Grimm already spoke a very significant word in the 1870s, which I would now also like to mention in my introduction. Herman Grimm said at the time: “We are still too deeply immersed in the world that Goethe wanted to depict allegorically and symbolically in the second part of the play; here, too, only later times will gain the right point of view.” It may be said that the standpoint which Herman Grimm assumes here is as modest as it is lofty, for he speaks from a deep consciousness of all that has been poured into this Faustic poetry, which was given to the world through Goethe. And Herman Grimm continues: “We would do an injustice to Goethe's Faust if we took it only for what his many-colored experiences make it appear, and the time will yet come when the interpreters of this poem will occupy themselves more with what lies in it than with what merely clings to it.” Of course, such statements must still apply in many respects today. Nevertheless, decades have passed since Herman Grimm wrote these words, and today, we may perhaps already entertain the hope, from the many insights that spiritual life has experienced, that we can get more into what lies in Faust than what hangs on Faust, as Herman Grimm puts it. And so today I would like to draw your attention to how the world wandering that Faust undertakes from his study to the world, in which people more or less live, came about, and how through this world wandering, he gradually rises to the point of view of a worldview in the broadest sense of the word, which represents a kind of rebirth of Faust out of German intellectual life, insofar as Goethe himself participated in this German intellectual life. I believe that we shall only be able to arrive at a full understanding of the figure of Faust and its significance for life if we seek from the outset to delve into what is actually living in Faust's soul at that moment when we have him before us as a poetic figure at the beginning of the Faustic poetry, as it has now been completed by Goethe. What lives in Faust, as expressed in the opening monologue, “Have now, alas, philosophy...” and so on, speaks in a deeply significant way. But a kind of light must also be cast on what lives in Faust's soul at the moment that the poetry presents to us at its beginning, from a deepening into all that takes place later in the course of the events that the Faust epic represents. Faust stands there in opposition to the sciences that he lists as the sciences of the four faculties, and we see quite clearly from what he expresses how unsatisfied he is with the sciences that have affected his soul. We may ask: What does Faust really want? And perhaps this question can only be answered adequately if we bear in mind in the further course of the first monologue that Faust, despite having absorbed the sciences of the four faculties, has devoted himself to magic, that is, to what he has been able to learn as traditional, conventional historical magic from the various writings about this magic. I would like to point out right away that a misunderstanding of the first Faust monologue can easily arise from the fact that one might believe that the moment in which Faust surrenders to magic coincides with the moment in which he speaks this monologue, and that Faust had not yet surrendered to magic before those feelings that live in this monologue go through his soul. That would be a misunderstanding and would make understanding the whole state of Faust's soul extremely difficult. Rather, we must assume that Faust, at the very moment when he expresses his feelings in that monologue, is already deeply immersed in what he addresses as magic; that he has done a great deal of study on this magic. And we can prove this from the Faustian legend itself. When the poodle that accompanies Faust on his Easter walk later takes on different forms and Faust does not know what is in this poodle, Faust reaches for a magical-occult book and now knows exactly, at least in his opinion, how he can use all sorts of incantations from these books to get to the bottom of the secret of this poodle and how he should behave towards this spiritual manifestation that he believes he has before him. We must therefore assume that Faust has already, to a certain extent, familiarized himself with these things. Now we learn that Faust takes a book of magic and that he wants to assuage his dissatisfaction by first turning to the spirit of the great world, to the spirit of the macrocosm, as he puts it. What does he actually want? Perhaps we shall only be able to see what he wants if we delve a little into Goethe's soul itself, which indeed placed its feelings in the Faust character, at least during the time when the first Faust monologue and the first parts of “Faust” were created. What world and worldview did Goethe actually face? Goethe was confronted with a worldview that could be built on the basis of what had been recognized about natural and spiritual life. He was in the midst of a worldview that fully took into account the scientific revelations made by Copernicus, Galileo, Kepler and so on. Goethe was confronted with what, in the spirit of Kant, could be called the world view of the Enlightenment, the penetration into the secrets of nature by means of the mind, which synthesizes the experiences of the senses and the experiences of history. What presents itself to the human soul in the way of ideas, which, as we would say today, are grasped in a healthy way by the normal mind and which arise above and beyond what can be investigated by the normal experience of the outer senses, it was such a world view that surrounded Goethe. How could he and his needs live into the world view that could give such a world view? He could not completely live himself into such a world view; for what Goethe constantly wanted, and what he now lets his Faust want, is a direct growing together of the innermost soul with what weaves and lives through the world outside, a growing together of the soul itself with the world secrets present in the world, with the deeper revelations and the revealing powers and entities of the world. Now Goethe's Faust faced the view of the Enlightenment of nature and the spirit of the world in such a way that what could result in the way just characterized a world view seemed far removed from being able to grasp the entities that pervade the world and that he wanted to grasp with the innermost powers of the soul, with which he wanted to live together. For what this world view, based on the science of the time, could give him, at most it gave him knowledge, something that filled his head, his mind, but which could not identify so closely with human inner experience that one could really have entered with this inner experience into the forces that live and weave in nature and the spirit world. “Thus must I seek,” says Goethe's Faust, ”to get at the inmost powers and entities of the world in such wise that, by grasping them, my soul may be partaking in the spiritual-natural weaving and living of the world. But if I grasp only that which can be grasped from the present standpoint of a scientific world-view, then I grasp only in a dry, sober way with the knowledge these mysterious connections of the world, that which moves the world in its inmost being. And this knowledge can never give me that fullness which lies in grasping that which lets me live together with the secrets of the world. And so Goethe's Faust wants to delve into what permeates and gives life to the world, into the world of nature and the spirit, in a different way. And since Goethe was certainly never of the opinion held by many people today and in the past, that what is current and has been achieved in their own time is necessarily right — in contrast to which one can say how gloriously far we have come — Goethe wants to tie in with what has gone before, from which the present has developed. And so he also lets his Faust tie in with the world view from which the world picture surrounding him has developed, with a world view that certainly had the belief that with what it gained, it entered into an experience of the secrets of existence. What kind of world view was that? Well, you only need to pick up something like the works of Agrippa von Nettesheim or some other similar medieval philosopher, and you will be able to gain an insight into what Goethe's Faust actually means when it invokes the spirit of the macrocosm. Such concepts, such ideas, as surrounded Faust in the philosophy of the Enlightenment — I am referring to Goethe's Faust, not the sixteenth-century Faust — did not yet exist at the time when Agrippa von Nettesheim wrote. At that time, people did not yet form a picture of the world in such abstract terms as in the Age of Enlightenment. Instead, by developing philosophical worldviews, they lived, I would say, in images, in imaginations. But one also lived in the belief that one could bring about something through which nature and the spiritual world would express themselves intimately about what they actually are. And what one now got as a world view was at the same time interwoven with the feelings and perceptions of the soul, was in a certain way the same as what the soul experienced within itself. Today one would say: it was very anthropomorphic. That is certainly true; it was the case that in what he abstracted from the world, man felt forces that were related to the forces of his own soul. One spoke of sympathies and antipathies of things and similar forces in the natural world, as one experienced them in one's own soul existence. But further: In the time in which Agrippa von Nettesheim wrote, little was believed that could be attained by man through himself, that man could simply achieve by developing the powers of his soul life, by developing those powers of cognition in order to give them a higher form than that which man has by nature. They did not believe in the power of research of the human soul itself; they rather believed that through all kinds of external activities, these or those experiments — but not experiments in our present sense — they would, so to speak, give the spiritual that lives in nature the opportunity to show how it lives in natural facts. Through all kinds of events, it was thought that the secrets of nature could be discovered. It was not believed that consciousness can directly penetrate nature through the powers it acquires. It was believed that one had to perform certain actions or events in order to, as it were, by means of magic, make nature speak and express its spirit. Man's consciousness itself was to seek this separately. They wanted to do something in the external world that would cause nature to reveal its secrets and finally express how the forces in nature are arranged, from which man himself then builds himself out of nature and the spiritual world. So they wanted just what Goethe's Faust craves: to live together with the weaving and essence of nature itself; and they believed they could achieve it. What stood before man as nature and spiritual world had been thoroughly permeated by spirit. And the development necessitated by the world had to set in place an outer image of nature, precisely the image of nature of a Copernicus, a Kepler, a Galileo, or what has come from that, an image of nature from which precisely that which these medieval philosophers wanted to seek out of nature has been removed. In this world view of Copernicus, Kepler and Galileo, and in what has been created from it, it was precisely these ideas that were the decisive, the decisive, the justified ones, which Goethe's Faust did not perceive closely enough, were not inwardly full enough to face the world with them in such a way that one can fully experience this world in one's own soul. And so, in the moment in which the first monologue transports us, there lives in Faust's soul the urge to experience the secrets of the world through that ancient magic, to connect the laws and essence of the world with the experiences of his own soul. And he believed that he could achieve this by devoting himself to the formulas and images that were supposed to represent the macrocosm from the book he picked up. But Faust – I emphasize this expressly – Goethe's Faust, not the sixteenth-century one – is precisely the human being, the personality of his time. Humanity advances precisely in its organization, even if it is not visible to a rough observation. In this time, one could no longer get behind the secrets of existence in the same way as Agrippa von Nettesheim, for example. One could no longer indulge in the belief that what one attains, whether through imagination or external influence, through magical experimentation, really has something to do with the innermost workings of the world. And so Faust is finally faced with the realization: Yes, I try it the way these ancients did, to connect with the spiritual, with the natural forces of existence - but what does it give me? Does it really lead me into what lives and moves in nature and the spiritual world? No, it gives me a spectacle - what a spectacle! But alas, only a spectacle! And in this sense, Goethe's Faust is truly representative of the Goethean period. It has become impossible to reach the sources of existence in this way, to grasp infinite nature, not merely to penetrate it with ideas or with laws of nature, but to experience it. He cannot succeed because the time when one could believe that real knowledge of nature and the spiritual world could be attained in this way is past. What a spectacle! And he turns away from what the contemplation of the signs of the macrocosm can give him. He turns to the microcosm, to the earth spirit. What is this earth spirit? Well, if you take the whole of what is presented in Goethe's “Faust” in connection with the appearance of the earth spirit, you find that this earth spirit is the representative of everything that, in the course of historical development, flows over the earth in the broadest sense flows over the earth, which works in such a way that what lies in our deepest drives, what, as it were, orbits the earth and places us human beings with our innermost selves into its currents, comes out of it into our soul, into our heart, into our very innermost being. In a sketch that he later made for his 'Faust', Goethe himself summarized the idea of this earth spirit, as it were, as a world and deed genius. This reminds us that what Goethe actually addresses in his poetry as the earth spirit is something that lives in the course of historical development, that has an effect on our soul, insofar as we are children of a particular age, insofar as certain impulses live in us, a certain form of that which can be achieved in existence in one way or another lives in us. But this depends on how we are placed in a particular epoch in relation to what flows out of the earth spirit that has been ruling over the earth throughout the ages. So this earth spirit, as it is written in Faust, may say:
Now, I would like to say, a word is uttered in “Faust” that is often misleading when given a slightly exaggerated explanation. I do not want to fall into the trap that many all too easily fall into, of reading all kinds of things into a poem like the Faust poem. And I know very well that almost every explanation that one can dream up fits, if one twists it skillfully, almost everything. I would like to try to derive everything I have to say from the Faust legend itself. I now mean at this moment the word:
One of these characterizes Faust as if it lived in all the impulses of this earthly life. He explicitly says of the other soul that it wants to rise from the dust of earthly life to the realms of the high ancestors. Now, I think it is an oversimplified explanation when one simply says that this is the lower and that the higher nature of man. Of course, with such abstractions one always comes close to the truth. One cannot go wrong, because the more abstract one is, the more correctly one will express oneself as a rule. But with a work of fiction such as Faust, it is important to accurately and specifically capture the feelings that are embodied in the work of fiction. And it seems to me, in fact, when Faust speaks of his two souls, that one soul is the one that experiences, above all, what the human inner being is, that experiences the influx of the forces, the impulses of the earth spirit, the one soul that perceives how impulses rise up from the deep foundations of human existence of the individual human individuality and fill the soul life. The other soul seems to me to be the one that has been active in striving for what the spirit of the macrocosm is to reveal, that wants to rise from the mere dust of earthly existence to the realms of high ancestors, that is, to all the spiritual that lives in the natural and spiritual world and from which the human being not only as a historical being, but from which he has emerged as a complete, as a whole being, as a natural and historical being, to the universe as it has gradually developed over the centuries, millennia, millions of years, into which the spirits of the centuries, millennia and millions of years have laid their impulses. It is to this universe, then, to the spiritual ancestors from whom this human being on earth has developed, that this soul wants to rise. Of course, as soon as one expresses such things in such sharply defined words as I have just done, one again makes the meaning somewhat one-sided. That too should certainly not be denied. But nevertheless, I believe that the two directions of feeling that live in Faust's soul and that he describes as his two souls are these: one of them goes out into the macrocosm, into the universe, and encompasses spiritual beings, as a whole, as a great thing, and nature at the same time, the whole cosmos, insofar as man is grounded in this cosmos as a microcosm. And in the other direction of feeling, I believe I must recognize that which flows from the current of historical becoming into the human soul and makes man a member, a child of a very specific time; so that we are Earth Spirit, as the opposite of the spirit of the great world, we are led to that which stirs in our own soul as the striving to embrace the full human being, in contrast to the individual expressions, which must always remain in the individual human life. Faust believes he can feel at one with this spirit, which makes man a whole human being, and indeed now as a historical being, by confronting the Earth Spirit. But the Earth Spirit rejects him. He refers him to the spirit that he understands. And at the same time he makes it clear to him how he, Faust, is not the same as the Earth Spirit itself. What is the underlying reason for this? Now, we can perhaps recognize what is at the root of this if we consider the further progress of Goethe's Faustian poetry. Where does Faust feel he is placed immediately after he is rejected by the Earth Spirit? Wagner is the one he feels himself confronted with! And one may look for so much of the most noble humor in Goethe's world literature that one can, to a certain extent, be of the opinion: By the Earth Spirit rejecting Faust and pointing to the spirit that he understands, he is actually pointing him in a certain respect to the spirit of Wagner, whom Faust will face in the very next moment. Thus the Earth Spirit is actually saying to Faust: First become aware of how similar what lives in your inner being, what you have been given out of the spirit of the earth, is to the whole formation of Wagner's soul! And what emerges from this Wagnerian soul in the course of Goethe's poem? Yes, we see how Wagner lives on in the poem up to a certain point in time, which is precisely indicated to us in the second part of Goethe's “Faust” in the classical Walpurgis Night, where that which Wagner has brought forth out of his world view, the homunculus, must dissolve in the weaving and ruling of the whole world, as Goethe characterizes it in the various figures of the classical Walpurgis Night. And so we are led, I would say, to the ideal, to the ultimate goal of Wagner's striving. We may well call this the creation of the homunculus. What then is this homunculus? Certainly, Goethe's Faustian poetry - and this is the incomparably great thing about it - presents in a magnificent, dramatic way these things that are otherwise often only the subject of abstract philosophical consideration. But that is precisely the great thing, that for once in the world it has been possible to bring that which other people can only approach in philosophical ideas to a truly poetic, genuinely artistic form. What then is this homunculus, this homunculus idea, when we present Goethe's world view, interwoven with his artistic sensibilities? Wagner is steeped in the world view that had developed by the time the young Goethe felt he was stepping into it, a world view that, so to speak, only takes into account the mechanistic view of nature and history, which emerged as the first product of what Copernicus, Galileo and Kepler - certainly out of necessity - had to make of the old world view. In place of the living, organic element, which in the pre-Copernican world view was interwoven into the human world view, into the world view of the philosophers, there now arises a world view that is more and more interwoven only with concepts and ideas that represent the world as a mechanical one. And so Wagner was still able to cling to the habit of deriving an understanding of the human being from the world as a whole, from the cosmos as a whole. Thus he was able to come to the view that man, too, could be created through a correspondingly complicated mechanistic juxtaposition of the mechanical laws that permeate and animate the world. And this creation of man, which brings only that into the image, into the conception of man, into that which one can feel and prove and experience about man, which flows from the mechanistic world view, we see this in what the ideal of Wagner represents, in the Homunculus. Thus, the Earth Spirit clearly shows Faust the direction in which he would actually end up if he remained at the level of the world view at which he is currently standing. He points the way clearly, and one is tempted to say: Don't we see, when we want to dig deeper into the feelings and emotions that underlie the Faustian legend, that if Faust stops where he is before his world wandering, he would come to where Wagner comes: to grasp the human being as a mechanism that is only capable of life, even as an idea, if it can merge with what the world itself lives through and surges through, and where Faust's soul in particular wants to pour out into a higher, experienced knowledge, in contrast to the knowledge that Wagner can achieve, who is completely immersed in the world view of the Enlightenment. Now we have to look a little into Goethe's soul itself if we want to discover what the role of Homunculus actually is in the whole of “Faust”. We know, if we have explored Goethe's world view a little, how Goethe sought knowledge in his own way, how he wanted to get behind the appearances of nature. Over many years, I have tried to show how Goethe worked in this direction in the introductions to my edition of Goethe's scientific writings and also in my book “Goethe's World View”. Goethe tried to find out for himself what lives in the processes and beings of external nature. And in a certain contrast to what surrounded him as science, he developed his metamorphosis doctrine, his ideas of the primal plant, the primal animal, of the primal phenomenon. What did he actually want with that? What he wanted with it is closely related to what he wanted to pour into his Faust, and what really shows how Goethe strove from a completely different attitude to knowledge than the science around him. In a passage in which Goethe seeks to describe what became clear to him during his travels through Italy, his idea of the archetypal plant, the mental image he sought to see in every plant and which would explain all plant life and every individual plant , he says: If you have this original plant, if you have truly grasped what this original plant should be, then you have something from which you can even invent individual plant forms that could live quite well. This goes to the very heart of Goethe's scientific endeavour. Through his scientific endeavour, Goethe did not want to arrive at ideas such as the world view of the Enlightenment around him. Goethe wanted to arrive at ideas that, so to speak, only represent in the soul, but activate the same forces that we have outside in plants, in animals, in all of nature itself. Goethe wanted to unite what grows and happens in the plant, and he did not want to have an idea that appears as an abstraction compared to what lives and weaves out there in nature; he wanted to have an idea that one can say lives in the imagination as something that is of the same nature as what lives out there in the plant. Goethe did not want to gain ideas that could be said to represent what is out there in the world, but in reality what is out there in the world is quite different. Goethe wanted to gain ideas through which what lives outside in a natural way would come to life in the soul in a way that is appropriate to the soul. That was his whole endeavour. Goethe wanted a kind of knowledge that can be described as living knowledge, as living together with nature. That is to say, he wanted to be able to walk through nature and its formations with the ideas he had in such a way that these ideas relate to the inner life of nature and its formation. As the forms of nature change, so should what lives in the soul change. There should be nothing living in the soul that the soul has merely abstracted from nature, but the soul should have merged with nature, lived together with it. Goethe strove for a knowledge that he really presents in a wonderful and artistic way in the fate of the homunculus in the classical Walpurgis Night. Homunculus is an idea derived from the human being, which must therefore remain with mere mechanism, with mere abstraction. Just as Goethe's ideas, Goethe's metamorphosic ideas, are not supposed to be such ideas, but rather represent the forces and living essence of nature itself, so this homunculus, instructed by a view of nature , which was even closer to nature than that which surrounded Goethe, taught by the natural philosophy of the ancient Greek philosophers, Thales, Anaxagoras, but also taught by the transformative being Proteus, must dissolve. Just as Goethe's metamorphic ideas should unite with nature itself, so should the homunculus unite with world events. He cannot live as he has emerged from Wagner's views. He is a mere idea, a mere thought. He must connect with existence. When the homunculus is seized by the living, the role of Wagner is played out. Faust must begin a world wandering that takes him beyond what he could have achieved, but which must play out in this way, as the role of Wagner played out with the creation of the homunculus. And to this end, Goethe shows us how Faust now develops not those powers as his powers of knowledge that lead him to the macrocosm in the sense in which the macrocosm can only be grasped in the Copernican, Keplerian, Galilean way; but Goethe shows us how Faust now wills just that which the Earth Spirit can give out of the realm of the innermost, one might also say, the lowest forces of soul existence. With the forces that can come from this, Faust is to begin his journey through the world. And now we see Faust going through this journey through the events that are first presented in the first part of Goethe's “Faust”. There we see how Mephistopheles confronts Faust. I do not want to get involved here in all possible explanations of what this Mephistopheles actually is; but I want to go into what necessity shows us, that Goethe must go beyond what is presented in the first part of “Faust”. According to what we have just considered, Goethe has, to a certain extent, initially presented Faust as powerless in the face of the spirit of the macrocosm. But he does not immediately present him as powerless in the same way in relation to the spirit of the earth. But Faust – and this must certainly be emphasized – initially still stands by what a bygone age, from which humanity had in turn come to a more developed world view, still regarded as something right or at least as something possible. I will not go into what Mephistopheles becomes in his relationship with Faust in terms of the soul, nor into how Mephistopheles is more or less a realistic, more or less a mythological figure. I just want to draw attention to what happens to Faust under the influence of Mephistopheles. On the one hand, in ancient times, magic, imagination or external actions were used to uncover the secrets of nature. Faust cannot be associated with this, as we will see. On the other hand, however, there was something else connected with the search for the secrets of the world in ancient times, something that has been preserved to our times: the belief that something could be learned about the secrets that prevail in man by, as it were, — we shall speak about this healthy power of the soul in particular tomorrow in connection with spiritual research — and that one exposes something in man that is less than this healthy power of the soul, which one can perhaps call, improperly but with a word that is understandable to us at this moment, the normal power of the soul. We need only recall words such as hypnotism, somnambulism, all the forms of superstitious clairvoyance, and we have the whole wide area into which we are led, perhaps in a not immediately transparent way, by the events of the first part of Goethe's Faust. And Mephistopheles is simply, I might say, such an emissary of the Earth Spirit, who for a while brings Faust to become really similar to the medieval Faust, be it the real historical Faust, who received his doctorate in Heidelberg in 1509, who is really an historical personality, be it the Faust of the folk book or one of the other numerous figures, or the Faust of the puppet show that Goethe got to know. This Faust of the puppet theater, this Faust of the sixteenth century, as he then continued to live on through the centuries, cannot be understood without taking into account unhealthy, morbid forces of the human soul, as we must call them today, forces of the human soul that are achieved by a damping down, a paralyzing of the human consciousness, as it is present in normal life. Whether one reads the life story of Faust — the Faust who received his doctorate in Heidelberg in 1509 — or delves into the book Faust, which appeared in 1589, one encounters on the one hand a real personality on the one hand and on the other a poetic personality, who is to the highest degree what today, with a more or less apt word, is called “medial”, “medial” with all the morbid, abnormal phenomena associated with it. Now it is not immediately apparent that Goethe wanted to show Faust, for example, the mediality of the appearance of the earth spirit until the end of the first part of his “Faust”, but what happens really leads us into this realm. And one would like to describe Mephistopheles as the spirit who, in Faust's nature, evokes such a world view that people can believe that it solves deeper secrets of existence, namely, people who do not really trust in human full consciousness and therefore believe that one must first paralyze and cloud this consciousness in order to get behind the secrets of existence. In a book that is certainly one-sided but by no means undeserving, Kiesewetter has portrayed Mephistopheles as a kind of second ego of Faust, not as a higher ego, but as the ego that one recognizes if one disregards the part that expresses itself in a person's normal higher mental life and descends into the regions of the soul, where the instinctive nature, where, I might say, the sub-sensible — by no means the supersensible! — comes to expression. In a way that is not immediately apparent, but which becomes quite clear to anyone who follows the events in the first part of “Faust” with understanding, it now becomes apparent that Faust, in his wanderings through the world, really can be believed to be attained by the path of such an abnormal, subdued, somnambulant consciousness, or in the ordinary, trivial sense, by one who is not clear-minded. But something else is also made clear to us, something that is extraordinarily important for understanding both the human soul and the “Faust” poem. While Faust is becoming familiarized with everything that can be recognized with deeper, but only sub-sensuous, driving forces, which then expresses itself in the witches' kitchen, in Walpurgis Night and so on, he is at the same time becoming familiarized, we may say, with tragic-moral aberrations, with the rule of impetuous drives. Of course, what we encounter, for example, in the “Gretchen” poem is one of the perfect flowers of world literature. But it is perhaps one of the perfect flowers of world literature precisely because the poet has succeeded in depicting the tragedy that flows from human drives that are not clarified by what one can call higher human nature in the true sense of the word. And Mephisto throws together for Faust a certain world knowledge, a satisfaction of knowledge, with this emergence of blind instinct from the depths of the soul, where man abandons himself to his nature without accompanying his life with a moral judgment of the world. This is portrayed in Goethe's poetry in a grandiose and tragically manner. But at the same time it shows us how everything that is realized in the field of what is so often referred to as clairvoyance - we will talk about these things again in more detail tomorrow - what could be called somnambulistic clairvoyance, which arises from the consciousness being , that in addition to the powers of cognition, the corporeality of the human being is altered and used in this, even if it is a subtle change; how all that is achieved in this area is on exactly the same level of human nature as the blind nature of drives and passions. This result, which for many people is a terrible one, emerges from the way in which Goethe presents the aforementioned clairvoyance, somnambulism, as arising when one transforms into powers of knowledge what lives in the drives of the human being, in those instincts that have not yet been clarified into normal human cognitive ability, in the blind, unconscious instincts that follow impulses, but impulses not interwoven with the realm of moral judgment. And Goethe wants to show that such a view of the world, as expressed in the witches' kitchen on Walpurgis Night, is only the opposite of the blind rule of the drives, where man rules with his morbid soul life. This intimate connection between the lower human instinctual life and what is often seen as clairvoyance and which is believed to lead to higher knowledge of human nature, because one has no trust in normal human nature, is dramatically characterized in the first part of Faust. And it is stated with sufficient clarity that the person who attains such clairvoyance does not rise above normal people, but sinks below what are ordinary scientific powers of knowledge, into the same regions of human existence where blind drives prevail. If one wishes to study the physiology of blind instincts in greater detail, one can delve into the revelations of somnambulists, hypnotized subjects, and mediums. But if one wants to penetrate to the real higher secrets of existence (and we will talk about this in more detail tomorrow), one must realize that with such clairvoyance one does not rise above normal people, but sinks below them human being, — a clairvoyance that Goethe, not preaching morality but artistically depicting, dramatically interweaves into the aberrations of the human subconscious being. This is what Faust had to go through during that world wandering, which is presented to us in the first part. And now we see how Goethe, in a remarkable way, at the very beginning of the second part, has Faust face both natural and spiritual life. He interprets this very clearly, I might say magnificently clearly, not, of course, with philosophically abstract words, but through the power of creation. We shall not concern ourselves today with the question, which has also been raised by some commentators on Faust, as to whether a personality such as Faust can really recover from the serious crimes he has committed in the events depicted in the first part when, as has been said, he goes out into the wide expanse of nature and experiences what is depicted at the beginning of the second part. To what extent the guilt that he has incurred continues to prevail in Faust's soul is not something we want to dwell on today. It can continue to prevail. What Goethe wants to show, however, is how Faust rises out of his entanglement in the sub-sensible humanity. And there we see Faust at the beginning of the second part, I might say, placed in the healthiest way in nature and see the spiritual world working on him in the healthiest way. For what Goethe presents by having the chorus of spirits act on Faust is really only an external dramatic representation of a process that can be described, more or less accurately, as an internal process that takes place in exactly the same way as it does when the genius seizes the poet, when it is not something in the external sense that has a magical effect on the person, when it is not human consciousness is dulled, as in some kind of somnambulistic vision, but rather where something flows into human consciousness, which is indeed a spiritual influence, but which does not flow into a consciousness that is tuned down, into a consciousness that is dulled, but into the consciousness that is most healthily immersed in the natural and historical life of humanity. And has Faust progressed on his journey through the world since he beheld the sign of the Macrocosm and addressed the world as a spectacle? Yes, Faust is further along, quite considerably further! And Goethe wants to show that Faust's healthy nature has withstood the temptations that Mephistopheles has brought upon him so far, and which have consisted in his wanting to push him down into the sub-sensible, into that which lives in man when instinctive forces and not elevated powers of knowledge are brought to some world-view. At the moment depicted at the beginning of Part One, Faust has opened the book of Nostradamus. The sign of the macrocosm appears before his soul. He tries to put himself in the place of that which can be represented to him through the words and signs of this macrocosm. “What a spectacle! But alas! Only a spectacle!” At this moment, one might say, Faust aspires to a kind of morbid mental life, in which he then also remains, although the word “morbid” should not be understood here in a philistine sense. Now that Faust has been placed in the midst of a healthy experience of nature and spirit, and the spirit has had its effect on his normal consciousness, he utters another word, a parallel word, I would say, to the word “What a spectacle! But alas! Only a spectacle!” Faust confronts the phenomena caused by the sunshine; but he turns away and turns to the waterfall, which reflects in colors what the sun can do. “So let the sun remain behind me,” says Faust. He wants to look at the reflection of what the sun causes. ‘We have life in the colored reflection’ – a wonderful intensification compared to the first word: ”What a spectacle! But alas! Only a spectacle!” Now Faust can grasp how what appears to him as nature is truly spiritual, because he knows how to relate to what lives in nature in the sense of the word with which the second part of Faust concludes: “All that is transitory is but a parable” - grasping in the parable what lives spiritually in nature. And so we see how, at the beginning of the second part of Faust, through an effect of the spiritual world on normal consciousness, Faust is brought to a healthy position in relation to the world; how he is now really no longer, I would like to say, in the belief that one can achieve something by going back to the old magic, and how he has now also learned that one can achieve nothing with all that is false clairvoyance, that is somnambulism. Now he faces the world as a healthy person. He can nevertheless attain life in a colorful reflection, that is, attain what lies behind the world of nature and history. And truly, we now see how Faust develops more and more into what Goethe himself wanted to develop into. Of course, when we look at Goethe's development of world view, everything appears to us, I might say, more in an abstract, philosophical form. But that is precisely, as I said, the great thing that Goethe has succeeded in doing, to shape it dramatically on the outside, which other people can only rise to in philosophy. And so we see that Faust is now able to place himself in the world of historical development, that he is able to find the eternal-meaningful, the spiritual-real in this historical development. But for this it is necessary that Faust now really experiences in his soul an increase of his powers of knowledge. Through what he has experienced with Mephistopheles, he has not experienced an increase, but a damping down of his power of knowledge; he is not seeing, he has been blinded. Now, out of historical becoming, he longs to have a figure like Helen of Troy brought to life before him again. How can he achieve this? Precisely by developing something within himself, which is so beautifully and profoundly portrayed in the scene that represents the “walk to the mothers”. Goethe himself confessed to Eckermann that he got the inspiration to include this mother scene in the second part of “Faust” from reading Plutarch, where it is described how a personality of ancient times, who went around in a difficult situation as if he were insane and spoke of the “mothers,” of those mothers who were referred to as goddesses, who were deeply revered in the secrecy of ancient mysteries. Why should Faust descend to these mothers? Goethe speaks to Eckermann in a strangely mysterious way. He says that with regard to this scene, he betrayed himself the least. We may well assume that Goethe did not express this in full, clear, abstract terms, but that which really lived in his soul as his path to the mothers in full, clear realization. I have often spoken about this path to the mothers, but today I would just like to hint: When we immerse ourselves in the ancient world view into which Goethe places Faust, into the classical age of Greek civilization, into which he has already placed us when he encounters Helen, when we immerse ourselves in this ancient world, into which Faust is now also supposed to plunge, we find that this ancient world brought forth something out of itself with the powers that were still peculiar to ancient man: powers of knowledge that, one might say, penetrate more deeply into the workings of the world because they were even more deeply connected to the nature of existence than the powers of knowledge of the souls of the time in which Goethe lived, which had already become more separated from the direct life with the natural existence and had to find the way back into the natural existence. But it has already been indicated that when man delves into the life of his soul, he can find something that is not the same as what was indicated earlier as the sub-sensible driving forces, as those impulses that leave a person blind, but still work as impulses; but that a person can dive down into the depths of their soul life with full consciousness, with nothing other than their normal consciousness, which only dives deeper into their soul. Then, through this immersion in his deeper soul powers, he attains something quite different from the sub-sensible soul powers of somnambulism or hypnotism or similar phenomena of human life, as just described. He has the possibility of descending so deeply into his soul that he really brings up powers that are just as conscious and that he masters just as much as the powers of normal consciousness, to which he is not a slave as in somnambulism or in ordinary mediumship. And that Faust descends to the mothers, after he has recovered as far as it has been indicated, that is precisely the dramatic representation of this descent to those powers of the soul, which, when we grasp them in our soul, bring an inner higher man to the outer world, so that we can also see more in the outer world than what the mere senses or the mind bound to the senses see. And now we see how Faust can continue his journey through the world by consciously descending into the depths of the soul; and how, in contrast to this, Wagner is presented with his Homunculus , who only arrives at the abstract idea of humanity, which must merge with life, which cannot sustain itself, which, before an insight, if it merely remains mechanistic, is scattered. This is contrasted with what Faust achieves in the ascent of his world wanderings. But there is something else! We are also clearly shown how Mephistopheles really brought those forces to Faust that are below the senses, in that Mephistopheles, one might say, morally ends, if the word may be applied here in the classical Walpurgis Night, when he unites with the Phorcys, with those entities that are born out of the darkness and the abyss, out of that abyss that represents the lower human nature. If we really go into what Goethe, in his own words, has incorporated into 'Faust', it is presented to us quite clearly and distinctly. The forces that Mephistopheles now feels are with him on the classical Walpurgis Night are not superhuman, they are subhuman. One cannot arrive at a different view of the world with those powers of perception that go beyond the ordinary powers of perception, except by enhancing and enriching what one has in the ordinary powers of perception. But with the supersensible powers of perception, one arrives at something that is fundamentally poorer than normal human life. And it cannot be emphasized often enough that it was also said in Faust that the life that is attained through a dimming of human consciousness, whether through somnambulism or mediumship, is poorer than what man attains with his normal consciousness of the world. When man looks at the world with his normal consciousness, he has his two eyes through which he looks out into the world. This is a certain richness in the sensory world. Where Mephistopheles is with the spirits of darkness, they have only one eye between them and have to pass it from one to the other. They are poorer. Mephistopheles belongs to a world — at least he feels a kinship with this world — that is poorer than the normal human world. This world has nothing more to offer Faust, now that he has begun the descent to the mothers, that is, to the deeper forces of the human soul, to which Mephistopheles can still pass the key, but to which Mephistopheles himself cannot lead him. And now we see how Goethe, at a higher level of his world wanderings, is able to place Faust in the right way in relation to the real, truly surviving spirit of the past. Indeed, Goethe has the following written next to the title of the third act of the second part: Classical-Romantic Phantasmagoria. This is not presented as reality, but he has life “in a colorful reflection”. He grasps it with the deeper but conscious powers of the human soul and then strips it away again, as we are shown in the fourth act of part two. And so, if time allowed, we could still teach many more things that would make it clear to us how Goethe lets his Faust undergo a world journey, out of the aberrations that arise when one has no faith in normal human consciousness. The old magic that Faust first falls prey to and surrenders to has no trust in what consciousness is able to give, and separates the events that are supposed to take place magically out there in all kinds of ceremonies from consciousness. What takes place in the weaving and working of the spirits outside of full consciousness is supposed to reveal the spiritual world; but not what takes place in normal consciousness, but what takes place in the subconscious, in the dark drives, is supposed to explain what flows through the world as a secret. From this Goethe had to lead his Faust to that which can be recognized as the spiritual world without any impairment of normal consciousness, through a further development of normal consciousness. This is, it seems to me, very clear, if not as an idea - Goethe himself said this - but as an impulse that is shaped entirely artistically, in Goethe's “Faust” among many others, it is also embodied. From this point of view, if I may use the trivial word, it really appears to be entirely in the role of Goethe's Faust when, after he has found the deepening of normal consciousness, he has really come to has really come to the point of rejecting all false seeking along false, magical, somnambulistic paths, and wants to face the world as a human being who seeks to know the higher only through an elevation of the soul forces. Thus we read in the second part of “Faust”:
Faust wants to be a person who, through neither outer magic nor inner clouding of consciousness, faces the world of the spirit and is also able to introduce this world of the spiritual from this consciousness into social human life, into the life of 'deed'. And this is portrayed towards the end of the second part of 'Faust' in such a wonderful, in such a grandiose way. So Goethe has tried in his own way to show how man, through a development of the powers within him, can truly penetrate to the secrets of existence, by also clearly and dramatically portraying the aberrations that stand in man's way. One would like to say that the human being who wants to come out of human forces themselves to a coexistence with the spiritual world really stood in a Faustian form - not by being called Faust, but really in a Faustian form - already opposite Augustine, who indeed attributes to the Manichean bishop Faustus the possibility of coming close to the secrets of the world through an inner elevation of human powers of knowledge. Goethe, in allowing the medieval Faust to have an effect on him, found himself in a world that had already passed judgment on this kind of Faust. The judgment was that a person who wanted to come to the secrets of existence out of his own powers in such a way must fall away from the stream of humanity as an evil element. Goethe could not agree with this view. Goethe was clear about the fact that a human being can only be a complete human being when he is capable of realizing the striving of Faust, even if not in the old way in which the Faust of the folk tale or that of the sixteenth century wanted to realize it. And Goethe was able to arrive at this view because he was deeply imbued with what, as I have often said here, can be called idealism, world-view idealism in the development of German thought. In these lectures, I have tried to present figures such as Fichte, Schelling and Hegel in their - albeit only philosophical - striving to grasp the spiritual world. I have also sufficiently emphasized that one need not be a dogmatic adherent of any one of the Fichtean, Schellingian, or Hegelian schools in order to be truly impressed by the greatness of these figures, who stand at the center of German idealism. One should take them as seekers of knowledge, as human beings with a certain kind of inner life. Disregarding the details of their specific world-view, But they do stand there in a striving for a world-picture that is closely akin to Goethe's striving for a world-picture and that, when it is seen in its deeper inter-connections, shows itself to be fundamentally the same as the striving for a world-picture in Germany at the end of the eighteenth and the beginning of the nineteenth century. This striving is destined to continue to work within the process of German evolution. We know that Kant developed a world view that was not related to Goethe's. I have often pointed this out. It cannot be justified here, I just want to mention it. Kant came to the view that, fundamentally, man cannot see into the deeper sources of nature and spirit. And he stated that if man really wanted to delve into the workings of the world with his ideas, he would need a completely different faculty of perception than he actually has. Then, not only concepts and ideas that depict things would have to flow into his knowledge, but the living stream of existence itself. We can see that Goethe felt this, for example, in his idea of metamorphosis with the primal plant, the primal animal, which Kant excluded from human cognition. And Kant said: “The one who wanted to embrace faith – I am quoting inaccurately, but it roughly corresponds to the wording – that he really looks into the sources of existence, would have to embark on an adventure of reason, to a kind of contemplative judgment; he would have to not only comprehend, but inwardly experience and contemplatively experience the stream of world existence itself. In the beautiful little essay on “Contemplative Judgment,” Goethe expounds on this Kantian idea, and explicitly says: If one can rise to a higher region with regard to the ideas of freedom and immortality, why should one not also dare to take on the adventure of reason with what the human soul can otherwise experience in nature, in itself? What does Goethe actually want? That means nothing other than: Goethe wants to stir up such knowledge in himself that makes it possible for him, with what he has in his soul, to truly immerse himself in the living world, not just to know the world, but to experience it. Goethe himself strove for such knowledge and for such a position in relation to world phenomena, as he dramatically embodies them in his “Faust”. And Goethe had developed within himself the conviction that man can not only acquire knowledge that reflects a world outside of him, but that he can also awaken within himself a world of ideas that experiences the stream of the existence of the world; but that this is possible only by undertaking what Kant still calls an adventure of reason: to draw up from the depths of the soul the powers that can cognize more than the senses and the understanding limited to the senses. And that is the great thing, that Goethe, who regarded what he did as the nerve of his own cognitive faculty, at the same time understood as a vital impulse, that he felt compelled to solve the problem of knowledge not only philosophically, but as a living man; that for him the question of what can be known of the world and how one can work within the world of deeds, what one can hold in one's soul as the content of knowledge and as an impulse for action in the world of deeds, becomes a life problem. That is the great and significant thing, that for him the happiness and ruin of man depends on it; that for him the satisfaction of a longing depends on it, which concerns the whole person. But it is through this that the problem of knowledge could become for Goethe an artistic, a dramatic, a vital problem in the widest sense of the word. And because Goethe conceived knowledge as something that really leads to life, Faust, in his presentation, was truly satisfied in what he sought by growing together, as it were, with Goethe's world-view itself. For has not his soul, from the very beginning, sought to live in communion with what is spread out spiritually in nature? In Faust it is a quest from the very beginning. In order to realize it to some extent within himself, he needed his wanderings in the world. While he is still in his world, in the “cursed, dull wall-hole,” what kind of longing does he have there?
He wants to get out with his soul, to unite with what lives in nature. He has come there, he has been reborn after his world wandering in that which Goethe has imbued with his soul and lives through as what can be called: the highest, most beautiful flowering of German intellectual life. Therefore, it can be said that Goethe really did incorporate into his “Faust” what he had gained for himself in a struggling life of knowledge and the world throughout his entire life, for “Faust” accompanied him throughout his entire life. Many secrets are still contained in this “Faust”. But it also contains the fact that Faust's journey through the world has brought him to the point where, through the experiences of his own life, he has matured to take in what Goethe had acquired for himself, not as an adventure of reason, but as something that can be attained by descending to the 'Mothers', that is, by attempting in a healthy way to develop the normal spiritual powers already present in one's soul. In this way one finds not something below the soul nor something outside of it, but something truly super-sensuous. And the fact that within the development of the German soul a work like Faust has become possible characterizes the whole of this development, and determines the position which it must hold in the evolution of the world. There was always an awareness that more is given with “Faust” than merely that which lived in Goethe. Of course, there were always Mephistopheles-like natures in the outer world as well; they cannot comprehend anything like that which lives in Goethe's Faust. And finally, I would like to point out to you just such an external Mephistophelean nature. I would like to read a critique of Goethe's “Faust” that was written in 1822, from which you can see that “Faust” was also judged differently from the way it is judged by those who try to immerse themselves in it selflessly. One would like to say, a criticism that comforts one that so very often the Mephisto natures in the world confront that which honestly and convincingly seeks the sources and reasons for existence. For such natures as that which wrote on Faust in 1822 are not so rare in the present day either. Now that I have tried to lead you on a journey through Faust's experiences, let us also hear something of the echo that Faust has found in a Mephistophelean nature. I shall omit those passages that are not suitable for a public lecture because they are too cynical. The prologue in heaven, where the Lord discusses Faust's nature with Mephisto, shows this man, after he has established “that Mr. von Goethe is a very bad versifier,” the following: “This prologue is a true model of how one should not write in verse.” And now the critic continues – in 1822, ladies and gentlemen! –: "The ages that have passed have nothing to show that could be compared to this prologue in terms of presumptuous wretchedness... But I must be brief because I have taken on a long and unfortunately also boring piece of work. I shall show the reader that the infamous Faust enjoys an usurped and undeserved celebrity only due to the corruptive collective mind of an associatio obscurorum vivorum... I am not motivated by any rivalry for fame to pour out the lye of strict criticism on Mr. von Goethe's Faust. I do not walk in his footsteps to Parnassus and would be glad if he had enriched our German language with a masterpiece... Among the crowd of bravos, my voice may indeed fade away, but it is enough for me to have done my best; and if I manage to convert even one reader and bring him back from worship of this monster, then my thankless effort will not be regretted... Poor Faust speaks a completely incomprehensible gibberish, in the worst rhyming nonsense ever written in Quinta by any student. My preceptor would have beaten me if I had made verses as bad as the following:
I will not dwell on the inferiority of the diction or the wretchedness of the versification; the reader has enough evidence from what he has seen that the author cannot compete with the mediocre poets of the old school when it comes to verse construction. Mephistopheles himself recognizes that Faust was already possessed by a devil before the contract. But we believe that he does not belong in hell, but in the madhouse, with all that is his, namely hands and feet, head and so on. Many poets have given us examples of sublime gibberish, nonsense in grandiose words, but I would call Goethe's gallimathias a genre nouveau of popular gallimathias, because it is presented in the most vulgar and bad language... The more I think about this long litany of nonsense, the more likely it seems to me that it is a bet that if a famous man comes up with the shallowest, most boring nonsense, , there will still be a legion of silly writers and gullible readers who will find and exegize profound wisdom and great beauties in this flat-footed nonsense. And so it goes on. Finally, he says: "In short, a miserable devil who could learn from Marinelli in Lessing. After him, I, in the name of common sense, reverse the judgment of Mrs. von Staël in favor of the aforementioned Faust and do not condemn him to hell, which could cool this frosty product, since even the devil feels wintery inside, but to be hurled into Cloaca Paranassus. By rights. The world ignores such judgments. And the world sees in Faust one of the deepest attempts of the human spirit, not only in a philosophical way, but in a dramatic, very lively way, to present the problem of knowledge and humanity in the broadest sense to people, to fathom it at all. And there was always an awareness that Goethe succeeded not only in expressing the Goethean world view and Goethean sentiments in his Faust, but, as Herman Grimm says so beautifully, the entire world view of the entire century. And Herman Grimm was right to use this word. “We have,” he says, “a literature of our own, the purpose of which is not only to prove Goethe's credo, but also the credo of his entire century in Faust.” I could also point out how deeply rooted the rebirth of Faust is in the entire German intellectual life after his world wandering. The depth to which this German spiritual life itself has sunk is shown by the fact that the whole wealth of this spiritual striving could find expression in a work such as Goethe's Faust, and Herman Grimm's words will certainly prove true: not only Goethe's Weltanschhauung, but the Weltanschhauung of the whole century. And a Weltanschhauung such as will live on in the coming centuries in the very broadest sense has been expressed in Goethe's Faust. That German intellectual life was able to produce this work will be a fact for all future times, which, despite all prejudices about German intellectual life, will be recognized by those who can grasp this German intellectual life impartially and objectively. By expressing the deepest striving of the German spirit through Goethe in Faust in such a great way, this German spirit has spoken for all time to all people of the development of the earth an imperishable word of knowledge of human life in being and in free will and in work, a word that will remain, just as will remain that which is the true, deep fruits of German spiritual life. Among these deepest, truest, most imperishable fruits will be found what we can find in Faust. And so we may say: by immersing ourselves in Goethe's Faust, we become acquainted with a part of the imperishable nature of the German spirit itself. And this German spirit has spoken to the whole world by being able to express such things as are hidden in an obvious secret in Faust, to use another of Goethe's words – obvious if one only seeks it. In the face of Faust, we may apply Goethe's own saying: “All that is transitory is but a parable.” But we may also expand on this saying: in works that, out of the transitory, incline towards the eternal, as Goethe's Faust does, the immortal speaks at the same time in an eternal way to the eternity of human existence. |
159. The Subconscious Forces
09 May 1915, Vienna Tr. Unknown Rudolf Steiner |
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Then they bring forward certain interesting things showing how Kant is supposed to have proved that human knowledge cannot reach the spiritual world. If spiritual science was upheld in spite of all, then they came along and said: This person rejects everything that has been proved by Kant! |
But this is not the case: The spiritual scientist does not deny that Kant is absolutely right, for it is evident that he demonstrated this clearly. But my dear friends, suppose that someone had stated that the plant consists of minute cells, at a time when the microscope had not yet been invented, but that these cells could not be found because human eyes are unable to see them. |
Bear in mind the comparison which I made, for it will show you that the proof according to which the human power of vision is unable to reach the plant's cell is just as valid as the proof that, according to Kant, human knowledge is unable to reach the supersensible worlds. These proofs may be absolutely correct, yet real life transcends them. |
159. The Subconscious Forces
09 May 1915, Vienna Tr. Unknown Rudolf Steiner |
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My dear friends, Our spiritual-scientific world-conception should not only further the, development and rise of individual souls, hut above all it should really help us to gain new aspects for a conception of life. In the present time we should take it to heart that such encompassing aspects have to be gained in order to judge life. Of course, it is a great and also a significant task for the individual to further his own development by what he can win as a fruit of spiritual-scientific self-education. Only the fact that individuals progress, enables individual souls to cooperate in the development of mankind. Our attention should, however, not only be turned to this fact, but as followers of the anthroposophical world-conception we should also be able to experience the great events of our time from a high standpoint, from a truly spiritual standpoint. When judging the things which are taking place, we should really be able to transfer ourselves, as it were, to a higher standpoint. To-day it may perhaps be appropriate to advance a few aspects connected especially with the great events of the present time, because, my dear friends, our meeting is being held in a fateful time, fraught with destiny. Let us now set out from something which closely affects us as human beings. At certain times people are seized by illness. As a rule, illness is looked upon as something which injures the organism. But this, generally adopted view is not always justified. There are indeed certain illnesses which must be judged from this standpoint, which invade our organism, as it were, like a foe, but this is not always the case. It does not even apply to the majority of illnesses, for as a rule illness is something quite different. Illness is generally not an enemy, but a friend of the human organism. What is inimical to the organism generally precedes illness, it develops in us before the external, visible illness breaks out. Opposing forces are in the organism, and the illness which breaks out at a certain moment is an attempt on the part of our body to defend itself against these opposing forces which had remained unnoticed. When an illness breaks out, the organism frequently begins a work of healing. Through illness the organism fights against the inimical influences which precede the illness. Illness is the last form of the whole process and it implies a battle of the sound fluids in the organism against the forces which are lurking below. Illness exists for the sake of driving out what is lurking below. Only if the majority of illnesses is looked upon in this light, can a right conception of the pathological process be reached. Illness therefore indicates that something preceded its outbreak, something which must be expelled from the organism by the illness itself. It is easy to discover what has just been said, if such phenomena of life are viewed in the right light. The causes may lie in many different spheres. But as explained, the essential point is to view illness as a defence of the organism against forces which must be driven out. I do not think that it is possible to make a better comparison in regard to the whole complex of the significant and deeply incisive events in a great part of the world which are taking place since the beginning of August 1914,—I do not think that a better comparison can be found between these events and a pathological process affecting the whole human development. What should strike us above everything else is that these war-events really constitute a pathological process. But it would be wrong to think that we can deal with it by grasping it wrongly, as so many other pathological processes are grasped, namely by considering it as something inimical to the organism. The cause which we must envisage, precedes the pathological process. Particularly in the present time it may strike us how little inclined people are to envisage truths which are immediately evident to these who take in a spiritual-scientific world-conception not only with their intellect, but also with their feeling. We have had to pass through many painful experiences during the past 9 months—painful experiences connected with people's lack of judgment. When reading the books and articles which are most popular to-day and which are spread in many different countries of the world, do we not find that those who judge the present events admit that everything began, say in July 1914? The most distressing experience which we had to pass through in addition to all the other painful things, was to see that particularly the people who counted, most, that is to say, those who write newspaper articles and form public opinion, regally do not know anything about the development of events and only bear in mind the things which lie closest! This gave rise to endless discussions, to entirely useless discussions on the real cause of the present war. Again, and again people ask: Is this or that party responsible for it? and so forth. But in every case, they omit to go back further than. July, or June 1914 at the incest. I mention this because it really characterizes our materialistic age. One generally thinks that materialism only brings with it a materialistic way of thinking. But this is not true. Materialism does not only produce a materialistic way of thinking, but also short-sightedness; materialism produces laziness of thinking and lack of insight. The materialistic way of thinking leads to the opinion that one can prove and believe anything. The self-training implied by Anthroposophy, if this is grasped in the right way, also enables us to recognise that it is possible to prove and to believe anything if one remains in the field of materialism. Let us take an example: You see, in the past years, when one brought forward the spiritual-scientific world-conception in this or in that place and certain people thought that they had to assert their own views in the face of the spiritual-scientific world-conception, one could frequently hear the following argument: Kant has already proved by his philosophy that there are limitations to man's knowledge; human knowledge cannot reach the spheres which the spiritual-scientific world-conception tries to reach. Then they bring forward certain interesting things showing how Kant is supposed to have proved that human knowledge cannot reach the spiritual world. If spiritual science was upheld in spite of all, then they came along and said: This person rejects everything that has been proved by Kant! Of course, this more or less implied: What a foolish person he must be, for he rejects strictly proved facts! But this is not the case: The spiritual scientist does not deny that Kant is absolutely right, for it is evident that he demonstrated this clearly. But my dear friends, suppose that someone had stated that the plant consists of minute cells, at a time when the microscope had not yet been invented, but that these cells could not be found because human eyes are unable to see them. It might have been proved that the cells do not exist and this would have been quite correct, for the constitution of the human eye does not permit us to penetrate into the plant's organism to the extent of seeing these tiniest cells. The proof would be absolutely correct and it could not be overthrown. Yet in the course of human development the microscope was discovered as an aid to the human eye, so that in spite of the strictest proof to the contrary, people were able to recognise the existence of these tiniest cells. When people will grasp that proofs are useless for the attainment of truth, that proofs may be correct, but that they do not mean anything special if we wish to progress in the attainment of truth, then it will be possible to stand upon the right foundation. For then it will be possible to know: Though proofs may be correct, they cannot lead us to the truth, this is not their task! Bear in mind the comparison which I made, for it will show you that the proof according to which the human power of vision is unable to reach the plant's cell is just as valid as the proof that, according to Kant, human knowledge is unable to reach the supersensible worlds. These proofs may be absolutely correct, yet real life transcends them. This too is something which we obtain, as it were, along the path of spiritual research, for by extending our horizon we really reach the point of appealing to. something which is not only limited to the human, intellect and its proofs. Those who restrict themselves to materialistic ideas are really led to an unbounded belief in proofs; if they have a proof in their pocket, they are convinced of the truth. But spiritual science shows us that in reality it is possible to prove either the one or the other thing; intellectual proofs are however meaningless for the attainment of real truth. It is therefore an accompanying symptom of our materialistic age that people should fall into this intellectual short-sightedness. And if this is mingled with passions, it gives rise to something which we do not only see in the armed conflict of European nations, but also in the hostile attitude consisting in the fact that one accuses the other, without any outlook (I distinctly say, without any outlook, for this does not only apply to the present time of war) of their ever convincing each other. These who naively think that a neutral country might perhaps arbitrate in the case of diverging statements between two hostile countries, are really simple minded! Of course, the facts advanced by one side may be just as well supported by proofs as the facts advanced by the other side. Insight, my dear friends, can only be gained by penetrating into the deeper foundations of the whole human development. In my lecture-cycle on the Folk-Souls of Europe and their influence on the individuals belonging to the different nations, which I gave a few years before the outbreak of the present war, I already tried to throw some light upon the reciprocal relations of the different nations and I tried to show that different forces are at work in the various, nations.1 Let us complete this to-day by drawing in some new aspects. Our materialistic age has far too abstract a way of thinking; Above all it does not consider the fact that in life there is a real course of development and that man should allow that which is in him to mature, so that it gradually ripens into real judgment. We know—for this has been set forth sufficiently clearly in The Education of the Child that the human being passes through a course of development; during the first seven years he develops above all his physical body, from the seventh to the fourteenth year his etheric body, and so forth. Little attention is paid to this progressive course in mans individual development, and less still to the parallel phenomenon, to the equivalent course of development in mankind. The processes which take place in the nations and their connections are guided (we all know this through spiritual science) by the Beings belonging to the higher Hierarchies. We speak of FOLK-SOULS, or FOLK-SPIRITS in the true meaning of the word. We know, for example, that the Folk-Soul of the Italian nation inspires what we designate as Sentient Soul; the French Folk-Soul inspires what we call the Intellectual Soul; the inhabitants of the British Isle are inspired through their consciousness soul; in Central Europe the inspiration takes place through what we designate as the human Ego. This does not imply any verdict in regard to the individual value of the different nations, it simply states the facts. It states for example, that the inspiration of the nation which inhabits the British Isle is based on the fact that it has to bring into the world influences produced by the inspiration of the Consciousness Soul through the Folk-Soul. It is strange how nervous people get on this subject. During the war I once more emphasized in this or in that place certain things which I had already explained in the above-mentioned cycle of lectures. Yet some people almost considered it as an insult to the British nation to say that it had the task to inspire the Consciousness-Soul, whereas, the Folk-Soul pertaining to the German nation has to inspire the human Ego. It is just as if it were taken as an insult to say that salt is white and Cayenne pepper red! It is a plain characteristic, the description of an existing truth, and it has to be accepted as such, to begin with. It will be much easier to deal with the connections existing between the single members of human nature if we bear in mind the characteristics of the various nations, if we do not mix everything together, as is done by the modern materialistic conception. Of course, the individual rises above that which he receives from, his Folk-Soul, and it is pre-eminently the task of our Anthroposophical Society to lift the individual out of the Group-Soul life into the life of humanity as a whole. But nevertheless, there remains the fact that in so far as the individual stands within his own nation he is inspired in a certain direction; the Italian Folk-Soul speaks, for example, to the Sentient soul; the French Folk-Soul to the Intellectual Soul, the British Folk-Soul to the Consciousness Soul. We should therefore imagine that the Folk Soul soars above that which individuals do within single nations. But in the same way in which we can see a course of development in individual life and are able to say in the case of individual people that the Ego reaches a certain stage of development at a definite moment in life, so it is also possible to speak of a development, a real development in the case of the Folk-Soul. But this development of course differs somewhat from that of individual human beings. Let us single out, for example, the Italian nation. There we. have this nation and the Folk-Soul belonging to it. You see, the Folk Soul is a Being of the supersensible world, it belongs to the world of the higher Hierarchies. It inspires the Sentient Soul, and this until the nation, the Italian nation, lives (we are speaking of this particular nation), yet it inspires the Sentient Soul at different times in a different way. There are times in which the Folk-Souls inspire the members of single nations in such a way, that their inspiration is, as it were, one of the soul. The Folk-Soul soars in higher regions of the spirit, and its inspiration is of such a kind that it only transmits soul qualities. Then there are times in which the Folk-Souls descend and engage mere strongly the individual members of the nations; their inspiration is so strong, that they do not only send it down into the soul and its qualities, but right down into the bodily qualities, so that people depend on their Folk-Souls even bodily. As long as a nation submits to the influence of its Folk-Soul so as to receive only soul-spiritual qualities, the national type is not so distinct. The forces of the Folk-Soul do not yet work in such a way as to seize the whole human being, right down into the blood. Then comes a time when one can gather by the way in which a person looks about, by the characteristic shape of his head and his physiognomy, how the Folk-Soul influences him. The influences are so strongly marked, because the Folk-Soul has descended deeply; it claims the whole human being in a strong and intensive way. You see, in the case of the Italian nation, the middle of the 16th century, around the year 1550, was the period mentioned by me, when the Folk-Soul came down and worked in such a way that its mark may be found in the individual people. Then the Folk-soul soared back, as it were, and these influences were transmitted to the descendants by heredity. The most intensive union of the Italian nation with its Folk-Soul was around the year 1550. It was the time when the Italian Folk-Soul descended most deeply, when the Italian nation acquired its definite character. If we go back to the time before 1550, we see that the characteristic traits are not so clearly traced, they do not confront us so clearly as after 1550, Only in that epoch began the characteristic essence which we know as Italian character. At that time the true marriage took place between the Italian Folk-Soul and the Sentient Soul of. individual people belonging to the Italian nation. In the case of the French nation (you see, I am not speaking of individual men, who can rise above the nation) a similar moment, when the Folk-Spirit descended most deeply and permeated the whole nation, set in around the year 1600, at the beginning of the 17th century. There the Folk-Soul seized the whole Intellectual Soul. In the case of the British nation this moment arose in the middle of the 17th century, around the year 1650. Then the British nation obtained as it were its external British expression. Many things will be clear to you if you know such facts, for now you can, for example, face quite differently the question: “What about Shakespeare and his connection with England?” Shakespeare worked in England before the time when the British Folk-Soul exercised its strongest influence upon the English nation. Shakespeare lived before that time. This explains why he was not completely understood in England. We all know that there are Shakespeare editions in England which suppress everything that is not quite in keeping with the taste of governesses. Shakespeare has often been moralized, so to speak, in the most extreme sense. We know that the deepest, understanding for Shakespeare is not to be found in England, but in the Central European, development of spiritual life. You will now ask: When did the Folk-Soul come into contact with the members of the Central-European nation? There matters stand as follows: Through the fact that the Ego is the essential thing in Central Europe, that the Folk-Soul soars down and withdraws, again soars down and withdraws—through this fact, we have repetitions. Thus we have a descent of the Folk-Soul, when it unites with the individual souls, around the time in which the wonderful Parsifal legends arose, the legends of the Holy Grail. Then the Folk-Soul withdrew and its next descent is between the years 1750 and 1830. At that time Central-European life is most deeply seized by the Central-European Folk-Soul. Since 1830 it has withdrawn again. You may therefore see why Jacob Böhme lived, for example, in an epoch in which he could obtain little from the German Folk-Soul. For it was not a time in which the Folk Soul united with the individual souls of the nation. Although Jacob Böhme is called the “Teutonic Philosopher,” he is therefore a man who, in regard to the time in which he lived, is not dependent on his Folk-Soul; he faces us, as it were, like one who is not rooted in his time, like something eternal. If we take Lessing, Schiller, and Goethe, they are German philosophers who are deeply rooted in the German Folk-Soul. It is a characteristic fact that these thinkers who live between 1710 and 1830 are deeply rooted in their Folk-Soul. This is their characteristic trait. You therefore see that it is not only essential to know that
but that it is also essential to know that they exercise their influences at given times. The events which take place can only be grasped from a historical aspect, if we really know these things. The nonsense pursued in the form of science, where documents are taken and events are enumerated in sequence, with the conclusion that one must be deduced from the other—this nonsense of historical investigation does not lead to real history, to an understanding of human development, but only—one might say—to a falsification of the forces working in human history. If we now see in how many different ways the forces which drive the nations work upon each nation (of course, other nations might also be characterized), we discover the contrasting things which are there. We then see that the events which are taking place in the present time have not only arisen during the. past few years, but that they prepared themselves throughout the centuries. Let us look across to the East, to the region which is the home of Russian culture. Russian culture is characterised by the fact that it can only unfold when the Russian Folk-soul will have united with the Spirit-Self. (This too is mentioned in the cycle of lectures The Mission of the Folk-Souls). That is to say; A future epoch must come in which the characteristic qualities of the European East will take on a definite form. This will be entirely different from what takes place in Western or in Central Europe. To begin with, however, it is clear that what pertains to Russian culture does not exist as yet, for Russian culture is connected with tin Spirit-Self in the same way in which the individual human being is now connected with it, that is to say, it must always look up to it. Individual Russians, even the deepest Russian philosophers, do not speak in the same way Central Europeans when they express the loftiest things, but in an entirely different way. Here we come across something very characteristic. You see, we must ask: What is the most characteristic trait of the spiritual life of Central Europe? You all know that there was a time in which the great mystics lived; Meister Eckhart,Tauler,and others were active then, and others too. With their feeling soul they all sought the Divine Essence contained in the human soul; they looked for the God within them, ... they sought to find within their own soul “the little spark in feeling,” as Eckhart expressed himself. Within the soul (they said), within the soul there must be something where; the Godhead is present in a direct way. This gave rise to the striving to unite the human Ego with the Godhead within the human soul. This Divine Essence, this Godhead, was to be striven for; it called for an active striving, for development. This characterizes the whole life of Central Europe. Think of the infinite soul-depth and feeling of a man who stands in a completely international way in Central European culture, in the spiritual life of Central Europe. Angelus Silesius, who says in one of the beautiful mottoes contained in his Cherubinisher Wandersmann: “When I die, it is not I who die, but God in me.” Consider the great profundity of these words! The man who uttered them, had a living grasp of the idea of immortality and he felt that when death comes to the individual human being, it is because he is filled by the Godhead. Death is a phenomenon which is not connected with man, but. with God, and since God cannot die, death must only be an illusion. Death can therefore not mean a destruction of life. A person who can say, “When I die, it is not I who die, but God in me,” knows of the existence of the immortal soul. This infinitely profound feeling lived in Angelus Silesius. It is a result of the fact that the inspiration passes through the Ego. When the inspiration passes through the sentient soul, something may arise which appeared, for example, in Giordano Bruno: This friar penetrated with greatest passion into everything discovered by Copernicus and he felt that the whole world was filled with life. If you read anything by Giordano Bruno you will find the confirmation of the fact that in so far as he grew out of the Italian nation, he proves that the Italian Folk-soul is inspired through the sentient soul. Cartesius (Descartes) was born at that characteristic moment of French development when the French Folk-soul completely united itself with the French nation. Read a page by Cartesius, the French philosopher; you will find everywhere the confirmation of the truth discovered by spiritual science, namely that the inspiration of the Folk-Soul influences the Understanding Soul. Read Locke or Hume, or any other English philosopher up to Mill and Spencer,—everywhere you will come across the inspiration of the Consciousness Soul. When you read Fichte, who strives within the Ego itself, you will find that the Folk-soul inspires the Ego. It is characteristic that the Central European Folk-Soul is experienced in the Ego, so that the Ego is the truly striving part, the Ego with all its strength and errors, with all its mistakes and victories. A man of Central Europe who has to find the path to Christ, must give birth to Him within his own soul. Try to find in the spiritual life of Russia the idea (it should not be taken over superficially from the civilisation of western Europe) that Christ or God should be experienced within the soul. You will not be able to find it; Russians always expect that the forces which penetrate into the historical course of events penetrate into it like a “miracle,” to use Solovioff's expression. The spiritual life of Russia is very much inclined to look for the resurrection of Christ in the spiritual world, to worship th influence of an inspiring, power, yet this inspiring power speaks as if man were below and as if the inspiring element soared on high above mankind like a cloud, as if it did not penetrate into the human Ego. This intimate union of the Ego with its God, or if Christ is thought of, with Christ, this desire that Christ should be born within one's own soul, can only be found in Central Europe. If the culture of Eastern Europe will one day reach the stage of development which is appropriate to it, it will appear in a civilisation soaring above man, setting forth a kind of Group-soul life, but upon a higher stage than in the past. At present we must find it natural that Russians, and even Russian thinkers, should always speak of a spiritual world soaring above the world of man, of a spiritual world which they can never approach as intimately as Central Europeans approach it, when their Ego seeks to draw nigh to the Divine Essence surging and weaving through the world. On many occasions, when I myself spoke of the Godhead that surges and weaves through the world, my words were inspired by the feelings of a Central European, for no other nation in Europe can grasp such truths in the way in which Central Europeans grasp it. This characterizes the Central European nation. These are the forces that live in the different nations and that confront one another in such a way as to compete with each other again and again. Sudden explosions must occur, resembling the discharge of clouds which bring lightning and storm. But do we not see (this is how one might express it now) how a word resounded in the East of Europe, which was like a watchword and was also meant to act as such, just as if the civilisation of Eastern Europe were beginning to overspread the unworthy west of Europe, overflooding it? Do we not observe the rise of Slavophils, of Panslavs and Panslavism, particularly in men of Dostojevski's kind, and similar ideas? Dostojevski came forward with the special points of his programme staging; “You western Europeans, the whole lot of you, have a culture which is rotten to the core; it must be supplanted by the impulses coming from Eastern Europe.” A whole theory was set up, which culminated above all in the fact that people said: In the West, everything has grown rotten and decadent, and it must be replaced by the fresh forces of the East. We have our good orthodox religion which we do not oppose, we accept it like the cloud of the Folk-soul soaring above the people ... and so forth. Very clever theories were thus built up, dealing with what might already constitute the principles, the aims of the ancient Slav life, and stating that from the East the Truth should begin to spread over Central and Western Europe. I said that the individual may rise above his nation. In a certain sphere, Solovioff, the great Russian philosopher, was such an individual. Although every line he writes reveals that he writes as “Russian,” he nevertheless stands above his nation. In his youth Solovioff was, one might say, a Panslav. But he penetrated more deeply into the ideas which the Panslav and Slavophils set up as a kind of philosophy of nations, as a kind of world-conception of nations. And what did Solovioff discover? What did Solovioff, the Russian find? He asked, himself: Does that which constitutes the true Russian-being really exist in the present time? Is it to be found among those who represent Panslavism, who follow the Slavophils?—He did not rest until he discovered the truth. What did he discover? He investigated the statements of the Slavophils, to whom he himself had belonged in the past, he pressed upon them. And he discovered that the majority, of the thought-forms, statements and intentions had been taken from the French philosopher de Maistre, who sympathized with the Jesuits; he was the great teacher of the Slavophils in the field of a world-conception. Solovioff himself proved that these ideas had not grown out of Russian soil, but that these Panslav and Slavophil thoughts had been taken from de Maistre. And he proved other things besides. He unearthed a long-forgotten German book, from the 15th century, unknown to everyone in Germany. The Slavophils copied whole portions of it in their literature. What is the strange phenomenon which confronts us here? People believe that from the East come impulses which are of Eastern origin, whereas they are a purely western importation. They came from the West and were then sent back again to the western people. The western people become acquainted with their own forms of thought ... because the East does not yet possess its own forms of thought. When things are closely investigated, one always finds the confirmation of the statements made by spiritual science. They prove to be correct. We therefore have something elemental in the forces, which come rolling towards us from the East, something which will unfold one day if it will absorb the forces which developed in Central Europe with the same love with which Central Europe once absorbed the Greek and Latin life coming from the South. In the course of mankind's development, the later epochs absorb what was contained in the past epochs. And the FAUST mentality of Central Europe, which I described in my public lecture [Lecture of May 8th, 1915. “Man's Destiny in the Light of a Knowledge of the Spiritual Worlds.”] when I spoke of the year 1770, was felt by Goethe as a Faustic striving and he expressed it in the words:
There arose in Germany an immensely rich life of the spirit, an immensely intensive rich striving in the spiritual life of Germany.—But if Goethe had written his Faust 40 years later, he would certainly not have begun with: “Habe nun ach, Philosophie ...” I have, alas! studied philosophy, etc. ... and have become the wise man of all ages ... but he would have described his Faust exactly as he did in 1770. This living striving comes from the Folk-soul's inspiration, of the Ego, from that intimate connection of the Ego with the Folk-soul. This is a fundamental quality of the Central-European civilisation of the spirit. And the civilisation of eastern Europe must unite with it warmly and lovingly. The forces which bad to flow into Central Europe were once absorbed, received from the civilisation of the South. To-day it is not otherwise, and if the elemental wave of development comes rolling along from the East, it is just as if the pupil were furious with his teacher because he must learn something from him and wants to whip him for it. The comparison is somewhat trivial, but it is one which explains things precisely. Groups, masses of people endowed with entirely different forces of development live together in Europe. These different forces of development must actively compete against each other; they must assert themselves in different ways. The opposing forces, those which come into conflicts with the others, prepared themselves long, long ago. Particularly when studying the fine nuances, we see everywhere the truths revealed by spiritual science. Do we. not find it expressed in a wonderful way that the wave of European development should concentrate itself so as to show the whole of mankind, symbolically as it were, how Central Europe must feel the life-union between the Ego and the spiritual world, how God should be experienced in the “sparklet within the soul,” how Christ should be experienced in “the small spark within the soul?” Christ himself must become active within the human Ego. For this reason, in Central Europe the. whole development tends towards what we call the Ego, the “Ich.” And Ich means “I, C, H” : ICH. The Ich—Jesus Christ, faces us in Central Europe like a mighty symbol, intimately working together with, what can be the soul's holiest possession, intimately working together with the soul itself! This is how the Folk-soul works, he inspires the nation and expresses the underlying facts in characteristic words. I know that some people laugh when such things are said, when one gives expression to the truth that the Folk-soul worked for centuries in order to give rise to the word ICH, which is so symbolically full of meaning. But let them laugh! After a few decades they will no longer laugh, and call such things more significant than what people now designate as “laws of Nature.” The influence of this wave of development was very characteristic. Only a very small portion of the truth sometimes rises up in human consciousness; but the forces which are active in the sub-conscious depths express themselves in a far more truthful way. We speak, for example, of the Germanic peoples. The working Genius of Speech forms the words. One part of the inhabitants of Central Europe calls itself “German.” But when we speak of the Germanic races we must include Germany Austria, Holland, the Scandinavian nations and also the inhabitants of the British Isles. The word “Germanic” has a very wide meaning and embraces a large field. But the inhabitant of Great Britain rejects it. To him a “German” is an inhabitant of Germany. In English there is no special word for “Germane” (Germanic). The German language embraces a far larger field with that word. The German language as such is inclined to set the word at the service of selflessness; The German does not only call himself Germanic, but he includes the others in it. But the Briton rejects it. Try to penetrate into the wonderful essence of the Genius creating speech, and you will discover the truly wonderful element in it. Maya, the great illusion, arises in connection with that which lives in the consciousness of men. But the forces, which work, in the subconscious depths are far more true. They express something immensely significant and profound. Compare now the intimate way in which we must work in order to understand the European play of forces, compare this inmate way of working with the coarse way in which one generally views the reciprocal connections of the European nations. It will show you the devastation in the human power of judgment resulting from the materialistic age. The fact that people have begun to think that “matter carries and supports, everything” is not the worst; the worst thing of all is that people have become short-sighted, that they are unable to see the fundamental facts and do not even make one step to reach the world which lies behind that veil which is woven over truth as Maya; this is really a calamity. Materialism very skilfully prepared its aims. Here too genius was at work, but the genius who is the leading power in materialism is Ahriman. He exercised a powerful influence during the past centuries, a very powerful influence indeed! Let me now refer to a chapter which people perhaps prefer to ignore to-day. But I must draw attention to it, even though people may look upon this as a special form of insanity. You see, the easiest, way of influencing people is to drip into the soul and thoughts of still youthful persons forces which will develop later in life. Older people can very seldom be taught anything thoroughly. Consequently, Ahriman could never have a better chance of preparing souls in a genuinely materialistic way than by dripping into the souls of young children and youthful persons certain forces which will continue to work in their sub-consciousness. By absorbing materialistic forms of thought at an age, when one does not yet think materialistically, people are taught to think materialistically. When materialism is implanted into the souls of children, people learn to think in a materialistic way. Ahriman did this by inspiring a writer of the materialistic age to write Robinson Crusoe. If our spirit is clear-sighted and submits to Robinson's influence, we shall see that ideas which are completely materialistic are at work in Robinson. This may not appear at once, yet the whole … the way in which the book is built up, the way in which Robinson is led to all kinds of outer experiences in his adventurous life, until finally even religion grows out of the soil like cabbage,—all this prepares the child's soul excellently for a materialistic way of thinking. And if we consider that at a certain time there existed a Bohemian, a Portuguese, a. Hungarian, etc., etc. Robinson, in imitation of the original Robinson Crusoe, we must admit that the work was done very thoroughly. The reading of Robinson books contributed greatly to the development of materialism. In contrast to such phenomena we should point out that there is something which children should take in until late in life: namely the fairy-tales of Central Europe, above all those collected by the brothers Grimm. This is far better reading for children than Robinson Crusoe. And if to-day the terrible, difficult, fateful events among the nations of Europe are looked upon as a warning to study more closely the whole way in which things occur in the present time by developing out of the hidden depths of events, it will be possible to recognise above all that in reality the essential thing doe s not lie in the fact that a few German scientists sent back their decorations and titles to England! If the warning of the present time is strong enough to enable us to recognise the whole significance of the materialistically inspired consciousness-soul of the British nation, we shall also recognise what it means to let children read Robinson-books and we shall extirpate the whole Robinson literature. If the warnings of the present time are really taken into consideration in the right way we shall work far more thoroughly, far more radically. You see, I began to interpret Goethe 35 years ago by explaining his spiritual-scientific task. I tried to explain that Goethe's theory of evolution really contains a truly great theory of evolution, in keeping with spiritual views. The time must come in which larger circles of people recognise this. For Goethe gave us a great, powerful theory of evolution, which is truly spiritual. People found it difficult to understand. In the materialistic age, Darwin was far more successful for he gave in a coarser, materialistic form the truths contained in a fine, spiritual form in Goethe's theory of evolution. A thorough Anglicising took hold of Central Europe. Consider how tragic it is that the most English scientist in Germany, Ernst Haeckel, who swore by Darwin, should have felt such a furious hatred against everything English, and when this war broke out he was one of the first who returned the decorations and titles which had been given him in England. He will have been too old to send back the English-tinted Darwinism, but this would have been the important, essential fact. The things which matter, lie deeply concealed and are immensely significant. And they are connected with the necessary spiritual deepening of our epoch. If one day we shall recognise the immensely greater depth of Goethe's Colour Theory in comparison with Newton's Colour Theory, and the immensely greater depth of Goethe's Theory of Evolution in comparison with Darwin's, we shall recognise the forces concealed in the spiritual life of Central Europe also in regard to these highest subjects. By explaining to you all these things, I wish to awaken in your souls a feeling for the great warning which we must see in the present difficult and fateful events. It is a warning to work, to bethink ourselves of what lies concealed in the spiritual life of Central Europe, to undertake the responsibility of drawing out these forces. This is what I meant in my public lecture, yesterday, when 1 said that the spiritual life of Central Europe contains seeds which must unfold into flowers and fruits. If we recognise again and again that the conscious life of the soul lies on the surface and that below it lies all the things explained to you in these days, we may turn our thoughts towards the fact that also in the present time the impulses of many people contain forces besides those of which they are conscious. Do not think that the people in the West and in the East who have to. defend the great fortress of Central Europe are only fighting for something which lives in their upper consciousness. You should envisage above all the impulses of which so many men who are now passing through blood and death are not conscious,—nevertheless these impulses exist. When we look to the East and to the West, spiritual science should give us the feeling that the impulses of the men who bring these sacrifices contain forces which the future will bring to birth in external life, although the fighting men are hardly conscious of this. Only if we consider the present events in this light, we are filled with the true feelings, with the feelings enabling us to grasp them. But let us consider how many souls involved in these events—so great in their warlike character that they cannot be compared with anything else in the conscious history of mankind—let us consider how many souls are now passing through blood and death and let us remember that they will look down upon the death which they were condemned to suffer by the present time. Let us remember that in the meaning off what I told you yesterday, youthful etheric bodies fill the spiritual atmosphere of the earth. Let us consider that in the spiritual world will exist not only the souls, and the individualities of these men, but that useful impulses going out from these young etheric bodies will permeate the spiritual atmosphere. Let us set out from this point and try to bear in mind the warning calls which must be heard by those who remain behind on the earth. Indeed, each individual soul that passed through the portal of death reminds us of the great tasks which must be fulfilled in the civilisation of Europe. These warning calls must be heard. Out of the depths of spiritual life, we must be willing to draw feelings born out of knowledge, which show us the true nature cf the world in which we live. And one day, when we shall feel that each soldier who fell on the battlefield is a warner calling for mankind's spiritualization in the civilisation of Europe, we shall have grasped the events in their true meaning. Not only an abstract knowledge should go out from centres such as Dornach, the knowledge that man consists of physical body, etheric body, astral body and Ego, that he passes through many incarnations, that he has a Karma and so forth, but the souls who belong to our spiritual-scientific movement should be stirred in their innermost depths to that feeling life of which I have just spoken, enabling them to experience in the near future the warning calls of those who died in young years. The most beautiful experience which followers of spiritual science can win is that of the living stream which should pass like a breath through the ranks of those who count themselves as belonging to our movement. Not the mere knowledge of this fact, not only its recognition, but its life, the realisation of this life. Indeed, recently several of our members have left the physical plane. Among them, a young helping friend, our dear FRITZ MITSCHER. Karma brought it about that I had to speak at the cremation in Basle, I had to send certain words to the departing soul. Among other things which I said to this soul, were the words that we know that he will remain a helping friend also now that he has passed through the threshold of death. I had to say this, guided by the consciousness of the fact that the truths which animate every one of us do not only stand before us as a theory, but that these truths uttered as if they were theoretical thoughts, must fill our whole soul with life, full life. In that case, our attitude towards those who passed through the threshold of death must be the same as towards those who still live here on earth. Indeed, we should not hesitate, to say: Those who still live in the physical body are handicapped in many ways, so that they cannot live a full spiritual lire, they cannot live it to the fill. How many handicaps can be observed in people during their physical life on earth, when it is a question of recognising the truly great tasks of evolution—and still more, when it is a question of FULFILLING THEM! We may rely far more on the dead. This feeling, that the dead live among us, of a special mission entrusted to them, guided me, when p spoke the parting words for our fried, Fritz Mitscher, who passed through the portal of death so early in life. The words spoken for him apply to many others who crossed the threshold of death. In the dead we have our beat and most important helpers and you will not misunderstand me when I say: In our spiritual work we may rely far more upon the dead than upon the living. But in order to be able to say this, we should stand in a living way within that which our spiritual movement can give us. I rely on the fact that those who crossed the threshold of death are—particularly in the external field—our most important helpers in the spiritualization of human civilisation in the future, for they look back upon death, and death will be their great teacher. Many people to-day need stronger teachers than those whom life can give them. Many examples prove this. Let me give you one example (though many others can be given): A few years ago, a sensational article directed against the spiritual science I represent, appeared in Hochland, a periodical published in South-Germany. This article caused a real sensation. It convinced many people, because it was written by a very famous philosopher. The editor of Hochland accepted the article, so that he propagated—at least he thought so—a very conspicuous article on this mad spiritual science. You see, it is not important to defend ourselves against such things with external measures. It is quite comprehensible that clever modern people should think that spiritual science is foolish ... But since the outbreak of war something else occurred. The editor of that paper is a staunch German, a man with German feelings. The author of the article which had been accepted, addressed certain letters to him and these were printed in the Sueddeutschen Monatsheften for the publisher was guided by, let us say, his blessed “innocence.” Try to read these articles. They are full of venom against the spiritual culture of Central Europe; the letters which that very same philosopher wrote to the editor of Hochland are full of venom, so that the editor felt obliged to say: “In Central Europe, men with such ideas can only be found in a mad-house.” Consider the immense significance of this criticism. There is a man who edits a paper in South-Germany. He accepts an article winch he considers important as a weapon for the destruction of spiritual science and he says: “Here, at last, we have a good article on spiritual science written by a famous thinker!” After a while, the same author sends him letters which he must designate as coming from a person who should be in a mad-house. If one arrives at conclusions by a truly living logic, one would have to say: That man is a fool now, consequently he must have been a fool before! The editor simply did not recognise that he had to deal with a fool, when that man first wrote against spiritual science. This is living logic, life-logic. Sometimes, however, people cannot wait until this logic works and shows its effects. Nevertheless, it is active in life and so we may sometimes experience things of this kind. The article in question was directed against my spiritual science. People read it and said: “O, that article was written by a famous philosopher and Platonist and he is a very clever man!” The editor thought: “An article on spiritual science written by such a clever man, must be a specially good article.” But after a while that same editor had to admit: “That man is a fool.” First, however, he needed proofs for this, as described. Such things may occur among those who live on the earth. People who do not have a very firm ground under their feet, as in the case of the editor of that South-German periodical, have to be taught their lessons by the recent events which come from the spiritual world and are offered by life itself, in a far deeper meaning than one generally likes to admit. You will therefore understand me, when I add the following remark to what I already explained to you: There are many opposing forces in the present time, and it is permissible to designate war as a disease. This war is the result of something which was enacted long ago, and it is a healing force eradicating many evils which would gradually harm the life of our whole, civilisation. By designating war as a disease in this meaning, but by looking upon disease as a self-defence, we can understand it, and the fateful events of the present with its significant hints and admonishments. In that case we experience it with all the inner forces of our soul, so that we can direct our attention towards the souls who passed through the threshold of death and look ahead into the near future, the souls who really grasp the inspiration which they are able to send into the hearts of those who are willing to listen to them, namely that a spiritual deepening must take hold of them, it must penetrate into them for the sake of human progress and salvation which the future needs. If your souls can rightly take in the meaning which I wish to convey with these words, you will really be followers and upholders of our spiritual-scientific world-conception in the full meaning of the word. If you can make up your minds to become souls who turn their attention to the messages whispered from above by those who passed through the portal of death as a result of the fateful events of our times, you will be true followers of spiritual science. In the near future, spiritual science will have to build a bridge connecting the living with the dead, a line of communication for the inspiring elemental forces of those who in the present time made the great sacrifice of their life, a path along which their messages can reach us. For this reason, I wished to give you these explanations, by appealing to your souls and by stimulating certain feelings. These should be expectant, listening feelings, able to grasp what the difficult, fateful present reveals to human souls. In this meaning, let me again conclude with the words already spoken the day before yesterday; they should work in our souls like a Mantram, transforming them into expectant souls, ready to receive the inspirations which come from the dead, from souls filled with a growing life in the Spirit:
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181. Anthroposophical Life Gifts: Lecture VI
14 May 1918, Berlin Tr. Unknown Rudolf Steiner |
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I will read a prize example of this (from the newspaper “German Politics,” 1918: “The discovery of the psycho-technique in Germany during the War” by Dr. Curt Piorkowski): “For instance, in getting the concepts of ‘mirror,’ ‘murderer,’ ‘escape,’ a whole row of different connections between the mirror and the escape assert themselves, for the discovery of which no sort of special knowledge is necessary, only a distinct combination. |
To anyone who has knowledge of the things concerned, the whole book of Max Dessoir is compiled like the chapter on Anthroposophy . And yet, what happened? A newspaper, the “Kant Studien,” which regards itself as extremely serious (I mention this because in this paper no attack is made on Anthroposophy)—the “Kant Studien”—which prides itself tremendously on its purely scholarly scientific bent, speaks of this product of Dessoir as a serious scientific book in many ways. |
Now I ask: What then is the public, the public which has no belief in authority, to do today? It takes such works as the “Kant Studien” (Studies of Kant) and so on, as a matter of course out of the libraries. And yet such things are to be found in it. |
181. Anthroposophical Life Gifts: Lecture VI
14 May 1918, Berlin Tr. Unknown Rudolf Steiner |
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Spiritual Science should above all things be conceived of, by those who have already noted for a long time, in the sense that the question should come before the soul as to how Spiritual Science can be most intensely effective for human life. This has certainly often been emphasized, but we cannot often enough to bring forward the side of the reality of Spiritual Science and its significance for our age. Spiritual Science is certainly in a sense a Science, and as such it is, we may say, still in a “fragmentary” stage at the present day, only partly established; what it may eventually become can really only be present in the first beginnings at the present time. What I mean by this is the content of Spiritual Science, through which we can learn something of man in so far as this has its life on the other side of the gates of physical life: which are birth, or conception, and death. Through spiritual Science we can also learn something about the evolution of the Earth and the Cosmos, and as to how this evolution of Earth and the Cosmos is connected with man, and so on. Thus, through Spiritual Science the human desire for knowledge can be satisfied in a more comprehensive and complete manner than is possible through external sensible science. We can answer the questions which weigh on man's soul and so on. Besides this significance of Spiritual Science from the view of ‘content’ there is another very essential one. This can be observed if we keep in view what we can become, what can be made of our soul-life, our soul-disposition, our soul-constitution, when we busy ourselves with the thoughts and ideas which come to us from Spiritual Science. It might even be—in what science has this not been the case in the course of the development of mankind!—that much of what can and must be proclaimed today quite conscientiously from the sources of Spiritual Science might have to be corrected; that much may appear in another form in the future through the further progress of Spiritual Science. Then perhaps there may be a different content in one or another department of this Spiritual Science. But what it may become for the disposition and constitution of our soul through its ideas and its thoughts, would not be affected thereby, and this is fundamentally connected with certain basic qualities of our present day. We will today review certain basic characteristics of our time, particularly as regards the constitution of the soul of man. We will dwell on the four most important soul-activities which we know well from our observation: the perception of man with respects to outer sense-processes; imagination (the forming of ideas) through which we then work upon these outer sense-impressions; our feeling; and our willing. Our soul-life runs its course from waking till going to sleep in perception, imagination, feeling and willing. First we will consider perception. When the soul's eye is sharpened by Spiritual Science we can observe what has of necessity developed as the basic cultural characteristic of the human soul in the course of the last three or four centuries, in those countries which come into our consideration. (What I say is not setting criticism: it is only a characterization.) It may be asked what this is. It only needs a superficial observer of life to discover that men, in regard to their faculty of perception (in respects to the immediate relation of the soul to the outer world through the senses), have come to a point when they constantly need livelier, more violent, more fascinating impressions, to satisfy the faculty of perception of their senses. Those of you who are somewhat older may think back to your youth; just compare many of the phenomena of life in your youth, which you could perceive around you, with similar phenomena of life now—the further you go back the more striking this is—and ask yourselves to what a high degree that which is known as the impulse, the tendency to the ‘sensational,’ has not gained the upper hand! What is really this sensational element? It rests on the fact that man needs today forceful, exaggeratedly quick-changing and purely sensuous impressions, so that he may be thrilled and carried away from the outer world; he wants to be taken hold of and fascinated. The sensational has gained the upper hand to an uncommon extent. But something significant is connected with this. Through the domination of the sensational, the strength and energy of the human Ego is modified. Spiritual Science alone can lead to an understanding of what comes under consideration here; for he shows what perception of the outer world really is. If we search through philosophical literature we find nothing more spoken of in the nature of external perception, or ‘sensing’ as it is called. All sorts of theories have been set up as to what sensing, perceiving really is, within the human physical soul life. I need not enlighten you as to that. But the point of view of Spiritual Science in this respect shall be indicated. I have already mentioned here in Berlin, in a public lecture, that the development of natural science in the 19th century and into our own times has accomplished great things, great things in regard to the understanding of certain sensible connections of the external world of realities. But it sees the evolution of man in particular as far too direct and simple. It simply imagines that at one time there were only the lower animals, then higher animals, then still higher ones, and out of these men finally developed as, in a sense, the highest animal all. The evolution of man, however, is not so simple as this. We have often pointed out that man, who must appear to us in his external bodily form has an image of the divine reality of the Cosmos, can be thought of as represented in the most varied manner. He can even be thought of, in regard to certain natural-scientific points of view, as being divided into three parts: first the head- or senses-man (this is not exact but as the most important senses lie in the head, we may say ‘head-man’). Secondly, the trunk-man; and thirdly, the extremities-man. Of these three members of the human organization, the trunk-man, the heart- and lung-man, alone is really formed as natural science imagines him today. The head-man is really not in the process of progressive development but of a retrogressive one. The head of man arrests the progressive development at a certain stage and turns it back again. It has been repeatedly said that such an idea is difficult, and it has been asked how one can simplify it for oneself. I have pointed out in several places even the external rightly understood facts of natural science confirms my statements—only one must be a real natural scientist and not merely follow the pattern of certain scholars of the present day. Observe the human eye, and compare it with the eye of animals which have reached a certain stage of evolution. We cannot say that the human eye is more complicated in its outer form than the eyes of these animals, for that would not be true. There are animals which have, for example, in the inside of their eye—where we, from an outer physical point of view, have nothing at all—the ‘cell-apophysis’ and the ‘sword-apophysis.’ These are certain organs in the inside of the eye which are continuations of the blood vessels into the inside of the eye. Through these an intimate connection between the whole life of feeling of the animal and his perceptive life is established in the eye. The animal feels much more intensely in the eye than man does. In man there is no ‘cell-apophysis’ or ‘sword-apophysis.’ The human eye is simplified. In its form is not merely progressive, it is retrogressive. One could prove in the smallest details of the human head-organism that man is really retrograding in respect to his head, especially compared with the rest of the human make-up, which is progressive. Someone who thought that this backward development of the head was difficult to imagine asked me whether I could point to a significant fact or clue by which one could understand this better. I told him to think of the following: In the process of development of the different animals ending with man, it comes about a certain period of the embryonic stage that the human being turns back to the hairy state. Man himself is not hairy, but the head belongs to the hairy portions, in general; the fact that man, as regards the formation of his head, reverts to the rank of the animal, likewise shows the retrograde development of the head. This is a superficial, external indication. The inner signs speak much more distinctly. I beg you to keep in mind the vast importance of these facts. For the very reason that the head is retrogressive, that evolution does not progress in a straight line but is retrogressive in the head, is dammed up and turned back, room is thereby created for the psycho-spiritual development of man. Those natural scientists who are of the opinion that the psycho-spiritual life of man is only a result of his physical organism, do not understand their own natural science aright. They do not understand that in order to bring his soul and spirit nature into being it is necessary that the physical organization of man should not shoot and sprout, but that it should withdraw. It flags and is turned back and makes room for the psycho-spiritual development. Where man most develops his soul and spirit nature, there the physical development draws back. One becomes inwardly aware, when one has gone through a psycho-spiritual development, that, simply through inner observation, one can get an answer to the question: What really is ordinary imagination and perception? What is the ordinary waking life, in which imagination and perception are mingled? As regards the head of man, perception and imagination and the waking life in general is a state of ‘hungering.’ Man is so peculiarly organized that, in his inner equipoise, from waking till sleeping, the head, that is his inner organization, is continually ‘hungry’ as compared with the rest of the body. Certain ascetics who seek an increase of psycho-spiritual life have made use of this; they allow the whole body to be hungry, because the hunger-process, extended to the whole body, is said to bring about certain inner illumination. This is false. The normal state is that our head in the waking state is nourished less through the inner processes than the rest of the organism, and we can only be awake and perceive because the head is less nourished than the rest of the body. Now the question arises: if our head hungers whilst we are undergoing this backward development of the head—in sleep there is an attempt to arrest this process—what then do we perceive? Through Spiritual Science we learn to distinguish between two things which in practice are always linked together, but which are two quite different things. There is first the mere waking life, and then the outer perceptions and the ordinary concept of memory. What then goes on when in waking consciousness we are hungering in our head? First of all we are aware on the one hand of our Ego from the last incarnation. When we are merely awake we are aware of what we brought with us from the spiritual world, and with which we entered into existence through birth or conception. That enters and fills the space made for it in our organism; but when we perceive outer sensible objects, these external objects step into the space of the Ego, which otherwise we perceive when we have no external impression but are merely awake. In ordinary life these two things are intermingled: we are continually perceiving external objects, and are very seldom in such a state of soul that we are merely awake. The state of soul directed to external things is however always interwoven with an inclination to perceive our former Ego and to replace it by something, by external colors and sounds; then again, to perceive the former Ego and then again the external things. As soon as we perceive externally, as soon as an outer object works upon us, it suppresses our tendency, our power, to perceive the Ego of our last incarnation. It remains unconscious, we know nothing of it; but in this sense-perceiving there is really a conflict between the object which now stands before us and the Ego from our last incarnation. Now you can imagine what it means when we are developing a striving after the sensational, when we wish to give ourselves up to the outer world. That never makes us stronger in life, but always weaker; for in so doing we weaken our Ego from the past incarnation, which in a certain sense constitutes our strength. Thus you can clearly see that with the inclination of man towards the sensational, a certain weakening of the human nature appears, and the Ego becomes weaker. Now when we do not perceive, but think, imagine, what process takes place? Either our thoughts are silent or—which is not so frequent in present-day man—they link onto some external perception. When they are silent in waking-life, all we have gone through between the last incarnation and the present one works in us, in that which is able to work where room has been made for it by the body. Thus the last incarnation works in the place where perception arises; and in the place where conceptions arises, works the life which we have spent between death and the present birth. If we develop powerful thoughts within ourselves, it means that we are trying to develop these out of what we brought with us from the last birth, upon which we must take our stand. If only we have all thoughts which are called up within us from an external stimulus, which only revolve in our soul because we receive them from outside, we continually weaken what we have brought over from the time he dreamed death and birth, that is to say, our Ego. The search for sensation weakens our present life. The desire to animate our Club evenings with the dusky pints of beer so that we need to make as little demand as possible on ourselves, or the excitement of playing games, in short all this seeking for excitement from without, is not a strengthening but a weakening of the Ego, and it rests fundamentally on the fact that we do not feel strong enough to occupy ourselves with something pertaining to our soul-life. Through Spiritual Science we can clearly see the underlying reason why people are so desirous of sensation and in need of stimulus at the present time. What enters from this side into our present-day culture can be designated by a common name. Do not be offended by this name; it betokens a fundamental feature of many of the currents in the life of the present day: a limitation and narrowness of outlook. No one can deny, even taking present-day science and other activities into consideration, that one of the chief characteristics of the present-day man is his limited outlook, that limitation which prevents him from seeking the rich material in his own soul which comes from his past life and from his prenatal life. He does not believe, and he would have first to believe it, that one could be incited to do this through Spiritual Science. Let us observe from this point of view what thoughts and ideas of Spiritual Science can be for the mood and disposition of the soul. They are certainly not external stimuli, nor anything sensational, and they decidedly did not aim at this. They do not take possession of the senses through external sensations. Many people miss this. In matters of Spiritual Science people must themselves reflect, and if they do not bring forth anything from the fund of their own soul, they are likely to fall asleep over Spiritual Science. Spiritual Science gives us just this animation and shaking up of the soul-life, so that we gain the possibility of developing thoughts from our own inner self. It works against the sensational. It does this specially by giving us the possibility of thinking much about a few impressions of the senses. We need not hasten from sensation to sensation. We can give much thought to all possible sorts of sense-impressions. All the simple things which approach us personally become a riddle. Every detail makes us think a great deal; and thoughts about Saturn, Sun, Moon, the different Earth and so on, which many find so complicated, make the mind active and mobile and do not allow narrow-mindedness to any extent. Thus does our Spiritual Science work against a certain attribute of culture; it fights against a narrow outlook in the realm of perception and imagination. That is different again from the content which one can get from Spiritual Science; it is something that it can make up our soul, and we should take note of that. Now in regard to the life of feeling. What is the most noticeable thing about a person who approaches Spiritual Science in any way? And what is the most noticeable thing about most people who do not wish to know anything about it, and who turn aside from it altogether? In the latter it is lack of interest in the great circumstances of the world. We must first of all enlarge our interests beyond what lies nearest, if we are to become interested in Spiritual Science. For what do most people in our time care about what the Earth was before it became “Earth”? What do most people of the present day care what civilization was before our own time? To do so one must develop more comprehensive interests. It is a question of extending one's interests beyond the thing lying nearest. Our age has the tendency to narrow the sphere of our interests as much as possible. What is really the tendency of our age? Allow me to use the following expression: it is not at all flattering, but I do not wish to criticize, only to characterize. Our time is striving in all ways towards narrow-mindedness, towards Philistinism, and if this takes hold of the majority of people, the consequence will be that the Philistinism will gradually be introduced into the most public departments. In this respect we have a remarkable example, which in respect to the things of the present day, must have a most depressing effect on those who can see through things. In the East we have a nation which today is certainly in its infancy as regards the basic forces of its soul, but which possesses basic forces which in the future—in the sixth Post-Atlantean epoch of culture—are to develop to a remarkable height; basic soul forces which will work spiritually and have a spiritual character, and which we ought to recognize and cultivate as such. But what has established itself as public life in a remarkable manner today over a great part of this national force? Leninism! One cannot imagine anything more grotesque than the coupling together—I do not now refer to the man but to the thing—of this “aping of the civilization of the West” with the prophetic civilization of the East. There are no two things more opposite, and yet they are coupled together here. It is the most grotesque expression of materialistic striving; for out of the Folk-Spirit of the East something absolutely anti-philistine will be formed; but Leninism is the most absolute basic force of philistinism, the negation of all cultural interests of a far-reaching nature and the limitation of the interests of civilization to the narrowest realm of philistinism. We must clearly understand that. Nothing can better help us to penetrate these things, then the knowledge of Spiritual Science. Spiritual Science also works against philistinism, by appealing to the wide comprehensive interests of man. For one cannot possibly become a Spiritual Scientist without taking an interest in what binds man to the Cosmos, in what passes beyond all that is narrow and pulses into all that is great. So, in the realm of the life of feeling, spiritual knowledge is also the opponent of philistinism and of narrow-mindedness, which must inevitably result from materialism; as in the realm of the perceptive and conceptual life is also the opponent of narrow-mindedness and limitation. In the domain of the will-life also, he who observes life even but to a small extent, can make a noteworthy observations. In respect to the expressions of the will, not materialism itself but what it brings in its train leads to the development of something remarkable in collective human life. The will must indeed always express itself with the help of the bodily nature, if it is to have an effect on the outer world. In regard to the will, present-day materialism makes man awkward. By reason of man's directing his bodily forces only in to quite distinct channels in his earliest youth and wielding them only in some particular directions, he becomes awkward in wider spheres. There are men today who, when they first find themselves in need of it, cannot even sew on a trouser-button for themselves, let alone anything else, strange as this may sound. If a man does not regard Spiritual Science as theory or doctrine but as something that works warmly within him and is taken into his whole personality, he will find that this passes over into the muscles and the pulsation of the blood and makes him dexterous. If we imparted a spiritually-scientific way of picturing things to our children, we should see the result; we should see that they would become adroit, that they would be able to do things more easily, their fingers would become more flexible. The possibility of making the ideas more mobile, occasions the will also do become more active in its methods of expression. Thus in the sphere of the will-life, Spiritual Science fights against that which threatens mankind: awkwardness. This is a characteristic of our time to a far greater extent than we realize. Just observe how little fitted men are today to do anything at all outside the narrow concerns of their professions; they are no longer able to do anything else besides; and they only do more or less work in their professions for the reason that their soul's course has been laid out for them. Confront a man who is thoroughly routine in his profession with something different, and you will see how very one-sided our present-day culture is. That cannot be obviated by external means; for the whole political economy tends towards specializing everything. To try to fight against this would be absurd. It is possible, however, so to fortify men's inner nature that they would receive the impulse of dexterity from the center of there being. For that it is necessary however to be quite permeated, thoroughly permeated, with the knowledge of the super-sensible world, and chiefly of the super-sensible nature of man. We cannot understand perception and conception, even from a spiritually-scientific point of view, if we do not know what I have said before, that the human organism makes room, through the backward activity of the head-organism, for the past life and also the life between death and rebirth to flow in. The life after death also close into our organism. The opinions of natural science about the human organization are, as I have already said, far too one-sided. The trunk-man alone might be thus one-sidedly observed, but not so the extremities-man. If we observe the extremities: arms, hands, feet, legs (which organism is continued inwardly), this extremity-organism is seen to be the reverse of the head-organism: and over-development exists there which forces the development beyond the normal. If we accurately study man's development in regard to these relations we shall see that it shoots beyond the needs between birth and death. Let us consider only what is external: the armed organism in connection with the breasts; the secondary organs which serve propagation; the legs in connection with the primary sexual organs—the extremities in connection physically with that whereby man even physically looks out beyond himself. The extremities organism at its center serves not nearly what is poured out over the individual human life, but that by means of which his vision extends beyond himself: the psycho-spiritual. What lies—as soul and spirit—beyond the extremities extends beyond what serves human life between birth and death. Thus, just as man physically out of his own organism functions into that of the child through the center of his extremities, so that is present in him spiritually as imagination which he carries through the portal of death by virtue of his being an arm- and leg-man. Through imaginative cognition it can be very clearly seen that man bears quite distinctly—and even anatomically—his future state after death, spiritually in his extremities-organism. If we study natural science properly, we shall gradually cease to say that Spiritual Science is something that we cannot understand. If we really observe the human organism not as rectilinear, for that it is not, but as it really is, then natural science itself will make it necessary to turn to Spiritual Science. Mankind will of course have to overcome something—the belief in the similarity of all other sense-impressions. The similarity of all external sense-impressions is believed today, not only by the unlearned, but also by the scientific investigator who has a man before him in the clinic and examines him anatomically. To him the heart is a similar organism to the head, but this is not correct; the head as compared with the heart stands at the retrogressive stage in its whole organization. Only we do not know how to observe; that is the trouble. If we want to learn to observe correctly, we can gain from natural science itself fundamental conviction of the spiritual in man, which passes through births and deaths. When however we arrive at this, we shall also take into account this soul and spirit nature in the whole movement and growth of culture and we shall then understand the importance of the struggle against having a narrow outlook, against philistinism, and gaucherie, and we shall copperhead much else as well. Above all we shall learn to reckon with the spirit in practical life. The physicist is allowed to speak freely today of positive and negative electricity, of positive and negative magnetism; and yet it is taken amiss when the spiritual scientist in his domain speaks of two currents of force in the human soul, the Luciferic and Ahrimanic. But these two currents of force are just as much a polarity for the human soul as positive and negative magnetism or electricity in the physical. If we wish to understand humanity in its development we must take the trouble to observe what is at work in regard to the Luciferic and Ahrimanic element in life. An example: Our social structure was for a long period of time influenced in a one-sided manner by Luciferic beings. Yet we could not simply eradicate the Luciferic element from life! A person who is always saying, “I will protect myself from the Luciferic element” is the very one to fall into it. There can only be a question of conceding it the right place in life and of knowing what is Luciferic and what is Ahrimanic: then we shall not exaggerate their effects and not put them in a false light. For centuries our social structure in Europe and also in other parts of the world has been ruled by strong one-sided Luciferic impulses. These strong Luciferic impulses lay hold of the instincts and habits of man, of that which works from within. All this is not criticism, only a characterization of these times. How did the Luciferic element work? Now great consideration has been given to determining social culture, the position of a man in life by laying great value on his vanity, on his ambition. These are Luciferic impulses. The vanity and ambition of a man had been stimulated. I would remind you how much weight is attached to pride and ambition in schools, even up to our times; and pride and ambition has led a man in many respects to acquire this or that, in order to gain an important place in life. We have now reached an important point in life. It can scarcely escape the notice of a close observer that these Luciferic impulses are on the decline. To use a superficial expression, they no longer draw. But now something else is to be brought in, something essentially Ahrimanic; and one Ahrimanic feature is creeping into the customs of our present day. Our beloved populist so free from authority, which never wants to believe in authority, and which therefore, as a matter of course, falls a victim to all authorities, will again unsuspectingly allow to pass unobserved what is now about to take root as a one-sided Ahrimanic power in regard to the form the social structure. Something quite remarkable is now making itself felt, so-called “Intelligence tests.” Experimental psychology, which at the universities is doubtless to a certain extent justifiable, can discover many things as regards the working of the human body and as to how it expresses various things. But this psychology desires to have a certain occupation, and testing is easier than any other examination of the soul. The experimenter has a certain instrument which makes records on an electrical course; it places students at certain points and notes how long it takes for an impression to be received and to be brought to their consciousness. He thus works, from he an external clinical point of view, in a business-like way. That is easier than to investigate inwardly. For certain things the value of this experimental psychology is undeniable, but it wants to have a wider field. It now wants to take in hand “Intelligence tests.” For that, a number of children are taken from various grades of school classes and are tested as regards their “talents,” their memory, their power of observation, and so on; but the way in which the test is carried out by the methods of experimental psychology is very remarkable. Memory, for instance, is tested in the following way: On the blackboard two rows of words are written which have no connection with one another; for example, “head” and “crystal,” then two other disconnected words, and so on. After they have all been rubbed out again, the first word only is written down and the child has quickly to add the second one from memory. Those children who have best observed which word came next are considered to have the best memories, and the others who can recollect nothing at all or need a longer time are supposed to have a worse one. That is how the memory or the intelligence is tested. I will read a prize example of this (from the newspaper “German Politics,” 1918: “The discovery of the psycho-technique in Germany during the War” by Dr. Curt Piorkowski):
Imagine how intelligent a boy or girl must be if they are to hit upon such an idea!
It is considered quite especially intelligent if the person under examination thinks that the murderer might see himself in the mirror, and take his own face for that of another.
Just according to whether the examinee interpolates the obvious thing or not is he considered more or less intelligent, and as a child who is shown to be the more intelligent in this respect will be supported by scholarships or in some other way; while the one who could think of nothing further then that one might see a murderer in the mirror receives no scholarships. In such a way is the intelligence to be tested today and with regard to these tests there is enthusiasm. By this means social order is to be influenced even if not arranged. The dear public however will welcome such things with all their hearts as the issue of the true and sincere science of the present day, for these things create a great stir today. In this way sought to find ways and means of methodically “putting the right man in the right place,” and essays are written beginning as follows: “More than almost any other science has applied psychology blossomed during the war. It is not a chance appearance, for war with its waste of men and its various requirements has proved the importance of not using human forces extravagantly and aimlessly; but using them to the best advantage. Up till now pedagogy alone dealt practically with exact psychology; now three new questions are added: for what vocation as the man best suited? (Problem of the suitability of a profession) How is a substitute be found for the many intelligences that have been destroyed? (Selection of talent); What possibilities of healing are there for those wounded in the head or those with otherwise damaged nerves? (Practice of psychical therapy).”—And so it goes on in the style. An error of the times is coupled with a significant phrase and the matter will be less noticed, because there are, of course, vocations which must be conducted according to this method. It is quite obvious that airmen for instance have to be examined in a similar way, with a certain justification. But this should not be applied to all. For in such a one-sided development something Ahrimanic will thereby be brought into our social structure. All that comes from the soul-nature, from the elemental, impulsive soul-nature, would thus be eliminated from human aspirations and endeavor. To put the matter roughly: Do we believe that if such intelligence tests could really be determinative, a phrase like “Joy and Love are the wings of great deeds” could still have significance? If people would only think of their own great men! We can be quite sure that if such an examiner had to examine Helmholtz he would have represented him quite certainly as a fellow without talent. Read the biography of Helmholtz! That is an Ahrimanic feature. Things appear disguised as well. If people are not able to observe things through Spiritual Science, they cannot see where the harm is. It does not suffice that in our time people like to wallow in all kinds of sensual feelings, it is necessary they should wake up in regard to their judgment of life. A great deal would be gained in regard to this nonsense of intelligence tests if there were at least a few people who formed an objective opinion about it. For it will blossom and flourish, you may be quite sure of that! It will become what the “prejudice-free soul-test” has at last made it, and it will be glorified as one of the finest outcomes of that philosophical tendency which has at last stripped off the old idealistic prejudices and methods and now goes in for “the real.” Spiritual Science must work practically in this sense. Now much is connected with these things, and above all this, that breadth of interest and reality must at last become fundamental attributes of the human soul. I should like to give you two pretty examples of the way in which reality works in our day, and how a certain interest is not present. If I choose personal examples I take it for granted that you will not take it amiss, for you indeed know that I do not do so from any personal foolishness. Recently I held a lecture in Munich on the experiences which the seer makes in art. I have never supposed that any newspaper reporter would be able to understand the subject of Spiritual Science or to write anything in praise of it. If a newspaper reporter should begin to write about Spiritual Science in a flattering manner I should think that something was not in order; but we may study some examples of their work. In the lecture mentioned I also spoke of the art of music and of how musical experience affects the whole man in a remarkable way, that really whenever there is a musical experience a rhythm is set up in the inner man. I then spoke on the one hand in reference to the physiological side, explaining the flowing to and fro of the brain-fluid through the arachnoidal space and further demonstrated how the spinal-marrow canal is elastic to a greater or less degree and how a wonderful inner rhythm is in fact brought about thereby. Musical experiences create a glorious rhythm in life; I mentioned these rhythmical movements of the brain-fluid as being connected with inspiration and expiration; and as I also spoke in this lecture of symbolic ideas, a newspaper reporter wrote that I myself used symbolic ideas which were untenable: the idea of ‘brain-fluid’! We need only recollect that without the ‘brain-fluid’ the brain, which according to the principle of Archimedes becomes lighter than the brain-fluid, would compress and crush to pieces the blood vessels lying beneath it. Thus the ‘brain-fluid’ is a very real thing. But thus do matters stand with respect to the interests which men have, and such is the nonsense written in consequence. Then an example, only a small illustration, of truth and untruth. I have often mentioned that the remarkable scholar Max Dessoir has also written a chapter about Anthroposophy in his book “The Other Side of the Soul.” I tried to point out to him the many different misrepresentations. Even from an external point of view his method of relating is really very comical by reason of its absolute superficiality. Thus for instance he mentioned my “Philosophy of Spiritual Activity” and said of it that it was my first literary production. I could not do otherwise than reply, although it was out of place to do so, that for 10 years before it appeared I had already written and had my books published. But “The Other Side of the Soul” by Max Dessoir aroused attention; it was discussed everywhere by the journalists (who consider the brain-fluid as a symbolical idea). It caught on, and now a second edition has appeared. In the preface to this, Max Dessoir tries to justify himself, and again in the same fashion. He cannot get out of it and says the context proved quite clearly that I did not grasp what he meant; he meant that the “Philosophy of Spiritual Activity” was my first “theosophical” book. Thus apart from the fact that everyone must smile at his statement that he did not mean my first literary work, everyone must again laugh when the “Philosophy of Spiritual Activity” is called my first “theosophical” book. For a far-reaching discussion exists as to whether I abandoned philosophical authorship in my theosophical works. That is how far veracity is regarded, and it is necessary to attract people's notice to it. But without veracity we cannot progress, and we dare not let such things simply pass in this manner. To anyone who has knowledge of the things concerned, the whole book of Max Dessoir is compiled like the chapter on Anthroposophy . And yet, what happened? A newspaper, the “Kant Studien,” which regards itself as extremely serious (I mention this because in this paper no attack is made on Anthroposophy)—the “Kant Studien”—which prides itself tremendously on its purely scholarly scientific bent, speaks of this product of Dessoir as a serious scientific book in many ways. One of the saddest experiences one can have is to find a book which evinces the greatest superficiality considered by a philosophical magazine as a “serious scientific book,” as it is called there. Now I ask: What then is the public, the public which has no belief in authority, to do today? It takes such works as the “Kant Studien” (Studies of Kant) and so on, as a matter of course out of the libraries. And yet such things are to be found in it. We must go back to what lies at the base of human nature through the spirit if the will be present. And this foundation is only touched by the strivings of Spiritual Science today. In this one cannot do otherwise than work towards reality, breadth of interest, towards anti-philistinism and activity as regards life. I wished to speak to you again of these things so that our consciousness may not grow faint; in Spiritual Science it is not merely the content that matters, but also the special nature of the concept, ideas and thought in our soul, so that it may be raised out of limitations, philistinism and awkwardness. That is something which the observer of the special impulses which lie in Spiritual Science must consider more and more. We must grasp the practical value of Spiritual Science. In the next lecture we shall speak further of these things. |
293. The Study of Man: Lecture VII
28 Aug 1919, Stuttgart Tr. Daphne Harwood Rudolf Steiner |
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293. The Study of Man: Lecture VII
28 Aug 1919, Stuttgart Tr. Daphne Harwood Rudolf Steiner |
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Your task is to gain an insight into what the human being really is. Up to now in our survey of general pedagogy we have endeavoured to comprehend this nature of man first of all from the point of view of the soul and then from that of the spirit. To-day we will continue from the latter point of view. We shall of course continually have to refer to the conceptions of pedagogy, psychology and the life of the soul, which are current in the world to-day; for in course of time you will have to read and digest the books which are published on pedagogy and psychology, as far as you have time and leisure to do so. If we consider the human being from the point of view of the soul, we lay chief stress on discovering antipathies and sympathies within the laws which govern the world; but if we consider the human being from the spiritual point of view, we must lay the chief stress on discovering the conditions of consciousness. Now yesterday we concerned ourselves with the three conditions of consciousness which hold sway in the human being: namely, the full waking consciousness, dreaming and sleeping: and we showed how the full waking consciousness is really only present in thinking-cognition; dreaming in feeling; and sleeping in willing. All comprehension is really a question of relating one thing to another: the only way we can comprehend things in the world is by relating them to each other. I wish to make this statement concerning method at the outset. When we place ourselves into a knowing relationship with the world, we are first of all observing. Either we observe with our senses, as we do in ordinary life, or we develop ourselves somewhat further and observe with soul and spirit, as we can do in Imagination, Inspiration and Intuition. But spiritual observation too is “observation,” and all observation requires to be completed by our comprehension or conception. But we can only comprehend if we relate one thing to another in the universe and in our environment. You can form good conceptions of body, soul and spirit if you have the whole course of human life clearly before you. Only you must take into account that in this relating of things to each other, as I shall now explain, you have only the rudiments of comprehension. You will need to develop further the conceptions you arrive at in this manner. For instance if you consider the child as he first comes into the world, if you observe his physical form, his movements, his expressions, his crying, his baby talk and so on—you will get a picture which is chiefly of the human body. But this picture will only be complete if you relate it to the middle age, and old age of the human being. In the middle age the human being is more predominantly soul, and in old age he is most spiritual. This last statement can easily be contended. People will certainly come and say: “But a great many old people become quite feeble-minded.” A favourite objection of materialism to those who speak of the soul and the spirit is that people get feeble-minded in old age, and, with true consistency, the materialists argue that even such a great man as Kant became feeble-minded in his old age. The statement of the materialists and the fact are quite right. Only they do not prove what they set out to prove. For even Kant, when he stood before the gate of death, was wiser than in his childhood; only in childhood his body was capable of receiving all that came out of his wisdom, and thereby it could become conscious in his physical life. But in old age the body became incapable of receiving what the spirit was giving it. The body was no longer a proper instrument for the spirit. Therefore on the physical plane Kant could no longer come to a consciousness of what lived in his spirit. In spite of the apparent force of the above-mentioned argument, then, we must be quite clear that in old age men become wise and spiritual and that they come near to the Spirits. Therefore in the case of people who, right into their old age, can preserve elasticity and life power for their spirit, we must recognise the beginnings of spiritual qualities. For there are such possibilities. In Berlin there were once two professors. One was Michelet the disciple of Hegel, who was over ninety years old. And as he was considerably gifted he only got as far as being Honorary Professor, but although he was so old he still gave lectures Then there was another called Zeller, the historian of Greek philosophy. Compared with Michelet he was a mere boy, for he was only seventy. But everybody said how he was feeling the burden of age, how he could no longer give lectures, or, in any case, was always wishing to have them reduced. To this Michelet always said: “I can't understand Zeller; I could give lectures all day long, but Zeller, though still in his youth, is always saying that it is getting too much of a strain for him!” So you see one may find isolated examples only of what I have stated about the spirit in old age; yet it really is so. If, on the other hand, we observe the characteristics of the human being in middle age, we shall get a first basis for our observations of the soul. For this reason, too, a man in middle life is more able, as it were, to belie the soul element. He can appear to be either soulless or very much imbued with soul. For the soul element lies within the freedom of man, even in education. The fact that many people are very soulless in middle life does not prove that middle age is not the age of the soul. If you compare the bodily nature of the child—kicking and sprawling and performing unconscious actions—with the quiet contemplative bodily nature of old age, you have on the one hand a body that shows its bodily side predominantly, in the child, and on the other hand you have a body that as it were withdraws its bodily side in old age, a body that to a certain degree belies its own bodily nature. Now if we turn our attention more to the soul life we shall say: the human being bears within him thinking-cognition feeling and willing. When we observe a child the impression we get of the child's soul shows a close connection between willing and feeling. We might say that willing and feeling have grown together in the child. When the child kicks and tumbles about he is making movements which precisely correspond to his feelings at the moment; he is not capable of keeping his movements and his feelings separate. With an old man the opposite is the case: thinking-cognition and feeling have grown together within him, and willing stands apart, independently. Thus human life runs its course in such a way that feeling, which is at first bound up with willing, gradually frees itself from it. And a good deal of education is concerned with this, with this freeing of the feeling from the will. Then the feeling which has been freed from willing unites itself with thinking-cognition. And this is the concern of later life. We can only prepare the child rightly for his later life if we bring about the proper release of feeling from willing; then in a later period of life as a grown man or woman he will be able to unite this released feeling with thinking-cognition, and thus be fitted for his life. Why is it that we listen to an old man, even when he is relating his life history? It is because in the course of his life he has united his personal feeling with his concepts and ideas. He is not telling us theories: he is really telling us about the feelings which he personally has been able to unite with his ideas and concepts. With the old man, who has really united his feelings with thinking-cognition, the concepts and ideas ring true; they are filled with warmth, and permeated with reality; they sound concrete and personal. Whilst with those who have ceased to develop beyond the stage of middle-aged manhood or womanhood the concepts and ideas sound theoretical, abstract, scientific. It is an essential factor of human life that the evolution of soul powers runs a certain course; for the feeling-willing of the child develops into the feeling-thinking of the old man. Human life lies between the two, and we can only give an education befitting this human life when our study of the soul includes this knowledge. Now we must take notice that something arises straight-away whenever we begin to observe the world—indeed in all psychologies it is described as the first thing that occurs in observation of the external world; and that is sensation. When any one of our senses comes into touch with the environment, it has a sensation. We have sensations of colour, tones, warmth and cold. Thus sensation enters into our contact with our environment. But you cannot get a true conception of sensation from the way it is described in current books on psychology. When the psychologists speak of sensation they say: in the external world a certain physical process is going on, vibrations in the light ether or waves in the air; this streams on to our sense organ and stimulates it. People speak of stimulus, and they hold to the expression they form, but will not make it comprehensible. For through the sense organ the stimulus releases sensation in our souls, the wholly qualitative sensation which is caused by the physical process (for example by the vibration of air waves in hearing). But how this comes about neither psychology nor present-day science can tell us. This is what we generally find in psychological books. You will be brought nearer to an understanding of these things than you will by these psychological ideas, if, having insight into the nature of sensations themselves, you can yourself answer the question: to which of the soul forces is sensation really most closely related? Psychologists make light of it; they glibly connect sensation with cognition, without more ado, and say: first we have a sensation, then we perceive, then we make mental pictures, form concepts and so on. This indeed is what the process appears at first to be. But this explanation leaves out of account what the nature of sensation really is. If we consider it with a sufficient amount of self-observation we shall recognise that sensation is really of a will nature with some element of feeling nature woven into it. It is not really related to thinking-cognition, but rather to feeling-willing or willing-feeling. It is of course impossible to be acquainted with all the countless psychologies there are in the world to-day, and I do not know how many of them have grasped anything of the relationship between sensation and willing-feeling or feeling-willing. It would not be quite exact to say that sensation is related to willing; rather it is related to willing-feeling or feeling-willing. But there is at least one psychologist, Moritz Benedikt of Vienna, who especially distinguished himself by his power of observation, and who recognised in his psychology that sensation is related to feeling. Other psychologists certainly set very little store by this psychology of Moritz Benedikt, and it is true that there is something rather peculiar about it. Firstly, Moritz Benedikt is by vocation a criminal-anthropologist; and he proceeds to write a book on psychology. Secondly, he is a naturalist—and writes about the importance of poetic works of art in education, in fact he analyses poetic works of art to show how they can be used in education. What a dreadful thing! The man sets up to be a scientist, and actually imagines that psychologists have something to learn from the poets! And thirdly, this man is a Jewish naturalist, a scientific Jew, and he writes a book on Psychology and deliberately dedicates it to Laurenz Mullner, a priest, the Catholic philosopher of the theological faculty in the University of Vienna (for he still held this post at that time). Three frightful things, which make it quite impossible for the professional psychologists to take the man seriously. But if you were to read his books on psychology, you would find so many single apt ideas, that you would get much from them, although you would have to repudiate the structure of his psychology as a whole, his whole materialistic way of thought—for such it is indeed. You would get nothing at all from the book as a whole, but a great deal from single observations within it. Thus you must seek the best in the world wherever it is to be found. If you are a good observer of details, but are put off by the general tendency of Moritz Benedikt's work, you need therefore not necessarily repudiate the wise observations that he makes. Thus sensation, as it appears within the human being, is willing-feeling or feeling-willing. Therefore we must say that where man's sense sphere spreads itself externally—for we bear our senses on the periphery of our body, if I may express it rather crudely—there some form of feeling-willing and willing-feeling is to be found. If we draw a diagram of the human being (and please note it is only a diagram) we have here on the outer surface, in the sphere of the senses, willing-feeling and feeling-willing. (see drawing further on) What then do we do on this surface when feeling-willing and willing-feeling is present, in so far as this surface of the body is the sphere of the senses? We perform an activity which is half-sleeping, half dreaming; we might even call it a dreaming-sleeping, a sleeping-dreaming. For we do not only sleep in the night, we are continually asleep on the periphery, on the external surface of our body, and the reason why we as human beings do not entirely comprehend our sensations, is because in these regions where the sensations are to be found we are only dreaming in sleep, or sleeping in dreams. The psychologists have no notion that what prevents them from understanding the sensations is the same thing as prevents us from bringing our dreams into clear consciousness when we wake in the morning. You see, the concepts of sleeping and dreaming have a meaning which differs entirely from that we would give them in ordinary life. All we know about sleeping in ordinary life is that when we are in bed at night we go to sleep. We have no idea that this sleeping extends much further, and that we are always sleeping on the surface of the body, although this sleeping is constantly being penetrated by dreams. These “dreams” are the sensations of the senses, before they are taken hold of by the intellect and by thinking-cognition. You must seek out the sphere of willing and feeling in the child's senses also. This is why we insist so strongly in these lectures that while educating intellect we must also work continually on the will. For in all that the child looks at and perceives we must also cultivate will and feeling; otherwise we shall really be contradicting the child's sensations. It is only when we address an old man, a man in the evening of his life, that we can think of the sensations as having already been transformed. In the case of the old man sensation has already passed over from feeling-willing to feeling-thinking or thinking-feeling. Sensations have been somewhat changed within him. They have more of the nature of thought and have lost the restless nature of will—they have become more calm. Only in old age can we say that sensations approach the realm of concepts and ideas. Most psychologists do not make this fine distinction in sensations. For them the sensations of old age are the same as those of the child, for sensations for them are simply sensations. That is about as logical as to say: the razor (Rasermesser) is a knife (Messer), so let us cut our meat with it, for a knife is a knife. This is taking the concept from the verbal explanation. This we should never do, but rather take the concept from the facts. We should then discover that sensation has life, that it develops, and in the child it has more of a will nature, in the old man more of an intellectual nature. Of course it is much easier to deduce everything from words; it is for this reason that we have so many people who can make definitions, some of which can have a terrible effect on you. On one occasion I met a schoolfellow of mine, after we had for some time been separated and had gone our several ways. We had been at the same primary school together; I then went to the Grammar School (Realschule) and he to the Teachers' Training College, and what is more to a Hungarian College—and that meant something in the seventies. After some years we met and had a conversation about light. I had already learnt what could be learnt in ordinary physics, that light has something to do with ether waves, and so on. This could at least be regarded as a cause of light. My former schoolfellow then added: “We have also learnt what light is. Light is the cause of sight!” A hotchpotch of words! It is thus that concepts become mere verbal explanations. And we can imagine what sort of things the pupils were told when we learn that the gentleman in question had later to teach a large number of pupils, until at last he was pensioned off. We must get away from the words and come to the spirit of things. If we want to understand something we must not immediately think of the word each time, but we must seek the real connections. If we look up the derivation of the word Geist (spirit) in Fritz Mauthner's History of Language to discover what its original form was, we shall find it is related to Gischt (“froth” or “effervescence”) and to “gas.” These relationships do exist, but we should not get very far by simply building on them. But unfortunately this method is covertly applied to the Bible and therefore with most people, and especially present-day theologies, the Bible is less understood than any other book. The essential thing is that we should always proceed according to facts, and not endeavour to get a conception of spirit from the derivation of the word, but by comparing the life in the body of a child with the life in the body of an old person. By means of this connecting of one fact with another we get true conception. And thus we can only get a true conception of sensation if we know that it is able to arise as willing-feeling or feeling-willing in the bodily periphery of the child, because compared with the more human inward side of the child's being this bodily periphery is asleep and dreaming in its sleep. Thus you are not only fully awake in thinking-cognition, but you are also only awake in the inner sphere of your body. At the periphery or surface of the body you are perpetually asleep. And further: that which takes place in the environment, or rather on the surface of the body, takes place in a similar way in the head, and increases in intensity the further we go into the human being into the blood and muscle elements. Here, too, man is asleep and also dreaming. On the surface man is asleep and dreaming, and again towards the inner part of his body he is asleep and dreaming. Therefore what is more of a soul nature, willing-feeling, feeling-willing, our life of desires and so on, remain in the inner part of our body in a dreaming sleep. Where then are we fully awake? In the intervening zone, when we are entirely wakeful. Now you see that we are proceeding from a spiritual point of view, by applying the facts of waking and sleeping to man even in a spatial way, and by relating this to his physical form so that we can say: from a spiritual point of view the human being is so constituted that at the surface of the body and in his central organs he is asleep and can only be really awake in the intervening zone, during his life between birth and death. Now what are the organs that are specially developed in this intervening region? Those organs, especially in the head, that we call nerves, the nerve apparatus. This nerve apparatus sends its shoots into the zone of the outer surface and also into the inner region where they again disperse as they do on the surface: and between the two there are middle zones such as the brain, the spinal cord and the solar plexus. Here we have the opportunity of being really awake. Where the nerves are most developed, there we are most awake. But the nervous system has a peculiar relationship to the spirit. It is a system of organs which through the functions of the body continually has the tendency to decay and finally to become mineral. If in a living human being you could liberate his nerve system from the rest of the gland-muscle-blood nature and bony nature—you could even leave the bony system with the nerves—then this nerve system in the living human being would already be a corpse, perpetually a corpse. In the nerve system the dying element in man is always at work. The nerve system is the only system that has no connection whatever with soul and spirit. Blood, muscles, and so on always have a direct connection with soul and spirit. The nerve system has no direct connection with these: the only way in which it has such a connection at all is by constantly leaving the human organisation, by not being present within it, because it is continually decaying. The other members are alive, and can therefore form direct connections with the soul and spirit; the nerve system is continually dying out, and is continually saying to the human being: “You can evolve because I am setting up no obstacle, because I see to it that I with my life am not there at all.” That is the peculiar thing about it. In psychology and physiology you find the following put forward; the organ that acts as a medium for sensation, thinking and the whole soul and spirit element, is the nerve system. But how does it come to be this medium? Only by continually expelling itself from life, so that it does not offer any obstacles to thinking and sensation, forms no connections with thinking and sensation, and in that place where it is it leaves the human being “empty” in favour of the soul and spirit, Actually there are hollow spaces for the spirit and soul where the nerves are. Therefore spirit and soul can enter in where these hollow spaces are. We must be grateful to the nerve system that it does not trouble about soul and spirit, and does not do all that is ascribed to it by the physiologists and psychologists. For if it did this, if for five minutes only the nerves did what the physiologists and psychologists describe them as doing, then in these five minutes we should know nothing about the world nor about ourselves; in fact we should be asleep. For the nerves would then act like those organs which bring about sleeping, which bring about feeling-willing, willing-feeling. Indeed it is no easy matter to state the truth about physiology and psychology to-day, for people always say: “You are standing the world on its head.” The truth is that the world is already standing on its head, and we have to set it on its legs again by means of spiritual science. The physiologists say that the organs of thinking are the nerves, and especially the brain. The truth is that the brain and nerve system can only have anything to do with thinking-cognition through the fact that they are constantly shutting themselves off from the human organisation and thereby allowing thinking-cognition to develop. Now you must attend very carefully to what I am going to say, and please bring all your powers of understanding to bear upon it. In the environment of man, where the sphere of the senses is, there are real processes at work which play their part unceasingly in the life of the world. Let us suppose that light is working upon the human being through the eye. In the eye, that is, in the sphere of the senses, a real process is at work, a physical-chemical process is taking place. This continues into the inner part of the human body, and finally indeed into that inner part where, once again, physical-chemical processes take place (the dark shading in the drawing). Now imagine that you are standing opposite an illumined surface and that rays of light are falling from this surface into your eye. There again physical-chemical processes arise, which are continued into the muscle and blood nature within the human being. In between there remains a vacant zone. In this vacant zone, which has been left empty by the nerve organ, no independent processes are developed such as that in the eye or in the inner nature of the human being; but there enters what is outside: the nature of light, the nature of colour. Thus, at the surface of our bodies where the senses are, we have material processes which are dependent on the eye, the ear, the organs which can receive warmth and so on: similar processes also take place in the inner sphere of the human being. But not in between, where the nerves spread themselves out: they leave the space free, there we can live with what is outside us. Your eye changes the light and colour. But where your nerves are, where as regards life there is only hollow space, there light and colour do not change, and you yourself are experiencing light and colour. It is only with regard to the sphere of the senses that you are separated from the external world: within, as in a shell, you yourself live with the external processes. Here you yourself become light, you become sound, the processes have free play because the nerves form no obstacle as blood and muscle do. Now we get some feeling of how significant this is: we are awake in a part of our being which in contrast to other living parts may be described as a hollow space, whilst at the external surface and in the inner sphere we are dreaming in sleep, and sleeping in dreams. We are only fully awake in a zone which lies between the outer and inner spheres. This is true in respect to space. But in considering the human being from a spiritual point of view we must also bring the time element of his life into relationship with waking, sleeping and dreaming. You learn something, you take it in and it passes into your full waking consciousness. Whilst you are occupying yourself with this thing and thinking about it, it is in your full waking consciousness. Then you return to your ordinary life. Other things claim your interest and attention. Now what happens to what you have just learnt, to what was occupying your attention? It begins to fall asleep; and when you remember it again, it awakens again. You will only get the right point of view about all these things when you substitute real conceptions for all the rigmarole's you read in psychology books about remembering and forgetting. What is remembering? It is the awakening of a complex of mental pictures. And what is forgetting? It is the falling asleep of the complex of mental pictures. Here you can compare real things with real experiences, here you have no mere verbal definitions. If you ponder over waking and sleeping, if you look at your own experience or another's on falling asleep, you have a real process before you. You relate forgetting, this inner soul activity, to this real process—not to any word—and you compare the two and say: forgetting is only falling asleep in another sphere, and remembering is only waking up in another sphere. Only so can you come to a spiritual understanding of the world, by comparing realities with realities. Just as you have to compare childhood with old age to find the real relationship between body and soul, at least the elements of it, so in the same way you can compare remembering and forgetting by relating it to something real, to falling asleep and waking up. It is this that will be so infinitely necessary to the future of mankind; that men accustom themselves to enter into reality. People think almost exclusively in words today; they do not think in real terms. How could a present-day man get at this conception of awakening which is the reality about memory? In the sphere of mere words he can hear of all kinds of ways of defining memory; but it will not occur to him to find out these things from the reality, from the thing itself. Therefore you will understand that when people hear of something like the Threefold Organism of the State, which springs entirely out of reality and not out of abstract conceptions, they find it incomprehensible at first because they are quite unaccustomed to produce things out of reality. They do not connect any of their conceptions with getting things out of reality. And the people who do this least are the Socialist leaders in their theories; they represent the last word, the last stage of decadence in the realm of verbal explanations. These are the people who most of all believe that they understand something of reality, but when they begin to talk they make use of the veriest husks of words. This was only an interpolation with reference to the current trend of our times. But the teacher must understand also the times in which he lives, for he has to understand the children who out of these very times are entrusted to him for their education. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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The questions we have introduced also belong among the ones Kant put on his antinomian chart. He drew people's attention to the fact that one can just as well prove positively, in as proper and logical a way as possible, that everything that happens in the world, including human action, is subject to rigid necessity, as one can prove that human beings are free and influence in one way or another the course of events when they bring their will to bear on it. Kant considered these questions to be outside the realm of human knowledge, to be questions that lie beyond the limits of human knowledge, because we can prove the one just as easily and conclusively as the other. |
1. Immanuel Kant, 1724-1804, German philosopher of the Enlightenment. For his antinomian chart see his book Critique of Pure Reason published in 1781. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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Now that we can be together again, it will be my task in the coming days to speak about important but rather difficult aspects of human and world existence, and we shall certainly not be able to reach any conclusion about these in this lecture; we can only make a beginning. As we proceed we will see how tremendously important these very questions are if we are to connect ourselves inwardly with the soul-stirring events of our times. If I had to summarize in a few words what I am going to speak about, I would say “necessity in world events and in human actions” and “human freedom in these two domains.” There is hardly anyone who is not more or less intensely concerned with these problems, and perhaps there are hardly any events on the physical plane that urge us as strongly to deal with these questions as the ones that are at present overshadowing the peoples of Europe and reverberating in their souls. If we look at world events and our own actions, feeling, willing, and thinking within these events, considering them for the moment in conjunction with what we call divine cosmic guidance, wisdom-filled cosmic guidance, we see that this divine guidance is at work everywhere. And if we look at something that has happened and that perhaps we ourselves have been involved in, we can ask afterwards “Was the reason for this event we were involved in so much a part of wise cosmic guidance that we can say it was inevitable for it to happen as it did, and we ourselves could not have acted differently in it?” Or, looking more toward the future, we could also say “At some time in the future one or another thing will happen in which we believe we may be playing a part. Ought we not assume of the wise world guidance we presupposed that what happens in the future will also come about inevitably or, as we often say, is predetermined?” Can our freedom exist under such conditions? Can we resolve to use the ideas and skills we have acquired to intervene in some way? Can we do anything to alter things through the way we intervene if we do not want them to happen in the way they would be bound to happen without our intervention? If we look back on the past, we tend to have the impression that everything was inevitable and could not have happened differently. If we look more toward the future, we have the impression that it must be possible for us to intervene in the course of events with our own will as much as we can. In short, we will always be in a conflict between supposing an absolute and all-pervading necessity on the one hand and necessarily assuming that we are free on the other. For without this latter assumption we cannot maintain our world view and would have to accept the fact that we are like cogs in the huge machine of existence, governed by the forces ruling the machine to the point where even the duties of the cogs are predetermined. As you know, the conflict between choosing one thing or the other runs to some extent through all our intellectual endeavors. There have always been philosophers called determinists who supposed that all the events we are involved in through our actions and our willing are strictly predetermined, and there have also always been indeterminists who supposed that, on the contrary, human beings can intervene in the course of evolution through their will and their ideas. You know too that the most extreme form of determinism is fatalism, which clings so firmly to the belief that the world is pervaded by spiritual necessity as to presuppose that not one single thing could possibly happen differently from the way it was predetermined, that human beings cannot do other than submit passively to a fate that fills the whole world just because everything is predetermined. Perhaps some of you also know that Kant set up an antinomian chart on one side of which he wrote a particular statement and always set its opposite on the other side.1 For example, on one side stood the assertion “In terms of space the world is infinite,” and on the other side “In terms of space the world is finite.” He then went on to show that with the concepts at our disposal we can prove one of these just as well as the other. We can prove with the same logical exactitude that “the world is infinite with regard to both space and time” or that “the world is finite, boarded-up, in terms of space and that it had a beginning in time.” The questions we have introduced also belong among the ones Kant put on his antinomian chart. He drew people's attention to the fact that one can just as well prove positively, in as proper and logical a way as possible, that everything that happens in the world, including human action, is subject to rigid necessity, as one can prove that human beings are free and influence in one way or another the course of events when they bring their will to bear on it. Kant considered these questions to be outside the realm of human knowledge, to be questions that lie beyond the limits of human knowledge, because we can prove the one just as easily and conclusively as the other. Our studies of the last few years will actually have more or less given you the groundwork to get to the bottom of this strange mystery. For it certainly is a mysterious question whether human beings are bound by necessity or are free. It is a puzzling matter. Yet it is even more puzzling that both these alternatives can be conclusively proved. You will find no basis at all for overcoming doubt in this sphere if you look outside of what we call spiritual science. Only the background spiritual science can give will enable you to discover something about what is at the bottom of this mysterious question. This time we will deal with our subject in very slow stages. I would just like to ask in anticipation, “How is such a thing possible that human beings can prove something and also prove its opposite?” When we approach a matter of this kind, we are certainly made aware of certain limits in normal human comprehension, in ordinary human logic. We meet with this limitation of human logic in regard to other things too. It always appears when human beings want to approach infinity with their concepts. I can show you this by means of a very simple example. As soon as human beings want to approach infinity with their intellects, something occurs that can be called confusion in their concepts. I will demonstrate this in a very simple way. You must just be a little patient and follow a train of thought to which you are probably not accustomed. Suppose I write these figures on the blackboard one after the other, 1, 2, 3, 4, 5, and so on. I could write an infinite number of them: 1, 2, 3, 4, 5, 6, etc., couldn't I? I can also write a second column of figures; on the right of each number I can put double the number, like this:
Again I can write an infinite number of them. Now you will agree with me that each number in the right-hand column is in the left-hand column too. I can underline 2, 4, 6, 8, and so on. Look at the left column for a moment; an infinite series of numbers is possible. This infinite series contains all the numbers included in the right column. 2, 4, 6, and so on are all there. I can continue underlining them. If you look at the figures that are underlined, you will see that they are exactly half of all the numbers together because every other one is underlined. But when I write them on the right-hand side, I can write 2, 4, 6, 8, and so on into infinity. I have an infinite number both on the left and on the right, and you cannot say that there are fewer on the right than on the left. There is no doubt that I am bound to have just as many numbers on the right as on the left. And yet, as every other number would have to be crossed out on the left to make the left column the same as the right, the infinite number on the left is only half the infinite number on the right. Obviously I have just as many numbers on the right as on the left, namely an infinite number, for each number on the right has one corresponding to it on the left—yet the amount of numbers on the right cannot but be half that of the numbers on the left. There is no question about it, as soon as we deal with infinity, our thinking becomes confused. The problem arising here also cannot be solved, for it is just as true that on the right there are half as many numbers as on the left as it is true that there are exactly as many numbers on the right as on the left. Here you have the problem in its simplest form. This brings us to the realization that our concepts cannot actually be used where infinity is concerned, where we go beyond the sense world—and infinity does go beyond the sense world. And do not imagine this to apply only to unlimited infinity, for you cannot use your concepts where limited infinity is concerned either, as the same confusion arises there. Suppose you draw a triangle, a square, a pentagon, a hexagon and so on. When you reach a construction with a hundred sides, you will have come very close to a circle. You will no longer be able to distinguish the small lines very clearly, especially if you look at them from a distance. Therefore you can say that a circle is a polygon with an infinite number of sides. If you have a small circle there are an infinite number of sides in it; if you have a circle twice the size, you still have an infinite number of sides—and yet exactly twice as many! So you do not need to go as far as unlimited infinity, for if you take a small circle with an infinite number of sides and a circle twice the size with an infinite number of sides, then even in the realm of visible, limited infinity you can encounter something that throws your concepts into utter confusion. What I have just said is extremely important. For people completely fail to notice that there is only a certain field where our concepts apply, namely the field of the physical plane, and that there is a particular reason why this has to be so. You know, at a place where people are attacking us rather severely—which is now happening in many places from a great many people—a pastor gave a speech opposing our spiritual science, and thinking it might be especially effective, he concluded with a quotation from Matthias Claudius.2 This quotation says roughly that human beings are really poor sinners who cannot know much and ought to rest content with what they do know and not chase after what they cannot know. The pastor picked this verse out of a poem by Matthias Claudius because he thought he could charge us with wanting to transcend the sense world—after all, had not Matthias Claudius already said that human beings are nothing but sinners who are unable to get beyond this world of the senses? “By chance,” as people say, a friend of ours looked up this poem by Matthias Claudius and also read the verse preceding it. This preceding verse says that a person can go out into the open and, although the moon is always a round orb, if it does not happen to be full moon, he sees only part of the moon even though the other part is there. In the same way there are many things in the world people could become aware of if only they looked at them at the right moment. Thus Matthias Claudius wanted to draw attention to the fact that people should not confine themselves to immediate sense appearance and that anyone who allows himself to be deceived by this is a poor sinner. In fact, what the good pastor quoted from Matthias Claudius reflected on himself. The sense world—if we happen not to be just like that pastor—at times makes us aware that wherever we look we should also look in the opposite direction and adjust our first view accordingly. However, the world of the senses cannot supply this immediate adjustment with regard to what transcends the sense world. We cannot just quote the other verse. That is why human beings philosophize away and, of course, are convinced of the truth of their speculations, for they can be logically proved. But their opposite can also be logically proved. So let us tackle the question today, “Why is it that when we transcend the sense world our thinking gets so confused?” And we will now look at the question in a way which will bring us closer to an answer. How does it happen that two contradictory statements can both be proved right? We will find this has to do with the fact that human life is in a kind of central position, a point of balance between two polar opposite forces, the ahrimanic and the luciferic. You can of course cogitate on freedom and necessity and imagine you have compelling evidence that the world contains only necessity. But the compelling force of this argument comes from Ahriman. When we prove things in one direction, it is Ahriman who leads us astray, and if we prove their opposite, we are misled by Lucifer. For we are always exposed to these two powers, and if we do not take into account that we are placed in between them, we shall never get to the bottom of the conflicts in human nature, such as the one we have been considering. It was actually in the course of the nineteenth century that people lost the feeling that throughout the world order there are, besides a state of equilibrium, pendulum swings to the right and the left, a swing toward Ahriman and a swing toward Lucifer. This feeling has been totally lost. After all, if you speak nowadays of Ahriman and Lucifer, you are considered not quite sane, aren't you? It was not as bad as this until the middle of the nineteenth century, for a very clever philosopher, Thrandorff, wrote a very nice article here in Berlin in the middle of the nineteenth century in an attempt to refute the argument of a certain clergyman.3 This clergyman let it be known—and it should be alright to say this in our circles—that there is no devil and that it is really a dreadful superstition to speak of one. We speak of Ahriman rather than of the devil. The philosopher Thrandorff spoke out against the clergyman in a very interesting article, “The Devil: No Dogmatic Bogy.” As late as the middle of the 1850s he tried as it were to prove the existence of Ahriman on a strictly philosophical basis. In the course of the public lectures I am to give here in the near future I hope I can speak about this extinct part of human spiritual life, about an aspect of theosophy that completely disappeared in the middle of the nineteenth century. Right up to that time people had still spoken about these things, even if they called them by other names. The feeling for these things has now been lost, but basically it was there in a delicate form right into the fourteenth and fifteenth centuries, until it had to recede into the background for a while in the natural course of things. We know of course, as I have often emphasized, that spiritual science does not in the slightest way deny the great value and significance of progress in the natural sciences. But this progress in science would not have been possible unless the feeling for this opposition between Ahriman and Lucifer, which can be discovered only on a spiritual level, had been lost. It now has to emerge again above the threshold of human consciousness. I would like to give you an example of how things stood in regard to Ahriman and Lucifer in the days when people had only a feeling left that there are two different powers at work. Here is an example to illustrate this. In the old town hall in Prague there is a remarkable clock that was made in the fifteenth century. This clock is really a marvel. At first sight it looks like a sort of sundial, but it is so intricately constructed that it shows the course of the hours in a twofold way: the old Bohemian and the modern way. In the old Bohemian way the hours went from 1 or rather from 0 to 24, and the other way only to 12. At sunset the pointer or gnomon—and there was a shadow there—always pointed to 1. The clock was so arranged that the pointer literally always indicated 1 at sunset. That is to say, despite the varying times of sunset the hand always showed 1. In addition to this, the clock also showed when sun or moon eclipses occurred. It also showed the course of the various planets through the constellations, giving the planetary orbits. It really was a wonderful construction and even showed the movable festivals, that is to say, it indicated on what day Easter fell in a particular year. It was also a calendar, giving the course of the year from January to December, including the fact that Easter is movable. A special pointer showed on what day Easter fell, despite it being movable, and it also showed Whitsun. This clock, then, was constructed in the fifteenth century in an extraordinarily impressive way. And the story of how it was constructed has been investigated. But apart from this story—and the documents are there for you to read, with lots of descriptions—there is a legend that also aims at giving an account of the marvelous quality of this clock: first regarding its wonderful construction, and then regarding the fact that the man who was gifted enough to make such a clock always wound it up as long as he lived. After his death nobody could wind it, and they searched everywhere for people who could put it in order and get it going. As a rule they only found people who damaged it. Then someone would be found who said he could sort it out and did so, yet time and again the clock went wrong. These facts grew into a kind of folk tale, which runs as follows: Once upon a time through a special gift from heaven a simple man acquired the ability to make this clock. He alone knew how to look after it. The legend attaches great significance to the fact that he was only a simple man who acquired this ability through special grace; that is to say, he was inspired by the spiritual world. But it came about that the governor wanted to keep this clock specially for Prague and prevent any other town from having one like it. So he had the inspired clockmaker blinded by having his eyes plucked out. Thus the man withdrew from the scene. But just before his death he begged once more to be permitted a moment in which to set the clock to rights again, and according to the legend he used this moment to make a quick manipulation and put the clock into such disorder that nobody could ever put it right again. At first sight this seems a very unpretentious story. But in the way the story is constructed there is a sure feeling for the existence of Ahriman and Lucifer and the balance between them. Think how sensitively this story has been formed. The same sensitive construction can be found in countless such folk tales; it grows out of this same sure feeling for Lucifer and Ahriman. The story begins with the position of equilibrium, doesn't it? Through an act of grace from the spiritual world the man acquires the ability to construct an extraordinary clock. There is no trace of egotism in it, though anybody can give way to egotism. It was a gift of grace, and he really did not build the clock out of egotism. Nor was there any intellectuality in it, for it is expressly stated that he was a simple man. This whole description of the skill being an act of grace with no trace of egotism, and of his being a simple man who was free of intellectuality, was in fact given in order to indicate that there was no trace of Ahriman and Lucifer in this man's soul, but that he was entirely under the influence of divine powers that were good and progressive. Lucifer lived in the governor. It was out of egotism that he wanted to keep the clock exclusively for his own town, and this was why he blinded the clockmaker. Lucifer is placed on the one side. But as soon as Lucifer is there, he always allies himself with his brother Ahriman. And because the man has been blinded, this other power acquires the capacity to attack from outside through skillful manipulation. That is the work of Ahriman. Thus the power for good is placed between Lucifer and Ahriman. You can find a sensitive construction like this in many of the folk tales, even the simplest of them. But it was possible for this feeling of the intervention of Ahriman and Lucifer in life to get lost at a time when a sense had to gain ground that positive and negative electricity, positive and negative magnetism, and so on, are the basic forces of the material world. This feeling for perceiving the world spiritually had to withdraw in order for scientific investigation to flourish. We shall now look at how Ahriman and Lucifer intervene in what human beings call knowledge, in what people call their relation to the world in general, in a way that leads to the very confusion we were speaking about. This confusion is especially evident in the questions we have introduced. Let us take a simple hypothetical example. I could just as well have taken this from great world events as from everyday occurrences. Let us suppose that three or four people are preparing to go out for a drive. They plan to travel, let us say, through a mountain pass. This pass has overhanging rocks. The people are ready for the drive and intend setting out at an arranged time. But the chauffeur has just ordered another mug of beer which is served a bit too late. He therefore delays the departure by five minutes. Then he sets out with the party. They drive through the ravine. Just as they come to the overhanging rock it breaks loose, falls on top of the vehicle, and crushes the whole party. They all perish, or perhaps it was only the passengers who were killed and the chauffeur was spared. Here we have a case in point. You could ask whether it was the chauffeur's fault, or whether the whole thing was governed by absolute necessity. Was it absolutely inevitable that these people should meet with this disaster at that precise moment? And was the chauffeur's tardiness just part of this necessity? Or could we imagine that if only the chauffeur had been punctual, he would have driven them through the mountain pass a long time before the rock fell, and they would never have been hit by it? Here in the midst of everyday life you have this question of freedom and necessity which is intimately connected with “guilty” or “innocent.” Obviously, if everything is subject to absolute necessity, we cannot say that the chauffeur was guilty at all from a higher point of view, as it was entirely inevitable that these people met their death. We meet this problem in life all the time. It is, as we have said, one of the most difficult of questions, the kind of question in which Ahriman and Lucifer interfere most easily when we try to find a solution. Ahriman is the one who appears first when this question is being tackled, as we shall see. We will have to approach this question from a different angle if we want to get at an answer. You see, if we set about solving a question like this by starting with the thought “I can easily follow the course of events: the boulder fell—that happened,” and then ask “Is this actually based on necessity or freedom? Could things have happened differently?” we are only looking at the external events. We are looking at the events as they happen on the physical plane. Now people follow this approach out of the same impulse that leads them, if they have a materialistic outlook, to stop short at the physical body when contemplating the human being. Anyone who knows nothing about spiritual science will stop short at the physical body nowadays, won't he? He will say “The human being you see and feel is what exists.” He does not go beyond the physical body to the etheric body. And if he is a thoroughly pig-headed materialist, he will jeer and scoff when he hears people saying there is a finer, etheric body underlying the dense physical body. Yet you know how well-founded the view is that among the members of the human being the etheric body is the one most closely associated with the physical body, and in the course of time we have become accustomed to knowing that we must not just speak of the human physical body but also of the human etheric body, and so on. Some of you, however, may not yet have asked yourselves “What kind of world is that other world outside the human being, the world in which the ordinary world events occur?” We have of course spoken of a number of things in this connection. We have said that to begin with when we perceive the external events of the physical plane with our senses, we have no idea that wherever we look there are elemental beings; it is exactly the same when we first look at the human being. Human beings have an etheric body, which we have often also called an elemental body. Outside in nature, in external physical happenings in general, we have a succession of physical events and also the world of elemental existence. This runs absolutely parallel: the human being with a physical and an etheric body, and physical processes with events of the elemental world flowing into them. It would be just as one-sided to say that external processes are merely physical as to say that a human being has a physical body only, when we ought to be saying that he also has an etheric body. What we perceive with our physical senses and physical intellect is one thing. But there is something behind it that is analogous to the human etheric body. Behind every external physical occurrence there is a higher, more subtle one. There are people who have a certain awareness of such things. This awareness can come to them in two different ways. You may have noticed something like the following either in yourself or in other people. A person has had some experience. But afterwards he comes to you and says—or it may be something you experienced and you may say, “Actually I had the feeling that while this experience was taking place externally, something quite different was happening to me as well, in a higher part of my being.” This is to say, deeper natures may feel that events not taking place on the physical plane at all can yet have an important effect on the course of their life. First, such people know something has happened to them. Others go even further and see things of this kind symbolically in a dream. Someone dreams he experiences this or that. He dreams, for instance, that he is killed by a boulder. He wakes up and is able to say, “That was a symbolic dream; something has taken place in my soul life.” It can often be proved true in life that something took place in the soul that was of far greater significance than what happened to the person on the physical plane. He may have progressed a stage higher in knowledge, purified part of his will nature, or made his feelings more sensitive or something of that kind. In lectures given here recently I drew attention to the fact that what a person knows with his I is actually only a part of all that happens to him, and that the astral body knows a very great deal more, though not consciously. You will remember my telling you this. The astral body certainly knows of a great deal that happens to us in the supersensible realm and not in the realm of the senses. Now we have arrived from another direction at the fact that something is continually happening to us in the supersensible realm. Just as in the case of my moving my hand, the physical movement is only part of the whole process and behind it there is an etheric process, a process of my etheric body, so every physical process outside me is permeated by a subtle elementary process that runs parallel with it and takes place in the supersensible realm. Not only beings are permeated by a supersensible element, but so is the whole of existence. Remember something I have repeatedly referred to and which even seems somewhat paradoxical. I have pointed out that in the spiritual realm we often have the opposite of what exists on the physical plane, not always, but often. Thus if something is true here for the physical plane, the truth with regard to the spiritual aspect can look quite different. Not always, as I say. But I have counted many cases over the years where one would have to say that on the spiritual level there is exactly the opposite result from what one would expect to happen on the physical plane. With regard to supersensible occurrences running parallel with those of the sense world, this is occasionally, in fact very often, the case. So let us examine it. If we see a party of people setting off by coach and taking a drive, and a piece of rock falls and crushes them, that is the physical occurrence. Parallel with this physical event, that is to say, within it in the same way as our etheric body is within us, there is a supersensible occurrence. And we have to recognize that this may be the exact opposite of what is happening here on the physical plane. In fact it is very frequently the exact opposite. This can also create great confusion if we do not watch out. For instance, the following may happen. If someone has acquired atavistic clairvoyance and has a kind of second sight, he or she may have the following experience: Supposing a party of people is setting out on a journey, but at the last moment one of the party decides to stay behind, the person who has second sight, let us say. Instead of going with the others, that person stays behind and after a while has a vision. In this vision any event can appear to that person. He or she could of course just as well see the party being hit by boulders as see, for instance—and this can be a matter of disposition—that some especially good fortune happens to them. He or she could very well see the party having a very joyful experience, and might subsequently hear that the party had perished in the way I described. This could happen if the clairvoyant were not to see what was happening on the physical plane—which he might very well have seen—but had seen what was happening as a parallel event on the astral plane: for the moment these people left the physical plane they may well have been called to something special in the spiritual world, something that filled them with an abundance of new life in the spiritual world. In short, the clairvoyant person may have seen an event of the supersensible worlds going on in exactly the opposite direction, and this absolutely contradictory event could be true. It might really be the case that here on the physical plane a misfortune exists that corresponds in the supersensible world to some great good fortune for those same souls. Now someone who thinks he is smarter than the wise guidance of the world (and there are such people) might say, “If I ruled the world, I would not do it in such a way that I call souls to happiness in the spiritual world and at the same time shower them with misfortune here on the physical plane. I would do it better than that!” Well, all one can say to people like that is, “Surely one can understand that here on the physical plane people can easily be misled by Ahriman. But cosmic wisdom always knows better.” It could be a matter of the following: The task awaiting the souls in the spiritual world requires their having this experience here on the physical plane, so that they can look back, so to speak, to this physical event of their earthly lives and gain a certain strength they need. That is to say, for the souls who experience them these two occurrences, the physical and the spiritual one, may necessarily belong together. We could quote hypothetical examples of all kinds, showing that when something takes place here on the physical plane there exists, as it were, an etheric body of this event, an elemental, supersensible event belonging to it. We must not merely generalize like pantheists do and stop short at the general statement that there is a spiritual world underlying the physical, but we must give concrete examples. We must be aware that behind every physical occurrence there is a spiritual occurrence, a real spiritual occurrence, and both together form a whole. If we follow the course of events on the physical plane, we can say that we get to the point where we link together the events of the physical plane by means of thoughts. And as we watch things happen on the physical plane we actually reach the point of finding a “cause” for each “effect.” That is how things are. People everywhere look for the cause belonging to each effect. Whenever anything has happened, people always have to find the cause of it. But this means finding the inevitability. If you look with sufficient pedantry at the simple example I chose, you could say, “Well now, this party had gathered and had fixed their departure for a definite time. But if I follow up why the chauffeur was tardy, I will go in several directions. First of all, I may look at the chauffeur himself and consider how he was brought up and how he became tardy. Then I will look at the various circumstances leading to his getting his mug of beer too late. All I will be able to find in this way is merely a chain of causes. I will be able to show how one event fits in with the others in such a way that the affair could not possibly have happened otherwise. I will gradually come to the point where I completely eliminate the chauffeur's free will, for if we have a cause for every effect, this includes everything the chauffeur does as well.” The chauffeur only wanted another mug of beer, didn't he, because he had probably not been thrashed sufficiently when he was young. If he had been thrashed more often—and it is not his fault that he was not—things would not have turned out as they did. Looking at it this way we can base the whole thing on a chain of cause and effect. This has to do with the fact that it is only on the physical plane that we can use concepts. For just consider: if you want to understand something, one thought must be able to follow from another, that is to say, you depend on being able to develop one thought out of another. It lies in the nature of concepts that one follows from the other. That must be so. Yet, what can be clearly and necessarily linked together through concepts on the physical plane immediately changes as soon as we enter the neighboring supersensible world. There we have to do not with cause and effect but with beings. This is where beings are active. At every moment one or another being is working on or withdrawing from a task. There it is not at all a matter of what can be grasped by concepts in the usual sense. If you tried using concepts for what is happening in the spiritual world, the following could happen. You might think, “Well, here I am. Certainly I am far enough advanced to perceive that something spiritual is happening. At one moment a gnome approaches, then a sylph, and soon afterwards another being. Now all the beings are together. I will do my best to fathom what the effects will have to be.” On the physical plane this is sometimes easy to do, of course. If we hit a billiard ball in a certain direction, we know which way the other one will go, because we can calculate it. Yet on the spiritual plane it may happen that when you have seen a being and now know “Ah, that is a gnome, he is setting out to do something and will do such and such; he is joining forces with another being, thus the following is bound to happen,” you think you have figured it all out. But the next moment another being appears and changes the whole thing, or a being you were counting on drops out and disappears and no longer participates. There, everything is based on beings. You cannot link everything together with your concepts in the same way as you can on the physical plane. That is quite impossible. There, you cannot explain one thing following from the other on the basis of concepts. Things work together in an entirely different manner in the spiritual world, in the series or stream of spiritual happenings running parallel with physical happenings. We must become familiar with the fact that underlying our world there is a world we must not only assume to be spiritual in comparison to ours, but we must also assume its events to be connected with each other in a totally different way than those in our world. For we can do nothing at all in the spiritual world, in the actual reality of this spiritual world, with the way we are used to explaining things in the world of our concepts. Thus we see that two worlds interpenetrate; one of them can be grasped with concepts and the other cannot, but can only be perceived. I am pointing to something that goes very deep, but people are not aware how deep it goes. Just consider for a moment that if someone were to believe he could prove everything, and that only what has been proved is true, the following could happen. That person could say, “As a matter of fact, everything has to be proved, and what has not been proved is unacceptable. Therefore everything that happens in the course of the history of the world must be capable of being proved. So I only need to think hard and I am bound to be able to prove, for instance, whether the Mystery of Golgotha took place or not.” Indeed, people are so very inclined nowadays to say that if the Mystery of Golgotha cannot be proved, the whole thing is nonsense and there never was such an event. And what do people think of proofs? They think that one starts with one definite concept and proceeds from this to the next one, and if it is possible to do this right through, the matter is proved. But no world other than the physical functions according to this kind of proof. This reasoning does not apply to any other world. For if we were able to prove that the Mystery of Golgotha had to take place of necessity, and this could be concluded from our concepts, it would not have been a free deed at all! Christ would then have been compelled to come down to the earth from the cosmos simply because human concepts prove and therefore dictate it. However, the Mystery of Golgotha has to be a free deed, that is to say, it has to be just the kind of deed that cannot be proved. It is important that people come to realize this. It is the same thing, after all, when people want to prove either that God created the world or that he did not. There, too, they proceed from one thought to another. But “creating the world,” at any rate will have been a free deed of a divine being! From this it follows that we cannot prove the Creation as following of necessity from our series of concepts; rather, we have to perceive it to arrive at it. So we are saying something of tremendous importance when we state that the very next world to ours—which, as a supersensible world, permeates ours—is not organized in a way we can penetrate by means of our concepts and their conclusiveness, but that there a kind of vision comes into its own in which events are arranged in a totally different way. Today I would just like to add a few words about the following. When I was here at Christmas, I drew your attention to the fact that in our time especially, such contradictory things are emerging, that they are quite confusing for human thinking. Just imagine, a book has just been published by the great scientist Ernst Haeckel called Thoughts about Eternity,4 I have already mentioned it earlier. These Thoughts about Eternity contain exactly the opposite of what many other people have concluded as a result of living through recent world events. Just think, there are many people today (we shall come to speak of this fact in its particular connection with our present studies, but today I just wanted to give an introduction) who have experienced a deepening of their religious feelings just because world events are having such a terribly overwhelming effect on their souls; for they say, “Unless there is a supersensible world underlying our physical world, how can we explain what is happening in our time?” Many people have rediscovered their feeling for religion. I do not need to describe their train of thought; it is obvious and can be discerned in so many people. Haeckel arrives at a different train of thought. He explains in his recently published book that people believe in immortality of the soul. However, he says, current events prove clearly enough that any such belief is ridiculous, for we witness thousands of people perishing every day for no reason at all. With these events in mind, how can any sensible person imagine that there can be any talk about the immortality of the soul? How is it possible for a higher world order to stand behind things of this sort? These shocking events seem to Haeckel to prove his dogma that one cannot speak of immortality of the soul. Here we have antinomy again: A large proportion of humanity is experiencing a deepening of religious feeling, while the very same events are making Haeckel tremendously superficial where religion is concerned. All this is connected with the fact that nowadays people are unable to understand the relationship between the world accessible to their senses and their brain-bound intellect and the supersensible world underlying it. No sooner do they approach these things than their thinking gets confused. Yet despite all the disillusionment it brings, our time will certainly in one way also bring about a deepening of people's souls, a turning away from materialism. It will be necessary that knowledge of the way supersensible events complement happenings in the world of the senses arise from a pure activity of the soul devoting itself to an impartial exploration of the world. It is necessary that there should be at least a small number of people who are able to realize that all the pain and suffering being experienced at present on the physical plane are, from the point of view of the whole of human evolution, only one side and that there is also another side, a supersensible side. We have drawn your attention to this supersensible aspect from various points of view, and we will speak of still further ones. But when peace returns to Europe's blood-stained soil, we will again and again experience the need for a group of people capable of hearing and sensing spiritually what the spiritual worlds will then be saying to humanity in times of peace. And we must never tire of impressing the following lines upon our hearts and souls, for it will be proved over and over again how deeply true they are:
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108. The Answers to Questions About the World and Life Provided by Anthroposophy: On Philosophy and Formal Logic
08 Nov 1908, Munich Rudolf Steiner |
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108. The Answers to Questions About the World and Life Provided by Anthroposophy: On Philosophy and Formal Logic
08 Nov 1908, Munich Rudolf Steiner |
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Of course, it is not possible to cover this topic of logic as fully as one would wish in the time available. If you wanted to cover the subject exhaustively, you would have to hold a kind of course. Therefore, please take what is said here only as a few sketchy suggestions. I do not intend to proceed systematically either, but only to present some of the elementary logical truths to you, so that you may have something that you can perhaps make use of right now. We have formed a concept of the concept itself, have heard what a judgment is and how a conclusion arises, namely through the connection of judgments. It has been said that there are certain inner laws of the technique of thinking that determine how to connect judgments if one wants to reach correct conclusions. We have given the original form of the conclusion in the first form of the conclusion using the example: All men are mortal. Caius is a man. Therefore Caius is mortal. In the major premise, “All men are mortal,” we have the first judgment; and in the minor premise, “Caius is a man,” we have a second judgment. The point now is to let a new judgment follow from the connection of these two judgments, through inner conformity to law: “Therefore Caius is mortal.” We call this last judgment the conclusion. We see what this concluding sentence is based on: we have two sentences that are given, that must be present; we know what they state. The point now is to omit the middle term from these two given sentences. The subject term of the antecedent was: “all men”, the predicate term “mortal”. In the consequent we had the subject term “Caius” and the predicate term “man”. In the final sentence, the two terms that were present in both sentences are omitted, namely the term “human”. The fact that we can form the final sentence depends on how this middle term “human” is included in the upper and lower sentences. Our scheme was: \(M = P\); \(S = M\); \(S = P\). The fact that we are allowed to construct the conclusion in this way depends on the distribution of the concepts in the antecedents. If it were different, we would not be able to conclude as we did in the example given above: Photography resembles man (antecedent); photography is a mechanical product (subordinate clause). If we were to omit the middle term, which is contained in both sentences, then no valid conclusion could be formed here. This is because in both sentences the middle term is connected to the predicate in the same way as the subject. The middle term must be at the beginning in one case and at the end in the other; only then can we form a valid conclusion. Logic is a formal art of forming concepts. It is already evident in the arrangement of the concepts how one can arrive at valid conclusions. We must acquire as laws the way in which the concepts must be combined. We could also say that formal logic comprises the doctrine of concepts, judgments, and conclusions. Now we will deal with judgments in a few remarks. Certain laws can be established about judgments. The laws of inference will only be understood once the tenets about the concepts and judgments have been established. So today we will first deal with the laws of judgments and concepts. If we start with the law of concepts themselves, we can compare a concept such as “lion” with the concept of “mammal”. Both are concepts that we can form. They differ in the following ways. Think about what all falls under the concept of “mammal”. It is a large group of individual objects, for example, monkeys, lions, marsupials, and so on; that is much more than we summarize under the term “lion”, which gives us only a small part of the “mammal” concept. Thus, all concepts differ from each other in that some concepts cover a great deal and some only a small area. Here we say: The concepts differ in their scope; but they also differ in other respects. To define the concept of “lion”, many characteristics are needed, many features such as head, color, paws, teeth, and so on. All these things that are listed to get to the concept of “lion” are called the content of the concept. The concept of “mammal” has considerably fewer characteristics than the concept of “lion”. If you were to subsume animals with a certain hair color under the concept, that would no longer be correct. When you form the concept of “mammal”, you have to have as few characteristics as possible, a small content, for example, only the characteristic that it gives birth to live young and that it suckles them. Thus, in “mammal” we have a concept with little content and great scope, and in “lion” the opposite. There are therefore concepts with great scope and little content, and concepts with little scope and great content. The greater the scope of a concept, the smaller its content; the greater the content, the smaller the scope. Thus, concepts differ in content and scope. Let us now consider judgments in a similar way. When you pronounce the judgment: All men are mortal, you have a different judgment than: The crocodile is not a mammal. The difference between the two is that in the first case something is affirmed, the concepts are brought together in such a way that they are compatible. In the second case, the concepts do not agree; they exclude each other; here we have a negative judgment. Thus, we distinguish between affirmative and negative judgment. There are still other differences with respect to judgment. All men are mortal - the judgment is such that something quite different is given with it than with: Some flowers are red. In the first case, the statement of the property applies to the entire scope of the subject concept; in the second case, other characteristics can be added. The latter judgment is called a particular judgment, in contrast to the first, a general judgment as opposed to a universal judgment. So we have affirmative and negative, universal and particular judgments. Other distinguishing features can also be found in judgments. For example, a judgment can be made in such a way that it is along the lines of “All men are mortal,” or a judgment can be pronounced in such a way as “When the sun shines, it is light.” The first judgment unites the subject and predicate concepts unconditionally, whereas the second unites the subject and predicate concepts not unconditionally, but only conditionally. It only states that the predicate term is there when the subject term is also there, nothing else. The first - All men are mortal - is an absolute or unconditional judgment, the second - When the sun shines, it is light - is a hypothetical judgment. So there are absolute or unconditional judgments and hypothetical or conditional judgments. Many more such characteristics of judgments could be cited; but the point is to show that some of the knowledge depends on these differences. One must master the technique of concepts in order to be able to draw correct conclusions. If, for example, you take our conclusion after the first conclusion figure: All men are mortal. Caius is a man. Therefore Caius is mortal – we have a general judgment in the major premise and a singular judgment in the subordinate premise, because it is applied to only one individual, to Caius. This is a subform of the particular judgment. This arrangement of the judgments is permissible; it leads to a correct conclusion. But let us try a different arrangement. Take, for example, the proposition: Some women have red dresses – this is a particular judgment. And now let us say: Mrs. NN is a woman. – Now I must not conclude: Therefore Mrs. NN has a red dress. – I must not do that because it is impermissible to conclude according to this figure of speech when the antecedent contains a particular judgment. Only when the antecedent is a universal judgment is this figure of speech correct. Thus certain laws can be established here again. We could now also cite other properties of judgments. We have said that a judgment can be affirmative or negative. Let us take a negative judgment: The crocodile is not a mammal. This animal is a crocodile. Here we may conclude: Therefore this animal is not a mammal. The subordinate clause may thus be affirmative as well as negative. So there is a certain technique of thinking, a law of thinking, which is formal, that is, quite independent of content. If we observe this formal technique, we think correctly, but otherwise we think incorrectly. We have to follow this technique of thinking, this law of thinking, in order to come to the right conclusions. We now have a famous classification into analytical and synthetic judgments, which was originally proposed by Kant. Today, people who do a little philosophy can very often come across this classification. What is the difference in the Kantian sense? An analytic judgment is one in which the concept of the predicate is already contained in the concept of the subject. In a synthetic judgment, on the other hand, the concept of the subject does not necessarily contain the concept of the predicate. For example, the sentence “the body is extended” is an analytic judgment, because one cannot think of a body without also thinking of its extension. “Extended” is only one characteristic of the concept “body”. A synthetic judgment, however, is one in which the concept of the predicate is not yet contained in the concept of the subject. Subject and predicate are brought together by an external cause. For example: “The body is heavy” is, according to Kant, a synthetic judgment. For he believes that the concept of heaviness is connected with the concept of the body only through external reasons, through the law of attraction. In the synthetic judgment, therefore, the concepts are more loosely connected. Much nonsense has been made of the concepts of analytical and synthetic judgments in recent philosophy. It always seemed to me that the most enlightening thing was the story that is said to have happened to an examinee at a German university. He came to a friend on the evening before the exam and asked him to quickly teach him a few more logic terms. But the friend realized the futility of such an undertaking and advised him to leave as he was and take his chances. The next day, the examinee was asked: Do you know what an analytical judgment is? The sad answer was: No. To which the professor replied: That's a very good answer, because I can't say either. And what is a synthetic judgment? The student, growing bolder, answered again: “I don't know.” The professor said, very pleased: “You have grasped the spirit of the matter. I congratulate you, you will get a good grade!” In a certain respect, the matter seems to me to be indeed shedding light. For the difference between the two types of judgment is indeed a floating one: it depends on what one has thought with the concept. For example, one person adds the concept of extension to the body; on the other hand, the person who adds the concept of gravity brings more to the concept from the outset than the other person. The point now is for us to recognize what is really real in the combination of concepts into judgments, or rather what the secret goal of all judgment is. Judgment is in fact purely formal at first. But there is something connected with judging that will become clearest to you if you compare the following two judgments with each other. Let us assume – not that we are going to leave the physical plane – we have the judgment: The lion is yellow. When you form this judgment, it can be correct. But let us assume that someone imagines some concept out of his head, an animal half lion, a quarter whale and a quarter camel. He could quite well imagine it together; he calls it, let us say, “Taxu”. He could now form the judgment: This animal is beautiful. - This judgment is valid in a formal respect just as the judgment: The lion is yellow. - How do I distinguish valid judgment from invalid judgment? - Now we come to a chapter in which we have to find the criterion for the ability to form a judgment at all. You can change the judgment: “The lion is yellow” at any time, namely by saying, “A yellow lion” or “The yellow lion is”. - But we cannot say, “A beautiful taxu is”. This leads to a criterion for the validity of a judgment: one must be able to include the predicate concept in the subject concept and make an existential judgment out of it. The transformation of a formal judgment into an existential judgment by adding the predicate to the subject thus forms the criterion for validity. In the first case, [empirical] necessity unites the concept “yellow” with “lion”; in the second case, it is assumed when forming the concept that the subject has been taken from an existential judgment, whereas in fact it only arose from a formal judgment. This is a criterion for the validity of every judgment. The formal correctness of a judgment depends only on the correct connection of the concepts, but the validity of a judgment depends on the existential judgment. A formal judgment is transformed into an existential judgment by adding the predicate to the subject; one enriches the subject. And that is precisely the goal of judging and also of concluding: the formation of such concepts that have validity. Form the judgment: A yellow lion is - then you have thought not only in terms of formal correctness, but also in terms of validity. Now you see that formal logic does indeed offer us the possibility of filling ourselves with correct concepts, so to speak, but that the formation of valid judgments is what we must have in mind; and valid judgments cannot be gained from mere formal logic. The existential judgment in our example – The yellow lion is – was gained from external sense observation. Formal logic gives us the possibility of arriving at correct concepts; with its help we can create quite fruitful concepts. But for the validity of judgments, logic will have to be fertilized by content-related aspects. People usually do not really realize what logic is at all. But if one has learned to grasp the concept correctly, independently of content, it is extremely important. The validity and the formality of a judgment are two different things. Because people do not really understand the connection between these things, they spin out very grand theories, which some people regard as irrevocable, but which would collapse of their own accord if people were to realize the difference between “formal correctness” and “validity”. You know that there is a modern school of psychology that strictly denies the freedom of the human will. Every human action, it says, is strictly determined by previous events. There are certain methods of proving this, and these play a fateful role today in statistics, for example. For example, someone is investigating how many people in France die by suicide. That's easy, you don't even have to think about it; you just note the numbers over a period of about five years, then you examine it for another five years and so on. Then the person finds that there is a certain difference between these numbers. Now he takes larger numbers, compares twenty to twenty years and finds that here the suicide numbers are almost the same; of course not the same, because the circumstances change, - say, they increase in a certain proportion. A numerical law can be found according to which one can predict how many suicides will occur within a certain period, how many people will die by suicide in a certain period of time. Now there are people who say: if you can calculate in advance how many people would commit suicide, how can one still speak of human freedom? It is the same with estimating future crimes. According to an immutable causality - so they say - so many people would have to become criminals. It is not to be said here that the law is not valid. In a way, it is perfectly applicable in practice to certain cases. But the moment the law is applied, the worst misunderstanding will result, the essence of things or the human being will be investigated and fathomed. Let us think of insurance companies that work with probability calculations. They arrive at very specific formulas by deducing from experience that a certain number of every hundred married twenty-year-olds will lose the other spouse to death over the course of thirty years. They check the percentage rate within a certain period of time and use it to determine the insurance premiums. It is quite practical to apply such laws in the insurance business; they are true, these laws; but they do not go to something deeper. The matter becomes strange when we take the laws more deeply! Let us imagine that someone is presented with the material of such an insurance company and finds: There is still a spouse alive who should have died by now; but this person is healthy and, according to his inner being, it does not even occur to him to die yet. Nevertheless, the insurance company still has a right to its money, because the formal laws apply very well in the world, but one cannot see into the inner being of a person through such laws. And so it is with all the laws of nature, which are only gained through the collection of external observations. One only gains a concept of the external course of events, but cannot draw conclusions about the inner essence of a thing or a person, for example, whether it is healthy or sick. In the same way, you can never gain a concept of the essence of light by observing its phenomena. You have to keep this in mind, otherwise you will come to results such as those of Exner in his last rectorate speech in Vienna. External facts are not indicative of the inner essence of a thing. There is still a great deal of confusion in the thinking of humanity in this regard. It cannot be claimed that one can learn to think through logic; that is just as impossible as becoming a musician through the study of harmony. But logic is necessary for correct thinking, just as the study of harmony is necessary for composing for the right musician. One must know how judgments and conclusions are formed. But we must always remain in the same region if we want to make formally correct judgments. For example, the conclusion is: All men are mortal. I am a man. Therefore I am mortal - apparently no fallacy, because here we fall back on the subject. However, the laws of logic only apply if you stay on the same level. The conclusion “Therefore I am mortal” refers only to the body. However, our ego belongs to another level; it is not mortal. The conclusion: “Therefore the ego is mortal” is therefore false. Such formal errors are frequently found in the work of today's scholars. |
110. The Spiritual Hierarchies (1928): Lecture VI
15 Apr 1909, Düsseldorf Tr. Harry Collison Rudolf Steiner |
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110. The Spiritual Hierarchies (1928): Lecture VI
15 Apr 1909, Düsseldorf Tr. Harry Collison Rudolf Steiner |
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[ 1 ] We saw yesterday how the facts of the Cosmos proceed from the spiritual life of Beings who stand above man. Especially such a phenomenon as the one we introduced towards the end of our last lecture, the fight in heaven, which has left, so to speak, so many ‘corpses’ on the field of battle between Jupiter and Mars, which as planetoids are still being discovered by physical science in ever-increasing numbers; such a phenomenon must be of particular importance to us, and we shall have to return to it again: We shall see how this event is also reflected in certain processes of the earth's evolution, and how precisely in the beginning of the Bhagavad Gita we find the earthly reflection of this fight in heaven. [ 2 ] But to-day we shall continue our studies so as to describe, though in a sketchy way, those other beings of the spiritual Hierarchies, whom we have indicated already, but whom yesterday we omitted. These are the Beings who, counting upwards, stand nearest to man, and are called in Christian Esotericism: Angels, Archangels, Primeval Beginnings or Primeval Forces; also Angeloi, Archangeloi, and Archai. In theosophical literature the Archangels are also called Spirits of Fire, and the primeval Beginnings, spirits of Personality. [ 3 ] These Beings who stand, as it were, in between man and those others to whom we referred yesterday as reaching up to Jupiter, Mars, etc., naturally stand in a nearer relation to man on the earth itself. First we have the Angels or Angeloi. They passed through their human stage during the evolution of the ancient Moon, and are fundamentally speaking, only as far on during our present earth evolution as man will be during the Jupiter evolution. They stand one stage higher than man. What is the task of these Beings? Their task can be realised when we take into account the development of man upon earth. [ 4 ] Man develops from incarnation to incarnation. Our human evolution as it is now, reaches back through the ancient Atlantean time, through the Lemurian time and really begins in the ancient Lemurian time. This evolution through all these incarnations will continue for a long time yet, till towards the end of earthly evolution when other forms of human development will have come in. Now you know that what we call the eternal nucleus or kernel of the human being, the individuality, continues from incarnation to incarnation. But you also know that the greater number of people have to-day no recollection, no consciousness, as yet of their incarnations, and men do not as yet remember what happened to them during their former incarnations. Only those who have developed a certain degree of clairvoyance can look at their past incarnations. [ 5 ] What sequence would there be between a man's incarnations upon earth when he cannot remember his former incarnations, if certain beings were not there to connect the separate incarnations, and watch the progress of the individual from one incarnation to the other? We have to assign one of these Beings to each man, a being who, being one stage higher, can lead the individuality over from one incarnation to the other. These are not the beings who rule Karma [but] preserve the memory from one incarnation to the other, so long as the man is not himself aware of it. These Beings are the Angels. Each man is a personality in each incarnation, and over each man a being watches, who has a consciousness which passes from one incarnation to the other. This makes it possible that in certain inferior grades of initiation, man is able, even if he does not himself know anything about his past incarnations, to ask his Angel about them. This is quite possible for certain lower degrees of initiation. The Beings who, as Angels, are one stage higher than men, have to keep watch over the whole human thread of life, which is spun for each single individuality from one incarnation to another. Now, we pass on to the next group of Beings, to the Archangels — Archangeloi or Fire Spirits. These do not occupy themselves with separate men, with the single individual, but have a wider task; they bring single lives into harmonious order with the life of larger human groups, as, for instance, nations, races, etc. Within our earth's evolution the Archangels’ task is to bring into certain harmonious relationship each single soul with the national or race-soul. For those who penetrate into spiritual knowledge, the souls of races are something quite different from what they are for the lovers of the abstract in the science of to-day, or for present day culture in general. On a certain territory, (let us take Germany, France or Italy) live so and so many people, and because the physical eye sees only so many external human forms, such lovers of the abstract can imagine what is called the Soul of a nation or Spirit of a nation only as a comprehensive general idea of a nation. For the lover of abstractions the separate man only is real, not the soul of the nation, not the spirit of the nation. For one who truly sees into the inner working of spiritual life, that which is called the nation's soul or spirit, is a reality. In the soul of a nation there lives and weaves what we call a fire-spirit or an Archangel; he regulates, so to speak, the relation between separate men and the nation or races as a whole [ 6 ] Then we rise to those beings whom we designate the Spirits of Personality, primeval beginnings, primeval forces, or Archai. These are still loftier Beings, who have a still higher task in the continuity of human existence. Fundamentally speaking, they regulate the earthly relations of whole human generations on earth, and they live in such a way that, on the waves of time, from epoch to epoch, they transform themselves at certain definite periods, they assume other spiritual bodies. Here again, you all know something of that which for the lovers of the abstract, is merely an idea, but which is a reality for those who can look into actual spiritual existence; it is that which is given a truly ugly name — the spirit of the time. You have here to do with that which represents the meaning and the mission of an epoch of humanity; picture to yourselves that we could describe the meaning and the mission of, for instance, the first thousands of years immediately after the Atlantean catastrophe. This ‘Spirit of the Age’ comprises something which reaches beyond single nations, beyond single races. Such a spirit is not limited to this or that nation, it goes beyond the limits of nations. That which one really calls a ‘Zeitgeist’ or Spirit of an epoch is the spiritual body of the Archai or the Primeval Beginnings or Spirits of Personality. It is to these Spirits of Personality that one has to ascribe the fact that within certain epochs, certain definite personalities appear on our earth. You understand, do you not, that earthly tasks have to be solved by earthly personalities; in a definite epoch, some epoch-making personality has had to appear. A strange muddle would come into the evolution of the earth if it were all left to chance, and Luther or Charlemagne were placed within any epoch, no matter which. This must be thought out first, the connexion with the whole evolution of humanity over the whole earth, has to be thought out; the right soul has to appear in harmony with the meaning of the whole earth's development. This is regulated by the Spirits of Personality, the Archai or primeval origins. [ 7 ] And when we get beyond the Archai, we reach to those Beings whom we touched on yesterday, the so called Powers, — Exusiai, whom we also call the Spirits of Form. Here we have to do with tasks that reach beyond the earth. We differentiate in the course of human development a Saturn, Sun, Moon, Earth, Jupiter, Venus, and Vulcan evolution. We have now seen how all that happens within the earth itself is regulated by the Angels as regards the individual men, by Archangels as regards the relation between individuals and the large masses of humanity, and by the Spirits of Personality for the whole development of man, from the Lemurian period up to the period when man will again be so largely spiritualised that he will hardly belong to the earth. But something else has yet to be regulated. Humanity will have to be guided from one planetary condition to another. Spiritual Beings must also exist, whose care it is during the whole earth evolution to see that when that evolution will have come to an end, humanity may pass in the right manner through a Pralaya and find its way to the next goal, to the Jupiter goal. These are the Powers or Spirits of Form; yesterday we characterised their task from above downwards, now we characterise them from below upwards. The spirits whose care it is to see that the whole of humanity should be led from one planetary condition to another, are the Powers, Exusiai or Spirits of Form. [ 8 ] We must now make a certain disclosure about the Cosmic position of these Beings. In spiritual science, in that which it is desired to continue to-day in Anthroposophy, and which is at bottom [of] the Wisdom of the Mysteries, these different Beings of the heavenly Hierarchies have always been spoken of as we have spoken of them to-day. We heard yesterday that the present Saturn represents the limit up to which reached the action of the Thrones or Spirits of Will; Jupiter, the limit up to which the Dominions, Spirits of Wisdom, acted; and Mars, the boundary line up to which reached the influence of the Mights, Dynamis or Virtutes, or Spirits of Motion. [ 9 ] We may now characterise in a similar way how the Beings we named to-day divided specially the realms over which they held sway within our solar system. We must here touch on something which will perhaps call forth a certain amazement, even in you, who are already in a certain way schooled Anthroposophists, but which is absolutely in accordance with the truth. In the school curriculum of the present day, it is indicated that once upon a time, in grey antiquity, before Copernicus, there had been a conception of our Solar system which is known as the Ptolemaic System. People then believed that the earth stood in the centre of our system, and that the planets coursed round it, as they appear to do to our ordinary physical sight. Since Copernicus one knows — at least so people say — what people did not know formerly, that the Sun stands in the middle and that the planets circle around it, in their respective ellipses. But that which ought to be made quite clear and precise to people by such a description of our solar system, if one sincerely and honestly expounds it in the present day sense, is still something quite different. One ought to say: up to Copernicus, people knew only certain forms of movement in Universal space, and according to these, they judged how it could be with our solar system. What Copernicus did is not that he, so to speak, took a chair and gazed into space to see how the sun stands in some point of a circle or ellipse and how the planets turn around it; but he made a calculation, and this calculation explains what is seen in a simpler way than the former calculation did. The Copernican world system is nothing but the result, the product, of thought. [ 10 ] Let us look at it once from the point of view of the Ptolemaic. Let us consider that the Sun stands in the middle, let us calculate where the places of the planets must be, and then search whether it coincides with experience. Certainly, for mere physical observation, it coincides at first completely. Certainly one has built upon it all sorts of world systems, the Kant-Laplace system, for instance; but there one reaches a point where there were continual discoveries, a point which is no more scientifically quite honest. For later on, by purely physical observation, two planets have been added to it — we have not touched on them yet, but later we will show what they signify for our system — these are Uranus and Neptune. When one describes this world system one certainly should turn people's attention to the fact that in reality these two planets Uranus and Neptune, very much impair the truth of the calculation. [ 11 ] If one accepts the Kant-Laplace system, then, according to it, Uranus and Neptune should move with their moons as the other moons move around the other planets. But they do not; we even have among those outer planets, these two lately discovered planets, one which behaves in a very strange way. In reality, if the Kant-Laplace system is correct, somebody must, after having split off the rest of the planets, [have] turned the axis in such a way that it revolved at 90°, for its course is different from that of the other planets. These two differ greatly from the other planets of our solar systems. We shall see later how it is with them, but now we simply call attention to the fact that with the Copernican system we have only to do with a calculation, with something established as an hypothesis, as an assumption, at a time when man had gone completely adrift from the perception of spiritual co-relations and of what lies spiritually at the foundation of external happenings. But the old Ptolemaic system is not merely a physical system, it is one which was still derived from spiritual observation, when one knew that planets are boundary marks for certain realms where the higher Beings held sway. We must design our whole solar planetary system in a different way if we are to characterise these realms of control correctly. I shall draw this planetary system for you as it was expounded in the Mystery Schools of Zarathustra. We could just as well turn to other Mysteries for counsel, but we shall specially select this system for the explanation of our solar system with its planets, in respect of the spiritual Beings who are active within. [ 12 ] In the System of Zarathustra something was accepted which differs from our observation of the heavens. You know that one can observe a certain progress of the Sun—call it apparent or otherwise: through the Zodiac during the course of long years. It is generally said—and it is correct—that from about the year 270 B.C. the sun in spring rose at the first point of spring in the Zodiacal sign of Pisces. But every year the sun advanced a little further, so that in the course of long, long epochs of time, it traverses, as regards its point of rising through the whole of one Zodiacal sign. Before 270 B.C. it did not rise in Pisces but in Aries, with its rising point in spring-time, it travelled through the whole sign of Aries during 2150 years. Before that, Taurus had been the Zodiacal constellation in the spring during the previous period of 2150 years. So, if we go back to five or six thousand years B.C., we find the spring-point in the Zodiacal sign of Gemini. That was the time in which the Mystery Schools of Zarathustra flourished.1 Far back into hoary antiquity these Schools flourished and, when speaking of the appearance of the heavens, they calculated everything according to the constellation of Gemini, so that if we wanted to draw the Zodiac in the way we characterised it yesterday, we should have to place the constellation of Gemini here at the top. Then one would have to draw, in direct connection with the Zodiac, that which bounds the realm of the Thrones or Spirits of Will, the boundary of which is Saturn. Then we come to the boundary limit of the realm of those spiritual Beings whom we call the Spirits of Wisdom — the utmost boundary being Jupiter. Then we reach the limit of the realm of the Spirits of Motion of which the limit is Mars. We have seen that between these lies the battlefield which the fight in Heaven has left behind. Now if we want to divide the realms of power correctly, we must draw the boundary line of the Sun. Thus, just as we draw Mars as the boundary point up to which is the domain ruled by the Mights and Spirits of Motion, we must draw the Sun itself as marking the limit to which the Lordship of the Powers or the Spirits of Form extends. And then we come to the boundary which we designate with the sign of Venus. The realm of the Spirits of Personality or Archai reaches to Venus. Next we come to the boundary of the realm, the limit of which is marked by the sign of Mercury, and is the realm of those Beings, whom we call Archangels or Fire Spirits. And now we come very near the earth. We can now designate the realm which has the Moon for a landmark, and here we draw the earth. [ 13 ] You must look on the earth as the Starting Point surrounded by a region under the dominion of certain Beings which reaches to the Moon. Then comes a region extending as far as Mercury, then one extending to Venus, and then one to the Sun. You may be astonished at the sequence in which I have placed the planets. When the earth is here, and the Sun there, you would have thought that I should draw Mercury in the vicinity of the Sun, and Venus here. But no! For these Planets have had their names interchanged, in later Astronomy. That which is called Mercury to-day was called Venus in all ancient teachings, and that which is called Venus was called Mercury. Thus, note it well, one does not understand the ancient writings when one takes that which in them is called Venus or Mercury for the Venus or Mercury of the present day. That which is said about Venus has to be applied to the Mercury of to-day, and what is said about Mercury to Venus. For those two designations were later interchanged. On the occasion when man turned the world system topsy-turvy, when the earth was deprived of its central position, the perspective was not only changed, but the designations of Mercury and Venus were also changed. [ 14 ] Now you will very easily bring into harmony what is drawn here with the physical or Copernican theory. You need only think: here is , the Sun; around it turns Venus; further around it circles Mercury. Then the Moon turns round the earth. Then Jupiter revolves around it, then Saturn. You must think of the physical movements of each planet revolving round the Sun; but you can imagine such a position when the earth , so to say, stands here and the other planets have revolved so, that on their way they find themselves behind the Sun. Thus if I drew it, it would be so; we draw our usual physical system, we draw the Sun as the one burning point, and let Venus, Mercury and the Earth with her Moon revolve round it. These are Earth, Venus, Mercury, according to the ancient designation. The next following is Mars, then after the Planetoids comes Jupiter, then Saturn. Now imagine it so that whilst , the earth stands below, and Mercury and Venus follow, that then Mars , stands there above, Jupiter , there, and so on. Now you have the Sun, and Mercury, and the Venus of to-day , here. It is plausible, that if those planets can take all sort of positions towards each other, they might also have once stood thus. This is how the Copernican system is drawn, only a point of time is chosen, when the Earth, Mercury and Venus are on the one side of the Sun, Mars, Jupiter and Saturn, the other planets, on its other side. This is what I have drawn, and nothing else. Here are Earth, Mercury, Venus, on the one side, and on the other side, Mars, Jupiter, Saturn. Thus, we have to do only with a change of perspective. This system is quite possible but only when this constellation was there. It is a fact that it was there at a certain epoch, when Gemini was above Saturn. Then one could observe clairvoyantly with particular exactness the connections between the regions in which the Spiritual Hierarchies hold sway. It was then revealed that around the Earth, up to the Moon, was the sphere of the Angels. In fact when one does not use the physical system as a foundation, one gets around the earth up to the Moon, the sphere of the Angels, up to Mercury the sphere of the Archangels, up to Venus that of the Archai or Spirits of Personality, and lastly up to the Sun is the realm of the Exusiai or Spirits of Form. Then comes the sphere — as I characterised it yesterday — of the Virtutes or Mights, then the sphere of the Dominions, and then that of the Thrones. [ 15 ] When one speaks of the Copernican and of the Ptolemaic systems, one must have it clear in one's mind that in the Ptolemaic system something still remains of the constellation of ruling Spirits, and there the Earth must be taken as the starting point of the perspective. A future will come when this world system will again be the correct one; because Man will again know about the Spiritual World. It is to be hoped that men will be then less fanatical than they are to-day To day, it is said: ‘Before Copernicus, people all talked nonsense, they all had a primitive world system. Since Copernicus we at last know what is right. All else is false, and because the Copernican system is the right one it will be taught in all ages, even if it were for millions of years.’ This is more or less the talk of the day. There hardly ever existed such superstitious folk as are the modern astronomical theorists; and there hardly ever was such fanaticism as there is in this domain of science. It is to be hoped that future generations will be more tolerant and that they will say: ‘From the fifteenth or sixteenth century men ceased to be conscious of the existence of the spiritual world, and that one must have other perspectives in the spiritual worlds, that there, one must arrange the heavenly bodies into a different order than when one observes in a merely physical way.’ Formerly that was done, but the time came when men considered the order and regulation of the heavenly bodies only from the physical point of view. ‘We can do this also,’ will cry the men of the future, and from the sixteenth century onwards it was quite correct. ‘Men had for a time to overlook the spiritual world but then people bethought themselves again and recollected that there was a spiritual world, they then returned to the original spiritual perspective.’ It is to be hoped that the men of the future will comprehend that there also was once an astronomical Mythology, and will not look upon our times with the same disdain with which the men of the modern superstitions look upon their forefathers. [ 16 ] We see that the Copernican system became different, simply because merely physical standpoints were taken into account in relation to it. Before that, in the Ptolemaic system, there were still remnants of a spiritual point of view. Only through taking into consideration the other system, can one form any idea of the rulership and the action of the spiritual Beings within our solar-planetary-system. We keep to physical conditions when we say: Up to the Moon the Angels exercise their power, up to Mercury the Archangels, to Venus the Spirits of Personality, up to the Sun the Powers, as far as to Mars the Mights. Then come the Beings we call the Dominions, and here lastly the Thrones. We need only draw in other lines to designate the physical system, then we have in these lines the limits of the realms of power of the Hierarchies. As regards spiritual activities it is not our Sun at all which stands in the centre of the system, but the earth. Therefore, all the ages which have regarded spiritual development as the most essential part, have said: Certainly the Sun is a far nobler heavenly body, Beings have evolved upon it who stand higher than man; but that with which evolution is concerned is man, who lives upon the earth. And when the Sun withdrew from the Earth, it did so in order that man should develop in the right way. If the Sun had remained united to the earth man could never have been able to progress at the right tempo. This was possible only because the Sun withdrew along with those Beings who could bear quite different conditions. It left the earth to itself, so to speak, so that man might find his tempo for his own development. [ 17 ] A world system grows into this or that according to the point of departure — the perspective chosen. If one asks, where is the centre of our world system, seeing in it only what the purely physical senses can observe, then it is found in the Copernican system. If one asks about the arrangement of our solar system as it depends on the regions ruled over by the spiritual Hierarchies, we must place the earth as its centre, we then get other boundary lines; the planets then become something quite different, they become limits for the region over which each spiritual Hierarchy holds sway. [ 18 ] And now you will easily be able to see the correspondence between what has been just said about the spacial distribution of each sphere of influence, with that which has been said about the task and mission of each group of Beings. The Beings who are nearest to the earth, who hold sway in the immediate surroundings of the earth up to the Moon, are the Angels. From that region they guide the life of each single Individual as it progresses from incarnation to incarnation. But something more is needed in order that whole masses of nations may be distributed in accordance with their mission upon earth. A little thought will reveal that co-operation with the cosmos is here necessary. It really depends on cosmic, not earthly conditions, whether a nation has one sort of character or another. Only think how a race with different qualities, for instance in hair and in skin, acts otherwise than another race would do; here we have the interactions of conditions which must be regulated from heavenly spaces. This is done from a region whose lordship extends up to Mercury, to the boundary of the Archangel's sphere of action. Further, when the whole of humanity as it develops upon earth has to be guided and led, this has to be effected from still wider heavenly spaces, from that which extends as far as to Venus by the Archai. When further, the task of the earth itself has to be led and guided, this must be done from the centre of the whole system. [ 19 ] I have said that our humanity evolves through Saturn, Sun, Moon, Earth, Jupiter, Venus, and Vulcan. The Beings of the spiritual Hierarchies, who direct the mission of humanity carrying it on from one planet to another, are the Powers, the Spirits of Form. They must dwell in a very special place, they are of such a nature that their sphere of power reaches up to the Sun. The Sun already existed as a special, a particular globe alongside the ancient Moon; it is now near the earth, in the future it will be near Jupiter. Its realm of power extends beyond the single planets. Therefore the existence of the Sun must be bound up with those spiritual Beings whose realm of action also extends beyond the single planets. The Sun is a very special and perfect globe for this reason, that up to it extends that realm of power which stretches beyond the single planets. Thus you see that in reality we do not find the outer spheres or dwelling places of the Hierarchies so much on the single planets as in the regions which are limited by the orbits of the planets. If you think of the whole surrounding space from the earth up to the Moon, it is filled with Angel-activities; and if you think of the spheres from the earth to Mercury, it is filled by the activities of the Archangels, and so on. [ 20 ] Thus we have to do with the spheres of space; and the planets are the landmarks for realms of the spacial activities of the higher Beings. We see that a continual, progressive line of perfection is to be sought from man upwards. Man himself is chained to the earth. That eternal part of him which goes from incarnation to incarnation is guided by Beings who are not bound only to the earth, but who traverse the surrounding air and that which lies beyond it up to the Moon. And so on further. [ 21 ] Now, man has been engaged on his evolution upon earth since primeval times, and his relationship towards his whole evolution upon earth, is exactly similar to the relationship between the small child and the grown-up person. The latter teaches the small child. It is the same as regards the Hierarchies in the cosmos. Man, who is chained to the earth, only gradually struggles through to the knowledge he needs, to the cleverness which is necessary to him upon earth. Higher Beings must teach him. What must happen so that this object can be gained? In the beginnings of the earth's existence, Beings who were otherwise not bound to the earth, had to come down from higher spheres. And that really happened. Beings who otherwise needed only to live in the surroundings of the earth had to come down so as to communicate to men what they already knew as the older, more perfect members of the Hierarchies. They had to incarnate into human bodies, not for their own development, for they did not need it, just as a grown-up man does not study the A.B.C. for his own progress, but so as to teach it to these small children. Hence, we look back into old Atlantean and old Lemurian times, when Beings descended from the surrounding realms of the earth to which they belonged and incarnated in human bodies and became the teachers of mankind. These are Beings who belonged to higher Hierarchies, to Mercury and Venus. The sons of Venus and of Mercury descended from above and became the teachers of young humanity, so that these men, wandering in the midst of that young humanity, really represented Maya or illusion. There have been such men. Let us suppose, in order to explain it more precisely: some normally developed man of the Lemurian times met such a man. Externally he did not appear very different from others, but a spirit had entered into him whose realm extended as far as Mercury or Venus. Thus, the exterior of such a man represented in reality Maya, an illusion. He looked like other men, but he was something quite different: he was a son of Mercury, or of Venus. In the early dawn of humanity there were such apparitions. The sons of Mercury or of Venus came down and wandered among men, so that they now received within them the character of the Beings of Mercury and Venus. We have said that the Beings of Venus are the Spirits of Personality. Such Beings walked the earth as men, being outwardly limited to narrow human personalities, but who with their mighty power guided humanity. These were the great conditions of lordship in Lemurian times, when sons of Venus guided the whole of humanity. The sons of Mercury guided parts of humanity. They were as powerful as those are now whom we call spirits of nations or of race. [ 22 ] Maya or illusion does not only exist in the world but also as regards men. A man as he stands before us can have an external appearance which is a truth, which corresponds precisely to his soul; or else it may be a Maya; he has in reality a task, which corresponds to the task of the sons of Mercury or of the sons of Venus. This is what is meant, when it is said, that fundamentally the great guiding individualities of ancient times as they walked the earth with their ordinary names, represented a Maya, and that was what H. P. Blavatsky meant when she pointed out that the Buddhas represented Maya. You can find this very word in the Secret Doctrine. These things are derived in every respect from the teachings of the holy Mysteries: we have only to understand them. [ 23 ] We are now obliged to ask: How does it happen then that such a son of Venus descends to us? How does it happen that a Bodhisattva can live upon earth? The Being of a Bodhisattva, the Being of a son of Mercury, forms an important chapter in the evolution of our earth which has to do with its connexion to the Cosmos itself. Therefore, tomorrow we shall have to consider the nature of the sons of Mercury and of Venus, of the Bodhisattva or Dhyani-buddhas.
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102. The Influence of Spiritual Beings on Man: Lecture III
15 Feb 1908, Berlin Tr. Unknown Rudolf Steiner |
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102. The Influence of Spiritual Beings on Man: Lecture III
15 Feb 1908, Berlin Tr. Unknown Rudolf Steiner |
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The purpose of these lectures is to bring still loftier concepts to those more advanced students of theosophy who have been familiar for some time with its world-conception and—which is much more important—have become at home in its way of thinking and feeling. This will make it more difficult for the later-comers to follow; perhaps they are well able to follow with their understanding, but it will become increasingly difficult for them to regard as sound and reasonable what is brought forward from the higher sections of theosophy. Much goodwill, therefore, will be required of new-comers to follow these group-lectures with the understanding of feeling and perception. Yet we should make no progress if we had no opportunity of throwing light upon the higher realms of spiritual existence as well. That then is the purpose of these lectures. Now in the last lecture I gave you a picture of the evolution of our whole planetary system. Before that we had considered the planetary system itself in so far as the various planets are peopled by beings who have an influence on our human body. What is to be brought forward today will link on to these two previous studies. We will extend still further our picture of the planetary system and learn some of the mysteries of our cosmic existence from a spiritual aspect. In the numerous popular accounts of the origin of our planetary system one is first led back to a kind of original mist, to a vast fog-like structure, a nebula, out of which our sun and its planets have somehow agglomerated, although for the driving force in this process only physical forces, as a rule, are taken into account. This is called the “Kant-Laplace theory,” though it is somewhat modified today, and those who have arrived at an intellectual grasp of the gradual agglomeration of the different planets out of the original nebula up to the condition in which they and our earth now exist, are very proud of their intelligence. They continually emphasize that it is but little in keeping with the present important advance in science to speak of spiritual forces and spiritual beings in this separation of the heavenly bodies out of the nebula. Various popular books, too, describe such statements as completely backward and superstitious. Now the intelligence of a student of theosophy would suffice for an understanding of what is brought forward in this way. But he goes somewhat further. It is clear to him that the physical forces of attraction and repulsion were not enough. It is clear that all sorts of other things played a part. Theosophy has still to put up with being proclaimed thoroughly dense and stupid and a dreadful superstition by popular official science—which one could perhaps call “antisophy.” But we are living in an age which in a remarkable way is full of hope for the theosophist. It could he said that the theories, opinions and knowledge that modern popular science forms from its own facts look like tiny, gasping, dwarf-like creatures which run puffing and blowing at a considerable distance behind the facts. The facts of modern science are actually far, far ahead of the “belief” of modern science—only that is not recognized. I should only like to remind you of how we have often spoken here of the activity of the astral body during the night, of how the astral body at night works at upbuilding the physical and etheric bodies and ridding them of the fatigue substances they have acquired during the day. To express the sentence in this form would simply strike modern science as something not fit for polite society. But facts speak a plain language. When, for example, we can read in an American paper today that a researcher has established the theory that the sleep activity in man is an involving, constructive one, whereas on the other hand the waking activity is a destructive one, you have again a proof of how modern science runs after the facts like little dwarfs who cannot keep up. In the world-conception of theosophy you have the great illuminating views that are drawn out of a spiritual conception of the world. When we consider the origin of our present solar system theosophically we need in no wise—nor in other fields—directly contradict what is put forward by physical science. For theosophy has no objections to make in respect of what physical science strives to know—that is, what eyes could have seen in the successive phases of evolution. If at the time of the original nebula someone had placed a chair out in universal space, had sat on it for a sufficiently long life-time and had watched how the different globes had gathered themselves into balls and separated off, with physical eyes he would have seen nothing but what physical science has affirmed. But that would be just the same as if two observers reported that a man gave another a box on the ear and one of them should say: The man was furiously angry with the other and that made him shoot out his hand and give the other a box on the ear. The second observer might say: I saw nothing of anger or passion, I only saw the hand move and inflict the blow.—That is the external, materialistic description, the method employed by modern science; it does not contradict the spiritual examination of the facts. However, the man who believes that this materialistic description is the only one naturally feels that his scientific eminence is vastly superior to everything put forward by spiritual research. The modified Kant-Laplace theory may definitely hold good as an external event, but within the whole forming of globes, within this whole crystallizing of the separate cosmic globes, spiritual forces and spiritual beings were at work. The experimenter shows us today in a beautiful way how this Kant-Laplace theory can proceed. One need only take a fairly small ball of oil that swims in water. Then one can very easily put a little cardboard disk in the plane of the equator through this ball and put a needle through the centre. Now one rotates the needle very rapidly, little oil-balls split off, and it is easy to picture a cosmic system in miniature and to show how a cosmic system has separated itself off into globes in space. The experimenter has only forgotten one thing. He forgets that he himself was there, that he made the necessary preparation, that he then rotated the needle and that what cannot go of itself on a miniature scale cannot go of itself in the universe. Out there it is supposed to go of itself. Things are not in the least so very difficult to comprehend, but the right physical principles are so worn out that those who do not want to see them really need not see them. So, spiritual forces and spiritual beings were active in this whole process of planet formation and we will now learn something about it. I must remind you of the often-repeated fact that before our Earth became “Earth” it had gone through earlier embodiments, other planetary conditions—the Saturn, Sun, and Moon conditions, and only then advanced to its present Earth condition. Now picture vividly ancient Saturn, floating in space in the far-distant past, the first embodiment of our Earth. Within the whole being of Saturn there was as yet nothing at all of what we see round us today as our plants, minerals, animals. Saturn consisted in the beginning of nothing but the very first rudiments of humanity. We speak of ancient Saturn as of nothing but a sort of conglomeration of human beings. Man existed at that time only in the first rudiments of his physical body. Ancient Saturn was simply composed of individual physical human bodies—somewhat as a mulberry or blackberry is composed of nothing but single tiny berries. It was surrounded by an atmosphere, as today our Earth is surrounded by air, but in relation to what we know as atmosphere today it was spiritual. It was entirely of a spiritual nature and within the Saturn evolution man began his first development. Then came a time when Saturn went through a state similar to man's condition between death and rebirth in Devachan. One calls this state of a cosmic body, Pralaya. Thus Saturn went through a sort of devachanic state and when it entered again upon a kind of externally perceptible existence, it emerged as our Earth's second planetary stage, as Sun. This Sun-condition brought the human being again further. Certain beings which had remained behind now emerged at the side of the human kingdom, so that there were then two kingdoms on the Sun. Then came a Pralaya, a devachanic condition, after which the whole planet was transformed into the Moon-condition; and so it continued, again a Pralaya, until the Moon passed over into our Earth. When our Earth came forth from the purely spiritual devachanic state and received for the first time a kind of externally perceptible existence, it was not like it is today. In fact, seen externally, it could really be pictured as a kind of great primordial nebula, as our physical science describes. Only we must think of this primordial mist as immense, far greater than the present earth, extending far beyond the outermost planets now belonging to our solar system—far beyond Uranus. To spiritual science what is seen coming forth from a spiritual condition is not merely a kind of physical mist. To describe it as a kind of mist and nothing more is about as sensible as if a man who has seen another should reply to a question as to what he saw: I saw muscles which are attached to bones and blood—simply describing the physical aspect. For in the primordial mist there were a multitude of spiritual forces and spiritual beings. They belonged to it, and what happened in this primordial mist was a consequence of the deeds of spiritual beings. All that the physicist sees when he sets out a chair in cosmic space and watches the proceedings, he describes just as the observer who denied the passion and anger and described only the moving hand. In reality, what took place there—the separating off of cosmic bodies and globes—was the act of spiritual beings; in the primordial mist, therefore, we must see the garment, the outer manifestation, of a multitude of spiritual beings. They are spiritual beings at very varied stages of evolution. They do not arise out of a nothingness, they have a past behind them. They have the Saturn, Sun, Moon-past behind them. They have gone through all this and now they stand before the task of turning into deeds all that they have gone through. They have to “do” what they have learnt on Saturn, Sun, Moon, and they stand at most diverse heights of development. Among them are beings who were as advanced on ancient Saturn as man is on Earth today. These have already passed through their human stage on Saturn and thus stand far above man at the outset of the Earth's evolution. Other beings are there who went through their human stage on the Sun, others who did so on the Moon. The human being waited to go through his human stage on the Earth. Even if we consider only this fourfold hierarchy we have a series of different beings at different stages of evolution. We call the beings who went through their human stage on the Sun, the “Fire-Spirits,” but you must not imagine that they were externally like the men of today. They went through their human stage in a different external form. The ancient Sun planet had an extraordinarily fine light substance, far lighter than our present substance. At that time there was no kind of solid or fluid, nothing but the gaseous element existed, and the bodies of the Fire-Spirits in spite of their being of human rank were gaseous bodies. One can go through the human stage in cosmic evolution in the most varied forms. Only the Earth-man goes through it in the flesh on Earth. The beings who had human rank on the Moon and who were already at a higher stage than man went through it in a kind of watery condition. Thus these spirits and a whole host of others were united with the primordial mist that lay at the starting-point of our Solar system. Thus, for instance, you can readily understand that what began for man upon Saturn began in some way for other beings upon the Sun. As on Saturn the first rudiments of the physical body began, so on the Sun other beings followed, just as in schools different primary pupils are always following on. These beings have only advanced to the point of being physically incorporated in our contemporary animals. On the Moon followed beings who are present in our contemporary plants, and our present minerals have only been added on the Earth. These are our youngest companions in evolution whose pains and joys I described to you in a previous lecture. Thus in the original mist there were not only advanced beings but those too who had not yet reached the human stage. We must now add to those which I have enumerated, beings I have spoken of as lagging behind at certain stages of cosmic evolution. Let us take the Fire-Spirits. They had already attained their human stage on the Sun, and now, on the Earth, they are highly exalted beings, two stages above man. They are so advanced that not until man has ascended through the Jupiter and Venus existence to the Vulcan existence will he be mature for such an existence as that of the lofty Sun-Spirits at the beginning of the Earth's development. But now there were beings who had remained behind, who should have progressed on the Sun as far as the Fire-Spirits, but who for certain reasons stayed behind. They could not develop to the full height which the Fire-Spirits had reached when the Earth stood at the outset of its evolution. You will all remember that at the very beginning of its evolution the Earth was still one body with sun and moon—and this you can easily combine with the theory of the original mist or nebula. If you were, therefore, to stir together the three heavenly bodies, earth, sun, moon, in a gigantic cosmic cauldron you would get a body which at one time existed. Then came the time when the sun drew out and left earth and moon, to be followed by a time when the moon too drew out and left our earth as it is today with the sun on one side and the moon on the other. We now ask our-selves how it came about that three bodies arose out of the one. You will easily see why that happened when you re-member that highly-evolved beings, standing two stages above man, were present in the primordial mist—unified with its external existence. They would have had nothing directly to do on such a cosmic body as our present day earth, they needed a dwelling place with quite different characteristics. On the other hand the human being would have been consumed in an existence united with the sun. He needed a weakened, milder existence. It was essential then that through the action of the Fire-Spirits the sun should be withdrawn from the earth and made into their scene of action. It was not a merely physical event: we must under-stand it as the deed of the Fire-Spirits themselves. They drew out their dwelling place and all they needed as sub-stances from the earth and made their theatre the sun. By virtue of their nature they can endure that immense velocity of development. If the human being were exposed to such a velocity, then scarcely were he young when he would at once become old. All evolution went on at a furious tempo. Only such beings as stood two stages higher than man could bear the sun-existence. They drew away together with the sun and left behind the earth with the moon. Now we can answer the question too why the moon had to separate from the earth. If the moon had remained united with the earth then man could again not have sustained his existence. The moon had to be thrust out, for it would have mummified man's whole development. Men would not have undergone such a rapid development as they would had the sun remained, but they would have been carbonized, dried to mummies; their evolution would have been such a slow one that they would have become mummified. In order to produce just the degree of development useful to man, the moon with its forces and its subordinate beings had to be thrust out. And so likewise united with the moon are those beings which I have described as remaining at a time of life comparable to that reached today on earth by a seven-year-old child. As they only go through an existence such as a human existence up to the age of seven, when only the physical body is developed, they need a dwelling-place such as the moon. When you add the fact that not only these various beings were united with the original nebula, but a whole series more, standing at very varied stages of evolution, then you will understand that not only these cosmic bodies, earth, sun, moon, separated from the nebula, but other cosmic bodies too. Indeed they all agglomerated as separate globes because scenes of action had to be found for the varying stages of evolution of the different beings. Thus there were beings at the very beginning of our Earth who were scarcely fitted to take part in further development, who were still so young in their whole evolution that any further step would have destroyed them. They had to receive a sphere of action, so to speak, on which they could preserve their complete youthfulness. All other fields of action existed to give dwelling-places to those who were al-ready more advanced. For the beings who arose last of all during the Moon existence, and who therefore had stayed behind at a very early evolutionary stage, a field of action had to be separated out. This scene of action was the cosmic body which we call “Uranus,” and which therefore has but slight connection with our earthly existence. Uranus has become the theatre for beings which had to remain at a very backward stage. Then evolution proceeded. Apart from Uranus, all that forms our universe was contained in an original pap-like mass. Greek mythology calls this condition “Chaos.” Then Uranus separated out, the rest remaining still in the Chaos. Within it were beings who in their development stood precisely at the stage at which we human beings stood when our Earth passed through the Saturn condition. And for these beings a special theatre, “Saturn,” was created, since standing at that stage, only just beginning their existence, they could not share in all that came later. Thus a second cosmic body split off, Saturn, which you still see in the heavens today. It arose through the fact that there were beings who stood at the same stage as man at the Saturn-time of the Earth. Whereas Saturn arose as a separate cosmic body, everything else that belongs to our present planetary system, the earth with all its beings, was still in this original pap-like mass. Only Uranus and Saturn were outside. The next thing that took place was the separating of another planet which had to become the scene for a certain stage of development. That was the planet Jupiter, the third to split off from the misty mass which for us is actually the earth. At the time of Jupiter's separation, sun, moon, as well as all the other planets of our system, were still united with the earth. When Jupiter had split off there gradually arose the forerunners of contemporary humanity. That is to say, our present human beings emerged again just as a new plant comes out of the seed. The human seeds had gradually formed during the conditions of ancient Saturn, Sun and Moon, and now while the sun was still linked with the earth these human seeds came out again. But now the human beings would not have been able to evolve further, they could not support the tempo as long as the sun remained with the earth. Then something came about which we can well understand when we are clear that the beings we have called the Fire-Spirits took their scene of action away from the earth. The sun pressed out and we have now sun, with earth and moon together. During this time Mars—in a way which would take too much time to relate now in detail—had again formed a theatre for particular beings, and in its further advance Mars actually passed through the earth and moon and left behind what to-day we know as iron. Hence Mars was the cause of the iron particles deposited in living beings, that is, in the blood. Now someone could say: That is not so very remarkable, iron is everywhere. For just as other bodies were in the primordial mist, so too was Mars with the iron which it left behind. Iron is in all the other planets as well!—Science today, however, wonderfully confirms what is given here from the teaching of spiritual science. You will remember that I once showed you how one passes symbolically from the green sap of the plant, chlorophyll, to the blood of man. Plants arose at the period before this passage of Mars had taken place and have preserved their characteristic. Then the iron was deposited in the beings more highly organized than the plants, permeating the red blood. Thus what has recently been found in a Zurich laboratory is in complete accordance with these spiritual-scientific facts, namely, that blood can-not be compared with chlorophyll, simply because it was deposited later. We must not imagine that blood depends in any way on the substantiality of the chemical element “iron.” I say that especially, because someone might say that one can speak of no connection at all of chlorophyll with the blood. Today science makes the discovery that the blood is to be traced back to the element “iron”—whereas chlorophyll contains no iron. It is nevertheless in the fullest harmony with what Spiritual Science has to say, it is only a matter of looking at things in the right light. Then for reasons which we have already stated, the moon separated and we have the earth by itself and the present moon as its satellite. To the sun withdrew all the beings of an essentially higher order than man, whom we have called the Fire-Spirits. But there were certain beings which had not ascended high enough to be able really to endure the sun existence. You must be clear that they were beings exalted far above man, but still not so far advanced as to be able, like the Fire-Spirits, to live on the sun. Dwelling-places had to be created for them. None of the other theatres could have served them, for those were for beings of another nature, who had by no means attained the great age of the beings who, though belonging to the Fire-Spirits, had not quite kept up with them in cosmic evolution. In the main there were two species of beings who had remained behind, and two special arenas were therefore formed for them through the severing of Mercury and Venus from the sun. Mercury and Venus are two planets which have split off as the centres for those Fire-Spirits who are exalted far above human existence, yet who could not have supported the sun-existence. So you have Mercury in the neighbourhood of the sun as arena for those beings who had not been able to live with the Fire-Spirits on the sun, and Venus as arena for beings who in a certain respect had remained behind the Mercury beings but who yet stood far above man. Thus you have seen these various cosmic bodies originate out of the primoridal mist from inner causes, from spiritually-inspired activities. If one keeps to the physical alone, matters take their course in the way depicted by modern science, but the point is to learn to know the spiritual causes by which things have become what they are. Inside the primordial mist, the beings have themselves created the dwelling-places in which they could live. Now these various beings who were, so to say, harmoniously side by side before they had separated, did not remain without connection. On the contrary, they work through one another throughout. The influence of the Mercury and Venus beings on the earth is of a quite special interest. Put yourselves back into the time when the sun and then the moon released itself from the earth and man began his existence in his present form. He has acquired this existence in the present form through the fact that one of the Sun-Spirits forbore—if I may so express it—from continuing his existence on the sun, but united himself with the moon. In this way a lofty regent of the moon arose. Beings of a lower order existed on the moon, but one of the Sun-Spirits united himself with the moon-existence. This Sun-Spirit who is therefore really a displaced Sun-Spirit in the universe is, as divine, spiritual being, Yahve, Jehovah, the regent of the moon. We shall see why that came about if we consider the following. We have seen that if the sun had remained united to the earth man would have been consumed by the swift course of development, and if the moon and its forces alone had worked upon man he would have been mummified. Precisely through the harmony of sun and moon forces arose the equilibrium that keeps man in the present tempo of evolution. When the Earth had come over from the old Moon, man had his physical body from Saturn, his etheric body from the Sun and his astral body from the Moon. But be-cause he had the three bodies and the seed with the three bodies now began to develop, he had a very different form. You would open your eyes in amazement if I should de-scribe it to you, for the present human form has arisen quite slowly and gradually from the time of the moon-separation. But the base, inferior moon-forces could not have given man his present form. They could certainly have given him a form, but an inferior one. If the moon-forces had remained with the earth they would have held him fast in one form. Forces that give the form must proceed from the moon, while forces that continually alter the form proceed from the sun. But in order that the present human form should arise, a molder, a modeler of form, must work from the moon; it was not possible otherwise. At that time therefore began the development of the ego-man. The fourth member of the human entity arose and Yahve gave the human being the nucleus to a form which would enable him to become an ego-bearer. Now man was not yet capable of carrying out the work of which I have told you. I have explained that man's ego works upon his astral, etheric, and physical bodies. But he can only begin this work gradually. As a child needs teachers, so when man was already prepared to become an ego-bearer, he needed a stimulus on earth to enable him to advance, and there were two “stimulators.” You can think whence, from the whole cosmic evolution, they came. The beings who stood nearest to man were the Venus and Mercury beings. Until, at the end of the Atlantean Age, man could make the first feeble efforts to work independently with his ego upon the three bodies—for that was just possible at the end of the Atlantean Age—he had to have teachers. These teachers were beings of Venus and Mercury, and they went on working far beyond the Age of Atlantis. But they are not to be looked on as we look on our present teachers; the Venus beings must rather be thought of as those who endowed man with his intellectuality. Men knew nothing at all of this; just as the different human fluids work upon man, so did the forces of these beings influence him until he could work upon his bodies independently. What we find in man today as intelligence was mediated to him through the spirits who remained behind on Venus as Fire-Spirits of a lesser order. In addition to these were other teachers and they were in fact perceived consciously as teachers by men who attained clairvoyance—the teachers of the great Mysteries of ancient times. In the far past there was not only that all-embracing influence of the Venus-Spirits who worked more or less on mankind as a whole, there were also Mystery centres where the most advanced human beings received instruction spiritually from the Fire-Spirits. The exalted Fire-Spirits of Mercury instructed in the Mysteries; there they appeared—if we may say so—in a spiritual embodiment and were the teachers of the first initiates. Just as the first initiates became the teachers of the great masses of mankind, so did the beings of Mercury work as the teachers of the first initiates. From this you may realize that the beings of other stars have an influence upon man, but the very complicated nature of this influence can be seen from the following. You remember that in my Theosophy1 we roughly divide the human being by saying that he consists of physical body, etheric body, astral body, ego, spirit-self, life-spirit, spirit-man. The more correct division, as you know, is physical, etheric, astral bodies, then the three soul-forces in which the ego emerges—sentient soul, intellectual or mind soul, consciousness soul—and that only then we have spirit-self or Manas, life-spirit or Budhi, spirit-man or Atma. Thus the soul-element is inserted as sentient soul, intellectual soul, consciousness soul. If we follow man's evolution on the Earth we can say that to the three constituents brought over from the Moon, the first development to be added was the sentient soul, then arose the intellectual soul, and not till towards the end of Atlantean times, when man learnt for the first time to say “I” to himself, did the consciousness-soul arise. Since then man can begin to work consciously from within upon the members of his being. If we divide man thus into body, soul, spirit, then we have to divide the soul again into sentient soul, intellectual soul, consciousness soul. These evolved gradually, and the consciousness soul could as yet have no influence, for it arose only as the last. These members had therefore to be kindled from without, and beings from outside were active. Mars in fact worked on the sentient soul, the already-separated Mercury with its beings worked on the origin of the intellectual soul, and Jupiter, which had been in existence the longest, worked on the origin of the consciousness soul. Thus in the soul-nature of man we have the working of the three cosmic bodies, of Mars in the sentient soul, Mercury in the intellectual soul, Jupiter in the consciousness soul, and inasmuch as spirit-self presses into the consciousness soul, Venus with its beings is active. Mercury was also active with regard to the first initiates, so that the Mercury beings exercised a twofold activity, the one quite unconscious to man inasmuch as they developed his intellectual soul, and then as well they were the first teachers of the initiates when they worked in a fully-conscious way. The Mercury beings had thus a continuous double activity, rather as many country schoolmasters instruct the children and cultivate the land allotted to them. The Mercury beings had to develop the intellectual soul and besides that had to be the great schoolmasters of the great initiates. All these things can also be grasped by pure logic. Now you can perhaps ask why should just Jupiter work on the consciousness soul, since it is such a distant planet. But these things are not investigated on logical grounds, but by investigating the facts of the spiritual worlds. There you would perceive it as a fact that the consciousness soul is kindled by Jupiter beings, to whose help come, on the other hand, laggard Venus beings. Things cannot be fitted into an external scheme in the activity of the cosmos; one must realize that when a planet has already fulfilled a task, its beings can later fulfill another task as well. In the course of the second race of humanity Jupiter beings co-operated on the perfecting of the etheric body; then they themselves advanced a stage, and when the human being was far enough on for his consciousness soul to develop, they had to intervene again and help in its development. What is working in space enters into joint activity in most varied ways; one cannot pass from one activity to another in any sort of schematic way. So you see how the physicist when he looks out into the universe sees only the external bodies of spiritual organisms, and how spiritual science leads us to the spiritual foundations which bring about what the physicist sees. We have not been giving ourselves up to the illusion of the man who takes the little ball of oil and forgets that he himself turns it. We have sought for the beings who themselves drew out the globes of the planets which we perceive. We have not fallen into the illusion of thinking that if we are not there, the whole thing does not go on revolving. We have sought the “revolver,” the one who stands behind as the actual spiritually active being—so that one can always find full accord between what is said by Spiritual Science and discovered by official science. Only you can never derive what Spiritual Science says from the facts of science. You would then at most come to an analogy. If on the other hand the spiritual facts have been found by occult means, then, if you disregard what official science has yet to find, they will every time be in accord with what the physicist too has to say. So the theosophist can support the physicist. He knows very well that an occurrence in the physical realm may be just what the physicist describes, but in addition there is always the spiritual process. This does not prevent many scientists from feeling very superior and considering the theosophist a poor simpleton, or something worse. But the theosophist can look on quite calmly. It will be quite different in fifty years' time, for the continuation of merely materialistic science would do great harm to the health and well-being of man-kind if things were to remain as they are today, and if spiritual science were not to combat them.
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181. Earthly Death and Cosmic Life: Confidence in Life and Rejuvenation of the Soul: A Bridge to the Dead
26 Mar 1918, Berlin Tr. Harry Collison Rudolf Steiner |
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181. Earthly Death and Cosmic Life: Confidence in Life and Rejuvenation of the Soul: A Bridge to the Dead
26 Mar 1918, Berlin Tr. Harry Collison Rudolf Steiner |
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To study the matter further we must refer to what has already been brought forward. When the subject under discussion is the relation of souls in human bodies to discarnate souls between death and rebirth, the chief thing is to direct the spiritual vision to the ‘psychic atmosphere’ in which they must meet in order to establish a relationship between them. We found that there must be a certain disposition of soul on the part of the living which, as it were, forms a bridge to the knowledge of the so-called dead. This disposition of soul always betokens the existence of a certain psychic element, and it may be said that when this element exists, when its presence shows the suitable feeling of the living, it is possible for these relations thus to come to pass. We had to show that this possibility of a blending in the psychic atmosphere is created by the living through two directions of feeling; the first of which may be called the feeling of universal gratitude to all life's experiences. The general relationship of the human soul to its environment falls into an unconscious part and a conscious part. Everyone knows the conscious part; it consists in man's following what meets him in life with sympathy and antipathy and with his general perception. The subconscious part consists in developing, below the threshold of consciousness, a better and more sublime feeling than any we can develop in ordinary consciousness. This feeling can only be described as the knowledge always in the hidden subconscious part of the soul that we must be thankful for every experience of life, even the smallest. Our difficult experiences may for the moment cause us pain, but to a wider view of existence, even painful experiences so present themselves that, not in the surface regions but in the subconscious soul, man can be thankful for them, thankful that life is unceasingly supplied with gifts from the universe. This exists as a real subconscious feeling in the soul. The other direction of feeling is that we must unite our own ego with every being with whom we have anything to do in life. Our actions extend to other beings, some, it may be, even inanimate; but wherever we have done anything, wherever our being has been united with another in action, something remains; and this remainder establishes a permanent relationship between our being and everything with which we have ever been connected. This feeling of kinship is the foundation for a deeper one, a feeling generally unrecognised by the higher soul; a feeling of oneness with the surrounding world. Those feelings—of gratitude and of union with the environment with which one is karmically united—can come to more and more conscious fruition. To a certain extent a man can awaken in his soul what lives in these feelings and perceptions; and to the degree in which this is done, he qualifies himself to build a bridge to souls living between death and rebirth. Their thoughts can only find the way to us when they are able to penetrate through the realm of the feeling of gratitude which we develop; and we can only find the way to them by fostering in our souls, at least to some extent, a feeling of communion. The fact that we are able to feel gratitude towards the universe enables such a mood to enter our souls. When we wish to enter into relation with the dead in any way, then because we have cultivated this disposition, because we are able to feel it, the way for the dead to reach us is opened; and because we can feel that our being lives in an organic community of which it forms a part, as our finger forms a part of our body, we become ripe to feel the same gratitude to the dead when they are no longer present in the physical body, so that by this means we can reach them with our thoughts. Only when we have acquired something of a disposition of gratitude, a feeling of communion, can we apply them in given cases. These experiences are not the only ones; subconscious perceptions and moods are of many kinds. All that we develop in the soul opens out the path to the world in which dwell the dead between death and rebirth. Thus there is a very definite feeling existing subconsciously, but which can be gradually brought into the consciousness, a feeling which we may put alongside of the feeling of gratitude; it becomes lost to man in proportion as he degenerates into materialism, although to a certain degree it always exists in the subconsciousness and is never rooted out, even by the strongest materialism. Enrichment, enhancement and an ennobling of life, however, depend on man's raising such things from his subconsciousness to his consciousness. The feeling here referred to can be called universal confidence in the life which flows through and past us;—confidence in life! In a materialistic view of life, this disposition to confidence in life is very difficult to find. It resembles gratitude to life, but is quite another feeling alongside of it; for confidence in life consists in a steadfast disposition of soul, so that life, however it may approach us, has under all circumstances something to give us, so that we can never degenerate to the thought that life could have nothing more to give us. True, we pass through difficult and sorrowful experiences, but in the greater life relations these present themselves as something that most enriches and strengthens us for life. The chief thing is that this enduring disposition existing in the lower soul should be raised to the higher—the feeling: ‘O Life! Thou raisest me and bearest me, thou providest for my progress.’ If such a disposition were fostered in educational systems a tremendous amount would be gained. It is even good to plan our teaching and education so as to show, by individual examples, that life deserves our confidence—just because it is often so hard to understand. When a man considers life from such a standpoint, asking: ‘Art thou worthy of confidence, O Life?’ he finds much that otherwise he would not find in life. Such a mood should not be considered superficially; it should not lead to finding everything in life brilliant and good. On the contrary, in particular cases this very ‘confidence’ in life may lead to a sharp criticism of evil and foolish things. When a man has not confidence in life, this often leads to his avoiding the exercise of criticism towards what is bad and foolish, because he wishes to pass by the things wherein he has no confidence. It is not a matter of having confidence in particular things; that belongs to another sphere. Man has confidence in one thing and not in another, according as the things and beings present themselves; but the point is for him to have confidence in the general life, as a whole, in the common relationships of life, for if he can draw up any of the confidence always present in the subconsciousness, a way is opened for the real observation of the spiritual guidance and wise disposition of life. Anyone who is observant, not in theory but with feeling, says again and again: ‘As the occurrences of life follow one another, they mean something to me when they take me into themselves, they have something to do with me in which I can have confidence.’ This prepares him for the real gradual perception of what spiritually lives and weaves in these things. Anyone who has not this confidence closes himself to this. Now to apply this to the relations between the living and the dead. When we develop this disposition of confidence, we make it possible for the dead to find his way to us with his thoughts; for thoughts can, as it were, sail on this mood of confidence from him to us. When we have confidence in life, faith in it, we are able to bring the soul into a condition in which the inspirations, which are thoughts sent to us by the dead, can appear;—gratitude towards life, confidence in life as described, belong in a sense together. If we have not this universal confidence in life as a whole, we cannot acquire sufficient confidence in anyone to extend beyond death; it is then simply a ‘memory’ of our confidence. We must realise that if this feeling is to meet with the discarnate dead, no longer incorporated in a physical body, it must be modified, and different from the perceptions and feelings which are extended to friends in the physical body. True, we have confidence in a man in the physical body and this will be useful for the conditions after death; but it is necessary that this confidence should be augmented by the universal, common confidence in life, for the relations of life after death are different. It is not only necessary to ‘remember’ the confidence we had in him in life, but we need to call forth freshly animated confidence in a being who can no longer waken confidence by his physical presence. For this it is necessary that we should ray something into the world, as it were, which has nothing to do with physical things; for the above-described universal confidence in life has nothing to do with physical things. Just as this confidence places itself side by side with the feeling of gratitude, so something else places itself beside the feeling of oneness which is ever present in the lower soul and can be raised to the higher. That again is something which should receive more consideration than it does. This can be done when the element of which I am about to speak is given consideration in the educational systems of our materialistic age. A great deal depends upon this. If man is to take his right place in the world in the present cycle of time, it is necessary for him to develop a faculty which must be cultivated from knowledge of the spiritual world, not from an undefined instinct;—we might even say he must draw up something from the lower soul which came of itself in earner times of atavistic clairvoyance without any need of cultivation and which, though a few scattered remains still exist, is now gradually disappearing, as is all else derived from olden times. What a man needs in this respect is the possibility through life itself to rejuvenate and refresh again and again his feelings towards what must be encountered in life. We can so squander life that after a certain age we begin to feel more or less ‘tired,’ because we have lost the living share in life and are not able to bring sufficient zest to it for its phenomena to give us joy. Just compare the two extremes: the grasp and acceptance of experience in early youth—and the weary acceptance of life's phenomena in later age. Just consider how many disappointments are connected with this. There is a difference in whether a man is able to make his soul forces take part in a continual resurrection so that each morning is new to his psychic experience, or whether, as it were, the course of his life has wearied him for the appreciation of its phenomena. It is specially important to consider this in our time, so that it should gain an influence in the systems of education. With respect to such things, we face a significant turning-point in human evolution. Our judgment of earlier epochs is framed under the influence of the modern science of ‘History,’ which is fiction of a strangely distorted kind. It is not even known how it has come about that training and education have been so directed that in later life man does not retain what he should. Under the influence of the present method the most that we produce in later years of life from the faculties exercised during our youthful education is a mere memory. We remember what we learnt, what was said to us, and as a rule we are contented if we do but remember. We do not, however, notice that many mysteries underlie human life, and in this connection one significant mystery. Reference has already been made to it in former lectures from another point of view. Man is a manifold being. We will first observe him as a twofold being. This twofold nature is expressed even in his outer bodily form, which shows us man as a head, and as the remaining part. Let us first divide man in this way. Were we to keep this difference in structure well in mind, we should be able to make very significant discoveries in natural science. If we observe the structure of the head purely physiologically, anatomically, it presents itself as that to which the more material history of evolution, known as the Darwinian theory, may be applied. In respect of his head, man is placed, as it were, in the stream of evolution; but only in respect of his head, not as regards the rest of his organism. In order to understand the descent of man, we must think of the head alone, disregarding the proportion in size, and consider all attached to it. Suppose evolution took such a course that in time to come man developed certain additional organs of still greater significance; this development, this metamorphosis, might go even further. This was actually the case in the past: man was, long ago, actually a head-being only, developing little by little and becoming what he is to-day. What is attached to the head, although physically larger, only grew there later. It is a younger structure. As regards his head, man is descended from the oldest organism, all the rest grew later. The reason why the head is so important to the present man is because it remembers former incarnations. The rest of his organisation is, on the other hand, a preliminary condition for later incarnations. In this respect man is a twofold being. The head is organised quite differently from the rest of the organism. The head is an ossified organ. The fact is that if man had not the rest of his organism, he would certainly be very spiritualised,—but a ‘spiritualised animal’ only. Unless the head were inspired thereto, it would never feel itself as ‘man.’ It points back to the old epochs of Saturn, Sun and Moon, the rest of the organism only to that of the Moon, and indeed to the later part of that period; it only grew on to the head-part and is really in this respect something like a parasite. We may well think of it in this way: the head was once the whole man; below, it had outlets and openings by which it fed. It was a very peculiar being. As it developed, the lower orifices closed to the environment, and therefore were no longer able either to serve for nourishment or to bring the head into connection with the influences streaming in from the environment; and because the head also ossified above, the remaining part of the body then became necessary. This part of the physical organism only came into being at a time when it was no longer possible for the rest of the animal creation to take form. It may be said that this is difficult to imagine. The only reply is that man must take the trouble to realise that the world is not so simple as some would like to believe, some who prefer not to think much in order to understand it. In this respect men experience a number of ideas by which they claim that the world is easy to understand, and they have very remarkable views. There is an abundance of literature by those who hold Kant as a great philosopher. That is due to the fact that they understand no other philosophers, and have to exercise much thought-force to understand Kant. As he was to them the greatest philosopher (in their own opinion men often consider themselves to be the greatest geniuses!) they can understand none of the others. It is only because Kant is so difficult to understand that he is regarded by them as a great philosopher. With this is connected the fact that man is afraid to regard the world as complicated, as requiring the power of thought for its comprehension. These things have been described from various points of view, and when some day my lectures on ‘Occult Physiology’ are published, men will be able to read how it can be proved by embryology, that it is foolish to say that the brain has developed from the spinal cord. The opposite is the case; the brain is a transformed spinal cord of former times, and the present spinal cord is only added to the brain as an appendage. We must learn to understand that what seems the simplest part of man has come into being later than what seems the more complicated; what is more primitive and at a more subordinate stage, has come into being later. This reference to the twofold nature of man is made here in order to explain the rest, which is the outcome of this duality. The consequence is, that as regards our soul life, which develops under the restrictions of the bodily nature, we ourselves are included in this duality. We have not only the organic development of the head and that of the rest of the organism, but also two different rates, two different velocities in the development of the soul. The development of the head is comparatively rapid, and that of the rest of the organism—we will call it the development of the heart—is about three or four times slower. The condition for the head is that as a rule it closes its development about the 20th year; as regards the head we are old at 20, it is only because we obtain refreshment from the rest of the organism, which develops three or four times as slowly, that we continue our life agreeably. The development of our head is quick, that of the heart, of the rest of the organism, three or four times slower; and in this duality we live our earthly life. In childhood and youth our headorganism can absorb a great deal, therefore we study during that time; but what we then received must be continually renewed and refreshed, must be constantly encompassed by the slower evolutionary progress of the rest of the organs, the progress of the heart. Now let us reflect that if education, as in our age, only takes into consideration the development of the head, it is because in training and education we only allow any rights to the head, the consequence is that the head is only articulated as a dead organism into the slower progress of the evolution of the rest; it holds this back. The phenomenon that at the present time man grows old early in his soul and inner nature, is chiefly due to the system of training and education. Of course we must not suppose that at the present time we can put the question: How shall we arrange education, so that this shall not happen? This is a very important matter which cannot be answered in a few words, for education would have to be altered in almost every respect, for it would not be a question of memory only, but of something with which man could refresh and revive himself. Let us ask ourselves how many to-day, when they look back to an achievement in childhood, upon all they experienced then, upon what their teachers and relations said, are able to remember more than: ‘You must do this,’ are able to plunge again into what was experienced in youth, looking lovingly back to the hand-clasp, to every single remark, to the sound of the voice, to the permeation with feeling of what was offered them in childhood, experiencing it as a continual fount of rejuvenation? It is connected with the rates of development we experience within us, that man must follow the quicker development of his head, which closes about the 20th year, and that the slower progress of the heart, the evolution of the rest of him, has to be nourished throughout his life. We must not only give the head what is prescribed for it, but also that from which the rest of the organism can again and again draw forth restorative force for the whole of our lives. For this it is necessary that every branch of education should be permeated by a certain artistic element. To-day, when people avoid the artistic element, thinking that to foster the life of fancy—and fancy carries man beyond mere everyday reality—might bring fantasy into education, there is no inclination whatever to pay attention to such mysteries of life. We need only look to certain spheres to see what is here meant—for it does, of course, still exist here and there—and we shall see that something can be realised in this way; but it must be realised by man's again becoming ‘man.’ This is necessary for many reasons; we shall draw attention to one of them. Those who wish to become teachers to-day are examined as to what they know, but what does this prove? As a rule only that the candidate has for the time of the examination, hammered into his head something which—if he is at all suited for that particular subject—he has been able to gather from many books, day after day acquiring what it is not in the least necessary to acquire in that way. What should be required above all in such examinations is to ascertain whether the candidate has the heart, mind and temperament for gradually establishing a relationship between himself and the children. Examination should not test the candidate's knowledge, but ascertain his power, and whether he is sufficiently a ‘man.’ To make such demands to-day would, I know, simply mean for the present time one of two things. Either it would be said that anyone who demands such tests is quite crazy, such a man does not live in the world of reality; or if reluctant to give such an answer, they would say: ‘Something of the kind does take place, we all want that.’ People suppose that results come about from this training, because they only understand the subject in so far as they bring their consideration to bear upon it. The foregoing is intended to throw light from a certain side upon something which the lower soul always feels, and which is so difficult to bring up into the higher soul at the present time; something which is desired by the human soul and will be desired more and more as the time goes on;—so that we may see in the right light the fact that the soul needs something wherewith continually to renew the power of its forces, so that we may not grow weary with our progressing life, but are always able to say, full of hope: ‘Each new day will be to us like the first one we consciously experienced.’ For this however we must, in a sense, not need to ‘grow old;’ it is urgently necessary that there should be no occasion to grow old in soul. When we observe how many comparatively young people there are who are dreadfully old and how few regard each day as a new experience given them, as to a lively child, we know what must be achieved and given by a spiritual culture in this domain. Ultimately the feeling here meant is the feeling which acquires the perennial hopefulness of life and enables us to experience the right relation between the living and the so-called dead. Otherwise the facts which should establish our relationship to one of the dead remain too strongly in the memory. A man can remember what he experienced with his dead during life. If, however, when the dead is physically absent we cannot have the feeling that we can always revivify what we experienced with him during life, our feeling and perception are not strong enough to experience this new relationship that the dead is still present as a spiritual being and can work as a spirit. If a man has grown so deadened that he can no longer revive anything of the hopefulness of life, he can no longer feel that a complete transformation has taken place. Formerly he could help himself by meeting his friend in life; now the spirit alone can come to his help. He can meet him, however, if he evolves this feeling of the ever-enduring stimulation of the life-forces, in order to keep the hopefulness of life fresh. It may seem strange to say so, but a healthy life, especially healthy in the directions which a man might develop here (unless he be in a clouded state of consciousness), never leads to the consideration of life as anything of which he can be tired; for even when he has grown old, a thoroughly sound life leads him to wish to accept each day as something new and fresh. Sound health does not lead a man to say when old: ‘Thank God my life is behind me;’ rather does he say to himself: ‘I should like to go back forty or fifty years and pass through the same circumstances again!’—This is the man who has learnt through wisdom to cheer himself with the thought that what he cannot carry through in this life, he will do more correctly in another. The sound man does not regret anything he has experienced, and if wisdom is needed for this, he does not long to have it in this life, but is able to wait for another. The right confidence in life is built on vigorously maintained life-hopes. These then, are the feelings which rightly inspire life and at the same time create the bridge between the living here and the dead yonder:—gratitude towards the life which greets us here; confidence in its experiences; an intimate feeling-in-common; the faculty of making hope active in life through ever fresh springing life-forces; these are the inner ethical impulses which, felt in the right way, can supply the highest external social ethics; for ethics, like history, can only be understood in the subconscious realm. Another question in regard to the relationship of the living to the dead frequently arises: What is the real difference in a relationship between man and man when incarnated in physical bodies, and between them when one is in a physical body and the other not, or when neither is in a physical body? In respect to one point of view I should here like to mention something of importance. When we observe the ego and actual soul life—also called the astral body—by means of spiritual science (the ego, as we have often heard, is the youngest, the baby among the principles of man's organisation, whereas the astral body is somewhat older, though only dating from the Moon evolution) we must say of these two highest principles that they are not as yet so far advanced for man to rely on them alone for power to maintain himself independently of other men. If we were here with one another—each only as ego and astral body—we should be together as though in a sort of primordial jelly. Our entities would merge into each other, we should not be separate and would not know how to distinguish ourselves one from the other. There could be no possibility of knowing whether a hand or leg were one's own or another's (the whole matter would then of course be quite different, we cannot really thus compare the circumstances). We could not even properly recognise our feelings as our own. To perceive ourselves as separated men depends on each one having been drawn out of the general fluid—as we must picture a very early period—like a drop; and in such a way that the individual souls did not flow together again, but each soul-drop was held together as though in a sponge. Something like that really occurred. Only because we as human beings are in etheric and physical bodies are we separated from one another, really separate. In sleep we are only separated by a strong longing for our physical body. This longing which draws us ardently to the physical body, divides us in sleep; otherwise we should drift through one another all night long. It would probably be much against the grain of sentimental minds if they knew how strongly they come into connection with other beings in their neighbourhood. This, however, is not so very bad in comparison with what might be if this ardent longing for the physical body did not exist as long as man is physically incorporated. We might now ask: What divides our souls from others in the time between death and rebirth? Well: as with our ego and astral body between birth and death we belong to a physical and etheric body, so after death, until rebirth, we are part of quite definite starry structures, in no way the same; each one of us belongs to quite a distinct structure. From out [of] this instinct we speak of ‘man's star.’ This starry structure, taking its physical projection first, is periphically globular, but we can divide it in many ways. The regions overlap each other, but each belongs to another. Expressed spiritually, we might say that each belongs to a different rank of Archangels and Angels. Just as people here are drawn together through their souls, so between death and rebirth, each belongs to a particular starry structure, to a particular rank of Angels and Archangels; their souls all meet together there. The reason this is so, but only apparently (for we must not now go further into the mystery) is because on earth each one has his own physical body. I say ‘apparently’ and you will wonder; but it is surprising when investigated how each has his own starry structure and how these overlap. Let us think of a particular group of Angels and Archangels. In the life between death and rebirth, thousands of Angels and Archangels belong to one soul; imagine only one of all these thousands, taken away and replaced by another, and we have the region of the next soul. In this diagram two souls have, with one exception, which they have from another realm, the same stars; but no two souls have absolutely similar starry structures. Thus men are individualised between death and rebirth, by having each his special starry structure. From this we see upon what the separation of souls between death and rebirth is based. In the physical world, as we know, this division is effected by the physical body. Man has his physical body as a shell as it were; he observes the world from it, and everything must come to the physical body. All that comes into the soul of man between death and rebirth stands, as regards the relation between his astral body and ego, in a similar way in regard to a starry structure, as here the soul and the ego stand with regard to the physical body. Thus the question as to how this severance comes about is also answered as above. From these considerations we have seen to-day how we can work upon our souls in forming certain feelings and perceptions, so that the bridge of communication may be formed between the so-called dead and the living. What has just been said can also attract thoughts, perceptive thoughts and thoughtful perceptions, which can in their turn have a share in the creation of this bridge. This takes place by our seeking more and more to form a kind of perception with regard to some particular dead friend which when we have experienced something in the soul, can bring up the impulse to ask ourselves: How would the dead experience what I experience at this moment? By creating the imagination that the dead experienced the event side by side with us and making this really a living feeling, man gauges in a certain respect, either how the dead has intercourse with the living, or the dead with the dead, when we consider the various starry realms given, in relation to our own souls or to each other. We can here surmise what interplays between soul and soul through their assignment to the starry realm. If we concentrate through the presence of the dead upon a directly present interest, if in this way we feel the dead living immediately beside us, then from such things as are discussed to-day we become more and more conscious that the dead really do approach us. The soul will develop a consciousness of this. In this connection we must have confidence in life that these things are so; for if we do not have confidence but are impatient with life, the other truth obtains. What confidence brings is drawn away by impatience; what man might learn through confidence, is made dark by impatience. Nothing is worse, than if by our impatience we conjure up a mist before the soul. |
157a. The Forming of Destiny and Life after Death: Lecture on the Poem of Olaf Åsteson
21 Dec 1915, Berlin Tr. Harry Collison Rudolf Steiner |
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Our epoch is so terribly proud of its thinking, that those who have brought themselves to read a little Philosophy in the course of their lives—I will not go so far as to say they have read Kant, but merely some commentary on Kant—are now convinced that anyone who asserts anything about the spiritual world in the sense of Spiritual Science, sins against the undeniable facts established by Kant. |
And it is well that humanity should have reached this point, through the critical philosophy of Kant. We are well able to say: The images we have of the outer world are such that we can compare them with images of the two men in a mirror. |
And he certainly no longer has the feeling: ‘On this 21st of December, 1915, I am clever; now, through my cleverness I shall write a book that will be finished in the course of months or years.’ |
157a. The Forming of Destiny and Life after Death: Lecture on the Poem of Olaf Åsteson
21 Dec 1915, Berlin Tr. Harry Collison Rudolf Steiner |
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We shall begin to-day by studying a Northern poem that we considered in this group some time ago. The whole content of this poem is connected with Christmas and the Christmas season. It treats of the Legend of Olaf Åsteson and contains the fact that Olaf Åsteson, a legendary person, passed the thirteen days between Christmas and the Day of Epiphany in a very unusual way. And we are reminded thereby how within the world of these Sagas there lives the perception of the primitive clairvoyance formerly existing in humanity. The story is the following: Olaf Åsteson reaches a church door one Christmas Eve and falls into a sort of sleep-like condition. And during these thirteen nights he experiences the secrets of the spiritual world; he experiences them in his own way, as a simple primitive child of nature. We know that during these days when in a sense the deepest outer darkness prevails over the earth, when the growth of vegetation is at its lowest ebb, when, in a sense, everything external in physical earth-life is at a standstill, that the earth-soul awakens and attains its fullest waking consciousness. Now, if a human soul mingles its spiritual nature with what the spirit of the earth then experiences, it can, if it still retains the primitive conditions of nature, rise to a vision of the spiritual world such as humanity as a whole must gradually re-acquire through its own efforts. We then see how this Olaf Åsteson actually experiences what we are able to bring from out of the spiritual world. For whether he says Brooksvalin and we say Kamaloka or soul-world and spiritual world, or whether we use different images to those of the Saga, is of no consequence. The chief thing is that we should perceive how humanity has proceeded in its soul evolution from an original primitive clairvoyance, from a state of union with the spiritual world, and that this had to be lost so that man could acquire that thinking, that conscious standing in the world through which he had to pass, and from and beyond which he must again develop a higher perception of the spiritual world. I might say that this spiritual world which the primitive clairvoyance has forsaken is the same in which the evolved perception again lives; but man has passed through a condition which now causes him to find his way into this spiritual world in a different manner. It is important to develop the feeling that in reality the inner spiritual psychic development of a spiritual psychic being is connected with the transformation of the earth at the different seasons of the year; a psychic spiritual being is connected with the earth as a man's soul with his physical being. And anyone who merely regards the earth as the geologists do, as that which the usual Natural Science of to-day in its materialistic attitude so easily explains, knows as much of this earth as one man knows of another, of whom he is given a model in papier-maché, and which is not filled with all that the soul pours into the external nature of man. External Science really only gives us a mere papier-maché image of the earth. And he who cannot become conscious that a psychic distinction prevails between the winter and summer conditions of the earth are like a man who sees no difference between waking and sleeping. Those great beings of nature in whom we live, undergo states of spiritual transformations as does man himself, who is a microcosmic copy of the great macrocosm. Nature and the experiencing of it, the spiritual living with it has a certain significance. And he who can evoke a consciousness that just during these thirteen nights something transpires in the soul of the earth which man can also experience, will have found one of the ways through which man can live more and more into the spiritual world. The feeling for this experience of what is lived through in the great Cosmic existence has been lost to humanity to-day. We hardly know any more of the difference between winter and summer than that in winter the lamps must be lit earlier, and that it is cold in winter and warm in summer. In earlier times humanity really lived together with nature, and expressed this by relating in pictorial fashion how beings traversed the land while the snow fell, and passed through the country when the storm raged but of this in its deepest sense the present-day materialistic mind of man understands nothing. Yet man may grow into this frame of mind again in the deepest sense, if he turns to what the old Sagas still relate, especially in as profound a myth as that of Olaf Åsteson, which shows in such a beautiful way how a simple primitive man, while losing his physical consciousness grows into the clear light of spiritual vision. We shall now bring this Saga before our souls, this Saga which belongs to bygone centuries; which has been lost, and has now been recorded again from the Folk-memories. It is one of the most beautiful of the Northern Sagas, for it speaks in a wonderful way of profound, Cosmic mysteries—in so far as the union of the human soul with the world-soul is a Cosmic mystery. (The Legend was here recited.) As we are able to meet here to-day, we may perhaps speak of a few things which may be useful to some of us when we look back to what have learnt through Spiritual Science in the course of the year. We know and this has lately been emphasised even in our public lectures—that at the back of what is visible to external perception as external man, there lies a spiritual kernel of man's being which in a sense is composed of two members. We have learnt to know the one as that which meets our spiritual vision on undergoing the experience usually designated as the “Approach to the Gate of Death”; the other member of the inner life appears before the human soul when we become aware that in all the experiences of our will there is an inner spectator, an onlooker, who is always present. Thus we can say: human thought, if we deepen it through meditation, shows us that in man there is always present in the innermost of his own spiritual being a something which, as regards the external physical body, works at the destruction of the human organism, a destruction which finally ends in death. We know from the considerations already put forward that the actual force employed in thinking is not of a constructive nature, but is rather, in a sense, destructive. Through our power of dying, through our so developing our organism in our life between birth and death that it can fall into decay and dissipate into the Cosmic elements, we are enabled to create the organ by means of which we develop thought, the noblest flower of physical human existence. But in the depths of a man's life between birth and death there is a kind of life-germ for the future which is especially adapted to progress through the gates of death; it is that which develops in the currents of Will and which can be regarded as the ‘spectator’ already characterised. It must continually be urged that what brings spiritual vision to the soul of man is not something which first develops through the spiritual vision itself, but something which is always present; it is always there, only man in our present epoch should not see it. This may be said, that one ought not to see it. For the evolution of the spiritual life has made much progress, especially in the last decades, so that anyone who really gives himself up to what in our materialistic age is designated ‘the spiritual life’ spreads a veil over that which lives in his inner nature. In our present age those concepts and ideas are chiefly developed which are best calculated to conceal what is present spiritually in man. In order to strengthen ourselves aright for our special task, we who follow Spiritual Science may point, just at this significant season, to the particularly dark side of present-day spiritual life, which must indeed exist, just as the darkness in external nature must also exist; but which we must perceive and of the existence of which we must become aware. We are living through a relatively dark period of civilisation in regard to the spiritual life. We need not constantly repeat that in no wise do we undervalue the enormous conquests of which—in this epoch of darkness, mankind is so proud. Nevertheless with regard to spiritual things the fact remains that those concepts and ideas which are created in our epoch, absolutely conceal that which lives in the souls of men—especially from those who immerse themselves most earnestly in these ideas. In reference to this the following may be mentioned. Our epoch is specially proud of its clear thinking, acquired through its important scientific training. Our age is very proud of itself. Of course not so proud as to lead all men to want to think a great deal: no, its pride does not lead to that. But it results in this, that people say: ‘In our epoch we must think a great deal if we want to know anything of the spiritual world.’ To do the necessary thinking oneself is very difficult. But that is the task of the theologians. They can ruminate on these things. Thus, our epoch is supposed to be very highly evolved and is exalted above the dark age of belief in authority; and so we must listen to the theologians, who are able to think about spiritual things. Our epoch has also progressed with respect to the concept of right and wrong, of good and evil. Our epoch is the epoch of thought. But in spite of this advance from the belief in authority, it has not led each man to think more deeply on right and wrong; the lawyers do that. And therefore because we have got beyond the epoch of belief in authority we must leave it to the enlightened lawyers to think over what is good and evil, right or wrong. And with reference to bodily conditions, to bodily cures, because we do not know what is healthy or unhealthy in this epoch which desires to be so free from belief in authority, we go to the doctors. This could be exemplified in all domains. Our epoch is not much inclined to despair, as was Faust, thus:
One thing results: our age actually refuses to know anything of the things which perplexed Faust, but desires to know all the more of those things already clearly cognised in the many different departments in which the weal and woe of humanity are decided. Our epoch is so terribly proud of its thinking, that those who have brought themselves to read a little Philosophy in the course of their lives—I will not go so far as to say they have read Kant, but merely some commentary on Kant—are now convinced that anyone who asserts anything about the spiritual world in the sense of Spiritual Science, sins against the undeniable facts established by Kant. It has often been said that the whole work of the Nineteenth Century has been directed to developing human thought and investigating it by means of critical knowledge. And many to-day call themselves ‘critical thinkers’ who have only taken in a little. Many men to-day, for instance, assert that man's knowledge is limited, for he perceives the outer world through his senses; yet these senses can merely yield what they produce through themselves. Thus man perceives the world by its effects on his senses, therefore he cannot get behind the things of the world, for he can never transcend the limit of his senses! He can only receive pictures of reality. And many, speaking from the depths of their philosophy, say: ‘The human soul has only pictures of the world;’ and thus it can never arrive at the ‘Thing in Itself.’ One may thus compare what we obtain through our senses, our eyes, ears, etc.—to pictures in a mirror. Certainly, if a mirror is there and throws back pictures, the image of one man, the image of a second man, etc., and we behold them, we have then a world of images. Then come the philosophers, and say: ‘Just as anyone who sees a man, or two in a mirror, in a reflected image, has a picture world of his own, and as he does not behold the “Thing in Itself,” the man, but merely his image, so we really have only images of the whole external world, when the rays of light and colour strike the eye, and the waves of air strike our ear, we have only images. All are images! Our critical epoch has resulted in this: that man forms nothing but images in his soul, and can never through these images reach to the “Thing in Itself.”’ Infinite sagacity (I now speak in full earnestness) has been applied by Philosophy in the Nineteenth Century in order to prove that man merely has images and can never reach the ‘Thing in Itself.’ What is really the origin of this critical resignation, of this passivity as regards the ‘limitations of our knowledge,’ when we thus discover the image nature of our perception? Whence does it originate? It arises from the fact that in many ways the thought of our epoch, of our enlightened age, is devoid of truth, and short sighted. Our thinking throws out an idea in a pedantic fashion and cannot get beyond it. It holds up this idea like a wooden mannequin and can no longer find anything which is not given by the mannequin. It is almost incredible how rigid thought has become in our time. I shall just make clear to you, by means of the same comparison of the reflected image, the whole story of this image nature of our perception, and of what the so-called critical progressive thought has produced. It is quite a correct premise that the world, as man has it here in sense existence, is only here because it impresses itself on man and throws up images in his soul. And it is well that humanity should have reached this point, through the critical philosophy of Kant. We are well able to say: The images we have of the outer world are such that we can compare them with images of the two men in a mirror. Thus, we have a mirror and two men stand before it. We do not see the men but their pictures. We thus have images of the world through what our souls know of the outer world. We have images which we compare with the two men whose reflected pictures we behold. But some one who had never seen men, but only images, would be able to philosophise thus: ‘I know nothing of the men, but their lifeless images.’ Thus conclude the critical philosophers. And with this conclusion they remain satisfied. They would find themselves refuted in their own being, if they could get a little further away from their mannequin of thought, out of the dead into the living thought. For, if I am in front of a mirror in which are reflected two men, and I see in it that the one strikes the other so that he is wounded, I should be a fool to say: ‘The one mirror-image has struck the other.’ For I no longer see merely the image in the mirror, but through the image I see real events. I have nothing but the image, but I see an absolutely real occurrence through the mirror image. And I should be a fool to believe that that only took place in the mirror. Thus: critical philosophy seizes the one thought that we have to deal with images, but not the other thought, that these images express the facts of something living. And if we grasp these images in a living way, they give more than pictures, for they point to the ‘Thing in Itself,’ which is the real outer world. Can one still say that the people who produce this ‘Critical Philosophy’ really think? Thought is to a great extent lacking in our time. It is really at a stand-still. And we have stood still at this ‘Criticising of Thought.’ I have often mentioned that this criticism, this critical philosophy, has even progressed in our culture, and that a man making a noble effort (they are all honourable men and their efforts entirely praiseworthy) has produced a certain ‘Criticism of Language.’ Fritz Mauthner has written a ‘Criticism of Language’ in three thick volumes, and even a philosophical dictionary written from this standpoint, in two still thicker volumes. And Mauthner, himself a journalist, has a whole journalistic train of followers, who naturally regard it as a great work. And in our time, in which ‘Belief in Authority’ is supposed to be of no importance, very many who have reached that standpoint, consider it a significant work, as does even the press for which Fritz Mauthner wrote; for to-day ‘there exists no belief in authority!’ Now, Mauthner finally explains how man actually forms nouns, adjectives, etc., but says they all signify nothing real. In the outer world one does not experience what words signify. Man so lives himself into words that we really do not have his thoughts and soul images, but merely words, words, words. Humanity finds itself entangled in the language which gives him his vocabulary. And because he is accustomed to attach himself to the language, he only reaches the symbol of things as given in words! Now, that is supposed to be something very significant. And if one reads these three volumes by Mauthner, and if you have something to reproach yourself with, it is a good penance to read half of them! Then one finds that their author is profoundly convinced—indeed one cannot put it otherwise—that he is cleverer than all the clever men of his time. Of course a man who judges of his own book is naturally cleverer than the others. So Fritz Mauthner finally concludes that man has nothing but signs, signs, signs. Indeed, he goes still further. He goes so far as to say the following: Man has eyes, ears, sense of touch, etc., that is, a collection of sense organs. And in Mauthner's opinion man might have not only organs of sight, hearing, touch, taste, but quite different senses. For instance, he might have another sense besides the eye. He would then perceive the world quite differently with this sense from what he does by receiving pictures through the eyes. Then much would exist for him which is not perceptible to the ordinary man. And now this critical thinker feels a little mystically inclined, and says: “The immeasurable fullness of the world is conveyed to us only through our senses.” And he calls these senses ‘Accidental Senses,’ because in his opinion it is a Cosmic accident that we should have just these very senses. If we had other senses the world would appear differently. Thus it is best to say: “We have accidental senses! Thus an accidental world!” Yet he says the world is immeasurable!—It sounds beautiful. One of the followers of Fritz Mauthner has written a brochure called Scepticism and Mysticism. In this special attention is drawn to the fact that man may even become a mystic in the depths of his soul, when he no longer believes what these accidental senses can give. A beautiful sentence is given us on the twelfth page of this book. ‘The world pours down on us; through the few miserable openings of our accidental senses we take in what we can grasp, and fasten it to our old vocabulary, since we have nothing else to retain it with. But the world streams further, our language also streams on further, only not in the same direction, but according to the accident of language, which is subject to no laws.’ Another philosophy! What does it want to do? It says: The world is immeasurable, but we have merely a number of accidental senses into which the world streams. What do we do with what thus streams in? What do we do according to this gentleman's doctrine of accidents? We remind ourselves of what he calls memory. We fasten that on to the words transmitted to us through our language, and the language then streams on again further. Thus what streams to us from the immeasurable Cosmic Being through our accidental senses, we speak of in our word-symbols. A sagacious thought. I repeat it in all earnestness. It is a sagacious thought. One must be a clever man in our age to think thus. And it can really be said of these people that not only are they all honourable and praiseworthy; ‘they are also remarkable thinkers.’ But they are entangled in the thought of our epoch, and have no will to transcend it. I have experienced a kind of Christmas sadness—one cannot call it joy for it has become grief, through having once more to consider certain of these matters in this connection. And I have written down a thought, formed exactly after the style of the above thinker who wrote what has just been read. I have applied exactly the same thought to another object with the following results: ‘Goethe's genius is poured on to the paper. With the few miserable forms of its accidental letters the paper takes up what it can, and lets itself express what it can take up with its old store of letters, since there is nothing else to express it with. But Goethe's genius streams on further, the writing on the paper also streams on further, not only in the same direction, but according to the accidents in which letters can group themselves, being subject to no laws.’ It is exactly the same thought, and due regard has been given to each single word. If one maintains that: ‘the immeasurable Cosmos pours down to us, and we take it up with our few accidental senses, as well as we are able, and fix it into our vocabulary: the Cosmos then streams on further, while language streams in another direction, according to the accidents of the history of language, and thus human perception flows on.’ Then this is exactly the same thought as if one said: ‘Goethe's genius flows through the twenty-three accidental letters, because the paper can only receive things in that way. But Goethe's genius is never within them, for it is immeasurable. The accidental letters cannot take that up. They stream on further. What is on the paper also streams on further and groups itself according to the formations possible to the letters, the laws of which cannot be perceived.’ If now these extremely clever gentlemen conclude from such suppositions that what comes to us in the world is merely the result of accidental senses, that we can never get to what really underlies the world in its depths—that is the same as thinking that in reality one can never reach that which lived in the genius of Goethe. For they make it clear—that of this genius nothing exists but the grouping of twenty-three accidental letters. Nothing else is there! These gentlemen have a precisely similar thought, only they are not aware of it. And there is just as much sense in saying: ‘One can never know anything at all of Goethe's genius, for you see that nothing of it can flow to you. You can have nothing but what the different grouping of twenty-three accidental signs can give.’ There is just as much sense in this as in the discussion on the Cosmos that these men bring forth, concerning the possibility or impossibility of Cosmic knowledge. There is just as much sense in this whole train of thought—which is not the thinking of simpletons—but the thinking of those who are really the clever men of to-day, but who do not wish to raise themselves above the thought of our epoch. The matter has, however, really another aspect. We must be clear that this manner of thinking, which meets us in the example in which it determines the limitations of knowledge, is our own mode of thought in the present age. It prevails, and is to be found everywhere to-day. And whether you read this or that apparently philosophical book intended to solve the great riddles of the universe—or disguise them—or whether you read the newspaper, this style of thinking is everywhere prevalent. Its methods dominate the world. We drink it in to-day with our morning coffee. More and more daily journals appear with such opinions. And in the whole web of our social life this same manner of thought prevails. I have attempted to expose this thinking in its philosophical development, but it could also be traced in those thoughts which one evolves in every possible relation in life, in everything man reflects upon, this thinking prevails to-day. And this is the cause of man's inability to evolve the will to experience in its reality what, for example, Spiritual Science seeks to give. For Spiritual Science is not incomprehensible to true thinking. But what it has to give must naturally always remain incomprehensible to those men who are built after the pattern of Fritz Mauthner. And the majority of men are fashioned thus to-day. Our contemporary science is absolutely permeated through and through with this thinking. Nothing is here implied against the significance and the great achievements of Science. That is not the point, the essential question is how the soul lives in our age, in our present civilisation. Our age is utterly lacking in the power of fluidic thought, unable really to follow what must be followed if these thoughts are to grasp what Spiritual Science has to impart. Now we can ask ourselves: ‘How does it come about that such a book as Gustav Landauer's Scepticism and Mysticism can be written, when it simply oozes with self-complacency?’ I might say that the reader himself beams with the whole tone of self-satisfaction within it, as one does on reading Mauthner's Criticism of Language or the article in the Philosophical Dictionary. How is this? One does not learn how this comes about by following the thinking. I can imagine very clever men reading such a book and saying: ‘That is a thoroughly clever man!’ They would be right, for Mauthner is indeed a clever man. But that is not the point; for cleverness expresses itself by a man forming in a certain logical manner those ideas of which he is capable, turning them one after the other into nonsense, and reconstructing them again in some fashion. One may be very clever in some branch or other, and possess a really right sort of cleverness, but if one enters a life which is permeated with the consciousness of spiritual knowledge, then with each step there develops such a relation to the world that one has the feeling: ‘You must go further and further. You must perfect your ideas each day. You must develop the belief that your ideas can lead you further and further.’ One has the feeling that the cleverness of the man who had written such a book is of the following nature: ‘I am clever and through my cleverness I have accomplished something definite. I will now write that in a book. That which I now am I shall inscribe in a book, for I am clever on this the 21st of December, 1915. The book must be finished and will reproduce my cleverness.’ One who really knows never has that feeling. He has the feeling of a continual evolution, of an eternal necessity to refine one's ideas, and to evolve higher. And he certainly no longer has the feeling: ‘On this 21st of December, 1915, I am clever; now, through my cleverness I shall write a book that will be finished in the course of months or years.’ For if he has written a book he truly does not look back to the cleverness which he had when he began to write it, but through the book he acquires the feeling: ‘How little I have really accomplished in the matter and how necessary it is for me to evolve further what I have written.’ This ‘journeying along the path of knowledge,’ this constant inner labour, is almost entirely unknown to our materialistic age; it believes it knows it, but in reality it knows it no longer. And the deepest reason for this can be clothed in the words: ‘These men are so excessively vain.’ Man is tremendously vain, for, as I said, such a book really oozes with vanity. It is clever, but terribly vain. The humility, the modesty, that results from such a path of knowledge as has been laid down, is utterly lacking to these men. It must be utterly lacking when a man unconditionally ascribes cleverness to himself on this 21st December, 1915. Humility must be lacking. Now you will say: ‘These people must be stupid if they regard themselves as clever.’ But they do not consider themselves stupid with the surface consciousness, but with the subconsciousness. They never learn to distinguish between the truth which lives in the subconsciousness, and what they ascribe to themselves on the surface, and thus it is the Luciferic nature which really urges the men of to-day to desire to be clever, to attain a definite standpoint of cleverness, and from this point to consider and judge everything. But when a man bears this Luciferic nature within him, then, while he beholds the external world with Lucifer he is led to Ahriman. He then naturally sees this outer world materialistically in our epoch, quite naturally he looks at it in a materialistic manner. For when a man with Lucifer in his nature begins to contemplate the world, he then meets Ahriman. For these two seek each other out in man's intercourse with this world. Therefore such radically vain thinking never reaches the possibility of this conviction, ‘if I use a word, I naturally use merely a symbol for that which the word signifies.’ Mauthner made the great discovery that no substantives exist. There are none. They are no reality. Of course not. We grasp certain phenomena, think of them rightly for a moment and call them substantives. Certainly substantives are not reality: neither are adjectives. That is quite understood. That is all true: but now if I join a substantive and an adjective together, if I bring speech into movement, it then expresses reality. Then what the image represents transcends the image. Single words are no reality in themselves, we do not, however, speak in single words, but in groups of words. And in these we have an immediate presence within the reality. Three volumes have to be written to-day, and a two-volumed dictionary added, in order to expound all these things to man by means of thoughts of infinite cleverness, which simply overlook the fact that although single words are only symbols, the connecting of several into groups is nevertheless not merely symbolical, but forms part of the reality. Infinite wisdom, infinite cleverness is to-day used to prove the greatest errors. Now, finally, that such errors should be manifest in a criticism of speech or even in a criticism of thought, is not in itself so bad, but the same kind of thought expressed in these errors—in these very intelligent and clever mistakes—lives in the whole thought of our present-day humanity. If we do but grasp the task which is comprised in our spiritual movement, it really forms part of it that we should become conscious of the necessity for those who wish to be Spiritual Scientists, to look at their era in the right way, and really place themselves in the right attitude to it. So that really, I might say: the practical side of our spiritually scientific movement demands that we should seek to transcend that thinking which answers to the above description, and not follow along those lines of thought, but try to alter them. We shall immediately approach the understanding of Spiritual Science with the simplicity of children if we only remove those hindrances which have entered the spiritual life of the civilisation of our present age through the stiffened and petrified forms of thought. Everywhere we should lay aside in our own souls that belief in authority which to-day appears under the mask of freedom. That should form part of the practical life of our Spiritual Science. And it will become more and more necessary that there should be at least a few people who really see the facts as they are and as they have been characterised to-day—and not only see them, but take them in real earnestness all through life. This is the essential. One need not display this externally, but much can be done if only a small number of persons will organise their lives—in whatever position they may occupy, in accordance with these explanations. We can see in one definite respect how absolutely our age demands that we should again make our thinking alive. Let us briefly place before our souls something that we have often considered. In the beginning of our era that Being whom we have frequently characterised, the Christ Being, took on the life of a human being and united Himself with the earth aura. Through this there was given to the earth, for the first time, the right purpose for its further evolution, after it had been lost through the Luciferic temptation. The Event of Golgotha took place. The Evangelists, who were seers, though for the most part seers in the old style, have described this Event. Paul also described this Mystery of Golgotha;—Paul saw the Christ spiritually through the event of Damascus. His seership was different from that of the Evangelists. As a result of these descriptions a number of men united their souls with the Christ-Event. Through this connection of single individuals with the Christ-Event Christianity was spread abroad. At first it lived beneath the earth; so that in reality the following picture may continually appear in our souls: In ancient Rome, beneath the earth, those who had grasped the Mystery of Golgotha with their souls, maintained their Divine Service. Above, the civilisation and culture of the age, then at its summit, was carried on. Several centuries passed; that which was formerly carried on below in the catacombs, concealed and despised, now fills the world. And the civilisation of that time, the old Roman intellectual culture has disappeared. Christianity is spread abroad. But now the time has come when men have begun to think, when they have become clever, and free from authority. Thinkers have appeared who have examined the Evangelists. Honourable and clever thinkers: they are all worthy of honour. They have concluded that there is no historical testimony in the Gospels. They have studied them for decades, with earnest and critical labour, and they have come to the conclusion that there is no actual historical testimony in the Gospels, that Christ Jesus never lived at all. Nothing is to be said against this critical labour: it is industrious. Whoever knows it, knows of its industry and of its cleverness. There is no reason to despise lightly this critical wisdom. But what does it imply? What is at the bottom of it all? This: that humanity does not in the least see the point of importance! Christ Jesus did not intend to make things so easy for men that subsequent historians should arise and comfortably verify His existence on the earth as simply and easily as the existence of Frederick the Great may be verified. Christ did not wish to make things so easy as that for men—nor even would it have been right for Him to do so. As true as is the fact that this critical labour on the Gospels is clever and industrious, so true also is it that the existence of Christ may never be proved in that way, for that would be a materialistic proof. In everything that man can prove in external fashion, Ahriman plays a part. But Ahriman may never meddle with the proof as to Christ. Therefore there exists no historical proof. Humanity will have to recognise this: although Christ lived on the earth, yet He must be found through inner recognition, not through historical documents. The Christ-Event must come to humanity in a spiritual manner, and therefore no materialistic investigations of truth, nothing materialistic may intervene in this. The most important event of the earth evolution can never be proved in a materialistic manner. It is as if through Cosmic history humanity were told: Your materialistic proofs, that which you still desire above all in your materialistic age, is only of value for what exists in the field of matter. For the spiritual you should not and may not have materialistic proof. Thus those may even be right who destroy the old historical documents. Just in reference to the Christ-Event it must be understood in our epoch that one can only come to the Christ in a spiritual way. He will never truly be found by external methods. We may be told that Christ exists, but to find Him really is only possible in a spiritual manner. It is important to consider that in the Christ-Event we have an occurrence concerning which all who will not admit of spiritual knowledge must live in error. It is extraordinary that certain people go wild when one utters what I have just said: that the Christ can be known by spiritual means—thus that which is historical can be recognised spiritually—certain people affirm that it really is not possible; no matter who says it, it cannot be true! I have repeatedly drawn your attention to this fact. Now, our worthy Anthroposophical members still let many things leak out here and there in unsuitable places because they do not always retain this in their hearts, nor give forth in the right way what they have in their hearts. For instance, a person was told—this reached him in a special form—(this is certainly a personal remark, but perhaps I may make it this once), he was told that I had said that personally, as regards my youthful development, I did not begin with the Bible, but started from Natural Science, and that I considered it as of special importance that I had adopted this spiritual path, and had been really convinced of the inner truth of what stands in the Bible before I had ever read it; for I was then certain of it when I had read the Bible externally; that I had thus proved in myself that the contents of the Bible can be found in a spiritual manner before finding it subsequently in an external manner. This has no value because of its personal character, but it may serve as an illustration. Now that came in an unseemly way to a man who could not understand that anything of the sort is possible, for he (pardon the word) is a theologian. He could not understand it. Since he wanted to make this matter clear in a lecture to his audience he did so in the following way. He read in a book that I once assisted at Mass. (These assistants are boys who give external help at the Mass.) Then he said to himself: ‘whoever assisted at Mass cannot possibly have been ignorant of the Bible. He overlooks the fact that he learnt to know the Bible there. Later on these things come back to him, from his Bible knowledge.’ Yes but there is indeed a plan in all this. In the first place the whole story is untrue, but people to-day do not object to quoting a fact which is untrue. In the second place, the assistants at Mass never learn the Bible but the Mass-book, which has nothing to do with the Bible. But the essential is to attend to this: the man could not conceive that a spiritual relation exists, he could only imagine that one comes through the letters of the alphabet, to the spiritual hanging on to them. It is very important for us to know these things and to have practical knowledge of them. For our spiritual movement will never be able to thrive until we really—not merely externally but in the very depths of our soul—find the courage to enter into everything connected with the whole meaning and significance of our conception of the world. And with reference to this uniting oneself with the spiritual world a critical situation has really arisen just in our time. The very men who regard themselves as the most enlightened feel themselves least united with the spiritual world. This is not stated as a reproach or criticism but as a fact. It is, therefore, especially important in our time to arouse an inner understanding for such significant Cosmic symbols as meet us in everything which surrounds the mystery of Christmas. For this can unite itself very deeply with a man's nature without the help of letters or learning. We must be able to make the Christmas Mystery alive in every situation in life, particularly in our own soul. While we awaken this Mystery in our souls we look up and say: ‘Christmas reminds us of the descent of Christ Jesus on to the earth plane, and of the rebirth of that in man which was lost to him through the Luciferic temptation.’ This rebirth occurs in different stages. One stage is that within which we ourselves stand. That which for the sake of further evolution had to be lost—the feeling in the human heart of union with the spiritual world: ‘the birth of Christ within us’ is only another word for it—that has to be born again. Just that, which we desire and ever strive for, is intimately connected with this Christmas Mystery. And we should not merely regard this Christmas Mystery as that day of the year on which we fix up our Christmas tree, and, beholding it, take into ourselves all sorts of edification, but we should look upon it as something present in our whole existence, appearing to us in all that surrounds us. As a symbol I should like in conclusion to present something which a remarkable poet, who died many years ago, wrote of his feeling about Christmas. ‘Our Church celebrates various Festivals which penetrate our hearts. One can hardly conceive anything more lovable than Whitsuntide or more earnest and holy than Easter. The sadness and melancholy of Passion week and the solemnity of that Sunday accompany us through life. The Church celebrates one of the most beautiful Festivals, the Festival of Christmas, almost in mid-winter, during the longest nights and shortest days, when the Sun shines obliquely across our land, and snow covers the plains. As in many countries the day before the Festival of the Birth of our Lord is called the Christmas Eve, with us it is called the Holy Evening; the following day is the Holy Day and the night intervening the Sacred Eve. The Catholic Church celebrates Christmas Day, the Day of the Birth of the Saviour, with the greatest solemnity. In most regions the hour of midnight is sacred to the hour of the Birth of the Lord, and kept with impressive nocturnal solemnity, to which the bells call one through the quiet solemn air of the dark mid-winter night, and to which the inhabitants go, with lanterns along the well-known paths, from the snow mountains and through the bare forests, hurrying through the orchards to the church, which with its lighted windows dominates the wooded village with the peasants' houses’ (Adalbert Stifter, Berg Kristall). He then describes what the Christ Festival is to the children and further, how in the old and isolated village there lived a cobbler who took a wife out of the neighbouring village, not out of his own; how the children of this couple learnt to know Christmas as was customary there. That is; someone said to them ‘The Holy Christ has brought you this gift,’ and when they were sufficiently tired of the presents, they were put to bed, very tired, and did not hear the midnight bells. These children had thus never yet heard the midnight bells. Now they often visited the neighbouring village. As they grew up and were able to go out alone they visited their grandmother there. The grandmother was especially fond of the children, as is often the case. Grandparents are often more devoted to the children than the parents. The grandmother liked to have the children with her, as she was too frail to go out. One Christmas Eve, which promised to be fine, the children were sent over to their grandmother. The children went over in the morning and were to return in the afternoon to follow the custom of the country, calling at the different villages, and were then to find the Christmas tree at home in the evening. But the day turned out different from what was expected. The children were overtaken by a terrible snowstorm. They wandered over the mountains, lost their way, and in the midst of a dreadful snowstorm they reached a trackless country. What the children went through is very beautifully described; how during the night they saw a phenomenon of nature. It is desirable to read you the passage, for one cannot relate it as beautifully as it is described there. Each word is really important. They reached an ice field on a glacier. They heard behind them the crackling of the glacier in the night. You may imagine what an impression that makes on the children. The story continues: Even before their very eyes something began to develop. As the children sat thus a pale light blossomed in the sky, in the centre underneath the stars, and formed a delicate arch through them. It had a greenish shimmer which moved gently downwards. But the arch became clearer and clearer until the stars withdrew and faded away before it. It even sent a reflection into other regions of the sky, a pale green light, which moved and coated gently among the stars. Then arose sheaves of various lights above the arch, like the spikes of a crown, and they flamed. The neighbouring spaces of the heavens were flooded with light, gently scintillating, and traversing long stretches of the heavens in delicate quiverings. Had the “storm-substance” of the sky so expanded through the snowfall that it flowed out in these silent glorious streams of light, or was it some other cause in unfathomable nature? Gradually the whole became fainter and fainter, the sheaves becoming extinguished first, until slowly and imperceptibly it all became fainter and nothing remained in the sky but the hosts of simple stars. The children sat thus through the night. They heard nothing of the bells beneath. They had only snow and ice around them in the mountains and the stars and the phenomena of the night above them. The night drew to a close. People grew anxious about them. The whole village set out to find them. They were found and brought home. I can omit the rest and merely say that the children were almost stiff with cold, were put to bed and told that they should receive their Christmas gifts later. The mother went to the children, which is related as follows: ‘The children were confused by all this agitation. They had been given something to eat and were put to bed. Towards evening, when they recovered a little, while certain neighbours and friends gathered in the sitting-room and spoke of the event, the mother went into the bedroom and sat on Sanna's bed, caressing her. Then the little maid said: “Mother, while I sat on the mountain to-night, I saw the Holy Christ.”’ This is a beautiful presentation. The children had grown up without any instruction about the Christmas Festival. They had to pass Christmas Eve in that terrible situation, up above on the mountains, amid snow and ice, with only the stars above them, and this phenomenon of nature. They were discovered, brought back to the house, and the little maid said: ‘Mother, I have seen the Holy Christ to-night.’ ‘I have seen the Holy Christ.’ Seen Him! She had seen Him, so she said. There lies a deeper meaning in this when it is said—as we have continually emphasised in our Spiritual Science, that Christ is not only to be found where we find Him, in the evolution of the earth epoch, historically inserted into the beginning of our era, where civilisation shows Him to us, but He is to be found everywhere! Especially when we are confronted with the world at the most serious moments of our life. We can surely find the Christ then. And we ourselves, we spiritual disciples, as I might say, can find Him, if we are only sufficiently convinced that all our efforts must be directed to the rebirth of the spiritual in the development of mankind, and that this spiritual, which must be born through a special activity of the souls and hearts of men, is based on the foundation of what was born into the earth's evolution through the Mystery of Golgotha. That is something which we must realise at this season. If you can find during the days of which we have spoken to-day, and which are now approaching, a correct inner feeling of the evolving and weaving of external earth existence in its similarity with the sleeping and waking of man; if you can experience a deeper communion with external events, you will then feel more and more the truth of the words ‘Christ is here.’ As He Himself said: ‘I am with you always, unto the end of the earth epochs!’ And He is ever to be found, if we only seek Him. That thought should strengthen us, and invigorate us at this Christmas Festival if we celebrate it in this sense. Let us carry away these thoughts which may help us to find that which we have to regard as the real content, the real depth of our spiritual scientific efforts. May we bring to this epoch of ours a soul so strengthened that we can place ourselves in the right attitude to it, as we now desire to do. Thus let us turn from the general consideration we have brought forward concerning the spiritual world, to the feeling of strengthening that can come to us from these considerations—strengthening for our soul. Now let us turn our attention to those on the fields where the great events of our time are taking place:
And for those who in consequence of these events have already passed thro' the gate of death:
And that Spirit whom we are seeking thro' the deepening of Spiritual Science—the Spirit with whom we desire to unite, who descended on to the Earth and passed thro' earthly Death for the salvation of mankind, for the healing, progress and freedom of the Earth—may He be at your side in all your difficult duties. |