22. Goethe's Standard of the Soul: Goethe's Standard of the Soul, as Illustrated in his Fairy Story of “The Green Snake and the Beautiful Lily.”
Tr. Dorothy S. Osmond Rudolf Steiner |
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Schiller's thoughts encountered this question: “What condition of the human soul forces corresponds in the best sense of the word to an existence worthy of man?” “It may be urged that every individual bears within himself, at least in adaptation and destination, a purely ideal man. |
There exist in human nature two impulses which hold it back from idealistic perfection when they develop in an unbalanced way—the impulses of the senses and of reason. |
In the discussions narrated there, the human soul turns to the two world spheres between which man's life is placed—the material and the supersensible. |
22. Goethe's Standard of the Soul: Goethe's Standard of the Soul, as Illustrated in his Fairy Story of “The Green Snake and the Beautiful Lily.”
Tr. Dorothy S. Osmond Rudolf Steiner |
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[ 1 ] About the time of the beginning of his friendship with Goethe, Schiller was occupying himself with the ideas which found expression in his Letters on the Aesthetic Education of Man.1In 1794, he elaborated these letters, which were originally written for the Duke of Augustenberg, for Die Horen. The direction of thought in the verbal discussions and the correspondence which took place at that time between Goethe and Schiller approximated again and again to the orbit of ideas contained in these letters. Schiller's thoughts encountered this question: “What condition of the human soul forces corresponds in the best sense of the word to an existence worthy of man?” “It may be urged that every individual bears within himself, at least in adaptation and destination, a purely ideal man. The great problem of his existence is to bring all the incessant changes of his outer life into conformity with the unchanging unity of this ideal. Thus writes Schiller in the fourth letter. It is Schiller's aim to build a bridge from man as he is in immediate reality, to the ideal man. There exist in human nature two impulses which hold it back from idealistic perfection when they develop in an unbalanced way—the impulses of the senses and of reason. If the sense impulse has the upper hand man is the servant of his instincts and passions. In action that is irradiated by human consciousness is mingled a force that clouds this consciousness. His acts become the result of an inner necessity. If the reason impulse predominates man strives to suppress the instincts and passions and to give himself up to an abstract necessity that is not sustained by inner warmth. In both cases man is subject to coercion. In the first his sense nature subdues the spiritual; in the second his spiritual nature subdues that of the senses. Neither the one nor the other gives man in the kernel of his being which lies between the material and the spiritual, full and complete freedom. Complete freedom can only be realised in harmonisation of the two impulses. The material sense nature must not be subdued, but ennobled; the instincts and passions must be permeated with spirituality in such a way that they themselves come to be the fulfilment of the spiritual element that has entered into them. And reason must lay hold of the soul nature in man in such a way that it imparts its power to what is merely instinctive and passional, causing man to fulfil its counsels as a matter of course from out of his instinct and with the power of passion. “When we have desire for someone who is worthy of our disdain, we have painful experience of the constraint of Nature. When we are antagonistic to another who merits our respect, we have painful experience of the constraint of the intellect. As soon, however, as he interests our affections and wins our respect, the coercion of feeling and the coercion of reason both disappear, and we begin to love him. A man whose material nature manifests the spiritual qualities of reason, and whose reason manifests the basic power of passion, is a free personality.” Schiller would like to found harmonious social life in human society upon the basis of free personalities. For him the problem of an existence really worthy of man was allied to the problem of the formation of man's social life. This was his answer to the questions facing man-kind at the time when he expressed these thoughts, as a result of the French Revolution (27th Letter). [ 2 ] Goethe found deep satisfaction in such ideas. On 26th October, 1794, he writes to Schiller on the subject of the Aesthetic Letters as follows: “I read the manuscript sent to me with the very greatest pleasure; I imbibed it at one draught. These letters pleased and did me good in the same way as a delicious drink that suits our nature is easily imbibed and shows its healthy effects on our tongue through a pleasant humour of the nervous system. How could it be otherwise, since I found such a coherent and noble exposition of what I have long recognized to be true, partly experiencing it, partly longing to experience it in life. [ 3 ] Goethe found that Schiller's Aesthetic Letters expressed all that he longed to experience in life in order to become conscious of an existence that should be really worthy of man. It is therefore comprehensible that in his soul also, thoughts should be stimulated which he tried in his own way to elaborate in Schiller's direction. These thoughts gave birth to the composition that has been interpreted in so many different ways,—namely the enigmatical fairy tale at the end of the narrative which appeared in Die Horen under the title of Conversations of German Emigrants. The fairy tale appeared in this paper in the year 1795. These conversations, like Schiller's Aesthetic Letters, had as their subject the French Revolution. This concluding fairy tale cannot be explained by bringing all sorts of ideas from outside to bear upon it, but only by going back to the conceptions which lived in Goethe's soul at that time. [ 4 ] Most of the attempts to interpret this composition are recorded in the book entitled Goethe's Wonder Compositions by Friedrich Meyer von Waldeck Heidelberg (Karl Wintersche Universitätsbuchhandlung). Since the publication of this book new attempts at explanation have of course been made. [ 5 ] I have tried to penetrate into the spirit of the fairy tale, taking as my starting point the hypothesis of the Goethean school of thought from the ninetieth year of the eighteenth century onwards, and I first gave expression to what I had discovered in a lecture delivered on 27th October, 1891, to the Goethe Society of Vienna. What I then said has expanded in all directions. But everything that I have since allowed to be printed or that I have said verbally about the fairy tale, is only a further elaboration of the thoughts expressed in that Lecture and my Mystery Play, The Portal of Initiation, published in 1910, is also a result. We must look for the embryonic thought underlying the fairy tale in the Conversations of which it formed the conclusion. In the Conversations Goethe tells of the escape of a certain family from regions devastated by war. In the conversations between the members of this family there lives all that was stimulated in Goethe's conceptual world as a result of his interchange of ideas with Schiller. The conversations revolve around two central points of thought. One of them governs those conceptions of man which make him believe in the existence of some connection between the events of his life,—a connection which is impermeable to the laws of material actuality. The stories told in this connection are in part phantom, and in part describe experiences which seem to reveal a “Wonder” element in contrast to natural law. Goethe did not write these narratives as the result of a tendency towards superstition, but from a much deeper motive. That soothing, mystical feeling which many people have when they hear of something that cannot be explained by the limited reason directed to the facts of natural law, was quite alien to Goethe. But again and again he was faced by the question: does there not exist for the human soul a possibility of emancipating itself from conceptions emanating from mere sense perception and of apprehending a supersensible world in a purely spiritual mode of conception? The impulse towards this kind of activity of the faculty of cognition may of course be a natural human aspiration based on a connection with this supersensible world,—a connection that is hidden from the senses and the understanding bound to them. And the tendency towards experiences which appear to sever natural connections may be only a childish aberration of this justifiable longing of man for a spiritual world. Goethe was interested in the peculiar direction of the soul's activity when giving way to this fondness for the sweets of superstition rather than for the actual content of the tales and stories to which these tendencies give birth in unsophisticated minds. [ 6 ] From the second central point of thought flow conceptions concerned with man's moral life, the stimulus for which is derived not from material existence, but from impulses which raise man above the impacts of material sense existence. In this sphere a supersensible world of forces enters into the soul life of man. [ 7 ] Rays which must ultimately end in the supersensible proceed from both these central points of thought. And they give rise to the questions about the inner being of man, the connection of the human soul with the sense world on the one side and with the supersensible on the other. Schiller approached this question in a philosophical attitude in his Aesthetic Letters; the abstract philosophical path was not Goethe's. He had to give a picture form to what he wrote, as in the case of the fairy tale of The Green Snake and the Beautiful Lily. In Goethe's imagination the different human soul powers assumed the form of figures in the fairy tale, and the whole soul life and soul striving of man was personified in the experiences and the lives of these figures. When anything of this kind is said one has to be prepared for the objection which will come from certain quarters that in this way a composition is lifted out of the realer of imagination, of phantasy, and made into an inartistic, symbolical representation of abstract concepts; the figures are removed from real life and transformed into symbols or even allegories that are not of the nature of art. Such an objection is based on the notion that nothing but abstract ideas can live in the human soul as soon as it leaves the realm of sense materiality. It ignores the fact that there is a living supersensible mode of perception as well as one that is of the senses. And in the fairy tale Goethe moves with his figures in the realm of supersensible perceptions and not of abstract concepts. What is here said about these figures and their experiences is not in any sense a statement that this figure means one thing, and that another. Such symbolical interpretation is as far removed as it could possibly be from the standpoint of this Essay. For it, the Old Man with the Lamp and the Will-o'-the-Wisps in the fairy tale are nothing more nor less than the phantasy figures as they appear in the composition. It is absolutely necessary, however, to look for the particular thought impulses which stimulated the imagination of the poet to create such figures. Goethe's consciousness did not of course lay hold of these thought-impulses in abstract form. He expressed himself in imaginative figures because to his genius any abstract form of thought would have been too lacking in content. The thought-impulse holding sway in the substrata of Goethe's soul had as its outcome the imaginative figure. Thought, as the intermediate stage, lives only subconsciously in his soul and gives the imagination its direction. The student of Goethe's fairy tale needs the thought content, for this alone can enable his soul to follow the course of Goethe's creative phantasy in re-creative imagination. The process of growing into the content of this thought involves nothing more nor less than the adaptation of organs enabling us to live in the atmosphere that Goethe breathed spiritually when he created the fairy tale. This means that we focus our gaze upon the same soul world as Goethe. As a result of Goethe's control of this soul world, living, spiritual forms—not philosophical ideas, burst forth before him. What lives in these spiritual forms lives also in the human soul. [ 8 ] The mode of conception which permeates the fairy tale is also present in the Conversations. In the discussions narrated there, the human soul turns to the two world spheres between which man's life is placed—the material and the supersensible. The deeper nature of man strives to establish a right relationship to both these spheres for the purpose of attaining a free soul understanding that is worthy of man, and of building a harmonious social life. Goethe felt that what he brought to light in the narratives did not come to expression fully in the Conversations. In the all-embracing picture of the fairy tale he had to bring those human soul problems upon which his gaze was directed, nearer to the immeasurably rich world of spiritual life. The striving towards the condition truly worthy of man to which Schiller refers and which Goethe longs to experience, is personified in the Young Man in the fairy tale. His marriage with the Lily, who embodies the realization of the world of Freedom is the union with those forces which slumber in the human soul and when awakened lead to the true inner experience of the free personality. [ 9 ] The “Old Man with the Lamp” plays an important part in the development of the fairy tale. When he comes with his lamp into the clefts of the rocks, he is asked which is the most important of the secrets known to him. He answers, “the revealed,” and when asked if he will not divulge this secret, replies, “When I have learnt the fourth.” This fourth secret, however, is known to the Green Snake, who whispers it in the Old Man's ear. There can be no doubt that this secret concerns the condition for which all the figures in the fairy tale are longing. This condition is described at the end of the tale. A picture portrays the way in which the soul of man enters into union with the subterranean forces of its nature. As a result of this, the soul's relationship to the supersensible,—the kingdom of the Lily,—and to the material,—the kingdom of the Green Snake, is so regulated that in experience and in action it is freely receptive to impulses from both regions. In union with both the soul is able to fulfil its true being. It must be assumed that the Old Man knows this secret; for he is the only figure who is always master of the circumstances; everything is dependent on his guidance and leadership. What then can the Snake say to the Old Man? He knows that the Snake must be offered up in sacrifice if the longed-for goal is to be attained. But this knowledge of his is not unconditional. He must wait until the snake from out of the depths of her nature is ripe to make the sacrifice. Within the compass of man's soul life is a power which bears the soul's development on to the condition of free personality. This power has its task on the way to the attainment of free personality. When this is achieved the task is over. This power brings the human soul into connection with the experiences of life. It transforms into inner wisdom all that science and life reveal, and makes the soul ever riper for the desired spiritual goal. This attained, it loses meaning, for it establishes man's relation to the outer world. At the goal, however, all external impulses are changed into inner impulses of the soul, and there this power must sacrifice itself, must suspend its functions; it must, without separate existence of its own, live on now in the transformed man as the ferment permeating the rest of soul life. Goethe's spiritual outlook was particularly concerned with this power in human life. He saw it working in the experiences of life and of science. He wanted to see its application without the outcome of preconceived ideas or theories of an abstract goal. This goal must be a result of the experiences themselves. When the experiences are mature they must themselves give birth to the goal. They must not be stunted by a predestined end. This soul-power is personified in the Green Snake. It devours the gold,—the wisdom derived from life and science, which must be so worked upon by the soul that wisdom and soul become one. This soul-power will be sacrificed at the right time; it will bring man to his goal, will make him a free personality. The Snake whispers to the Old Man that it will sacrifice itself. It confides to him a mystery that is revealed to him, but of which he can make no use so long as it is not fnlfllled by the free resolve of the Snake. When this soul power in man speaks to him as the Snake speaks to the Old Man, “the time has come” for the soul to realise life experience as life wisdom; harmony between the material and the supersensible is re-established. The Young Man has had premature contact with the supersensible world, and has been paralysed, deadened. Life revives in him and he marries the Lily when the Snake,—the soul experience, is offered up in sacrifice. [ 10 ] Thus the longed for consummation is attained. The time has now also come when the soul is able to build a bridge between the nether and the further regions of the river. This bridge is built of the Snake's own substance. From now on, life experience has no separate existence; it is no longer directed merely to the outer sense world as before. It has become inner soul power which is not consciously exercised as such, but which only functions in the reciprocal illumination of the material and super-sensible life of man's inner being. This condition is brought about by the Snake. Yet the Snake by itself cannot impart to the Young Man the gifts whereby he is able to control the newly fathomed soul kingdom. These gifts are bestowed on him by the Three Kings. From the Brazen King he receives the sword with the command: “Take the sword in your left hand and keep the right hand free.” The Silver King gives him the sceptre with the words: “Feed my sheep.” The Golden King sets the Crown of Oak on his head, saying, “Acknowledge the Highest.” The fourth King, who is formed of a mixture of the three metals, Copper, Silver and Gold, sinks lifelessly to the ground. In the man who is on the way to become a free personality there are three soul forces in alloy:—Will (Copper), Feeling (Silver), Knowledge (Gold). In the course of existence the revelations of life experience give all that the soul assimilates from the operation of these three forces. Power, through which virtue works is made manifest in Will: Beauty (beautiful appearance) reveals itself in Peeling; Wisdom, in Knowledge. Man is separated from the state of “free personality” through the fact that these three forces work in his soul in alloy; he will attain free personality to the degree in which he assimilates the gifts, each of the three in its specific nature, in full consciousness and unites them in free conscious activity in his own soul. Then the chaotic alloy of the gifts of Will, Feeling and Knowledge which has previously controlled him, falls asunder. [ 11 ] The Wisdom King is of Gold. Gold personifies Wisdom in some form. The operation of Wisdom in the life experience that is finally sacrificed has already been described. But the Will-o'-the-Wisps too, seize upon the Gold in their own way. In man there exists a soul quality,—(in many people it develops abnormally and seems to fill their whole being)—by which he is able to assimilate all the wisdom that life and science bestow. But this soul quality does not endeavour to unite wisdom wholly to the inner life. It remains one-sided know-ledge, as an instrument of dogma or criticism; it makes a man appear brilliant, or helps to give him a one-sided prominence in life. It makes no effort to bring about a balance through adjustment with the yields of external experience. It becomes superstition as described by Goethe in the Wonder Tales of the Emigrants, because it does not try to harmonise itself to Nature. It becomes learning before it has become life in the inner being of the soul. It is that which false prophets and sophists like to bear through life. All endeavour to assimilate the Goethean life-axiom: “Man must surrender his existence if he would exist” is alien to it. The Snake, the selfless life-experience that has developed for love's sake to conscious wisdom, surrenders its existence in order to build the bridge between material and spiritual existence. [ 12 ] An irresistible desire presses the Young Man onward to the kingdom of the Beautiful Lily. What are the characteristics of this kingdom? Although men have the deepest longing for the world of the Lily, they can only reach it at certain times before the bridge is built. At noon the Snake, even before its sacrifice, builds a temporary bridge to the supersensible world. And evening and morning man can pass over the river that separates sense-existence from supersensible existence on the Giant's Shadows—the powers of imagination and of memory. Anyone who approaches the ruler of the supersensible world without the necessary inner qualification must do harm to his life like the Young Man. The Lily also desires the other region. The Ferryman who conveyed the Will-o'-the-Wisps over the river can bring anyone back from the supersensible world, but can take no one to it. [ 13 ] A man who desires contact with the supersensible world must first have developed his inner being in the direction of this world through life experience, for the supersensible world can only be grasped in free spiritual activity. The Prose Aphorisms express Goethe's opinion of this goal: “Everything that sets our spirit free without giving us mastery over ourselves, is harmful.” Another aphorism is: “Duty, when a man loves the commands he gives to himself.” The kingdom of pure supersensible activity—Schiller's “Reason Impulse,” is that of the Lily; the kingdom of pure sense-materiality—Schiller's “Sense Impulse” is the home of the Snake before its sacrifice. The Ferryman can bring anyone to the realm of sense but cannot convey them to the realm of spirit. All men have involuntarily descended from the supersensible world. But they can only re-establish a free union with this supersensible world when they have the will to pass over the bridge of sacrificed life-experience. It is a union independent of “Time,” of all involuntary conditions of soul. Before this free union has taken place there exist two involuntary conditions of soul which enable man to attain to the supersensible world—the kingdom of the free personality. One such condition is present in creative imagination or phantasy which is a reflection of supersensible experience. In Art man links sense existence to the supersensible. In Art he manifests also as free creative soul. This is depicted in the crossing which the Snake makes possible at noon. The Snake typifies life-experience not yet ready for supersensible existence. The other condition of soul sets in when the conscious soul of man—of the Giant in man who is an image of the macrocosm—is dimmed, when conscious cognition is obscured and blunted in such a way that it becomes superstition, hallucination, mediumistic trance. The soul power existing in this way in obscured consciousness is for Goethe one with that power that is prone by force and despotism to lead men to the state of freedom in a revolutionary sense. In revolutions the urge towards an ideal state lives obscurely; it is like the shadow of the Giant which lies over the river at twilight. What Schiller writes to Goethe on 16th October, 1794, is also evidence of the accuracy of this idea of the Giant. Goethe was on a journey which it was his intention to extend to Frankforton-the-Main. Schiller writes: “I am indeed glad to know that you are still far away from the commerce of the Main. The shadow of the Giant might well lay rough hands upon you.” The result of caprice, the unregulated “laissez faire” of historical events, is personified in the Giant and his shadow, by the side of the obscured consciousness of man. The soul impulses leading to such happenings are certainly associated with the tendency towards superstition and chimerical ideology. The “Old Man's” lamp has the quality of only being able to give light where another light already is. One cannot but be reminded here of the saying of an old Mystic, quoted by Goethe: “If the eye were not of the nature of the light it could never see the sun; if God's own power were not within us, how could Divinity delight us?” [ 14 ] Just as the lamp does not give light in the darkness, so the light of wisdom, of knowledge, does not shine in the man who does not bring to it the appropriate organ, the inner light. What the lamp denotes will become still more intelligible if we take heed of the fact that it can in its own way shed light upon what is developing as a resolution in the Snake, but that there must first be knowledge of the Snake's willingness to make this resolution. There is a kind of human know-ledge which is at all times a concern of the highest endeavour of man. It has arisen from the inner experience of souls in the course of the historical life of mankind. But the goal of human endeavour to which it points can only be attained in concrete reality out of the sacrificed life-experience. All that the consideration of the historical past teaches man, all that mystical and religious experience enables him to say about his connection with the supersensible world,-all this can find its ultimate consummation only by the sacrifice of life-experience. The Old Man can change everything by his lamp in such a way that it assumes a new life-serving form, but actual development is dependent upon the ripening of the life-experience. [ 15 ] The wife of the Old Man is she whose body is pledged to the river for the debt which she has come to owe it. This woman personifies the human powers of perception and conception as well as humanity's memory of its past. She is an associate of the Old Man. By her aid he has possession of the light that is able to illumine what is made evident already by external reality. But the powers of conception and of remembrance are not united in life with the concrete forces active in the evolution of the individual man and in the historical life of humanity. The power of conception and of remembrance cleaves to the past; it conserves the things of the past so that they make their claims upon all that is becoming and evolving in the present. The conditions—maintained by memory—in which the individual and the human race are always living, are the crystallisation of this power of the soul. Schiller writes of them in the third of the Aesthetic Letters: “He (man) was introduced into this state by the power of circumstances, before he could freely select his own position. Before he could adjust it according to the Laws of Reason, necessity has done so according to Natural Laws.” The river divides the two kingdoms, of free spiritual activity in supersensible existence and of necessity in material life. The unconscious soul powers, the Ferryman, transport man, whose origin is in the supersensible kingdom, into the material world. Here in the first place he finds himself in a realm wherein the powers of conception and remembrance have created conditions in which he has to live. But they separate him from the supersensible world; he feels himself beholden to them when he must approach the power (the Ferryman) that has brought him unconsciously out of the supersensible world into the material sense world. He can only break the power which these conditions have over him, and which is revealed in the deprivation of his freedom, when with the “Fruits of the Earth” that is to say, with self-created life wisdom, he frees himself from the obligation imposed upon him by the conditions, from coercion. If he cannot do this, these conditions—the water of the river—take his individual wisdom away from him. He is swallowed up into his soul being. [ 16 ] On the river stands the Temple in which the marriage of the Young Man with the Lily takes place. The “marriage” with the supersensible, the realisation of the free personality, is possible in a human soul whose forces have been brought into a state of regularity that in comparison with the usual state is a transformation. The life experience previously acquired by the soul is so far mature that the force directed to it is no longer exhausted in adapting man to the world of sense. This force becomes the content of what is able to stream into man's inner being from the supersensible world in such a way, that, acts in the material sense world become the fulfilment of supersensible impulses. In this condition of soul, those spiritual powers of man which previously flowed along mistaken or one-sided channels, assume their new significance in the character as a whole,—a significance adequate for a higher state of consciousness. The wisdom of the Will-o'-the-Wisps, for example, which has broken loose from the sense world and has wandered into superstitution or chaotic thought, serves to open the door of the Palace, that is the personification of the soul condition wherein the chaotic alloy of Will, Feeling and Cognition holds man in chain within a constricted inner life shut off from the supersensible world. [ 17 ] In the wonder pictures of the composition Goethe approached the panoramic evolution of the human soul before his spiritual vision in that frame of mind which is conscious of estrangement in face of the supersensible until it attains those heights of consciousness where life in the sense world is permeated by the supersensible, spiritual world to such an extent that the two become one. This process of transformation was visible to Goethe's soul in delicately woven figures of phantasy. Through the Conversations of German Emigrants shines the problem of the relation of the physical world to a world of supersensible experience free of every element of sense with its consequences for the communal life of man. This problem finds a far-reaching solution at the end of the fairy tale in a panorama of poetic pictures. This Essay merely indicates the path leading to the realm where Goethe's imagination wove the fabric of the fairy tale. Living understanding of all the other details can be developed by those who realise the fairy tale to be a picture of man's soul life as it strives towards the supersensible world. Schiller realised this fully. He writes: “The fairy tale is full of colour and humour and I think that you have given most charming expression to the ideas of which you once spoke, namely, in reference to the reciprocal interplay of the powers and their reaction on each other.” [ 18 ] For even when it is objected that this reciprocal interaction of the powers refers to powers of different men, we can plead the well-known Goethean truth that although the soul powers from one point of view are distributed among different human beings, they are nothing but the divergent rays of the collective human soul. And when different human natures work together in a common existence we have in this mutual action and reaction nothing more nor less than a picture of the multifarious forces and powers constituting in their reciprocal relationships the one collective individual being, Man.
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335. The Crisis of the Present and the Path to Healthy Thinking: The Great Challenges of Today in the Fields of Intellectual, Legal and Economic Life. A Third Speech on Contemporary Issues
20 Sep 1920, Stuttgart Rudolf Steiner |
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Thus, forces slumber in every human being that he can develop within himself and that then show him a different, a spiritual, understanding of the world. |
Our feelings are stirred and our actions inspired by our earthly work, and this is what our task as human beings in earthly existence is. We have to draw strength from the spirit in order to truly penetrate into something like this, which is our task as human beings in earthly existence; for this it is not enough to stick only to the nearest districts of what surrounds us in life. |
And then, economic life will not be characterized by a capitalism based on egoism and mere self-acquisition; instead, it will be imbued with spirituality, arising from an understanding of the necessities of the world and of humanity and of existence, and it will work in the spirit of the people educated in the new spiritual life. Then labor will no longer be a commodity, but will be incorporated into the independent, self-developing constitutional state; then, in the social fabric in which the mature human being works with every other mature human being on the basis of equal rights, labor will come into its own. |
335. The Crisis of the Present and the Path to Healthy Thinking: The Great Challenges of Today in the Fields of Intellectual, Legal and Economic Life. A Third Speech on Contemporary Issues
20 Sep 1920, Stuttgart Rudolf Steiner |
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Distinguished attendees! To the untrained eye, the circumstances of public life in the civilized world over the past 50 years have become unmistakable; their interrelationships have become difficult to grasp and confusing. The present misery has emerged from what might be called the great economic boom before 1914; the most complicated circumstances, caused by the most diverse facts, loom into our decline – facts that are in turn difficult to grasp. It is no wonder that the human being who must live in this decline, must work, must strive, feels from the depths of his soul the yearning for an ascent. But as understandable as this is, anyone who takes a deeper look at today's conditions must recognize that, in the present and in the near future, there is no way out of the decline to a recovery other than an understanding of the great tasks of the time, the great tasks of the time from certain sources, which cannot really be found within small areas. As well as I can in one evening, I will endeavor to try to offer some modest observations on some of these great tasks of our time – I would say that one can only do so in the face of these tasks. It seems that if anything quite obviously indicates how we have to approach the great tasks, it is the great mistakes that have been made in this time. Two stages today characterize our entire public life in its immediate present development, and it seems to me that these stages point not only to external, economic conditions, but also to legal, moral and especially spiritual conditions within contemporary civilization. But when one names these two stages, Versailles, Spa and all that follows in their train, when one remembers all that they have brought us, then it becomes somewhat difficult to characterize them, because today one is suspected of striving for a certain objectivity. People's opinions are sharply opposed to each other: anyone who wants to judge the West as a member of Central European civilization can be quite sure that his objectivity will be very, very strongly doubted by Westerners. Therefore, I would prefer not to give my own opinion on what happened in Versailles, which is still a painful part of our present, but rather to follow the opinion of the Englishman John Maynard Keynes, who wrote the significant book “The Economic Consequences of the Peace”, which I have already referred to in my Stuttgart lectures from a different point of view than today. Keynes was a person who, until a certain point in time, was present in an outstanding position at the negotiations in Versailles, and he judged [in his book] what happened and also what, in his opinion, should have happened. One might say that in three sentences he roughly summarizes the striking facts of Versailles that are so symptomatic of our present time. He, the Englishman, whom Lenin only recently called the “English philistine”, says quite simply: nothing, absolutely nothing of any magnitude has been achieved at Versailles by those who could claim to be the victors. What did Clemenceau do? He ruined Europe's economic resources and did nothing to rebuild the economy in France itself. What did Lloyd George do? He made a few deals that allowed him to shine in London for a short time. What did Wilson do? Wilson had good intentions regarding what was right and just – according to Keynes – but no way presented itself to him to somehow implement what he may have had in mind in a well-meaning way. The three most important men made the big mistakes of the time. And now let us take a look at what has actually emerged for Germany from the terrible events that have taken place since 1914. I do not need to describe it to you. To the southeast of Germany, Czechoslovakia has become a relatively large empire. Born out of national aspirations, everything that rules there proves to be economically powerless in the face of the tasks that the economy in particular faces for these areas. To the north of it, Poland. Well, you only need to recall the last few weeks to see, on the one hand, how what has been formed there has only contributed to the unrest in Europe; and on the other hand, you only need to recall the perplexity of the leading European personalities in the face of what is seething and boiling there. One need only think of the “tragicomedy in the transformation of the view of the Polish ‘defeats’ to the Polish ‘victories’, how one was confronted without opinion, without great guidelines, today with this, tomorrow with the opposite. And if you go further east, it may seem today that Leninism and Trotskyism, especially when you add to that the devastating conditions in Italy, have no other guidelines than to develop, out of a phenomenal megalomania, all those forces that can serve to destroy what has been achieved by more recent civilization. The Germans of Austria are crushed, not to mention Hungary, where the sad spectacle is taking place that when members of the party that was at the helm until recently are led through the streets, bound and captured, they are then stabbed in the eyes with umbrellas by ladies in elegant, magnificent attire. This description could be continued for a long time, and one could see what has emerged for humanity from the circumstances since 1914. And if we look at the ideas of those who are somehow active within this terrible decline – at the ideas of personalities who are often even capable of entertaining tragicomic illusions about an ascent that could be brought about by their intentions – we might be tempted to say: In the short-sighted, in the uncomprehending, that speech that Lenin delivered at the Second Congress of the Third International was monumental, where he once again, entirely in the old Marxist style, proved Western capitalism with all the banalities that have been heard so often. If one approaches what was said in this grandiose speech from a certain world-historical point of view, namely that capitalism, having developed into imperialism, tyrannizes over five-sevenths of humanity, then today, on the other hand, the question must be raised: What would have become of all of modern civilization if it had not been for the accumulation of capital? And should we not ask: Is it not self-evident, after all the forces that our modern times have brought forth, that such capital accumulation has also taken place for the sake of human progress? Can we still get by in today's collapsing world with such abstraction, which only proclaims the struggle in a very abstract form, or should we not ask: Is there not also something moral underlying our decline, especially when this note is struck? Do not perhaps precisely such fighters as Lenin confuse the harmfulness of capitalism in general with the kind of morality or, rather, immorality with which capitalism has operated? Can we not also trace this spiritual note in the effects of capitalism? And might we not arrive at deeper impulses than those which are constantly being declaimed today, and whose declamation has brought so little practical success for the better? Now, one could say that the opposite view, which also comes from the Englishman Keynes, the harsh critic of the Western powers, is more indicative of today's intellectual, legal and economic situation. But that sounds somewhat different than Lenin's words. Keynes says, for example: Yes, terrible things happened in Versailles. Instead of doing something to build Europe, everything has been done to turn Europe into a heap of ruins of civilization; something terrible has happened, something worse will happen in the coming years. — I am quoting the sense, not the wording. And in an even stranger way, Keynes addresses some of the underlying mental states that have brought us into this present situation. It is interesting to see how this man, who sat through the negotiations led by Wilson, Clemenceau and Lloyd George for weeks on end, realizes what actually caused Wilson, who beguiled so many people with his abstract Fourteen Points, to fail so utterly. This becomes a significant problem for the Englishman Keynes, and something very strange comes to light. Keynes constructs – as I said, from the way Wilson was sitting – how the others did everything to deceive him, to keep him from finding out what they actually want. It is a remarkable psychological event that Keynes describes and dissects, which, I would like to say, shines a deep and significant light on the whole cultural state of the present. Keynes obviously means: If one had told Wilson that France wanted the Germans of Austria to be prevented from uniting with the Germans of Germany, if one had said this clearly and distinctly, so that Wilson would have heard these words, his sense of justice would have risen up against it. Now, if you are going to visualize the struggle of such a dull mentality - if I may use this Entente word - you have to realize how Wilson feels - as Keynes does - if you now bring the following to mind as a spectator. Keynes says: Yes, the people around Clemenceau and Lloyd George did not say: “The Germans of Austria will not be allowed to unite with the Germans of Germany,” because Wilson would have rebelled against that; that is why they said: “The independence of German-Austria is to be guaranteed by a treaty with the Entente powers until the League of Nations pronounces otherwise.” Wilson understood that the independence and freedom of the Germans of Austria had to be guaranteed. If he had been told that they were forbidden to unite with the Germans of Germany, Wilson would have understood the same thing that he had otherwise understood as freedom and independence as the highest compulsion. If one had told him – as Keynes continues –: “Danzig shall become a Polish city”, he would have revolted against it; that quite obviously contradicts the Fourteen Points. So one told him: “Danzig shall become a free city, but all customs matters shall be handled from Poland, as shall the supervision of all transport matters, and the Poles shall become the protectors of the nationals living abroad. Oh, that sounded different from saying that Danzig should become a Polish city. And one can almost say: Yes, when it is said like that: 'Danzig should become a free city', then Wilson's dull mentality is inspired. But if he had been told that Danzig should become a Polish city, that would have contradicted Wilson's view that every nation should be led to freedom. And if one had told Wilson that the Entente was to supervise the German rivers, he would not have been able to agree to that; but instead one said: 'Navigation, where it passes through several states, is an international matter.' Wilson was satisfied with that again. If you want to see what the great forces are that are moving the world today, you have to look at what is developing between the – I will speak in German now and translate the Entente word – “state of mind” of the leading personalities who have grown out of the previous circumstances. Is there still any honesty and sincerity there? Is there still any healthy sense and openness? The opposite is true, and what is more, it lives in such a way that one is still convinced of being an honest, open person, because what actually works has become an unconscious habit. How could Wilson actually be so deceived as he has been in this way, as I have just described it after Keynes? People who still cannot bring themselves to believe that an abstract, theorizing mind like Wilson's is a disaster for Europe sometimes say benevolent words like, “He, this Wilson, knew European conditions far too little.” Hypothetically admitted, although I do not admit it, Wilson knew European conditions far too little. But Wilson wrote a work on the state comprising almost 500 pages, in which he describes the conditions of the European states in great detail, the state and legal conditions and so on. So we are faced with the fact that either it is not true that Wilson did not know the European situation, or an influential contemporary figure writes a work on European conditions that is influential in America precisely because he is ignorant of those European conditions. The latter would cast a bright light on the superficiality of our time, on everything that draws only from the superficial spirit and does not delve into what lives in the deeper foundations of things as the real cause of the present events, the present developments and the whole evolution of humanity. But there is something much more significant behind what I have presented. Many years ago, during a lecture series in Helsingfors – at a time when Wilson was revered everywhere because two significant literary works had been published by him – I drew attention to something that characterizes the whole nature of Wilson's state of mind. Wilson says, for example, that if you look at the time in which, for example, Newton, the great physicist, lived, you find that, as in the theory of constitutional law or in the thinking of those who reflect on economic and financial conditions, the same forms of thought and the same mental images are found for the economic and political conditions that Newton, the physicist, created for physicists. And now Wilson says: We must free ourselves from such a dependence of thought in relation to public, political or economic conditions; we must think today in terms of the organic about politics, about the world economy and so on. And now he develops a kind of political idea, of which one must say: Just as those whom he criticizes for being dependent on Newton in their time, so he is entirely a copycat of Darwinism and thinks Darwinian as a politician, as an economist, and as a legal expert, just as those whom he criticizes thought in a Newtonian way. Darwin is fashionable – so Wilson, the world reformer, thinks Darwinian. But I said at the time: We are now in such a time that we must no longer allow ourselves to be blinded to the real conditions of public life by what comes to us from the natural sciences. What comes to us from the natural sciences – I have often said it here – is quite excellently suited to precisely explore the surface of things; but what ideas want to form about human action, about human coexistence, must go into deeper world reasons than natural science even needs. And that is why – I said – the dangerous thing in our time is precisely a way of thinking like that of Woodrow Wilson. That was long before the war, at a time when Wilson was still being glorified as a world hero for a long time to come. What matters today, namely, is to avert one's gaze from everything that only holds people to the superficial. It is necessary to be able to sharpen one's gaze into the deeper reasons for becoming and happening. But, esteemed attendees, that is what the school of thought that, like science, approaches the spiritual and soul life in man from a scientific spirit is trying to do. It is the anthroposophically oriented spiritual science that I have been representing here in my lectures in Stuttgart for almost two decades now, and more and more every year. What must be striven for in our spiritual life in terms of the spiritual science that is meant here? I will only briefly indicate that this spiritual science does not arrive at its results in an external way, but rather through the fact that the human being first performs certain exercises, which are intellectual in nature. Time and again, the human being must say to himself what I characterized as a comparison in one of my last lectures here. I said: If a five-year-old child picks up a volume of Goethe's poetry, he will not be able to do anything with it, he will in any case do something completely different with it than what the volume of poetry by Goethe is intended for. But if he is ten years older, he will have gone through a development and reached a level of maturity by which time he will know what to do with this volume of poetry. The spiritual researcher referred to here says: With the form of consciousness that we use in ordinary life and that we also apply in conventional science, we face the higher world forces as a five-year-old child faces a volume of Goethe's poetry. Thus, forces slumber in every human being that he can develop within himself and that then show him a different, a spiritual, understanding of the world. Above all, they show him that although scientific thinking is a magnificent way to explore the surface of things, and that in this respect science has justly achieved the greatest triumphs, They show him that we cannot, however, understand natural things that play a role in human activity with the scientific way of thinking, if we do not resort to methods and ways of thinking that are permeated by the spirit and with which we can also grasp the human being and the forces within him in a thoroughly scientific way. But then we come from such a grasp of the human being to a completely different grasp of the world than through the conventional spiritual life in which we are immersed today. In the face of this conventional spiritual life, one would like to recall a word spoken by Hölderlin that cuts deep into the heart, when his mind was still bright, not yet clouded, but was finely sensitive to what was present in his cultural environment. Hölderlin, who had immersed himself in the harmonious humanity of ancient Greece and had grown fond of it, looked at the people around him, exaggerating to some extent, as a mind of his calibre would do in his time, and characterized them as follows, comparing them to the Greeks. He said: “Do people live among us ordinary Germans? I see no human beings around me, as the Greeks were; I see officials, teachers, professors, but no human beings; I see lawyers, artists and scholars, but no human beings; I see young and mature people around me, but no human beings; what I miss in my environment is the whole, full, developed humanity that can also gain a harmonious relationship with the universe. Such humanity also lived consciously and unconsciously, sensually and supernaturally in Goethe, and what Goethe himself valued even higher than his poetry — although it was then so little understood after Goethe: his scientific creations. In these lines of scientific thought, Goethe's physicist does not live one-sidedly when he presents a theory of colors, nor does his botanist live one-sidedly when he describes plants, nor does his anatomist live one-sidedly when he characterizes human bones. but in this way of thinking the whole human being lives always and in everything; and the whole human being grasps in the individual parts of nature that which can only be revealed when one experiences it in its effect on all of humanity within oneself. Over time, this thinking was increasingly confronted with something that has been praised so much, but also occasionally criticized: specialization in all areas of life, the kind of specialization that has found its way into our higher knowledge in particular and has had an impact on it, for example, all the way down to primary school education. This specialization made man a physicist, a botanist, a lawyer, a professor, a teacher, and so on, but it drove out the human being. And we must ask ourselves: Is it really a furthering of knowledge itself, when this knowledge has developed in such a way in modern times that the knowledge that led to a world view has split into those small portions, from which one has lost the human element and can no longer keep an eye on the world? Again and again, a few influential personalities were portrayed as if they were knowledge itself. But anyone who can see into the development of modern times will find that this is not the case. He sees that knowledge and the striving for the abstract unified state, as it has developed over the last three to four centuries throughout the civilized world. He sees that the unitary state, which absorbed everything that we today want to re-organize through the impulse of the threefold social organism, that this unitary state, with its mixing of spiritual, legal and economic life into one fabric, made physicists and chemists, professors and teachers, in short, specialized people, and it was with these that it had to fill its positions if it followed its principles. It was this unified state that sucked the fullness of humanity out of people. This fullness of humanity lived so powerfully in Goethe and was so longed for by Hölderlin for his Germans. It is spiritual science that wants to give this fullness of humanity back to today's humanity, because only from this fullness of humanity can come what is at the same time knowledge, what is feeling with all humanity, what is real right and at the same time reasonable economic life. If one proceeds according to the methods of spiritual research, one does not get a superficial view of something concocted from the individual disciplines, but one gets fully living spiritual knowledge. But this is like a light that can be cast on the individual areas. And with it one gets the possibility again to place the human being above the specialists; one gets the possibility to put the human being first and the social structure afterwards - and not the other way around, to put the social structure first and only then the human being, and thereby let him wither away into a system template. Because spiritual science is something that really comes from the fullness of the human being, but that must first be gained through spiritual research, that is why it can also have a fertilizing effect on what is fragmented in the world. Fragmented in the world, for example, is our present-day jurisprudence, the individual branches of our present-day economic life - everything is fragmented. Those who have heard me speak at length and are able to grasp the actual meaning of what I have said know that I do not say such things out of immodesty or silliness. But I may well point out that in February, in Dornach, before an audience of more than thirty medical specialists, I attempted to present the therapeutic element of medicine from a spiritual-scientific understanding of the nature of the human being in such a way that one could really arrive at a genuine therapy that goes straight to the human core. In this single case I have tried to show how a central view of the nature of the natural, soul and spiritual can have a fruitful effect on a single science. And anyone who now considers the social effect of the striving of personalities imbued with our knowledge will reflect on the significance of what I have said. ar A It is one thing for a physician to be educated in a closed circle and unable to see beyond the boundaries of his science, and quite another for him to grasp his science in such a way that it becomes a light for everything physical, mental and spiritual in the human being and that he thereby also acquires a true sense for all social interaction and coexistence of people and thus, from his art of healing, gains a living, fruitful judgment on the treatment of major social issues. This fall, beginning on September 26, more than twenty individuals who have immersed themselves in the anthroposophically oriented spiritual science referred to here will give a course of nine lectures at the School for Spiritual Science in Dornach. We have, of course, established our School of Spiritual Science in Dornach, which we cannot open because it is not yet ready, but we will hold these School of Spiritual Science courses at the unopened Dornach School from September 26 to October 16. Personalities from the fields of physics, chemistry, political science, economics and history, practitioners who are involved in life, in the factory or otherwise in life, artistic personalities from all fields, they will first show in this trial course how what specializes [in individual fields] is illuminated by the living spiritual , such a light is shed on these sciences that they are no longer something theoretical - not something one acquires and then has to peel off again for the most part in order to stand in one corner of life and see nothing but one's own specialization. No, it is shown how, through this enlivening of knowledge, which can arise from spiritual science, specialization is overcome, and how, through the new spirit, through a spirit that is just as strictly scientific as the one cultivated at universities today, yes, 'strictly strict science', how this spirit brings together specialists so that they will not go their lonely but humanity-damaging ways in mutual misunderstanding, but will work together socially and be able to help our ailing time to rise again. These School of Spiritual Science lectures are held at our Goetheanum in Dornach, where every detail seeks to express the style, the architectural, sculptural and pictorial style, that arises out of the artistic aspect of our spiritual science, out of the whole of our intuitive perception. Everything, down to this framing, should act as a symbol, as it were, for what is to happen, what must happen, from the spiritual side. For it must be the spirit that, following its true threads, comes back to the truth, to a truth from which goodness, morality and healthy, strong will follow. This does not arise from superficial knowledge; it arises from deep spiritual knowledge. And I hope that our Dornach lectures will show much more than mere characterizations can express, how the forces to build up our languishing civilization should be sought from the spirit. We do not want to refute such arguments [about the decline of the West] logically, as I characterized them here last time, but through action we want to create that which can be set against the forces of decline. And I am convinced that we would truly not be able to accommodate all the listeners who would come to Dornach and its wider surroundings today - who will hopefully come in large numbers despite the drowsiness of souls today - if the communication difficulties arising from our decline were not so insurmountable. If I may refer to something closer to home, I would like to return to what our Waldorf School is meant to achieve here. This Waldorf School, which we opened today for the second school year, we described here some time ago with reference to its successes in the first school year. It is exactly what it has become – it could not have become more in its first year – having become what it is because our teachers were inspired and imbued with those feelings towards the developing human being, the child – emotions that come from the research of spiritual science, that spiritual science that must indeed, with regard to certain spiritual things, behave in a completely different way than many people assume with regard to these same things. We have, of course, confessions in our time that speak about the eternal in man. What have all these confessions come to? If one can really look at the world impartially and listen to everything that is said in sermons or theologies today about the eternal in the human soul, then it is not an appeal to the urge for knowledge, but basically it is an appeal to the finer instincts of the soul. Those who have often heard my lectures will know the foundations on which the spiritual science referred to here speaks of the immortality of man, how it makes certain statements about what man becomes when he has passed through the gate of death and shed his physical body. But the basis of this discussion is different from what has been customary in Western civilization for centuries. What is it that this Western civilization appeals to again and again? The finer instincts of the soul; people do not want their entire being to cease to be when their body decays into dust. This is the human desire for eternity. And I ask you to go through everything that is offered in this direction in traditional confessions, sermons and theologies: it is the appeal to this human egoism, not wanting to die. And because it is only this appeal to egoism, it is even conveniently separated for life: knowledge for the world of sense, and faith for the supersensible world. Naturally one can only speak of the instincts under discussion here if, with regard to the eternal in man, one arrives only at a belief and not at knowledge. But when we investigate the human being by means of spiritual science methods, which are not easier than chemical or astronomical methods, but essentially more difficult (for more details see my books “How to Know Higher Worlds” or “Occult Science: An Outline” and others), then we come not only to speak of immortality, that is, of the forms that the human soul and spirit takes after death, but one then comes to look at what the human being was before birth or conception, before he descended as a spiritual being from the spiritual world into the physical world through birth and assumed a physical body through descent from father and mother. This can become knowledge, but it is knowledge of such inner power that it flashes through our entire being. If we approach the child as educators with such knowledge, we look at the child quite differently. Then we know something of how the soul and spirit form the human body from the deepest human depths, how the physiognomy and skills that arise from year to year are formed in the body out of the soul and spirit. As a teacher and educator, you develop a feeling without which there can be no fruitful education: the feeling that everything you come into contact with through the human body comes from spiritual worlds. It has been entrusted to you; the gods have sent it down to you. You stand before it with holy reverence. Dear attendees, just as there are forces that can only be explored through their effects in the external, physical world, for example electricity or magnetism, so does what one acquires as a teacher or educator, as reverence, act as an imponderable force, as something that one only a en learn to believe when one beholds its effects, when one sees how that which radiates from such sacred reverence for the teacher is something that surrounds the child's spiritual and soul growth just as sunlight surrounds the plant to make it flourish and thrive. A pedagogy that is based on the full human being, that is carried by feelings and perceptions, but by a perception that sees through world and human conditions, a pedagogy that naturally becomes art, that does not talk abstractly about education, it is a pedagogy of this kind that may aspire to make of the generation that will be decisive for the coming decades that which can lead out of our decline towards an ascent. And we can say: What anthroposophically oriented spiritual science has been able to achieve through our teachers has, after all, borne fruit in the first school year. Only one thing stands ghostly before the mind's eye of the one whose whole heart and mind is with this Waldorf school, especially today, when we have opened the second school year. Out of the spirit we could bring Waldorf education to life through Waldorf education; in this way, one of the great tasks of our time would be solved step by step in practice, not in theory. But we need understanding, understanding in the broadest sense. We may hope that the spirit will continue to support us in our endeavors, because in a certain way it depends on us. But we need understanding, because the buildings in which the school is held are to be built; the teachers are to live in homes, and they are also to eat. All this is necessary. And already the spectre of destitution for such things and for what is behind it, of the lack of understanding of the broadest circles for what belongs to the great tasks of our time, stands before our soul and impairs what we would like to do for the second school year, especially in these days. So what is needed today for the great tasks of the time is understanding in the broadest sense. Many people have idealism, which says: ideals are lofty, it is not dignified to associate them with the material circumstances of the day, because the material world is something base; ideals are lofty, they must find their own way. Therefore, we keep our hands on our wallets and no longer spend anything on our ideals, because why should we give up dirty money, which is not worthy of serving ideals, for our ideals? That may sound trivial, but if you want to do something necessary for the Waldorf school in our days, then it may be said in this case. Today, idealism often expresses itself more through enthusiasm to hold together the material world and to cultivate the ideal in it. I could now describe something to you that is related to something very new in our spiritual life. For a long time now, we have lost precisely that direction and current of our spiritual life that looks at what I want to characterize, at the prenatal human being. Even the language testifies to it: when we speak of the eternal in man, what do we say? Immortality. - We thus point only to the one end of life, which human egoism also looks at. We have no word for the other: one would have to say “unbornness,” for just as little as we lose our eternal being when we discard the body, we did not receive it with birth either. And when we speak of the eternal in man, we must speak of unbornness as well as of immortality. We do not even suspect what we lack in this direction. What we hope for after death inspires us little for action. But when we know what lives in us, what lives in us as having descended from the spiritual worlds, even if only in a reflection of the spiritual world, then we can say that we feel ourselves to be - I would like to use the word - missionaries of the spiritual world. Our feelings are stirred and our actions inspired by our earthly work, and this is what our task as human beings in earthly existence is. We have to draw strength from the spirit in order to truly penetrate into something like this, which is our task as human beings in earthly existence; for this it is not enough to stick only to the nearest districts of what surrounds us in life. We must look at what surrounds us in the spiritual life, what lives in us inwardly as the spiritual and permeates all life down to the economic. In this respect, people indulge in the strangest illusions. Anyone with a sense of reality who follows the historical course of humanity will see that they must look for the actual sources of the somewhat more distant spiritual impulses in human life over in the Orient - although not in today's Orient, because today's Orient is in a state of decadence in this regard. What the source of this very special spiritual life is, as I described in that lecture, which I gave on the historical development of mankind, lived in the Orient thousands of years ago. There lived a race of men who understood nothing of what we call 'deductive' or 'logical thinking' — a race of men who, from the same sources that the spiritual science meant here, but in a different way, in a Western way, once knew that something could live in the soul of man that reveals to him the spirit that permeates the world. But it is not in the East that we find a knowledge of the spirit that is not based on proof or reasoning. Today, if we do not want to become antiquated, we can no longer penetrate this oriental spiritual life, but something of it still lives in our ordinary intellectual education. There is a direct line from the spirit that shone in the Vedas, in the Vedanta philosophy, in the ancient Indian yoga system, which itself lived in the Chaldean teachings and in ancient China. It is a direct line that moved in many currents through many channels to the Occident. And in our everyday thinking, we still have traces of that oriental spiritual life before us. Even when the Mystery of Golgotha entered into the development of mankind, when it became necessary to understand Christ Jesus, it was Oriental wisdom that sought to comprehend this event, which could only be grasped through supersensible knowledge. It was Oriental wisdom that was then transformed into the teaching of Christianity and spread with Christianity throughout the Occident. In this Oriental wisdom lives something that today's man can no longer feel and sense in the right way, for which he needs a support. What was present in the original soul life of the Oriental had to be anchored in the West - for centuries already - in dogmatically cohesive religious communities; because the inner source of spiritual life no longer flows in the same way, that is why man needed such religious communities. This is what initially extends into our public life like a first branch - a branch that still has the Orient as its “lifeblood”. And if one were to look at our spiritual life with an open mind, one would still discover effects of what originated in the Orient in what modern man thinks, feels and senses and what lives even in the sciences, right down to physics, but above all in religious beliefs. In addition to this peculiar oriental spirit, which is little understood today in its entirety and which permeates the West in its own unique way, there was another school of thought that came more from the south and poured into Central Europe, but also fertilized the west. It came from what I would like to call, in a comprehensive sense, legal, state and political thinking. In the wonderful Greek civilization we see a remarkable mixture of what came from the East and still lived in the Greek people, as it had come from the Egyptians, and the now already legal thinking that was not yet fully revealed in Greece, which brought the peculiar evidential way into the imagination of man. In Greece, we see life only sparsely permeated by logical, legal, and state thinking, which was not present at all in the Orient. If, for example, there were commandments in the Orient, they were something quite different there from the commandments in the Occident. We then see the legal spirit essentially absorbed in ancient Rome. We see how there the process of proving, of reasoning, of combining and separating concepts is developed into a special art. We see how a second element is mixed into what flows from the Orient, how the legal and political current pours into the spiritual current, the “state machine”. And we see even the spiritual-religious, the spiritual-scholastic, permeated by this legal element. It would have been quite impossible for the Oriental to think of something like “guilt and atonement” or “redemption” in the original thought of his world view instead of the concept of “karma”. What lived in the Orient in “karma”, in the fate of the world, was something quite different. But then the legal element began to make itself felt in the world view, and it even found its way into the religious conception of the world. At the turn of the ages, man was thought of differently from the way he was in the Orient. Now he was thought of in such a way that he was “judged” by the world judges because he had incurred “guilt”. In the Orient, people spoke only of “guilt” and “judgment”. In the Occident, even the religious element has been infiltrated by the legal-evidential, the divisive-judgmental. And when we go, for example, to the Sistine Chapel in Rome and see the painting by Michelangelo, 'Christ as Judge of the World', where he judges the good and the bad, we see even there the legal, world-political spirit carried into the religious world view. This is the second branch of our civilization, which still has an effect in Fichte and Hegel and which imbues everything that is still emerging in German intellectual life at the turn of the 18th to 19th century. It is not without reason that Fichte and Hegel started their thinking precisely from the roots of right, from the political and state conditions, and the way in which these minds conceive the development of humanity is to be understood in an “emphatic of the state” sense, in contrast to earlier times. Only in more recent times did a third current join this second one, which developed in the West out of the Western peoples' dispositions and instincts. In the East, in the times when the East was great, nature provided what man needed in such a way that he undertook the distribution of natural products as well as the distribution of what man produced out of his spiritual life. There was no economic thinking, there was not even any legal thinking. If we go back to the 18th century, we find little economic thinking in Central Europe. But we find everything dominated by an increasingly intense legal thinking, by a state-oriented, political thinking. In the West, economic thinking had developed long ago, and it developed more and more out of people's natural instincts and abilities. Circumstances developed in such a way that where people think in a truly “western” way, economic thinking is now also applied to what was previously grasped from the point of view of logic - to science, to truth. It came from America. There they have the doctrine of pragmatism, which roughly says: “True” and “false” is something that is only an illusion; we have taken that from the legal world view. Our view is this: if something proves useful in practical life, then it is right, it is true, and everything that does not prove useful is harmful, is false. According to this view of life, everything is judged only by whether it is “useful” or “harmful”. These ideas have become part of human thought and are also alive in philosophers. Yes, if, for example, one wants to understand Herbert Spencer and other philosophers correctly, one understands them only if one says to oneself: This Herbert Spencer devises philosophical systems, but he has ideas that, as such, are only in the wrong place; instead of devising philosophical systems, he should build factories with his way of thinking, set up trade unions and help the economy on its feet; his ideas are useful for this, but not in the philosophical field. If we follow the path our humanity has taken in its historical development, we see that first a spiritual life develops, which points back to a heritage from earlier millennia in later times. Then, little by little, a state and political life, a legal way of thinking, develops. Later, the economic life develops alongside this, and this life develops in a differentiated way across the earth. But as we approach the modern age, we see how the spiritual life that came from the East has died out. The dry, pedantic and philistine nature of today's education and upbringing stems in particular from the withering away of that ancient spiritual heritage. But this also points with all vividness to the fact that we should not migrate back to the Orient, but must develop a free and original spiritual life through ourselves again, by opening the sources of this spiritual life for ourselves. The old inheritance is at an end. Our time demands a new spiritual life, and spiritual science now wants to proclaim this from Dornach. With this new spiritual life, it will permeate education, and through something like the Waldorf School, it wants to make it fruitful for modern life. But there is also little left today for the old legal spirit. I advise you to read characteristic, symptomatic phenomena of the present day, such as the little booklet on jurisprudence by the Mannheim teacher Rumpf, and you will see that Just as religious worldviews today have to rely on outward appearances because the inner life no longer bubbles up, so jurisprudence and political science borrow from economic conditions because they no longer have anything that bubbles up from the inner life. Thus we see that today a mixture of economic thinking and legal thinking is coming about, which spreads chaos over our lives. And anyone who sees through things knows how much of this chaotic confusion has penetrated into the sphere of our public life, and how this is then expressed in deeds, causing social upheaval, social confusion and turmoil. We can only move forward if we seek a new spiritual life in the way I have described. The old spiritual life has passed away as an inheritance. But we will only find the new spiritual life if we do not hand over the school to the state, if we set up the whole spiritual life on its own, because then alone we can lift the spiritual life out of what it is now. When a human being steps down from spiritual heights into the physical world, he brings with him a new, real spiritual element for each generation from his human individuality and personality. We do not want to dictate to people that they must develop according to these or those rules, but we want to let this real spiritual element develop powerfully through love from the teacher to the child. This spiritual life can only be administered by those who are active in it. A new spiritual life will reintroduce the living spirit, which our social life so urgently needs, into the present; it will make fruitful for human coexistence the deep source that man brings with him when he enters physical existence through birth. This is one of the great tasks of our time. A second task is how we can once again develop a living sense of duty in the social community, through the living interaction between individuals in the democratic structure of the state – not by regurgitating old Roman or old concepts in general, but by original thought. No law dictated from above will ever develop a sense of duty. Only that right which arises between equals, between one mature human and another mature human in lively intercourse, only this right will also make people keen to work, and this right will have to incorporate the [regulation of] labor. The spiritual life, as I understand it, is described in my “Key Points of the Social Question” in such a way that it must become the regulator of capital. Then the accumulation of capital or means of production, which is necessary for more recent development, will, through the spirit – which will illuminate it when the spirit is formed anew in its freedom, in its fertility, in its progress from generation to generation – then capital will also carry within itself, through the spirit, what, for example, Keynes and others miss: morality. And then, economic life will not be characterized by a capitalism based on egoism and mere self-acquisition; instead, it will be imbued with spirituality, arising from an understanding of the necessities of the world and of humanity and of existence, and it will work in the spirit of the people educated in the new spiritual life. Then labor will no longer be a commodity, but will be incorporated into the independent, self-developing constitutional state; then, in the social fabric in which the mature human being works with every other mature human being on the basis of equal rights, labor will come into its own. And only from the feeling for our duty to work in freedom can arise the upswing in our lives, not from the demand for barracking and duty, which must stifle every sense of justice in man. From an independent spiritual life, from an independent legal life, one must grasp the great tasks of our time. If we look at economic life, we see that if we separate out everything that is in it today and needs to be separated out – the right to land, because that belongs in the constitutional state, labor, which is paid for like a commodity today, because it belongs in the legal state, and means of production, insofar as they can be capitalized, because they belong in the spiritual link of the social organism. If we take all this out of economic life, what remains is the production and consumption of goods. A product of human labor, a commodity is not only concerned with one person; a commodity passes from one person to another. Not only does the person who produces the commodity and has experience in its production have something to say about it, but so does the person who creates the conditions of exchange for the thing or who has to decide on the needs. Thus, many different kinds of people are involved in economic life, and everything in economic life is a commodity. If we have, on the one hand, the administration of capital in the spiritual element and the administration of labor in the legal element, then what remains for the administration of economic life is the only thing that is justified: the price level, the mutual price value of the goods. But if it is to be carried up from chance to reason, it can only be determined through associations. The various groups of people who, from the point of view that I have characterized, have to do with a product, must be summarized in associations; because people have to do with the product from different starting points in order to determine the price of one product in relation to the other, so that money can only be the external indicator of the value of the product. It is only through associations of economic life that it is possible to arrive at the true price of a product for economic life - that is what matters. And this cannot be determined by dictates and so on, but only by the experiences that are made from association to association. If, for example, a person is employed in a particular branch of industry and works in it, the price of his product of labor must be set so that it is not too expensive and not too cheap. So if I make a pair of boots, when I have finished them I must get so much in the way of sundry goods for what I get for them that I can satisfy my needs and those of my family with them until I have finished another pair of boots. This cannot be calculated, it can only be experienced in the living interaction of associations. In order to understand that the price problem is at the center of the whole economic life, a more precise study of the “key points” and those writings that point to them will be necessary, especially for example my essays in the Dreigliederungs-Zeitung, which will soon be published in a collection by the publishing house of Kommenden Tages. There you can see what we need to get the spirit back that we need for our ascent. To solve this one great task of the present, we must have a new spiritual life to cultivate individuality; we must bring out human self-importance and human abilities, which can only be properly placed in a human context through a proper understanding of human personality and human individuality. In order to bring intellectual life into effect in the right way, we need the self-contained – not the intellectual life encompassing, but letting it out of itself – state or legal life or political life in its parliamentary structure; this can never be in intellectual life or in economic life. Morality and mutual assistance can then be produced from this again, in other words, everything that must take place between all people in order for a dignified existence to be possible. And in economic life, we need to solve the price problems as a major task of the present. We can only solve them if we first base economic life on itself, on the basis of association. And we can only move forward if we allow these three independent links to interact in a certain free way and do not fear any possible “division” or “cutting up” of these three links. One need only reflect a little on the human organism to lose this fear. In my book 'Von Seelenrätseln' (Soul Mysteries) I indicated how the human organism also consists of three independent members: the nervous-sensory activity, the rhythmic activity and the metabolic activity. The entire function of human life is structured from these three activities as activities. Just as one cannot breathe with one's eyes or see with one's lungs, so the state should not determine spiritual life, nor should spiritual life interfere with legal life. And just as one cannot think with one's stomach, so one should not dictate politics or determine rights from the economic point of view. And just as the lungs breathe, the head sees and thinks, and the stomach digests, so the three independent limbs of the human organism work together in unity; this unity does not exist in the abstract, but arises as a living unity from the three independent limbs. In the same way the true unity of the social organism will come into being when we grasp the three great tasks of the present time in the life of the spirit, in the life of the right and in the life of the economy. These three great tasks are certainly utopian for many people. But even for the people of the 1830s, what developed in Central Europe from 1870 to 1913 would have been utopian in purely economic terms. If we just think that in 1870, 30 million tons of coal were mined and processed in Germany, whereas in 1913, 190 million tons were mined and processed — truly, for a person in the 1930s, that would have been a utopia if one had spoken of such a surge in coal mining and processing at the time. We should not be afraid of being accused of utopianism or fantasy. Even if what is presented as a threefold order cannot be realized immediately, we should remember a saying of Fichte's, spoken to his audience when he was talking about the nature and destiny of the scholar. He said something like this: We know that ideals cannot be immediately realized in practical life, but we also know that great impulses and great powers lie in such ideals, which can advance humanity. If the so-called practitioners do not recognize this, then they are merely testifying that they were not reckoned with in the evolution of the world. And so may a benevolent Deity grant them light and sunshine, good digestion and, if it can be, a little sense as well! Those who are true practitioners count on the real practical forces of life and do not let themselves be annoyed by those objections that are so characteristic of the way Fichte characterizes them, and which say: What is downcast Germany, what is humanity, reduced to misery in Central Europe, to do alone if all the others do not want to go along with the threefold social order? Dear attendees, if we work with all our strength – even today, when it is almost too late – on this threefold social order, so that it enters as many minds as possible, and really present it to the world in a living way, then the others, even if they are the victors, will accept it as something fruitful and beneficial for the world and for humanity. When the “key points” were translated into English, one could see how almost every discussion of this book began with the words: “One can hardly read this book with any other frame of mind,” but even then one approached the content with a certain objectivity. We lack only people to help us make these ideas fruitful for life. We need people who have a spirit of progress, but not a spirit of empty phrases. And the more we can win such people, the less we need to fear the accusation that we in Central Europe can achieve nothing against the others. Another objection that is often made is: What can the individual do, even if he sees something like the fertility of the impulse for threefolding? Oh, let no one grieve because the “others” do not see through it, let him alone see it himself as an individual, then he sets an example for others and enters the path where individuals become many. And let us not be annoyed by the other reproach either, when people say again and again: If you seek ascent by such a path, it will take a long time. We do not want to waste time wondering how long it will take, but we do want to be clear about one thing: the more we want it, the sooner it will come! We do not want to engage in idle speculation, but we want to think and act in such a way that our actions, our will and our thoughts make it happen as quickly as possible. When a person brings to life in his soul the right ways for the right social coexistence, when he ignites his soul and lives through it with these impulses, which show us how spiritual, legal, state or political life and from economic life, then he can work from a single earthly territory, even against the prejudices of the whole world, in such a way that many individual territories arise that take up the impulses and carry them forward for the progress and welfare of humanity. In this way, a long period of pain can become a short one; in this way, one can overcome space and time and manifold [obstacles] if one really wants to find the true good of humanity for a new ascent, based on independent legal consciousness and on the correct economic consciousness of the present. |
226. Man's Being, His Destiny and World-Evolution: Our Experiences at Night, Life after Death
18 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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Yet these people, who lived before the Mystery of Golgotha, avowed from their innermost depth that the great Sun-spirit was also the great guide and helper of the human being, who approached him every night in sleep and relieved him of the fear of being disseminated into the universe. |
This question must be answered in the affirmative. And just as human beings knew that they had been together, in their pre-earthly existence, with the exalted Sun-spirit who had given them the strength to pass through death as immortal beings, so they also consciously remembered after every sleep that the exalted Sun-spirit had stood at their side, helping them to become real human beings, integrated personalities. |
During sleep, the human being also ceases to talk. Only in abnormal cases, which could be explained, does he talk in his sleep. |
226. Man's Being, His Destiny and World-Evolution: Our Experiences at Night, Life after Death
18 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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Yesterday we had to speak of the path pursued by man between death and a new birth; and the whole gist of my remarks will have shown you that every night during sleep we must return to the starting-point of our earth-life. We can indeed gain insight into these significant matters if we realize that on sinking into slumber we do not stand still at the date reached in the course of our earthly existence (as was already explained in the previous lectures), but that we actually go back to our starting-point. Every time, during sleep, we are carried back to our childhood, and even to the state before our childhood, before our arrival on earth. Hence, while we are asleep, our ego and our astral body return to the spiritual world, to the world of our origin which we left in order to become earth men. At this point of our discourse, it becomes necessary to let pass before our soul in greater detail what the human being undergoes while asleep; undergoes unconsciously, but, nonetheless, most vividly. The duration of our sleep does not really matter. Although it is difficult for our ordinary consciousness to conceive of the fact that time and space conditions are utterly different in the spiritual world, we must learn to form conceptions of such a kind. I have already said that the human being, when suddenly awakened after he has fallen asleep and hence lost consciousness, experiences during that brief moment whatever he would have experienced, had his sleep continued for a long time. In measuring the length of our sleep according to its physical duration, we take into account only our physical body and our etheric body. Utterly different time-conditions prevail for that which is undergone by our ego and astral body. Hence the things that I shall presently explain to you are valid for either a long or a short sleep. When the human personality enters the realm of sleep with his soul, the first state experienced by him—all this takes place in the unconscious, yet with great vividness—engenders a feeling in him of dwelling, as it were, in a general world ether. (In speaking of feeling, I mean an unconscious feeling. It is impossible to express these matters otherwise than by terms used in ordinary conscious life.) The person feels himself, as it were, disseminated into the whole cosmos. We cease to have the definite perceptions, which formerly connected us with all the things surrounding us in our earthly existence. At first, we take part in the general weaving and surging of the cosmos. And this is accompanied by the feeling that our souls have their being in a bottomless element. Hence the soul, while existing in this bottomless element, has an ardent desire for divine support. Thus we experience every evening, when falling asleep, the religious need of having the whole world permeated by an all-encompassing divine-spiritual element. This is our real experience when falling asleep. Our whole constitution as human beings enables us to transfer this desire for the divine into our waking life. Day in and day out, we are indebted to our nightly experiences for renewing our religious needs. Thus only a contemplation of our entire being enables us to gain insight into the various life-experiences undergone by us. Fundamentally, we live very thoughtlessly if we take into account only the conscious life passed between morning and evening; for many night experiences are interwoven with this. The human being does not always realize whence he derives his living religious need. He derives it from the general experiences undergone by him every night just after having fallen asleep—and also, although perhaps less intensively, during an afternoon nap. Then, in our sleep, another stage sets in—all this, as was said before, being passed through unconsciously, but nonetheless vividly. Now it does not seem to the sleeper that his soul is, as it were, disseminated into the general cosmos, but it seems as if the single parts of his entity were divided. Were our experiences to become conscious, we would feel as though we were being disjointed. And, from the bottom of our soul, an unconscious fear rises up. Every night, while asleep, we experience the fear of being divided up into the whole universe. Now you might say: What does all this matter, as long as we know nothing about it? Well, it matters a great deal. I should like to explain, by means of a comparison, how much it matters. Suppose that we become frightened in ordinary daily life. We turn pale. The emotion of fear is consciously felt by the soul. A definite change in our organism makes us turn pale. The blood streams back into the body's interior. This is an objective process. We can describe the emotion of fear in connection with an objective process taking place, in daily conscious life, within the physical body. What we experience in our soul is, as it were, a mirrored image reflecting this streaming away of the blood from the body's surface to its inner parts. Thus an objective process corresponds, in the waking state, to the emotion of fear. When we are asleep, a similar objective process, wholly independent of our consciousness, occurs in our astral body. Anyone able to form imaginative and inspired conceptions will experience this objective process in the astral body as an emotion of fear. The objective element in fear, however, is actually experienced by man every night, because he feels himself being divided into parts inside his soul. And how is he being divided? Every night he is divided among the universe of stars. One part of his soul substance is striving towards Mercury, another part towards Jupiter, and so forth. Yet this process can only be correctly characterized by saying: During ordinary sleep, we do not actually penetrate the worlds of stars, as is the case on the path between death and a new birth. What we really undergo every night is not an actual division among the stars, but only among the counterparts of the stars which we carry within us during our entire earth life. While asleep, we are divided among the counterparts of Mercury, Venus, Moon, Sun, and so forth. Thus we are concerned here not with the original stars themselves, but with their counterparts in us. This emotion of fear, experienced by us relatively soon after falling asleep, can be removed only from that human being who feels a genuine kinship to the Christ. At this point, we become aware how much the human being needs this kinship with the Christ. In speaking of this kinship, it is necessary to envisage man's evolution on earth. Mankind's evolution on earth can be comprehended only by someone having real insight into the significant turning point brought to human evolution by the Mystery of Golgotha. It is a fact that the human beings before the Mystery of Golgotha were different with regard to soul and spirit from the human beings after the Mystery of Golgotha had occurred on earth. This must be taken into account, if man's soul is to be viewed in its true light. When the human beings who lived before the Mystery of Golgotha—and these human beings were actually we ourselves in a former life—fell asleep and experienced the fear of which I have just spoken, then the counterpart of the Christ in the world of stars existed for the human beings of that time as much as did the counterparts of the other heavenly bodies. And as the Christ approached the sleeping human being, He came as a helper to dissipate fear, to destroy fear. People of earlier ages, still gifted with instinctive clairvoyance, remembered after awaking, in a dream-like consciousness, that the Christ had been with them in their sleep. Only they did not call Him the Christ. They called Him the Sun-spirit. Yet these people, who lived before the Mystery of Golgotha, avowed from their innermost depth that the great Sun-spirit was also the great guide and helper of the human being, who approached him every night in sleep and relieved him of the fear of being disseminated into the universe. The Christ appeared as a spirit strengthening mankind and consolidating its inner life. Who binds together man's forces during his life? asked the followers of ancient religions. It is the great Sun-spirit, who firmly binds together man's single elements and combines them into one personality. And this avowal was uttered by the followers of ancient religions, because their consciousness was pervaded by the memory that the Christ approached man every night. We do not need to be amazed at these things. In those ancient times when the human being was still capable of instinctive clairvoyance, he could look back at significant moments of his life into the period passed through by him before his soul and spirit descended to earth and was clothed in a physical body. Thus it seemed quite natural to the human being that he could look upward into a pre-earthly existence. But is it not a fact that—as we explained before—every period of sleep carries us back into pre-earthly existence, into an existence preceding the stage before we became a truly conscious child? This question must be answered in the affirmative. And just as human beings knew that they had been together, in their pre-earthly existence, with the exalted Sun-spirit who had given them the strength to pass through death as immortal beings, so they also consciously remembered after every sleep that the exalted Sun-spirit had stood at their side, helping them to become real human beings, integrated personalities. The human soul, while acquainting itself with the world of planets, passes through this stage during sleep. It is as if the soul were first dispersed among the counterparts of the planets, and then united and held together by the Christ. Consider that this whole soul-experience during sleep has changed, with regard to the human being, since the Mystery of Golgotha. For the Mystery of Golgotha has originated the unfolding of a vigorous human ego-consciousness. This ego-consciousness, pervading human culture only gradually after the Mystery of Golgotha, became especially apparent after the first third of the fifteenth century. And the same vigorous ego-consciousness, which enables the human being to place himself as a free, fully self-conscious being into the sense world, this same consciousness—as though trying to maintain equilibrium—also darkens his retrospect into pre-earthly existence; darkens his conscious memory of the helping Christ, Who stood at his side during sleep. It is remarkable that, since the Mystery of Golgotha, human evolution has taken the following course: On the one hand, man acquired a vigorous ego-consciousness in his waking state; on the other hand, utter darkness gradually overlaid that which had formerly radiated out of sleep-consciousness. Therefore human beings are obliged, since the Mystery of Golgotha, to establish a conscious relationship to Christ Jesus while they are awake. They must acquire, in a conscious way, a comprehension of what the Mystery of Golgotha really signifies: That, by means of the Mystery of Golgotha, the exalted Sun-spirit, Christ, descended to earth, became a human being in the body of Jesus of Nazareth, passed through earth-life and death, and, after death, still taught His disciples who were permitted to behold Him in His etheric body after death. Those personalities who acquire, in the time following the Mystery of Golgotha, a waking consciousness of their kinship with the Christ, and gain a living conception of what took place through the Mystery of Golgotha: to these the possibility will be given of being helped by the Christ impulse, as it is carried from their waking state into their sleep. This shows us how differently human sleep was constituted before and after the Mystery of Golgotha. Before the Mystery of Golgotha, the Christ invariably appeared as Helper while the human being slept. Man could remember even after awaking that the Christ had been with him during his sleep. After the Mystery of Golgotha, however, he would be utterly bereft of the Christ's help, if he were not to establish a conscious relation with the Christ during the day while awake and carry its echo, its after-effect, into his sleep. Only in this way can the Christ help him to maintain his personality while asleep. What the human being had received unconsciously from the wide heavenly reaches before the Mystery of Golgotha: the help of the Christ, the human soul must now acquire gradually by establishing a conscious relation with the Mystery of Golgotha. This inner soul-responsibility has been laid upon the human being since the Mystery of Golgotha. Thus we are unable to study the nature of human sleep, unless we are able to envisage the immense transformation undergone by human sleep since the Mystery of Golgotha. When we enter the realm of sleep, our whole world becomes different from that experienced in the waking state. How do we live as physical men while awake? We are confined, through our physical body, by natural laws. The laws working outside in nature are also working within us. That which we recognize as moral responsibilities and impulses, as moral world order, stands like an abstract world amidst the laws of nature. And because present-day natural science takes into account only the waking world, it is completely ignorant of the moral world. Thus natural science tells us—although hypothetically, yet in conformity with its principles—that the Kant-Laplace primeval fog marked the starting-point of world evolution; and that this world evolution will be terminated through a state of heat which will kill all living things and bury them, as it were, in a huge cosmic cemetery. (These conceptions have been modified, but still prevail among natural scientists.) Natural science, in describing the evolution of the cosmos, begins and ends with a physical state. Here the moral world order appears as a stranger. The human being, however, would not be aware of his dignity, would not even experience himself as a human being, unless he experienced himself as a moral being. But what moral impulses could be found in the Kant-Laplace primeval fog? Here were nothing but physical laws. Will there be moral impulses when the earth shall perish from heat? Then, also, nothing but physical laws will prevail. Thus speaks natural science. And out of the natural process germinate all living things, and out of living things the human soul-element. The human being forms certain conceptions: One should act in a certain way; or one should not act in that way. He experiences a moral world order. But this cannot be nurtured by natural law. To the waking human being, the moral world order appears like a merely abstract world amidst the rigid, massive world of natural laws. It is entirely different when imaginative, inspirative, and intuitive consciousness passes through that which the human being, between falling asleep and awaking, experiences in his ego and astral body. Here the moral world order appears real, whereas the natural order below appears like something abstract, something dream-like. Although it is difficult to conceive of these things, they are nonetheless true. The whole world has been turned upside down. To the sleeper acquiring clairvoyance in his sleep, the moral world order would seem something real, something secure; and the physical world order of natural laws would seem to sink below, not rise above, the moral world order. And if the sleeper possessed consciousness, he would not place the Kant-Laplace theory at the starting-point of world evolution, and the death through heat at its end. At the starting-point, he would recognize the world of spiritual hierarchies—all the spirit and soul beings who lead man into existence. At the end of world evolution, he would again recognize the spirit and soul beings who extend to man who has passed through the course of evolution a welcome to enter their community. And below, as an illusion, the abstract physical world order would have its welling and streaming existence. If you were gifted with clairvoyance in the very midst between falling asleep and awaking, you would view all the natural laws of which you have learned during the day as a mirage of dreams, dreamed by the earth. And it would be the moral world order which would give you a firm ground. And this moral world order could be experienced by us if we worked our way—after having received the help of the Christ—into the peace of the fixed stars in the firmament, seen by us again, during nightly sleep, in the form of their counterparts. Soaring upward to the fixed stars, to their counterparts, we look down into the physical realm of natural law. This is the wholly divergent form of the experiences undergone by the human being between falling asleep and awaking, and leading his soul every night into the image of the cosmos. And just as the human being is led at a certain moment between death and a new birth, as I explained yesterday, by the moon forces into earthly existence and is beset by a sort of longing for earthly existence, so is he beset by the longing, after experiencing heavenly existence in his sleep, to immerse himself again into his physical body and etheric body. While we get accustomed to earth-life after our birth, we live in a sort of sleep and dream state. If we, disregarding our dreams, look back in the morning, after being awake for an hour, to the moment of awaking, our consciousness is halted abruptly and we see behind us the darkness of slumber. It is similar when we look back into our childhood. In our fourth or the fifth year, sometimes earlier, sometimes later, our consciousness comes to a stop. Beyond the last stage that we can still remember lies something which is as deeply immersed in the darkness of the sleep and dream life of early childhood as is the life of the human soul immersed every night in the darkness of sleep. Yet the child is not wholly asleep, but is wrapt in a sort of waking dream. During this waking dream occur the three important phases of human life which I indicated yesterday. As they occur in the sequence characterized by me, we can see in them echoes and after-effects of the life between death and a new birth. First the child learns, out of a life wrapt in dream and sleep, what we call simply learning how to walk. Something all-encompassing happens when a child learns how to walk, something which appears as a grandiose and overwhelming process to anyone able to perceive how the subtlest parts of the human body are changed at this time. The child, by adapting himself to the relationships of gravity, learns how to attain equilibrium. The child no longer falls down. By unfolding inner forces, he conforms to spatial directions. What if we had to do all this consciously: overcome the lack of equilibrium that pulled us to the ground, adapt our organism to a firm state of equilibrium with regard to the three spatial directions, and even maintain this state of equilibrium by swinging our legs like pendulums as we learn how to walk? The child, in performing such a grandiose mechanical task, performs it as an echo of what he experienced while dwelling among spirits between death and a new birth. Here we encounter something so comprehensive, so marvelous, that the most eminent engineer, with all his earthly scientific equipment, could not calculate how the child's human forces adapt themselves to the world's spatial connections. What we, as a child, attain unconsciously is the most miraculous unfolding of mathematical-mechanical, physical forces. We call it simply learning how to walk. Yet in this learning how to walk lies an element of utmost grandeur. Simultaneously, the correct use of arms and hands is attained. And by placing himself, as physical being, within the three spatial directions, the human being receives the foundation for all that is called learning how to talk. The only thing known to physiology about the connection between man's dynamics of walking and standing and the faculty of speech is the fact that the speech-center of right-handed persons lies in the left portion of the brain. The gestures of the right hand, vigorously executed by means of man's willpower, are led, by some mysterious process, into the interior of the brain whence the faculty of speech is brought to the human being. More, however, exists than this connection between the right hand and the third convolution at the left, the so-called Broca cerebral convolution. The whole mobility of arms and fingers; the human being's whole ability to move and maintain equilibrium reaches up into the brain, becomes part of the brain, and thence reaches down into the larynx. Language develops out of walking, out of the grasping of objects, out of gestures flowing from the organs of movement. Anyone viewing these things correctly will know that a child with the tendency to walk on his toes speaks differently from a child walking on his heels; employs different shadings of sound. The organism of speaking develops from the organism of walking and moving. And speech is again a counterpart of that which I described yesterday as the outpouring of revelation upon the human being passing through the stage between death and a new birth. The child, when learning how to speak, does not grasp the words with his thoughts, but alone with his emotions. He lives in the language as if it were an emotional element; and a child of normal development learns conceptual thinking only after acquiring the faculty of speech. A child's thoughts actually develop out of the words. Just as walking and the grasping of objects, the gestures of legs and hands, reach up into the speech organism, so all that lives in the speech organism and is gained through adaptation to the language of the surrounding world, reaches up into the thought-organs. In the third stage, the child learns how to think. While encompassed by this dream and sleep state, the child passes through three stages: walking, speaking, and thinking. These are the three terrestrial counterparts of that which we experienced between death and a new birth: living contact with the spiritual world, revelation of the spiritual world, and the gathering of the world ether in order to form our etheric body. The child's development during these three stages can be correctly estimated only by someone observing the adult human being during his sleep. Here we can observe how we, when sleep puts a stop to our thoughts—for our thoughts are silenced by sleep—let our thought-forces be nurtured, between falling asleep and awaking, by those beings known to us as angels, as Angeloi. These beings, approaching us during sleep, nurture our thought-forces while we cannot do so ourselves. During sleep, the human being also ceases to talk. Only in abnormal cases, which could be explained, does he talk in his sleep. At present, however, we may disregard these things. The normal human being ceases to talk after going to sleep. Would it not be altogether too dreadful, did people keep on chattering while asleep? Hence speech ceases at that time. And what makes us speak is nurtured during the time between falling asleep and awaking by beings belonging to the hierarchy of the Archangeloi. If we disregard the sleep-walker, who is also in an abnormal condition, human beings are quiet while asleep. They do not walk, they grasp no objects, they do not move. That which pertains to man's waking life as forces which call forth the movements out of his will is nurtured, between going to sleep and awaking, by beings belonging to the hierarchy of the Archai. By comprehending the manner in which the hierarchical beings above the human kingdom—Angels, Archangels, Archai—approach the ego and astral body, approach the entire human being during sleep, we can also understand how the little child masters the three activities of walking, speaking, and thinking. We recognize how it is the work of the Archai that brings to the little child, as he masters the dynamics of life, as he masters the faculty of walking and handling objects, what the human being has experienced, between death and a new birth, by coming into contact with spirit and soul beings. Now, the counterpart of these experiences comes forth with the learning to walk of the little child. It is the Archai, the primeval powers, who transmit to the child that learns how to walk the counterpart of all the spiritual movements emanating, between death and a new birth, from spirit and soul beings. And it is the Archangels that transmit what the human being experiences, between death and a new birth, by means of revelation; they are at work when the child masters speech. And the Angels carry down the forces developed by the human being when, out of the whole world ether, he gathered the substance for his etheric body. The angels, bringing down these forces, mold their counterparts within the thought-organs, which are plastically formed in order that the child may learn thinking by means of language. You must keep in mind that Anthroposophy does more than look at the physical world and say: It is based on something spiritual. This would be much too easy. By such a way of thinking, we could acquire no real conception of the spiritual world. Someone who is determined to repeat in philosophic terms that the physical world rests on a spiritual foundation, would be like a man who when walking across a meadow is told by his companion: Look, this flower is a dandelion, these are daisies, and so forth. The first man, however, might reply: Indeed, I am not interested in these names. Here I see flowers, just flowers in the abstract. Such a person would be like a philosopher who recognizes only the pantheistic-spiritual element, but refuses to discuss the concrete facts, the particular formations of the spiritual. What we are given by Anthroposophy shows us how the divine spiritual dwells everywhere in life's single formations. We look at the way in which the child passes from the clumsy stage of crawling to that of walking. Looking in admiration and reverence at this grandiose world phenomenon, we see in it the work of the Archai, who are active when the experiences we undergo between death and a new birth are transformed into their earthly shape. We follow the process through which the child produces speech out of his inner self; we follow the activity of the Archangels; and, when the child begins to think, the activity of the Angels. And all this has a deeply significant, practical side. In our materialistic age, many people have ceased to regard words as something genuinely spiritual. More and more, people use words only for the purpose of naming physical objects in the outer world. Think how many people in the world are unable to form the slightest conception of spiritual things; this is because the words have no spiritual significance for them and are used merely in connection with physical objects. For many people, speech itself has assumed a materialistic character. It can be used only in connection with physical things. Undeniably, we live within a civilization making language, more and more, into an instrument of materialism. And what will be the consequence? The consequence will become apparent to us if we look, with regard to language, at the connection between the waking and the sleeping state. While we remain awake during the day, we talk with others. We make the air vibrate. The way in which the air vibrates transmits the soul content which we wish to convey. The soul impulses of our words, however, live in our inner being. Every word corresponds to a soul impulse, which is the more powerful, the more our words are imbued with idealism; the more we are conscious of the spiritual significance contained in our words. Anyone aware of these facts will clearly recognize what lies behind them. Think of a person who uses words in a merely materialistic sense. During the day, he will not differ greatly from others whose words contain an idealistic, spiritual element, who know that words must be given wings by the spirit. At night, however, the human being takes the soul and spirit element of language, together with his ego and astral body, into the spiritual world. He returns again to his spiritual origin. Those possessing only a materialistic speech cannot establish a connection with the world of the Archangels. Those still possessing an idealistic speech are able to establish this connection with the world of the Archangels. The tragedy inherent in a civilization whose materialism is expressed even by its language has the consequence that the human being, by letting his language become wholly materialistic, may lose the nightly connection with the world of the Archangels. For the genuine spiritual scientist, there lies indeed something heart-breaking in present-day civilization. People who forget more and more to invest their words with a spiritual content lose their rightful connection with the spiritual world; with the Archangels. And this terrifying fact can be perceived only by someone envisaging the true nature of the sleeping state. It is impossible to become a real anthroposophist without rising above mere theory. We may remain perfectly indifferent while developing theories on June bugs, earth worms, and cells. Such theories shall certainly break nobody's heart. For the way in which June bugs and earthworms grow out of a cell is not apt to break our heart. But if we acquire anthroposophical knowledge in all its fullness, we look into the depths of man's being, of man's evolution, of man's destiny. Thus our heart will ever be interlinked with this knowledge. The sum of this knowledge will be deposited in the life of our feelings, our emotions. Hence we partake of the whole world's feelings, and also of the whole world's volition. The essence of Anthroposophy consists in the fact that it grasps not only the human intellect but the whole human being. Thereby it illuminates, with the forces of feeling and sentiment, the destinies of culture and civilization, as well as the destinies of single persons. We cannot take part genuinely in human experiences on earth, unless looking also at the other side, the spiritual side, as it is unveiled to us through our knowledge of the sleeping state that leads us back into the spiritual world. Thus spiritual science can be truly at one with human life, understood in its spiritual and ultimately its social, religious, and ethical significance. This spiritual science is to become real science which leads to wisdom. Such life giving science is greatly needed by mankind, lest it fall into deeper and deeper decline, instead of making a new beginning. |
117. Deeper Secrets of Human Development in the Light of the Gospels: The Gospel of Matthew and the Christ-Problem
19 Nov 1909, Zürich Rudolf Steiner |
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Only from this point of view can we understand the attitude of the Evangelists. They know that initiation is the leading of human beings to the higher, supersensible worlds, the living into the higher, supersensible worlds, the awakening of the soul powers, the awakening of those powers and abilities that otherwise remain hidden and slumber in the soul. |
Today, as you know, human beings have three soul powers: thinking, feeling and willing. In everyday life, the human being applies these three soul forces in such a way that they are all three active, so to speak, in his dealings with the outside world. |
You can only understand this if you look back to those times when there was still great trust in a being in the world that was not bound to human thinking and willing. Today man considers himself to be the cleverest being in the world. |
117. Deeper Secrets of Human Development in the Light of the Gospels: The Gospel of Matthew and the Christ-Problem
19 Nov 1909, Zürich Rudolf Steiner |
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In recent years it has been possible to speak in Swiss places about a highly significant topic in spiritual science, a topic that is fundamentally the highest for spiritual science: the Christ-problem. And if many people of the present time, who are quite outside the spiritual science movement, believe that this is basically the simplest topic that can be discussed, then from their point of view these people of the present time are right. What is greatest for the development of the earth and of humanity, the power of Christ, the Christ impulse, has certainly worked in such a way that the simplest, most naive mind can somehow understand it. But on the other hand, this impulse has worked in such a way that no earthly wisdom is sufficient to truly understand what happened in Palestine at the beginning of our era, what happened for humanity and, in fact, for the whole world. Now, in recent years, the Christ problem has been discussed, and perhaps I may point out in a few words that the German Section has just completed its first seven-year cycle. It was founded seven years ago; at that time there were few branches, hardly ten. Now the number has grown to over forty. The number seven is so often mentioned when we speak of anthroposophical wisdom and world view, and a certain lawfulness is also expressed in it, so that this development is taking place in seven successive cycles of time. We need only recall what we have already touched on here, the development of our earth; it is passing through seven planetary states. The law of seven also applies on a smaller scale, to every single fact of world evolution as well as to a movement such as the development of spiritual science. Those who look more deeply into our movement can see that in a certain respect this seven-year cycle has unfolded quite regularly, and that we are at a decisive point where what was laid seven years ago is repeated at a higher level and at the same time returns to itself in a cycle; but this could only happen because we really worked in a spiritual sense, that we did not work arbitrarily and randomly, but according to the law. Then you remember that we distinguish seven aspects to the human being: first the physical body, then the etheric body, the astral body and the I; then, when the I reworks the astral body, the spirit self or manas arises; when it reworks the etheric body, the life spirit or buddhi arises; when it finally reworks the physical body, the highest link, the spirit man or atma, arises, so that we first distinguish four links and then three more, which arise as a transformation from the first three. If you now want to implement something in the world so that a spiritual law is embodied in it, then this great law must be followed everywhere. If you, as a young branch, so to speak, want to enter into spiritual life in the appropriate way, it is good to see how the organization of the whole work has progressed. For the young branch will recognize that it is necessary to catch up on this process of development on its part, to follow it. We have followed this process exactly in the German movement: in the first four years we gathered together everything necessary to gain a concept of the world from which spiritual science begins. First of all, we presented the sevenfold nature of the human being, the doctrine of karma and reincarnation, the great cosmic laws, the evolution of Saturn, Sun and Moon, and the laws of the individual course of life, so that this is available in our literature and in various branch works. This was done in the first four years. In the last three years, we have basically gained nothing new in any systematic way, but have instead planted the higher wisdoms in what has been achieved in the first four years, and have then ascended to the comprehension of the highest individuality that has walked our earth, the individuality of Christ Jesus - which we would not have been able to do if it had to be done with nothing but unknown ideas. We could only speak about Christ after we had spoken about the nature of man in general. We could only comprehend how this Christ event occurred if we understood human nature and its entire sequence of stages. Those who heard the lectures on the Gospel of Luke in Basel, and also the others who heard something here and there, know that very complicated processes took place. But how could it have been understood that, for example, something significant happened to one of the Jesus-boys in the twelfth year of his life if we had not known what actually takes place between the ages of twelve and fifteen? We prepared systematically and then, in deep reverence for the greatest truths of our earthly cycle, we tried to grasp what is associated with the name of Christ Jesus. It was like ascending to ever greater heights. Thus it came about that one could contemplate the Christ Jesus in connection with the Gospel of John and the Gospel of Luke. Even then in Basel it was emphasized that no one should believe that, having heard all the truths in connection with these two Gospels, he then knew what the nature and essence of that high spiritual entity is. He has learned this only from one side. One should not believe that it is unnecessary, or only like a renewal, to hear the truth from another side as well. The gospels are images of this great event, each evangelist presenting from a certain point of view what happened in Palestine. Now, the day before yesterday in Bern, I demonstrated what is now happening in various branches. For very specific reasons, I tried to sketch out a reference to Christ in connection with the Gospel of Matthew. There are very specific reasons for this. Spiritual science should be a way of looking at life, not a theory or a doctrine; it should transform our innermost soul life. We are to learn to look at the world in a new way. And there is a quality that we must acquire, that man acquires more and more, learns more and more, precisely through the wisdom of anthroposophy. There is no single word in any language that properly describes this quality, but spiritual science will still find the word for this new feeling of the heart. And until then we can only use the word that is there for this quality: humble modesty is what is to take ever deeper root in our soul, especially with regard to those documents that, as gospels, bring us tidings of that most significant event in the evolution of the earth. For there we learn that basically we can only approach very slowly the truths and wisdoms that are necessary to fathom the Christ-problem. We learn to develop a completely different feeling in us than that which today's people have, who are so quickly finished with their judgment of the event. We learn to be careful in presenting the truth, and we know that when we have considered it from any one side, we only perceive one side, never the whole at once. This is connected with the fact – and only gradually will we gain an understanding of it – why there are four Gospels at all. Today, the fact of the matter is that even theology is intellectual, materialistic, and that the intellect, when applied merely to the four documents, will compare them externally. And that is when contradictions are perceived. First of all, the Gospel of John was examined. What it presents to the intellect, they say, is so contrary to the other three Gospels that the best way to understand this Gospel is to say that the writer did not want to describe real events, but wanted to present a kind of hymn, a kind of confession, a rendering of his feelings. In the Gospel of John, one sees a great, comprehensive poem, and thus it is dismissed as having no documentary value. But only the external, materialistic mind does this. Then the other three Gospels are considered. Certain contradictions are also found there; but these are explained by the fact that the Gospels were written at different times. In short, people today are well on the way to picking these documents about the great event apart, so that they no longer mean anything to humanity. But spiritual science is called upon to show why we have four different documents about the event in Palestine and to reconquer these documents for spiritual science. Why are there four documents? People have not always thought as they do today. There were times when the Gospels were not in the hands of everyone, but only of very few people, precisely those who were in charge of spiritual life in the first centuries of Christianity. Why do people today not ask themselves: Were these people not complete fools that they did not see that the Gospels contradict each other? Or were they so benighted that they did not see these contradictions? The best of their age accepted these documents in such a way that they looked up humbly and were glad that we have four gospels, of which today's people say they cannot be documents because they contradict each other! Now, without dwelling on this any longer, we want to draw attention to how the Gospels were received in the first centuries of Christianity, and how they must be received. They were received in those times in such a way that one can compare it to this: If we take a photograph of the bouquet of flowers standing here from four sides, we get four photographs. If we look at them individually, they differ from each other, but if you look at a photograph like this, you can get an idea of the bouquet. Now someone comes along and takes a photograph from a different side. You compare the two pictures and find: Yes, these are two completely different pictures ; they cannot represent the same thing. And yet, one will then have a more complete picture of it; and only when one has taken pictures of the bouquet from four sides and compares all four pictures with each other, will one obtain a complete picture of the real bouquet. — So one has to take the four Gospels as characterizing the same fact from four different sides. Why is the same fact now characterized from four different sides? Because it was known that each of the writers of these Gospels was imbued with a great, modest humility, a humility that told him: This is the greatest event of earthly evolution; you dare not fully describe it, but you may only describe the side that you, according to your knowledge, are able to describe. In humble modesty, the writer of the Gospel of Luke refrained from describing any other side than the one that was close to him because of his special spiritual education, which told him that Christ Jesus was the one individuality in whom the greatest development of love lived, a love to the point of sacrifice. How does this love reveal itself? The writer of the Gospel of Luke describes it, saying to himself: I am unable to describe the whole event; therefore I will limit myself to describing only this aspect, this love. We can only understand this limitation of the Gospel writers to a particular area if we gain a little insight into the initiation process of the ancient mystery service. Only from this point of view can we understand the attitude of the Evangelists. They know that initiation is the leading of human beings to the higher, supersensible worlds, the living into the higher, supersensible worlds, the awakening of the soul powers, the awakening of those powers and abilities that otherwise remain hidden and slumber in the soul. Such initiations have always existed. In pre-Christian times, the ancient mysteries of the Egyptians and Chaldeans existed, in which people who were ready were led up into the higher worlds. Only there the work was done in a very special way, in a way that can no longer be fully carried out today. Today, as you know, human beings have three soul powers: thinking, feeling and willing. In everyday life, the human being applies these three soul forces in such a way that they are all three active, so to speak, in his dealings with the outside world. An example will make clear how these three soul powers are active. You are walking across a meadow. You see a flower. You form an idea about it: you think. You like the flower: you feel that the flower is beautiful; feeling has joined with thinking. And then you desire to pick the flower: you thus activate the will. Thus thinking, feeling and willing were active in your soul. And now survey the whole life of man: insofar as it is soul life, it is a confusion of thinking, feeling and willing. And man gets through life by these three forces interacting. The soul lives in thinking, feeling and willing. When a person is led up into the higher worlds, this is an expression of these three powers as they are in ordinary life. One can develop thinking higher, so that it becomes vision. And in this way one can also raise feeling and willing into the spiritual world. This is what initiation consists of. Those who have looked around a bit in “How to Know Higher Worlds” will have read about what happens when a person develops thinking, feeling and willing up into the spiritual worlds. What is called “splitting of the personality” occurs. The three forces are usually organically connected: a person thinks, feels and wills in one personality. But in the process of evolution upward into the higher worlds, these three powers are torn apart. While they are otherwise powers, they now become independent entities when man evolves upward into the higher worlds. Three independent entities arise: a thinking, a feeling and a willing entity. This is what is meant by the danger that man's soul life could be torn apart. If a person does not proceed in the right way when treading the path of higher knowledge, it may happen that he raises his thinking to the higher regions. Then he may indeed see into the higher worlds, but he stops there; he can kill the will, or it can take quite different paths. Today it happens that the I rises above itself, that the I can become a ruler, that it can reign as king over the three soul powers, namely over thinking, feeling and willing. In ancient times this was not the case. In the pre-Christian mystery schools, the principle of division of labor prevailed. For example, a person was accepted into the initiation sites and it was said: This person is particularly suited to develop the power of thinking. - Then his thinking was developed, raised to a higher level; he was made a sage who sees through the spiritual connections that lie behind all sensual events. That was one category of initiates from the ancient mystery sites: the sages. Other people were trained in the mystery schools in such a way that the forces of feeling slumbering in them were developed higher, while thinking and willing were left at their original level. Feeling was thus elevated. When a person's feeling is particularly developed, he acquires special qualities. There is an essential difference between a person whose feeling had been developed in an ancient mystery center and a person of today. The influence of such a developed person, the soul-psychic influence, was much stronger than it is today. This development of the powers of feeling meant that the soul of such a person could exert a powerful influence on the souls of those around him. Thus those who had particularly developed the sphere of feeling became the healers of their fellow human beings. By developing their feeling through the sacrificial service, they were called upon to have a healing effect on other people. The third level of initiates were those in whom the will had been developed. These were the magicians. Thus there were three types of initiates: the magicians, the healers and the wise. These were people who received their training in the mystery schools of antiquity. Today it would no longer be possible to develop one of these qualities in a one-sided way because today it is no longer possible to achieve such a high degree of harmony between individuals as was possible in the mystery schools of antiquity. Those who were wise in the ancient mystery schools, so to speak, renounced it. That is how it is. Those who were healers carried out the instructions of the wise with the greatest obedience, renounced higher wisdom, and used their powers of feeling as directed by the wise. Besides these, there was still a fourth category of people in the mystery temples. These were necessary. There were cases in these temples where it was not possible for the three categories of initiates to have the right effect in the outside world. Some things could not be done by the initiate of one of these three categories, but only by the presence of a fourth category of people. This consisted in admitting certain individuals who were suitable for it into the mystery centres and saying to themselves: those high degrees of initiation that can be developed in the wise men, healers and magicians cannot be developed in the people of this fourth category. But one could go so far with them that one could raise each individual ability of the other three categories to a certain degree. No ability was as strongly developed as in the one-sidedly developed initiates who were sages, healers or magicians; but in return, a certain harmony of all three qualities was present in this fourth. Such an initiate represents in himself the harmony of the other three initiates. And now it is necessary for certain tasks to abandon all sense of one's own individuality and to rely entirely on the word of someone who is in a certain respect inferior to oneself. So there were cases in the ancient mystery schools where neither the wise nor the healers nor the magicians made the decisions, but they simply placed their powers at the service of those who were not as advanced as they were. Nevertheless, they placed their powers at the service of this fourth initiate. It always turned out that world evolution progressed better when the higher one obeyed the lower one in such cases. This was the case in the Oriental mystery centers, where those of higher station applied their powers as the fourth one directed, whom they obeyed blindly. In the mystery centers of Europe there were colleges of twelve who were initiated, and at the head of them was a thirteenth who was not initiated; they obeyed him. Whatever should happen, he should indicate. He relied on his instinctive will and the others, who were higher than he, carried out what he indicated. You can only understand this if you look back to those times when there was still great trust in a being in the world that was not bound to human thinking and willing. Today man considers himself to be the cleverest being in the world. But it was not always so. There were times when man said to himself: Yes, it is actually true that I can develop to a high level. I have the ability to do so, but I must not assume that just now I am already the creature in the world that has progressed furthest in its development. We can see from a simple example that this is a truth. Let us remember that it was only in the course of historical development that people gradually invented paper, namely, that activity by which certain substances are formed into paper. The wasp has been able to do this for a long time! Now man would have to say to himself: I had to acquire my knowledge only at a relatively late time. The wasp could not have learned its art from man; divine art rules in its ability. In what the wasp does, it is interwoven with divine wisdom. Similar feelings inspired such initiates, who came together in groups of twelve in pre-Christian times. They said to themselves: “We have certainly developed great powers within us, but with all our powers and abilities we achieve only that which is prescribed at a lower level in less developed individualities by higher divine beings.” They look to a thirteenth, who, in comparison to them, had remained at a childlike, naive level. They said: He does not have human wisdom within him as we do, but he is still imbued with divine wisdom. The oriental wise men, healers and magicians also said: We follow the one who is not as far along as we are, but who is at a stage where he still has divine wisdom within him. This renunciation spread like a magic breath over the ancient mysteries that had known this. And now you will remember Goethe's poem “The Mysteries”, where a thirteenth member is introduced into the circle of important men, Brother Mark. Here we have an apparition that is deeply rooted in human nature, even if it is far removed from today's man, consisting in the fact that an initiate of the fourth category, who does not reach such a high level through the development of his own powers as the others do, is nevertheless so respected that he leads the other twelve. We therefore have four types of initiates: healers, sages, magicians and the fourth type, which was called “human being” in a special sense. Four such initiates set out to describe the greatest event in the evolution of the earth: a sage, a healer, a magician and a human being in the sense of the initiates of the fourth category. One described it from the standpoint of the ordinary man, one is the magician who had a special understanding of the willpower of the Christ and enshrined it in his Gospel, and one is the healer who wrote the Gospel of Luke. That is why you find the tradition in which Luke is seen as a physician, and that also corresponds to the facts that Luke stands by his fellow human beings in sacrificial love. Then there is a wise man who has written what constitutes the wisdom of the nature of Christ. These are the four initiates who, renouncing to describe the whole, said to themselves: We can only describe what is close to our soul. Indeed, the humble modesty of these four people, who refrained from giving the whole picture of Christ, but only what they could see, could perceive according to their particular individuality, appears as something lofty and powerful compared to the consciousness of today's man, who does not doubt that he can grasp even the highest things with his intellect in every respect. Having already examined two sides of this momentous event in Basel in the lectures on the Gospels of Luke and John, today I would like to say a few words about the Gospel of Matthew. We could just as easily link to the Gospel of Mark. But there are certain reasons why I have chosen to describe this great event from a spiritual point of view after taking over, and why I have now chosen the Gospel of Matthew after the Gospels of Luke and John. The reason for this is that one should develop a feeling for how to approach the understanding of this world event in humble modesty. We learn great truths in the Gospel of Luke and in the Gospel of John. But what we encounter in the Gospel of Mark is so harrowing in part that if one has not yet heard the various things that tie in with the Gospel of Matthew, one would, so to speak, believe that there are profound contradictions between the Gospel of Mark and the other Gospels. One would not be able to cope with the Gospel of Mark, because it is in this gospel that the greatest, the most harrowing truths of the world are communicated; not the highest, these are contained in the Gospel of John. Therefore, today I will speak about the Gospel of Matthew. In our study of the Gospel of Luke, we saw that the most diverse spiritual currents in the world merged to form a common stream at the time of the Christ event. It has been shown how, on the one hand, the teaching of compassion and love from the Buddha flows into Christianity; and on the other hand, it has been shown how the teaching of Zarathustra has flowed into Christianity. But all pre-Christian spiritual currents have also flowed into this significant event. And the Gospel of Matthew shows particularly how the ancient Hebrew spiritual current, the spiritual current of ancient Judaism, has flowed into it, so that in order to understand the Gospel of Matthew, one must speak of the actual mission of the ancient Jewish people. As you know, spiritual research draws not only from the Gospels, but also from the spiritual world, from the imperishable Akasha Chronicle. If all the Gospels had been lost due to some cataclysm on earth, what spiritual research has to say about the events in Palestine could still be said from the pure sources available to spiritual research. When we have this from the pure sources available to spiritual research, we compare it with the great records, the Gospels, and then that wonderful agreement appears, which instills in us a great reverence for the Gospels, to which we look, and from which it becomes clear to us what high source they must come from. For the writers of the Gospels tell us what we can only understand if we are schooled in the way spiritual science gives us to look. What is the mission of the Hebrew people? To understand this, we must look back a little on the course of human development. You know that human abilities have developed. Only materialistic science, which sees no further than the tip of its nose, believes that these human abilities have developed by themselves. At the most, it still believes that humanity has developed from animality, but it is not able to go back to real soul abilities. Spiritual science, however, knows that the soul abilities thousands of years ago were different from today. Thus, in ancient times, people had what is called a dull, dim clairvoyance. It was only in later times that today's consciousness gradually emerged from this clairvoyance; and this development began at a very specific point in time, when this kind of imagination began to affect humanity. If we look back to ancient Indian culture, we find a kind of clairvoyance there. Today's man must look at the things around him if he wants to get to know them. The ancient Indian did not get to know things in the way he looks at them now. There was no science like the one taught to children today. A wise man in ancient India received his knowledge through inner inspiration when he turned his inner self completely away from the outer world, when he rested in himself or in his higher being. He called this his union with Brahma. He thus received the knowledge through inner inspiration. It was knowledge based entirely on clairvoyant inspiration. External knowledge, on the other hand, was maya for him. But this clairvoyance increasingly receded. Even in the ancient Persian culture there was a strong admixture of external observation, even if inner knowledge still prevailed. Similarly, in the third cultural epoch, inner inspiration was still present, even though people had already progressed in grasping external things. In ancient Chaldea, there was what is called astrology today; it was a kind of star science. Today, in the outer sciences, no one knows anything about the essence of astrology. Today, no matter how closely you examine the stone records, you know nothing about the actual essence of astrology. No one today can evoke the feeling that astrology evoked for the ancient Chaldeans. It was not knowledge born of observation of the starry heavens. The Chaldean did not study the physical planet Mars by turning his gaze up to it, but what was known of it by inwardly allowing the clairvoyantly inspired knowledge to shine forth. This is not an external process of combining, and there is no full awareness of what this knowledge reveals about the outer space of the heavens. In the ancient places of initiation, only the first concepts of knowledge of the world of the stars arose. In what is communicated there about the evolution of the Earth and the connections between the Earth and Mars, and so on, we still have knowledge born out of the inner being. Similarly, Egyptian geometry was knowledge born out of the inner being and applied only to the measurement of the outer field. It was only through the development of other powers that the ancient Chaldeans were able to arrive at external knowledge. This mission of bringing humanity to an external, combining knowledge was assigned by the spiritual leaders of world evolution to the Hebrew people. All the knowledge of the Indians, the Persians, the Chaldeans, the Egyptians, however significant it was, did not require a physical brain. This knowledge was stored in the etheric body, which is not bound to the physical brain and functions freely. When man works freely in the etheric body, the picture arises that constitutes the knowledge of those ancient peoples; just as even today all clairvoyant knowledge arises when man is able to lift the etheric body out of the physical body, not to use his physical brain. Mankind should acquire the ability to perceive through its brain. For this purpose, the personality had to be chosen that had the most suitable brain, that was least predisposed to clairvoyant inspiration, but that could use the brain. Here we have another point where reading the Akasha Chronicle confirms the facts of the Bible. What is written in the Bible is correct to the letter. Indeed, a personality had been chosen who, by virtue of her physical organization, had the most suitable brain to establish what made spiritual work possible through the brain. This personality was Abraham. He was chosen to fulfill that mission which was to enable people to perceive the outside world through their physical brain. It was a personality that was least likely to have any kind of inspiration, but who logically explored the external phenomena in terms of measure, number and weight. An older tradition regards Abraham as the inventor of mathematics, and it has more right than today's outer world-sense. Now it is important that this mission be properly introduced into the world. Let us consider how a mission was transmitted in the past. How was it propagated in humanity? It was transmitted from teacher to pupil. He who had an inspiration transmitted it to his successor. But that which was transmitted to the ancient Hebrew people was bound to a physical tool that could not simply be passed on to descendants if they did not have the appropriate brain. Therefore, it had to be bound to physical inheritance, had to be inherited through generations. It was not a group of disciples that followed Abraham, but a people to whom this brain could be inherited through generations. Therefore, Abraham became the progenitor of his people. It is wonderful to see from the Bible how the leading spiritual powers entrusted this mission to Abraham. What was to be given to humanity through the mission of Abraham? What had been known earlier through inspiration was to be rediscovered; it was now to be achieved again through mere combination on a different level. Through this, what had been found through combination had to be modeled according to the law. Therefore, Yahweh said: This mission should be an image of the highest lawfulness that we know. He said: Your descendants shall be organized as the number of stars in the sky. It is a complete misunderstanding to translate this passage from the Bible as if Yahweh had said that Abraham's descendants should be as numerous as the stars in the sky, but that they should reproduce in a lawful manner, so that the lawfulness is expressed as the lawfulness of the firmament. Abraham had a son Isaac and a grandson Jacob. We see how the twelve tribes of the Jewish people descended from him. These twelve tribes are a reproduction of the lawfulness of the twelve signs of the zodiac. A new organization of the people was to be ordered in Abraham like the stars in the sky. So we see how spiritual science extracts the real meaning from the documents of the Bible, and there we get a correct idea of this deepest document of humanity. What is old clairvoyance should be renounced. No longer should existence take place in such a way that one keeps one's gaze averted from the outer world, but man's gaze should penetrate and search the outer world. But this mission was a gift that was to come to mankind from outside. Abraham had the mission to pass on the ability of the brain to his descendants. It was to be a gift, and so we see that Abraham receives all the Jewish people as a gift. What could a spiritual power have given to Zarathustra? A teaching, something one-sidedly spiritual; but to Abraham there had to be a gift of his people, a real gift based on the reproduction of the physical brain. How were these people given to him? By his willingness to sacrifice his son. If he had done that, there would have been no Jewish people. By receiving his son back, he received the entire Jewish people as a gift from outside. In the moment when Abraham receives back Isaac, whom he was supposed to sacrifice, he receives the entire Jewish people, his descendants, back as a gift. This is a gift from Yahweh to Abraham. And so the last of the gifts of clairvoyance was also given. The individual gifts of clairvoyance are divided into twelve, and they are represented by the twelve constellations, for they are gifts of heaven. The last of these gifts of clairvoyance was sacrificed by Abraham in order to receive the people of Israel. The ram that Abraham sacrificed in place of his son is the image of the last of the gifts of clairvoyance. Thus the Jewish people received the mission to develop the ability to combine, to get to know world phenomena through their own abilities, which are contained in the brain, to a certain unity, which is presented as Jahve. And this mission is so exacting that everything inherited from the earlier form of perception is eliminated from the Jewish people, namely, the old form of clairvoyance. Joseph still had dreams of the old clairvoyant kind. He still used the old form of clairvoyance; but he was cast out of the community because the Jewish people had the mission to eliminate this old ability of clairvoyance from its development. And so Joseph is sent away. But this makes him the mediator between the Jewish people and that which they must accept in order to fulfill their cultural mission. Abraham's sons had renounced the inspiration that comes from within; so they had to receive from without what would otherwise have come to them as inspiration, as a message from within. When they are led to Egypt, they receive it through Moses, they who are now the missionaries of external physical thinking. What the other peoples have received through inspiration, they now receive from outside as law. It is indeed the case that what we call the Ten Commandments is the same as what other people have received through inner inspiration. From Egypt, through Moses, the Jews received from outside as commandments what should actually have been heavenly inspirations. After receiving the inspirations from Egypt, this people settled in Palestine. This nation was destined to give birth to the one bearer of the Christ out of its own ranks. These qualities, handed down from generation to generation, were to produce the physical body of Jesus; therefore all the abilities that were present in Abraham in the first instance must add up. The entire Jewish nation had to mature and develop to such an extent that what was present in Abraham as an inclination was brought to its highest peak in one descendant. To understand this, we must draw a comparison with the development of an individual human being. During the first seven years, it is mainly the physical body that develops. From the seventh to the fourteenth or fifteenth year, i.e. in the second cycle of life, it is the etheric body that develops, then the astral body; only then does the I emerge. What is present first as a predisposition only comes out when these three bodies have developed. This also applies to an entire nation. The Abraham predisposition first had to be incorporated into the physical, etheric and astral bodies before it could be taken up by the ego. We have to divide the development of the Jewish people into three epochs. What takes seven years in the development of an individual human being is spread over seven generations in the development of a nation. Or, as you know, in inherited traits a son does not resemble his father so much as his grandfather. Therefore, two times seven, or fourteen generations, are actually necessary to allow a people to mature, which unfolds in an individual human being between birth and the change of teeth. Fourteen generations developed the qualities that were present in Abraham in his physical body; fourteen more generations in the etheric body and fourteen more in the astral body. Only then was it possible to allow such a human being to mature as was needed by the Christ-being. This is described by Matthew in the first chapter of his Gospel, where he says that from Abraham to David fourteen generations passed, from David to the Babylonian captivity fourteen more generations, and from there to Jesus fourteen further generations, thus three times fourteen or six times seven generations had to pass. The writer of the Gospel of Matthew based his book on this profound wisdom. That which was Abraham's specific mission was also to flow into the body of Christ Jesus; but this could only happen through the succession of generations in a lawful manner. Then this child Jesus, who derived from Abraham through forty-two generations, was able to complete the mission of the patriarch. Matthew describes to us the wonderful lawfulness with which this happened. When a cycle of development is complete, a brief repetition of the earlier facts at a higher level must take place, and indeed we find this repetition wonderfully described in the Gospel of Matthew. Abraham comes from Ur in Chaldea, migrates to Canaan, then goes to Egypt and back to Canaan again. That is his journey. The reborn Zarathustra was incarnated six centuries before our era as a great teacher of the Chaldean mystery schools under the name Zarathos. That was his last incarnation before he was reborn in Jesus. Now he walks the same path that Abraham came by. He starts from roughly the same place that Abraham began his journey. And in the spiritual world he also follows the route that Abraham took, all the way to Bethlehem. So the path that Abraham covered physically is taken spiritually by Zarathustra. And the successors of those who were his students six hundred years ago follow him again in the star that shows them the way to Bethlehem. They retrace the steps of Zarathustra as he takes incarnation. Then he arrives there and is reborn in Canaan. In the Old Testament, we see Joseph being led to Egypt as a result of a dream; now we see another Joseph being led to Egypt physically as a result of a dream. And so the boy is physically led back to where the Jewish people await the Redeemer. The ancient Jewish people also received food from Joseph during the famine in Egypt. If you draw on a map the same route taken by the Magi, and further compare the route that Joseph, the son of Jacob, was led to Egypt with that traveled by the Solomonic Christ Child, you will find that the corresponding routes are almost exactly the same. There are some slight deviations, but these are due to different circumstances. The writer of the Gospel of Matthew describes the route so precisely. It is precisely from such facts, which we can know even if all the written Gospels were to be lost, that we get the great reverence for the Gospels. Mankind could come to ever higher truths and achieve ever greater wisdom, of which perhaps very little is suspected even today; and when, after millions of years, we know much, much more about the mighty event, we can also draw this wisdom from the Gospels. This, again, is a piece that can lead us further to an understanding of the Christ event. Just as the teaching of Buddha and of Zarathustra, so also the nature of the Hebrew people has been incorporated into the nature of Christ Jesus. All that had appeared on earth before was reborn in a higher form through Christianity. All that was previously on earth in the way of spiritual culture came to earth through the great leader of earthly development, 'Christ, who sent to earth those to whom he had first given the mission of preparing on earth what he had to do. He was still in the heights of heaven and sent the messengers down. And they, the great founders of religions, had to prepare people for his coming. The last of these messengers was the Buddha, who brought the teaching of compassion and love. But there were other Bodhisattvas before, and after Christ there will be other Bodhisattvas who will have to expand what came to earth through Christ Jesus. It will be good if people listen to the Bodhisattvas who come afterwards, because they are his servants. Every time a Bodhisattva appears in the future, for example after three thousand years, people will understand the Christ, who outshines everything, a little better. Christ is the one who is the deepest essence, and the others are there so that Christ may be better understood. Therefore, we say that Christ has sent the bodhisattvas before to prepare humanity for him; and he sends them after so that the greatest act of earth evolution can be better and better understood. We are only at the beginning of our comprehension of this Entity, and the more Sages and Bodhisattvas come to earth, the better we shall understand the Christ. Through all this wisdom that is pouring down upon the earth, we shall be able to recognize the Christ more fully. So we stand on earth as seeking human beings. We have begun to struggle to understand the Christ. We have applied what we have recognized about him and will apply everything the bodhisattvas teach in the future to better understand the Master of all bodhisattvas, the center of our system. In this way, humanity will become ever wiser and will come to know the Christ ever better. However, it will only understand him fully when the last of the Bodhisattvas has done his duty and brought the teaching that is necessary to enable us to grasp the deepest essence of earthly existence, the Christ Jesus. |
71b. Man as a Being of Spirit and Soul: The Psychological Expression of the Unconscious
26 Feb 1918, Nuremberg Tr. Michael Tapp Rudolf Steiner |
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I tried to show the difference between the anthroposophically orientated science of spirit and an outlook founded on the unconscious like, for instance, that of Eduard von Hartmann. I discussed this difference recently in a rather personal way in the February number of the second year of the magazine Das Reich. I shall now indicate in a few words what is discussed more fully there: Eduard von Hartmann points out that everything the human being is able to reveal in his ordinary life rests on something spiritual and unconscious. |
This is the essential thing about the method of the science of spirit—that it sets out to reveal what in normal life is generally hidden in the unconscious of the human soul. For the science of spirit brings nothing new to light and does not invent it, but the eternal core of the human being goes through—to use yesterday's expression—a spiritual digestion, just as the physical body has a material digestion—this exists in every human being. |
It is the eternal that dreams in the human being, just as it is the eternal in the human being that investigates the spirit, but it is clothed with the events of everyday life. |
71b. Man as a Being of Spirit and Soul: The Psychological Expression of the Unconscious
26 Feb 1918, Nuremberg Tr. Michael Tapp Rudolf Steiner |
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I took the liberty of pointing out yesterday that there is some antipathy on the part of the ordinary scientific outlook toward the nature and the entire method of the science of spirit which can and must be placed alongside ordinary science. I pointed out further that there is a certain subjective prejudice at the present time which makes it difficult for people really to go into and acquire an understanding of the science of spirit, that is, for people who think they stand on the sure foundation of science—on which, of course, the science of spirit also stands—but who are of the opinion that it is not possible to bridge the gap from this kind of foundation to a real science of spirit. However, a fact about the soul-life of present day humanity emerged from my exposition yesterday, the fact that it is joist in immersing ourselves in the scientific knowledge of the present time that we are bound to long, and indeed, do long to acquire knowledge about the human being that goes beyond the ordinary everyday life of the soul, which, of course, of necessity is tied to the observation and experience of the physical sense world. Now it is naturally possible to say that the views of the world generally held, that have arisen through the influence of scientific ideas, are proving to be increasingly incapable of dealing with methods of research other than those which are concerned with what is physically present in the world. And so now it is intended to investigate what lies beyond normal consciousness with the same kind of sense perception—providing we really do want to investigate it, and not just drop it—as science uses to investigate nature. For this reason the existence of one border area at least in human experience has found recognition recently among people who want their work to remain on a scientific basis but who, on the other hand, desire to penetrate the mysteries of human soul life, inasmuch as this lies within the conscious sphere that is, as I have said, more or less tied to the world of the senses. People have gradually become convinced that it is not possible to investigate the mysteries of soul life, that there is much that rises up into the soul life of the human being out of unknown depths, or one could also say, out of unknown heights, that is well suited to provide information about what the core of man's being really is, rather than what is to be found within our ordinary consciousness. But because, generally speaking, the science of spirit is regarded as something not sufficiently tangible, as something that leads one away from the real world—so many would say—an attempt is made to investigate a kind of border area by ordinary scientific means. The science of spirit has therefore every reason from its point of view, to refer to this border area and to deal with it. It is the region that we have more recently become accustomed to call the unconscious. There is also another reason why it is especially important for the science of spirit to offer some thoughts about this area of the unconscious, and that is because some of the things that are said in this connection are misunderstood, so that the science of spirit is confused with what is said about this border area, more or less justifiably, by those representing other approaches to the problem. By “unconscious” one usually means what rises up from unknown regions and flows into one's conscious life. It would of course take a very long time if I were even to give an outline of all that science over the whole world has had to say about this region of the unconscious. In the cultural life of Central Europe the expression “the unconscious” has of course become well known since the 1860's through the popular philosophy of Eduard von Hartmann, who sought the reasons for all that the human being experiences consciously in a spiritual unconscious, whether it be below or above the conscious. If I may be allowed, by way of introduction, to make a personal remark—the way in which Eduard von Hartmann approaches spiritual life, which is supposed to remain unconscious for ordinary consciousness (although he is dealing with something spiritual and although he sees a revelation of the unconscious, of the spiritual unconscious, in the physical sense world), his approach and outlook are in a way diametrically opposed to the view which I am putting forward. And through being personally acquainted with Eduard von Hartmann I tried already in the 1880's to thrash these things out with him personally and in correspondence. I tried to show the difference between the anthroposophically orientated science of spirit and an outlook founded on the unconscious like, for instance, that of Eduard von Hartmann. I discussed this difference recently in a rather personal way in the February number of the second year of the magazine Das Reich. I shall now indicate in a few words what is discussed more fully there: Eduard von Hartmann points out that everything the human being is able to reveal in his ordinary life rests on something spiritual and unconscious. He maintains the view that this unconscious can be reached only by means of the power of logical thinking; it deduces something unknown that abides, that can be reached only conceptually and grasped in hypotheses from what is perceptible in the sense world. And he points out that this unconscious is not in itself conscious in the same way that the human being, for instance, is conscious.—In these two respects the science of spirit is radically different from this view of Eduard von Hartmann: firstly the science of spirit is founded on the fact that—I described this more fully yesterday and named the books which provide the necessary basis—it not only seeks to penetrate the spiritual spheres by means of hypotheses and logical deductions, but by bringing out of the soul certain forces that slumber in it which remain unconscious for our ordinary consciousness, forces that are raised into our consciousness by means of a strengthening and intensification of our soul life. These unconscious forces in the soul are able to enter into the consciousness of the human being, so that he can tread the path from the sense world to the super-sensible world in full consciousness by means of spiritual observation, so that he can observe this super-sensible world in a spiritual way, just as he can observe the sense world. The science of spirit, therefore, does not describe a hypothetical path from the sense world into the super-sensible, but a real path that can be experienced. And on the other hand, the science of spirit has to emphasize that something spiritual that is unconscious, in which no consciousness can be found, is really of no more value than the great unconscious sphere of purely material atoms and their processes, the purely physical foundation of existence. What would be the point of something spiritual that is supposed to underlie the sense world, if it is unconscious? For then the human being would be the only conscious being to raise himself out of a world, which, as far as consciousness is concerned, would have no more value than the unconscious world of purely material phenomena?—The science of spirit, therefore, does not deal with this unconscious, which in itself is devoid of consciousness, but is concerned with spiritual beings existing behind the physical world and which are just as conscious as human beings, and in some respects even have a higher consciousness than the latter. This is what differentiates the view of the anthroposophically orientated science of spirit about the unconscious from such a view as Eduard von Hartmann's, which is actually held by many people today in the same sense as he held it, even if they do not intend getting away from the scientific viewpoint. Today we shall have opportunity to show in what way the science of spirit can really penetrate into the sphere of spiritual life, and we shall do this by taking into consideration the unconscious phenomena in human soul life which enter into our consciousness in a less complete way than does the science of spirit. But I must take certain things for granted, which were described yesterday—that by means of inner processes in the soul (if we wish to be particular, we should call them “exercises”) our ordinary soul life, even if it is only a mystical soul life, can be treated in such a way that the human being can rise from this soul life to the spiritual, just as from another aspect he can descend from soul life to the physical by means of scientific observation. Having acquired this perception of the spiritual or—to use Goethe's expression once more—the eyes of the spirit and the ears of the spirit, we are then in a position to view what normally appears in our conscious soul life from unknown depths or heights from our newly-won viewpoint in a quite different way. Now of course the border areas with which we are concerned cover a wide field. Today I shall select only a few of them, but they will shed light on everything else in our unconscious soul life and its manifestations. I shall take something which is well known to everyone, but which remains an enigma in human existence: our world of dreams. I shall then deal with a subject that more recently has become the child of all those who seek to penetrate into the spiritual super-sensible world, but who shy away from practicing the real science of spirit; and that child is what is called “somnambulism” and also “medium-ship,” which is related to it. I shall then proceed to another aspect where it is certainly sufficiently well known that it arises out of the unconscious depths of soul life, and this is the whole sphere of artistic enjoyment and creation, which I shall deal with briefly. Then I shall come to a subject which perhaps many people do not consider belongs to the unconscious and its manifestation, but which at least can be seen—by those who are reasonable about it—to be something that plays into our semiconscious life, and this is the sphere of human destiny, which will be considered from the viewpoint of the science of spirit, the real and true clairvoyance. I am not fond of the word clairvoyance because it is mixed up with all sorts of amateurish and other nonsense, but the way I use it today will perhaps be justified, and should be self- explanatory. I shall indicate what is the sphere of the science of spirit itself, for this science feels itself called upon to raise what is spiritually unconscious into consciousness. I would like first of all to describe one or two characteristic properties of the real experience the scientist of the spirit has of the super-sensible, spiritual world. This will then form the basis for what I have to say about the other phenomena of the unconscious, which I have so far only just mentioned and which I shall describe later from the viewpoint of the science of spirit. As we have not much time, I shall not be able to go into the ordinary scientific view of these things as well. When the human soul has reached the point with the scientist of spirit of being able to approach a spiritual world in the same way that we approach the physical sense world with our physical eyes and ears and the other sense organs, then the human being perceives the spiritual world and can grasp its connection with the physical sense world. I pointed out yesterday that it is quite unjustified to object that what the science of spirit describes is really only put together out of the physical sense world and then transferred to the spiritual world. And I also pointed out that anyone who has conscientiously used the methods of the science of spirit for several years knows that he often finds himself in the position that what he experiences in the spiritual world looks quite different from anything that can be experienced in the transitory physical sense world. Even in the experience of the spiritual world, the whole mood and constitution of the soul is radically different from normal soul life. And so I would like first of all to describe one or two characteristic properties of this experience in the spirit. If one has only a superficial understanding of what we mean by the science of spirit it is easy enough to say that the scientist of spirit lives in a kind of self-deception:—he puts things together in his mind and thinks that the resulting idea is the revelation of a spiritual world, having overlooked or forgotten how he really gained the idea through sense perception in the first place.—Of course, it is true that if the scientist of spirit were to experience spiritual perception in the same way he gains ideas from the sense world, then he would naturally become suspicious of the science of spirit. But this is not the case. One of the most fundamental characteristics of what we are able to perceive in our thoughts of the sense world appears quite different when compared with real spiritual experiences. The ideas and images we form through contact with the sense world are impressed upon the soul, and we are able to recall them after a while; they can be raised up out of the treasure of our memory. The spiritual experiences which the scientist of spirit has are different, for it is not possible to recall them in this way. What the soul experiences when it approaches spiritual perception is not just an idea. For an idea can be incorporated into the memory, but a spiritual experience of this sort cannot be directly incorporated into the soul. A spiritual experience or perception disappears, just as our view of a tree that we have looked at for a time disappears when we turn away from it. When the perception comes to an end, it can no longer be experienced by the soul—we have to approach it again in order to see it as it really is. The image or idea we keep in our memory, but to see the actual tree we have to go to where it is. Just as we no longer see the tree when we have gone away from it, so the spiritual perception is no longer experienced by the soul when the perception itself has ceased. From this it follows that with experience of a spiritual nature we are not dealing with a mere combination of ideas, thoughts and images, for they can be remembered. But then one could object that if this is in fact the case, it would never be possible to report such spiritual experience if it could not be remembered—nothing could be said about it, for it would disappear from our soul life as soon as it had been experienced.—But actually it is not like this at all. The scientist of spirit can formulate ideas about what he has experienced spiritually, just as we are able to formulate ideas about things, beings and processes in the sense world, and these ideas can be retained. It depends on the scientist of spirit being able to differentiate actual experience from the images and ideas which arise out of it, just as in ordinary life we distinguish our sense perception from the idea which arises from it. We can look at this in another way. If we wish to have a spiritual experience in the same way a second or third time, it is not sufficient just to recall the image or idea of it. For in this case it is clear that we do not then have the full experience, but only a pale image of it. If we want to have the experience again, we have to reawaken the slumbering forces of the soul and to enter into the experience afresh. With certain characteristic phenomena of the spiritual world we can only remember the way we approached the experience—this can be recalled, and the experience attained a second, third or fourth time. But then it is certainly not a case of the experience following the same laws that underlie the normal way of imagining and thinking.—This is the one aspect. You can see from this that the scientist of spirit is no dreamer, but that his own inner self- perception enables him to be absolutely clear about what leads him to real experiences. The second aspect is that an experience attained through the science of spirit has a relationship to our soul life quite different from an experience that takes place in our normal consciousness in the physical sense world. What would be the use of our physical life if we were not able to acquire certain skills, certain habits, if we were not in a position of being able to try and do something better a second time, when the repetition of an action would serve no purpose? The repetition of an action is incorporated into our normal experience as a habit. But spiritual experiences cannot be incorporated into our soul life in the same way. Many—those who are beginners in spiritual experience—find this out, to their surprise. It is comparatively easy—I say comparatively easy—to achieve certain initial experiences of the spiritual world if one carries out the exercises described in my book How to Attain Knowledge of Higher Worlds, and beginners are always overjoyed when they have their first experiences of a spiritual nature. But then they are all the more surprised when these experiences cannot easily be repeated, or when they cannot be repeated at all. And one can feel very miserable because an experience which one has had cannot be recalled; one does not seem to get any better at it. It is not possible to turn what has been experienced in the spirit into a habit. On the contrary, with repetition it becomes increasingly more difficult to do the repetition. Thus, as a matter of fact, a large part of the exercises that have to be done if we wish to bring about a repetition of certain experiences, consists of doing quite different things the second or third time. Experience of a spiritual nature has therefore a quite different relationship to the physical, since it works against habit. There is a third aspect of what is characteristic in spiritual experience, and that is, however odd it may sound, that real spiritual experience—which has absolutely nothing to do with anything concerned with the body—is something that is over in a split second. In fact, this is even a reason why so few people today attain spiritual experience. In ordinary life people are accustomed to take a certain time to assimilate something that appears on their horizon. If the experience is a spiritual one, it is over before the person has been able to notice it. What is therefore necessary above all in order to have real spiritual experience, is what one could call presence of mind. If we want to have spiritual experience we have to get used to situations in ordinary life which demand quick decisions, where the situation must be summed up immediately, and where there is no time to delay by changing our minds. People who have no wish to make any progress in this kind of self-education, to make quick decisions in certain situations, to see quickly what has to be done, are not suited to gaining the necessary control over their own souls in order to achieve spiritual experience easily. The kind of person who can tackle a situation, not by looking at it from every possible angle and fussing about, but by making a decision immediately upon being confronted with the situation and then also sticking to it, has a good foundation for spiritual experience. For spiritual experiences within us have to be gone through just as quickly as we have to grasp some situations in life and make decisions, which if they were not made quickly would perhaps lead to misfortune and ruin.—I am not saying that spiritual experience can lead to ruin, for in this case it will not have existed. This attitude toward it is necessary. And now there is a fourth characteristic—that spiritual experiences are always individual. In the physical world we are accustomed to dividing everything into particular classes or categories, in fact we divide the whole of life in this way. We speak of the famous—if not notorious—“Scheme F.” Everything has to belong to a certain category, to be put in its particular place. People believe that law is to be found in the world of phenomena only when everything is fitted into various categories. We should imagine for once how we should deal with nature, which we quite rightly divide into categories, if everything were individual. And we should imagine what human life would be like if it were not, for instance, possible in every single instance to turn to a book of laws, if it were not possible to fit a particular case neatly into a ready-made compartment, but if we had to face it with individual judgment. People are accustomed from experience in the physical world to making everything fit into patterns. All this putting things into categories, classes, determining a particular order with particular laws, all this has to be given up, though not in connection with the physical world, for this would make one unfit for the latter, but for the sphere of spiritual experiences. What is experienced in the spiritual world is always portrayed as something individual. This is why people so often take a stand against the science of spirit. If we speak about what has been discovered by the science of spirit—and having given lectures for so many years now, I do not hesitate to present concrete examples about this science of spirit—let us say, for example, that I describe how the sudden death of a person has the effect in the spiritual world of his experiencing spiritually in the single moment when his physical body is destroyed through an accident, as much as he would have been able to experience in twenty or thirty years in life. If such a thing as this is described, then it can be related only to a particular case. Of course, someone else comes along and says,—Sudden deaths have this and that effect. He would like to make a law of it. Such laws, if I may put it this way, are the enemy of the true way of knowledge of the science of spirit, because in spiritual experience each single case represents something individual and unique, and because one always has to be surprised how something can always appear—and in life people like so much to stick to the old. One can write down the most subtle experiences of the physical world in a notebook and can put it in one's coat pocket. Such a procedure is impossible with knowledge derived from the science of spirit. This is why there are so many different kinds of descriptions that the scientist of spirit must give. Those of you who are here now and who have often been present at the lectures which have been given here for many years, will have heard me deal with similar subjects, never in the same way, but always varied in one way or the other, individualized. Last winter, for instance, I spoke on the same theme in many German cities, sometimes for several days in succession, but each time in a different way, describing the same things differently. Knowledge derived through the science of spirit makes a claim upon the spirit which we can describe as the mobility of this spirit. We conclude therefore that the important thing is not the content, the actual content of the words, but that this content is drawn and spoken out of the spirit itself. You will see from this that it is always necessary to become accustomed to a quite different kind of mood and disposition of soul when we rise from the transitory to the intransitory, when we approach the part of man that belongs to the intransitory world, the eternal core of his being. It is therefore understandable that the science of spirit is not only considered to be difficult to understand, but is attacked, misunderstood and confused with all sorts of other things. As someone said recently (someone who prefers to hear only what he has heard before)—it is irritating. Of course it is irritating to someone who only wants all his old dogmas warmed up once again. Thus it is not only that what the science of spirit has to say about the eternal, the spiritual, is different from what is to be found to be real in the physical sense world, but also that the attitude of the soul toward the spirit is different from its attitude toward the physical sense world. With the kind of attitude of soul I have just described in its characteristic properties, it is possible to approach the part of man that goes through births and deaths, the eternal core of the human being, which as a spiritual entity belongs to the spiritual world just as man as a physical, bodily creature belongs to physical nature and its kingdoms. What the science of spirit finds in this way is at first something unconscious for our normal consciousness, but it can be drawn into our normal consciousness. This is the essential thing about the method of the science of spirit—that it sets out to reveal what in normal life is generally hidden in the unconscious of the human soul. For the science of spirit brings nothing new to light and does not invent it, but the eternal core of the human being goes through—to use yesterday's expression—a spiritual digestion, just as the physical body has a material digestion—this exists in every human being. The scientist of spirit only brings to light what functions and weaves within every human being. It is his task to bring to consciousness what otherwise remains unconscious. All he talks about is nothing other than the foundation out of which everyone speaks and thinks and acts. Only it so happens that the sphere of the spirit is either subconscious or superconscious—i.e. unconscious—for our normal consciousness. Now, seen from the viewpoint of our normal soul life, something iridescent and vacillating enters into the sphere of this soul life. What is meant here belongs to the border areas which I have spoken about. Everyone is familiar with this border area which appears so ordinary and which yet is so mysterious: the remarkable sphere of our dream life. This dream life with its pictures that enters into our ordinary soul life, gives the investigator quite different problems from the person who just lets it pass him by, or at the most approaches it with a few superstitious ideas. A lot could be said just to describe some of the more outward characteristics of our dream life, but here I only want to give a sketch of this dream life as seen by the science of spirit by calling special attention to a few of its characteristic properties—those properties which will serve to enable us to come to know the nature of it. Presumably everyone knows—and many philosophical approaches to dreams have recognized this—that many of our dreams are stimulated by a sense impression. The world of dreams that we experience is very much connected with the world of our unconscious sleep. When a person is deep in unconscious sleep he is completely cut off from his environment, both by his senses and his limbs. If we are really in unconscious sleep there is nothing in the room, whatever may be there, that can affect our senses. We cannot think about anything that is around us, and in really dreamless sleep we are not able to do anything either. We can establish no relationship at all to our environment—in a sense we are isolated from what surrounds us.—What is characteristic of our dreams is that we really remain in a dreaming state in this isolation and even if the isolation appears to be broken by a sense impression, it is really only in appearance. What are such dreams? Everyone knows them. Someone dreams, for instance, about horses trotting by; he wakes up, and after waking knows exactly where the sound has come from—the ticking of a watch that he had put down nearby. He had heard this ticking because of a particularly sensitive functioning of his ears which must have started at that moment. But now what goes through the mind, the perception, does not work in the normal way as it would in the outer world, but in a dramatized form. Therefore we do not establish a relationship with our environment through our senses, but remain in an isolation which sleep has brought about, and what affects the senses is transformed in the soul. We dream, for example, of a red hot stove, we hear it roaring.—The beat of our heart has become stronger, and becomes the symbol in us of the roaring hot stove. We even have the same relationship to our body as we have in dreamless sleep; the soul simply transforms the impression that comes from the body. Thus we maintain the same relationship with our body when dreaming which we have in dreamless sleep—isolated even from our own body. We all know that we go on whole journeys in dreams, journeys we could never undertake in real life, journeys where we fly with wings. But at the same time we know that all this does not change our relationship to the outer world, as it would do in real life. Even regarding what we experience as a relationship of our being to an environment in our dreams, nothing changes our relationship to the outer world. So we can say that what is characteristic of dreams is that in an important respect they do not alter the relationship the human being has to his environment and to himself by virtue of his spirit-soul-body constitution operating through his senses, movements and his own physical body. This also distinguishes dreams from all the other unconscious regions I shall characterize today. It also distinguishes them from everything based on a change in the relationship of the human being to his environment. Even ordinary observation bears out the fact that dreams may not be confused with anything abnormal in soul experience, that they are quite normal and healthy, and are not abnormal in the way they appear in normal human soul life. A peculiarity of dream life that is particularly important for what I am going to say is that the course of our dreams shows that we cease to join the sequence of dream images in a logical way. We are no longer connected to normal logic. We cannot be logical in dreams. There is one objection to this, however.—The scientist of spirit always knows the objections that can be made. Of course, the unfold-ment of some dreams is such that we can say that the pictures are joined together in a logical sequence. But, in fact, it is different, for exact observation reveals that as long as a dream appears logical, it consists only of reminiscences of life, which had a logical sequence before. Whatever has a logical sequence in life can be dreamed again, but it does not become logical in the dream. The logic that is normally present in our soul life is therefore not present in the action of our dreams. Moral feelings and attitudes concerning human actions are also missing. We all know the many things we are capable of doing in dreams. We all know that in dreams we achieve things and ascribe them to ourselves, that we would condemn in ordinary life. Not only does logic come to an end in dreams, but our moral outlook as well.—These are two important characteristics that we must hold on to if we are to investigate the nature of dreams. It is of course true that much can be said about dream life from the ordinary physical viewpoint, but we do not want to touch upon this today, for a merely outward scientific method of observation cannot get at the real nature of dreams—for the simple reason that there is nothing with which our normal consciousness can compare dream life. Dreams enter into our normal conscious experience as phenomena that cannot be compared with anything else. And if something cannot be compared with anything else, if it is not possible to incorporate it into a particular scheme, if it portrays something individual through its own particular nature, it cannot be studied by an external scientific method of observation. Only from the point of view of the science of spirit is it possible to gain a true picture of dreams and their nature, for the simple reason that by means of the development of the soul, which I have outlined today, the scientist of spirit attains a pictorial or other kind of spiritual experience which, while radically different from dreams, nevertheless in its form, experience, its intensity of experience, is somewhat similar to dreams. We can leave aside for the moment the question of how dreams are related to reality. We do not wish to go into this now. But the scientist of spirit knows that in what he experiences, which at first is pictorial, he stands before a real spiritual world, he experiences a spiritual world. He can therefore look at the world of dreams and describe it from the world he experiences. This is the one thing. By means of this he acquires a view given to him by his actual observation of what dreams really are in the human soul. Seen from the viewpoint of ordinary consciousness, it is not possible to know what dreams are. Dreams rise up in our soul life, surge up like unknown waves out of the depths, but we do not know what it is that is active, that is dreaming in our souls. But now the scientist of spirit, in practicing the activity necessary for spiritual investigation (as described yesterday), experiences another self, the same self, but in another form, the true ego—he experiences the spirit-soul nature of man independently of the bodily nature. However great a horror it may be for many people, it is nevertheless true that spiritual experiences are achieved outside the body. The scientist of spirit therefore knows what it means to be outside the body, and he can now compare this with the world of dreams. In seeing the world of dreams on the one hand, and knowing spiritual experiences on the other, he knows that the same thing that normally dreams in the soul is experienced spiritually when practicing the science of spirit. It is one and the same thing: what dreams and what is active in the science of spirit, only in investigating the spirit we stand before the real region of the spirit, and in dreams—and this is what is important:—What is it that we stand before in dreams? The difference between standing before the reality of the spirit with our own self in the investigation of the spirit, and in our dreams, is that the scientist of spirit has prepared his soul beforehand to enter into the spiritual world, in which he then perceives in the same way that we normally perceive with our eyes and ears in the physical world, and through his investigation he discovers that in sleep the human being leaves the body. But because he lacks the necessary organs to perceive there, his consciousness remains dull and unconscious from the moment of going to sleep to waking up. Now when a human being has fallen asleep, his spirit-soul nature lives. The scientist of spirit can compare what he perceives in the spiritual world with what the unconscious spirit-soul nature experiences from the moment of going to sleep to waking. He experiences the spirit-soul nature unconsciously in the spiritual world, draws himself again into the physical body on waking, and then makes use of the physical body in order to establish a relationship to his environment. Now it is not sufficient simply to describe what happens to the body between going to sleep and waking, and what sort of organic physical processes take place in it. For significant things also happen to the spirit-soul nature at the same time. The soul is quite different when it awakens and returns to the body from when it leaves the body. And in entering the body once more it can happen—as in ordinary life—that the spirit-soul nature simply submerges into the body and makes use of the body, and having penetrated it like a fast moving arrow it becomes active and uses the body as a means of perception. But it can also happen that the forces, the content that the spirit-soul nature has acquired from the moment of sleeping to awaking, are—if I may use the expression—for a moment too intense to enter into the body. What the soul upon waking has acquired since the moment of going to sleep, does not fit into the configuration of the picture that the body has of the soul, and so what then happens appears to be a reflection of what the soul has experienced unconsciously during sleep. Something like a mirror picture is reflected back upon waking, because upon waking the soul cannot at first be adapted to the body. In this way the soul clothes these quite different kinds of experiences of the spiritual world, which it has gone through during sleep, in pictures borrowed from our memory, from ordinary life, or which are transformed sense or bodily impressions. It is the eternal that dreams in the human being, just as it is the eternal in the human being that investigates the spirit, but it is clothed with the events of everyday life. Thus we can say that in dreams the eternal in man perceives the temporal. It is the eternal in man that perceives what takes place in time. And in this respect dreams, despite the fact that the content of their pictures, which is taken from temporal life, is nothing special, even for the scientist of spirit, if it is a normal dream, are a real revelation of the unconscious eternal-spirit nature living in man, of the super-sensible. The scientist of spirit is in the position to be able to distinguish between what dreams present in pictures, and what they are really based upon. I have recently spoken about the various phenomena of human soul life from a different viewpoint in another city—a city where a great deal of work has been done on Psychoanalysis. Psychoanalysis deals among other things with the world of dreams. There were some gentlemen present who, as so often happens with the science of spirit, completely misunderstood what I said. In relation to what I said about dreams they thought they were very much more clever. They said: This person and his science of spirit, he speaks about dreams. We psychoanalysts know that dreams only have a symbolical meaning. We know that dreams should only be handled as a matter of symbolism, but he takes dreams to be something real! He is on quite the wrong path.—As I said, they thought they were very clever. But the matter in which they thought themselves clever, in fact, arose only out of their own lack of understanding. For the scientist of spirit does not take the content of dreams to be symbolical or anything else. The scientist of spirit who is accustomed to observing such things knows that what really happens in the soul during sleep can be the same with ten people, but when these ten people relate their dreams, all ten are different. The scientist of spirit knows that although the ten people have dreams, all with a different content, the same or at least very similar spiritual and unconscious experience is the basis for all of them. Moreover, the scientist of spirit would never simply take the content of the dream by itself, whether symbolically or not symbolically, for he knows that the same dream can be clothed in ten, a hundred or a thousand different ways, because the eternal regards the temporal in such a way as to clothe itself with it. The scientist of spirit therefore studies the course of the dream, the way in which tension is released, whether a rise or a fall follows. It is the inner drama, the type of rhythmical sequence, I would even say, the musical nature, that comes to expression in the most varied ways in the pictures of a dream. That is what he studies. Dreams are the witness of real spiritual experience; their content is a garment which clothes the experience. But when one is experienced in such things it is possible to see through the content to what can be experienced. This is the one aspect of the nature of dreams that the science of spirit points to. The other aspect is the following. When the scientist of spirit progresses and comes to have experiences in the spiritual world, he notices that his dream life changes. Among the many who have already had practical experience with ways of the science of spirit are some who acquire a convincing idea of the science of spirit and feel that it means a lot to them by seeing how their dream life is transformed. They see that what normally happens in dreams is that there is a succession of quite arbitrary images, but then they see how it becomes increasingly full of meaning, and that finally they are able to direct the dream in certain respects. In short, the most varied people entering into the science of spirit notice that the changes which take place in dreams take dreams in the same direction as the first stages of real spiritual knowledge. In fact, it is by means of this transformation of the world of dreams that the scientist of spirit is able to get at the actual nature of dreams. He raises his dreams out of their temporality through what he has become as a scientist of spirit. Dreams then no longer have the tendency to clothe themselves with temporal things. It is a great moment when the scientist of spirit has progressed sufficiently to dream not only the outer pictures that have symbolical value, but in his dreams to enter into the sphere which normally he would only enter arbitrarily.—It is a great moment when he learns how the spiritual world sends him experiences in his dreams that penetrate like an act of grace into his normal experience, and which really are no longer dreams, although in certain respects they may appear like dreams. Thus the science of spirit shows that dreams flow out of the eternal spirit-soul sphere, but that the human being who has not managed to be conscious of this eternal spirit-soul sphere clothes the events which happen between going to sleep and waking up with his memories, with his impressions of everyday life. Whether dreams are subconscious or unconscious events, or whether they are grasped by the scientist of spirit, they can be regarded as something healthy and normal. This is more than can be said of the other border areas. It is remarkable that there are philosophers, Eduard von Hartmann among them, who compare dream pictures, the origin of which we have just recognized, with hallucinations and visions. Whereas dream pictures originate in the spirit-soul sphere, and only come into being in coming into contact with the bodily nature, visions and hallucinations are very much connected in their origin with the bodily nature. And whereas dreams in their essential experience flow out of the spirit- soul sphere and the bodily nature only provides the cause of their appearance, the bodily constitution is the cause of everything in the way of hallucinations, visions, somnambulism, mediumism and everything abnormal of this sort that enters human soul life. You can see a characteristic of human experience purely from the viewpoint of the science of spirit, to which the scientific viewpoint can easily be added, when you understand that it all depends upon looking at man as a being with body, soul and spirit, that he has a relationship of the spirit to the body only indirectly through the soul. The soul takes its place in the center. Even when dreaming, a human being cannot simply establish a relationship of his spirit to the body, but only indirectly with the help of the soul. In normal life the soul is an intermediary between the spirit and the body. What happens in the human organism when certain abnormal phenomena in spirit-soul life are produced, is that the normal relationship of the spirit to the body through the soul, where the spirit first works upon the soul and then the soul upon the body, is broken because of temporary or permanent illnesses in the organism, which then blot out the proper functioning of the soul. This elimination is not occasioned by the outer sense organs, but rather by the inner organs. If certain organs are diseased, then the spirit-soul nature cannot get hold of the whole body by means of which it establishes a relationship to the outer world, but it often has to make use of the body without the diseased organs. Then instead of using the soul, the spirit enters into a direct relationship with the body. In a sense, the soul is by-passed. This brings irregularities into the consciousness; the consciousness is broken through. If something spiritual is experienced without being mediated by the soul because a particular organ of the brain or the nervous system or the circulation is diseased, if a spiritual experience is not received so that the soul can use the body in the right way for the experience to be digested properly in the soul, then the spirit has an immediate effect upon the body, and does not work through the mediation of the soul. The immediate experience of the spirit—for it is an experience of the spirit, even if it is such that it penetrates the human constitution in an abnormal and unhealthy way—turns into hallucinations and visions. The science of spirit has nothing to do with this sort of thing. The aim of the science of spirit is not to break down the relationship existing in normal life between body, soul and spirit, but to make the life of the soul richer, so that the relationship of the spirit to the body is brought about by a rich soul life. A poverty-stricken soul life can come about, however, when by illness a human being is prevented from using his whole body to establish a relationship with his environment. These kinds of experiences—visions and hallucinations—that do not have the same relationship to spiritual life that dreams have, must be regarded from the viewpoint of the science of spirit as being spiritual experiences, but not such as have more value than our ordinary sense perception; in fact, they have less value. For in this kind of irregular spiritual experience like hallucinations, visions, somnambulistic speech and action, mediumism, (which is an artificial kind of somnambulism) the human being is less connected with his environment than he is in his sense perception. This is the important thing. This is what must be realized. In order not only to perceive his environment but also to arrive at a reasonable and logical understanding of it, a human being needs what one calls an ability to make judgments about the world, and for this he needs the use of the whole body. If the body is formed abnormally, he cannot form a sensible judgment about what is presented to him spiritually. Whereas the human being, when awake, can grasp with reason what he experiences in dreams, he is not in a position to transform what he experiences in hallucinations and visions into the normal experience of his waking condition, and to understand it. Now the significant thing is that when the body, viewed outwardly, reveals such abnormalities, there are apparently spiritual experiences—this the scientist of spirit admits—only they should not be induced. If they appear naturally, they are the evidence of disease; if they are induced artificially, they lead to disease. Even good and important scientists go astray in these things which are, after all, phenomena of life itself, when they investigate them in an external way in the laboratory, and seek to explain them according to formulas of the scientific method. I would like to cite an instance, which I have mentioned before, because it is a typical example of how much scientists long to penetrate into what they call the super-sensible sphere but at the same time do not want to approach the science of spirit, preferring to stick to their own normal scientific methods. I am not discussing this case because I wish to take a stand on its truth or untruth, but only to show how an irreproachable and outstanding scientist of the present time acts in relation to the sphere of the spirit and super-sensible. It is the case which Sir Oliver Lodge describes at considerable length in a long book, and which has aroused so much attention for such things do not often reach us from the front-line of battle. The events are as follows. The son of the famous scientist was at the battle-front in France. The father received a letter in London written from America, informing him that a medium has said that something important and decisive was about to happen to his son, but that the soul of a deceased friend of Oliver Lodge would take the son under his wing at this decisive moment.—Naturally this is a message that can be taken in various ways. All sorts of things could have happened and, outwardly at least, the message could have been true. The son could have been in danger of his life and have been saved and the writer could have said—Of course, Myers, the soul of the friend, stood by the son and so he was not killed. But now the son was killed. So the argument then was that the soul of the son had passed over and that his soul was helped on the other side by the friend who had already been there for many years. Whatever had happened it would have been possible to interpret it in the light of the message, because the latter was so vague.—Sir Oliver Lodge, however, is a person who describes the events from a conscientious and strictly scientific viewpoint, so that the case can be understood by anyone on the one hand working conscientiously according to scientific method, and on the other knowing what conclusions can be drawn. It is therefore quite possible to glean information from the book about what really happened. Now after Sir Oliver Lodge had lost his son, various mediums were sent to him.—In the case of a famous person there are always ways and means of sending mediums and somnambulists to him. Sir Oliver Lodge only wanted to go into this conscientiously, observing the utmost care imaginable. He then describes how the mediums bring messages, either in speech or writing, which purport to originate from the son. There is a lot in this that makes no particular impression upon the reader, as is so often the case with spiritualists, but one thing did make a deep impression on Sir Oliver Lodge. Even the skeptical journalists in the widest circles were impressed. And this is the crucial experiment that Sir Oliver Lodge carried out. It is the following: The medium said: A message is now coming from the deceased son; Myers soul is also present. Both make themselves known. But the son indicates that there is a photograph which was taken at the battle-front in France, shortly before he was killed. He is in the photograph with a number of his friends. The picture was taken several times. In one picture the son rests his hand upon the shoulder of a friend, in another his position is different, and so on. Good! The pictures were described exactly. But they were not there. No one knew about them, no one could know about them, neither the medium nor anyone else. It appeared at first to be nothing but a fraud. But the important thing is that after, I believe, two weeks a letter arrived with the photographs, which had still been in France when the medium had spoken. The letter arrived two weeks later in London and it was possible to convince oneself that the pictures tallied exactly with the description. The photographs were there—a crucial experiment. Of course this was sufficient to convince Sir Oliver Lodge's and many other people's scientific conscientiousness. One can understand it. But as a scientist of spirit one approaches the matter from quite different viewpoints. Just because Sir Oliver Lodge has described it all so exactly, we can discover the true facts of the case. If we are only a little familiar with the relevant literature we can only be surprised that such a person as Sir Oliver Lodge does not compare such a case, which, however odd it may be, can always be convincing if obvious points are not always rejected, with the countless cases which are known with somnambulists as—if I may use the expression—an infection of the sense organs with judgments of the understanding. Who has not heard of a case, if he is familiar with literature, of someone who has a vision having the impression—in three weeks' time when I am riding I shall fall from my horse. He sees the visionary picture exactly before him. He even tries to avoid it, but this only helps it on. Such things can be found frequently in literature. They are called up by disturbances due to disease, when the body is not fully under control, so that what remains unconscious in a normal organism rises up in a refined form into the consciousness enabling a person to have long-distance view into space or time of things that belong to human culture. Now upon reading through Sir Oliver Lodge's book it is clear that what the somnambulistic medium saw was nothing other than such a long-distance view in time. The photographs arrived two weeks later. The medium foresaw the photographs just as the other person foresaw his falling off a horse. This has absolutely nothing to do with a revelation from the super-sensible world, but is only a refined perception of what is already present in the sense world. In such matters we must be sure of distinguishing where the spirit has an immediate effect on the body. This is not something that leads us into the super-sensible. It is just because the science of spirit sets out to lead the human being into the true super-sensible world that it has to stress the necessity of understanding the nature of abnormal cases, in which a refined life of the senses experiences something which is only a message from the ordinary physical world, only that it is experienced in an abnormal way. I could say much about what comes to light by means of this kind of intensification of the senses, and which is based upon something diseased in the human being. What characterizes this second sphere of the unconscious is a predominance of the animal functions over the soul functions. The spiritual, it is true, is involved, but what Sir Oliver Lodge wanted,—insight into the super-sensible world,—could never come to pass in this way. If we wish to form a bridge between someone who is here and someone in the super-sensible world as a so-called dead person, we have to do it with the methods of the science of spirit. We have to develop our own souls to find the way and not do it by allowing a dead person to speak through a somnambulistic medium. It is just such things as these that must be observed. Because the science of spirit keeps its feet firmly on the ground—one can enter the spiritual world not only in a general but also in a concrete way—it has to reject everything that is gained without the development of the soul, that is gained by means of hallucinations, visions and a refined life of the senses, which does not lead beyond the sense world and which says nothing about the eternal. Although the spiritual reaches into the human body, nothing can be found out about the super-sensible except by raising the spirit-soul nature of the human being into the super-sensible world. For the science of spirit, therefore, the visionary world, the somnambulistic world, the world of artificial somnambulism, the mediumistic world is a subsensible world, not a super-sensible world. The time is pressing, and I cannot go into this any further, for I must turn to another aspect which can be discussed briefly, and this is the way the super-sensible world appears in human life when we consider real art and artistic enjoyment. The science of spirit can follow the soul of the real artist or the soul of a person receptive to real art. What the soul experiences and later fashions into poetry or other kinds of art is just as much experienced in the spiritual world as what always remains unconscious in sleep or at the most becomes conscious for our ordinary consciousness in the temporal pictures of our dreams. But the poet, or artist generally, is able to bring what he experiences unconsciously in its immediate form while in the spiritual world, into the physical sense world, though still unconsciously, and to clothe it in pictures. It has been quite rightly pointed out that it is not in its content but in its cause, its origin, its source, that real and genuine art has its roots in what the artistic soul experiences in the super-sensible. Therefore true art, and not naturalism, has been rightly regarded by humanity at all times as a message brought into the sense world from a super-sensible world. The difference between the poet and the seer, the person who perceives the super-sensible consciously, is only that the seer raises his consciousness into the super-sensible world for the time he has experiences in the super-sensible world, and transforms with complete presence of mind what he has experienced there into images and ideas, so that the whole process is conscious. With the poet, the artist, the process remains unconscious.—He certainly lives in the super-sensible, but because it does not come into his consciousness he cannot compare it with the spiritual world. After he has experienced it, he brings it down and clothes it in pictures which then became messages of the super-sensible. The whole process which is conscious in the seer is, in its origin, partly unconscious in the poet and artist. What reaches into the world as revelation of the unconscious is what graces human life with beauty, and we shall appreciate its real value when we are convinced that true art is a messenger from the world of the eternal, that true artistic enjoyment brings the human being near to the super-sensible world, even if unconsciously. We experience our destiny semi-unconsciously. How do we normally understand our destiny, which accompanies our lives from birth to death? Most people—quite rightly as far as our ordinary consciousness is concerned—regard the individual acts of destiny as something that comes to them from outside; they just come. This may be quite right and is right from the normal viewpoint. But there is another way of looking at it. Let us assume that as a forty year old person or younger, as one who has a tendency to reflect, we consider what we really are in our souls and compare this with our destiny. And then we ask what we would have been if we had had a different destiny, if different things had happened to us. We would then make a remarkable discovery. We would discover that if we speak of what we really bear in our inner nature, of what we really are, and not about an abstract self, that we are nothing more than the result of our destiny.—If destiny were only a series of things that happen to us, a series of chances or coincidences we should only be the sum total of these chances. What we have suffered, the things that have given us joy, what has come to us in life that we have assimilated and has become part of our ability, wisdom and habits in life, this is what we are—but it arises out of our destiny; we are this destiny ourselves. The science of spirit also tries to study destiny, and tries to do it in such a way that its observation of it follows the same course as our normal conceptual life, without the human being doing anything about it. I say this to make clear the significant factor I wish to express. Imagine that you remember something that happened a long time ago, that you experienced when you were ten or seventeen. The memory has a particular characteristic. When the experience took place you were present with your whole mind, you did not only experience what you recall as an image, but you were wholly present. Consider how very different it is to remember how you felt and to remember the image of the experience. The feeling, the condition of soul, cannot be brought back. The memory-image can recall a kind of feeling, but pain that you experienced twenty years ago cannot be recalled. The image or idea can be recalled, but not the condition of soul, the pain. And it is just the same with joy. In our normal memory of life our experiences are incorporated into the memory, but the feelings are not taken in and the image alone remains. We can therefore experience again later in images what we have experienced earlier. But now, what the human being does of his own volition in life in separating the feelings off from what is incorporated into the memory, can also be carried out in relation to the experiences of our destiny. In describing it, it appears easy, almost trivial. Should it be undertaken, then it belongs to the kind of preparation of the soul that I have been describing yesterday and today, and it consists in stripping of feelings all the things that come to us as acts of destiny. What is so characteristic of ordinary life is that we find some things in our destiny sympathetic, others not; that we willingly take to some things, but wish to reject others. Imagine that we would succeed in getting rid of this so that we could look at our own destinies as if they had not affected us, as if we were describing the destiny of someone else, or as if we could feel someone else's destiny as our own. Let us get rid of it all for the moment—and only for this one moment, or we would become unfit to live properly—and consider our destiny! We have to look at destiny in such a way that everything connected with the feelings plays no part, as if we stood outside our destiny. Then, like a thought rising up, giving back to us in our individual personal lives an experience out of the past, our destiny, when looked at in the right way, stripped of its personal, subjective character, will of necessity and with the utmost conviction be seen as the expression of earlier experiences in life, which we have gone through and which are connected with the whole life of the human being and are the expression of the fact that we live through repeated lives on earth and lives which are spent between death and a new birth. By means of this true view of destiny and of several other things, we can perceive how what we experience over the years as entering into our real and personal experience of our destiny, what is derived as a germinal force from earlier lives on earth and becomes a seed for future lives,—how all this has an effect upon our lives. What the science of spirit has to say about repeated lives on earth is not something made up by a fanatical mind, but is a result of conscientious observation of life itself, a different observation of life from what is usual, because it raises what enters semi- unconsciously into our lives and is revealed as our destiny—thus also a revelation of the unconscious, the unconscious raised into the consciousness. Unfortunately I have only been able to describe to you a few aspects of the world which remains unconscious to our normal consciousness, and to show how the science of spirit approaches such things. I have only been able to give an outline. But it is just a consideration of the border areas that shows how the science of spirit is in a position to point out the region of the eternal, in showing how the spiritual is revealed in ordinary life in dreams in both a normal and abnormal way, and in showing just from its particular viewpoint how the unconscious is revealed in human experience. In studying the border areas in this way it becomes clear for the science of spirit that the human being is certainly able to reach into the sphere of the super-sensible when he goes beyond the normal limits of his senses, that he can penetrate from the transitory to the intransitory, that he can establish a relationship to the eternal spiritual world through his own spiritual nature so that his spirit-soul nature, his eternal nature, can feel in harmony with the spirit of the whole world. In describing such things as these one notices that the science of spirit can only be taken in the way I mentioned yesterday—that whereas it can appear in the world today because of the particular configuration of present day spiritual and cultural life, its content is true for all times—just as the Copernican outlook had to appear out of a particular configuration at a certain time. But there is, nevertheless, a difference between the nature of what appears in ordinary science and what appears in the science of spirit. Today for the first time the science of spirit is expressed in clear and well-defined concepts and ideas. But it has always been divined and desired in both universal and quite definite forms by those who have undertaken a serious study of the great mysteries of existence. One feels as a scientist of spirit, therefore, at one with those who throughout the history of humanity have been able and have wanted to give something to humanity. Of all the great number of personalities who could be mentioned here, I will choose only one. I do not do this to prove what I have said, for I know quite well that in citing Goethe the objection can be rightly made that it is always possible to quote the opposite from his writings, to cite passages where the opposite view is proved. But this is not the point. A person like myself who has devoted more than thirty years not only to the content of Goethe's outlook, but also to the way in which Goethe approached the world, can only sum up what he wanted to say in such a discourse as today's in a few words which express a kind of intellectual joy in finding again what has only now been revealed by conscientious investigation in a tremendous presentiment of a human being, a presentiment which must have appeared before him when he wrote: “If the healthy nature of the human being functions as a complete whole, if he feels his existence in the world as belonging to a great, beautiful, worthy and valuable whole, if this feeling of harmony gives him a pure and true joy, then the universe, if it could feel itself, would shout for joy because it would feel it had reached its goal, and it would be amazed at the culmination of its own evolution and being.” I believe that in expressing the harmonious accord between the inner being of man and the universe, Goethe wanted to say what the science of spirit sets out to formulate in clear, well-defined scientific terms—that man can experience in his inner being in various ways how his spirit-eternal nature exists in relation to the spirit-eternal nature of the outer world, and that the great harmony between the human individuality and the universe is actually present in the human soul.—For what makes the science of spirit into an absolute certainty? It is that the human being can take hold of his eternal nature by approaching the spirit of the world in all sincerity and truth as a spiritual being, the eternal spirit of the human being can take hold of the eternal spirit of the world. |
67. The Eternal human Soul: Goethe as Father of Spiritual Research
21 Feb 1918, Berlin Rudolf Steiner |
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Then Goethe could show really that there is no difference between the human and the animal skeletons in this respect. He already consulted the embryological research that became especially important later and showed that with the human being relatively early during the embryonic development the other parts of the upper jaw grow together with the intermaxillary so that it does not seem to exist with the human being. |
What did Schiller want, actually? Schiller wanted to show that in every human being a higher human being lives, as compared with what the usual consciousness encloses is a lower one. |
One has to form a correct mental picture of that which there Goethe wanted, actually, if one envisages the other side now that arises for the soul life. If one envisages the metamorphosis of the inner soul forces as Goethe envisaged the metamorphosis of the outer forms of the human being, that arises what appears in the human being as a summary of the metamorphosing soul forces from the underlying world of spiritual beings and spiritual processes, as on the other side if one looks at the human being as a physical being in the Goethean way, this human physical being arises as a summary of the physical world. |
67. The Eternal human Soul: Goethe as Father of Spiritual Research
21 Feb 1918, Berlin Rudolf Steiner |
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I would well understand if anybody considered the whole idea of this talk as an aberration. I would also understand if anybody said how one can abuse Goethe's name while making a relationship to spiritual science, because it is sufficiently known that Goethe's view is typical just because it is directed to the outer nature, and it regarded it as rather dubious to raise the lawfulness of the world to ideal heights, as Schiller did it. Then one can say how Goethe would have behaved negatively if one had related his mental pictures to that which accepts a concrete real spirit from particular inner experiences that places itself beside the natural world. I know very well that to the production of such relation such a rich spirit can be abused like Goethe. Since if one still brings in so many remarks of Goethe to confirm this or that own view, it is always possible of course to bring in other remarks of Goethe to confirm the opposite opinion. However, compared with all that I am allowed to mention from the start that I never wanted in case of my really long-standing occupation with Goethe and the Goethean worldview to state these or those contents of a Goethean sentence to confirm the worldview meant here. I always wanted to characterise the whole way, the inner structure of Goethe's soul life in its relation to the natural phenomena. Since it seems to me if one goes into the inner structure of Goethe's nature that one will also gain an understanding of the fact that such a spirit like Goethe expressed apparently opposite views about the same. One can always easily argue something can from the most different sides against the intention to connect Goethe with the investigation of spiritual life. At first the philosophers feel called because of their ability of thinking if it concerns the investigation of the supersensible compared with the sensory. One has always reminded that Goethe characterised the whole way of his position to the world repeatedly while he said, he owes everything that he got as knowledge about the world to the fact that he never thought about thinking. With it, the whole philosophical attitude of Goethe seems to be condemned to many philosophically thinking people. It seems necessary to reject Goethe's nature for the investigation of the world as far as one has to exceed with such an investigation what it presents immediately to the senses. On the other side, religious people who want to direct the soul to a world that is beyond the sensory, of course, are irked by such a concise sentence as he did. He always felt it unpleasant to the highest degree to speak of things of another world. He expresses himself even once about the fact in such a way that he says, as a spot is in the eye, which sees, actually, nothing, a cavity is in the human brain. If this hollow place, which actually sees nothing, dreams all kinds of stuff in the world, so one speaks of such nullities like of the things of another world. When Goethe said this, he also pointed to the fact, that such a person inclined to the spiritual like Johann Georg Hamann (1730-1788) was worried if one spoke only of the things of another world. Goethe agrees with Hamann in this respect completely. In the most vigorous way, Goethe refused to speak of the things of another world. Yes, the naturalists themselves, although on them the influence of Goethe has worked strongly, can refer if they stand quite sincerely on the ground of modern natural sciences to the fact that Goethe showed, for example, in his theory of colours that he never could penetrate into the strictly scientific way of research that this never was adequate to him, and that he came just thereby to a view deviating from the ruling theory of colours. Now here it cannot be my task to justify the Goethean natural sciences. I have done this in a number of writings. Today it should be only my task to attach some connections from spiritual science to the Goethean natural sciences. Above all, I would like to go back to something that is exceptionally typical with this spirit for someone who approaches Goethe: the refusal of thinking about thinking. One has the sensation with the Goethean worldview where one only wants to recognise it, that Goethe himself was afraid instinctively of submitting the thinking itself to a consideration. He shrank from it as from something that constitutes, otherwise, the strength of his worldview. At such a place where Goethe characterises himself, you have to stop, because you can rather deeply look from here into the structure of the Goethean mind. If one considers just philosophically disposed people who have struggled with that which the thinking means for the human soul, you can realise if you make the thinking an object of observation like other objects of our world experience that you always evoke something in the soul that appears like an insurmountable obstacle. While you direct the thinking to the thinking itself, you cause a sum of uncertainties in the human being. Although you have always to ask yourself if you want to investigate the supersensible seriously: is this human thinking able to penetrate into the spiritual world?—You still face doubt, indecision. As a single factual proof of it which could be increased a hundred times I would like to quote the sentence of a thinker who is less famous, indeed, who, however, is counted by those who know him among the deepest ones, among the most impressive thinkers of our time, Professor Gideon Spicker (1840-1912), the philosopher with the strange destiny who has worked his way out of a confessional ecclesiastical worldview to a free philosophical viewpoint. You can pursue how there once a thinking really soared by own power from a traditional viewpoint to a free one if you read his book At the Turning Point of the Christian World Period. The Philosophical Confession of a Former Capuchin that appeared in 1910 as a kind of philosophical autobiography. You find the following sentence there that describes a self-experience with the thinking: “To whichever philosophy you confess—whether to a dogmatic or skeptical one, to an empiric or transcendental one, to a critical or eclectic one—any without exception takes an unproven and unprovable sentence as starting point, namely the necessity of the thinking. No investigation figures this necessity out one day, as deeply as it may prospect. One must accept it and one can reason it with nothing; every attempt to prove its correctness already requires it. Beneath it a bottomless abyss yawns, a spooky darkness illuminated by no beam of light. We do not know where from it comes nor where to it leads. It is uncertain whether a merciful god or a bad demon put it in the reason.” This is a self-experience of a thinking which tried to bring to mind what is, actually, a thinking which has struggled to grasp the human being in the point where it thinks to find that in this point where the temporal, the transient of the human being is connected with the everlasting. To this point everybody must come who wants to approach the everlasting nature of the human being. However, what does Gideon Spicker find? He finds if one has arrived at the place where one can consider the thinking, indeed, the necessity of the thinking appears, but there also a bottomless abyss appears. Since beyond this thinking—what is there? Is it a merciful god or a bad demon who put the thinking in the reason? An abyss, a desolate darkness is that what Gideon Spicker sees. One can find out immediately that those who cannot get further with the pursuit of thinking than up to the thinking cannot still satisfy themselves within this thinking. All that is like a spiritually instinctive experience in Goethe's healthy worldview. One cannot say that he was prepared in his inside one day to bring the bottomless abyss home to himself of which Gideon Spicker speaks. However, Goethe felt that such a thing could happen if one wants to solve the world riddles only with the mere thinking. Hence, he did not approach at all this point. We will see immediately which deeper impulses formed the basis of this Goethean instinct. For the time being I only wanted to point out that Goethe was very well at that point where the philosophers are if they want to investigate the everlasting in the human being and in the world that he avoided, however, this point, did not approach it. You can understand Goethe's character immediately if he does not defer to things of another world. There just the oppose impulse appears with him who argued from immediate spiritual instinctiveness that one does not need to go out of the world which presents itself immediately to the senses to find the spirit. Goethe was clear in his mind that someone who is able to find the spirit does not need to search it in another world, and vice versa, that someone who feels nature as little filled with spirit so that he needs to reflect on another world can only find fantastic, dreamy things in another world but never really the spirit. Goethe searched the spirit so much within the things of this world that he had to refuse to search it in any other world. He already regarded the feeling that one must leave this world to get to the spirit as something brainless. In particular, you get an impression of the kind of the Goethean world observation if you look at how Goethe behaved to the phenomena of nature how he searched the spirit and the spiritual life really in nature. You know that Goethe did not study the various fields of natural sciences during his school years but approached them only later in his life and that he had to manage the phenomena of nature with mental pictures that he had compiled in his life. Herman Grimm emphasised rightly as a significant characteristic feature in the life of Goethe that, while others are introduced by teachers gradually methodically in this or that scientific approach, Goethe approached scientific attempts as a ripe man by life praxis, so that he had to form own mental pictures of these or those natural phenomena with a certain maturity. As a rule, he got to mental pictures, which deviated significantly from that what about the same things just the authoritative scientists of his time meant. One can say that the Goethean viewpoint is diametrically opposed not only to the natural sciences of his time but also to the natural sciences of the present in a certain respect. It is inadmissible if from some side single remarks of Goethe are picked out repeatedly to prove the views of Haeckel or also of his opponents one-sidedly. One can prove and confirm everything with Goethe if one wants it. Goethe got to botany because he wanted to care about the agriculture in the Grand Duchy of Weimar, so out of life praxis. He got to geology by the Ilmenau (little town in Thuringia) mining, to physics because the scientific collections of the University of Jena had been assigned to him. Therefore, from necessity of life he tried to get mental pictures by which he could penetrate into the secrets of nature. You know that he formed views this way that found their confirmation partly in the course of the nineteenth century, as far as they point to outer scientific facts. However, Goethe did not get these views like other naturalists, but rather he was urged by his enclosing way of thinking to think in a way about certain natural processes and essentialities. You can say that immediately with his first, epoch-making discovery this is the case. When Goethe became acquainted with zoology and human biology by observing the anatomical and physiological collections in Jena, he also familiarised himself with all kinds of teachings which were usual in natural sciences at that time about the human being as sensory being. One looked in those days still for outer differences of the human being and the animals. One looked in a way that the modern natural sciences do no longer understand. One linked, for example, the difference to a detail, while one stated that in the upper jaw of the human being no intermaxillary existed, while all higher animals would have this bone. Goethe disliked this, simply because he could not imagine at first that the remaining skeleton of the human being would differ in such an unimportant detail. Now Goethe looked, while he himself became an anatomical researcher, while he investigated skeleton after skeleton and compared the human construction to the animals in relation to the upper jaw whether that had an inner significance what the anatomists said. Then Goethe could show really that there is no difference between the human and the animal skeletons in this respect. He already consulted the embryological research that became especially important later and showed that with the human being relatively early during the embryonic development the other parts of the upper jaw grow together with the intermaxillary so that it does not seem to exist with the human being. Goethe had become clear in his mind that it was right what he had felt first that the human being is different from the animals not by such an anatomical detail, but only by his whole posture. Of course, Goethe thereby did not become a materialistic thinker. However, he could get closer to the ideas that immediately suggested themselves to him, above all, by his acquaintance with Herder (Johann Gottfried H., 1744-1803) who wanted to extend an enclosing way of thinking to all world phenomena, so that the evolution of the world shows an inner necessity that finally generates the human being at its summit. How can one imagine, Goethe thought in harmony with Herder, that in the evolution a big harmony, an inner lawful necessity prevails, and that then suddenly somewhere a line is drawn so that on this side of the line the complete animal development is and beyond this line the human development which should be different by such an unimportant detail? One can realise from how Goethe speaks, what was near and dear to him, actually. Not to make a single scientific discovery, but to behold a harmonious order in the whole enclosing nature, so that the details put themselves everywhere in a whole so that jumps are nowhere to be found in the evolution of the world. You can notice in a letter to Herder in which he informed his discovery joyfully with the words: “It is there too, the small bone!” that Goethe found something like a confirmation of his worldview in this single fact. He continued this view just in relation on the animal forms. There he got also to single facts that were important, however, for him not as those, but confirmed his worldview only. He himself tells that he found an animal skull at his stay in Venice on a cemetery that showed him clearly that the cranial bones are nothing but transformed vertebrae. He thought that the ring-shaped vertebrae contain concealed possibilities of growth, can be transformed into the cranial bones that surround the brain. Goethe thereby got to the idea that the human being and the animal, the different beings of organic life generally, are built from relatively simple entities that develop in living metamorphosis into each other or diverge. One can immediately receive the sensation with the research intentions of Goethe that he wanted to apply this idea of metamorphosis not only to the skeleton, but also to all other parts of the human being. He could carry out his research only on a special field because one human being cannot do everything, and because he worked with limited research means. Someone who knows Goethe's scientific writings knows that Goethe carefully indicated the cranial bones as transformed dorsal vertebrae. However, one can just have the feeling that Goethe's ideas advanced farther in this field. He would generally have had to carry the view in his mind that the complete human brain is only a transformed part of the spinal cord as a physical-sensory organ that the human formative forces are able to transform what is only a part of the spinal cord on a low level into the complex human brain. I had this feeling when I received the task in the end of 1889 to incorporate the handwritten notes in the Weimar Goethe and Schiller Archive into Goethe's scientific writings published until then. It was especially interesting to me to pursue whether such ideas have really lived in Goethe from which one could have the feeling that they must have been there, actually, with him. In particular, it interested me whether Goethe really had the idea to regard the brain as a transformed part of the spinal cord. Lo and behold, with the examination of the manuscripts it really resulted that Goethe had written the following sentence in a notebook with pencil like an intuition: “The brain is only a transformed cerebral ganglion.” Then the anatomist Bardeleben (Karl von B., 1849-1919) revised this part of Goethe's scientific writings. Then Goethe applied the same way of thinking to the plant realm. There his views concerning the outer facts have found just as little contradiction as in anatomy. Goethe interprets, actually, the whole plant as composed of a single organ. This organ is the leaf. Backward and forward, the plant is always leaf. The coloured petal is the transformed green leaf, also the stamens and the pistil are to him only transformed leaves, and everything of the plant is leaf. That what lives in the plant leaf as formative force can accept all possible outer forms. Goethe explained this so nicely in his writing Metamorphosis of Plants (1790). Howsoever one may behave now to the details with Goethe, the way is important how he generally did research. This was and is to many people something strange. Goethe himself was clear about that. Imagine how the human soul that looks at the organic world in Goethe's sense sees such an organ like the plant leaf changing into the petal, then into the filamentous stamen, even into the root. Imagine a simple ring-shaped dorsal vertebra fluffed and flattened by laws of growth, so that it is qualified for enclosing not only the spinal cord, but also the brain which itself is transformed from a part of the spinal cord, and that the inner mobility of his thinking is necessary. He probably felt what prevents us from looking at the world phenomena this way. Someone who has a rigid thinking who wants to develop sharply outlined concepts only forms the firm concept of the green leaf, of the petal and so on; however, he cannot go over from one concept to the other. In doing so, nature breaks into nothing but details. He does not have the possibility because his concepts have no inner mobility to penetrate into the inner mobility of nature. However, thereby you become able to settle down in Goethe's soul and to convince yourself of the fact that with him cognition is generally something else than with many other people. While with many other people, cognition is joining of concepts which they form apart, cognition is with Goethe immersing in the world of the beings, pursuing that what grows and becomes and transforms perpetually, so that his thinking changes perpetually. Briefly, Goethe sets that in inner motion, which is mere thinking, otherwise. Then it is no longer a mere thinking. About that, I will speak in detail in the next talks. It matters that the human being arouses the only inferring thinking to the inner living thinking. Then thinking is a life in thoughts. Then one can also no longer think about the thinking, but then it generally changes into something else. Then the thinking about the thinking changes into a spiritual view of thinking, then one faces the thinking as usual outer sensory objects, save that one perceives these with eyes and ears, while one faces the thinking mentally. Goethe wanted to go over everywhere from the mere thinking to the inner spiritual views, to the beholding consciousness as I have called it in my book The Riddle of Man. Hence, Goethe is dissatisfied because Kant said that the human being cannot approach the so-called “things in themselves” or generally the secret of existence, and that Kant called it an “adventure of reason” if the human being wants to ascend from the usual faculty of judgement up to the “beholding faculty of judgement.” Goethe said, if one accepts that the human being can ascend by virtue and immortality—the so-called postulates of practical reason with Kant—to a higher region, why one should not stand the “adventure of reason” courageously while beholding nature? Goethe demands from the human being this beholding faculty of judgement. From this point, one can understand why Goethe avoided the thinking about the thinking. Goethe knew that if one wants to think about the thinking one is, actually, in the same position, as if one wanted to paint the painting. One could imagine that anybody wants to paint the painting even that he does it. However, then he exceeds the real painting. In the same way, you have to exceed the thinking if it should become concrete. Goethe knew from a spiritual instinct that the human being can wake concealed forces and abilities in himself and get to the beholding consciousness, so that the spiritual world is around him, just as, otherwise, the sensory world is around his senses. Then you leave as it were not only your usual sensory life but also your usual thinking. Then you look at the thinking as a reality. You cannot think the thinking; you can behold it. Hence, Goethe always understood if philosophers approached him who believed to have the ability to look at the thinking spiritually. He could never understood if people stated, they could think about the thinking. Only a higher ability lets the thinking appear before the human being. Goethe had this ability. This simply shows the kind of his view of nature. Since the ability to put the thinking in living motion to pursue the metamorphosis of the things is on a lower level the same as the beholding consciousness on a higher level. Goethe felt thinking while looking. However, Goethe had a special peculiarity. There are certain persons who have a kind of naive clairvoyance, a kind of naive beholding consciousness. Now it is far from my mind to state that Goethe had a kind of naive beholding consciousness only, but Goethe had a special disposition by which he differs from someone who only is able to get to the beholding consciousness by the conscious development of the deeper abilities of his soul. Goethe had this beholding consciousness not from the start as the naive clairvoyants have it, but he could put his thinking, the whole structure of his soul in such a motion that he could do research really not only externally and got thereby to physical laws grasped in thoughts, but he could pursue the inner life of the natural phenomena in their metamorphoses. It is peculiar that this predisposition, if one wants to develop the ability of the spiritual beholding consciously, is impaired at first, it is even extinguished. Goethe had this natural predisposition in himself to develop a certain beholding consciousness gradually in himself with natural phenomena. He did not want such rules, as I have described them in my book How Does One Attain Knowledge of Higher Worlds?. Goethe did not have the beholding consciousness from the start, but in the course of his development it was to him a self-evident fact to develop certain abilities unlike other people do. This naive talent would have been extinguished at first. If the talent does not exist, one does not want to extinguish it, and then one can quietly develop these abilities consciously. Because it existed with Goethe as an inner spiritual desire, he did not want to disturb it; he wanted that it was left to itself. Hence, his shyness to look at the thinking, which he only wanted to behold, with the thinking. Otherwise, one has to try to go to the point of thinking to grasp the thoughts themselves and to transform them gradually into forces of beholding. This is a special peculiarity of Goethe that he felt those forces growing up which can be also developed artificially. He did not want to destroy this naive while he spread, I would like to say, too much consciousness about it. However, this shows that it is not unjustified to observe not only how his soul forces work internally, but also how his soul forces immerse in nature. Then without fail Goethe is a model of the development of the beholding consciousness, of those spiritual forces, which really lead into the spiritual world, into the everlasting. If you settle in Goethe's natural sciences in such a way that you observe them not only externally, but that you try to observe how you yourself become, actually, if you activate such forces in yourself, you can also transfer that what Goethe pursued with his view of nature to the human soul itself. Then comes to light what Goethe omitted because his senses were directed outward at first, to nature which he considered spiritually in her spirituality, namely that one has to look at the human soul life also under the viewpoint of metamorphosis. Goethe became aware of nature due to his special predisposition, and because this predisposition was especially strong, he looked less after the soul life. However, you can apply his way of looking at the world to the soul life. Then you are led beyond the mere thinking. Most people who deal with these things simply do not believe this. They believe that one can think about the soul exactly the same way as one can think about something else. However, one can direct thoughts only to that what can be perceived outwardly. If you want to look back at the soul itself, on that what activates the human thinking, then you cannot do it with the thoughts. You need the beholding consciousness that exceeds the mere thinking; you get to the Imaginative knowledge, as I called it in my book How Does One Attain Knowledge of Higher Worlds? and in other books. One cannot apply the same abstract, pale thoughts with which one grasps nature to the human soul life. One simply does not grasp it with them. Such thoughts are like a sieve, through which you pass the human soul life. This occurred once in a great historical moment when Goethe and Schiller (1759-1805, German poet) met. Just in this point, you can realise what happens if you want to enter from Goethe's view of nature into a soul view. Schiller had written an important treatise, On the Aesthetic Education of Man in a Series of Letters (1794). I want to indicate only briefly, which soul riddle Schiller had in mind. Schiller wanted to solve the problem of the artistic. He wanted to answer the question to himself: what happens, actually, in the human soul if the human being creates or feels artistically if he puts himself in the world of beauty? Schiller found, if the human being is only given away to his sensory drives, he is subject to the physical necessity. As far as the human being is subject to the physical necessity, he cannot approach beauty and art. Also, not if he dedicates himself only to the thinking if he follows the logical necessity only. However, there is a middle state, Schiller thinks. If the human being impregnates everything that the sensory gives him with his being so that it becomes like the pure spirituality, if he raises the sensory to spirituality and presses the spirituality down into the sensory, so that the sensory becomes spiritual and the spiritual becomes sensory, then he is in beauty, then he is in the artistic. The necessity seems to be reduced by the desire, and the desire seems to be improved by the spirit. Schiller spoke a lot about his intention to Goethe to invigorate the human soul forces so that in the harmony of the single soul forces this middle state appears which enables the human being to create or feel the artistic. In the nineties, from the deeper acquaintance of Goethe and Schiller on, this important life riddle played a big role in the correspondence and in the conversations of Schiller and Goethe. In the Letters on the Aesthetic Education of Man Schiller tried to solve this problem philosophically. Goethe also dealt with this problem because this problem occupied Schiller so much. But Goethe had the beholding consciousness which Schiller did not have; this enabled him to submerge with his thoughts in the world of the things themselves, but also to grasp the soul life more intimately. He could realise that the human soul life is much more extensive, is much more immense than that what one can grasp with abstract thoughts, as Schiller did in his Letters on the Aesthetic Education of Man. Goethe did not want simply to put such dashes, such contours of thoughts to characterise this richly structured human soul life. Thus, a little work of quite different nature originated about the same problem. It is very interesting to consider more closely this point of the acquaintance of Goethe and Schiller. What did Schiller want, actually? Schiller wanted to show that in every human being a higher human being lives, as compared with what the usual consciousness encloses is a lower one. Schiller wanted to announce this higher human being who carries his desires up to the spirit and brings the spirit down to the desires, so that the human being, while he connects the spiritual and sensory necessities, grasps himself in a new way and appears as a higher human being in the human being. Goethe did not want to be so abstract. However, Goethe also wanted to strive for what lives as a higher human being within the human being. This higher being in the human being appeared to him so rich in its single member that he could not grasp it with mere thinking, so he put it in mighty, important pictures. Thus, The Fairy Tale of the Green Snake and the Beautiful Lily (1795) originated from forms at the end of Conversations of German Emigrants. Someone who symbolises a lot in this fairy tale does not come close to its deeper sense. The different figures of this fairy tale, they are about twenty, are the soul forces, personified in their living cooperation which lift the human being beyond themselves and to the higher human being. This lives in the composition of The Fairy Tale of the Green Snake and the Beautiful Lily. Only in pictures, Goethe could grasp the problem that Schiller grasped in thoughts philosophically; but in pictures which are an entire world. You do not need to grasp the soul life pedantically only in Goethean way, so, actually, only in poetic pictures, but one realises—just if one goes into the inner structure of the Goethean worldview if one applies this to the soul life in same way, as Goethe applied his ramble spirituality in the metamorphosis—that the metamorphosis of the soul forces grasps the human being vividly and leads him from the transient that he experiences in the body to the imperishable that he experiences as that which is in his inside and goes through births and deaths. The usual psychology deals a lot with the question: should one take the one or the other soul force as starting point? Is the will original, is the imagination, or is the thinking original? How should one imagine the mutual relation of imagination, thinking, feeling, and percipience? One applied a lot of astuteness to grasp the cooperation of the different soul forces in such a way as the outer natural sciences grasp the interaction of green leaf and petal or the interaction of cranial bones and cerebral ones without considering the inner transformation. Somebody who can turn his view from the outside inwards with Goethean sense can behold the soul life; however, he has to do it even more vividly than to the outer life of nature because one can rest in the outer life as it were with the spiritual view. The outer life gives you the material; you can go from creation to creation. The inner life seems to disappear perpetually if you want to look at it. However, if you turn the ramble thinking inwards, which just becomes a beholding one, then that becomes what appears as thinking, feeling, willing, and as perceiving, nothing but something intrinsic that changes into each other. The will becomes a metamorphosis of the feeling, the feeling a metamorphosis of imagining, the imagining a metamorphosis of the perceiving and vice versa. The development of the forces and abilities slumbering in the human being, of the meditative thinking, which leads into the spiritual world, is based on nothing but on the living pursuit of the inner metamorphoses of the soul forces. On one side that tries who wants to become a spiritual researcher to develop his imagination, his percipience in such a way that he leads the will which only slumbers, otherwise, in percipience and imagination, into this percipience and imagination repeatedly in such a way that he brings that consciously to mind what, otherwise, appears as an involuntary mental picture. Thereby the usually pale thinking or forced percipience changes into the pictorial beholding. Since one can behold the spiritual only in pictures. The will and the feeling that one can imagine only, otherwise, but not in their real nature are recognised, are transformed by the meditative life, so that they become an imagining life, a perceiving life. Leading the imagination into the will, leading the will into the imagining, changing the will into imagination and vice versa, the transformation of the imagining into the will in inner liveliness, the transformation of the single soul forces into each other, this is meditative life. If this is pursued, that announces itself for the inner observation what cannot announce itself if one looks only at thinking, at feeling and willing side by side. If one looks at them side by side, only the temporal of the human being appears. If one learns to recognise how imagining changes into feeling and the will changes into imagining and perceiving, one gets to know the metamorphosis of the inner soul life, as vividly as Goethe pursued the metamorphoses in the outer nature. Then the everlasting of the human soul announces itself that goes through births and deaths. The human being thereby enters the everlasting. What did Goethe want while he removed such a prejudice that the human being differs by a detail like the intermaxillary bone in the upper jaw from the animal? He did not want that the human being faces as an isolated being the remaining world, he wanted, completely in harmony with Herder, to survey nature as a big whole and to look at the human being arising from the whole nature. When Schiller had got rid of some prejudices towards Goethe and had reached a pure free recognition of his greatness, he wrote to Goethe, how he had to think about Goethe's way of looking at nature. Among the rest, he wrote the nice words: “You take together the whole nature to get light for the single; in the entirety of her phenomena you look for the explanation of the individual ... A great and really heroic idea which shows only too well, how much your mind holds together the rich whole of its mental pictures in a nice unity.” It attracts Schiller's attention that Goethe wanted to understand the human being while he assembled him from that which is separated, otherwise, in the different beings of nature but which can change by inner formative forces so that the human being appears like a summary of the outer natural phenomena in his outer figure, the crown of the outer nature. One has to form a correct mental picture of that which there Goethe wanted, actually, if one envisages the other side now that arises for the soul life. If one envisages the metamorphosis of the inner soul forces as Goethe envisaged the metamorphosis of the outer forms of the human being, that arises what appears in the human being as a summary of the metamorphosing soul forces from the underlying world of spiritual beings and spiritual processes, as on the other side if one looks at the human being as a physical being in the Goethean way, this human physical being arises as a summary of the physical world. As Goethe's natural sciences connect the outer human figure to the whole remaining physical world, a Goethean psychology connects the human soul to the everlasting, concrete, enclosing spiritual world and allows it to concentrate in the human being. Not while you take this or that sentence of Goethe to confirm your own view you can build a bridge between spiritual science and the Goethean world consideration, but while you try to solve the problem internally—vividly, not in the abstract—logically how does one come close to such a kind to delve into nature? Goethe himself possessed this ability to delve into nature naively. If you search it by deepening in his way to look at the world, to bring it back to life in yourself, then you get to the necessity to extend that which Goethe had as disposition for the view of nature also to the world of the mental. Then you get by the human soul life to the everlasting spiritual world as Goethe got by the human natural life to his consideration of the outer physical world. You have to approach Goethe internally; you have to try to want that in love what he wanted concerning nature. Then you get around to wanting the same concerning the spiritual world whose image is the human soul world. You get around to looking from the human soul into the spirit as Goethe looked from the human nature into the remaining nature. In this sense, one can already say that one understands Goethe little if one takes him only in such a way as he behaved at first. Goethe himself did not want to be taken in such a way. Since Goethe was very close to the whole way that must appear again with spiritual research, he was close to it also in the non-scientific areas, in the area of art. If you yourself try to settle in the beholding consciousness, you realise that it is necessary above all that this settling does not perpetually disturb itself by all kinds of prejudices which are transferred from the sensory world or from the abstract, only logical thinking to the spiritual world. An important viewpoint of the investigation of the spiritual world is that you are able to wait. The soul can exert itself ever so much to investigate something in the spiritual world, it wants to investigate it absolutely, but it will fail, it will fool itself. It can exert itself ever so much unless in it those abilities have still matured which are necessary to the view of certain beings or certain facts, it will not yet be able to recognise them. Maturing, waiting is necessary until in the soul that has grown up which faces you in a certain area of the spiritual world. This is something that is necessary in a particular way for penetrating into the spiritual world. The spiritual researcher must have patience and energy to a high degree. I characterise other rules in later talks. Goethe was minded by his whole nature to be also as an artist in such a way that he waited everywhere. Nothing is more interesting than to pursue those poetries of Goethe that he could not finish if one pursues how he got stuck with the Pandora, how he got stuck with the Natural Daughter which should have become a trilogy and became only one part. If you compare it to that which he finished brilliantly, like the second part of Faust or the Elective Affinities, one recognises his innermost nature. Goethe could not “do” anything, he had always to form that only to which he had advanced by the maturity of his being, and if he did not attain this maturity, he left it, and then he was not able to work on. Someone who creates artistically only combining can work on. Someone who lets the spirit create in himself like Goethe cannot advance sometimes just if he is great as Goethe was. Where Goethe had to stop, he was of particular interest for that who wants to penetrate into his inner being. If one pursues something like the Elective Affinities, one realises that that which lives in it existed already in relatively early time, but not the possibility to develop figures really that could embody this riddle of nature and human being. Goethe left them, and thus he handed over the Elective Affinities to a time when the persons did no longer live who could still have understood it because they had experienced the first youth impulses together with him. Thus, Goethe was close to spiritual science by this real experience of the mental as it were, he was close to it by the desire not to stop at the abstract thinking but to advance from the thinking to reality, indeed, as a naturalist, but as a naturalist who searched the spirit. Therefore, he was so glad when during the twenties the psychologist Heinroth (Johann Christian H., 1773-1843, German anthropologist) said that Goethe had a concrete thinking. Goethe understood this straight away that he did not have a thinking that keeps on spinning a thread but that submerges in the things. However, the thinking submerges in the things, it does not find abstract material atoms in them, but the spirit, as well as by the beholding consideration of the soul life the everlasting spirit of the human being is recognised. Therefore, Goethe's view envisaged what reveals itself within the world of the sensory as something spiritual. You can understand from those indications that Goethe did not want to think about the thinking because he only knew too well that one could only look at the thinking. One can also understand well that Goethe did not at all mean anything irreligious when he said that it is antipathetic to him to speak of the things of another world. Since he knew that these things of another world are in this world, penetrate it perpetually, and that someone who does not search these spiritual things and beings in nature who denies them in nature does not want to recognise the spirit in the phenomena of nature. Hence, Goethe did not want to look behind the natural phenomena, but he wanted to search everywhere in the natural phenomena. Hence, it was unpleasant to him to speak of an “inside of nature.” So about many philosophical minded people look for the “thing in itself.” They face the world of the outer sensory perceptions; they recognise that they are only sensory perceptions, reflections of reality. There they look for the “things in themselves,” but not, while they withdraw from the mirror and search in that which the spirit can grasp as spirit, but while they smash the mirror to reach for the world of the dead atoms from which one can never grasp anything living. This inside of nature was for Goethe completely beyond his imagination. Hence, with his review on all efforts which he had to do to penetrate into the spirituality of the natural phenomena, that severe quotation which he did about the great naturalist Haller who had become unpleasant to him because he had said once: “No created mind penetrates into the being of nature. Blissful is that to whom she shows her appearance only!” Goethe did not at all want to speak about nature this way. He answered to it: “No created mind penetrates Goethe believes that someone who looks at nature as something that is an outside of the spirit cannot penetrate into the spirit of nature. While she shows her shell in her different metamorphoses to the human being, it reveals the spirit to him at the same time with her kernel. Spiritual science wants nothing to be in this respect but a child of Goethe, I would like to say. It wants to extend that which Goethe applied in such fertile way to the world of the outer natural phenomena also to the soul phenomena by which they immediately receive active life and reveal the internal spiritual, that spiritual which lives in the human being as his everlasting immortal essence. We look closer at this in the following talks. I wanted to show this today. Not because one grasps Goethe in his single statements, one can call him a father of spiritual science—since in this way one could make him the father of all possible worldviews—, but while one tries to settle affectionately in that what appeared to him so fertile. Then one does not repeat what he already said, but then spiritual science appears rightly as a continuation of the Goethean worldview. It seems to me that it is in its sense if one ascends from the physical life to the spiritual life. Goethe himself showed when he wanted to summarise his worldview in his essay about Winckelmann (Johann Joachim W., 1717-1768, German art historian and archaeologist) the living together of the human being with the whole universe as an interaction of spirits, while he said: “If the healthy nature of the human being works as a whole if he feels in the world as in a big nice and worthy whole if the harmonious ease grants a pure, free delight to him, then the universe would shout out and admire the summit of its own being and becoming if it could feel itself because it has attained its goal.” Thus, Goethe lively imagined the essence of the human being together with the essence of nature in interaction: nature, the world perceiving itself in the human being, the human being recognising himself as everlasting, but expressing his eternity in the temporality of the outer world. Between world and human being, the world spirit lives, grasping itself, knowing itself, even confirming itself in the sense of Goethe. Hence, those who have thought in the sense of Goethe were never tempted to deny the spirit and to apply the Goethean worldview to confirm a more or less materialistic worldview. No, those who have understood Goethe have always thought that the human being, while he faces the things of nature and lives among them, lives at the same time in the spirituality into which he enters if he dies. These human beings have thought in such a way as for example Novalis (1772-1801) did. Novalis, the miraculous genius, who wanted to submerge in nature in certain phases of his life in quite Goethean way, knew himself immersed in the spiritual world. His many remarks about the immediate present of the spirit in the sensory world go back to the Goethean worldview. Hence, I am allowed, while Goethe is put as it were as a father of a spiritual worldview, to close with a remark, which Novalis did completely in the Goethean sense that summarises that which I briefly outlined today as Goethean worldview in a way: “The spiritual world is also not closed to us here. It is always manifest to us. If we can make our souls as elastic as it is necessary, we are like spirits among spirits!” |
92. Greek and Germanic Mythology in the Light of Esotericism: The Trojan War
28 Oct 1904, Berlin Tr. Dorothy Lenn Rudolf Steiner |
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He will be a being who began his development when incarnation started, approximately in the middle of Lemuria, one who has always been a man among men, only that he was able to advance more rapidly, and one who has gone through every stage of human evolution. |
The predominance of physical matter then led to there being worldly kings. Previously there had only been kings who stood in relationship with the Divine. |
The human heart will really have this fire. At first this seems to be mere symbolism but man will then really be permeated by a force which will live in his heart, so that during the sixth root-race he will no longer make a distinction between his own well-being and the well-being of the whole. |
92. Greek and Germanic Mythology in the Light of Esotericism: The Trojan War
28 Oct 1904, Berlin Tr. Dorothy Lenn Rudolf Steiner |
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Since there are some newcomers present to-day, I should like briefly to explain that in the course of these lectures I have tried to show how the various myths and sagas are expressions of an esoteric content, and that one only needs to know how to interpret their language to find on occasions deep esoteric truths in them. To-day I should like to speak of one in particular of those sagas which are remarkable in that, while on the one hand they are sagas, yet at the same time they have an external meaning on the physical plane, that is to say, they record quite specific external events. Before I begin to speak about this saga, I should like to refer to something else that most of you already know, but it is a thing which one has to stress again and again. In the course of our fifth root-race, thus, in the time lying between the end of Atlantis and the beginning of the next, the sixth, root-race, an advance in human evolution of the highest importance will be made; the leaders of mankind, their Manus, will arise in mankind itself. None of the great leaders who brought men forward, the leaders who gave them their important impulses during the earlier root-races, went through their own evolution entirely on earth; they underwent it in part on other planets, and thus they brought from other worlds what they had to give to the earth as great impulses. The Manus of Lemuria and Atlantis, as well as the chief Manu of our fifth root-race, are super-sensible individualities, who underwent the sublime schooling which enabled them to become the leaders of mankind, on other planets. But during the fifth root-race highly developed human individualities have trained themselves so that from the sixth root-race onwards they will be capable of becoming the leaders of mankind. The leader of the sixth root-race, in particular, will be a man as we are, only one of the most advanced, indeed the most advanced among men. He will be a being who began his development when incarnation started, approximately in the middle of Lemuria, one who has always been a man among men, only that he was able to advance more rapidly, and one who has gone through every stage of human evolution. This will be the fundamental characteristic of the Manus of the sixth root-race. Such beings have to undergo all kinds of initiation, they have to be initiated again and again. Hence the fifth root-race from its outset has always had initiates, men who were so initiated as to enable them to walk their own freely-willed path. This was not the case during the Lemurian period, nor even in Atlantis. Both in Lemuria and Atlantis those who helped mankind forward, those who ruled and guided mankind, those who were political leaders and leaders of great religious communities, were under the influence of higher beings. They were directly dependent upon higher Beings, Beings who had gone through their own development on other planets. It is not until the fifth root-race that mankind is left free. Then we have initiates who have a connection with higher Beings, but to whom such comprehensive guidance is not given; more and more freedom is allowed to the initiates of the fifth root-race in matters of detail. Guidance is given on general lines, not only to the initiates, but to those who are stimulated by them. Impulses are given to them, but yet in such a way that it is out of their own spirituality that they have to carry things out. The five sub-races that we know are: first, the sub-race of Spirituality; this is the sub-race from which the Indian cultural community arose. Then we have the sub-race of the Flame, that is the Persian cultural community. Then we have what we call the ancient Chaldean sub-race, the sub-race of the Stars, of which the Israelite people forms a branch, indeed the most important branch. The fourth cultural community is the one which produced Greece and Rome, the sub-race of Personality. The fifth sub-race is that of the World, the culture within which we ourselves live, the culture of the present stage of evolution, which will be replaced by a cultural community coming from Asia. Last time I discussed the great initiates of the northern region. On that occasion I pointed to the fact that the initiate, or anyone who is in any way connected with initiation, has a distinguishing mark, and that to be invulnerable is one of these symbolic distinctions. This invulnerability, which we find in Siegfried, is also to be found in Achilles. In fact in the myth with which Achilles is associated, a deep esoteric meaning is hidden. You must realise that what I put before you comes about gradually in the fifth root-race. The Manus so arranged the guidance of the race that the entire leadership of mankind was in the hands of the priesthood, which received its inspiration direct from higher spiritual beings, from super-men. This priesthood could be entrusted with the classification of mankind. It would have been impossible to carry out a division into castes rightly, except in cultural communities guided by priestly rulers. Hence caste is only to be found in the authentic priestly cultures, in ancient India and in Egypt, where initiated priests were at the head of affairs, initiates who followed no impulses derived from kama but only intuitions from above, and they could be trusted to bring about that important classification which in its origin in the Egyptian and the Indian castes was fully justified. When you study these castes, you find that they are an expression of the whole plan of development of the fifth root-race. According to this plan, the guidance of this fifth root-race should pass over gradually from the priestly outlook to that of the world. A worldly king, a king who was not a priest, would, in the early stages of the fifth root-race, have been quite impossible. It was impossible in Atlantis, when the leader still worked with other forces, when the impulse did not yet pass through the thinking mind. But in the fifth root-race there had to come a halt, guidance had to be entirely withdrawn from cosmic powers and handed over to those who receive divine inspiration. Hence in the Indian and Egyptian cultures we have priestly rulerships. The priest is the Regent, it is from him that everything emanates. The priest belongs to the first caste, the warrior to the second. After that come the castes which follow purely worldly occupations. We come down in stages to those who are concerned with agriculture. Little by little these castes are to attain independence. Thus the first caste was the priestly one, the second the warrior caste. We never find that the temporal relationships which emerge in the course of evolution are the same as those which show themselves externally in space. I beg you to note that if a spatial relationship is to become a temporal one, it occurs in the ratio of four to seven, occurs in such a way that the fourfold expands to sevenfold. Thus during the fifth root-race the four castes find their outward expression in time in the gradual training to independence of the seven sub-races. The ratio of four to seven comes from a quite specific law. To-day I will merely say that evolution takes place in such a way that in the first sub-race, in all essential matters, guidance is entirely in the hands of the priests In the second sub-race we have one led by the priest-kings. Zarathustra, the true magician, is the counselor of priest-kings. During the third sub-race the rulership is able to pass over to worldly kings, who however still follow the guidance of the priests or the priest-kings. It is only during the fourth sub-race that we find purely worldly kings, kings who are no longer associated with priestly power. This fourth sub-race has its first beginning in the Greek folk. It is in Greece that we first see worldly kings, and, as the Greek colonies become established, in them too we find worldly kings. The saga of the Trojan War is a representation of the spread of Hellenism; it is the mythical presentation of an esoteric truth, the efflorescence of the fourth sub-race of the fifth root-race, and the replacement of the priestly rulership, now in its last stage, by the purely worldly rulership. That is very subtly indicated at the beginning of the Trojan saga. You probably know that matter is always represented by water I need only call attention to the familiar Nicene Creed, which says “suffered under Pontius Pilate”. As the esotericist knows, this is an incorrect rendering. What it really says is “suffered in pontoi pilatoi”, which means merely “in compressed water”, and signifies “descended in order to suffer in matter”. This sentence in the Creed which is said all over Christendom has come about through the word “pontoi” having become “Pontius”. When Thales states that everything has originated from water, he is referring to the comprehensive physical matter of which alone we can treat when we would speak of physical things. He is using the term ‘water’ for physical matter. Physical matter is to be the all-important thing for those who now take over guidance. The predominance of physical matter then led to there being worldly kings. Previously there had only been kings who stood in relationship with the Divine. Peleus is the king who is to rule on the physical plane, deriving his strength from the physical plane. This is represented by his marriage with the goddess Thetis—the marriage of the leader of mankind with the matter of the physical plane, with the goddess of water, the goddess of the sea. And from this union sprang Achilles. He is the first initiate of this kind. Hence he is invulnerable except in the heel. All those who were initiated in the fourth sub-race were vulnerable in some spot. It is only in the fifth sub-race that there will be initiates so advanced as not to be vulnerable anywhere. Achilles is plunged into the Styx. That means to be dead to the earthly and withdrawn to a higher plane of vision. There we have an important transition. Spiritual life descends for the first time in the middle of the fourth sub-race. For the first time we have to do with physical struggle. Thereby something remarkable comes about. The earlier leaders of the world were free from kama, for they had had to divest themselves of everything connected with kama during their previous initiation stages up to their spiritual initiation. So long as there were priests in the old sense, it was not possible for any trace of kama to enter into the guidance of the world. Kama caused separation, caused beings to turn against one another. Earlier, too, men who were opposed to one another were to be found, but that was not due to kama-manas, but happened because men were not advanced enough to distinguish between good and evil. At that time men could not measure the fight by the standard of good and evil. They could not say “war is good” or “war is bad” any more than they could Say a lion was good or bad; good and evil first began in the moment when kama-manas descended, so that kama worked together with manas, and man became his own master and turned consciously towards or against his fellow man. It was then that conscious war arose. This is indicated in the saga, where we are told that all the gods were present at the marriage of Peleus with the sea-goddess Thetis—except one, a goddess who hitherto had had no influence on the earth, because the stage had not yet been reached when the union of manas with kama occurred. Now on the physical plane the goddess Eris, the goddess of discord, begins to be active. She tosses an apple, discord, into human nature. By so doing she was the sole cause of the first war in the fifth root-race which took place with full human responsibility. In the Trojan war the mythical comes to expression. Before that, strife was determined by instinct. All that followed, according to the myth, is only a further elaboration of a tendency that was already there. The most beautiful apple is said to be the Eris apple. The three goddesses, Hera, Pallas Athene and Aphrodite—that is to Say, all that earlier was divine soul—disagree among themselves, for the three goddesses signify different stages of soul-life on the higher, spiritual plane. Now things are no longer decided on the higher level, but Paris is called upon to make the decision from the stand-point of the physical plane. Everything descends to the physical plane. The decision too descends to the level of the physical. But something comes about through this. Here lies the crux of the matter, this is where it becomes clear what is at stake. What is it that we have to face because the decision is made from the standpoint of the physical plane? The union of manas with kama. Hitherto man had had a certain relationship with kama, single beings had turned against one another, but this had not yet the significance of good and evil. But now kama unites itself with manas, and the deed becomes conscious. You know that the densest kama fell away from the earth and accompanies it as a satellite which is our moon. Hence in the language of esotericism we might call all that accompanies us to-day in the moon the ‘leitmotif’ of the lower nature; it is what draws us downwards, the great signpost showing us what we can come to if we succumb to our lower nature. Thus, what is momentous in the union between manas and kama during the fourth sub-race is that the man who has to make the decision unites himself directly with the kama of the moon, with Selene. Selene is none other than Helen. The union of Paris with Helen in the fourth sub-race of the fifth root-race is a symbolical expression of the marriage between kama and manas. The man endowed with manas, finding himself on the physical plane, seizes hold of the moon principle. You meet this everywhere in writings of an esoteric nature. It is also a Helen who drags down Simon Magus and unites him with the element of kama. Thereby is brought about the full union between the principles of manas and of kama on the fully conscious physical plane. It corresponds not only with what the Trojan War stands for symbolically but also with what really happened. The Trojan War did actually take place. Although it was a series of physical events, these events have a symbolic meaning as well, they are mystical facts. The concept of mystical fact comprehends not merely mystical content, but a mystical content which runs its course outwardly on the physical plane. Please try to understand this. At the beginning of the sixth root-race an influence will have developed, not in higher spheres, but in the sphere of the present-day conscious mind; in the fifth sub-race this influence is still in its infancy, but it is nevertheless already developing. It is something which emanates from the musical element. For the fifth root-race music will be not merely art, but the means of expression for quite other things than the purely artistic. Here is something that points to the influence of a specific principle on the physical plane. The most significant impulse by those directly initiated in the fifth sub-race will, to begin with, be given solely in the sphere of music. What has to flow in is not astral, but it is something of great significance in the sphere of the mental life of the fifth root-race. It is something that the human intelligence will come to recognise as important, something which has been called the Kundalini fire.1 It is a force which to-day still slumbers in man, but which will gradually gain more and more importance. To-day it already has a great importance, it has a great influence upon what we perceive through the sense of hearing. During the further development in the sixth sub-race of the fifth root-race the Kundalini fire will acquire great influence on what lives in the human heart. The human heart will really have this fire. At first this seems to be mere symbolism but man will then really be permeated by a force which will live in his heart, so that during the sixth root-race he will no longer make a distinction between his own well-being and the well-being of the whole. So deeply will man be permeated by the Kundalini fire! He will follow the principle of love as his own innermost nature. In the seventh sub-race of the fifth root-race the whole of mankind will be in a real chaos, for the root-race will then be near to its collapse. But a small number of the seventh sub-race of the fifth root-race will become the true sons of the Kundalini fire. They will be permeated with its full power. They will provide the material, they will pass it on to the leaders of those who will develop: man further. Thus is the fifth root-race directed to the heights which kindle the divine fire; thus is kindled out of inmost depths with holy fervour the divine principle which no longer separates man from man, but evokes brotherliness as far as the human understanding reaches. And thus far shall brotherliness be quickened in our own root-race and in the next. This fire will live in single individuals; and in those who are initiated in the course of the fifth root-race there already lives a spark of this divine fire which is the capacity for brotherliness and will put an end to separation. But it is only in its beginning, it is still hidden, veiled by the existing life of separation. The power of kama still conceals the Kundalini fire. And because it emerges in veiled form as premonition, as foreboding, in the immediate future it will assume another character. On the plane of illusion the divine fire is the divine wrath. When the whole of mankind is permeated by this brotherliness it will become the divine love. But so long as it makes itself felt in individuals as zeal, it is the divine wrath. It asserts itself by working with great power in individuals and since the others are not yet ripe enough, it manifests itself as the divine wrath. The poet, the initiate, who speaks of such things, always expresses this at the outset of his poem. As I pointed out to you in the case of the Odyssey, its main theme is announced in the first lines. And in the Iliad too you will find that the blind poet indicates his theme at the very beginning. “Sing, O Muse, of the wrath of the divine hero Achilles.” It is of the Kundalini fire that the poet speaks when he says this. Only in the fifth race can it be thus spoken of. At the very outset, when the priest Calchas takes the side of the priest-king of Apollo, you see the wrath flare up between Agamemnon and Achilles. And what is it that is overthrown? A priest-king state. Troy is a state in which the king is under the influence of the ancient priestly rulership. The rulership is replaced by the purely worldly principle. There you have a perfect illustration of the fact that what is victorious is nothing else but worldly cleverness. The initiate of the fourth sub-race is Odysseus, the cunning one, who receives initiation in the course of his wanderings. He was not previously an initiate, he became one only as a result of the experiences he went through. In the strangling of the priest of Apollo by the snake you see the same thing symbolised. The snake is the purely worldly cleverness, it ensnares Laocoon, the priest, the representative of the old Trojan priesthood. If you understand all this you see that the Trojan saga, like so many others, is simply adhering to a true world-historic continuity. This is the secret that the Mysteries have guarded. They have shown the great events in the history of the world to the initiates from this lofty standpoint. In the Mysteries themselves such events were plainly taught, and in the old Greek Mysteries—the ancient ones that long preceded the Eleusinian Mysteries—this important moment, the beginning of the fourth sub-race of the fifth root-race and its whole significance, was among other things brought before the pupils. To those who are not conversant with theosophical teachings this sounds fantastic. But it is a fact. The Trojan War was shown in the Mysteries before it took place. This is the essential principle of the Mysteries, and it is this which makes it necessary to keep them secret, because they reveal not only the great events of the past, but also events to come. These were not revealed to satisfy curiosity or the undue thirst for knowledge. Those who are initiated into the Mysteries are called upon to take a part in the fashioning of world-history. They have to derive from the Mysteries the forces to enable them to do this. That is the significance of the Mysteries. Hence their betrayal would mean the public announcement by someone of what is to happen in the future Anyone doing this causes utter confusion among his fellow men. Suppose something important is to happen in five hundred years time. In order for this to come about mankind needs to be prepared. Individuals receive impulses enabling them to bring mankind to the point at which they will live under other conditions, to the point at which they will become ripe enough to adapt themselves to the transformation and to bear it. The initiates are in a position to endure these conditions and to further them. Suppose that one were to bring about an event straightway, years before it was due. Then mankind would not be mature enough for it. Every Mystery will one day under quite different conditions become common property, but it must be under other conditions. To-day there are still Mysteries which will not be revealed until the sixth root-race. The next root-race will live in quite other conditions. Universal brotherhood will then be something quite different. Suppose that to-day someone were to be told a secret that is only suitable for a being with the quality of brotherliness. He would misuse it. There are no absolute Mysteries, there are only things which under certain conditions cannot yet be borne, and men who cannot yet bear them. That is the essence of the Mystery. It translates itself into the external course of world-history. Those who understand something of this are terribly afraid lest the initiates should in some way, through lack of foresight, betray something too soon. It was always the case that the betrayal of the Mysteries bore the severest penalties. In ancient times the penalty was death. It was not the priests who exacted this, for they knew that a betrayal cannot actually happen. But those who knew something about the matter from the outside, and were not themselves initiated, feared the betrayal of the Mysteries. Socrates himself was a victim of such an attitude.
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243. True and False Paths in Spiritual Investigation: Initiation-Knowledge, Waking Consciousness and Dream Consciousness
16 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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There is always a spiritual element in the dream despite the fact that the spirit has its seat in the corporeal. |
Reading and writing have been developed in the course of human evolution in response to physical conditions. And if our whole being is orientated towards purely scientific investigation we shall obviously have difficulty in withdrawing from our physical and etheric bodies. |
Certain conditions were a prerequisite for Initiation. This in no way prevented every effort being made to bring the aspirant to the highest stage of Initiation commensurate with his potentialities. |
243. True and False Paths in Spiritual Investigation: Initiation-Knowledge, Waking Consciousness and Dream Consciousness
16 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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I have already spoken of the different states of consciousness which can be developed out of the forces of the human soul. Initiation-knowledge is dependent upon the fact that our knowledge of the world stems from these different states of consciousness. Today we propose to ascertain how man's relationship to the world is determined by these different states of consciousness. First of all, let us recall that a single level of consciousness, that of daily waking consciousness, suffices to meet the needs of everyday existence. In our present epoch man has the possibility of developing two further states of consciousness in addition to his normal waking consciousness, but initially they cannot serve as valid criteria for immediate purposes of knowledge. The one is the state of dream consciousness in which man experiences reminiscences of his daily life or faint intimations of the life of the spirit. But in ordinary dream life these reminiscences and intimations are so distorted, so commingled with uncorrelated, grotesque images and symbols that nothing can be learnt from them. If, with the aid of Initiation-knowledge, we wish to know what realm man inhabits when he dreams, the answer would be somewhat as follows: in normal life man possesses a physical body, the body which is perceptible .to the senses and which is an object of scientific study. This is the first member of man's constitution, the member which everyone imagines he understands, but which in effect, as we shall see later, he understands least of all today. The second member is the etheric body which is described in more detail in my publications, especially in my book Theosophy. The etheric body or body of formative forces is a delicate organization, imperceptible to ordinary sight. It can be perceived only when man has developed the first state of consciousness which is able to accompany the dead in the first years after death. This etheric body is more intimately linked with the Cosmos than the physical body whose whole organization is more independent. The third member of man's constitution—it seems best to adhere to the old terminology—is called the astral body. This is an organization that is imperceptible to the senses; neither can it be perceived in the same way as the etheric body. If we were to try to perceive the astral body with the cognitive faculty by means of which we perceive the external world today or with the insights of the next higher consciousness that is in touch with the dead, we should see nothing but a void, a vacuum, where the astral body is located. To sum up: man possesses a physical body that is perceptible to the senses; an etheric body perceptible to Imagination by virtue of the forces that can be developed through the practice of concentration and meditation in the manner already indicated. But if we try to perceive the astral body with the aid of these forces, we meet with a void, a spatial vacuum. This void is filled with content only when we attain the emptied consciousness which I have described, when we can confront the world in full waking consciousness in such a way that, though sensory impressions are obliterated and thinking and memories are silenced, we remain none the less aware of its existence. We then know that in this void we have our first spiritual vehicle, the astral body of man. A further member of the human organization is the Ego itself. We perceive the Ego only when the emptied consciousness is progressively developed. When we dream, our physical and etheric bodies are detached from the astral body and Ego which are in the spiritual world, but we cannot perceive with the astral body and Ego if we possess only normal consciousness. We perceive external impressions of the world around because the physical body is endowed with eyes and ears. At the present stage of man's evolution we find that in ordinary life his astral body and Ego, unlike the physical body, are not endowed with eyes and ears. Thus, when he withdraws from his physical and etheric bodies in order to enter the dream-state, it is as if he had a physical body in the physical world bereft of eyes and ears, so that all around were dark and silent. But it was never intended that the astral body and the Ego should always remain without organs, without eyes and ears of the soul. Through spiritual training of which I have spoken in my books, it is possible to awaken these spiritual organs in the astral body and Ego and thus to see into the spiritual world through the insight born of Initiation. Then man withdraws from his physical and etheric bodies and perceives the spiritual, just as in his physical and etheric bodies he perceives the physical, and in a certain sense, the etheric as well. The man who achieves this insight then achieves Initiation. Now what is the position of the ordinary dreamer? Try and imagine concretely the process of falling asleep. The physical and etheric bodies are left behind in the bed whilst the astral body and Ego slip out of the physical vehicle. At this moment the astral body is still vibrating in harmony with the physical and etheric bodies. The astral body has participated in all the inner activities of eyes and ears and of the will in the functioning of the physical and etheric bodies throughout the day. The astral body and the Ego have shared in all this. When they quit the body, the vibration continues. But the day experiences, as they continue to vibrate, come in contact with the surrounding spiritual world and there arises a chaotic, confused interplay between the activity of the external spiritual world and the continued vibrations of the astral body. The individual is caught up in all this and is aware of the confusion. All that he has brought with him has left its impact upon him, continues to vibrate and becomes the dream. It is obvious that this will contribute little to the understanding of reality. What is the position of the Initiate? When he slips out of his physical and etheric bodies, he is able to obliterate the reminiscences and after-vibrations that still persist. He suppresses, therefore, all that proceeds from the physical and etheric bodies. Moreover through concentration, meditation and the development of emptied consciousness, the Initiate has been able to acquire eyes and ears of the soul. He does not now perceive what is happening within himself, but what is happening in the spiritual world outside him. In place of dreams he now begins to perceive the spiritual world. Dream consciousness is a chaotic counterpart of spiritual perception. When the Initiate has first developed these inner astral organs, clairvoyance and clairaudience, he finds himself in a continual state of conflict and endeavours to suppress these reminiscences, these after-vibrations from the physical and etheric bodies. When he enters into the world of Imaginations, when he has an intuitive perception of the spiritual, he must fight a continual battle to prevent the dreams from asserting themselves. There is a continual interplay between that which seeks to dissolve into dreamlike fantasy and delude him, and that which represents the truth of the spiritual world. Ultimately every aspirant becomes familiar with this conflict. He comes to realize that, at the moment he strives to enter consciously into the spiritual world, he experiences recurrent after-images of the physical world, disturbing images that intrude upon the true pictures of the spiritual world. Only through patience and persistence can he resolve this intense inner conflict. Now if we are too easily satisfied when dream images flood our consciousness, we may readily dream ourselves into an illusory world instead of entering into a world of spiritual reality. The aspirant, in effect, must possess an exceedingly strong, intelligent inner control. Imagine what this demands of him. If we are to speak of spiritual investigation, or of methods for attaining to the spiritual world, we must draw attention to these things. If we wish to take the first steps towards an understanding of the spiritual world, we must show real enthusiasm for the task. Inner lethargy, inner indifference or indolence are obstacles in the path of its fulfilment. Our inner life must be active, lively and responsive. But there is a danger of losing ourselves in day-dreams, of spinning a web of illusion. We must be able, on the one hand, to soar into the empyrean on wings of fancy and, on the other hand, we must be able to temper this inner activity and responsiveness with prudence and sober judgment. The Initiate must possess both these qualities. It is undesirable simply to indulge one's emotions; it is equally undesirable to submit to the dictates of the intellect and to rationalize everything. We must be able to strike a balance between these two extremes. We must be able to dream dreams and yet be able to keep our feet on Earth. As we enter into the spiritual world we must be able to participate in the dynamic world of creative imagination, but at the same time have firm control over ourselves. We must have the capacity to be a poet richly endowed with imagination, yet not succumb to its lures. We must be able, at any moment in our search for spiritual knowledge, to be fired by a creative impulse. We must be able to control the drift towards a world of fantasy and rely upon practical common sense. Then we shall not become victims of illusion, but experience spiritual reality. This inner disposition of soul is of vital importance in true spiritual investigation. When we reflect upon the nature of dream consciousness and recognize that it conjures up chaotic images out of the spiritual world, we realize at the same time that, in order to acquire spiritual knowledge, the whole force of our personality must now enter into the psychic energy that otherwise persists in a dreamlike state. Then for the first time we begin to understand what ‘entering into the spiritual world’ implies. I said that dream consciousness conjures up the spiritual. This would appear to contradict the statement that the dream consciousness also conjures up pictures derived from the corporeal life. But the body is not only physical, it is wholly permeated with spirituality. When someone dreams that an attractive and tasty meal is set before him and he proceeds to consume it, though he has not a tithe of the cost of the meal in his pocket, then in the symbol of the meal he is presented with a picture of the real spiritual, astral content of the digestive organs. There is always a spiritual element in the dream despite the fact that the spirit has its seat in the corporeal. The dream always contains a spiritual element; but very often it is a spiritual element associated with the body. It is necessary to realize this fact. . We must understand that when we dream of snakes, their coils are a symbol of the digestive organs or of the blood vessels in the head. We must penetrate into these secrets, for we can only arrive at an understanding of these subtle, intimate elements that must be developed in the soul when we undertake spiritual investigation through the science of Initiation and give the closest attention to these matters. The third stage through which man passes in ordinary life is that of dreamless sleep. Let us recall this condition: the physical and etheric bodies lie in the bed; outside these bodies are the astral body and Ego-organization. The after-vibrations and reminiscences from the physical and etheric bodies have ceased. It is only in his Ego and astral body that man inhabits the spiritual world. But, having no organs, he cannot perceive anything. Darkness surrounds him; he is asleep. Dreamless sleep means that we live in the Ego and astral body and are unable to perceive the vast, majestic world around us. Take the case of a blind man. He has no visual perception of colours and forms. So far as these are concerned, he is asleep. Now picture a man living in his astral body and Ego, but without organs of perception. In relation to the spiritual he is asleep. Such is man's condition in dreamless sleep. The purpose of concentration and meditation is to develop spiritual eyes and ears in the astral body and Ego-organization. Then man begins to behold the spiritual plenitude around him. He perceives spiritually with that which in normal consciousness is lost in sleep and which he must rouse from its slumber through meditation and concentration. The otherwise uncoordinated elements must be integrated. Then he gazes into the spiritual world and shares in the life of the spiritual world in the same way as he normally shares in the life of the physical world through his eyes and ears. This is true Initiation knowledge. One cannot prepare a person for spiritual perception by external means; he must first learn to organize effectively his inner life which is normally so chaotic. Now at all times in the history of humanity it was an accepted practice to prepare selected individuals for Initiation. This practice was interrupted to some extent during the epoch of extreme materialism, i.e. between the fifteenth century and today. During these centuries the real significance of Initiation was forgotten. Men hoped to satisfy their quest for knowledge without Initiation and so they gradually came to believe that only the physical world was their proper field of enquiry. But what is the physical world in reality? We shall not come to terms with it if we consider only its physical aspect. We only understand the physical world when we are able to apprehend the spirit that informs it. Mankind must recover this knowledge once again, for today we stand at the crossroads. The world presents a picture of disruption and increasing chaos. Yet we know that amidst this chaos, this welter of dark, obscuring passions that threaten to destroy everything, the intuitives are aware of the presence of spiritual powers who are actively striving to awaken in man a new spirituality. And preparation for Anthroposophy consists fundamentally in listening to this voice of the spirit that can still be heard amid the clamour of our materialistic age. I said that in all ages men endeavoured to develop the human organization in such a way that they could perceive the spiritual world. Conditions varied according to the epoch. When we look back to ancient Chaldean times, or to the epoch of Brunetto Latini, we find that men were more loosely linked with their physical and etheric bodies than is the case today when we are firmly anchored in those bodies. And this is to be expected; it is the inevitable consequence of our education today. After all, how can we expect to communicate with spiritual beings when we are compelled in many cases to learn to read and write before the change of teeth? Angels and spiritual beings cannot read or write. Reading and writing have been developed in the course of human evolution in response to physical conditions. And if our whole being is orientated towards purely scientific investigation we shall obviously have difficulty in withdrawing from our physical and etheric bodies. Our present age finds a certain satisfaction in ordering our entire cultural life in such a way that we cannot have any possibility of spiritual experience when we are separated from our physical and etheric bodies. I have no wish to inveigh against our contemporary culture, nor do I wish to criticize it. It is the inevitable expression of the epoch. I shall discuss the implications later; meanwhile we must accept things as they are. In ancient times the astral body and Ego, even in waking consciousness, were much more loosely associated with the physical and etheric bodies than they are today. The Initiates, too, were dependent upon this loose association of the bodies that was natural to them. Indeed, in the remote past, nearly everyone could be initiated into the Mysteries. But it was only in the far distant times of the primordial Indian and old Persian cultures that everybody could be raised above his human station. Then, in later epochs, the selection of candidates for Initiation was limited to those who had little difficulty in withdrawing from their physical and etheric bodies—men whose astral body and Ego enjoyed a relatively high degree of independence. Certain conditions were a prerequisite for Initiation. This in no way prevented every effort being made to bring the aspirant to the highest stage of Initiation commensurate with his potentialities. But beyond a certain point success depended upon whether the aspirant could attain to independence in his astral body and Ego easily or only with difficulty. And this was determined by his makeup and natural disposition. Since man is born into the world, he is inevitably dependent upon the world to a certain extent between birth and death. The question now arises whether man today is subject to similar limitations when embarking on Initiation. To a certain extent that is so. Since I wish to give a full and clear account in these lectures of the true and false paths leading to the spiritual world, I should like to point out the difficulties in the way of Initiation today. The man of ancient times was more dependent upon his natural endowments when he became an Initiate. Modern man also can be brought to the threshold of Initiation, in fact, through appropriate psychic training he can so fashion his astral body and Ego-organization that he is able to develop spiritual vision and perceive the spiritual world. But in order to complete and perfect this vision he is still dependent today on something else, something of extreme subtlety and delicacy. I must ask you not to come to any final conclusions about what I shall say today until you are familiar with the content of my next lectures. I can only proceed step by step. In Initiation today man is dependent to a certain extent on age. Let us take the case of a man who is thirty-seven when he begins his Initiation and has good expectations of life. He begins to practise meditation, concentration or some other spiritual exercises, either under guidance, or independently, in accordance with some instruction manual. As a result of repeated meditation on some theme, he acquires, first of all, the capacity to look back over his life on Earth. His earthly life appears before his inward eye in the form of a uniform tableau. Just as in normal three dimensional vision objects are situated in Space—the front two rows of chairs and their occupants here, over there a table and behind it a wall; we see the whole in perspective in simultaneity—so at a certain level of Initiation we see into Time. One has the impression that the passage of Time is spatial. Now we see ourselves at the age of thirty-seven. We had certain experiences at thirty-six, at thirty-five and so on, back to the time of our birth. In retrospect we see a uniform tableau before us. Now let us assume that at a certain stage of Initiation a man reviews his life in retrospect. At thirty-seven he will be able to look back into the period from birth to the age of seven approximately, the time of the change of teeth. Then he will be able to look back into the period between the ages of seven and fourteen, up to the age of puberty. And then he is able to look back into the period between fourteen and twenty-one and the rest of his life up to his thirty-seventh year. He can survey the panorama of his life in spatiotemporal perspective, so to speak. If he can add to this perception the consciousness born of the emptied waking consciousness, a certain power of vision flashes through him. He acquires insight, but his insight assumes widely different forms. The experiences from birth to the age of seven, from the age of fourteen to twenty-one, and those of later years evoke different responses in him. Each life-period responds in its own way; each period has its own power of vision. Now let us consider the man of sixty-three or sixty-four. He is able to look back over the later periods of his life. The period between the ages of twenty-one and forty-two appears relatively uniform. Then follows further differentiation. There are significant differences in his perceptions between the ages forty-two to forty-nine, forty-nine to fifty-six, fifty-six to sixty-three. All these periods are an integral part of his make-up. They represent the spiritual aspects of his life on Earth. If he develops this inward vision, he sees that his different insights are dependent upon the level of his being at a particular age. The first seven years of childhood awaken in him a different insight from that of the years between seven and fourteen. In the period of adolescence, from fourteen to twenty-one, it is again different; the years between twenty-one and forty-two bring further differentiation, to be followed in its turn by the somewhat differentiated powers of insight that belong to the later periods of life. Let us assume that we have acquired the capacity to have memory-pictures of our life experiences and, in addition, have attained the insight derived from the emptied consciousness which has obliterated the memory-pictures. The forces of Inspiration now become operative, so that we no longer survey our life-periods through the physical eye, but through the spiritual eye, the new organ of vision. Through Inspiration we have reached a point when we no longer conjure up pictures of our life-periods with their separate happenings, but perceive them through spiritual eyes and ears. At one time we see clairvoyantly the life-period between seven and fourteen, at another clairaudiently the period between forty-nine and fifty-six, just as formerly we heard and perceived in the external world when we used our eyes and ears. In the world of Inspiration we make use of the power derived from the period between the ages of seven and fourteen and from the period between the forty-second and forty-ninth years. In this world the life periods become differentiated organs of cognition. Thus we are, to a certain extent, dependent upon our age for the range of our vision. At thirty-seven we are perfectly capable of speaking from first-hand experience of Initiation, but at the age of sixty-three we would speak with deeper knowledge, because, at that age, we have developed other organs. The life-periods create organs. Now let us assume that we propose to describe personalities such as Brunetto Latini or Alanus ab Insulis, not from information derived from books, but from clairvoyant knowledge. (These examples will be familiar to you because we have already spoken of them in the last few days.) If we try to describe them when we have reached the age of thirty-seven, we discover that we are in touch with them spiritually in the awakened consciousness of sleep. We can converse with them, metaphorically speaking, as we do with our fellowmen. And the strange thing is that when they discuss spiritual matters with others, they can only speak with them from their present level of wisdom and inner spirituality. Then we realize how very much we can learn from them. We must listen to them and accept in good faith what they have to teach. Now you will realize that it is no light matter to stand in the presence of a personality such as Brunetto Latini in the spiritual world. But if we have made the necessary preparations we shall be able to determine whether we are victims of a dream delusion or in the presence of a spiritual reality. It is possible therefore to evaluate the communications we receive. Suppose, then, at the age of thirty-seven we were to converse with Brunetto Latini in the spiritual world. This should not be taken literally, of course. He would talk to us of many things; then, perhaps, we should like to have more precise, more detailed information. Thereupon he would say: ‘in that case we must retrace our steps from the present, the twentieth century, back through the nineteenth and eighteenth centuries, to the century in which I lived when I was Dante's teacher. If you wish to accompany me along this path you must wait until you are a little older, until you have a few more years behind you. Then I can tell you everything and satisfy your thirst for knowledge. You can become a high Initiate, but, in reality, you cannot accompany me along this path into the past by spiritual volition alone.’—For this to be possible you must have grown older. If you wish to make certain of returning without hindrance to the spiritual world with the person in question, you must have passed your forty-second year at least and have reached the age of sixty. These things will show you the deeper aspects of man's being and the significant part they play in youth and age. Only when we draw attention to these things are we in a position to understand why some die young and others live to a ripe age in their different incarnations. I shall have more to say about this later. We have seen how man, as he develops, progressively deepens and extends his perception of the spiritual world. I have shown how his relationship with a being existing as a discarnate soul in the spiritual world, such as Brunetto Latini, changes with the conditions of evolution, depending on whether he uses for spiritual perception the organs developed in youth or in age. The panoramic survey of the world and its evolution that unfolds before the soul of man in this way can be extended to other fields. The question is: in what way can we enlarge human consciousness, human insight, and give it another direction? Today I will indicate one such direction and enter into further details in the following lectures. In the normal consciousness of our earthly life we know only the Earth environment between birth and death. If there were an end to our chaotic dream life, if we were to have perception in a state of deep, dreamless sleep instead of normal consciousness, we should no longer experience a purely Earth environment around us. But we are, in effect, endowed with other conditions of perception and consciousness than the normal. Let us now consider the following: our everyday consciousness is related to our immediate environment. Since we cannot see into the interior of the Earth our immediate environment is the sphere of normal consciousness. Everything else in the Cosmos, Sun, Moon and all the other stars shine into this sphere. Sun and Moon send down to Earth clearer indications of their presence in the Cosmos than the other heavenly bodies. Physicists would be astonished if they could experience in their own way—for they refuse to consider our approach—the prevailing conditions in the sphere of the Moon or the Sun. For the descriptions given in the text-books of astronomy, astrophysics and the like are wide of the mark. They offer only the vaguest indications. In ordinary life when we wish to make a person's acquaintance and later have an opportunity of speaking to him, we do not normally say: I have only a vague impression of this person; he must retreat to a distance where he is almost out of sight. Then I shall have a much clearer impression of him and will describe him. The physicists of course have no choice; it is the result of necessity and they can only describe the stars when they are a long way off. But a transformed and enlarged consciousness lifts us into the world of stars. And the first thing we learn from this is to speak of these worlds of stars quite differently from the way in which we speak of them in ordinary life. In normal consciousness we see ourselves standing here on Earth, and at night the Moon over against us in the heavens. In order to see differently, we must enter into another kind of consciousness and sometimes that takes a considerable time. When we have attained this consciousness and are able to perceive our experiences, all that we have lived through from birth to the age of seven, to the change of teeth, with the consciousness that is in touch with the dead, with a consciousness that has achieved Inspiration and so become inner power of vision, then we see a totally different world around us. The ordinary world grows dim and indefinite. This other world is the Moon sphere. When we have attained to this new consciousness, we no longer see the Moon as a separate entity, we are actually living in the Moon sphere. The Moon's orbit traces the furthest limits of the Moon sphere. We know ourselves to be within the Moon sphere. Now if a child of eight could be initiated and could review the first seven years of its life, it could live in the Moon sphere in this way. Indeed, a child would not have the slightest difficulty in entering into the Moon sphere because it has not yet been corrupted by the influences of later years. Theoretically this is a possibility; but, of course, a child of eight cannot be initiated. When we use the power derived from the first life-period, from birth to the age of seven, for spiritual vision, we are able to enter into this Moon sphere which is radically different nom the sphere perceived by ordinary consciousness. An analogy will help to illustrate my point. In embryology today the biologist studies the development of the embryo from the earliest stages. At a certain stage in the development of the embryo a thickening of the membrane occurs at an eccentrically situated point on the external wall. Then encapsulation takes place and a kind of nucleus is formed. But whilst this is clearly visible under the microscope, we cannot say: this is nothing but the germ, the embryo, for the rest is also an integral part. The same applies to the Moon and the other stars. What we see as the Moon is simply a kind of nucleus and the whole sphere belongs to the Moon. The Earth is within the Moon sphere. If the germ could rotate, this nucleus would also rotate. The Moon's orbit follows the boundaries of the Moon sphere. The ancients who still knew something of these matters did not speak therefore of the Moon, but of the Moon sphere. The Moon, as we see it today, was to them only a point at the furthest boundary. Every day this point changes position and in the course of twenty-eight days traces for us the boundaries of the Moon sphere. When our inner experiences between birth and the seventh year become inspirational vision, we acquire the power to enter into the Moon sphere as our perception of the Earth is gradually lost. When the experiences of the second life-period, between the change of teeth and puberty, are transformed into inspirational vision, we experience the Mercury sphere, the second sphere. We live together with the Earth in the Mercury sphere. The experiences of the Mercury sphere only become visible through the organ of vision that we can create for ourselves when we look back consciously and with clear perception into the experiences of our life on Earth between the ages of seven and fourteen. With the inspirational vision derived from the years between puberty and the age of twenty-one, we experience the Venus sphere. The ancients were not so ignorant as we imagine; with their dreamlike knowledge they knew a great deal about these things and they endowed the planetary system that we experience after the years of puberty with a name associated with sexual awareness which begins at this period. Then when we look back consciously on our experiences between the ages of twenty-one and forty-two, we know that we are within the Sun sphere. When the separate life-periods are transformed into organs of the inner life, they endow us with the power to enlarge step by step our cosmic consciousness. It would be untrue to say that we cannot know anything of the Sun sphere before our forty-second year. We can learn about it from the Mercury beings for they are fully acquainted with it. But in that event our experience comes to us indirectly, through super-sensible teaching. Now in order to have direct experience in the Sun sphere in our own consciousness, in order to be able to enter into it, we must not only have lived in the period between the ages of twenty-one and forty-two, but we must have passed our forty-second year, we must be able to look back over the past, for only in the retrospective survey are the mysteries revealed. And again, when we are able to look back upon our life up to the forty-ninth year, the mysteries of Mars are revealed. If we can look back upon our life up to the age of fifty-six, the Jupiter mysteries are revealed. And the deeply veiled, but extraordinarily illuminating mysteries of Saturn—mysteries which, as we shall see in the following lectures, veil the profound secrets of the Cosmos—are revealed when we look back upon the events and happenings between the fifty-sixth and sixty-third years. Thus you will realize that man is in fact a microcosm. He is related to those things that he never perceives in normal consciousness. But he would be unable to fashion, or to order his life, if the Moon forces were not active within him from birth to his seventh year. He perceives later on the nature of their influence. He would not be able to re-create his experiences between the ages of seven and fourteen, if the Mercury mysteries were not active within him; nor would he be able to re-create his experiences of the years between fourteen and twenty-one—the period when powerful creative forces pour into him, if he is karmically predisposed to receive them—if he were not inwardly related to the Venus sphere. And if he were not united with the Sun sphere, he would not be able to develop ripe understanding and experience of the world between the ages of twenty and forty-two, the period when we pass from early manhood to maturity. In ancient times the system was not very different: the craftsman served his apprenticeship until he reached the age of twenty-one, then he became “travelling man” and ultimately “master.” Thus, all man's inner development between his twenty-first and forty-second years is related to the Sun sphere. And all his experiences during his declining years between the ages of fifty-six and sixty-three can be attributed to the influences of the Saturn sphere. Together with the Earth we exist within seven interpenetrating spheres, and in the course of our life we grow into them and are related to them. The original pattern of our life between birth and death undergoes a metamorphosis through the influence of the starry spheres which mould us from birth to death. When we have reached the Saturn sphere, we have passed through all that the Beings of the planetary spheres can of their bounty accomplish for us. Then, in the occult sense, we embark upon a free and independent cosmic existence which looks back upon the planetary life from the standpoint of Initiation, an existence that in certain respects is no longer subject to the compulsions of earlier life-periods. However, I shall speak further on these matters in the following lectures. |
157. The Destinies of Individuals and of Nations: Lecture IX
09 Mar 1915, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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The process of attaining to genuine higher knowledge always consists in making conscious what otherwise remains in a state of sleep and unconsciousness between going to sleep and waking up again' There is one part of the human being—and this may surprise you—one part of the physical human being that basically is always asleep. |
There is one thought human beings do meditate of on. It is seemjingly small, but of infinite importance in life: the thought of the I or ego. |
If we consider that the human being leaves this behind—that, fundamentally speaking, all his experiences are contained in what he leaves behind and that it remains—we will, of course, realize that when the human being has gone through the time between death and new birth and comes down to earth again he will still find in the cosmic ether what he previously left there. |
157. The Destinies of Individuals and of Nations: Lecture IX
09 Mar 1915, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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Dear friends, once again, let us first of all remember those who are out there at the front, in the great arena of present-day events:
And for those who because of those events have already gone through the gate of death:
May the spirit we are seeking as we work towards spiritual knowledge, the spirit who has gone through the Mystery of Golgotha for the good of the earth, for the freedom and progress of man, be With you and the hard duties you have to perform. A week ago we gave some consideration to imaginative meditation. We found as a result of our considerations that all insight or perception which is genuine perception of the supersensible worlds has to be won by considering the world in a way that is independent of the body. Our ordinary everyday perception has to make itself independent of the conditions imposed by the body, the senses, the nervous system, etc. Ordinary daytime consciousness is achieved when man's spirit and soul elements use the physical body as a tool. Spiritual perception consists in certain more subtle processes which involve man. Some discussion of these processes will form the first part of today's talk. I said: ‘More subtle processes’. They are finer, more subtle, than the ordinary processes used for everyday perception, observation, apprehension, because man is only able to base himself on what is familiar to him in everyday life, and can only gradually rise to finer, more subtle processes. We should all be able to achieve the most satisfying, the greatest, knowledge of the spiritual world if there was an easy way of being in full conscious awareness for at least a fraction—just a small fraction, a minute if you lik—of the part of our life we spend between going to sleep and waking up again. (I am speaking of no mere dream-like consciousness but full conscious awareness.) Any form of initiation always consists in making conscious the part of us which during the night, when we are asleep, is unconscious and outside the body. The process of attaining to genuine higher knowledge always consists in making conscious what otherwise remains in a state of sleep and unconsciousness between going to sleep and waking up again' There is one part of the human being—and this may surprise you—one part of the physical human being that basically is always asleep. These are things one need not necessarily go into at the very beginning-of one's anthroposophical life—the finer points of spiritual science can only come to our attention gradually. When it is said that man is awake in the daytime and asleep at night we naturally assume his ego and astral body to be fully united with the physical and ether bodies during the day whilst having a separate existence outside the physical and ether bodies at night. It is only gradually that we progress from a rough outline of the facts established through spiritual science to more specific truths. Very generally speaking, it is correct that during sleep man's ego and astral body are outside his ether and physical bodies. There is however a part of the body that is asleep also between waking up and going to sleep, at least essentially so. Oddly enough this is the part of the human body we call the ‘head’. This is asleep when we are awake. You might well think the head to be the part that is most awake. In reality, however, it is the least awake part of us. In his thinking activity, and in head work altogether, man is awake. This is only possible, however, because even when we are awake the relationship of the ego and astral body to the head organs is such that they—that is the ego part of the head, the astral part of the head—cannot unite completely with the physical and ether part of the head. They always experience a life of their own outside the physical and ether part of the head. They always experience a life of their own outside the physical and ether parts of the head, as it were. A close union between the astral and the physical parts of the head occurs only when we have a headache. If we have a powerful headache, the astral, physical and ether parts of the head are very much united. We are least able to think when we have a headache. The reason is that the bond between the astral, physical and ether parts of the head is too strong. Our thinking, in which we are awake, and all other waking soul life bases on the fact that the ego and astral body of the head are in a way outside the head and therefore reflected, mirrored, in the physical and ether body of the head. Similarly we are only able to see ourselves in a mirror because we are outside it. It is this mirroring effect that provides the images for everyday consciousness. Those are mirror images we experience and take note of in everyday life. Living thus outside the head, with the head asleep and ego and astral activity reflected back by the hard skull, we are able to feel the inner ego and the inner astral body to be our own. In the other parts of the body ego and astral activity are still influencing the activity of the physical and ether bodies to a much greater extent. If the same held true for the head we would be conscious of the activity of digestive organs, and perhaps also rhythmical activity like that of the heart, In our heads—or perhaps not be conscious of them—and there could be no question of thinking activity. Thinking depends on activity being reflected, thrown back, and absorbed. The heart and other organs with the ability to absorb take in ego and astral body activity. The organs of the head do not absorb it but rather reflect it; the result is that it can be experienced in the inner soul. During the night, between going to sleep and waking up, the whole ego and the whole astral body—again this is not entirely accurate but merely an approximation—but by far the greater part of the ego and astral body is outside the physical and ether bodies. Between going to sleep and waking up man is able to relate to a far greater part of his ego and astral body the way he relates to his head when awake. But the rest of the organism has not yet progressed as far as the head, it has not yet reached a point where it reflects the way the is able to reflect. Because of this, there can be no conscious awareness during sleep. Considering the way we move our hands we have to say to ourselves: ‘These hands, in so far as we are able to move them, have of course four elements to them—ego, astral body, ether body and physical body. All of these are present and active when we move our hands.’ Now imagine someone found himself in a position where his hands were tied to his body, tied in such a way that he could never move them, for they would be firmly attached to his body. Let us also assume this person had the gift of moving the ether body, or at least the astral body, of his hands independently whilst his physical hands remained immovable. This would have a highly significant result. He would be extending his astral or ether hands beyond his physical hands which are tied and immovable. We'll never go to the effort of actually executing this manoeuvre; when we move any of the astral or etheric parts of our hands we simply move our physical hands as well. This is something we would find difficult to do in a natural way whilst on earth, yet in the course of evolution it will be achieved, though in a less crude fashion than just described. It will be achieved as mankind develops further in the course of earth evolution and grows towards Jupiter. Then his hands, his physical hands, will in fact become immovable. On Jupiter human beings will no longer have physical hands that are mobile organs, for they will be fixed. On the other hand their astral and ether hands will in part be able to move outside those physical hands. Only a trace of the physical hands will be left on Jupiter and they will be immobile; the astral or ether hands on the other hand will be able to move freely, like wings. As a result, Jupiter man will not merely think with his brain, for his fixed hands will enable him to reflect into the elements now united with his physical hands. His thinking will be much more alive, much more all-embracing. When a physical organ comes to rest, the spirit or soul element belonging to it will be liberated and able to develop spiritual and soul activity. You see, it is the same with the brain. When we were still living on the Old Moon we had organs up here [the cranium] that moved like hands. These organs have become fixed. On the Old Moon we did not yet have a solid cranium; the organs now folded up to form the brain were then able to move like hands. Because of this, men living on the Old Moon were not yet able to think the way men do on earth. A clairvoyant assessing thought activity clearly perceives that in a human being who is awake the sleeping organs in his brain do indeed move like wings, the way I have described that astral and ether hands would move if our physical hands could be immobilized. It really happened that with the transition from the OW Moon to the earth state 'hands' were brought under control up here. They are still held fast by the solid skull and because of this the etheric and astral elements are free. Our organs need to be developed further. These hands cannot remain as they are when we develop to the Jupiter state—they will undergo a physical change, just as our brain underwent the change that made it an organ of reflection. This is a process we may consider one of natural evolution. The initiation process is a different one. Here, we take some mantric meditation or other and make it the centre of our thoughts, entering into it completely. When we do this it is really important that we do not make use of our physical organs in forming and holding the thought. We must withdraw from the physical body, the sphere of our physical senses, with this thought. We must hold on to this thought and have no help from the physical world as we meditate. In our ordinary everyday thinking activity we have the help of the physical body, of the physical world. We think when impressions reach us through the senses. This makes thinking a comfortable process—the world makes both a physical and an etheric impression on us and this provides support for our thinking. When we meditate we must go apart from all that is physical, and that includes all ideas or concepts. Entirely of our own free will we have to make a thought the centre of our conscious mind. As a result something very specific occurs, a process more subtle than the process of perception. We have to reach a point where we forget the rest of the world—as though the rest of the world were not there and nothing really existed in space and time except for the one thought. When we have reached the point where we are indifferent to the whole world, living only in that meditative thought, something occurs which physical science will never be able to demonstrate. This subtle process of meditation causes heat consumption—a very small amount of heat is used, is taken away. It is a process we cannot demonstrate by physical methods but consumption does take place. We may return to the subject on some other occasion.48 We shall see then that it is possible to prove too to ordinary scientists, on the basis of processes everyone will be able to observe, that the process of meditation involves a subtle heat process and also a subtle light process. We use up some of the light we have taken in; we consume light. There is something else we consume, but let us for the moment just consider the fact that we use up heat and light. These things we take in make happen what I spoke of a week ago, that something evolves which is very delicate and alive. When we are thinking in the ordinary everday way, something lives within us that leaves its imprint on the organism, triggering a process that also has to do with heat; it leaves its imprint and the process which takes place causes us to have memory. This, however, must not happen when we meditate. When we live in a pure thought or feeling content, separate from everything else, the heat, light, etc., we consume does not leave its imprint on the body, it leaves its imprint in the general ether. It triggers a process outside us. Dear friends, if you are seriously, genuinely meditating, you are impressing your thought form into the general ether; it will be there within it. And if you then look back on a meditation this will not be the usual way of remembering; You are looking back to something which has left its imprint in the cosmic ether. It is important to take note of this. It is a subtle process and we perform it in such a way that it establishes a link between us and the etheric and astral world surrounding us. A person wjo develops only the ordinary everyday kind of perception and thinking is only involved with himself; it is a process that takes place entirely within us. On the other hand, someone taking up real, genuine meditation lives in a process that at the same time is also a cosmic process. Something goes on there, though it is exceedingly subtle. What happens is that a small amount of heat is used up during meditation. When heat is used up coolness develops; the general cosmic ether is cooled down when we meditate. Light is used up as well so that it is subdued; darkness arises, subdued light. The result is that when someone meditates in some place in the world and then goes away, he leaves behind in that place a very slight coolness and a very slight reduction in light. The general light state is subdued, has grown darker. A clairvoyant is always able to detect where someone has been meditating, genuinely going through the process of meditation. When the person leaves, a shadow image of him remains and this is also cooler than the surrounding area. A cool dark spectre is thus left in that place; we have engraved it there. In a very delicate and subtle way, something has been done in that place which we may very roughly compare with what happens on a photographic plate. A kind of spectre is produced. This is a process which takes place not only within man but as a cosmic reality; man makes himself part of the cosmos through this. There is one thought human beings meditate on even if they are of not to meditation, if they know nothing whatsoever of any kind of nonphysical science. There is one thought human beings do meditate of on. It is seemjingly small, but of infinite importance in life: the thought of the I or ego. When we think of the I or ego we always think independently of the body. In so far as we have a relationship to the cosmos through our ego, certain things connected with the ego—even if people are not aware of this in life—are thought in such a way that they are like the branches of a tree, if I may put it like this. Certain thoughts, feelings, will impulses become like branches, or else like feelers mobile feelers. These will be grouped around the ego. All is life, therefore, the human being has trailing behind him what he is thinking as an ego, and this stretches out mobile feelers or tentacles in all directions. Man is always leaving a spectre-like jellyfish behind him, all through his life. This is a very real thing, for at one and the the same it contains everything a person has lived through—in so far he has thought and felt it with his ego. This remains. And when the human being has gone through the gate of death he will gradually learn to look back on what he has left behind. This makes it possible for a link to exist between what a human being experiences after death and what he has left behind. Being in the earth state we must first of all reach the point in meditation where our organs are held fast through the will; the ability to meditate properly depends on really freeing our thinking, feeling and emotions as we meditate, so that the body is not involved. The result is that we are capable of such powerful inner concentration that we are able to choose what does and does not become engraved, leaving a photographic impression as it were, in the cosmic ether. Something we need to stress again and again is that real, genuine meditation is a very real process, an absolutely genuine process. If we consider that the human being leaves this behind—that, fundamentally speaking, all his experiences are contained in what he leaves behind and that it remains—we will, of course, realize that when the human being has gone through the time between death and new birth and comes down to earth again he will still find in the cosmic ether what he previously left there. Here we see in real terms how karma comes about. For the spectre of himself which man has produced will now influence him and in conjunction with his later life give rise to what will be his karma. Such insights can only be gained slowly and gradually. A real process is taking place, one that goes beyond us, having an effect on the cosmos, and because of this the person meditating gets the feeling that meditating is something different from the usual kind of thinking activity. With the latter we have the feeling that it is we ourselves who put the thoughts together, taking one with the other; it is we ourselves who make the decisions. Meditating, we gradually get the feeling: It is not just you yourself who is meditating, for something is going on of which you are indeed part, but it also takes place outside you, as something that has happened and remains. That is the feeling which should arise. If I throw a fragile object across the room I have the feeling that what happens is not only what went on before it flew through the air but also something that followed, once the object has become separate from me. In the same way meditation gives rise to the feeling: It is not just you who is thinking. You fan thoughts into flame but they then whirl away, they whirl and exist in their own right. You are then no longer their master for they enter into a life and identity of their own. When we thus feel ourselves to be within the atmosphere in which our thoughts are active and have a life of their own as if those thoughts actually moved through our brain in waves—when we begin to feel this we come to feel certain and sure that we are within a spiritual world, that we are merely one element weaving within all that is weaving there. It is important that we really achieve such stillness, such inner calm, in our meditation that we achieve the significant feeling: ‘It is not you alone who is doing this; it is being done. You have started to set these waves in motion but now they spread around you. They have a life of their own in which you are merely the centre.’ So you see, my friends, that it is an experience which actually leads to recognition of the spiritual world. It is an experience we have to wait for, possessing our souls in patience. It is extraordinarily important, yet it needs patience, persistence and self-denial to wait for it. This one experience will be enough to make us fully convinced that the spiritual world does objectively exist. You will be able to see from what has been said here that a state of alternation between waking and sleeping really is a general necessity. We are asleep and awake here in the way that is familiar to us. We sleep and awake so that our brain, which is active throughout the day, shall also be able to immerse itself in that part of us which by day takes care of the organs and at night is outside us, always remaining unconscious. This rhythm between sleeping and waking has to take place; we have seen that it also takes place in the great process of cosmic evolution. Now our brain is really asleep, to enable us to think, and our hands are awake—that is our whole relationship to our hands is free, awake, whereas we do not move them in sleep. On the Old Moon we were quite awake as far as the brain is concerned but we have since learned to sleep; we have been able to evolve into thinkers on earth because we have learned to let the brain sleep. On the Old Moon the brain was still awake, but here it has achieved the ability to sleep. Because of this man is able to think. The mid-body will learn to sleep on Jupiter and thinking will then become a wider experience. That is how the state of alternation between sleep and waking undergoes its evolution. It is, however, quite a general state which may be found in all kinds of different areas. We may say that wherever we look it is apparent that a state of alternation between waking and sleeping is essential. Let me give you a rather peculiar example, one that is peculiar yet may have special meaning for us at the present time. If you want to find out what went on in the cultural and literary life of the early 19th century you will of course look up a history of literature. This will tell you which poet was important and which was not; and the record will only go a certain way, for poets who were of no importance at all will not be mentioned. And so a person who knows anything at all will know which poets were important at the beginning or in the middle of the 19th century and which were not. They'll know that. Undoubtedly, there must also have been people who wrote poetry during the 19th century and yet are totally unknown to most if not all people today. I think you will agree that there must have been people of whom nothing at all is known today. But a time will come when the picture people have, say of literary life in the 19th century, will be different, completely different. Then a poet given many pages today will be given just half a page whilst another, who is not even mentioned today, will be given ten or twenty pages. Things are going to change. And, indeed, it will be necessary for thing to change quite profoundly. It is particularly when we consider that spiritual science is an element that now has to enter into the process of civilization, taking hold of human knowledge and entering into it everywhere, that we become aware of how men and women will have to change their approach and learn to think. Let me give you an instance. I think you will agree that something new has to develop in place of present-day cognition, the process in which knowledge is on the whole obtained by giving validity only to whatever man gains by making use of his physical organisation. The new thing which must develop will give validity also to what may be gained by taking the path of spiritual initiation. Today the situation is such that a genuine scientist only considers valid, considers scientifically proven, what has been gained through a path of knowledge based on the instruments of the physical body. Everything else is considered a figment of the imagination. It may just be accepted as hypothesis, but even this is not allowed to go far or else the hypothesis will be called utter fantasy. So that is the situation today. But a time will have to come when validity attaches to insights gained on the path to spiritual knowledge, and, what is more, insights gained in the physical world are fully illumined and truly fathomed only through spiritual insights. That is how it will have to be. Well, we are not merely speaking metaphorically but in completely real terms if we say we are now living in an age when men are asleep as far as the gaining of insight is concerned—or at least the majority of people are. Courtesy comes easy here, for we can exclude anyone with an interest in spiritual science—they are of course awake when it comes to the gaining of spiritual knowledge. The rest of mankind, then, is asleep when it comes to spiritual insight; they are sleepyheads. And our most highly esteemed science arises because they are really asleep. We are in an age when this genuine reality is being missed by a human race that is utterly and completely asleep. This has been in preparation for a long time and we might say that just as there is the going-to-sleep stage before we sleep so we are able to observe a kind of dream-state and a struggle against sleep when it comes to gaining spiritual insight. It slumbers sweetly. But it has not been easy to achieve this full sleep-state and a struggle against sleep is apparent in certain major events in the first half of the 19th century when some individuals still has a certain intuition, an inner experience dawning, of spiritual truths, of conditions in the spiritual world. As it progressed the 19th century really could do no other, in its desire to achieve those sweet slumbers, but forget poets who still had special knowledge of the spiritual world. They do not fit into this state of spiritual slumber. I have once before spoken of the poet Julius Mosen whose Ritter Wahn (Sir Illusion) and also Ahasver clearly showed that Julius Mosen had a living relationship with the spiritual world.49 This knight called Ritter Wahn—taken from an earlier legend but given qualities by Julius Mosen which reveal his connection with the spiritual world—this Ritter Wahn is looking for the man on this earth who could tell him about conquering death. The main theme of Julius Mosen's poetic work Ritter Wahn is that Sir Illusion, that is a man in the ordinary state of knowledge, knowledge based on illusion, is looking for someone who is able to tell him how to get beyond the state of illusion connected with physical life. He holds the man able to give him that information in very high regard. Julius Mosen then described the way his knight intended to find the man who will tell him how to gain knowledge that does not depend on the physical body:
Sir Illusion thus wants to learn how knowledge can be attained that is not overcome by the body but itself overcomes the body, continuing through eternities. The longing for this was already there. And the knight then first of all fought the old man Ird, as Julius Mosen called him. This is something people did not understand, this word Ird. But if they could have read it in the original they would not have interpreted Ird as ‘death’, they way Rudolf von Gottschall did who was a professor of literature at Leipzig [1823–1909]. It should have been interpreted as ‘earth’ or ‘world’. So Sir Illusion first of all fought the old man Ird. He overcame him. We spoke of the spirit overcoming the earthly on the last occasion, of the spirit vanquishing earth, time and space. After this the knight overcame the old man Space and arrived at the gates of heaven, that is the spiritual world. He then developed a longing to return to earth because he had not lived life to the full. The whole of this beautiful poetic work tells us that there has been a man once before who wrestled with the problem of initiation, who knew something of the existence of such a problem of initiation. And in his Ahasver Julius Mosen presented a similar theme. Another German poet who is quite frequently mentioned is Wilhelm Jordan [1819–1904]. Very little mention is made however of the work in which he presented himself at his most spiritual: Demiurgos. This appeared in the 1850s. It is quite a significant work, for in Demiurgos it is really shown how spiritual entities, spiritual powers that may be good or evil, approach man, enter into his soul and manifest here on earth with the help of human beings. So if we see a human being before us we have to remember: 'This person does of course consist of everything we know about, but something acts into him that comes from higher spiritual entities.' Demiurgos basically consists in a description of how man is connected with the spiritual world. In three handsome volumes Jordan shows how spiritual entities are influencing the soul of man. That was the struggle against sleep, and after this, sleep took over completely. Those were people who still found in their dreams what mankind now has to strive for in spiritual science, emerging from the sweet slumber of purely external, positivist cognition. We must really see this as a process, the way human beings enter into spiritual dreams to end up in a state of idleness, in the sleep of idleness. We may ask ourselves why there still was such a person as Julius Mosen, a man able to describe spiritual progress and depicting something of an initiation process in the travels of his knight. Where did such things come from? The answer is very strange. Julius Mosen fell ill and for much his life was almost totally paralyzed. What is the significance of such a paralysis? It means that the physical body dried up as it were, separating from the astral and ether bodies. Because of the paralysis the astral and the ether bodies were more free. In this case a disease process had brought about what we have to struggle for in the process of initiation. Such a disease process should not, of course, be seen as one of genuine cognition nor as something desirable to be brought on deliberately. Yet in an age that may be said to have been entering into a state of idleness, the cosmic order caused a man to be born on earth who had been given that particular relationship between his physical and his soul and spirit elements. So there he lay, paralyzed and unable to move his limbs but with a soul and spirit that were alive and active. It was his paralysis that made them free and able to enter into the spiritual world. Something initiation seeks to achieve in a healthy way was here brought about through illness. A man had to spend much of his life Paralyzed and unable to leave his bed, but his soul and spirit triumphed over his physical paralysis and rose in freedom. This is why that man was actually able to write works that strike us as being spiritual by nature. The same could also be achieved in a healthier way than in the case of Julius Mosen, though perhaps it would not have the same depth. It was possible to achieve it in a healthier way. During the first half of the 19th century it was still possible for a poet to reveal the process of the culture and civilization of man in the course of history by letting shine through everywhere into the figures he describes the connection which exists between the spiritual worlds and man as he walks about on this earth. In the 1830s a beautiful poetic work appeared, Auffenberg's Alhambra.50 Auffenberg is a spiritual poet and his Alhambra is a significant work. Thus we have three works—four if we count Ahasver—Ritter Wahn, Ahasver, Demiurgos and Alhambra. There is much more still to be said about such works which are not easy to get hold of nowadays. They show us that in this age everything to do with man's relationship to the spiritual world is fading away like a dream, as it were, in the face of the general materialistic slumber state. Before, mankind was open to things spiritual, though, of course, the people who are now describing the intellectual life of that time fail to mention the men who did have full awareness of the spiritual world. When someone writes a history of philosophy today he will also fail to mention anyone having awareness of the spiritual world, or no mention is made of the way the most outstanding figures were working in•; concord with the spiritual world. It is interesting to compare Ritter Wahn, a work pulsing With genuine spiritual life, and Jordan's Demiurgos which also contains something of spiritual life. Jordan was probably a healthy man; the spirit and soul element did not separate from the physical and ether bodies the way it did in the case of Mosen whose body was paralyzed. The consequence was that Jordan was only capable of producing a work such as his Demiurgos in his young years, when he was still more flexible, with an inner energy, elasticity and logic capable of grasping things relating to soul and spirit. Later he fell into the crude Darwinism which had come into intellectual life, and this found reflection in his Nibelungen and other works. This man therefore had to join the rest in succumbing to the lullaby of materialism. It is important for us to realize that it is the mission of our age to bring an insight into the intellectual process, the process of human evolution, which arises out of genuinely spiritual perception—an insight the universal spirit may be said to be pointing to in the tragic fate of Julius Mosen: Man is no longer able to reach the spiritual world simply without his own volition'. There have been times in the past when this was Possible, where the purely natural constitution of man was such that spirit and soul elements, astral body and ether body, were freer and more independent of the physical body. That time has passed, however. In our present materialistic age—and for the rest of earth existence, in the course of which it will grow more and more intensive—man in his normal state will need a compact union between spirit-soul element and physical body. This, however, does not permit man to achieve some form of awareness of the spiritual world simply through natural circumstances. The reason why this has to be so is that the will must be given opportunity to be active. Imbued with the Power of spiritual science, man must be able to use inner will impulses, acting out of freedom, to separate the spirit-soul element from the Physical body during meditation, through concentration. To achieve spiritual insight the way people did in the past we would have to be sick, paralyzed, have our limbs paralyzed in the second half of our life. Our present organization would make this necessary. In the past it was not necessary. Then, man did not have to be paralyzed, for the union between astral body, ether body and physical body was such that people had clairvoyant vision. Today it could only be acieved through illness. What happened in the case of Julius Mosen has been put there more or less as visible evidence. We really must use spiritual science to bring before our mind's eye the profound spiritual background to what shows itself in the world. At the same time we must come to see how the necessity which now exists for mankind gradually to accept spiritual science is intimately bound up with profound impulses in the history of the spirit. The necessity arises not from arbitrary choice of some individual but from the great cosmic spiritual evolution which has to take its course throughout the period of earth evolution. Man's mission and task is to enter more and more into genuinely spiritual experience as he moves towards the future, so that mankind does not dry up the way the whole of earthly civilization is drying up, and the spirit will truly be able to continue to live on this earth. One of of many things capable of bringing such insight home to man is something I have spoken of a number of times: the fact that numerous people are now, within a relatively short span of time, bearing their soul principle upwards when they still have unused ether bodies which contain powers that could have gone on to provide for physical life for many years. Because they are now going through the gate of death due to the terrible historical events of our time they are taking their unused ether bodies up into the spiritual world. And these will be the people who in future will make a major contribution to spiritualizing human civilization. Apart from all else, these major events of our time are profoundly significant in human evolution because the creation of unused ether bodies can yield forces that stream out into earth evolution, forces that will be able to prove that the spiritual world is real. We know, however, that it would not help, dear friends, to have any number of suns in this world if men were unable to receive the light of the sun through their eyes. It is true, as Goethe has said, that if the eye were not of like kind with the sun it could never see the sun.51 Just as the sun would be shining in vain if there were no eyes to take in its light, so organs will have to come to life out of the souls of men which will really be able to take in the spiritual life which is streaming down from the cosmos and the world where men live between death and new birth, a world which also contains those unused ether bodies. Thus the great sacrifice brought in war must join into the spiritual cosmic sphere; it has to be taken up by human souls receptive for things of the spirit. And it would be a dreadful thing if the only science to survive were to be the one that now considers itself to be the one and only one, a science which does nothing but record the facts perceptible to the outer senses, using them to make intellectual judgements. If science merely repeats what is also there without science, it cannot form a link with divine and spiritual reality. This is something only possible for elements awakening in the human soul that truly go beyond sensory perception. These will be able to unite with the spiritual reality so that the process of earth evolution itself will remain spiritual, alive in the spirit. Any progress for mankind depends on the spiritual entering into the process of human soul development, and the decision as to whether something is true or false can only be made out of the spirit. Today, people think they can decide one thing or another, prove one thing or another, without the spirit; yet the final authority when it comes to making decisions relating also to sense-perceptible truths is living spiritual experience. When the old experience of the spirit vanished during the first half of the 19th century, evidence was again given, one might say, of what the spirit could bring about in certain people, to demonstrate the non-nature of scientific argumentation concerned only with external, sense-perceptible things. A man who wrote under the name of Dr Mises' did a great deal at that time to show that everything, but everything, can be proved, and that the opposite can also be proved, so that the final authority still lies in the relationship to spiritual life. This man had seen many things happen in science, in medical science—he was a member of the medical profession—he saw new drugs coming up all the time for one disease or another. He lived at a time, for instance, when people started to prescribe iodine for the treatment of goitre. It was a time when this remedy was much celebrated, when people wanted to demonstrate—this was in the 1820s—what a valuable remedy iodine was. So one day Dr. Mises sat down and demonstrated that one could easily prove, using all the scientific principles, that Iodine was an excellent thing. the reason being that the moon consisted of iodine, as could be clearly proven.52 And he provided irrefutable evidence in support of this. His intention was to show that it is possible to prove anything we want to prove. And we certainly can. The intellect, which is bound to the brain, really is able to prove yes or no with regard to simply everything. It is almost always the case that some scientific view or other comes to the fore and the opposite comes up at another time; people are able to prove something just as well as the other side is able to disprove it. Anything where we do not have the yes-no wave surging up and down in such Ahrimanic fashion, anything which is real progress in a human evolution which is good and divine, bases on the spiritual. We must be clear in our minds that the present age has produced its own characteristic cultural features on the basis of being the age when nonphysical science is asleep, and because slumber of the mind has spread to an extraordinary degree over all the things that tend to be regarded as science. This slumber of the mind is necessary. I am not being critical, but merely stating a fact. With all due regard it has to be said, to be emphasized, that it was necessary for the whole of science to go to sleep for a time as far as the spiritual world Was concerned. Now, however, the time has come when there must be an awakening, new vitality, in spiritual life, and we can sense the longing for this which exists everywhere. This, dear friends, will provide the foundation for the feeling that must bring us to life now, in these pain-racked times. We may only be able to have a faint notion that it is possible for man to find the way to the spiritual world, but because we have the feeling we must look for this way. We must seek a way in which our spiritual thoughts can meet with what is streaming down from those unused ether bodies. And a time will come when we shall really be able to look back on these days which are so full of pain and laden with destiny and do so from a certain spiritual elevation. This spiritual elevation will come when more and more people find impulses for spiritual science out of the genuine content of life awareness within them. I have always from the depths of my soul given you a final thought here in this place in recent times, and this is something which will then come true. Let us make it our hope, a hope anyone who is connected with spiritual science can and indeed should cherish in days like these which are laden with fate.
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89. Theosophic/Esoteric Cosmology: Spiritual Cosmology
26 May 1904, Berlin Tr. Frank Thomas Smith Rudolf Steiner |
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Even though we cannot cover the subject completely at once, we can nevertheless receive indications that will serve to allow us to penetrate more deeply into the material later. Those of you who have been involved in the theosophical movement for a long time will know that these questions—How did the world begin? How did it evolve to the point where human beings can inhabit it? |
Initiates are those who have attained knowledge of these things through their own experience. You may ask: what is an initiate anyway? In Theosophy and in the esoteric societies so much is said about so-called initiates. An initiate is one who has developed to a high degree the force that slumbers in every person—and which can be developed by every person. |
These lectures will describe in this way the conditions that preceded the formation of our earth. We will be led back to the most ancient times where, in the grayest light of dawn, those beings formed who later developed into human beings. |
89. Theosophic/Esoteric Cosmology: Spiritual Cosmology
26 May 1904, Berlin Tr. Frank Thomas Smith Rudolf Steiner |
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The lecture cycle on the basic elements of Theosophy that I recently announced will have to be given later at a more appropriate time. I have postponed those lectures and decided for now to dedicate Thursdays to the subject of cosmology, the evolution of the world, that is, the teaching about the inception of the world and the shaping of the human being within this world in a theosophical sense. I am aware that this involves the most difficult chapter of theosophical teaching, and I can inform you that several of our branches have decided not to even touch upon this chapter because it is too difficult. Nevertheless, I have decided to do so, because I believe that the indications I am able to give may be useful to many of you. Even though we cannot cover the subject completely at once, we can nevertheless receive indications that will serve to allow us to penetrate more deeply into the material later. Those of you who have been involved in the theosophical movement for a long time will know that these questions—How did the world begin? How did it evolve to the point where human beings can inhabit it?—are the first ones taken up in the theosophical movement. Not only one of the first books that brought the attention of the west to the ancient world view, “Isis Unveiled” by H. P. Blavatsky, treated the questions about the beginning and evolution of the world, but also the book to which we owe the majority of our oldest followers, “Esoteric Buddhism”, by Sinnet. How does a solar system form? How did the planets and the star groups come into existence? How did our Earth develop? What stages did it go through and which ones still stand before it? These questions are dealt with in depth in “Esoteric Buddhism”. Then at the end of the 1880s Blavatsky's “The Secret Doctrine” appeared, and in the first volume it deals with the question: How did the world system evolve?—and in the second volume: How did the human race evolve on Earth? I only need to point to one thing in order to show the difficulties involved. When you open the first volume of Blavatsky's “Secret Doctrine”, you find that certain assertions in Sinnet's “Buddhism” are described as erroneous and are partially corrected. The theosophical writers misunderstood some of these things and some of them were incorrectly described. Therefore Mrs. Blavatsky corrected them. She said that a kind of Babylonian speech confusion occurred and that the leading personalities [of the Theosophical Society] were not really knowledgeable concerning these questions. You all know that exalted masters who are far beyond our average development imparted the teachings in “The Secret Doctrine”. Already before the “Secret Doctrine” a book appeared in which Sinnet, the author of “Esoteric Buddhism”, published a series of letters from a Mahatma. We see from this the difficulties in understanding this secret doctrine, and we understand how Sinnet and Blavatsky, so diligent in receiving this teaching, were downright desperate at the difficulty in understanding it. “Oh”, one of the teachers said, “you are accustomed to grasp things with a different intellect and so cannot understand what we have to say even though you make a great effort to do so”. If we consider this statement, the difficulty becomes apparent. Misunderstandings arise everywhere that cosmology is taught. Having explained all that, I ask your indulgence if I now try to contribute something about this teaching. I would like to begin by clarifying the position of theosophical cosmology in relation to modern science and its methods. Some could say: look at the advances our astronomers have made; we can attribute that to the telescopes, the mathematical and photographic methods that have given us knowledge of distant stars. Present day science with its thorough methods seems—in their opinion—to be the only reliable source of knowledge about the evolution of the world system. They feel they have the right to ridicule whatever is said from the other side concerning this subject. Many an astronomer will object: What you theosophists tell us about astronomy is ancient wisdom that the Chaldeans or Veden priests taught and that belongs to the oldest stores of wisdom that humanity possesses; but what meaning can what was said thousands of years ago have when it is only since Copernicus that astronomy has acquired a relatively firm basis. Therefore, what Blavatsky says in “The Secret Doctrine” seems only to contradict what our telescopes and so forth make clear to us astronomers. But the theosophist does not need to contradict what the astronomer claims. It isn't necessary, although there are theosophists who think they must fight against present day astronomy in order to make room for their own teaching. I know very well that the leaders of the theosophical movement think they can instruct astronomers. I would like to illustrate the theosophists' [correct] attitude in respect to astronomers with one simple example. Take a poet whose work gives us pleasure. This poet may find a biographer who will try to explain the inner spiritual aspects of the poet's being. There is, however, another possibility—the physiological, the scientific way. Let's say that a natural scientist studies the poet. He will only take into consideration the poet's physiological and physiognomic characteristics; he studies him from the natural scientific point of view, and will tell us what he can see and combine with a natural scientific understanding. We as theosophists would say that this investigator describes the poet from the standpoint of the physical plane. He won't say a word about what we call the poet's biography—the soul-spiritual aspect. So we would have two coexisting ways of describing the poet, which do not need to contradict each other at all. Why shouldn't the natural scientific and the soul-spiritual coexist and each be relevant in its own way? One doesn't have to contradict the other. It is the same with natural scientific cosmology, with what our astronomers tell us about the structure of the world and the evolution of the world system. They will say what their physical senses reveal to them. Alongside this, however, the soul-spiritual way of looking at things is possible, and when we look at it this way, we will never collide with astronomy; on the contrary, both ways of thinking will sometimes support each other. When, for example, scientific brain physiology was far less advanced than it is now, there were authors who wrote biographies of important people. The astronomer cannot therefore object that the esoteric way of thinking is antiquated and impossible just because Copernicus gave astronomy a new basis. The esoteric sources are completely different; they existed long before the eye learned to observe the heavens through telescopes and before the stars could be photographed. Copernican and esoteric research have quite different things to say; and the force of the one in the human soul is not dependent on the other. The force that gives us information about the soul-spiritual aspects goes so far back that no historian can tell us when this way of describing the world structure began. It is not possible to discover how the spiritual leaders came upon these esoteric views. Esoteric schools existed in Europe before the founding of the Theosophical Society in 1875. The knowledge was only disseminated in small circles, however. A strict rule stated that the knowledge was not to pass beyond the walls of the schools. If someone wanted to enter a school, he had to work hard on himself before the first truths were communicated to him. It was held that a person had to make himself ready before receiving these truths. There were many degrees in the schools through which one had to pass—trial grades; and whoever was considered not ready had to prepare himself further. If I described those degrees to you, the strictness of the trials would make you dizzy. The things about the evolution of the world were considered to be the most important and were communicated only to those who had reached the highest degrees. During the 17th century, which had a great influence on culture, this knowledge was in the hands of the Rosenkreuz (Rose Cross) movement, which was originally based on oriental knowledge, and this knowledge was passed on to the European adepts in the various degrees. At the end of the 18th century and especially at the beginning of the 19th century, these esoteric schools disappeared from the European cultural scene and the last Rosenkreuz adepts withdrew to the Orient. It was the era in which men were to organize life according to external knowledge; the invention of the steam engine, scientific research into cell biology and so on came about. Esoteric wisdom had nothing to contribute then and those who had reached the highest points of this wisdom, the highest grades, withdrew to the Orient. Although there were esoteric schools later on, they do not interest us much now; but I must mention them because Mrs. Blavatsky and Mr. Sinnet, when they received cosmological knowledge from the Tibet-Buddhist esoteric schools, went to the basic sources. A long spiritual development in Europe had brought the European brain, the European thinking ability, to such a point that difficulties arose for the understanding of esoteric truths. These truths were understood only through great exertion. When this knowledge was first made public partly by “Esoteric Buddhism”, partly by “The Secret Doctrine”, the followers of the esoteric schools took notice, and it seemed to them a mistake that the strict rule not to let anything go beyond the walls of the schools had been broken. The followers of the theosophical movement knew, however, that it was necessary to make some of these things known. Western science could not accept what they said because no one was able to prove what Mrs. Blavatsky and Sinnet had written. Especially puzzling was the beautiful cosmological song that comes from the so-called Dzyan verses,1 which introduce both volumes of Madame Blavatsky's book. The authenticity of these verses, which relate the history of the universe, was challenged; no scientific investigator could make anything of them; it all seemed a slap in the face of everything European scholars knew. There was one researcher, an orientalist named Max Müller,2 whom I greatly respect, who energetically stood up for oriental wisdom. Everything he was able to learn about oriental wisdom he made available to Europe. But neither Max Müller nor any other scientist could do anything with what Madame Blavatsky proclaimed. They all said that the contents of “The Secret Doctrine” were pure fantasy. The scholars had never found anything like it in Indian documents. Madame Blavatsky said that the place where she had obtained her secrets still contained great treasures of ancient literature, but that the most important parts of this wisdom had been kept protected from western eyes. Even the little that was revealed wasn't understood because of the European way of thinking; the commentary that contained the key to understanding was lacking. The books that showed how the individual propositions were to be understood were carefully hidden by the native Tibetan instructors—at least that's what Madame Blavatsky said. But other thinkers claimed that this literature testifies that an ancient wisdom existed that went far beyond anything the world knows about spiritual matters today. The oriental wise men say that ancient wisdom is contained in those books, which they have carefully protected, and that this ancient wisdom has not been handed down by people like us, but they derive from higher beings, that they derive from divine sources. The Orientals speak of a divine ancient wisdom. But Max Müller said in a lecture to his students that it is not possible to verify that such an ancient wisdom existed. When a great Brahmin Sanskrit scholar heard about this from Mrs. Blavatsky, he said: Oh, if only Max Müller were a Brahmin and I could take him to a temple; I could convince him there that a divine wisdom exists. The things that Blavatsky revealed through the Dzyan verses are in part from such hidden sources. If Mrs. Blavatsky had invented these verses by herself we would be facing an even greater wonder. We are not obliged, however, to take the esoteric messages about the origin of the world from the old writings. There are forces in man that enable him to observe and investigate the truths himself, when he develops these forces in the right way. And what one can experience in this way agrees with what Mrs. Blavatsky brought from the Far East. It turns out that the occultists in Europe also protected knowledge that the teacher passed on from generation to generation without ever entrusting it to books. The occultists could therefore assess what Blavatsky indicated in “The Secret Doctrine” according to their own knowledge, especially what they had acquired through their own capabilities. It was tested and confirmed,3 but it is nevertheless difficult for the European occultist to come to terms with it. I will just mention one point: European esoteric knowledge is in a very definite way determined by Christian and Cabbalistic influences and has therefore taken on a one-sided character. If we take this into consideration though, and go back to the basis of this knowledge, full agreement with what has been revealed through Mrs. Blavatsky is possible. Although a kind of verification of what Mrs. Blavatsky told us about cosmology was possible, it is difficult to make the scholars understand what is meant when the origin of the world is spoken of based on esoteric knowledge. It is of course amazing what the scholars have accomplished in deciphering the old documents, how they struggle to decipher the Babylonian cuneiform characters and the Egyptian hieroglyphics; but Max Müller said that these inscriptions give no indication about the origin of the world. We see how the scholars work around the edge of things and don't get to the core. I am not criticizing the great care and the exact mosaic work the scholars have performed. I will only point to the books that have appeared concerning the Bible-Babel arguments.4 That is all fine mosaic work, but the scholars are stuck at the periphery. One feels that they have no idea of how to arrive at the key to these mysteries. It is like when one begins to translate a book written in a foreign language. At first it is imperfect. It's the same with the translations of the old creation myths by our scholars. These are mutilations of the ancient teachings that were handed down from generation to generation. Only those who reached a certain degree of initiation could know something about them. At the end of these lectures I will come back to this. Initiates are those who have attained knowledge of these things through their own experience. You may ask: what is an initiate anyway? In Theosophy and in the esoteric societies so much is said about so-called initiates. An initiate is one who has developed to a high degree the force that slumbers in every person—and which can be developed by every person. The initiate has cultivated these forces and adapted them to the point that he can understand what kind of forces in the universe are the subjects of what I want to explain. Well, you will say: we are always told that such occult forces exist which slumber in men, but that doesn't make it certain. That is the result of a misunderstanding. The mystic, the occultist, does not assert anything that a scholar cannot assert in his field. Let's say that someone tells you a mathematical truth. If you haven't studied mathematics you don't have the necessary knowledge to verify this truth. No one will deny that to judge a mathematical truth the necessary capacities must be attained first. No authority can decide about such a truth, only the individual who has experienced it can judge. And only someone who has experienced an esoteric truth can judge it. Our contemporaries, however, demand that the occultist prove what he says to the satisfaction of every average intelligence. They stand by the sentence: what is true must be provable and everyone must be able to understand it. The occultist, however, asserts nothing else than what any other scholar asserts in his own field, and he demands nothing more than every mathematician also demands. You could ask: why are occult truths reported today? The previous method used by the esoteric schools was to keep them in small groups. This method is still used by the occultists of the “right”. Whoever has experience and can read the signs of the times, however, knows that this is no longer correct. And the fact that it is no longer correct is the reason for the origin of the theosophical world movement. What is most developed in our times is understanding. We thank the advances in industry and technology to our combining thinking with the senses. This understanding, or intellectualism, celebrated its greatest triumphs in the 19th century. Intellectual thinking has never been so strongly developed as it is today. I said that the oriental wise men possessed an ancient wisdom, but it was in a completely different form than that of today's thinking. The great teachers of the Orient did not have this cleverness of logical thinking, this pure logic; they didn't need it. Therefore it was difficult to understand them. They had intuition, inner vision. True intuition is not acquired through logical thinking; rather a truth appears directly before the spirit of the person concerned. He knows it. It doesn't need to be proven to him. The Teachers of the theosophical movement now have the right to impart a certain part of this esoteric wisdom. We have the right to clothe in the modern form of thinking the wisdom that has been imparted to us in the form of intuition. Thought is a force like electricity, like steam power, like the power of heat. And whoever receives the thoughts that are taught within the theosophical movement and devotes himself to them without being mistrustful from the start, in him these thoughts are a force. The listeners don't realize it at first; the seed begins to grow later. No theosophical teacher asks anything more than to be heard. He doesn't demand blind faith, only listening. Neither believing acceptance nor unbelieving rejection are correct standpoints. The listener should only consider the thoughts conveyed to him, free from belief or doubt, free from Yes or No. He must be “neutral” and allow the teachings to work “on probation”. Whoever does this has not only thoughts flowing into him, but also a spiritual power that acts. People find the easiest access through thinking because Western European culture has developed this capacity to such an extent. Even the most faithful church-going Christians cannot imagine to what extent people believed earlier. This source of conviction no longer flows. Today we must fructify our thought in a completely different way. In the past spiritual communications had to be imparted in secret esoteric schools because thinking was not cultivated as it is today. Today we must combine spirituality with the force of thinking, by which we kindle the thoughts so they live. The spiritual speaker speaks in a different way to his listeners than does a common speaker. He speaks so that a kind of spiritual fluid, a spiritual force flows from him. The listener should be objective, without a Yes or No; he should live with this thought, meditate on it and let it work in him. Then a force will be lighted in him. Today we must announce esoteric truths about the origin and evolution of the world in the form of European thinking and science. These lectures will describe in this way the conditions that preceded the formation of our earth. We will be led back to the most ancient times where, in the grayest light of dawn, those beings formed who later developed into human beings. We will be led to the stage where this human being was imbued with earthly forces, where he was surrounded by earthly matter, to the point where he now stands. We will learn and see the pre-earthly and earthly evolution of our world, and how Theosophy gives us an outlook into the future. We will see where the evolution of the world is going. We want to show all that without opposing the ideas of today's astronomers. If we develop the forces that slumber in us, we will see for ourselves the great goal to which we are heading: the acquisition of cosmological wisdom. We will consider this cosmological wisdom in the next lectures.
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