127. The Festivals and Their Meaning I: Christmas: The Birth of the Sun Spirit as the Spirit of the Earth. The Thirteen Holy Nights
26 Dec 1911, Hanover Tr. Dorothy S. Osmond Rudolf Steiner |
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127. The Festivals and Their Meaning I: Christmas: The Birth of the Sun Spirit as the Spirit of the Earth. The Thirteen Holy Nights
26 Dec 1911, Hanover Tr. Dorothy S. Osmond Rudolf Steiner |
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When the candles are lit on the Christmas Tree, the human soul feels as though the symbol of an eternal reality were standing there, and that this must always have been the symbol of the Christmas Festival, even in a far distant past. For in the autumn, when outer Nature fades, when the sun's creations fall as it were into slumber and man's organs of outer perception must turn away from the phenomena of the physical world, the soul has the opportunity—nay not only the opportunity but the urge—to withdraw into its innermost depths, in order to feel and to experience: Now, when the light of the outer sun is faintest and its warmth feeblest, now is the time when the soul withdraws into the darkness but can find within itself the inner, spiritual Light. The lights on the Christmas Tree stand there before us as a symbol of the inner, spiritual Light that is kindled in the outer darkness. And because what we feel to be the spirit-light of the soul shining into the darkness of Nature seems to be an eternal reality, we imagine that the lighted fir-tree shining out to us on Christmas Night must have been shining ever since our earthly incarnations began. And yet it is not so. It is only one or at most two centuries ago that the Christmas Tree became a symbol of the thoughts and feelings which arise in man at the Christmas season. The Christmas Tree is a recent symbol but each year anew it reveals to man a great, eternal truth. That is why we imagine that it must always have existed, even in the remote past. It is as if from the Christmas Tree itself there resounded the proclamation of the Divine in the cosmic expanse, in the heavenly heights. The human being can feel this to be the unfailing source of those forces of peace in his soul which spring from good-will. And thus, according to the Christmas Legend, did the proclamation also resound when the shepherds visited the birthplace of the Child whose festival we celebrate on Christmas Day. To the shepherds there rang forth from the clouds: From the cosmic expanse, from the heavenly heights, the Divine Powers are revealing themselves, bringing peace to the human soul that is filled with good-will. For centuries and centuries men could not bring themselves to believe that the symbol presented to the world in the Christmas Festival ever had a beginning. They felt in it the hallmark of eternity. Christian ritual has for this reason clothed the intimation of eternity in what takes place symbolically on Christmas Night, in the words: ‘To us Christ is born anew!’ It is as though every year the soul is called upon to feel anew a reality of which it is thought that it could happen once and once only. The eternity of this symbolic happening is brought home to us with infinite power if we have the true conception of the symbol itself. Yet as late as 353 A.D., 353 years after Christ Jesus had appeared on earth, the birth of Jesus was not celebrated, even in Rome. The Festival of Jesus' birth was celebrated for the first time in Rome in the year A.D. 354. Before then this Festival was not celebrated between the 24th and 25th December; the day of supreme commemoration for those who understood something of the deep wisdom relating to the Mystery of Golgotha, was the 6th of January. The Epiphany was celebrated as a kind of Birth-Festival of the Christ during the first three centuries of our era. It was the Festival which was meant to revive in human souls the remembrance of the descent of the Christ Spirit into the body of Jesus of Nazareth at the Baptism by John in the Jordan. Until the year A.D. 353 the happening which men conceived to have taken place at the Baptism was commemorated on the 6th of January as the Festival of Christ's birth. For during the first centuries of Christendom an inkling still survived of the mystery that is of all mysteries the most difficult for mankind to grasp, namely, the descent of the Christ Being into the body of Jesus of Nazareth. What were the feelings of men who had some inkling of the secrets of Christianity during those early centuries? They said to themselves: The Christ Spirit weaves through the world that is revealed through the senses and through the human spirit. In the far distant past this Christ Spirit revealed Himself to Moses. The secret of the human ‘ I ’ resounded to Moses as it resounds to us from the symbol on the Christmas Tree from the sounds I A O—the Alpha and the Omega, preceded by the I. This was what resounded in the soul of Moses when the Christ Spirit appeared to him in the burning bush. And this same Christ Spirit led Moses to the place where He was to recognise Him in His true being. This is described in the Old Testament where it is said that the Lord led Moses to Mount Nebo ‘over against Jericho’ and showed him what must still come to pass before the Christ Spirit could incarnate in the body of a man. To Moses on Mount Nebo, this Spirit said: But thou to whom I revealed myself in advance, mayest not bear what thou hast in thy soul into the evolution of thy people; for they have first to prepare what is to come to pass when the time is fulfilled. And when, through many centuries, the evolutionary preparation had been completed, the same Spirit by Whom Moses had been held back, did indeed reveal Himself—by becoming Flesh, by taking on a human body, the body of Jesus of Nazareth. Therewith mankind as a whole was led from the stage of Initiation signified by the word ‘Jericho’ to that indicated by the crossing of the Jordan. The hearts and minds of those who in the early centuries of our era understood the true import of Christianity turned to the Baptism in the Jordan of Jesus of Nazareth into whom Christ descended, Christ the Sun-Earth-Spirit. It was this—the birth of Christ—that was celebrated as a Mystery in the early Christian centuries. The insight for which we prepare ourselves to-day through Anthroposophy, through the wisdom belonging to the fifth Post-Atlantean epoch of civilisation, flashed up in the form of vision from the vestiges of ancient clairvoyance still surviving during the age when the Mystery of Golgotha took place; it flashed up in the Gnostics, those remarkable, enlightened men who lived at the turning-point of the old and the new eras, whose conception of the Christ Mystery differed in respect of form but not in respect of content, from our own. What the Gnostics were able to teach trickled through into the world and although what had actually come to pass in the event indicated symbolically by the Baptism in the Jordan was not widely understood, there was nevertheless an inkling that the Sun Spirit had been born at that time as the Spirit of the Earth, that a cosmic Power had dwelt in the body of a man of earth. And so in the early centuries of Christendom the festival of the birth of Christ in the body of Jesus of Nazareth, the festival of Christ's Epiphany, was celebrated on the 6th of January. But insight, even dim, uncertain insight into this deep Mystery faded away more and more as time went by. The age came when men could no longer comprehend that the Being called Christ had been present in a physical human body for three years only. More and more it will be realised that what was accomplished for the whole of earth-evolution during those three years in the physical body of a man is one of the very deepest and most difficult Mysteries to understand. From the fourth century onwards, with the approach of the materialistic age, the powers of the human soul—then still at the stage of preparation—were not strong enough to grasp the deep Mystery which from our time on will be understood in ever greater measure. And so it came about that to the same extent to which the outer power of Christianity increased, inner understanding of the Christ Mystery decreased and the festival of the 6th of January ceased to have any essential meaning. The birth of Christ was placed thirteen days earlier and envisaged as coincident with the birth of Jesus of Nazareth. But in this very fact we are confronted by something that must always be a source of inspiration and thanksgiving. Actually, the 24th/25th of December was fixed as the day of Christ's Nativity because a great truth had been lost, as we have heard. And yet ... although the error would seem to point to the loss of a great truth, such profound meaning lay behind it that—although the men responsible knew nothing of it—we cannot but marvel at the subconscious wisdom with which the festival of Christmas Day was instituted. Verily, the working of Divine wisdom can be seen in the fixing of this festival. Just as Divine wisdom can be perceived in outer nature if we know how to decipher what reveals itself there, so we can perceive Divine wisdom working in the unconscious soul of man when the following is borne in mind. In the Calendar, the 24th of December is the day dedicated to Adam and Eve, the following day being the Festival of Christ's Nativity. Thus the loss of an ancient truth caused the date of Christ's birth to be placed thirteen days earlier and to be identified with the birth of Jesus of Nazareth—but in a most wonderful way the birth of Jesus of Nazareth was linked with the thought of man's origin in earth-evolution, his origin in Adam and Eve. All the dim feelings and experiences connected with this festival of Jesus' birth which were alive in the human soul—although in their upper consciousness, men had no knowledge of what lay behind—all these feelings that were astir in the depths of the soul speak a wondrous language. When understanding was lost of what had streamed from cosmic worlds in the event which would rightly have been celebrated on the 6th of January, forces working in hidden depths of the soul caused the picture to be presented of man as a being of soul-and-spirit before physical embodiment, at the starting-point of evolution as a physical human being. The picture is of the new-born child whose soul is as yet untouched by the effects of contact with the physical body, of the child at the beginning of physical evolution on earth. But this is not a human child in the ordinary sense; it is the child who was there before human beings had reached the point of the first physical embodiment in earth-evolution. This is the being known in the Kabbala as Adam Kadmon—Man who descended from divine-spiritual heights, with all that he had acquired during the periods of Saturn, Sun and Moon. The human being in his spiritual state at the very beginning of earth-evolution, born in the Jesus Child—this was presented to mankind by a Divine wisdom in the festival of Jesus' birth. At a time when it was no longer possible to understand what had descended from cosmic worlds, from heavenly spheres, to the earth, remembrance of their origin, of their state before the advent of the Luciferic forces in earth-evolution was engraved into the souls of men. And when it was no longer realised that in the highest and truest sense it could be said of the Baptism by John in the Jordan: From cosmic worlds there has come into human souls the power of the self-revealed Godhead, in order that peace may reign among men who are of goodwill—when understanding of how this picture could be presented as a sacred festival was lost, another affirmation was presented in its place, the affirmation that at the beginning of earth revolution, before the Luciferic forces began their work, man had a nature, an entelechy that can inspire him with undying hope. The Jesus of the Gospel of St. Luke—not the Jesus described in the Gospel of St. Matthew—is the Child before whom the shepherds worship. To them the proclamation rang forth: Now is the Divine revealed from the heavenly heights, bringing peace to the souls of men who are of good-will. And so for the centuries when the higher reality was beyond man's grasp, the festival was instituted which every year brings to his remembrance: Although you cannot gaze into the heavenly heights and there recognise the great Sun-Spirit, you bear within you, from the time of your earthly beginning, the Child-Soul in its state of purity, unsullied by the effects of physical incarnation; and the forces of this Child-Soul can give you the firm confidence that you can be victorious over the lower nature which clings to you as the result of Lucifer's temptation. The linking of the festival of Jesus' birth with remembrance of Adam and Eve gave emphasis to the thought that at the place visited by the shepherds a human soul had been born in the state of innocence in which the soul existed before the first incarnation on earth. At this time of festival, therefore, since the birth of the God was no longer understood, the birth of a human being was commemorated. For however greatly man's forces threaten to decline and his sufferings to take the upper hand, there are two unfailing sources of peace, harmony and strength. We are led to the first source when we look out into cosmic space, knowing it to be pervaded by the weaving lift, movement and warmth of the Divine Spirit. And if we hold fast to the conviction that this Divine-Spiritual Power weaving through the universe can permeate our being provided only that our forces do not flag—there we have the Easter thought, equally a source of hope and confidence flowing from the cosmic spheres. And the second source can spring from the dim inkling that as a being of soul-and-spirit, before he became the prey of the Luciferic forces at the beginning of his earthly evolution, man was still part of the same Spirit now awaited from cosmic worlds as in the Easter thought. Turning to the source to be found in man's own, original being, before the onset of the Luciferic influence, we can say to ourselves: Whatever may befall you, whatever may torment you and draw you down from the shining spheres of the spirit, your divine origin is an eternal reality, hidden though it be in the depths of the soul. Recognition of this innermost power of the soul will give birth to the firm assurance that the heights are within your reach. And if you conjure before your soul all that is innocent, childlike, free from life's temptations, free from all that has already befallen human souls through the many incarnations since the beginning of earthly evolution, then you will have a picture of the human soul as it was before these earthly incarnations began. But one soul—one soul only—remained in this condition, namely the soul of the Jesus Child described in the Gospel of St. Luke. This soul was kept back in the spiritual life when the other human souls began to pass through their incarnations on the earth. This soul remained in the guardianship of the holiest Mysteries through the Atlantean and Post-Atlantean epochs until the time of the events in Palestine. Then it was sent forth into the body predestined to receive it and became one of the two Jesus children—the Child described in the Gospel of St. Luke. Thus did the festival of Christ's Nativity become the festival of the Birth of Jesus. If we rightly understand this festival we must say: That which we believe to be born anew symbolically every Christmas Night, is the human soul in its original nature, the childhood-spirit of man as it was at the beginning of earth-evolution; then it descended as a revelation from the heavenly heights. And when the human heart can become conscious of this reality, the soul is filled with the unshakable peace that can bear us to our lofty goals, if we are of goodwill. Mighty indeed is the word that can resound to us on Christmas Night, do we but understand its import. Why was it that the festival of Christ's birth was set back thirteen days and became the festival of the birth of Jesus? To understand this we must penetrate into deep mysteries of human existence. Of outer nature, man believes, because he sees it with his eyes, that what the rays of the sun charm forth from the depths of the earth, unfolding into beauty through the spring and summer, withdraws into those same depths at the time when the outer sun-sphere is darkest, and that what will spring forth again the following year is being prepared in the seeds within the depths of the earth. Because his eyes bear witness, man believes that the seed of the plant passes through a yearly cycle, that it must go down into the earth's depths in order to unfold again under the warmth and light of the sun in spring. But to begin with, man has no notion that the human soul too passes through such a cycle. Nor is this revealed until he is initiated into the great mysteries of existence. Just as the force contained in the seed of every plant is bound up with the physical forces of the earth, so is the inmost being of the human soul bound up with the spiritual forces of the earth. And just as the seed of the plant sinks into the depths of the earth at the time we know as Christmas, so does the soul of man descend at that time into deep, deep spirit-realms, drawing strength from these depths as does the seed of the plant for its blossoming in spring. What the soul undergoes in these spirit-depths of the earth is entirely hidden from the ordinary consciousness. But for one whose eyes of spirit are opened the Thirteen Days and Thirteen Nights between the 24th of December and the 6th of January are a time of deep spiritual experience. Parallel with the experience of the plant-seed in the depths of the natural earth, there is a spiritual experience in the earth's spirit-depths—verily a parallel experience. And the seer for whom this experience is possible either as the result of training or through inherited clairvoyant faculties, can feel himself penetrating into these spiritual depths. During this period of the Thirteen Days and Nights, the seer can behold what must come upon man because he has passed through incarnations which have been under the influence of the forces of Lucifer since the beginning of earthly evolution. The sufferings in Kamaloca that man must endure in the spiritual world because Lucifer has been at his side since he began to incarnate on the earth—the dearest vision of all this is presented in the mighty Imaginations which can come before the soul during the Thirteen Days and Nights between the Christmas Festival and the Festival of the 6th of January, the Epiphany. At the time when the seed of the plant is passing through its most crucial period in the depths below, the human soul is passing through its deepest experiences. The soul gazes at a vista of all that man must experience in the spiritual worlds because, under Lucifer's influence, he alienated himself from the Powers by whom the world was created. This vision is clearest to the soul during these Thirteen Days and Nights. Hence there is no better preparation for the revelation of that Imagination which may be called the Christ Imagination and which makes us aware that by gaining the victory over Lucifer, Christ Himself becomes the Judge of the deeds of men during the incarnations affected by Lucifer's influence. The soul of the seer lives on from the festival of Jesus' birth to that of the Epiphany in such a way that the Christ Mystery is revealed. It is during these Thirteen Holy Days and Nights that the soul can grasp most deeply of all, the import and meaning of the Baptism by John in the Jordan. It is remarkable that during the centuries of Christendom, wherever powers of spiritual sight developed in the right way, it was known to seers that vision penetrated most deeply during the period of the Thirteen Holy Nights at the time of the winter solstice. Many a seer—either schooled in the mysteries of the modern age or possessing inherited powers of clairvoyance—makes it evident to us that at the darkest point of the winter solstice the soul can have vision of all that man must undergo because of his alienation from the Christ Spirit, how adjustment and catharsis were made possible through the Mystery enacted in the Baptism by John in the Jordan and then through the Mystery of Golgotha, and how the visions during the Thirteen Nights are crowned on the 6th of January by the Christ Imagination. Thus it is correct to name the 6th of January as the day of Christ's birth and these Thirteen Nights as the time during which the powers of seership in the human soul discern and perceive what man must undergo through his life in the incarnations from Adam and Eve to the Mystery of Golgotha. During my visit to Christiania last year1 it was interesting to me to find the thought which in rather different words has been expressed in so many lectures on the Christ Mystery, embodied in a beautiful saga known as ‘The Dream Legend.’ Strange to say, it has come to the fore in Norway during the last ten to fifteen years and has become familiar to the people, although its origin is, of course, very much earlier. It is the legend which in a wonderfully beautiful way relates how Olaf Åsteson is initiated, as it were by natural forces, in that he falls asleep on Christmas Eve, sleeps through the Thirteen Days and Nights until the 6th of January, and lives through all the terrors which the human being must experience through the incarnations from the earth's beginning until the Mystery of Golgotha. And it relates how when the 6th of January has come, Olaf Åsteson has the vision of the intervention of the Christ Spirit in humanity, the Michael-Spirit being His forerunner. I hope that on some other occasion we shall be able to present this poem in its entirety, for then you will realise that consciousness of vision during the Thirteen Days and Nights survives even to-day, and is in fact, being revivified. A few characteristic lines only will now be quoted. The poem begins:
And so the poem goes on, relating how in his dream during the Thirteen Days and Nights, Olaf Åsteson is led through all that man must experience on account of Lucifer's temptation. A vivid picture is given of Olaf Åsteson's journey through the spheres where human beings have the experiences so often described in connection with Kamaloca, and of how the Christ Spirit, preceded by Michael, streams into this vision. Thus with the coming of Christ in the Spirit, it will become more and more possible for men to know how the spiritual forces weave and hold sway and that the festivals have not been instituted by arbitrary opinions but by the cosmic wisdom which so often lies beyond the reach of men's consciousness yet works and reigns throughout history. This cosmic wisdom has placed the festival of the birth of Jesus at the beginning of the Thirteen Days. While the Easter Festival can always be a reminder that contemplation of the cosmic worlds will help us to find within ourselves the strength to conquer all that is lower, the Christmas thought—if we understand the festival which commemorates man's divine origin and the symbol before us on Christmas Day in the form of the Jesus Child—says to us ever and again that the powers which bring peace to the soul can be found within ourselves. True peace of soul is present only when that peace has sure foundations, that is to say, when it is a force enabling man to know: In thee lives something which, if truly brought to birth, can, nay must, lead thee to divine Heights, to divine Powers.—The lights on this tree are symbols of the light which shines in our own souls when we grasp the reality of what is proclaimed to us symbolically on Christmas Night by the Jesus Child in its state of innocence: the inmost being of the human soul itself, strong, innocent, tranquil, leading us along our life's path to the highest goals of existence. May these lights on the Christmas Tree say to us: If ever thy soul is weak, if ever thou believest that the goals of earth-existence are beyond thy reach, think of man's divine origin and become aware of those forces within thee which are also the forces of supreme Love. Become inwardly conscious of the forces which give thee confidence and certainty in all thy works, through all thy life, now and in all ages of time to come.
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156. The Festivals and Their Meaning I: Christmas: The Birth of Christ Within Us
27 Dec 1914, Basel Tr. Dorothy S. Osmond Rudolf Steiner |
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156. The Festivals and Their Meaning I: Christmas: The Birth of Christ Within Us
27 Dec 1914, Basel Tr. Dorothy S. Osmond Rudolf Steiner |
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"Were Christ born a thousand times in Bethlehem, and not in thee, thou art lost eternally." There are two aspects of this beautiful saying of the great Mystic Angelus Silesius. The one is the declaration that the true Christmas must be celebrated in man's inmost heart, that any outward celebration of Christmas must quicken the impulse whereby in the Holy Night of winter, the very deepest forces of the soul are drawn forth from the darkness prevailing within as the darkness of winter prevails without. These deep forces of the soul are aware of their union with the Being Who pervades all earthly evolution, giving it meaning and purpose. Within us we find some thing with which Christ is united if with conscious devotion to the Spiritual Powers working in the world we penetrate deeply enough into our life of soul. And the other aspect of the words of Angelus Silesius is that the human being in earthly evolution to-day can become conscious of the fact that true manhood, assurance of true manhood, depends upon the soul feeling inwardly united with the essence and substantiality of Christ Jesus. In the course of years our studies have brought it home to us that as earthly evolution proceeds, consciousness of Christ deepens, that human beings passing from incarnation to incarnation attain greater and greater understanding of the real nature of Christ. And we have tried to intensify this knowledge by drawing upon a source which enables us to celebrate the Holy Night of Christmas, the Festival of the Birth of Jesus, in a deeper and more worthy way. What this implies will become clear from the lecture to-day. A famous modern historian was once asked by a man interested in world events, why no mention is made in his writings of happenings which are the outcome of the Mystery of Golgotha, nor of the influences of Christ Jesus in the course of human history. The historian was asked why his books speak of the influences exercised upon history by popes, monarchs, military campaigns, governments, even by happenings in nature, but have no single word to say about the forces that have poured into mankind from the Mystery of Golgotha and since then have been at work in all human life and human affairs. After a long pause and deep deliberation, the historian answered: The method I have adopted for the exposition of history must remain as it is; for the Christ-forces that stream through happenings in the world belong to a primordial realm into which the human mind is incapable of gazing. The effects and influences of the Mystery of Golgotha—yes, certainly they can be discerned; but to describe the intrinsic, essential nature of these deeds of Christ is not possible in the writing of history. This is only one of the many examples that could be given in proof of the fact that the most distinguished and enlightened minds of modern times cannot claim to celebrate the Christmas Festival in an inner sense. For in the soul of this historian, Christ Jesus as a living Figure, a living Being, had not become such intense reality that he could feel His presence in all human evolution from year to year, from week to week, even from hour to hour. It is possible for a really learned scholar to-day to survey the whole course of history without perceiving that since the Mystery of Golgotha, the Power of Christ has been working everywhere. There are many causes to account for the fact that the Festival of the Holy Night, the Festival of the Christmas Mystery, is not yet celebrated in the souls of the vast majority of human beings. A certain illumination is given by one who has spoken of these things out of a deep and true feeling for the Christian Mystery. This was Goethe, who so beautifully recounts the life and travels of Wilhelm Meister. Wilhelm Meister comes to a stately building and is conducted around it by its owner. He is shown the gallery which contains a series of paintings of the most important historical occurrences among various peoples of antiquity—notably among the early Hebrews—from the time of Paradise, the Fall, and on through the later epochs. History is portrayed in impressive scenes, ending with the destruction of Jerusalem ... but there is no single picture of a scene from the life of Christ Jesus, although the series continues beyond the Crucifixion as far as the destruction of Jerusalem. Wilhelm Meister asks: Why does nothing in this picture-gallery portray the life of the divine Man who has brought such blessing into the evolution of humanity?—These are his words:1 "In your historical series I find a chasm. The Temple of Jerusalem is destroyed and the people dispersed, yet you have not introduced the divine Man who taught there shortly before; to whom, shortly before, they would give no ear." The answer made to Wilhelm Meister is: "To have done this, as you require it, would have been an error. The life of that divine Man whom you allude to, stands in no connection with the general history of the world in his time. It was a private life; his teaching was a teaching for individuals. What has publicly befallen vast masses of people and the minor parts which compose them, belongs to the general history of the world, to the general religion of the world, the religion we have named the First. What inwardly befalls individuals, belongs to the Second religion, the Philosophical: such a religion was it that Christ taught and practised, so long as He went about on earth." These are deeply moving words. Every human being on the earth is related individually to the Christ. Folk-history, as it may be called, is woven by the affairs of the several peoples, for it is concerned with human affairs in general, within the orbit of general human destiny. But what Christ Jesus has brought into the world penetrates deeply and inwardly into the experiences of every human heart, every human soul—belonging to no matter what part of earthly evolution—in so far as it feels itself truly Man. We must realise that this ‘feeling of oneself as man’ arose for the first time from what came into human evolution through the Mystery of Golgotha. And now to continue. The owner of the palace leads Wilhelm Meister to another gallery that has been kept closed, where the events of the New Testament are portrayed. Wilhelm Meister is therefore not permitted to see the events of the New Testament in a place where external happenings and actions in the world are presented, but only in an esoteric sanctuary, for the sight of which the soul must have been prepared, have withdrawn from things pertaining to the worldly history of the peoples. The basis of the soul's activity must now be esoteric and individual: then it may cross the Threshold leading to the pictures of scenes from the New Testament. Here again the pictures go no farther than the Last Supper. Wilhelm Meister asks: "As you have set up the life of the divine Man for a pattern and example, have you likewise selected his sufferings, his death?" The answer he receives is full of significance; it is an answer which indicates what reverent awe accompanies the experience of the mystery fulfilled on the earth by the Being dwelling in the body whose birth is celebrated in the Holy Night of winter. Wilhelm Meister has been conducted as it were to the first level of esoteric truth, where he witnesses the delineation of scenes as far as the Last Supper; but then comes the most esoteric portion of all, referred to with deep and holy awe: "We draw a veil over these sufferings, because we reverence them so highly. We hold it a damnable audacity to exhibit that torturing Cross and the Holy One who suffers on it, exposing them to the light of the sun." (Travels of Wilhelm Meister. Part II.) This is an example of the feeling for esotericism to be found in the 18th century. The feeling was sound and true, for we ourselves shall readily agree that pictorial representations of Christ's sufferings, unless they are from the hand of a supreme artist, drag down the Mystery of Golgotha to the human level. And we can understand that one who in the 18th century had a deep, deep feeling for the Mystery of Golgotha was averse from looking at the many distorted portrayals of this sacred Mystery, preferring to draw a veil over these things, because he felt that only the inmost forces of the soul can be united, supersensibly, with what is connected with and follows the Last Supper. But what is it that underlies these esoteric feelings and experiences? The hearts of men were yearning for a vista, a conception of the Christ Mystery greater than any that was possible at that time. With all humility, with a humility deeper than that with which we approach any other matter presented by spiritual science, it may truly be said that for long ages the best human souls have been yearning, pining for the knowledge of Christ that can be imparted by occult science. And to-day we may be assured that when the time is ripe, the souls of men will behold as reality, what hitherto could only be known in a different form. The consciousness that such knowledge will one day be within the reach of the human heart, and the longing for it, has been one of life's great riddles to the best souls. Men have been reaching out for an understanding of Christ that will enable them to grasp the import of the mighty Deed accomplished on Golgotha which can be revealed to the eye of soul when the veil is lifted. In the lecture yesterday I explained why a knowledge of Christ once enriched by the old clairvoyance was bound to recede, how it was received in the earliest periods of Christendom but then gradually waned and faded away. I will read, again to-day, an ancient Gnostic hymn from which it is clear that in the old, clairvoyant form of knowledge the consciousness was alive that the Christ Who came into the world through the Child born at Christmastime, is a Cosmic Being, increasing in majesty and greatness, the higher the soul's vision soars into the realms of spirit—for through these realms He descended. It was inevitable that in later times, when the springs of this knowledge had run dry, a veil should be drawn over the great Event, because men were no longer able to explain that in the secret represented by the Child, the highest wisdom is enshrined. In this Child was born a Being Who traversed the heavenly worlds before His appearance on earth.—
In converse with the Father God, Jesus is speaking of the descent through the cosmic spheres, of how his eyes turn to the human soul to whom he would fain bring salvation, wandering in chaos but yet longing for Christ.—
The spiritual worlds are ranged one above the other in the heavenly spheres and the higher we ascend the more do we find that the older worlds are still living realities, the most ancient being present to this day in the highest spheres of all. What was once connected with the Saturn evolution is to be found in the very highest spiritual spheres, and these successive spheres, related to the flow of time, are called ‘Aeons.’
Mankind has very largely lost consciousness of the Christ as a Cosmic Being. This loss was inevitable, for the old clairvoyance had to disappear and an intervening period—an Aeon devoid of spirit—to come, in order that eventually a new form of clairvoyant vision may arise. But this new vision must again be directed to the spiritual worlds, must not characterise in forms such as are presented to men's outward sight, the Being Who in the Holy Night entered into the evolution of humanity. This new vision must reveal how the Christ Being descended from heavenly sphere to heavenly sphere and thence to the earth, giving the earth meaning and purpose.
What, in reality, is the earth that surrounds us, when we perceive its essential being? If the corpse of one whose soul already dwells in spiritual worlds lies before you, will you ever say: This is a man? Will you ever say: This is still, in the full sense of the word, a man? The higher members of human nature are no longer in the corpse from which the soul has departed. But since the middle of the Atlantean epoch the earth has been gradually becoming a corpse devoid of soul. The earth around us, despite its manifold beauties, has been approaching the state of a corpse since the middle of Atlantean times and is becoming more and more corpselike. Standing before the huge rocks, one can say no truer thing than that here is the skeleton which the earth has been in process of becoming ever since that time! In the rock-strewn earth we perceive the dying part of the earth-organism, which was a living organism only until the middle of the Atlantean epoch. Geology itself realises that when we walk over the earth or guide the plough through the soil, we are walking over the corpse of the earth, guiding the plough through the corpse of the earth. Geologists have acknowledged this and external science itself, when it begins really to think, cannot do otherwise. And so, inasmuch as we are surrounded by the earth, we confront death; we are spectators of the gradual dying of our earthly globe. And now let us imagine that the Mystery of Golgotha had not taken place, that the Cosmic Being Whom we call Christ had not entered through the two Jesus boys into earth-evolution.2 Earth-evolution would then be no more, would already by to-day have been overcome by death. But through the two Jesus boys the Christ did enter earthly evolution and then, living in the one for three years, consummated the Mystery of Golgotha, whereby a new seed of life was imparted to the earth. Therefore when the time is fulfilled, the earth will not remain a corpse in cosmic space—the soul having become the prey of Ahriman and Lucifer! No—that is what would have happened had Christ not come into the earth as a living, fertile seed. Because He has come, the earth will not fall into dust, the soul will not be in the sole possession of Lucifer and Ahriman, for the Christ Seed has infused new life into earth-evolution! Just as the earth once separated from the sun and has become a child of the sun, so will earth-evolution, imbued with a new impulse, be fraught with the meaning and purpose imparted by Christ. Thus spiritual science turns our eyes with awe and reverence to the Mystery of Golgotha and because it points to realms beyond the range of material vision, we feel that it is for us to lift the veil ... since we are resolved to see behind this veil not only what comes before the eyes of an age destined to grow into materialism. Therefore it is again beginning to be possible for those in whom the impulses of spiritual science have come to life, to look up to the Christ as a Cosmic Being. Again and again let it be repeated that the infinite devotion we can feel towards the Child born in the Holy Night of Christmas is not thereby diminished. Rather is this devotion deepened when we can feel the reality of Christ as did Christian Morgenstern when there sprang from his soul a poem which seems like a resurrection of ancient and holy Gnostic thoughts pervaded alike by the Christ-Love and cosmic wisdom. And so a new Christmas is celebrated when in the dark night of materialism, voices ring out that are not the voices of the Gnostics of olden times but are quickened and enriched by dedication to the Living Being of the Cosmic Christ.
(Light is Love ... the rays of sunshine are the weaving radiance of a world of loving Creator-Spirits. Who, after hiding us in their heart through endless ages, at the last surrendered to us their sublimest One. Wrapped for three years in the body of a Man, He came then into possession of His Father's estate—and is now the innermost heavenly flame of Earth herself, that she too may one day be a Sun). "Were Christ born a thousand times in Bethlehem, and not in thee, thou art lost eternally." May there be celebrated in our souls an inner festival of the Holy Night; may our souls be filled with the realisation that a new knowledge of Christ must be born in our time. This new knowledge of Christ links the inmost core of man's being with primal innocence, links the state of childhood, not, as yet, that of mature life, with the very heights of cosmic being. When, in the Holy Night of winter our minds turn to the Christ Child, there is enacted before our souls the greatest of all festivals of consecration, the festival that rings through all the Aeons—and we know that the deepest realities of man's being and nature are indissolubly connected with all cosmic evolution. Those whose hearts are kindled by spiritual science feel and know that victory over all death can be achieved when the soul is united with the Christ Being. I spoke of this to-day at the funeral of one taken from us so tragically by the war. Realisation of how the heights of cosmic being are connected with the inmost nature of man was impossible as long as the human mind was unable to conceive that the very quintessence of history lies in the Mystery of Bethlehem. But this insight will dawn in those who understand the secret of the two Jesus boys. In the one boy there was present the power of the wisest of all men in pre-Christian times, namely Zarathustra. This boy represents the flower of the previous stages of human evolution; the aura of the other boy was illumined by the forces of the great Buddha. The body of the one boy springs from the noblest blood of the ancient Hebrew peoples; the soul of the Jesus boy described in the Gospel of St. Luke leads back to the earth's beginning.3 The soul of this Jesus boy was kept back, when, in the age of Lemuria, man came to the earth; this soul was guarded by the Mysteries until it was sent into the body of the Jesus whose birth is described in the Gospel of St. Luke. It is said that immediately after birth, this Child uttered words intelligible only to the Mother, in a language unlike any other language, and which the Child himself forgot directly earthly consciousness awoke in him. A mystery was voiced immediately after birth ... And indeed, much of what we have to reveal concerning the Christ Mystery is an exposition of what was uttered by the Jesus boy of the Gospel of St. Luke directly after his birth. And so spiritual science enables us to understand the Christ Impulse in the deeper aspect of human evolution—in the evolution of pre-Christian times too—for the differences disappear and the voice of the Initiates can still be heard. When once the magnitude of what poured into the evolution of humanity at the Mystery of Golgotha is grasped it will be possible for these forces to be brought to even greater fruition. But men must know Who the Christ was before they can speak truly of Him—in history, for example. If within our movement there are individuals—in greater and greater numbers—who resolve to kindle the light that can be kindled in those inner depths which since the Mystery of Golgotha have been within men's reach then the Christ Light will shine out in every single soul. This Christ Light becomes the Christmas Tree that will illumine all evolution in ages of time to come. The soul will behold an earth again made living, will find Christ everywhere within this new earth. Those who have allied themselves with spiritual science can receive its tidings of Christ with such depth of feeling that the Christmas Festival will one day be celebrated in every individual soul. It is the Festival which represents the birth of that knowledge of Christ which comes from Christ Himself and is therefore a birth of Christ within us, True, indeed are the words: "Were Christ born a thousand times in Bethlehem, and not in thee, thou art lost eternally." But to this beautiful string of Angelus Silesius we can add: We are secure eternally if we seek the experience belonging to the Holy Night of winter, if we seek to bring Christ to birth in the depths of our souls!
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156. The Festivals and Their Meaning I: Christmas: Christmas at a Time of Grievous Destiny
21 Dec 1916, Basel Tr. Dorothy S. Osmond Rudolf Steiner |
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156. The Festivals and Their Meaning I: Christmas: Christmas at a Time of Grievous Destiny
21 Dec 1916, Basel Tr. Dorothy S. Osmond Rudolf Steiner |
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The yearly celebration of the physical birth of the Being Who entered earth-evolution in order to give that evolution its meaning, has for many people become a matter of habit. But if, conformably with the task of our spiritual-scientific movement, we are not content with celebrating a festival of mere custom—as is so general nowadays—it will be opportune at this grave time to turn our minds to many things that are connected with the physical birth of Christ Jesus. We have often pictured how in Christ Jesus, so far as human comprehension goes, two Beings merge as it were into one: the Christ Being and the human Jesus Being. In the evolution of Christianity there has been much conflict, much conflict of dogma, about the meaning of the union of Christ with Jesus, in the Being whose physical birth is celebrated at the Christmas Festival. We ourselves, of course, recognise in the Christ a cosmic, super-earthly Being, a Being Who descended from spiritual worlds in order, through His birth in a physical man, to impart meaning to earth-evolution. And in Jesus we recognise the one who, as man, was predestined after thirty years of preparation, to unite the Christ Being with himself, to receive the Christ Being into himself. Not only has there been much strife, much conflict of dogma, about the nature of the union of Christ with Jesus, but the relationship of Christ to Jesus contains a hint of significant secrets of the earthly evolution of mankind. If, in the endeavour to understand something of the union of Christ with Jesus, we follow events up to the present day and reflect upon what has still to take place in the evolution of humanity before this relationship can be rightly understood, then we touch upon one of the deepest secrets of human knowledge and human life. At the time when Christ was about to enter the evolution of humanity, it was possible, through faculties that were a heritage from the days of the old clairvoyant wisdom, to form certain conceptions of the sublimity of the Christ Being. And at that time there existed a wisdom of which people often speak nowadays in a way that is almost blasphemous, but of which they are scarcely able to form any true idea. There existed something which up to this day has been completely exterminated from human evolution, rooted out by certain currents running counter to the deeper Christian revelation: this was the Gnosis, a wisdom into which had flowed much of the ancient knowledge revealed to men in atavistic clairvoyance. Every trace of the Gnosis, whether in script or oral tradition, was exterminated root and branch by the dogmatic Christianity of the West—after this Gnosis had striven to find an answer to the question: Who is the Christ? There can be no question to-day of reverting to the Gnosis—for the Gnosis belongs to an age that is past and over. True, its extermination was caused by malice, ignorance, enmity towards knowledge and wisdom ... but for all that it happened out of an underlying necessity. When anthroposophical spiritual science is accused of wanting to revive the ancient Gnosis, that is only one of the many expressions of ill-will directed towards it to-day. The accusation is, of course, made by people whose ignorance of the Gnosis is on a par with their ignorance of Anthroposophy. There is no question of reviving the Gnosis, but of recognising it as something great and mighty, something that endeavoured, in the time now lying nineteen hundred years behind us, to give an answer to the question: Who is the Christ? Before the inner eye of the Gnostic lay a glorious vista of spiritual worlds, with the Hierarchies ranged in their order, one above the other. How the Christ had descended through the worlds of the spiritual Hierarchies to enter into the sheaths of a mortal man—all this stood before the soul of the Gnostic. And he tried to envisage how the Christ had come from heights of spirit, how He had been conceived on earth. The best way to get some idea of the knowledge then existing is to reflect that everything produced by the world after the extermination of the Gnosis was paltry in comparison with the grandeur of the Gnostic idea of the Christ. The Mystery-wisdom behind the Gospels is infinitely great—greater by far than anything which later theology has been able to discover from them. To realise how paltry and insignificant compared with the Gnosis is the current conception of the Christ Being, we have but to steep ourselves in the ancient Gnostic idea of Him. Picturing this, one is filled with humility by the grandeur of the conception of the Christ Being entering into a human body from cosmic heights, from far distant cosmic worlds. This majestic, sublime concept of Christ has fallen into the background, but all the dogmatic definitions handed down to us as Arian or Athanasian principles of faith are meagre in comparison with the Gnostic conception, in which vision of the Christ Being was combined with wisdom relating to the universe.1 Only the merest fragments of this great Gnostic conception of Christ have survived. This, then, is one aspect of the relationship of Christ to Jesus: that Christ came into the world at a time when the wisdom capable of understanding Him, yearning to understand Him, had already been rooted out. People who speak of the ancient Gnosis as oriental phantasy that had to be exterminated for the good of Western humanity, have always believed themselves to be good Christians, but the real cause was that the mind of the age lacked the strength to unite earthly with heavenly concepts. One must have a feeling for the tragic if human evolution is to be understood. How long after the Mystery of Golgotha was the Temple at Jerusalem, the sanctuary of peace, destroyed? The Temple of Solomon was within the precincts of the city of Jerusalem. What the Gnosis contained in the form of wisdom, Solomon's Temple contained in the form of symbolism. Cosmic secrets were presented in symbols and pictures. And it was intended that those who entered the Temple, where the pictures all around them were reflected in their souls, should receive something through which alone they became truly man. The purpose of the Temple of Solomon was to inculcate the meaning of worlds into the souls of those who were permitted to enter it. What the Temple revealed was something that the earth as such did not reveal, namely, all the cosmic secrets that ray into the earth from the cosmic expanse. If one of the old Initiates possessing real knowledge of the Temple of Solomon had been asked: Why was the Temple of Solomon built?—the answer would have been somewhat as follows: ‘In order that here on the earth there shall be a beacon light for those Powers who accompany the souls seeking their way into earthly bodies.’ Let us try to grasp what this means, realising that these old Initiates of the Temple of Solomon knew that when men were being accompanied into earthly bodies in conformity with all the signs of the stars, then particular souls must be guided to bodies in which the great symbols of Solomon's Temple could be mirrored. This, in the nature of things, might give rise to arrogance. If the knowledge was not received with humility, with the humility of the Essenes, it led men into Pharisaism! But at all events, this was the situation: The eye of earth looked up to the heavens, beholding the stars; the spiritual eyes of those who were guiding souls from cosmic worlds to the earth gazed downwards and beheld the Temple of Solomon with its symbols. The Temple was like a star whose light enabled them to guide the souls into bodies which would be capable of understanding its meaning. It was the central star of the earth, shining out with special brightness into the spiritual heights. When Christ Jesus had come to the earth, when the Mystery of Golgotha had taken place, the great secret that was intended to be mirrored in every single human soul was this: "My kingdom is not of this world!" It was then that the external, physical Temple of Solomon lost its significance and its destiny was tragically fulfilled. Moreover at that time there was no living person who would have been capable of apprehending the full compass of the Christ Being from the reflections of the symbols in Solomon's Temple. But the Christ Himself had now entered earth-evolution, had become part of it. That is the all-important fact. The Gnostics were the last survivors of the bearers of that ancient, atavistic earth-wisdom which was comprehensive and powerful enough to make some understanding of the Christ possible. That, then, is one aspect of the relation of Christ to Jesus. In those days the Christ Being could have been understood through the Gnosis. But according to the world-plan it was not to be—although the Gnosis teemed with wisdom concerning the Christ. And it may truly be said that the path now taken by Christianity through the countries of the South, through Greece, Italy, Spain and so on, led more and more to the obliteration of insight into the essential nature of Christ. And Rome, sinking into decline, was destined to bring about the final extinction of understanding. In regard to this relation of the Christ to Jesus it is strange that on the one hand we find lighting up in the Gnosis a sublime conception of the Christ which died away as Christianity passed through the Roman system, while on the other hand, when Christianity encountered the peoples from the North, the concept of Jesus came to the fore. In the South, the concept of Christ flickered out. The form in which the concept of Jesus emerged was by no means very sublime, but it gripped men's hearts and feelings in such a way that something wonderfully absorbing stirred in their souls at the thought of how the Child who receives the Christ is born in the Holy Night. Just as in the South the concept of Christ was inadequate, so in the North was man's feeling for Jesus. But for all that it was a feeling that stirred the very depths of the human heart. Yet in itself it is not quite comprehensible. For if we contrast the immeasurable significance of Christ Jesus for the evolution of humanity with all the sentimental trivialities about the ‘dear little Jesus’ contained in many poems and hymns commonly used to move the human heart—for in their egoism men believe that these trivialities kindle emotions capable of storming the heavens—then we have a direct impression that something is striving to make its home but is not fully able to do so, that one element is mingling with another in such a way that the deeper meaning, the far deeper significance, remains in the subconsciousness. What actually is it that remains in the subconsciousness while the Jesus-thought, the Jesus-feeling, the Jesus-experience, is coming to the surface? The process takes a strange and remarkable course. The understanding for Christ sank into the subconsciousness and there, in the subconsciousness, the understanding for Jesus began to glow. In the subconsciousness—not in the consciousness, which was dim—the consciousness of Christ that was flickering out and the consciousness of Jesus that was beginning to stir were destined to meet and counter-balance each other. Why was it, then, that the peoples who came down from Scandinavia, from the North of present-day Russia, received Christianity without the Christ-idea which, to begin with, was wholly foreign to them? Why was it that they received Christianity with the Jesus-idea? Why was Christmas the festival which above all others spoke to the human heart, awakened in the human heart feelings of holy bliss? Why was it? What was present in this Europe which in truth received from the South a completely distorted Christianity? What was it that kindled in men's hearts the idea which then, in the Christmas Festival, created such a deep, deep fount of experience? Men had been prepared—but had largely forgotten by what they had been prepared. They had been prepared by the old Northern Mysteries. But they had forgotten the import and meaning of these ancient Mysteries. And we have to go very far back into the past to discover from the source and content of the Northern Mysteries the deep secret of the penetration of the Jesus-feeling into the soul-life of the European peoples. The principles underlying the Northern Mysteries were quite different from those underlying the Mysteries of Asia Minor and of the South. The experiences underlying the Northern Mysteries were more intimately and directly connected with the existence of the stars, with nature, with earthly fertility, than with the wisdom represented in symbols within a Temple. The Mystery-truths are not the childish trifles presented by certain mystic sects to-day; the Mystery-truths are great and potent impulses in the evolution of mankind. Present-day Anthroposophy can no more revert to the Gnosis than mankind can revert to what the ancient Mysteries of the North, for example, signified for human evolution. And to believe that such Mystery-truths are now being revealed because of some kind of hankering to go back to what was once alive in them, would be a foolish misunderstanding. It is for the sake of deepening self-recollection, self-knowledge, that mankind to-day must be made aware of the content of such Mysteries. For what linked the Northern Mysteries with the whole evolution of the universe, arose from the earth, just as the Gnostic wisdom, inspired from the cosmos, was connected with happenings in the far distances of the universe. How the secret of man, linked as it is with all the secrets of the cosmos, comes into operation when a human being enters physical existence on the earth—it was this that, with greater depth than anywhere else at a certain period of earth-evolution, lay at the root of these ancient Northern Mysteries. But we have to go very far back—to about three thousand years before Christ, perhaps even earlier—to understand what was alive in the hearts of those in whom, later on, the feeling for Jesus arose. Somewhere in the region of the peninsula of Jutland, in present-day Denmark, was the centre from which, in those ancient times, important impulses went out from the Mysteries. And—let the modern intellect judge of this as it will—these impulses were connected with the fact that in the third millennium before Christ, in certain Northern tribes, he alone was regarded as a worthy citizen of the earth who was born in certain weeks of the winter season. The reason for this was that from those places of the Mysteries on the peninsula of Jutland, among the tribes which at that time called themselves the Ingaevones, or were so called by the Romans—by Tacitus2—the Temple Priest gave the sign for sexual union to take place at a definite time during the first quarter of the year. Any sexual union outside the period ordained by this Mystery-centre was taboo; and in this tribe of the Ingaevones a man who was not born in the period of the darkest nights, at the time of greatest cold, towards our New Year, was regarded as an inferior being. For the impulse went out from that Mystery-centre at the time of the first full moon after the vernal equinox. Only then, among those who might believe themselves united with the spiritual world as became the dignity of man, was sexual union permissible. The characteristic virility—even in its aftermath—marvelled at by Tacitus, writing a century after the Mystery of Golgotha, was due to the fact that the forces which enter into such sexual union were preserved through the whole of the rest of the year. And so those who belonged to the tribe of the Ingaevones (and in a lesser degree this was also true of the other Germanic tribes) experienced the process of conception with particular intensity at the time of the first full moon after the vernal equinox. They experienced it, not in wide-awake consciousness, but as it were heralded in dream. Yet they were aware of its significance in regard to the connection between the secret of man and the secrets of the heavens. A spiritual being appeared to the woman who was to conceive and in a kind of vision announced to her the human being who, through her, was to come to the earth. There was no clear consciousness, but only semi-consciousness, in the sphere experienced by souls when the entry of a human being into the physical world is taking place; subconsciously men knew that they were under the direction of the Gods, who then received the name of the Wanen, connected with wähnen, that is to say with what takes its course, not in clear, intellectual, waking consciousness, but in cognitive dream-consciousness. What was once in existence and fitting for its own epoch, is often preserved in later times in symbols. Thus the fact that in those ancient times the holy mystery of the generation of a human being was wrapped in subconsciousness, and led to all births being concentrated in a particular period of the winter season, so that it was regarded as sinful for a man to be born at another time—this was preserved in fragments which passed over to a later consciousness as the Hertha or Erda or Nertus Saga. No erudition, as scholars themselves openly admit, has hitherto been able to interpret these fragments, for actually all that is known externally of the Nertus Saga, with the exception of a few brief notes, comes from Tacitus, who writes as follows about the Nertus or Hertha cult:
In the ancient cult of the Wanen it became known in dream-consciousness to every woman who was to give a citizen to the earth that the Goddess worshipped later on as Nertus would appear to her. The Divinity was, however, represented not exactly as female, but as male-female. It was not until later, through a corruption, that Nertus became an entirely feminine principle. Just as the Archangel Gabriel drew near to Mary, Nertus on her chariot drew near to the woman who was about to give a citizen to the earth. The woman concerned saw this in the spirit. Later, when the Mystery-impulse in this form had long since died out, echoes of the happening were celebrated in symbolic rites which Tacitus was still able to witness and of which he says the following:—
"Then there are joyous days and wedding feasts." In such ancient records the descriptions are accurate and exact, only men do not understand them. "Then there are joyous days and wedding feasts. At those times no war is waged, no weapons are handled, the sword is sheathed." And so it was in very truth at the time which is now our Easter, when human beings believed in their inmost soul that the time of earthly fruitfulness had come for them too; it was then that the souls who were born at the time that is now our Christmas, were conceived. Easter was the time of conception. The experience was regarded as a holy, cosmic mystery, and it was this that was symbolised later on by the Nertus cult. The whole experience was veiled in the subconscious region of the soul, might not rise up into consciousness. This is hinted at in the description of the cult given by Tacitus: "Only peace and quiet are at those times known or desired—until the Goddess, tired of her sojourn among mortals, is led back into her shrine by the same priest. Then the chariot and the veil and even the Goddess herself are bathed in a hidden lake. Slaves perform the cult, slaves who are at once swallowed up as forfeit by the lake, so that all knowledge of these things sinks into the night of unconsciousness. A secret horror and a sacred darkness hold sway over a being who is able to behold only the sacrifice of death." Everything that comes into the world calls forth a Luciferic and an Ahrimanic counterpart. The event which—as experienced by the Ingaevones—was part of the regular, ordained evolution of mankind was connected with the time of the first full moon after the vernal equinox. But owing to the precession of the equinox, what had remained from olden days as a dream-experience was transferred to a later date and therefore became Ahrimanic. When the experience that had arisen in ancient times in the true Hertha cult was advanced about four weeks, it became Ahrimanic. This meant that the union of the woman with the spiritual world was sought in an irregular way—at the wrong time. Here lies the explanation of the institution of the Walpurgis Night—between the 30th April and the 1st May. It is nothing but an Ahrimanic transposition of time. Luciferic transposition of time goes backward; Ahrimanic transposition of time runs in the opposite direction, being connected with the precession of the equinox. Thus the Ahrimanic, Mephistophelean form of the Hertha cult, the perversion into the diabolic, later became the Walpurgis Night; it is connected with the most ancient Mysteries of which only faint echoes remained. Much of the content of the ancient Northern Mysteries lived on—if the matter is rightly understood—in the Scandinavian Mysteries. There, instead of Nertus, we find Friggo, a god who, according to the symbolism associated with him—but this can become intelligible only through spiritual science—turns into the very betrayer of what lies at the root of this Mystery. One more thing must be mentioned in regard to these Mystery-practices. You can see that if the human seed was ripening from the time of the vernal full moon to winter time, one such human being would be the first to be born in the ‘Holy Night.’ Among the Ingaevones the first to be born in the Holy Night—the Holy Night of every third year in the most ancient times—was chosen as their leader when he reached the age of thirty, and he remained leader for three years, for three years only. What happened to him then I may perhaps be able to tell you on another occasion. Careful investigation reveals that not only are Frigg, Frei, Freiga, merely additional designations for Nertus, as is the Scandinavian ‘Nört,’ but the name ‘Ing’ itself, whence Ingaevones, is another name for Nertus. Those who were connected with the Mystery called themselves "Men belonging to the God or the Goddess Ing"—Ingaevones. Only fragments of what really lived in this Mystery survived in the external world. One such fragment consists of the words of Tacitus already quoted. Another fragment is the well-known Anglo-Saxon rune of a few lines only. These famous lines are known to every philologist of the Germanic languages, but no one understands their meaning. They are approximately as follows:
In this Anglo-Saxon rune there is an echo of what lay behind the old Mystery-customs of the Easter conception with a view to the Christmas birth. What happened then in the spiritual world was known best on the Danish peninsula. Hence the rune correctly says: "Ing was first seen among the East Danes." Then came the time when this ancient knowledge fell more and more into corruption, when it was to be found only in echoes, in symbolism. This was the time in the evolution of humanity when what originated in the warm countries spread abroad. And what comes from the warm countries is something that is not connected—as is the case in the cold countries—with the intimate relation between the seasons and man's own inner experiences. From the warm countries came the impulse which resulted in the distribution of conceptions and births over the whole year; this of course had already happened in the South even in the days of the old, atavistic clairvoyance, although it was still to some extent pervaded by the old principles, the principles which prevailed in the times when in the cold regions the Women held sway and in the South the Temple Mysteries had long since superseded the old Nature-Mysteries. The Southern practice spread towards the North, although an intermixture of the old still remained at the time when the Wanen gods were superseded by the Asen gods. Just as the Wanen are connected with wähnen, so are the Asen connected with the German sein (being)—that is to say, being or existence in the material world which the mind tries to grasp externally. And when the men of the North had entered into an age when individual intelligence began to assert itself, when the Asen had supplanted the Wanen, the old Mystery-customs fell into decay. They passed over into isolated, scattered Mystery-communities of the East. And one Being only—he in whom the whole meaning of the earth was to be made new, he in whom the Christ was to dwell—he alone was destined to unite within himself what had once been the essence and content of the Northern Mysteries. Hence the origin of the account in St. Luke's Gospel of the appearance of the Archangel Gabriel to Mary, is to be sought in the visions of spiritual realities once reflected in the Nertus-symbol of the ancient Northern Mysteries. The symbol had moved eastward. Spiritual science discloses this to-day and this alone explains the meaning of the Anglo-Saxon rune. For Nertus and Ing are the same. Of Ing it is said: "Ing was first seen among the East Danes. Later he went towards the East. He walked over the waves, followed by his chariot,"—over the waves of the clouds, that is, just as Nertus moved over the waves of the clouds. What had once been general in the colder regions, here became singular, individual. It occurred as a single, unique event, and we find it again in the descriptions given in the Gospel of St. Luke. But whatever has once existed in the world and has taken root, whatever is anchored in the heart's understanding, remains a possession of the soul. And when knowledge of Christianity was received in the North from the Roman South, men felt—not in clear consciousness but in the subconsciousness—it had some connection with an ancient Mystery-custom. Hence in the North, men were able to develop a particularly intense feeling for Jesus. The reality that had lived in the old Nertus Mystery had already sunk into the subconsciousness, yet in the subconsciousness it was present, it was sensed and dimly experienced. When in those long past times in the far North, when the earth was still covered with forests that were the home of the bison and the elk, families came together in their snowcovered huts and under their lantern-lights gathered around the new-born child, they spoke of how with this new life there had been brought to them the new light announced by the heavens in the previous spring. Such was the ancient Christmas. To these people, who were one day to receive the tidings of Christendom, it was said: In the hour that is especially holy, one destined for greatness is born. It is the child who is the first to be born after midnight in the night designated as holy. And although men no longer possessed the ancient knowledge, when the tidings came that such a one had been born in far-off Asia, one in whom lived the Christ Who had come down from the world of the stars to the earth, something of the old feeling came alive in them. It is incumbent upon the present age to understand such things more and more deeply and thereby grasp in concrete reality the meaning of the evolution of earthly humanity. Truths of mighty, awe-inspiring significance are contained in the Holy Scriptures, not just the trivialities of which we so often hear in religious teachings to-day, but sacred truths which thrill through the very fibres of our being, stirring our hearts to the depths. These are truths which flow through the whole evolution of humanity and resound in the Gospels. And as spiritual science reveals their deep, deep source, the Gospels will one day become a precious treasure, prized at their true worth. Men will know, then, why it is recounted in the Gospel of St. Luke:
It was for Him, the first-born among men in whose souls true ego-hood was to awaken, that the holy Mystery-power of ancient days had passed over from the Danish peninsula to the distant East.
Nerta too, moving across the land, had announced to the old Wanen-consciousness, that is to say, in the subconsciousness of atavistic clairvoyance, the arrival of human beings on the earth.
And now the heavenly Powers proclaimed what the Nerta-Priest in the old Northern Mystery-cult had proclaimed to the woman about to conceive.
As Tacitus narrates: "Then there are joyous days and wedding feasts. At those times no war is waged, no weapons are handled, the sword is sheathed." The great goal for which man must strive is the attainment of the power to gaze into the course of the evolution of humanity. For the Mystery of Golgotha, too, through which earth-evolution received its deeper meaning, will become fully comprehensible when its place in the whole evolution of humanity is understood. In future times, when, with the disappearance of materialism, man will know, not in abstract theory but as a concretely real experience, that he is of divine origin, the ancient, holy Mystery-truths will again be understood; then the intervening time will be over, a time in which the Christ, it is true, lives on earth, but can be understood only by the awakened consciousness. For the Gnostic conception of Christ faded away; understanding for Jesus developed in connection with the old Nertus cult, but in unconsciousness. In the future, however, humanity will have to bring both the unconscious streams to consciousness, and unite them. And then an ever greater understanding of the Christ will take foothold on earth, an understanding that will unite the Mystery-knowledge with a great and renewed Gnosis. Those who take the anthroposophical view of the world seriously, and the movement associated with it, will see in what it has to say to mankind no child's play but great and earnest, soul-shaking truths. And our souls must submit to this because it is right that we should be shaken by greatness. Not only is the earth a mighty living being; the earth is an exalted spirit-being. And just as the greatest human genius could not stand at the height he reaches in later life if he had not first developed through childhood and adolescence, so the Mystery of Golgotha could not have taken place, the Divine would not have been able to unite with earth-evolution, if at the beginning of earthly days the Divine—in a different manner but in a manner still divine—had not descended to the earth. The form taken by the revelation of the Divine from the heavenly heights was not the same in the ancient Nertus cult as it was at a later time, but for all that it was a true revelation. The knowledge contained in this ancient wisdom was, it is true, atavistic in character, but for all that it was infinitely more exalted than the materialistic view of the world which, in the sphere of knowledge, so brutally reduces humanity to the level of the animal. In Christianity we have to do with a Fact, not with a theory. The theory is a necessary consequence and of importance for the consciousness that has had to develop in the further course of human evolution. But the essence of Christianity as such, the Mystery of Golgotha, is an accomplished Fact. The impulse entered, to begin with, into subconscious currents, as was still possible in Asia Minor at the time when the union of Christ with the earth took place. Shepherds, men bearing a similarity with those among whom the Nertus cult flourished, are also described in the Gospel of St. Luke. I can give only very brief indications of these things. If we were able to speak of them at greater length you would find that there are deep foundations for what I have told you to-day. The human being has descended from spiritual heights ... hence the revelation of the Divine from the heavenly heights ... The revelation had to be expressed in this form to those who out of the ancient wisdom knew the destiny of man to be united with the secrets of the stars of heaven. But what must live on earth as the result of Christ's union with a man of earth—that can be understood only very gradually. The message is twofold: ‘Revelation of the Divine from the heights’—‘Peace in the souls on earth who are of good-will.’ Without this second part, Christmas, the Festival of the birth of Christ, has no meaning! Not only was Christ born for men; men have also crucified Him. Even behind this lies necessity. But it is none the less true that men have crucified the Christ! And it may dawn upon us that the crucifixion on the wooden Cross on Golgotha was not the only crucifixion. A time must come when the second part of the Christmas proclamation becomes reality: ‘Peace to the men on earth who are of good-will.’ For the negative side too is discernible. Men are very far indeed from a true understanding of Christ and of the Mystery of Golgotha. Does it not cut to the very heart that we ourselves should be living at a time when men's longing for peace is shouted down?3 It seems almost a mockery to celebrate Christmas in days when voices are raised in outcry against the desire for peace. To-day, when the worst has not actually befallen, we can but fervently hope that a change will take place in the souls of men, and a Christian feeling, a will for peace supersede these demonstrations against the desire for it. Otherwise it may not be those who are struggling in Europe to-day, but those coming over from Asia, who will one day wreak vengeance on this rejection of the desire for peace; it may be they who will have to preach Christianity and the Mystery of Golgotha to humanity on the ruins of European spiritual life. And then the indelible record will remain: that at Christmas time, nineteen hundred and sixteen years after the tidings of peace on earth to men of good-will, humanity came to shout down the desire for peace. May it not succeed! May the good Spirits who are at work in the Christmas impulses protect luckless European humanity from such a fate!
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203. The Festivals and Their Meaning I: Christmas: The Proclamations to the Magi and the Shepherds
01 Jan 1921, Stuttgart Tr. Dorothy S. Osmond Rudolf Steiner |
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203. The Festivals and Their Meaning I: Christmas: The Proclamations to the Magi and the Shepherds
01 Jan 1921, Stuttgart Tr. Dorothy S. Osmond Rudolf Steiner |
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We will turn our thoughts to-day to the Festival which every year revives remembrance of the Mystery of Golgotha. There are three such main Festivals in Christendom: at Christmas, Easter and Whitsuntide. Each of these Festivals brings man's life of soul into a different relation with the great events from which the whole of earth-evolution receives purpose and meaning. The Christmas Festival is connected more directly with man's life of feeling. In a certain sense it has the most popular appeal of all the Festivals, because when rightly understood it deepens the life of feeling and is always dear to the human heart. The Easter Festival makes great demands upon man's powers of understanding, because here some measure of insight is essential into the Mystery of Golgotha itself, into how a super-sensible Being entered the stream of earthly evolution. Easter is a Festival which carries the faculty of human understanding to the highest level, a level which is, of course, ultimately accessible to everyone; but the appeal of the Easter Festival can never be as widespread as that of Christmas. Through the Whitsuntide Festival, relationship is established between the will and the super-sensible world to which the Christ Being belongs. It is of the impulses of will which then take effect in the world that the Whitsuntide Festival makes men conscious when its meaning is rightly understood. And so the great Christian Mystery is illustrated in a threefold way by these Festivals. There are many aspects of the Christmas Mystery and in the course of years we have studied them from different points of view at the time of the Festival. To-day we will think of an aspect brought graphically before us in the Gospels. The Gospels tell of two proclamations of the birth of Christ Jesus. The one proclamation is made to the simple shepherds in the fields, to whom—in dream or in some kindred way—an Angel announces the birth. In this case, knowledge of the event was brought by inner soul-forces which were of a particular character in the shepherds living near the birthplace of Christ Jesus. And the Gospels tell of another proclamation made to the Three Kings, the Three Magi from the East who follow the voice of a star announcing to them that Christ Jesus has come into the world. Here we have an indication of two ways in which higher knowledge came to men in earlier times. This is again a matter of which the modern mind has no understanding. The idea prevailing nowadays is that man's faculties of apprehension and thinking—that is to say, inner powers of the soul—have for thousands and thousands of years been fundamentally the same as they are to-day, except that in earlier times they were more primitive. But we know from spiritual science that the tenor and mood of the human soul has undergone great changes in the course of the ages. In times of antiquity, let us say about six or seven thousand years ago, man had a quite different conception not only of his own life but also of the universe around him. His attitude of soul underwent continual change until, in the modern world, it amounts simply to intellectual analysis and a purely physical conception of things in the outer world. This development proceeds from an instinctive clairvoyance in ancient times, through the phase of our present mood-of-soul, in order, in the future, to return to a form of clairvoyant vision of the world pervaded by full, clear consciousness. At the time when the Mystery of Golgotha took place on the earth, the old instinctive clairvoyance had already become dim. Although men's attitude of soul differed widely from that of to-day, they no longer possessed the powers of that ancient clairvoyance; neither were they able to apply the old forms of wisdom in seeking for intimate and exact knowledge of the world. The teachings of the ancient wisdom, as well as the faculties of instinctive clairvoyance, had lost their power when the Mystery of Golgotha took place. Nevertheless, echoes still survived, as the Gospels clearly indicate if we understand them aright. Echoes of the ancient wisdom survived here and there in certain exceptional individuals. These individuals might well have been the simple shepherds in the fields who with their great purity of heart possessed a certain power of clairvoyance which came over them like a dream. And there might also well have been individuals who had reached the heights of learning, like the Three Magi from the East, in whom the ancient faculty to gaze into the how of cosmic happenings had been preserved. In a kind of dream-condition, the simple shepherds in the fields were able inwardly to realise what was drawing near in the event of the birth of Christ Jesus. On the other hand, the knowledge possessed by the three Magi from the East enabled them, by contemplating the phenomena of the heavens, to discern that an event of a significance far transcending that of the ordinary course of life was taking place on the earth. Our attention is therefore directed to two definite but quite distinct forms of knowledge. We will think, first, of the knowledge possessed by the three Magi as a last remnant of an ancient wisdom. It is clearly indicated that these Magi were able to read the secrets of the movements of the stars. The story of the three Kings or Magi points to the existence of an ancient lore of the stars, an ancient knowledge of the secrets of the worlds of stars in which the secrets of happenings in the world of men were also revealed. This ancient lore of the stars was very different from our modern astronomical science—although in a certain respect it too is prophetic in that eclipses of the sun, of the moon, and the like, can be predicted. But it is a purely mathematical science, speaking only of conditions and relationships in space and time in so far as they can be expressed in terms of mathematics. What plays with a higher significance into man's inner life from beyond space and time, but into the world of space and time, was read by an ancient star-lore from the courses and movements of the stars, and it was this star-wisdom that formed the essential content of the science belonging to an earlier epoch. Men sought in the stars for explanations of what was happening on the earth. But to such men the world of stars was not the machinelike abstraction it has now come to be. Every planet was felt to have reality of being. In a kind of inner speech of the soul, these men of old conversed, as it were, with each planet, just as to-day we converse with one another in ordinary speech. They realised that what the movements of the stars bring about in the universe is reflected in man's inmost soul. This was a living, spirit-inwoven conception of the universe. And man felt that as a being of soul and spirit he himself had his place within this universe. The wisdom relating to cosmic happenings was also cultivated in Schools of the Mysteries where the pupils were prepared, carefully and intimately, to understand the movements of the stars in such a way that human life on earth became intelligible to them. What form did these preparations take? These preparations for knowledge of the stars and their workings consisted in training the pupils, even in the times of instinctive clairvoyance, to unfold a more wide-awake consciousness than that prevailing in normal life. The masses of the people possessed faculties of instinctive clairvoyance which were natural in a life of soul less awake than our own. In ancient times the wide-awake thinking of to-day would not have been possible. Nor could mathematics or geometry be grasped in the way they are grasped by the modern mind. Man's whole life between birth and death was a kind of dreamlike existence, but on that very account he had a far more living awareness of the world around him than is possible in our fully wide-awake consciousness. And strange as it seems, in the age which lasted into the second millennium or even as late as the beginning of the first millennium B.C. (—it was to the last surviving remains of this age that men like the three Magi belonged—) individual pupils in the Mysteries were initiated into a kind of knowledge resembling our geometrical or mathematical sciences. It was Euclid1 who first gave geometry to the world at large. The geometry presented to mankind by Euclid had already been cultivated for thousands of years in the Mysteries, but there it was communicated to chosen pupils only. Moreover it did not work in them in the same way as in men of later time. Paradoxical as it seems, it is nevertheless a fact that the geometry and arithmetic learnt by children to-day was taught in the Mysteries to individuals specially chosen from the masses on account of their particular gifts who were then received into the Mysteries. One often hears it said to-day that the teachings given in the Mysteries were secret and veiled. In their abstract content however, these so-called ‘secret’ teachings were no different from what is now taught to children at school. The mystery does not lie in the fact that these things are unknown to-day but that they were imparted to human beings in a different way. For to teach the principles of geometry to children by calling upon the intellect in an age when from the moment of waking until that of falling asleep the human being has clear day-consciousness, is a very different matter from imparting them to pupils specially chosen because of their greater maturity of soul in the age of instinctive clairvoyance and dreamlike consciousness. A true conception of these things is rarely in evidence to-day. In Eastern literature there is a Hymn to the God Varuna which says that Varuna is revealed in the air and in the winds blowing through the forests, in the thunder rolling from the clouds, in the human heart when it is kindled to acts of will, in the heavens when the sun passes across the sky, and is present on the hills in the soma juice. You will generally find it stated in books today that nobody knows what this soma-juice really is. Modern scholars assert that nobody knows what soma-juice is, although, as a matter of fact, there are people who drink it by the litre and from a certain point of view are quite familiar with it. But to know things from the vantage-point of the Mysteries is quite different from knowing them as a layman from the standpoint of the experiences of ordinary waking consciousness. You may read to-day about the ‘Philosopher's Stone’ for which men sought in an epoch when understanding of the nature of substances was very different from what it is today. And again, those who write about alchemy assert that nothing is known about the Philosopher's Stone. Here and there in my lectures I have said that this Philosopher's Stone is quite familiar to most people, only they do not know what it really is nor why it is so called. It is quite well known, because as a matter of fact it is used by the ton. The modern mind with its tendency to abstraction and theory and its alienation from reality, is incapable of grasping these things. Nor is there any understanding of what is meant by saying that our geometrical and arithmetical sciences were once imparted to mature souls quite different in character from the souls of modern men, In my book Christianity as Mystical Fact I have indicated the special nature of the Mystery-teachings but these significant matters are not as a rule correctly understood; they are taken far too superficially. The way in which the subject-matter of the Mystery-teachings in ancient times was imparted—that is what needs to be understood. Novalis was still aware of the human element, the element of feeling in mathematics which, in utter contrast to the vast majority to-day, he regarded as being akin to a great and wonderful Hymn.2 It was to an understanding of the world imbued with feeling but expressed in mathematical forms that the pupil of the ancient Mysteries was led. And when this mathematical understanding of the universe had developed in such a pupil, he became one whose vision resembled that of the men described as the three Magi from the East. The mathematics of the universe which to us has become pure abstraction, then revealed reality of Being, because this knowledge was supplemented and enriched by something that came to meet it. And so the science and knowledge of the outer universe belonging to an ancient culture which in its last echoes survived in the Magi, was the origin of the one proclamation—the proclamation made by way of wisdom pertaining to the outer universe. On the other side, inner feeling of the secrets of the evolution of humanity could arise in men of a disposition specially fitted for such experiences. Such men are represented by the shepherds in the fields. These inner forces must have reached a certain stage of development and then instinctive-imaginative perception became direct vision. And so, through their faculty of inner vision, the simple shepherds in the fields were made aware of the proclamation: ‘The God is revealing Himself in the heavenly Heights and through Him there can be peace among all men who are of good-will.’ Secrets of the cosmos were thus revealed to the hearts of the simple shepherds in the fields and to those who were the representatives of the highest wisdom attainable by the human mind at that time. This is the revelation made to the three Magi from the East. The great mystery of earth-existence was proclaimed from two sides. What was it that came to the knowledge of the Magi? What kind of faculties developed in specially prepared pupils of the Mysteries through the mathematics imparted to them? The philosopher Kant says of the truths of mathematical science that they are a priori. By this he means that they are determined before the acquisition of external, empirical knowledge.3 This is so much lip-wisdom. Kant's a priori really says nothing. The expression has meaning only when we realise from spiritual-scientific knowledge that mathematics comes from within ourselves, rises into consciousness from within our own being. And where does it originate? In the experiences through which we passed in the spiritual world before conception, before birth. We were living then in the great universe, experiencing what it was possible to experience before we possessed bodily eyes and bodily ears. Our experiences then were a priori—a form of cognition independent of earthly life. And this is the kind of experience that rises up, unconsciously to-day, from our inmost being. Man does not know—unless, like Novalis, he glimpses it intuitively—that the experiences of the life before birth or conception well up when he is engrossed in mathematical thought. For one who can truly apprehend these things, mathematical cognition is in itself a proof that before conception and birth he existed in a spiritual world. Of those to whom this is no proof of a life before birth, it must be said that they do not think deeply and fundamentally enough about the phenomena and manifestations of life and have not the faintest inkling of the real origin of mathematics. The pupils of the ancient Mysteries who had absorbed the kind of wisdom which in its last echoes had survived in the three Magi from the East, had this clear impression: If as we contemplate the stars we see in them the expressions of mathematical, arithmetical progression, we spread over universal space the experiences through which we lived before birth. A pupil of the Mysteries said to himself: Living here on the earth, I gaze out into the universe, beholding all that is around me in space. Before my birth I lived within these manifestations of cosmic realities, lived with the mysteries of number connected with the stars, with all that I can now only mentally picture in terms of mathematics. In that other existence my own inner forces led me from star to star; I had my very life in what is now only a mental activity. Such contemplation made vividly real to these men what they had lived through before birth, and these experiences were sacred to them. They knew that this other world was a spiritual world—their home before they came down to the earth. The last echoing remains of this knowledge had survived in the Magi from the East and through it they recognised the signs of the coming of Christ. Whence came the Christ Being? He came from the world in which we ourselves live between death and a new birth, and united Himself with the life that extends from birth to death. Knowledge of the world in which our existence is spent from death to a new birth can therefore shed light upon an event like the Mystery of Golgotha. And it was through this knowledge that the Mystery of Golgotha, the Christmas Mystery too, was announced to the Magi. While man is living on the earth and unfolding the forces which bring knowledge of the world around him, while he is unfolding the impulses for his actions and social life, he is unconsciously experiencing something else as well. He has no knowledge of it, but just as he experiences the aftereffects of his life before birth, so does he also experience what finally passes through the gate of death to become the content of the life after death. These forces are already present in germ between birth and death but come to fruition only in the life after death. They worked with intense strength in the old, instinctive clairvoyance, and in their last echoes they were still working in the simple shepherds in the fields because of their purity of heart. We live within the play of these forces above all during sleep, when the soul is outside the body, within the outer universe. The soul is then living in the form of existence in which it will live consciously after death, when the physical body has been laid aside. These forces from the world of sleep and dream which in certain conditions can penetrate into waking life, were very active in the old, instinctive clairvoyance, and they were working in the simple shepherds to whom the Mystery of Golgotha was proclaimed in a way other than to the three Magi. What kind of knowledge is brought by the forces that are paramountly active between death and a new birth, if, as was the case with the Magi, they have been kindled during life between birth and death? It is a knowledge of happenings in the world beyond the earth. The human being is transported from the earth into the world of the stars in which he lives between death and a new birth. This was the world into which the three Magi from the East were transported—away from the earth into the heavens. And what kind of knowledge is brought by the forces that well up from the inmost being of man, above all in the world of dream? These forces bring knowledge of what is coming to pass within the earth itself. In this kind of knowledge it is earthly forces that are most strongly at work, the forces we have through the body, through existence in the body. These are the forces which are particularly active between sleeping and waking. Then too we are within the outer universe, but the outer universe that is especially connected with the earth. You will say: this contradicts the statement that during sleep we are outside the body. But in reality there is no contradiction. We perceive only what is outside us; we do not perceive that within which we actually live. Only those who lack real knowledge and are satisfied with phrases speak of such things in glib words to the effect that it is meaningless to base spiritual science upon knowledge acquired outside the human being, for what really matters is that knowledge of outer nature shall be gained through the forces within man. ‘Schools of Wisdom’ like the one in Darmstadt4 may be based on high-sounding principles of this kind, but a man can remain a phrasemonger in spite of being the founder of such a ‘School of Wisdom.’ We must understand the inner nature of the world before we can acquire super-sensible knowledge, and it is only then that we can penetrate into the nature of our own inmost being. Men like Keyserling speak of the need to view things from the vantage-point of the soul, but they do not penetrate into the inmost being of man; they simply pour out phrases. The truth is that between sleeping and waking we look back, feel back, as it were, into our body. We become aware of how our body is connected with the earth—for the body is given by the earth. The revelation to the shepherds in the fields was the revelation given by the earth, proceeding from their bodily nature. In a state of dream the voice of the Angel made known to them what had come to pass. And so the contrast is complete:
That the revelation should have been from two sides is entirely in keeping with the Mystery of Golgotha. For a heavenly Being, a Being Who until then had not belonged to the earth, was drawing near. And the coming of such a Being must be recognised through wisdom pertaining to the heavens, through wisdom that is able to reveal the descent of a Being from the heavens. The wisdom of the shepherds is knowledge proceeding from the earth; the weaving life of the earth becomes aware of the coming of the Being from heaven. It is the same proclamation, only from another side—a wonderful, twofold proclamation to mankind of a single Event. The attitude with which the Event of Golgotha was received by mankind is to be explained by the fact that only vestiges of the ancient wisdom remained. In the first centuries of our era, certain Gnostic teachings were able to shed light upon the Mystery of Golgotha, but as time went on, men strove more and more to understand it through purely intellectual analysis and reason. And in the nineteenth century, naturalism invaded this domain of belief. There was no longer any understanding of the super-sensible reality of the Event of Golgotha. Christ became the ‘wise man of Nazareth’—in the naturalistic sense. What is necessary is a new, spiritual conception of the Mystery of Golgotha. The Mystery of Golgotha as such must never be confused with the attitude adopted to it by the human mind. The mood-of-soul prevailing in the shepherds and in the Magi was in its final phase at the time of the Mystery of Golgotha. Everything in the evolution of humanity undergoes constant change and metamorphosis. What has the wisdom possessed by the Magi from the East now become? It has become our mathematical astronomy. The Magi possessed super-earthly knowledge which was actually a glorious remembrance of life before birth. This knowledge has shrivelled away into our mathematical-mechanistic conception of the heavens, to the phenomena of which we apply only mathematical laws. What wells up from within us in our mathematical astronomy is the modern metamorphosis of the knowledge once possessed by the Magi. Our outer, sense-given knowledge, conveyed as it is merely through eyes and ears, is the externalised form of the inner knowledge once possessed by men like the shepherds in the fields. The mood-of-soul in which the secrets of earth-existence were once revealed to the shepherds now induces us to look at the world with the cold detachment of scientific observation. This kind of observation is the child of the Shepherd-wisdom—but the child is very unlike the parent! And our mathematical astronomy is the child of the Magi-wisdom. It was necessary that humanity should pass through this phase. When our scientists are making their cold, dispassionate researches in laboratories and clinics, they have very little in common with the shepherds of old, but this attitude of soul is nevertheless a metamorphosis leading back directly to the wisdom of the shepherds. And our mathematicians are the successors of the Magi from the East. The outer has become inward—the inner, outward. In the process, understanding of the Mystery of Golgotha has been lost, and we must be fully conscious of this fact. Understanding of the Mystery of Golgotha has vanished most completely of all, perhaps, in many of those who claim to be official ministers of Christianity to-day. With the forces of knowledge, feeling and belief possessed by modern men, the true reality of the Event of Golgotha can no longer be grasped. It must be discovered anew. The Magi-wisdom has become inward; it has become our abstract, mathematical science by which alone the heavens are studied. What has become inward in this way must again be filled with life, re-cast, re-shaped from within. And now, from this point of view, try to understand what is contained in a book like my Outline of Occult Science. The Magi gazed at the worlds of the stars; therein they beheld the Spiritual, for they could behold man's experiences in his life before birth. In our mathematics this has become pure abstraction. But the same forces that are unfolded in our mathematical thinking can again be filled with life, enriched and intensified in Imaginative perception. Then, from our own inner forces there will be born a world which, although we create it from within, can be seen as the outer universe, embracing Saturn, Sun, Moon, Earth, Jupiter, Venus, Vulcan. We then behold the heavens through inner perception, inner vision, as the Magi discerned the secrets of the Mystery of Golgotha through outer perception. The outer has become inward, has become mathematical abstraction. Therefore what is now inward must be expanded into perception of the outer universe; inward perception must lead to a new astronomy, to an astronomy inwardly experienced. It is only by striving for a new understanding of Christ that we can truly celebrate the Christmas Festival to-day. Can it be said that this Festival still has any real meaning for the majority of people? It has become a beautiful custom to take the Christmas Tree as the symbol of the Festival, although as a matter of fact this custom is hardly a century old. The Christmas Tree was not adopted as a symbol of the Festival until the nineteenth century. What is the Christmas Tree, in reality? When we endeavour to discover its meaning and know of the legend telling that it grew from the tiny branch carried in the arms of the boy Ruprecht on the 6th of December, when we follow its history, it dawns upon us that the Christmas Tree is directly connected with the Tree of Paradise. The mind turns to the Tree of Paradise, to Adam and Eve. This is one aspect of the way in which the Mystery of Golgotha can again be proclaimed in our time. The mind turns from the Mystery of Golgotha, back to the world's beginning. The meaning of world-redemption is not understood and the mind turns again to the Divine creation of the world. This comes to expression in the fact that the real symbol of Christmas—the Crib—so beautifully presented in the Christmas Plays of earlier centuries, is gradually being superseded by the Christmas Tree which is, in reality, the Tree of Paradise. The old Jahve religion usurped the place of Christianity and the Christmas Tree is the symbol of its recrudescence. But in its reappearance the Jahve religion has been split into multiple divisions. Jahve was worshipped, and rightly worshipped, as the one, undivided Godhead in an age when his people felt themselves to be a single, self-contained unity not looking beyond their own boundaries and full of the expectation that one day they would fill the whole earth. But in our time, although people speak of Christ Jesus, in reality they worship Jahve. In the various nations (this was all too evident in the war), men spoke of Christ but were really venerating the original Godhead who holds sway in heredity and in the world of nature—Jahve. Thus we have the Christmas Tree on the one side, and on the other, national Gods at a level inferior to that of the Christian reality. These were the principles by which men's comprehension of the Mystery of Golgotha was diverted back again to the conceptions belonging to a much earlier epoch. The assertion of the principle of nationality, the claiming of national Gods, denotes a step backward into the old Jahve religion. Those who see fit to worship Christ as a national God—it is they who deny Him most deeply. What must never be forgotten is that the proclamations to the Shepherds and to the Kings contained a message for all mankind—for the earth is common to all. In that the revelation to the shepherds was from the earth, it was a revelation that may not be differentiated according to nationality. And in that the Magi received the proclamation of the sun and the heavens, this too was a revelation destined for all mankind. For when the sun has shone upon the territory of one people, it shines upon the territory of another. The heavens are common to all; the earth is common to all. The impulse of the ‘human universal’ is in very truth quickened by Christianity. Such is the aspect of Christmas revealed by the twofold proclamation. When we think of the Christmas Mystery, our minds must turn to a birth, to something that must be born anew in our time. For true Christianity must verily be born anew. We need a World-Christmas-Festival, and spiritual science would fain be a preparation for this World-Christmas-Festival among men.
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209. The Festivals and Their Meaning I: Christmas: The Revelation of the Cosmic Christ
26 Dec 1921, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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209. The Festivals and Their Meaning I: Christmas: The Revelation of the Cosmic Christ
26 Dec 1921, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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THE Festival of the Holy Night has for centuries been a great festival of remembrance in the whole of Christendom. And when we think of it as such we must be mindful of all that has been associated with this festival in the feelings and hearts of men. It must be remembered that the festival of the 25th of December did not become an institution in Christianity until the fourth century A.D. It was in the fourth century, for the first time actually in the year 354, in Rome, that the Festival of the Birth of Jesus was placed as it were before the Christian world as a great and memorable contribution to the times. It was out of the very deepest instincts of Christian evolution that such a contribution to the times was made in the fourth century of our era. The peoples from the North were swarming down towards the South of Europe. Many pagan customs were still widespread in the southern regions of Europe, in Roman districts and in Greece; pagan customs were also rife in North Africa, in Asia Minor—in short, wherever Christian thought and Christian feeling were gradually beginning to spread. But by its very nature Christianity was not intended to be a sectarian teaching, destined for this or that circle of human beings. However many factors, both internal and external, have mitigated against its original purpose, Christianity was, as a matter of course, intended to nourish the souls and hearts of all men upon the earth. In the religious consciousness of antiquity, Divine Powers were associated with the stars, and the mightiest Power of all with the sun. This consciousness was still alive in the pagan peoples both of the North and South of Europe, and within this pagan mind there lived the thought that the time when the earth has her darkest days, at the winter solstice, is also the time when the victorious power of the sun, working in all earthly fertility, begins again to unfold. The feeling that at this season the earth is resting in her own being, shut off from the Divine Powers of the cosmos and living in loneliness within the universe, was superseded at the time of the winter solstice by the feeling of hope that once again the rays of light and love from the realm of the sun come to awaken the earth to fruitfulness. And a realisation of the nature of man's own soul-being was intimately associated with this other feeling. In the life of the ancient pagan religions, man felt himself inwardly part of the earth, a limb or member of the earth. It was as though the very life of the earth were continued into his own body. And so in the days of summer when the earth receives the strongest forces of warmth and light from the heavenly sphere of the sun, man felt that his own being too was given over to that world whence the radiant, warmth-giving rays of the sun shine down upon the earth. During the time of midsummer he felt as if his whole being were given up to the wide cosmic spaces. At the time of the winter solstice man felt himself in intimate connection with the earth and with all the forces preserved in the earth from the warmth and radiance of the summer. Together with the earth he felt himself living in loneliness within the cosmos. And the return of the forces of the Divine-Spiritual cosmos to the earth at this time of the winter solstice was a deep and real experience in him. And so into the thought of the Christmas Festival man laid all that his life of feeling, his life of soul and spirit brought home to him so intimately in connection with the universality of the cosmic Powers. This intimate experience at the festival of the winter solstice was closely connected with the Christian impulse and it was therefore quite natural that those who came into contact with Christianity should share in its most precious experience, namely, an experience connected with this festival of the winter solstice. In line with the change that had taken place between the age described in the Old Testament and the age described in the New Testament, the most cherished experience of Christianity lay in the remembrance of the birth of Jesus. The peoples of the Old Testament expressed the great mystery of human life and death by saying: When the soul passes through the gate of death it enters upon the path which will unite it again with the Fathers. And what does this imply? It implies that in those times there was a longing to return to the Fathers, and this indeed was a cherished and intimate experience—an experience bound up with the conceptions expressed in the Old Testament. In the course of the first four centuries of Christendom this longing for communion with the Fathers was replaced by something else. The souls of men were directed towards the birth of the Being Who is the centre around which Christendom coheres. The feeling that lived in the peoples of the Old Testament changed into a feeling connected with the events at Nazareth or Bethlehem, with the birth of the child Jesus. And so, when it established the Christmas Festival in the fourth century, Christianity brought its contribution towards the union of men all over the earth. A cherished and intimate experience was bound up with the Christmas Festival. And if we think of the way in which this Christmas Festival was celebrated through the centuries, we find evidence everywhere that at the time of the approach of Christmas, the souls of men within Christianity were filled with loving devotion for the Jesus Child. And this loving devotion is the revelation of something of outstanding significance through the centuries which followed. We must really have an inner understanding of what it signified when the Christmas Festival was instituted on the 25th of December, that is to say, more or less at the time of the winter solstice. For actually as late as the year A.D. 353, in Rome itself, this festival was not celebrated on the 25th of December, neither was it a commemoration of the birth of Jesus of Nazareth. The festival was celebrated on the 6th of January as a commemoration of the Baptism in the Jordan. It was a festival of remembrance associated with the Christ Being. And this festival of remembrance included the thought that through the Baptism in Jordan, the Christ, Who was a Being belonging to a world beyond the earth, had come down from the heavens and united himself with human nature in the person of Jesus of Nazareth. It was the celebration of a birth that was not an ordinary birth. The festival was a celebration of the descent of the Christ Being, whereby new and quickening forces poured into earthly existence. The day was dedicated to the revelation of the Christ, to remembrance of the Mystery that a heavenly force had united with the earth, and that through this intervention of the heavens the evolution of humanity had received a new impulse. This Mystery of the descent of a heavenly Being into earthly existence was still understood in the age of the Event of Golgotha itself, and for some time afterwards. For at that time fragments were still present of an ancient wisdom that had been capable of understanding a truth only to be known in super-sensible experience. The old instinctive knowledge, the ancient wisdom which was poured into human beings born on earth as a gift of the Gods—this wisdom was gradually lost. It faded away little by little as the centuries went by. But at the time of the Mystery of Golgotha, enough wisdom was still left to give man some insight into the mighty Event that had come to pass. And so in the early centuries of Christendom the Mystery of Golgotha was understood by the light of wisdom. But by the time of the fourth century after Christ, this wisdom had almost completely disappeared. Men's minds were occupied with what was being brought to them on all sides by the pagan peoples, and understanding of the deep mystery connected with the union of the Christ with the man Jesus was no longer possible. The possibility of understanding the real nature of the Mystery of Golgotha was lost to the human soul. And so it remained, on through the subsequent centuries. The ancient wisdom was lost to humanity—and necessarily so, because out of this wisdom man could never have attained his freedom, his condition of self-dependence. It was necessary for man to enter for a while into the darkness in order, out of this darkness, to develop, in freedom, the primal forces of his being. But a true Christian instinct substituted another quality in place of the wisdom which the world of Christendom had brought to the Mystery of Golgotha—a wisdom which illumined the discussions that were held on the nature of this Mystery. Something else was substituted for the quality of wisdom. Modern Christianity has very little knowledge or understanding of the profundity of the discussions that were carried on among the wise Church Fathers in the first centuries of Christendom as to the manner in which the two natures—the Divine and the Human—had been united in the personality of Jesus of Nazareth. In the early Christian centuries this was a Mystery which addressed itself to a living wisdom—a wisdom which then faded away into empty abstraction. Very little has remained in Western Christianity of the holy zeal with which men tried to understand how the Divine and the Human had been united in the Mystery of Golgotha. But the Christian impulse is mighty and powerful. And it was the power of love which came to replace the wisdom with which the Mystery of Golgotha was greeted at the time when its radiance shone over the earth. In marvellous abundance, love has been poured out through the centuries from the minds and hearts of men to the Jesus Child in the manger. And it is really wonderful to find how strongly this power of love is reflected in the Christmas Plays which have come down to us from earlier centuries of Christendom. If we let these things work upon us, we shall realise how deeply the Christmas Festival is a festival of remembrance. We shall realise too that, just as the peoples of the Old Testament strove in wisdom to be gathered to the Fathers, so the peoples of the New Testament have striven in devotion and love to gather together at Christmas around the sinless Child in the manger. But who will deny that the love poured out to the wellspring of Christendom by so many hearts has little by little become more or less a habit? Who will deny that in our age the Christmas Festival has lost the living power it once possessed? The men of the Old Testament longed to return to their origin, to be gathered to their Fathers, to return to their ancestors. The Christian turns his mind and heart to human nature in its primal purity when he celebrates the Festival of the birth of Jesus. And it was out of this same Christian instinct—an instinct which caused man to associate the Christmas Festival with his earthly origin—that the day before Christmas, the 24th of December, was dedicated to Adam and Eve. The day of Adam and Eve preceded the day of the birth of Jesus. And so it was out of a deep instinct that the Tree of Paradise came to be associated as a symbol with the Christmas Festival. We turn our eyes first to the manger in Bethelehem, to the Child lying there among the animals who stand round the blessed Mother. It is a heavenly symbol of the primal origin of humanity. Our feelings and minds are carried back to the earthly origin of the human being, to the Tree of Paradise, and with this Tree of Paradise there is associated the crib, just as in the Holy Legend the origin of man on earth is associated with the Mystery of Golgotha. The Holy Legend tells that the wood of the Tree of Paradise was handed down in a miraculous way from generation to generation until the age of the Mystery of Golgotha, and that the Cross erected on Golgotha, the place of the skull—the Cross on which Christ Jesus hung—was made of the very wood of the Tree of Paradise. In other words, the heavenly origin of man is associated with his earthly origin. In another sense too, the fundamental conception of Christendom tended to obliterate understanding of these things. Nobody in our days can fail to realise that men have very little insight into the truth that the Godhead may be venerated as the Father Principle but that the Godhead can also be conceived as the Son. Humanity in general, as well as our so-called enlightened theology, has more or less lost sight of the difference in nature between the Father God and the Son God. And because this insight had been lost, we find the most modern school of orthodox theology proclaiming the view that in reality the Gospels treat of God the Father, not of God the Son, that Jesus of Nazareth is simply to be regarded as a great Teacher, the messenger of the Father God. When people of to-day speak of Christ, they still associate with His flame certain memories of the Holy Story, but they have no clearly defined feeling of the difference in the nature of the Son God on the one hand and of the Father God on the other. But at the time when the Mystery of Golgotha was fulfilled in the realm of earthly existence, this feeling was still quite living. Over in Asia, in a place of no great importance to Rome at the time, the Christ had appeared in Jesus of Nazareth. According to the early Christians, Christ was that Divine Nature Who had ensouled a human being in a way that had never before occurred on the earth, nor would occur thereafter. And so this one Event of Golgotha, this one ensouling of a human being by a Divine Nature, by the Christ, imparts meaning and purpose to the whole of earthly evolution. All previous evolution is to be thought of as preparatory to this Event of Golgotha, and all subsequent evolution as the fulfilment, the consequence of the Mystery of Golgotha. The scene of this Event lay over yonder in Asia, and on the throne of Rome sat Augustus Caesar. People of to-day no longer realise that Caesar Augustus on the throne of Rome was regarded as a Divine Incarnation. The Roman Caesars were actually regarded as Gods in human form. And so we have two different conceptions of a God. The one God upon the throne of Rome and the other on Golgotha—the place of a skull. There could be no greater contrast! Think of the figure of Caesar Augustus, who, according to his subjects and according to Roman decree, was a God incarnate in a man. He was thought to be a Divine Being who had descended to the earth; the Divine forces had united with the birth-forces, with the blood; the Divine power, having come down into earthly existence, was pulsing in and through the blood. Such was the universal conception, although it took different forms, of the dwelling of the Godhead on earth. The people thought of the Godhead as bound up with the forces of the blood. They said: Ex Deo nascimur.—Out of God we are born. And even on lower levels of existence they felt themselves related to what lived, as the crown of humanity, in a personality like Caesar Augustus. All that was thus honoured and revered was a Divine Father Principle. For it was a Principle living in the blood that is part of a human being when he is born into the world. But in the Mystery of Golgotha the Divine Christ Being had united Himself with the man Jesus of Nazareth—united Himself not, in this case, with the blood, but with the highest forces of the human soul. A God had here united with a human being, in such a way that mankind was saved from falling victim to the earthly forces of matter. The Father God lives in the blood. The Son lives in the soul and spirit of man. The Father God leads man into material life: Ex Deo nascimur.—Out of God we are born. But God the Son leads man again out of material existence. The Father God leads man out of the super-sensible into the material. God the Son leads man out of the material into the super-sensible. In Christo morimur.—In Christ we die. Two distinctly different feelings were there. The feeling and perception of God the Son was added to the feeling associated with God the Father. Certain impulses underlying the process of evolution caused the loss of the faculty to differentiate between the Father God and God the Son. And to this day these impulses have remained in mankind in general and in Christianity too. Men who were possessed of the ancient, primordial wisdom knew from their own inner experiences that they had come down from Divine-Spiritual worlds into physical and material life. Pre-existence was a certain and universally accepted fact. Men looked back through birth and through conception, up into the Divine-Spiritual worlds, whence the soul descends at birth into physical existence. In our language we have only the word ‘Immortality.’ We have no expression for the other side of Eternity, because our language does not include the word ‘Unborn-ness.’ But if the conception of Eternity is to be complete, the word ‘Unborn-ness’ must be there as well as the word ‘Immortality.’ Indeed all that the word ‘Unborn-ness’ can mean to us is of greater significance than what is implied by the word ‘Immortality.’ It is true that the human being passes through the gate of death into a life in the spiritual world, but it is no less true that an exceedingly egotistical conception of this life in the spiritual world is presented to man to-day. Human beings live here on the earth. They long for Immortality, for they do not want to sink into nothingness at death. And so, in speaking of Immortality, all that is necessary is to appeal to the instincts of egotism. If you listen carefully to sermons you will realise how many of them count upon the egotistical impulses in human beings when they want to convey an idea of Immortality to the soul. But when it comes to the conception of Unborn-ness it is not possible to rely upon such impulses. Human beings are not so egotistical in their desire for existence in the spiritual world before birth and conception as they are in their desire for a life after death in the spiritual-world. If a life hereafter is assured them, then they are satisfied. Why, they say, should we trouble about whence we have come? Out of their egotism men want to know about a Hereafter. But when once again they unfold a wisdom untinged with egotism, Unborn-ness will be as important to them as Immortality is important to-day. In olden times men knew that they had lived in Divine-Spiritual worlds, had descended through birth into material existence. They felt that the forces around them in a purely spiritual environment were united with the blood, were living on in the blood. And from this insight there arose the conception: Out of God we are born. The God Who lives in the blood, the God whom the man of flesh represents here on earth—he is the Father God. The other pole of life—namely, death—demands a different impulse of the life of soul. There must be something in the human being that is not exhausted with death. The conception corresponding to this is of that God Who leads over the earthly and physical to the super-sensible and superphysical. It is the God connected with the Mystery of Golgotha. The Divine Father Principle has always been associated, and rightly so, with the transition from the super-sensible to the material, and through the Divine Son the transition is brought about from the sensible and material to the super-sensible. And that is why the Resurrection thought is essentially bound up with the Mystery of Golgotha. The words of St. Paul that Christ is what He is for humanity because He is the Risen One—these words are an integral part of Christianity. In the course of the centuries, understanding of the Risen One, of the Conqueror of Death, has gradually been lost and modern theology concerns itself wholly with the man Jesus of Nazareth. But Jesus of Nazareth, the man, cannot be placed at the same level as the Father Principle. Jesus of Nazareth might be regarded as the messenger of the Father but he could not, according to the arguments of early Christianity, be placed beside the Father God. Co-equal and co-existent are the Divine Father and the Divine Son: the Father Who brings about the transition from the super-sensible to the material—‘Out of God we are born’—and the Son Who brings about the transition from the material to the super-sensible—‘In Christ we die.’ And transcending both birth and death there is a third Principle proceeding from and co-equal both with the Divine Father and the Divine Son—namely, the Spirit—the Holy Spirit. Within the being of man, therefore, we are to see the transition from the super-sensible to the material and from the material to the super-sensible. And the Principle which knows neither birth nor death is the Spirit into which and through which we are awakened: ‘Through the Holy Spirit we shall be re-awakened.’ For many centuries Christmas was a festival of remembrance. How much of the substance of this festival has been lost is proved by the fact that all that is left of the Being Christ Jesus is the man Jesus of Nazareth. But for us to-day Christmas must become a call and a summons to something new. A new reality must be born. Christianity needs an impulse of renewal, for inasmuch as Christianity no longer understands the Christ Being in Jesus of Nazareth, it has lost its meaning and purpose. The meaning and essence of Christianity must be found again. Humanity must learn again to realise that the Mystery of Golgotha can be comprehended only in the light of super-sensible knowledge. Another factor, too, contributes to this lack of understanding of the Mystery of Golgotha. We can look with love to the Babe in the manger, but we have no wisdom-filled understanding of the union of the Christ Being with the man Jesus of Nazareth. Nor can we look up into the heavenly heights with the same intensity of feeling which was there in men who lived at the time of the Mystery of Golgotha. In those days men looked up to the starry worlds and saw in the courses and constellations of the stars something like a countenance of the Divine soul and spirit of the cosmos. And in the Christ Being they could see the spiritual Principle of the universe visibly manifested in the glories of the starry worlds. But for modern man the starry worlds and all the worlds of cosmic space have become little more than a product of calculation—a cosmic mechanism. The world has become empty of the Gods. Out of this world which is void of the Gods, the world that is investigated to-day by astronomy and physics, the Christ Being could never have descended. In the light of the primeval wisdom possessed by humanity, this world was altogether different. It was the body of the Divine World-Soul and of the Divine World-Spirit. And out of this spiritual cosmos the Christ came down to earth and united Himself with a human being in Jesus of Nazareth. This truth is expressed in history itself in a profound way. All over the earth before the Mystery of Golgotha there were Mysteries, holy sanctuaries that were schools of learning and at the same time schools for the cultivation of the religious life. In these Mysteries, indications were given of what must come to pass in the future. It was revealed in the Mysteries that man bears within his being a power that is the conqueror of death, and this victory over death was an actual experience of the Initiates in the Mysteries. In deep and profound experience the candidate for Initiation knew with sure conviction: Thou has awakened within thyself the power that conquers death. The Initiate experienced in a picture the process that would operate fully in times still to come, in accordance with the great plan of world-history. In the Mysteries of all peoples, this sacred truth was proclaimed: Man can be victorious over death. But it was also indicated that what could be presented in the Mysteries in pictures only would one day become an actual and single event in world-history. The Mystery of Golgotha was proclaimed in advance by the Pagan Mysteries of antiquity; it was the fulfilment of what had everywhere been heralded in the sanctuaries and holy places of the Mysteries. When the candidate had been prepared in the Mysteries, when he had performed the difficult training which brought him to the point of Initiation, when he had made his soul so free of the body that the soul could be united with and perceive the spiritual worlds, when he was convinced by his own knowledge that life is always victorious over death in human nature—then he confronted the very deepest experience that was associated with these ancient Mysteries. And this deepest experience was that the obstacle presented by the earth, the obstacle of matter, must be removed if that which is at the same time both spiritual and material, is to become visible—namely, the sun. It was to a mysterious phenomenon—although it was a phenomenon well-known to every Initiate—that the candidate was led. He beheld the sun at the midnight hour, saw the sun through the earth, at the other side of the earth. Instinctive feeling of the most holy and most sacred things have, after all, remained through the course of history. Many of these feelings and perceptions have weakened, but to those who are willing to look with unprejudiced eyes, the old meaning is still discernible. And so we can read some thing from the fact that at midnight leading from the 24th to the 25th of December, the midnight Mass is supposed to be said in every Christian Church. We can read something from this fact when we know that the Mass is nothing more nor less than a synthesis of the rites and rituals of the Mysteries which led to initiation, to the beholding of the sun at midnight. This institution of the midnight Mass at Christmas is an echo of the Initiation which enabled the candidate, at the midnight hour, to see the sun at the other side of the earth and therewith to behold the universe as a spiritual universe. And at the same time the Cosmic Word resounded through the cosmos—the Cosmic Word which from the courses and constellations of the stars sounded forth the mysteries of World Being. Blood sets human beings at variance with one another. Blood fetters to the earthly and material that element in man which descends from heavenly heights. In our century, especially, men have gravely sinned against the essence of Christianity, inasmuch as they have turned again to the principle of blood. But they must find the way to the Being Who was Christ Jesus, Who does not address Himself to the blood but Who poured out his blood and gave it to the earth. Christ Jesus is the Being Who speaks to the soul and to the spirit, Who unites and does not separate—so that Peace may arise among men on earth out of their understanding of the Cosmic Word. By a new understanding of the Christmas Festival, super-sensible knowledge can transform the material universe into spirit before the eye of the soul, transform it in such a way that the sun at midnight becomes visible and is known in its spiritual nature. Such knowledge brings understanding of the super-earthly Christ Being, the Sun Being Who was united with the man Jesus of Nazareth. It can bring understanding, too, of the unifying peace that should hover over the peoples of the earth. The Divine Beings are revealed in the heights, and through this revelation peace rings forth from the hearts of men who are of good will. Such is the word of Christmas. Peace on earth flows into unison with the Divine Light that is streaming upon the earth. We need something more than the mere remembrance of the day of the birth of Jesus. We need to understand and realise that a new Christmas Festival must arise, that a new Festival of Birth must lead on from the present into the immediate future. A new Christ Impulse must be born and a new knowledge of the nature of Christ. We need a new understanding of the truth that the Divine-Spiritual heavens and the physical world of earth are linked to one another and that the Mystery of Golgotha is the most significant token of this union. We must understand once again why it is that at the midnight hour of Christmas a warning resounds to us, bidding us be mindful of the Divine-Spiritual origin of man and of the fact that the revelation of the heavens is inseparable from peace on earth. The Holy Night must become a reality. It is not enough to give each other presents at Christmas in accordance with ancient custom and habit. The warm feelings which for centuries inspired Christian men at the Christmas Festival have been lost. We need a new Christmas, a new Holy Night, reminding us not only of the Birth of Jesus of Nazareth, but bringing a new birth, the birth of a new Christ Impulse. Out of full consciousness we must learn to understand that in the Mystery of Golgotha a super-sensible Power was made manifest, was revealed in the material earth. We must understand with full consciousness what resounded instinctively in the Mysteries of old. We must receive this impulse consciously. Again we must learn to understand that when the Holy Night of Christmas becomes a reality to man he can experience the wonderful midnight union between the revelation of the heavens and the peace of earth. This is the meaning of the words which will now be given and which are dedicated to Christmas. They synthesize what I wanted to bring to your souls and hearts to-night. They try to express, out of consciousness of the anthroposophical understanding of Christ, how we can come again to the wisdom that once lived in men instinctively and remained to this extent, that at the time of the Mystery of Golgotha there were still some who knew how to celebrate the revelation of the Christ Being. We, in our day, must achieve understanding of the Christ as a Cosmic Being—a Cosmic Being Who united Himself with the earth. The time at which this understanding is accessible, to the greater part of men on earth, is the time of the cosmic Holy Night whose approach we await. If we understand these things, then we can make alive within us the feelings which I have tried to express in the following verse:
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60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Soul and the Animal Soul
10 Nov 1910, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Soul and the Animal Soul
10 Nov 1910, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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You may have noticed that the lecture today on “The Human Soul and the Animal Soul” is to be followed by another in a week's time on “The Human Spirit and the Animal Spirit.” The reason why spirit and soul must be dealt with in two separate lectures will not become completely clear until the next lecture has been given. In the meantime let it be emphasized that when life and existence are viewed in the light of spiritual science, the task is in one respect more difficult than it is in modern science as we know it today, where concepts and ideas which—if things are to be truly comprehended—must be kept separate, are thrown together. And it will be realized that the riddles connected with soul and spirit in animal and in man cannot be solved unless the distinction between soul and spirit is clear and unambiguous. When we speak of “soul” in the sense of spiritual science, the idea of inwardness, of inner experience, is always bound up with this concept. And when we talk of “spirit” with reference to the world around us, we are clear that in everything we can see or with which we can be confronted, there is a manifestation of spirit. Man would find himself involved in a strange self-contradiction were he not to take for granted the presence of spirit in all the phenomena of existence around him. Without falling into disastrous self-contradiction, nobody can have an intelligent grasp of the external world unless he admits that what he eventually finds in his own spirit concerning this external world—the concepts and ideas he acquires in order to understand outer phenomena—has something to do with the things themselves. If when a man believes he has learned anything from the concepts he has formed about the things of the outer world, he will not admit that there lives in these concepts something that is contained in the things themselves, he can never advance to knowledge—if he is to be true to himself and understand the nature of his own acts of cognition. He alone can speak of knowledge in the real sense who says to himself: “What I can ultimately discover and retain, what I can bring to realization in my spirit in acts of knowledge, must be contained, primarily, in the things themselves. And insofar as I take something into my spirit from the things of the world, no matter to which kingdom they belong, then in all kingdoms I must presuppose the existence of spirit.” This acknowledgment, of course, will not always be forthcoming. But it can only fail to be made when a man has given way to the self-contradiction referred to above. Therefore in speaking of “spirit” we realize that it reveals itself in all worlds, and we try to understand how it pours into, becomes manifest, in these worlds. We speak differently of “soul.” We speak of “soul” when the spiritual—that which we assimilate with our intellect, our reason, and through which we cognize things—when a being experiences the spirit inwardly. We ascribe soul to a being which not only takes in but inwardly experiences spirit, creates out of the spirit. Thus we speak of the soul only when spirit is active in a being confronting us. In this sense we find spirit inwardly creative in man and in animal. If one clings to current ideas it is easy to disavow many things and above all to disavow the results of spiritual investigation which make it clear that man is not a single-membered but a many-membered being. There are, of course, very many people today—one can well understand this, one can feel with them and discern what is in their minds—who, from their point of view, have reason to be skeptical when it is said as the outcome of spiritual investigation that man must be thought of as composed not only of the physical body that is perceived through the senses and investigated by science, but also of a higher body, the so-called “etheric body” or “life-body”—which is not to be associated with the hypothetical ether of physics. Equally, according to spiritual science, there is a third member of the human being; namely, the astral body; and also a fourth member, the “Ego,” the “I.” If the existence of these members is not acknowledged, it is extremely easy, from the standpoint of modern scientific research, to deny the validity of what is stated by spiritual science; it is easy because before the validity of these things can be recognized the whole character and method of spiritual-scientific research must to some extent be understood. To the spiritual investigator himself, these four members of the human being—physical body, etheric or life body, astral body and ego—that is to say, one visible and three invisible, super-sensible, members—are realities because he has developed the faculties slumbering in his soul in such a way that he can perceive the “higher” bodies of man just as ordinary eyes can perceive the physical body. These “higher” members of man are realities, and as invisible members underlie the visible member, the physical body. But although they are perceptible realities only to the spiritual investigator, it may nevertheless be said that thinking can apprehend what is meant when reference is made to these higher members of man's being. In the etheric body the spiritual investigator recognizes the bearer of all the phenomena of life, of the living, in man. Death ensues when the physical body is deserted by the etheric or life body. Therefore the spiritual investigator sees in this etheric or life body that which prevents the physical body from coming under the sway of the physical and chemical forces active in the physical body. The moment death occurs the physical body becomes a combination of purely chemical and physical forces and processes. That the human body during life is extricated from the sway of these chemical and physical processes which take possession of it immediately [after] death occurs, is due to the etheric or life body. During life the etheric body wrenches the chemical and physical substances and forces from their purely physical operations and surrenders them again to these physical activities only at the moment of death. It is very easy to argue against this, but these arguments fall to the ground when the matter is more deeply understood. Quite apart from the fact that the etheric body is a reality to the spiritual investigator, logical thinking will itself disclose that a living organism is inconceivable without the existence of an etheric or life body. Therefore in spiritual science we ascribe an etheric body also to the plants. We say: Whereas man has still higher super-sensible members—the astral body and the “I”—the plant has only physical body and etheric body; and a mineral, as we see it in the outer world, consists of physical body only. Of the animal we say that an astral body is membered in the physical body and etheric body—associating with these terms for the time being nothing beyond what has just been said. In the astral body, the spirit which, in the crystal, for example, produces the structure, becomes inward, inwardly and organically formative. In an animal the sense organs, the functions of the animal soul, arise out of the inner organization itself. Whereas in the mineral the spirit expends itself in elaborating the form, it remains inwardly alive in the animal. And we speak of this inner, living activity, this existence of the spirit within the animal organization itself, as an activity of the astral body. But of man we say that in him the astral body is also permeated by an “I,” an ego, and we shall presently see what significance this has for human life. What do we really mean when we speak of “spirit”? We ascribe to spirit that reality which we ourselves experience, as it were, in our intelligence. Through our intelligence we execute one thing or another; we bring the forces of different beings into an ensemble. This creative intelligence of ours has a particular characteristic. In that it enters into us in temporal existence, and is a creative force, we form a concept of intelligence, of reason, of creative intelligence, and then we look at the universe around us.—We should have to be very shortsighted before we could possibly ascribe intelligence, all that we call “spirit,” to ourselves alone. The incapacity to penetrate the riddles of existence is due, fundamentally, to the fact that man is nevertheless prone to ascribe intelligence to himself alone and can never answer the question: How comes it that I am able to apply intelligence to existence. But when we look around us and see that the things of space and time manifest in such a way that our intelligence can apprehend the existence of law, then we say: What lives within us as intelligence is also outspread in space and time, is actively at work in space and time. When we look at the lifeless realm of nature, we say that there the spirit is, as it were, frozen into matter, that our intelligence can apprehend, can lay hold of what comes to expression in the forms, in the law-determined workings of matter—and thereby we have in our intelligence a kind of reflection of the spirit weaving and working through the world. If we thus contemplate the spirit in the great universe, and then compare the way in which it is frozen, as it were, in the lifeless realm of existence with the way it confronts us in the animal, we say to ourselves: If we look at any particular animal, we see before us a self-enclosed existence, creative in the same way as the spirit outspread in space and time is creative. And a feeling will dawn in us of why those who knew what they were doing called this spirit working actively in the animal, the “astral body.” They turned their eyes to the great universe through which the stars move in their courses and which men apprehend through their intelligence, and they said: “The spirit lives in the ordering of the universe and in a single animal organism we see a certain conclusion, we see the spirit confined within the space bounded by the animal's skin.” That which is active in the animal and is identical with what is outspread in space and time, they designated as the “astral body” in the animal organism. Now between a dim feeling of the kinship of what comes to expression in the animal with what is spread out in space and time, and the knowledge resulting from strict investigation carried out by spiritual science, there is a long, long path. But this feeling is a trustworthy guide and it will enable many a man, before he himself is capable of this investigation, to perceive the truth of what the spiritual investigator says. When we observe how this spirit which with wonder and awe we see outspread in time and space, works in the animal, we can say: In the animal we see springing forth from its very organism the spiritual activity which is made manifest in all the laws of spatial and temporal existence. There is no need to study strange or rare phenomena, for those lying close at hand will suffice. A man of discernment need not go far field to perceive how, from the activity of animals, there go forth workings of the spiritual which are also to be discovered in the whole range of existence.—When he sees the wasp building its nest, he says to himself: There I can see intelligence springing forth as it were, from the animal organization itself; the intelligence which I perceive out yonder in the cosmos when I direct my own intelligence to the laws of existence, that same intelligence I perceive in the spirit that is working in the animal organization. Observing the activity of this spirit in the animal organization—no matter where—he will say with truth: This spirit that is active in the animal organization, this inwardness of the spirit in the animal, far surpasses what man is able to produce in the way of intelligence! An example lying near to hand has often been mentioned.—What a long time man has had to wait in the course of his existence before his own intelligence rendered him capable of producing paper! Think of the forces of intelligence which man was obliged to apply and master in his own soul life before he was able to produce paper. You can read in any simple textbook of history what a great event it was when men succeeded in making paper. But the wasps have been able to do it for thousands of years! For what is to be found in the wasps' nest is exactly the same as what man produces as “paper.” So we see unmistakably that what flows out of man's intelligence in his struggle for existence, springs from the animal organism with full vigour of life. But as people generally go the wrong way to work, they have been indulging for a long time in strange speculation as to whether the animal is intelligent or not intelligent—never noticing that the essential point has been ignored. For the question cannot be whether the animal is or is not intelligent, but whether in all that it accomplishes, the animal unfolds what man can perform only through his intelligence. Then the answer can be given that in the animal there is an inwardly creative and powerful intelligence, operating directly out of animal life. And it will then be possible to have an inkling of what the spiritual investigator observes in the astral body and which he sees inwardly and outwardly active in the animal, in that the intelligence is creative in the organism itself, and creates from out of the organism. The spiritual investigator speaks of the astral body when there are present in the organism, organs which, through their activity, accomplish something that man can accomplish only through his intellect. And we see how this inner, spiritual activity is distributed as it were among the different animals, how it comes out in the faculties and skill of the various animal species. One species can do this, another that—and this is due to differentiation of the astral body in the various animal species. We come now to consideration of the individual activity of the spirit in the animal organism. This inner working of the spirit in an organism, this experiencing of the spirit in its activity, is what we call soul experience. Now when we study this soul experience without bias or preconceptions, we find that it develops quite differently in man and in the animal. A great deal has been and is still being said on the subject of instinct in the animal and conscious activity in man. It would be well, in this connection, to cling less to words and to keep the real point more in mind—to try to understand the nature of instinct. Our study has already shown that instincts may far outstrip human intelligence, and that the qualities here brought into evidence are not to be connected with the word “instinct” in its ordinary sense. Man is so ready to ask in his infinite pride: “Am I not greatly superior to the animal?” But he would also do well to ask: “In what respect have I remained behind the animal?” Then he would find that he has remained behind the animal in respect of many faculties—faculties which are innate in the animal, but which man, if he is to develop them himself, has to acquire and master by dint of effort. Man comes into existence at birth as a helpless being, whereas when the animal is born, natural forces abound in its organism and it brings with it as inherited “capital,” as it were, what enables it to live as it has to live. We do not, of course, ignore the fact that, to begin with, the animal too has much to learn.—The chick is able to peck as soon as it is born but cannot at once distinguish between what is good or not good for it, between what it can or cannot digest. But that is only for a short time. The point is that certain faculties of the animal come into evidence in a way which makes it obvious that they lie in the line of heredity, they are truly innate, and they emerge at the proper time. The fact that some faculty does not begin to function until a particular time is no proof that it could have been acquired only after cultivation. The whole organization of animals and also of plants makes it obvious that something which lies in the line of heredity can emerge only when the organization of the being in question has already been in existence for a considerable time. Just as a human being gets his second teeth without having to wait until he himself acquires them by his own efforts, so it is with certain faculties and abilities of the animal. These faculties come into evidence only later, but for all that they belong to heredity. Take the hermit crab as an example. When it has lived for a time it has the urge to search for a snail shell, because the back of its body is too soft to be a firm support. This search for a snail shell in order to have protection for the back of its body is undertaken at a definite time out of the urge of self preservation, but then it occurs with certainty—that is to say, it is innate in the very organization of the hermit crab. Thus the moment the animal comes into existence we can perceive the whole circuit of its life in broad outline; the manner in which the animal is to develop is laid down at the moment of its birth and is then further elaborated. In this process of development and elaboration we recognize the activity of the spirit, and in the way in which the animal participates in the process we recognize its life of soul. If the expression is not misunderstood, one could call the soul life of the animal an “enjoyment of the spirit within the organism,” and if we keep this idea in mind it will be a great help in characterizing this soul life. But then we shall see—for the time being we will confine ourselves to the higher animals—that this experiencing of spiritual activity by the animal is largely expended inwardly, that it lives itself out inwardly. Soul experience in the animal consists in the hankerings of its organs, in the cravings of its organs—and especially in the activity of those organs that are directed to the inner life. An inkling of how the animal as it were “enjoys” the work of the spirit within it can be gained—although full clarity can be reached only by spiritual investigation—by observing an animal engaged in the process of digestion. While an animal is digesting its food, that is to say, is experiencing the inner activity of the spirit, it has its greatest feelings of well being. In its soul, the animal experiences the inner, bodily reality in which the spirit is directly at work. Thus in the animal kingdom, soul experience is in a certain way bound up with the bodily nature. It is a delightful sight to see a herd of cattle lying down to digest immediately after grazing and to observe the soul life that is kindled in each animal. This experience is even more intense in animals which sink into a kind of digestive sleep. They are then experiencing the activity of the spirit in their organs. In the animal, the activity of the spirit is closely knit to the organization. In that the spirit has built up a certain sum total of organs, the animal has to bring to expression the manner in which the spirit has worked in and is manifest in the organs; and it is not possible for the animal to go beyond the bounds of the spirit manifesting in the organs. When we observe the outer, psychic life functions, the outer life processes of the animal in this or that species, we see how closely the expressions of soul life are bound up with its inner organization, that is to say, with what has been wrought in the animal by the spirit. If we notice under what conditions an animal shows fear, we can say: When it shows fear, this is due to its particular organization. Again, when an animal shows a tendency to thieve, we can say the same. What has here been said from the standpoint of spiritual science has been well put in the essay entitled “Is the Animal a Being of Intelligence?” by Zell, a writer of great value in the realm of research into the animal soul. Although this short essay is written from a different standpoint, it gives most useful examples of how psychic experience in animals is bound up with their organization, and it can be taken as confirmation of what the spiritual investigator discovers from quite another side. Soul life in the animals is graduated in many variations in the different animals because, in creating the organs, the spirit has in each case given them a particular stamp. But we see that the spiritual activity of creation—which is anchored in the astral body—expends itself in organic formations, in what the animal actually brings with it into the world. In creating these specific formations, the spirit expends itself. The animal brings with it into the world what it is able to bring and what existence allows it to experience. It can go very little beyond this. This is evidence that the spirit has spent itself, has poured itself out, in the fashioning of the organs. In the formation of the organs, however, the species of animal is revealed to us. Therefore to the question: “What is it that the animal enjoys and experiences in its life of soul?” we can answer: From birth until death the animals' experiences are determined by its species.—It experiences in its soul life, and from out of its own organism, what it has been given by the spirit to accompany it into existence. Goethe was one who reflected deeply about the life of the animals and of man and he wrote these fine words: “The animals are instructed by their organs—so said the men of old. I add to that: men, too, but they have the advantage of being able to instruct their organs afresh.” (Letter to Wilhelm von Humboldt, 17th March, 1802.) These are words of great profundity. Of what is an animal capable in life? What its organs make possible. And so an animal is nervous, courageous or cowardly, rapacious or gentle, according to how the spirit has poured itself into its organization. The creative activity of the spirit has poured itself into its organization. The creative activity of the spirit in its organs is mirrored in the soul life and soul experiences of the animal. This means that soul experience in the animal is confined within its species; it cannot go beyond the species, the genus; it experiences itself as species, as genus. Contrast with this, man's life of soul. Man's life of soul as it comes to expression in his willing, his feeling, his thinking, in his cravings, his interests and in his intelligence, is something that when he enters existence at birth is not bestowed upon him by heredity and cannot be passed on by the man himself to his descendants. Far too little attention is paid to this latter fact. Yet it is of infinite importance, a fact upon which all observation of life should be based, and which may be put in somewhat the following way.—As soon as an animal or human being has acquired the power to reproduce his kind, the development of the etheric body is, to a certain point, complete. This etheric body has the power to bequeath what it contains within it to the descendants. But if a human being lives beyond this point he cannot bequeath to his descendants faculties which still remain to be developed. That is obvious. The moment a human being reaches puberty, he possesses all the faculties upon which hereditary transmission depends. Therefore faculties which remain capable of development after the time of puberty cannot be possessed by man in the same way as those which originated in the etheric body and can be transmitted by heredity. This is a cardinal truth of which sight must never be lost. An important consideration in the study of human life is that from birth to death a man is capable of learning new languages, and what is equally significant is that if a man were to grow upon a distant, uninhabited island, he could not develop this faculty at all. The same applies to the faculty of forming concepts, and the development of the mental picture of the “I.” These are things which have nothing to do with heredity, and which cannot be transmitted by heredity, because they do not belong to the species or genus. In what does not belong to heredity, in faculties that remain capable of development beyond and apart form heredity, man has something that is not conditioned by the species or genus, but belongs to the individuality. And in the faculty of speech, in the possibility of forming ideas, and in the experience of the Ego concept, there lies what man himself so brings into the world that by means of it he instructs his organs afresh, teaching them what they have not yet received, but which they must acquire. This is a “transaction” between the human being and the spirit, lying beyond the horizon of what he is able to experience. Its results cannot be transmitted nor received into the qualities which lie within the line of heredity. Man unfolds something which cannot flow into the species, which is removed from the species. Insofar as man is a generic being, he has inherited all the faculties accruing to him as a generic being, just as the animal has inherited them; only he does not inherit as much skill, as much spirit, as does the animal. There is still something besides, which man can acquire as individuality. And the life of the spirit connected with these non-inherited qualities, constitutes his soul experiences—which transcend those of the animal. In that man enjoys the fruits of his work and activity insofar as they are acquired in life through qualities that are not inherited, he unfolds a life of soul transcending that of the animal. Man comes into existence with less skill than the animal. He is less skillful for the reason that the transaction with the spirit cannot be undertaken until some time after birth, whereas in the animal it has already been completed. Thus in its life of soul the animal enjoys what heredity can bequeath to it. That is to say, the soul life of the animal points to the past. And the moment we see the soul life of the animal passing into death, all that the animal can experience through its species also passes into death. Everything that is individual soul experience in the animal is something that has come to it from the past. In its existence the animal expends its life of soul and there is no basis for immortality. On the other hand, what is experienced in the animal soul lives on, ever and again, in the life of the species. Therefore in the sense of spiritual science we speak of a species—soul of the animal, which constantly arises anew, constantly lives on within the species. No one who desires clear concepts can deny the justification of this. The work of the spirit in the animal genus and species is experienced in the single animal individuality. But we see, too, that this experience points to the past, and that the very moment this past is exhausted, when the soul life must go towards death, towards its ending, the sunset glow begins. It is different when, without preconceived ideas, we observe the soul life of man. There we see that when man is born, something comes with him that has not been expended in his organs; we see how he works further upon his organs, how he really teaches his organs. From this, however, we realize that in his individual life man is in direct interconnection with the spirit; he experiences in his life of soul not only what is transmitted to him by the past, but also what comes from outside to meet him in life, what is presented to him directly as spirit. Thus man's life of soul is twofold: like the animal, his soul experiences the species to which he belongs as a human being; this he lives out as a being of the past, and it is this that goes forward to death when the spirit withdraws from the organs, when the organs begin to lignify, to wither away. But man's own dealings with the spirit do not belong to his organs; this is something that man has taken into his etheric body independently of the organs. Hence it is something that does not relegate him to the past that is inherited but is a seed for further life. In the measure in which we see that the inner man emancipates himself from his organs, that is to say, becomes individual, in that same measure we can say with logical truth that here we see the immortal part of man crystallize out of the bodily life. So do we learn to feel that this grows in the human being, whereas in respect of what has been inherited he experiences the past in his life of soul. Thus there grows in man something that goes forward to the future that cannot be absorbed into the line of heredity. This is evident if we observe the life of soul in man and in animal. We see how closely the soul life of the animal is bound to its organism, how closely its faculties and skill, indeed all its experiences, are bound up with its organs and with its inherited characteristics. We can rightly observe the soul life of the animal only when we look for it in the self enjoyment of its bodily nature. That is the essential point. We see very little of the essential nature of an animal by watching the delight it takes in the outer world—but a great deal when we observe how it experiences its own digestion. The highest level of experience in the soul life of an animal lies within the boundaries of the organs. In its soul experiences the animal spends itself within its organization; and what remains to it for its outer life is significant for the animal only insofar as it can be experienced inwardly in its life of soul. It is of course the case—and this is also confirmed by the spiritual investigator—that the heights where the eagle passes its existence do give rise to experiences in its life of soul. But this experience lies in the activity of what lives in its organs and comes to expression within them. In man, soul experience emancipates itself from the inner enjoyment, the inner experiencing of the organs—and man has to pay the price for this. The animal has a certain security in its instincts; it knows which food is harmful and which is good for it. The animal injures itself very much less than it is injured by man. Animals are injured most of all when man keeps them in captivity. But in the freedom of nature, when the animal follows what is innate in its organism, its instincts are unerring, because it is so closely united with its organs. The human being, on the other hand, emancipates himself from his organs; and the consequence is that he can no longer directly adhere to what is good or bad for him. He becomes insecure. And whereas the animal displays passions that are in keeping with its organs, the human being unfolds passions which are possibly far more injurious and are not fitting for his organs. Whereas the spider spins its web with unerring certainty and it would be absurd to talk to it of reasoning, man is obliged to think a great deal before he can perfect any handiwork. For he can make great errors. Man's life of soul has emancipated itself from his bodily nature, but at a cost. But man can unite with the spirit from the other side; he can receive into his soul what the spirit conveys to him. He is able to receive the spirit without the spirit having first to pour through the organs, through the bodily nature, whereas the animal is dependent upon how the spirit pours into its organs. The animal experiences within itself how the spirit flows into its organs. Man, on the other hand, wrests his organs away form the life of soul and thus experiences the direct inpouring of the spirit into his soul. Once we have grasped what the spirit really is and how the spirit lives itself out within the soul, these things are of infinite significance. We shall, however, have to wait for the lecture on “Human Spirit and Animal Spirit” before they can be fully clarified. But when we think about the inner life of soul we get a feeling of the difference between man and animal if we contrast the inward bodily life of the animal soul with the outward bodily life of the human soul. Because of this outward bodily life, the human soul can become spiritually more inward. The fact that the human soul can delight in the things of the external world, can take in what the spirit in its external manifestations says to the soul, man owes to the circumstance that his soul has emancipated itself from the bodily nature, has separated from the inward bodily experience of the spirit and has gained the certainty of experiencing the spirit itself at the cost of uncertainty and lack of skill, of imperfectly developed instincts. It is quite easy to say: How is it possible to speak of an animal “soul,” since “soul” implies the notion of inwardness and man cannot look into the inner life of another being. The people who base themselves on this glib objection are the very ones who refuse to listen to any talk of soul experience, because—so they contend—soul experience can only be “within ourselves” and can therefore be inferred in another being only by analogy. But if these things are taken as they really are and not talked about in the abstract, it is quite clear that the very way a being lives reveals what it actually experiences inwardly. Anyone who refuses to believe that a being lives according to what it experiences inwardly will be incapable of any real observation of the world. Admittedly, without demonstration, there is no absolute guarantee in direct observation that the animal experiences something in its life of soul when it shows pleasure in digesting. But a man who compares things in the world, and does not confine his observation to one phenomenon only, will soon recognize that there are many good reasons for speaking in this way. Once we have acquired a feeling of the difference of soul experience in the animal and in the human being, this feeling and perception will help us to understand the nature of soul life in the animal. Above all we shall feel with greater and greater clarity how man's life of soul is emancipated from spirit as a bodily experience. It is the spirit that creates the organs and works in the organism, building it into what it is, and when we speak of the building of the organs we are speaking of the spirit as it works in the etheric body. When the astral body inserts itself into the organization, this spirit can, under certain preconditions, be experienced in a particular way. If we take seriously what has been said above about physical body, etheric body and astral body, we can say: In human beings and animals the physical body is the lowest member of their being; the etheric body so fashions the chemical and physical substances that they become life processes. The etheric body lives within the physical body, comprises and embraces the chemical and physical processes. In all this lives the astral body, experiencing—as soul experience—everything that is going on in the etheric body. Thus the etheric body is the active, creative principle working on the physical body, and the astral body is that part of the animal or human being which experiences the deeds of the etheric body. Thus the physical body is united with the etheric body in the building up of the organs; and the etheric body is united with the astral body in the inner experiencing of this upbuilding and activity of the organs. Everything in the physical body, the etheric body, and the astral body is mutually related. Now what is it that evokes soul experience of a particular kind? That which pours, as it were, over the whole inner organization in man and animal. We can best understand this particular kind of experience by observing it in certain circumstances. Is there anyone who is not familiar with the characteristic form of soul experience which is present only while the animal is growing and the size of its organs is increasing and which stops when growth is completed? What expresses itself there in the experience of exuberant energy is connected with certain work that is being performed by the etheric body on the physical body and is an indication that the work is proceeding in the proper way. But what stands out prominently in this condition is always present as a certain feeling of well being in the soul, a feeling of life, of comfort or discomfort; and this depends upon whether the etheric body has or has not command over the physical organization, is able to master it or not. If the etheric body is unable to assert itself properly in the physical organs, this expresses itself in the astral body in a feeling of discomfort. But if the activity of the etheric body can everywhere find access to the physical organs, if that activity can take effect with the help of the physical organs, this engenders the feeling of general well being in men—either in a subtler or cruder form. If indigestion occurs, this can only mean that the etheric body cannot carry out an activity which it ought to carry out. This makes itself manifest in the accompanying discomfort. Or let us suppose someone has so exhausted himself by thinking that the organ of the brain “goes on strike.” In such a case the etheric body is still able to think, but the brain is no longer able to participate. Then the thinking begins to cause headaches; and from there the discomfort spreads into the general feeling of life. This is particularly intensified when the part of the organ that is built up by the etheric body is completely disorganized. We say then: “It is as though the skin cannot expand when outer heat makes it want to expand,” or, “I feel as if a burning brand is being held to my head.” In such a case the etheric body is meeting with resistance. Not being absorbed or seized by external impressions, it then comes up against a physical body to which it is not adjusted, and this expresses itself in the astral body as a feeling of pain. So we understand “pain” in the astral body by conceiving it as the expression of weakness of the etheric body in relation to the physical body. An etheric body that is in harmony with its physical body works back upon the astral body in such a way that the feeling of well being is an inner experience of health. On the other hand, an etheric body that is at odds with its physical body works back upon the astral body in such a way that pain and discomfort are bound to arise in it. Now we shall be able to realize that because in the higher animals—it will be better to speak of the lower animals in the next lecture—the life of soul is so intimately bound up with the bodily nature, this soul experience will be much more deeply felt—as will also be the case in a disordered body—than it can be in a disordered human body. Because the soul life of man is emancipated from the inner, bodily experience, pain that is merely due to bodily circumstances is far less torturing, it gnaws much less deeply into the soul than in the higher animals. We can also observe that bodily pain in children is a much keener psychic pain than in later life, because in the measure in which the adult human being becomes independent of his bodily organization, he finds in the qualities which arise immediately out of his soul, the means to struggle against bodily pain; whereas the higher animal, being so closely bound up with its bodily nature, feels pain with infinitely greater intensity than man. Those who maintain that human pain can be more intense than pain felt by the animals, are talking without foundation. Pain in the animal is far, far more deep-seated than purely bodily pain in man can ever be. So we see that in rising above this bodily nature, man draws out something from the innermost depths of his being; namely, his “I”, his ego. That which he does not inherit, which can sustain its existence above and apart from the species, which he must develop more and more through his individuality—that pertains to the ego. It is this that must enter human existence; it cannot be imparted by heredity, for it proceeds from the human individuality which comes from the spiritual realms into existence at birth and after death returns again to the spiritual realms. Therefore we speak of a core of being in man which passes on from life to life, because we can apprehend it in actual existence, provided only that we observe life with unprejudiced eyes. I have tried today to indicate how it can be established from direct experience that we may speak of a being in man who is not inherited but enters human existence from quite another side and when what man inherits is dissolved by death can pass into another spiritual existence. When further principles of spiritual science are understood, this needs no more explanation because spiritual investigation relies on direct vision and can bring from quite another side the proof and evidence for what was intended to be made clear today from experiences of everyday life. But it is also possible for spiritual science so to relate together these everyday experiences that they reveal to us that which can establish in man the hope—based upon observation of facts—of an enduring life of soul that transcends bodily existence. So we see how observation of existence everywhere confirms the words of Goethe already quoted. Soul experience in the animal is enclosed within the circle of its organs. The organs are everywhere the masters, fashioned by the spirit in order that the animal can experience a soul life in keeping with its organs and is able to make use of them. Man, on the other hand, enters existence in such a way that his organs themselves give him no guidance upon what he must take from life and impress into his life of soul. But just here we find that which gives him his guarantee of immortality, that which is eternal because it cannot originate in heredity. That is what Goethe meant by the words: “The animal is instructed by its organs, but man has the advantage of being able to instruct his organs afresh.” Anyone who understands this in the right way—that in the course of his existence man is capable of teaching his organs afresh—will say to himself: How a man teaches his organs becomes manifest in the life of soul and here his union with the spirit is revealed, a union that is indissoluble because it does not spend itself and does not come from the past but points the way to, and is the seed for, the future, the means whereby man can attain that which in his soul will engender the power to vanquish the old death in life that is ever and again renewed. |
60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Spirit and the Animal Spirit
17 Nov 1910, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Spirit and the Animal Spirit
17 Nov 1910, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Let me in a few words recall some of the things dealt with in the last lecture. Particularly important for us were the views we were able to form, from immediate observation, concerning the difference between the human life of soul and that of the animals. We realized that the animal soul life may not be distinguished from that of man in such a way as to justify the assertion that man is superior to the animal in respect of certain spiritual attributes. To refute such a view we need only point to how certain achievements, obviously attained only by man struggling to a definite stage of intelligence, are brought about objectively within the animal world in the building of their dwellings and in the whole of their life. So that in what the animal does, in what it produces, in what it creates, we have exactly the same intelligent activity that is shown by man in the tools and products he makes. It might really be said: Into what the animal does there flows, and then congeals, the same intelligence that we find in man. Therefore we may not speak of animal soul and human soul by simply saying that the animal is to a definite extent behind man or man to a definite extent in advance of the animal. When speaking of the soul—and we describe the soul life as the inner life, in contradistinction to the spirit life seen pre-eminently in formation and development—we referred to the fact that we discover how intimately bound up is the soul life of the animal with its own organization; and what the animal can experience in its soul appears to us as predetermined by its whole structure and the whole arrangement of its organs. Thus it must be said: the animal's life of soul is determined by the fashion of its organization, and in its soul life the animal lives, as it were, within itself. But the essential feature of man's life of soul lies in the human soul being emancipated to a high degree from the immediate organism, and in the fact that—I beg you not to misunderstand me, I mean relatively only—independently of the bodily organization he experiences the spirit as such, in the way we have understood it; in other words, that the human soul is able to surrender itself directly to the spirit. If we now rise to the consideration of the spirit in man and in animal we shall have to start from the concepts and ideas developed in our consideration of the soul in man and animal; we shall have to concern ourselves rather more deeply with a phenomenon arising out of what was said last time; namely, that in the animal all spiritual achievements immediately connected with its organs and experienced in its soul have been implanted into, and bound up with, what is hereditary in its species. We may also say that there lives itself out in the animal's soul that which belongs to the species, and because this is hereditary the animal comes into existence with the predisposition towards all the activities conditioned by the spirit which can be experienced through its soul nature. Thereby the animal enters existence fully equipped, and bequeaths to its racial descendants its inherited characteristics which we may call an outpouring of the animal spirit. It is different with man who in his life of soul emancipates himself from his bodily organism. But because in the course of nature this is transmitted through lineal descent, he enters existence helpless, to a certain extent, where the functions that should serve him in life are concerned. On the other hand, however, this helplessness is the one thing that enables man to develop in soul and spirit. Thus we find it to be the most important thing for man that, when he enters life through birth, everything determined from without should remain indeterminate. With this we have indicated how we have to consider the relation of the spirit to the bodily nature in animal and man—the soul lying between the spirit and bodily nature. In the way the animal appears to us as member of a species, gradually attaining its instinctive aims in life, we have a direct activity of the spirit in the organic bodily nature. The organic body in which the animal experiences its life of soul is, as it were, the spirit that has entered reality. An immediate relation exists in the animal between spirit and body. And if we look at the animal, study it—whether superficially as a layman, or more thoroughly with all the facilities comparative anatomy and physiology or any other science can offer—we see everywhere in the animal form, in the conditions of animal life, congealed spirit being lived out in this way in the individual animal species. And the external form—the external life in the same way—is for us the direct imprint of what we call the spirit lying behind the animal, so that in the animal we have to look for the closest relation between spirit and bodily nature. This is quite different when we come to man. And when we have to draw attention to the most important differences between man and animal, it is essential not to look for them too far afield. In considering things in the right way, what is most important lies so near that there is no need for us to enter into all manner of intimate details in the investigation. Observing man, we find something standing between spirit and bodily nature which we need not take into consideration in the animal. This is important. In the animal form and organization the spirit works as it were directly. In man it does not work directly; an intermediate member thrusts itself in, which can be very easily observed in life. As man confronts us when we observe him, this intermediate member which brings about a looser connection between spirit and bodily nature is expressed in what we call the self-conscious ego. I do not want to refer now to the way in which this self-conscious ego takes shape in the body; I wish only to say: In the way man appears to us, in the way he confronts us as a phenomenon of soul, this self-conscious ego stands between his spirit and his bodily nature. Certainly from the point of view of those who believe they are standing on the firm ground of natural science, it is child's play to find objections to the expression “self-conscious ego.” But, at the moment, we are wanting to follow up the way in which this self-conscious ego is inserted between the spirit and the bodily nature. Here we find above all—we drew attention to this last time—that man is dependent on the life of his environment, of the world outside, in relation to his language, his way of thinking and also to the extent he has developed a consciousness of self. It is a generally recognized fact that man, if shut out from all contact with humanity, if obliged to grow up alone, would never arrive at speaking, nor definite thinking, nor consciousness of self; he would be forced to remain in the state of helplessness in which he was born. Thus we see that in the case of the animal all the activities necessary for animal life, for animal existence, come to it through heredity. And we see human activities arise in such a way that they may not be looked for in the line of heredity any more than, let us say, the original warmth necessary for hatching a hen's egg may be sought within the egg; it has to come to it from without. So we find that the things of which man has need for his development have to be acquired through something within him; whereas in the case of the animal it is imprinted into him by the spirit. Thus there remain open to man certain possibilities of development into which he takes up definite organizing forces through his self-conscious ego. For, naturally, no one will doubt that changes in the organization are bound up with man's gradual acquisition of speech, thinking, consciousness of self, and the activities connected with these; so that tendencies possessed by the animal from the beginning through hereditary activities, are taken up by man from the environment, just as warmth is taken up by the hen's egg that is being hatched; in other words, it is introduced from outside. Thus possibilities of development remain open to man as regards the inter-working of the environment. Naturally Spiritual Science does not adopt the view that man could achieve anything without organs. So we must be clear that everything working into man changes his organization. If we investigate the human organization closely, we see that this organization is actually changed by forces coming from without, which have to reach man by way of his ego. And then we see something else—if we consider man as he takes his place in the world, to become what he is able to become through speech, through his way of thinking and his consciousness of self, we grasp him as it were at one pole, at one end. We must, however, grasp him also at the other end. If we would penetrate him with thought, this is not so easy a matter. But it is in fact necessary to lay hold of man's other end. Man actually enters the world as a helpless being. It is perfectly easy to see what we are dealing with here, but not so easy to make it the subject of observation. In the course of his life the human being has to do something that the animal is spared. This is done by the human being when he learns to walk, or, rather, learns to stand. Connected with this learning to stand, a great deal in human life lies concealed; namely, the gaining control over what we may call our bodily equilibrium. If we carefully study the design for the animal's organization, the organization of its structure, we find that the animal is so organized that a certain balance is imprinted into it making it possible for it to carry on its life. It is so formed that his body is endowed with a firm balance. It constitutes man's helplessness, from one point of view, and, from another, his advantage over the animal, that he has to make the effort to acquire balance with the help of his ego. There is no question here of comparing man with the animals nearest to him. Where the comparative anatomy of all the individual organs is concerned, it would be childish were Spiritual Science to assume a gulf between man and the animals nearest him. But whereas in the design of the animal organization there lies a predetermined balance, to human beings the possibility is open to acquire this balance after birth; but still more possibilities are open to them. The direction of its movement is laid down for the animal through the predetermined organization imprinted into him—if one may use the word imprinted; whereas for man the possibility is open to develop, within limits, his own sense of movement. Other things too are open to the human being, and we shall come back to the various manifestations of this. It is open to man to be able to imprint life itself into his organization. It is certainly possible to speak of this imprinting of life into the living being. Who with any mind for these questions would fail to notice that the organization of a duck comes to expression in plastic form, or that this is also the case where the elephant is concerned? Who would fail to see how the skeleton, if one looks at it, as distinct from the single animal species, discloses riddle upon riddle; how life is as it were discharged into the form, is caught up into the form, appearing to us as if frozen there? Here, too, man has come in a certain way to pour life into his own form. We need therefore only make the preliminary remark that in studying an animal form with open mind, we are interested far more in the universal, the general, what has to do with species, bestowing little thought on the individual forms. What interests us in man's skeleton is the noblest organ, the structure of his skull, above all, its plastic art. And in every human being this structure is different, because it is open to what lies at the basis of the human ego—to what is individual; whereas in the animal it is what belongs to the species that comes to expression. Thus when we lay hold of man by his other end we find that during certain periods of life he has full scope for imprinting into himself his sense of balance, the sense of his own movement and his whole sense of life. The interesting point here is that at the beginning of human life we are able to watch this working of the spirit in man, this imprinting of the spirit into form and movement; how in the struggle for upright gait, in the struggle to acquire a sense of one's own movement, in the imprint of bodily form, these forces are really active and coming to expression. Then at a certain age, however, the possibility ceases for the further working of the forces which in childhood had free play. At a certain period of life, in regard to the activity we have been describing, these forces close down. But when they are really within the individual man, having finished their work in a particular sphere, they cannot at once vanish; they come to meet us at a later time in life, and at this later time we should be able to show that these forces are there in human life as realities. Now in fact we find these forces clearly arising in man again in a quite characteristic way for the progress of the spirit. What is accomplished by man in the development of his sense of balance, we find again in his later life, when he applies the same force to the development of his gestures. Gesture is something actually leading us into the deeper parts of the human organization, insofar as the spirit lives in man. And by bringing what is within him to expression in gesture, man has recourse to the same force he applied to the effort of gaining a sense of balance, for the setting up of a certain balanced poise. What man developed manifestly through learning to walk and stand, appears in later life in a finer, deeper, more intimate form when, instead of coming to physical expression, it is expressed more through the soul, in gesture. Hence we feel ourselves really intimately within man when we confront him and can let his gestures, the whole manner in which what is within him is expressed in outer movement, work upon us. In this respect every man is actually more or less of a gifted artist when confronting his fellows. For if we would penetrate to the finer psychological influences passing from man to man, we should see what an infinite amount depends—without it rising into consciousness—upon how gestures taken as a whole play upon a man. This need not enter into the broad light of external consciousness, yet it enters the soul and comes to expression when external consciousness sums up a host of intimate details, played out beneath the surface of consciousness, into everyday words such as “I like him,” “I don't like him”, or “I like her”, “I don't like her”. We can also see how the forces organizing individual movement work on in later life. This we see when, passing from the gesture expressed in movement, we turn more to where the inner being of man may be found poured into the external form, but still in movement, in mimicry and in the physiognomy. There in fact what begins as individual sense of movement works on further, giving scope to the human being to go on developing out of helplessness, and then keeping this helplessness in check. When we notice how man, in his mien and in the play of his physiognomy, keeps his external self in continuous movement through his inner self, we find how what actually first appears in the organization more as a mere expression of bodily activity, then appears rather as poured into the soul-nature and intensified. What worked more directly in the earlier days of the human being is caught up more within him, in the self-conscious ego, to pour itself then from within outwards into the bodily regions; whereas to begin with self-conscious ego and spirit had, as it were, come to terms. If we now see that what justifiably interests us in man is the particular form of his skull, we have to say: In this particular form of the skull of man something indeed is also expressed of his innermost being. Everyone knows that, broadly, this is the case, and that in the form of the brow, in the form of the skull, of each human being, we shall always find individual differences in men's inner nature. It goes without saying that we are not speaking here of those spheres of the spiritual life which are emancipated from the soul bound up with the body. There exists, however, as a certain ground work what may be described as an expression of the spirit that has become soul—what is wrongly developed in the sciences called phrenology, craniology, and things of that kind. It is above all essential for us to be clear that the forms coming to expression in the human skull are not general but individual to man, as he confronts us as a moral, intellectual being. When we begin to generalize, we fail to understand the whole connection. From this aspect, all phrenology practiced in this way is mischievous materialism. It should never be counted as science in its legitimate sense, for that it cannot be. What confronts us in the formation of the human skull is individual, different in each man. And the way in which we seek to form an opinion of each man in accordance with these characteristics must also be individual, just as our attitude is individual to each work of art. As there are no universal, fixed rules, as we have to take up our own attitude to each work of art, that is a work of art, if we consider according to universal rules what in an artistic sense lies hidden in man, we shall come to some kind of judgment but a judgment quite different from the ordinary one. And the following will make itself felt—that in observing the human skull we shall see how the spirit works in direct relation to the form, how forces of the spirit, of the ego, from within outwards push against the form of the skull which encases what works from without inwards. Only when we have a feeling for this working from without inwards and from within outwards, can we enter into what meets us in the form of the human skull that envelops the brain. Thus, direct observation show us how in reality the spirit lives itself out in the animal forms. And since the animal's soul life is immediately bound up with its organization, the instinctive life being an expression of this organization, it will always be possible to see why some particular instinct or impulse must appear in the animal as part of its life of feeling. On the other hand, it may be said of man that in him we also see the spirit working on his organization, but from within; we see, too, however, that what lies at the basis of the self-conscious ego is in opposition to the organization and forces its way into it, at the same time forcing its way into the work of the spirit. Now let us consider man in a rather different way. In him we see the capacity for speech—which is quite obvious; then a definite way of thinking and a certain consciousness of self as the result of education. These capacities arise through man's contact with the external world. But it is not enough simply to take things on trust; we must realize that something far more profound lies at the basis of speech, of the way of thinking and of the consciousness of self brought about through the environment. What lies at their basis is the fact that man possesses three senses not found in the animal. The word sense has to be taken literally, but let us keep to fact and not to words. In the realm of speech-sound, of concept and of what we call ego being, the animal shows itself quite incapable of taking things in, in the way of human beings. Of all the senses, the animal gets as far as that of tone. For outer perception this is for the animal a kind of zenith. Its sense faculty rises to tone. But beyond that no possibility is offered by its general organization for an understanding of speech-sound, concept or ego being as in other beings. The animal recognizes its own species, the dog the dog, the elephant another elephant, and so on. But no spiritual investigator would ascribe to animals any perception of their own ego being. And materialistic investigation will never succeed in producing any proof of a perception of ego being in the animal organization; thus scientific investigation should not, and spiritual investigation will not, be in doubt about this.—So we see in man that the possibilities of development remain open where perception of the inner nature of sound, the inner nature of concept and idea, and the inner nature of the ego being are concerned. Were the possibility of development in these three activities closed to man, the other forces I named would have no nourishment pouring from within, and would be unable to find expression. Animals have no organs to make it possible for them to develop in these three ways. For all that man shows in life as superiority over the animal ears the imprint of what is within him as capacity for expression—his conception of sound, his conception of concepts, and his conception of the ego, of the ego consciousness. Meanwhile we find in the animal the expression of how the spirit is poured into form; we therefore see in the animal gestures and physiognomy determined by the nature of the species. This all expresses how the spirit can be active while becoming, as it were, congealed directly in the form. In man we find each individual has his characteristic gesture, his own particular physiognomy and facial expression; in this there comes to very clear expression what, on the other hand, he has in the way of capacity for developing speech-sound, concept or idea, and consciousness of self. In reality the capacity for this development pours itself into gesture, physiognomy, facial expression, into the whole way his consciousness of self is manifested. Here we see flowing from within outwards, expressing itself in the human being, what can be experienced only through the direct intercourse of the self-conscious ego with the spirit. If we experience things in this way, we may say: If we do not approach man with abstract, dry, prosaic concepts but perceive him in a living way, we see how ego being, the being in idea and the being in speech-sound, work directly on external form and movement. It is indeed as if, as crystallographers, we were to study the forming forces of a crystal, then discover that we have in front of us a cube in the rock salt, an octahedron in the sulphur, and in the garnet a rhombododecahedron. Just as there we see how inner forces pour their activities into form, when perceiving man in a living way we see immediately living in his external form all that he actually is, what in his being makes a strong impression on us—what meets us as congealed ego idea, congealed concept or conception, and as congealed sense of sound. We should be able indeed to picture quite vividly this congealed sense of sound that meets us. For that intercourse with the spirit which man cherishes perhaps in the most intimate way, which every man, artist or not, is able to cherish, which works into this being as the finest weavings of his soul, this intercourse is experienced by man in a characteristic way, the whole importance of which for man's life should not be overlooked. We dare not indeed overlook it in its content, in its inner nature—I am not speaking here of word content—in the inner nature of the “how” in the word content, in the inner nature of the character of sound, or the soul in language. Language does not only have the spirit expressed in the content of words; language also possesses a soul. And much more than we think, a language works upon us in the character of its sound. A language with many “ah” sounds works upon us in one way; a language that in the character of its words is more prone to “ee” or “o” in quite another way. For in the timbre of the sound character there is poured out as if in the unconscious, the soul that flows over the whole of mankind. This builds us up, works upon us, and comes to expression in life as a special kind of gesture. For man's speech is a special kind of gesture—not as to the words but insofar as it has soul—in the way man lives in speech with his soul and expresses himself. In all that, indeed, we should be able to mention significant differences. Everyone knows that, apart from what is said, there belongs to what flashes from man to man in that queer indefinable way the inner quality of the way in which it is said. If we take this into consideration we shall say: We learn an infinite amount of what is deepest in human beings just from the way in which they speak. In ordinary life we have often to disregard this, for higher points of view may drive it into the background. Yet there is something in us that is very alive to the harshness or the pleasing tone of a voice. Those who really observe the soul know that harshness of voice is far more unpleasant in a man than in a woman, for the simple reason that this sphere is closely connected with our organization, and that the pitch of the voice in a man is more intimately related to, far more deeply bound up with, the life of soul than is the case in a woman. It is true but it cannot be proved. It can only be indicated, and if you are observant you will soon see it is so. Anyone able to understand such things, if wanting to give expression to something important, will therefore need to convey in his speech what has just been referred to, and not merely the word content. To give you an example of what I mean, really not from lack of modesty, I should like to refer to the Rosicrucian Mystery play I wrote—“The Portal of Initiation.” In all the most important passages in it, it is clear that what cannot be expressed in the content is brought out in the use of language, in the vowel sounds. You will find that where you get the sound “oo” after “ah,” “ee” cannot follow “ah.” It is of outstanding importance that we bear in mind that this realm is the “gesture” of speech, recognizing how the might of the spirit is working into the organization; and that we pay heed to this direct working of the spirit on the soul that contains the self-conscious ego. And then we look back on how the human soul pours itself into the bodily nature. I am coming now, it is true, to a language that obviously for many of you must be hypothetical; to talk of it may seem bold to some of you and to others even offensive. That, however, is beside the point. We see how in man the ego being, what the sense of forming ideas can yield and undergo, and what the sense of sound can experience, pour themselves into gesture, physiognomy and facial expression, also, within the limits I have indicated, into the form. So that in man, in that period of his life between birth and death when the ego inserts itself between spirit and bodily nature, we see the direct activity of the spirit. Now let us just consider the following; and because the matter is more or less subtle, I shall speak figuratively. Let us imagine that what man accomplishes with his ego being, his power of conception and his sense of sound, in the way this flows more or less into his balance, individual movement and consciousness of self, and later into freedom of gesture, facial expression and the physiognomy revealing what is within him—let us imagine all this working together out of necessity, so that no conscious ego intervenes between these two, or three, aspects. Let us therefore imagine the ego to be eliminated, allowing the two sides of human nature to work on each other, so that through a sense of sound that does not enter consciousness but lives itself out in the innermost being, there is realized from the outset, in experience, the setting up of a balance that is not promoted by the ego; you would then have something which remains free for man, established without the intervention of the ego. This is what from the very beginning determines balance in the animal. And imagine the conception through which man grasps his laws and the animal species—in other words the whole organization so far as it is individual movement, physiognomy and facial expression, expressed in all animal movement, expressed also in animal instincts, passions and so on—and you have, bound up in the animal through the necessity of natural laws, what man has in his life through the intervention of the ego. We have, too, bound up from the outset with the animal, through the necessity of natural law, what in man is directly expressed only in life. In man the formative force of life works right into his form. But imagine it was no longer kept in reserve for individual life but from the beginning it acquired its form through Nature's activity, and then you have it in accordance with species, and in the way it confronts us plastically in the various animal species.—Thus we see in man a being with a sense world lying between two poles. He has his sense world, the world of perception, sound world, world of taste and world of smell and so on, lying between, on the one side, the way in which, conscious of himself, he finds a relation to his sense of balance in the different spatial directions, in the way he feels his existence in his own body; and on the other side, his sense of sound, his comprehension of concept, and his ego conception. As with inner necessity the inner life stands in relation to the intervening sense, so for the animal the inner life is related as something intervening, which, out of necessity, forms the whole organization. Let the two sides in man come together without the intervention of the ego and you have the direct working of the spiritual into the bodily without the intervention of the soul. In man we have what may be thus described—according to the spiritual and physical side he is an unfolding in space, gestures and so on, which on both sides stands open to the working of the spirit. And with this we must reconcile ourselves to the fact that through it in a certain way a foundation is laid for the whole understanding of man and the human spiritual life altogether, insofar as it plays its part in the history of the spirit. We see that we may not confound what man experiences conceptually with what he experiences when he realizes and develops the concept itself. In a certain relation man is in a quite different situation where the realization of a concept is concerned from his situation in respect of understanding it. The development of a concept is quite a different story from the means of understanding it. In this connection I should like to refer to an actual fact. In the year 1894 Laurenz Müllner, a great admirer of Galileo, on being appointed Rector of the University of Vienna, gave his inaugural address, and in it he drew attention to a remarkable fact which indeed is very interesting. He pointed out that in Galileo we have a spirit able to grasp the physical laws of mechanics, the laws of oscillation, of the motion of projectiles, of the velocity of falling bodies, of equilibrium, which perhaps—said Professor Müllner—are expressed in the most grandiose way in Michelangelo's wonderful work—the lofty dome of St. Peter's in Rome. This is indeed true and must be admitted by anyone upon whom the work of art in question has made an impression. Thus it might be said—Laurenz Müllner went on: In Galileo's intellect these laws first arise in the form of concepts, which we then see in Rome rising to the heavens in the symmetry and equipoise of the gigantic cupola of St. Peter's. In Galileo man has learned to grasp in concepts what is presented in St. Peter's as the artistic creation of Michelangelo. Added to this we have the actual fact that the day of Galileo's birth and the day of Michelangelo's death fell in the same year. In 1564 Michelangelo died on 18th February and in the same year, almost on the same day—the 15th of February—Galileo was born, Galileo who discovered for mankind the physical laws of mechanics. That is really an extraordinarily interesting fact. For it goes to prove that man brings about in a direct way the intercourse with the spirit through which he is able to imprint upon things the laws discovered afterwards; he does not accomplish this with his understanding, nor through concepts—not through the intelligence at all. But this points us to something else; namely, that in his organization man is in touch with the spirit before the intelligence has worked upon his soul inwardly. Hence in a certain way it can be said: Man is so constituted that he himself is able to incorporate into his substance what lives in him as outpouring of the spirit, what has worked upon him before he has been able to grasp it with his intelligence. This is so in the creation of any work of art. This fact is of interest because it enables us to see that man in physical life in regard to all that he lives, and all that comes to clear expression in an organ, before understanding the laws of that organ has something within him which carries out these laws plastically, gives them plastic form. So that if we follow up this thought it is quite clear that the sense for these laws of the spirit, expressed, for example, in a work of art, is there—must be there—in the soul before the laws are given bodily form. Hence, at the spiritual end of man, so to speak, we have also the reverse side—if we use the word in its better sense, raising it to the proper spiritual sphere. For then we are definitely shown that through an ennobled and purified instinct man creates what he discovers only later. As animals create instinctively, in the way bees, for example, organize their wonderful bee community, so man creates directly out of the spiritual world, before the spiritual world is reflected into this intelligence. Thus we see that even in this direction everything points to the meeting of the self-conscious ego with the working of the spirit. Through instinct the animal arrives even in its feeling life at reflecting into its intelligence what it puts into its buildings, and so on. Take, for example, the beaver and what it builds. Among beavers Michelangelos will always be found, but never a Galileo who understood the same laws to which the beaver gives form in its constructions. In man there is something confronting his self-conscious ego, something created by the spirit when it enters the organization. So in our study of human development, we have seen that between spirit and bodily organization the expression of the self-conscious ego intervenes, that the purified organization of the human being has immediate experience of the spirit, as it is seen in the imaginative creations of the artist; and that a self-conscious being lives in him which can oppose the ordering of the spirit in the body. Thus it is not a question of giving man preference over the animal or not; that would be the wrong way to approach the matter. We have, however, to realize that in the animal the spirit comes into direct contact with the bodily organization, and the soul passes its life in accordance with this bodily organization; whereas in man the living ego which is found in the soul pushes its way between spirit and bodily organization, establishing itself as mediator—thus working there between spirit and bodily organization. Through this the human ego has direct intercourse with what lives in the spiritual world. And it lives out this direct intercourse primarily by strenuous efforts to establish spiritual conditions in its environment which the animal is able to establish only instinctively. We see strongly marked a certain life of rights, a moral life among animals. But we understand the life of rights, the life of the State, and the whole course of world history, only when we see in man the emancipation of the spirit from the bodily nature by the intervention of the ego between spirit and bodily nature, through which the ego enters into immediate intercourse with the spiritual world. The way in which this ego enters into direct intercourse with the spiritual world constitutes the normal condition of the human being. But as the intervention of a self-conscious ego between spiritual and bodily nature signifies progress beyond animal evolution, it is possible for man to go farther on this path by again developing within him the spirit which he set free from the bodily nature—developing it in the free intercourse experienced. The possibilities for this will be found in the lecture “The Nature of Sleep”, and its full significance appears in Knowledge of the Higher Worlds. There we see how in normal human beings the emancipation of the spirit from the bodily nature has arrived at a certain stage, but can be carried further by developing slumbering germinating forces in man, through the unfolding of which he can advance to direct vision into the spiritual world. We had first to lay a foundation for what we are able to cultivate as actual contemplation of the spiritual world, by seeking the real significance of the human being in this intervention of the ego between spirit and bodily nature. But this again is given us also in an external bodily way, since the self-conscious ego as it confronts us in life does so in the inner being of man, entirely in his physiognomy and in accordance with his gestures. Some of you may remember that I have not only mentioned but have also substantiated that the old saying “Blood is a very special fluid”1 is founded on deep truth. This is really so, and in what is thus expressed simply as a direct working of the soul on the blood circulation, we can divine something of that working of the self-conscious ego into the bodily nature, into the organization. That is, so to say, the nearest gate for the ego, fertilized by the spirit, to enter the bodily nature and work upon it. We see this on observing how the soul works upon the blood circulation. In the phenomena of blushing and turning pale I have often given you common examples for the direct working of what goes on in the soul and expresses itself physically; for fear and shame are actual processes of the soul. Anyone wanting to deny this would have to be an unconscious materialist, like, for example, William James: for although he wishes to be spiritual he is actually a materialist in wishing to defend the assertion: “Man does not weep because he is sad, he is sad because he weeps.” According to this we should have to imagine that man experiences sadness in his soul because some kind of material influence has an effect on the organism and squeezes out tears: and if man notices this—so says William James—he becomes sad. If we do not recognize how untenable this conclusion is, we shall not be able to understand that in affairs like laughing and weeping, and also in blushing, where a rush of blood takes place from the centre to the periphery, we have to do with material processes directly under the influence of soul and spirit. If we think this over we shall be able to admit that in man what belongs to the soul does in very truth express itself in the circulation of the blood. What we say here about man; namely, that in the blood, and in the circulation, the self-conscious ego has its life, we cannot directly apply to the animal, because in it a self-conscious ego cannot work into the blood circulation, and—what is essential—because the animal does not open itself directly to the influence of the spiritual world which works into it; rather, from necessity. Whereas in the animal's blood circulation we have before us something in which the soul life of the animal finds immediate expression, in the blood circulation of the human being something is to be seen of the way in which the spirit works on the ego. If some day people will begin to give a little thought to what is here in question; namely, the importance for human life that man should not be organized from the outset to receive a definite imprint, of balance, of individual movement and of the sense of life, but must himself struggle to attain them—when they can discover how true it is that in spatial directions we have to do with realities, whether a spine is in a horizontal or vertical relation to space, or whether the blood circulates in this or that direction—then they will see how essential is the way in which such organizations are inserted into the whole cosmic connection. We should be obliged to see in reality, for example, in the spatial direction of a certain line, something of essential importance. When this is understood we may judge how great is the significance of the position and all the processes in the blood, in the human blood system. Today it is believed that the theory of the blood circulation is complete in itself. It is not so at all. We are only beginning to learn something of the secrets of the blood circulation. And not dogmatically to make bare assertions I will point to the following. Not more than twenty-five years ago, a scientific investigator in this sphere, the criminologist Moritz Benedict, celebrated for his mathematical qualifications in this direction, was first to draw attention to the important fact—generally ignored today—that the corresponding beats in the right artery and the left are different—an important fact for knowledge of the connections in the human being. And of special importance is something found in this sphere, not by anyone famous but by a very simple man, a Dr. Karl Schmidt. It was published by him in 1892 in the Vienna Medical Weekly in his article “Heartbeat and Pulsation,” in which quite important observations were indicated. Only when these things, still in their infancy, are studied to some degree, will a beginning have been made in knowledge of the connection between the self-conscious ego and the blood circulation, on the one hand, and, on the other hand, the connection between the animal spirit working in the animal and the animal blood circulation. Last time, I pointed out that we, indeed, are able to go into details in the sciences of the organs and their individual functions, and are able to give evidence of the different ways the spirit shows itself in man and in animal. In this connection it is quite comprehensible that modern investigations into the relation of man's blood to that of apes say little, because they go only into externals—the purely physical substance, the chemical reactions, and so forth—not into the real question. Were it only a matter of physical substance it would necessarily be quite immaterial whether a wheel was used as a child's toy or for a watch. But it always depends on how a member or an organ is used in the whole of a being or of a thing. It has nothing to do with how man's blood is related to the blood of the ape, or the like, but with how the organs in question are placed in the service of the organization as a whole. How the actual truth is treated by external investigation is best shown in Goethe's dealings with natural science. In Goethe's days, where the things of Nature are concerned, a rigid materialism was already prevailing, and even the most eminent scientists who wished to maintain the difference between man and animal founded their claims on something purely material. They were of the opinion that this difference was to be seen in the fact that in the upper jawbone of the animal there is an intermediate bone not found in man. They said: What distinguishes man from the animal is that the animal possesses an intermaxillary bone to accommodate the upper incisors, and this bone is not found in man! For Goethe this was inadmissible. His concern was not to find the difference between man and animal in anatomical details, but in the way the spirit in man and the spirit in the animal made use of the organs. (Incidentally I will just refer you to Goethe's “Theory of Metamorphosis” in which may be found information about all the individual human organs.) Thus from the outset Goethe could never reconcile himself to the idea that man's superiority to the animal was to be sought in a material detail. Therefore his one wish was to prove that this assertion was incorrect, that this chasm did not exist; and he set himself to work to find this intermaxillary bone in man. If Goethe had never accomplished anything but this one deed, if he had discovered nothing further than the presence in man of the intermaxillary bone, though no longer in a developed state and not apparent, through this alone for human evolution he would still remain a mighty genius. Said Goethe to himself—and I do not relate this because he did it but because it came to light through his experience: With Herder, and with others who are at pains to understand man spiritually, I have directed attention primarily to how man rises above the animal because the animal is bound up with its organization; but man is emancipated from it and enters into immediate intercourse with the spirit, thus being able to work back upon his organs. Goethe says this, as I have indicated, but in the following words: “Animals are taught by their organs, said the men of old. I add to this: man, too, is taught by his organs; however, he has the advantage of in turn teaching them.” Goethe could not but admit that the organs are the same but formed from different sides. Hence his great joy when at last he found the intermaxillary bone in man. At this point he writes to Herder: “... I have found—neither gold nor silver but something that gives me infinite joy—the ‘os intermaxillary’ in man! With Loder I compared man's skull with that of the animal and got on its track—when, lo! There it was. But I beg you to keep quiet about it, for this affair must be handled with caution. This should, however, make you too rejoice, for it is a kind of keystone to man; it is not lacking, it is there—actually there. I have imagined it in connection with your ‘whole’—how splendidly it will fit in. ...” (Letter of 27th March, 1784.) The difference between man and animal cannot be found in any particular detail. It has to be found entirely in the way the spirit makes use of things. For through this we behold man's relation to the spirit, how he has emancipated himself from what belongs to the body and is able to enter into direct intercourse with the spirit. Hence the difference in the sensation we experience on contemplating something spiritual from what we experience on contemplating anything physical and material. We seek to use words in quite different ways according to whether we look upon the spiritual or the physical. Among Goethe's works two poems may be found together. Each contains three remarkable lines:
Thus ends one poem, and the other begins:
A complete contradiction! How may we explain it? And Goethe has put it so blatantly in two poems next to one another. In truth if we contemplate the spirit in material existence, in our heart we may call forth the feeling: If the spirit would continue in material being, if it were not to break up all form, it would have to crumble into nothingness. The moment we see the spirit in the bodily nature we have to say: We have here to do with the eternal, immortal being, with the spirit with which we can unite in man's emancipated soul. Then we may say:
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61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Words spoken by Shakespeare's most famous character: “There are more things in heaven and earth than are dreamed of in your philosophy” are, of course, perfectly true; but no less true is the saying composed by Lichtenberg, a great German humourist, as a kind of rejoinder: “In philosophy there is much that will be found neither in heaven nor earth.” Both sayings are illustrations of the attitude adopted nowadays to many things in the domain of Spiritual Science. It seems inevitable that widespread circles, especially in the world of serious science, will repudiate such matters as prophecy even more emphatically than other branches of Spiritual Science. If in these other branches of Spiritual Science—in many of them at least—it is difficult to draw a clear line between genuine research and charlatanism, or maybe something even worse, it will certainly be admitted that wherever super-sensible investigation touches the element of human egoism, there its dangers begin. And in what realm of higher knowledge could this be more apparent than in all that is comprised in the theme of prophecy as it has appeared through the ages! Everything covered by the term ‘prophecy’ is closely connected with a widespread, and understandable, trait in the human mind, namely, desire to penetrate the darkness of the future, to know something of what earthly life in the future holds in store. Interest in prophecy is connected not only with curiosity in the ordinary sense, but with curiosity concerning very intimate regions of the human soul. The search for knowledge concerning the deeper interests of the human soul has met with so many disappointments that earnest, serious science nowadays is unwilling to listen to such matters—and this is really not to be wondered at. Nevertheless it looks as though our times will be obliged at least to take notice of them, and also of the subjects of which we have been speaking in previous lectures and shall speak in the future. As will be known to many of you, the historian Kemmerich has written a book about prophecies, his aim being to compile facts which can be confirmed by history and go on to show that important happenings were pre-cognised or predicted in some way. This historian is driven to make the statement—at the moment we will not question the authenticity of his research—that there are very few important events in history that have not at some time been predicted, conjectured and announced in advance. Such statements are not well received in our time; but ultimately, in the sphere where history can speak with authority, it will not be possible to ignore them because proof will be forthcoming, both in respect of the past and of the present, from outer documents themselves. The domain we are considering today has never been in such disrepute as it is nowadays, nor regarded as so dubious a path of human endeavour. Only a few centuries ago, for instance in the 16th century, very distinguished and influential scholars engaged in prognostication and prophecy. Think of one of the greatest natural scientists of all time and of his connection with a personage whose tendency to be influenced by prophecies is well known: think of Kepler, the great scientist, and his relations with Wallenstein. Schiller's deep interest in this latter personality was due in no small measure to the part played in his life by prophecy. The kind of prophecy in vogue in the days of Kepler—and only a couple of centuries ago leading scientific minds all over Europe were still occupied with it—was based upon the then prevailing view that there is a real connection between the world of the stars, the movements and positions of the stars, and the life of man. All prophesying in those times was really a form of astrology. The mere mention of this word reminds us that in our day too, many people are still convinced that there is some connection between the stars and coming events in the life of individuals, even, too, of races. But prophetic knowledge, the prophetic art as it is called, was never so directly connected with observation of the movements and constellations of the stars as was the case in Kepler's time. In ancient Greece an art of prophecy was practised, as you know, by prophetesses or seeresses. It was an art of predicting the future induced by experiences arising perhaps from asceticism, or other experiences leading to the suppression of full self-consciousness and the presence of mind of ordinary life. The human being was thus given over to other Powers, was in an ecstatic condition and then made utterances which were either direct predictions of the future or were interpreted by the listening priests and soothsayers as referring to the future. We need only think of the Pythia at Delphi who under the influence of vapours rising from a chasm in the earth was transported into a state of consciousness quite different from that of ordinary life; she was controlled by other Powers and in this condition made prophetic utterances. This kind of prophecy has nothing to do with calculations of the movements of stars, constellations and the like. Again, everyone is familiar with the gift of prophecy among the people of the Old Testament, the authenticity of which will certainly be called into question by modern scholarship. Out of the mouths of these prophets there came not only utterances of deep wisdom, which influenced the life of these Old Testament people, but fore-shadowed the future. These predictions, however, were by no means always based upon the heavenly constellations as in the astrology current in the 15th and 16th centuries. Either as the result of inborn gifts, ascetic practices and the like, these prophets unfolded a different kind of consciousness from that of the people around them; they were torn away from the affairs of ordinary life. In such a condition they were entirely detached from the circumstances and thoughts of their personal lives, from their own material environment. Their attention was focused entirely on their people, on the weal and woe of their people. Because they experienced some thing superhuman, something reaching beyond the individual concerns of men, they broke through the boundaries of their personal consciousness and it was as though Jahve Himself spoke out of their mouths, so wise were their utterances concerning the tasks and the destiny of their people. Thinking of all this, it seems evident that the kind of divination practised at the end of the Middle Ages, before the dawn of modern science, was only one specific form and that prophecy as a whole is a much wider sphere, connected in some way with definite states of consciousness to which a man can only attain when he throws off the shackles of his personality. Astrological prophecy, of course, can hardly be said to be an art in which a man rises above his own personality. The astrologer is given the date and hour of birth and from this discovers which constellation was rising on the horizon and the relative positions of other stars and constellations. From this he calculates how the positions of the constellations will change during the course of the man's life and, according to certain traditional observations of the favourable or unfavourable influences of heavenly bodies upon human life, predicts from these calculations what will transpire in the life of an individual or of a people. There seems to be no kind of similarity between this type of astrologer and the ancient Hebrew prophets, the Greek seeresses or others who, having passed out of their ordinary consciousness into a state of ecstasy, foretold the future entirely from knowledge acquired in the realm of the Supersensible. For those who consider themselves enlightened men of culture today, the greatest stumbling-block in these astrological predictions is the difficulty of realising how the courses of the stars and constellations can possibly have any connection with happenings in the life of an individual or a people, or in the procession of events on the Earth. And as the attention of modern scholarship is never focused on such connections, no particular interest is taken in what was accepted as authentic knowledge in times when astrological prophecy and enlightened science often went hand in hand. Kepler, the very distinguished and learned scientist, was not only the discoverer of the Laws named after him; not only was he one of the greatest astronomers of all time, but he devoted himself to astrological prophecy. In his time—also during the periods immediately preceding and following it—numbers of truly enlightened men were votaries of this art. Indeed if we think objectively about life as it was in those days, we realise that from their standpoint it was as natural to them to take this prophetic art, this prophetic knowledge, as seriously as our contemporaries take any genuine branch of science. When some prediction based upon the constellations—and made perhaps, at the birth of an individual—comes true later on, it is of course easy to say that the connection of this constellation with the man's life was only a matter of chance. Certainly it must be admitted in countless cases that astonishment at the fulfilment of astrological prediction is caused simply because it came true and because people have forgotten what did not come true. The contention of a certain Greek atheist is, in a sense, correct. He once came in his ship to a coastal town where, in a sanctuary, tokens had been hung by men who had vowed at sea that if they were saved from shipwreck they would make such offerings. Many, many tokens were hanging there—all of them the offerings of men who had been saved from shipwreck. But the atheist maintained that the truth could only be brought to light if the tokens of everyone who in spite of vows had actually perished in shipwreck, were also displayed. It would then be obvious to which category the greater number of tokens belonged. This implies that a really objective judgment could only be reached if records were kept not only of those astrological predictions which have come true, but also of those which have not. This attitude is perfectly justified but on the other hand there is certainly much that is very astonishing. As in these public lectures I cannot take for granted a fundamental knowledge of all the teachings of Spiritual Science, I must speak in a way which will convey an idea of the significance of the subjects we are studying. Even a confirmed sceptic must surely feel surprise when he hears the following. Keeping to well-known personages, let us take the case of Wallenstein. Wallenstein wished to have his horoscope drawn up by Kepler—a name honoured by every scientist. Kepler sent the horoscope. But the matter had been arranged with caution. Wallenstein did not write to Kepler giving him the year of his birth and saying that he would like him to draw up the horoscope, but an intermediary was chosen. Kepler therefore did not know for whom the horoscope was intended. The only indication given was the date of the birth. There had already been many important happenings in Wallenstein's life and he requested that they too should be recorded, as well as predictions made of those still to come. Kepler completed the horoscope as requested. As is the case with many horoscopes, Wallenstein found very much that tallied with his experiences. He began (it was often so in those days) to have great confidence in Kepler and on many occasions was able to adjust his life according to the prognostications. But it must be said too, that although many things tallied, many did not, so far as the past was concerned and, as subsequently transpired, the same was true of the predictions made about the future. It was so with numbers of horoscopes and in those days people were accustomed to say that there must be some inaccuracy in the alleged hour of birth and that the astrologer might be able to correct it. Wallenstein did the same. He begged Kepler to correct the hour of birth; the correction was only very slight but after it had been made, the prognostications were more accurate. It must be added here that Kepler was a thoroughly honest man and it went very much against the grain to correct the hour of birth. From a letter on the subject written by Kepler at the time it is obvious that he did not favour such procedure on account of the many possible consequences. Nevertheless he undertook to do what Wallenstein asked—it was in the year 1625—and gave further details about Wallenstein's future; above all he said that according to the new reading of the positions of the stars, the constellation that would be present in the year 1634 would be extremely unfavourable for Wallenstein. Kepler added—as well he might, for the date lay so far ahead—that even if this were a cause of alarm, the alarm would have passed away by the time of these unfavourable conditions. He did not therefore consider them dangerous for Wallenstein's plans. The prediction was for March 1634. And now think of it: within a few weeks of the period indicated, the causes occurred which led to the murder of Wallenstein. These things are at least striking! But let us take other examples—not of second-rate astrologers but of really enlightened men. The name of an extraordinarily learned man in this sphere will at once occur to us—Nostradamus. Nostradamus was a doctor of high repute who, among other activities, had rendered wonderful service during an epidemic of the plague; he was a man of profound gifts and the selflessness with which he devoted himself to his profession as a doctor is well known. It is known, too, that when on account of his selflessness he had been much maligned by his colleagues, he retired from his medical work to the isolation of Salon where, in 1566, he died. In Salon he began to observe the stars, but not as Kepler or others like Kepler had observed them. Nostradamus had a special room in his house into which he often withdrew and, as can be gathered from what he himself says, from this room he watched the stars, just as they presented themselves to his gaze. In other words he made no special mathematical calculations but immersed himself in what the soul, the heart, the imagination can discover when gazing with wonder at the starry heavens. Nostradamus spent many an hour of reverent, fervent contemplation in this curious chamber with its open views on all sides to the heavens. And from him there came not only specific predictions, but long series of diverse and remarkably true prophecies of the future. So much so, that Kemmerich, the historian of whom I spoke just now, cannot but be astonished and attach a certain value to the prophetic utterances of Nostradamus. Nostradamus himself made some of his prophecies known to the public and was naturally laughed to scorn in his day, for he could quote no astrological calculations. As he gazed at the stars his predictions seemed to rise up in him in the form of strange pictures and imaginations, for instance of the outcome of the battle at Gravelingen in the year 1558, where the French were defeated with heavy loss. Another prediction, made long beforehand, for the year 1559, was to the effect that King Henry II of France would succumb “in a duel” as Nostradamus put it. People only laughed, including the Queen herself, who said that this clearly showed what reliance could be placed upon prediction—for a King was above engaging in a duel. But what happened? In the year predicted, the King was killed in a tournament. And it would be possible to quote many, many predictions that subsequently came true. Again there is Tycho de Brahe, one of the brilliant minds of the 16th century and of outstanding significance as an astronomer. The modern world knows little of Tycho de Brahe beyond that he is said to have been one who only half accepted the Copernican view of the world. But those who are more closely acquainted with his life know what Tycho de Brahe achieved in the making of celestial charts, how vastly he improved the charts then existing, that he had discovered new stars and was, in short, an astronomer of great eminence in his day. Tycho de Brahe was also deeply convinced that not only are physical conditions on the Earth connected with the whole Universe, but that the spiritual experiences of men are connected with happenings in the great Cosmos. Tycho de Brahe did not simply observe the stars as an astronomer but he related the happenings of human life with happenings in the heavens. And when he came to Rostock at the age of 20, he caused a stir by predicting the death of the Sultan Soliman, which although it did not occur exactly on the day indicated, did nevertheless occur. The indication was not quite exact but this will probably not bring an outcry from historians, for they might well argue that if anyone were intent upon lying he would not tell a half-lie by introducing the difference of a mere day or so into the prediction. Hearing of this, the King of Denmark requested Tycho de Brahe to cast the horoscopes of his three sons. Concerning his son, Christian, the indications were accurate; less so in the case of Ulrich. But about Hans, the third son, Tycho de Brahe made a remarkable prediction, derived from the movements of the stars. He said: The whole constellation and everything to be seen goes to show that he is and will remain frail and is unlikely to live to a great age. As the hour of birth was not quite accurate, Tycho de Brahe gave the indications very cautiously ... he might die in his eighteenth or perhaps in his nineteenth year, for the constellations then would be extremely unfavourable. I will leave it an open question whether it was out of pity for the parents or for other reasons, that Tycho de Brahe wrote of the possibility of this terrible constellation in the eighteenth or nineteenth year being overcome in the life of Duke Hans ... if so, he said, God would have been his protector; but it must be realised that these conditions would be there, that an extremely unfavourable constellation connected with Mars was revealed by the horoscope and that Hans would be entangled in the complications of war; as in this constellation, Venus had ascendancy over Mars, there was just a hope that Hans would pass this period safely, but then, in his eighteenth and nineteenth years, there would be the very unfavourable constellation due to the inimical influence of Saturn; this indicated the risk of a “moist, melancholic” illness caused by the strange environment in which Hans would find himself. And now, what was the history of Duke Hans' life? As a young man he was involved in the political complications of the time, was sent to war, took part in the battle of Ostend and in connection with this, as Tycho de Brahe had predicted, had to endure the ordeal of terrible storms at sea. He came very near death, but as the result of friendly negotiations set on foot for his marriage with the daughter of the Czar he was recalled to Denmark. According to Tycho de Brahe's interpretation, the complications due to the unfavourable influences of Mars had been stemmed by the influences of Venus—the protector of love-relationships: Venus had protected the Duke at this time. But then, in his eighteenth and nineteenth years the inimical influence of Saturn began to take effect. One can picture how the eyes of the Danish Court were upon the young Duke: all the preparations for the marriage were made and the news that it had taken place was hourly awaited. But there came instead the announcement that the marriage was delayed, then news of the Duke's illness, and finally of his death. Such things made a great impression upon people at the time and must surely surprise posterity. Now world-history sometimes has its humorous sides! There was once, in a different domain altogether, a certain Professor who asserted that the brain of the female always weighs less than that of the male. After his death, however, his own brain was weighed and proved to be extremely light. He was the victim of humour in world-history! The horoscope of Pico de Mirandola (a descendant of the famous philosopher) prophesied that Mars would bring him great misfortune. He was an opponent of all such predictions. Tycho de Brahe proved to him that all his arguments against prognostications from the stars were false, and he died in the year that had been indicated as the period of the unfavourable influence of Mars. Numbers of examples could be quoted and we shall probably realise that in a certain sense it is not difficult to make objections. For example, a very distinguished modern astronomer—a man greatly to be respected too, for his humanitarian activities—has argued that Wallenstein's death cannot be said to have been correctly predicted in the horoscope drawn up by Kepler. In a certain respect such arguments must be taken seriously. We cannot altogether ignore Wilhelm Foerster's argument that Wallenstein knew what had been predicted; that in the corresponding year he remembered his horoscope, hesitated, did not take the firm stand he would otherwise have taken and so was himself the cause of the misfortune. Such objections are always possible. But on the other side it must be remembered that although in illustrations produced by science, external data are of value, the modern age accepts these data as an absolutely adequate basis for scientific truths. Many things may be problematical. But we should not shut our eyes to the fact that careful comparison of events that had actually occurred in life with indications obtained from the stars, did indeed lead, in earlier times, to confidence in prognostications of the future. People were certainly alive to mistakes but they did not conceal things that were genuinely astonishing, nor did they accept these things entirely without criticism. In those times too they were quite capable of criticism and in all probability applied it on many occasions. I wanted to quote very striking examples in order to show that in accordance with the standards of modern science too, it is possible to take these matters seriously. And even when we take what there is to be said against them, we shall have to admit that the reasons which in times of the relatively near past made brilliant minds place firm reliance in them, were not bad but sound and well-founded reasons. Even if these reasons are rejected, it must be admitted that the impression they made on brilliant and enlightened minds was such that these men believed—quite apart from details—that there is a connection between events in the lives of individuals and of peoples, and happenings in the Cosmos. These men believed that there is a real connection between the macrocosm, the great world, and the microcosm, the little world. They believed that human life on the Earth is not a chaotic flow of events but that law manifests in these events, that just as celestial events are governed by cyclic law, so too a certain cyclic law, a certain rhythm is manifest in human and earthly conditions. To explain what is here meant, I shall speak of certain facts that can be collated by observation, as truly as the most exacting facts of chemistry or physics today. But the observations must be made in the appropriate spheres. Suppose we observe something that happens in a man's life during his childhood. If we study the longer sweep of human life, remarkable connections will come to light, for example, between the life of earliest childhood and that of very old age; a connection is perceptible between what a man experiences in the evening of his life and what he experienced in early youth. We shall be able to say: If, during youth, we were shaken by emotions due to alarm or fright, we may possibly have been exempt from their effects all through our life, but in old age things may appear of which we know that their causes are to be sought in very early childhood. Again there are connections between the years of adolescence and the period immediately preceding old age. Life runs a circular course. We can go still further, taking as an example the case of someone who, say at the age of 18, was torn right away from the course his life had taken hitherto. Until then he may have been able to devote himself to study but was suddenly obliged to abandon this and become a merchant, perhaps because his father lost his money, or for some other reason. To begin with he gets on quite well but after a few years, great inner difficulties make their appearance. In trying to help such a person to overcome these difficulties, we cannot apply any general, abstract principles. We shall have to say to ourselves: At the age of 18 there was a sudden change in his life and at the age of 24—that is to say, six years later—difficulties cropped up in his life of soul. Six years earlier, in his twelfth year or thereabouts, certain things happened in his soul which actually explain the difficulties appearing in his twenty-fourth year: six years before, six years later—the change of profession lies between. Just as above a pendulum swinging to right and left there is a point of equilibrium, so, in the case quoted, the eighteenth year is a pivotal point. A cause generated before this pivotal point has its effect the same number of years afterwards. So it is in man's life as a whole. Human life takes its course not with irregularity but with regularity and according to law. Although the individual does not necessarily realise it, there is in every human life one centre-point; what lies before—youth and childhood—allows causes to rest in the depths of subsequent happenings, and then what took place a number of years before this centre-point of life reveals itself in its effects an equal number of years afterwards. In the sense that birth is the point polar to death, the happenings of childhood are the causes of happenings during the years that precede death. In this way life becomes comprehensible. In the case, for example, of illness occurring, say, at the age of 54, the only really intelligent approach is to look for a pivotal point at which a man passed through a definite crisis, reckoning back from there to some event related to the fifty-fourth year somewhat in the same sense as death is related to birth, or the other way round. The fact that happenings in human life reveal conformity to law and principle does not gainsay our freedom. Many people are apt to say that this conformity to law in the course taken by events contradicts man's freedom of will. But this is not the case and it can only appear so to superficial thinking. A human being who at the age, say, of 15, lays into the womb of time some cause, the effects of which he experienced in, say, his fifty-fourth year, no more deprives himself of his freedom than does someone who builds a house and then moves into it when it is ultimately ready. Logical thinking will never say that the man deprives himself of his freedom when he moves into the house. Nobody deprives himself of freedom by anticipating that causes will have their effects later on. This principle has nothing directly to do with freedom in life. Just as there are cyclic connections in the life of the individual, so too are there cyclic connections in the life of the peoples, and in life on the Earth in the general sense. The evolution of mankind on the Earth divides itself into successive epochs of culture. Two of the epochs most closely connected with our own, are the period of Assyrian-Egyptian-Chaldean civilisation and that of the later culture of Greece and Rome; then, reckoning from the decline of Greek and Roman culture and its aftermaths, comes our present epoch. According to all the signs of the times this will last for a very long time yet. There, then, we have three consecutive periods of culture. Close observation of the life of the peoples during these three epochs will reveal, during the Greco-Latin period, something like a pivotal point in the evolution of mankind. Hence, too, the curious fascinating of the culture of Greece and Rome. Greek art, Greek and Roman political life, Roman equity, the conception of Roman citizenship ... it all seems to stand like a kind of pivotal point in the stream of the evolutionary process: After it—our own epoch; before it—the Egypto-Chaldean epoch. In a remarkable way, those who observe deeply enough will perceive certain conditions of life during the Egypto-Chaldean period operating again today, in quite a different but nevertheless related form. In those times, therefore, causes were laid into the womb of the ages, which now in their effects come again to the fore. Certain methods of hygiene, certain ablutions customary in ancient Egypt, also certain views of life are now, strangely enough, in the forefront again—naturally in absolutely different forms; in short, the effects of causes laid down in ancient Egypt are becoming perceptible today. In between—like a fulcrum—lies the culture of Greece and Rome. The Egypto-Chaldean epoch was preceded by that of the most ancient Persian culture. According to the law of cyclic evolution, then, it can be foreshadowed that just as in our civilisation there is a cyclic re-emergence of Egypto-Chaldean culture, so ancient Persian culture will re-emerge in the epoch following our own. Law is revealed everywhere in the flow of evolution! Not irregularity, not chaos—but also not the kind of law conjectured by historians: that the causes of everything happening today are to be sought in the immediately preceding period, the causes of happenings in the recent past again in the immediately preceding period, and so forth. This is how historians build up a chain of events—the one directly following the other. Closer observation, however, reveals the existence of cycles, breaks ... what was once present appears again at a very much later time. External observation itself can discern this. But it will be quite apparent to those who study the evolution of humanity in the light of Spiritual Science that there is evidence of spiritual law in the flow of happenings, in the stream of the ‘Becoming’ and that a certain deepening of the life of soul will enable men actually to perceive the threads of these inner connections. And although it is not easy to grasp everything that belongs to this sphere, although it may sometimes tend to charlatanry or humbug and direct its appeal to the lower impulses and instincts, nevertheless the following is true: When a man is able to eliminate personal interests and quicken the hidden forces of spiritual life, so that his knowledge is drawn not merely from his environment or from remembrances of his own life and that of his nearest acquaintances, when he is uninfluenced by material and personal considerations ... then he grows beyond his own personality and becomes conscious of the presence of higher forces with him, which it is only a matter of developing by appropriate exercises. When these deeper forces are brought to the surface, happenings in the life of a human being will also reveal their hidden causes and such a soul will then glimpse the truth that whatever has transpired through the ages throws its effects into the future. The law presented to us by Spiritual Science is that no happenings—and this also applies to the domain of the Spiritual—float meaninglessly along the stream of existence; they all have their effects and we must discover the law underlying the manifestation of these effects in later times. Therewith the insight will come that this law also embraces the return of the individuality into the present earthly life, where the effects of earlier lives are working themselves out. Just as knowledge of the workings of Karma, the Law of Destiny, arises from insight into how causes lie in the womb of time and appear again in transformation, so too this insight was present in all those who have taken prophecy seriously or have actually engaged in it; they have been convinced that laws prevail in the course taken by human life and that the soul can awaken the forces whereby these laws may be fathomed. But the soul needs points of focus. In its facts, the world is an interconnected whole. Just as in his physical life the human being is affected by wind and weather, it is not difficult to assume that there are connections in everything around us, even though the details are obscure. Without actually seeking for laws of Nature, something in the courses of the stars and constellations evokes the thought: The harmonies perceptible there can call forth in us similar harmonies and rhythms according to which human life runs its course. Further observations will then lead on to the details. As may be read in the little book, The Education of the Child in the Light of Spiritual Science, epochs can be distinguished in the life of the individual: from birth to the change of teeth, from then to puberty, then the years up to twenty-one and again from twenty-one to twenty-eight ... 7-year periods clearly different in character and after which new kinds of faculties are present. If we know how to investigate these things we shall find clear evidence of a rhythmic stream in human life, which can as it were be found again in the starry heavens. Strikingly enough, if life is observed from this point of view (but such observation must be calm and balanced, without the wonted fanaticism of opponents) it will be found that round about the twenty-eighth year something in the life of soul indicates, in many cases, a culmination of what has come into being after four periods of seven years each. Four times seven years—twenty-eight years ... although the figure is not absolutely exact, this is the approximate time of one revolution of Saturn. Saturn revolves in a circle consisting of four parts, passes therefore through the whole Zodiacal circle, and its course has an actual correspondence with the course of man's life from birth to the twenty-eighth year. Just as the circle divides into four parts, so too these twenty-eight years divide into four periods of seven years each. There, in the revolution of a star in cosmic space, we see indications of similarity with the course taken by human life. Other movements in the heavens, too, correspond to rhythms in human life. Little attention is given today to the very brilliant researches made by Fliess, a doctor in Berlin; they are still only in the initial stage but if ever they are properly studied, the rhythmic flow of births and deaths in the life of humanity will be clearly perceived. All such research is only at the beginning; but in time to come it will be realised that one need only regard the stars and their movements as a great celestial clock and human life as a rhythm that runs its own course but is in a certain sense determined by the stars. Without looking for actual causes in the stars, it is quite possible to conceive that because of this inner relationship, human life runs its course with a like rhythm. Suppose, for example, we often go outside the door of our house or look out of the window at some particular time in the morning and always see a certain man on the way to his office ... we glance at the clock, knowing that every day he will pass at a definite time. Are the hands of the clock the cause of it? Of course not! ... but because of the invariable rhythm we can assume that the man will pass the house at a definite time. In this sense we can see in the stars a celestial clock according to which the life of man and of peoples runs its course. Such things may well be vantage-points for the observation and study of life, and Spiritual Science is able to indicate these deeper connections. We shall now understand why Tycho de Brahe, Kepler and others, worked on the basis of calculations—Kepler especially, Tycho de Brahe less. For insight into the soul of Tycho de Brahe reveals a certain similarity with that of Nostradamus. Nostradamus, however, does not need to make calculations at all; he sits up in his attic and gives himself up to the impressions made by the stars. He ascribes this gift to certain inherited qualities in his organism, which for this reason is no cause of hindrance to him. But he also needs that inner tranquillity of soul that arises after he has put away all thoughts, emotions, cares, and excitements of everyday life. The soul must face the stars in purity and freedom. And then what Nostradamus prophesies rises up in him in pictures and images; he sees it all before him in pictures. If he spoke in astronomical terms of Saturn or Mars being injurious, he would not, in predicting destiny, have been thinking of the physical Saturn or the physical Mars, but he would have pondered in this way: Such and such a man has a warlike nature, a temperament that loves fighting, but he also has a kind of melancholy making him subject to moods of depression which may even affect him physically. Nostradamus lets this interweave in his contemplation and a picture rises before him of future happenings in the man's life: the tendency to melancholy and the fighting spirit intermingle—“Saturn” and “Mars.” This is only a sense-image. When he speaks of “Saturn” and “Mars,” his meaning is: There is something in this man which presents itself to me as a picture but which can be compared with the opposition or conjunction between Saturn and Mars in the heavens. This was merely a way of expressing it; contemplation of the stars evoked in Nostradamus the seership that enabled him to see more deeply into souls than is otherwise possible. Nostradamus, therefore, was a man who by acting in a certain way was able to waken to life inner powers of soul otherwise slumbering within the human being. In a mood of devotion, of reverence, he completely put away all cares and anxieties, all concerns of the outer world. In utter forgetfulness of self, with no feeling of his own personality, his soul knew the truth of the axiom he always quoted: “It is God Who utters through my mouth anything I am able to tell you about your concerns. Take it as spoken to you by the Grace of your God I ...” Without such reverence there is no genuine seership. But this very attitude ensures that those who have it will not abuse or make illicit use of their gift. Tycho de Brahe represents a stage of transition between Nostradamus and Kepler. When we contemplate the soul of Tycho de Brahe, he seems to be one who is calling up remembrances from an earlier life, rather reminiscent of Greek soothe-saying. He has in him something that is akin to the soul of an ancient Greek seeking everywhere for the manifestations of cosmic harmony. Such is the attunement of his soul—and his astrological insight is really an attitude of soul—it is as if astronomical calculation were merely a prop helping him to call up those powers which enable pictures of happenings in the past or the future to take shape before him. Kepler's mind is more abstract, in the sense that modern thought is abstract—in a still higher degree. Kepler has to rely more or less upon pure calculation in which there is, of course, accuracy, for according to knowledge derived from clairvoyance there is an actual relation between the constellations and the actions of men. As time went on, astrology became more and more a matter of reckoning and calculation only. The gift of seership gave place to purely intellectual thought and it can truly be said that astrological forecasts now are nothing but intellectual deduction. The farther we go back into the past, the more we shall find that the utterances of the ancient prophets concerning the life of their peoples rose up from the very depths of their souls. So it was among the Hebrew prophets; in communion with their God and free of their personal interests and affairs, they were wholly given up to the great concerns of their people and could perceive what was in store. Just as a teacher foresees that certain qualities in a child will express themselves later on, and takes account of them, the Hebrew prophet beheld the soul of his people as one unit; the Past mellowed in his soul and worked in such a way that the consequences were revealed to him as a great vision of the Future. But now, what does prophecy mean in human life, what does it really signify? We shall find the answer by thinking of the following: There are certain great figures to whom we always trace streams of happenings in history. Although today the preference is for everyone to be at one level, because it goes against the grain when a single personality towers over all the others (in their desire that all faculties shall be equal, people are loath to admit that certain men are more forceful than the rest)—in spite of this, great and advanced leaders are at work in the process of historical evolution. Things have come to such a pass nowadays that the mightiest happenings are conceived to be the outcome simply of ideas and not to lead back to any one personality. There is a certain school of theology, which still claims to be Christian, although it contends that there need have been no Christ Jesus as an individual. In reply to the retort that world-history is after all made by men, one of these theologians said: That is as obvious as the fact that a forest is composed of trees; human beings make history in the same sense that trees make a forest ... But think of it—surely the whole forest could have grown up from a few grains of seed? Certainly the forest is composed of trees but the primary step is to find out whether it did not originate from grains of seeds once laid in the soil. So, too, it is a matter of inquiring whether it is not, after all, the case that events in human evolution lead back to this or that individual who inspired the rest. This conception of world-history suggests the thought of “surplus” forces in men who play leading parts in the evolution of humanity. Whether they apply these forces for good or ill is another matter. Such men work upon their environment out of the surplus forces within them. These surplus forces, which need not be drawn upon for the affairs of personal life, may express themselves in deeds or they may find no outlet in deeds; but with others, some kind of hindrance always seems to prevent this. Nostradamus is an interesting example: he was a doctor and in this capacity brought blessing to very many human beings. But the thought that someone is doing good, often goes against the grain! Nostradamus became an object of envy and jealousy and was accused of being a Calvinist. To be a Jew or a Calvinist was looked upon askance and circumstances therefore forced him to withdraw from his work of healing and abandon his profession. But were the forces used in this inspiring work no longer within him when he had retired? Of course they were! Physics believes in the conservation of energy or force. What happened in the case of Nostradamus was that when he threw up his work, the forces in him took a different direction. If his medical activities had continued, these forces would have produced quite other effects in the future. For where can our deeds really be said to end? If, like Nostradamus, we withdraw from some activity, the flow of our deeds is suddenly stemmed—but the forces themselves are still there. The forces in Nostradamus' soul remained and were transformed, so that what might have expressed itself in deeds at some future time, rose up before him in pictures. In his case, deeds were transformed into the gift of seership. The same may be true of human beings endowed with a faculty for prophecy today; and it was true in the case of the ancient Hebrew prophets. As biblical history indicates, these men had a real connection with forces belonging to the past and to the future of their people; their own soul, their personal life, was nothing to them. They were not war-like by nature but had within them surplus forces which from the very beginning took the same form as those of Nostradamus after their transformation. Forces, which in others poured into deeds, revealed themselves to the Hebrew prophets in the form of mighty pictures and visions. The gift of seership is directly connected with the urge to action in men, with the transformation of surplus forces in the soul. Seership is therefore by no means an incomprehensible faculty; it can be reconciled with the kind of thinking pursued in natural science itself. But it is obvious, too, that the gift of seership leads beyond the immediate Present. What is the way, the only way, of reaching out beyond the Present? It is to have ideals. Ideals, however, are usually abstract: man sets them before him and believes that they conform to the realities of the Present. But instead of setting up abstract ideals, a man who desires to work in line with the aims of the super-sensible world tries to discover causes lying in the womb of the ages, asking himself: How do these causes express themselves in the flow of time? He approaches this problem not with his intellect but with his deeper faculty of seership. True knowledge of the Past—when this is acquired by the operations of deeper forces and not by way of the intellect—calls up before the soul pictures of the Future, which more or less conform to fact. And one who rightly exercises the gift of seership today, after having pondered the stream of evolution in olden times, will find a picture rising up before him as a concrete ideal. This picture seems to tell him: Mankind is standing at the threshold of transition; certain forces hitherto concealed in darkness are becoming more and more apparent. And just as today people are familiar with intellect and with imagination, so in a Future by no means distant, a new faculty of soul will be there to meet the urge for knowledge of the super-sensible world. The dawn of this new power of soul can already be perceived. When such glimpses of the Future astonish us, our attitude will not be that of the fanatic, neither will it be that of the pure realist, but we shall know why we do this or that for the sake of spiritual evolution. This, fundamentally, is the purpose of all true prophecy. We realise that this purpose is achieved even when the pictures of the Future outlined by the seer may not be absolutely accurate. Anyone who is able to perceive the hidden forces of the human soul knows better than others that false pictures may arise of what the Future holds in store; he understands, too, why the pictures are capable of many interpretations. To say that although certain indications have been given, they are vague and ambiguous does not mean very much. Such pictures may well be ambiguous. What matters, is that impulses connected with evolution as it moves on towards the Future, shall work upon and awaken slumbering powers in man. These prophesyings may or may not be accurate in every detail: what matters is that powers shall be awakened in the human being! Prophecy, therefore, is to be conceived less as a means of satisfying curiosity by prediction of the Future than as a stimulating realisation that the gift of seership is within man's grasp. Shadow-sides there may well be—but the good sides are there too! The good side will be revealed above all when men do not go blindly through the day nor blindly onwards into a remote future but can set their own goals and direct their impulses in the light of knowledge. Goethe, who has said so many wonderful things about the affairs of the world, was right when he wrote down the words: “If a man knew the Past, he would know what the Future holds; both are linked to the Present as a Whole complete in itself.” (“Wer das Vergangene kennte, der wusste das Kunftige; beides schliesst an heute sich rein, als ein Vollendetes, an.”) This is a beautiful saying from the “Prophecies of Bakis.” And so the raison d'être of prophecy does not lie in the appeasement of curiosity or the thirst for knowledge, but in the impulses it can give to work for the sake of the Future. The unwillingness to be really objective about prophecy today is due to the fact that our age sets too high a value on purely intellectual knowledge—which does not kindle impulses of will. But Spiritual Science will bring the recognition that although there have been many shadow-sides in the realm of ancient and modern prophecy, nevertheless in this striving for consciousness of the Future a seed has formed, not for the appeasement of cravings for knowledge or of curiosity, but as fire for our will. And even those who insist upon judging everything in the human being by cold, intellectual standards, must learn from this vista of the world that the purpose of prophecy is to stimulate the impulses of will. Having considered how attacks against prophecy may be met and having recognised its core and purpose, we have a certain right to say: In this domain lie many of those things with which academic philosophy will have nothing to do ... that is certainly true. But the light of this very knowledge will reveal, in connection with those facts which illustrate the other saying, that data of intellectual knowledge—however correct they may be—are sometimes completely valueless because they are incapable of engendering impulses of will. Just as it is true that there are many things undreamed of by philosophy, so on the other side it is true that a great deal in the realm of scientific research into the things of heaven and earth comes to nothing because it does not quicken the seed of right endeavour. But progress in life must be made in the light of a kind of knowledge which reveals that at the beginning, the middle and the end, everything turns upon human activity, human deeds! |
67. Manifestations of the Unconscious
21 Mar 1918, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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67. Manifestations of the Unconscious
21 Mar 1918, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Everyone who is to some extent eager for knowledge and has realised how useful a true understanding of reality can be to human life desires to familiarise himself with the content of Spiritual Science as presented here. On the other hand, its methods for the attainment of knowledge are often irksome, because Spiritual Science is bound to show that the ordinary faculties of cognition—including those applied in orthodox science—cannot lead deeply into the spiritual life; and to be obliged to turn to different sources of knowledge is not an easy matter. True, if the study of Spiritual Science is free from preconceived notions and ideas, it will become more and more evident that ordinary, healthy human reason—provided it really gets to grips with life—is capable of grasping what Spiritual Science has to offer. But people are not willing, above all in the case of Spiritual Science, to apply this healthy human reason and ordinary knowledge of life, because they do not want to turn to something that can be achieved only through actual development of the soul. Although the facts presented by Spiritual Science can be investigated only by the methods to be described here, once the facts have been investigated they can be grasped by healthy human reason and ordinary experience. But because a certain mental laziness makes people hesitate to penetrate into Spiritual Science, even those who at the present time have an urge to know something about it prefer to turn to sources more in line with the methods applied in the laboratories, dissection-rooms and other institutions of modern science. And so in order to acquire a certain insight into the spiritual life, people who cannot bring themselves to approach Spiritual Science itself often prefer to concern themselves with abnormal phenomena of human life to be observed in the outer world of the senses. These people believe that the study of certain abnormal phenomena will elucidate certain riddles of existence. That is why Spiritual Science is so repeatedly and so mistakenly associated with endeavours to gain knowledge of spiritual reality by investigating all kinds of abnormal, borderline regions of human life.1 For this reason I must also speak of borderline regions which through their very abnormality point to certain secrets of existence but can only really be understood through Spiritual Science and without it are bound to lead to countless fallacies about the true nature of spiritual life. The vast range, the interest and enigmatic character of the borderline region of which I shall speak is to some extent known to everyone, for it points to certain connections between external life and its hidden foundations. I am referring to man's life of dream. Starting from this life of dream it will be necessary also to consider other borderline regions of existence whose phenomena, if experienced in an abnormal way, might induce the belief that they lead a man to the foundations of life. I shall therefore also speak of the phenomena of hallucination, of visionary life and of somnambulism and mediumship, as far as this is possible in the framework of a single lecture. Anyone who would have these borderline regions of human life explained in the light of Spiritual Science must bear in mind those essentials of genuine spiritual investigation through which they can be elucidated. From the range of what has been described in previous lectures I want therefore to select certain matters which will provide a basis for study of the phenomena in question. Spiritual Science must depend upon development of forces of the human soul which lie hidden in the everyday consciousness and also in the consciousness with which ordinary science works. As I have indicated, through certain exercises, certain procedures carried out purely in the life of soul and having nothing whatever to do with anything of a bodily nature, the human soul is able to evoke powers otherwise slumbering within it and so to gain insight into the true spiritual life. I must now briefly describe the essential preliminaries which enable the soul to make itself independent of the bodily element in acts of super-sensible cognition. I have said in previous lectures that the attitude to be adopted to spiritual reality must differ from that adopted to external physical reality. Above all it must be remembered that what is experienced in the spiritual world by the soul when free from the body, cannot, like an ordinary mental picture, pass over into the memory in the actual form in which it is experienced. Whatever is experienced in the spiritual world must be experienced each time anew, just as an outer, physical reality must be confronted anew when it is actually in front of us and not merely remembered. Anyone who believes he can have genuine spiritual experience in the form of mental pictures which he can remember just as he remembers those arising in everyday life, does not know the spiritual in its reality. When, as is possible, a man subsequently recollects spiritual experiences, this is due to the capacity to bring such experiences into his ordinary consciousness, just as in,the case of perceptions of some outer, physical reality. Then the pictures can be recollected. But he must learn to distinguish between this recollection of mental pictures formed by himself and a direct experience of a spiritual happening, a direct encounter with a spiritual being. A special characteristic of body-free experience, therefore, is that it does not immediately penetrate into the memory. Another characteristic is that when, in other circumstances, a man practises in order to be able to achieve something, the exercises enable him to do this more easily and with greater skill. In the domain of spiritual knowledge, strangely enough, the opposite is the case. The oftener a man has a certain spiritual experience, the more difficult it is for the soul to induce in itself the condition where this same spiritual experience is again possible. It is therefore also necessary to know the methods by which a spiritual experience can again become accessible, because it does not allow itself to be repeated in the same way. The third characteristic is that genuine spiritual experiences pass so rapidly before the soul that alert presence of mind is required to capture them. Otherwise a happening passes so quickly that it has already gone by the time attention is directed to it. A man must learn to be master of situations in life where it is impossible to procrastinate and reflect upon what decision to take, but where decision must be rapid and sure. This alert presence of mind is essential if spiritual experiences are to be held in the field of attention. I mention these characteristics of spiritual experience because they at once show the great difference between an experience in the spiritual world and an experience in the outer, physical world of the senses and how little justification there is for people who know nothing to insist that the spiritual investigator simply brings ideas and concepts acquired from the outer world of the senses as reminiscences into some kind of imaginary spiritual world. Anyone who really knows something about the characteristics of the spiritual world, knows too that it differs so entirely from the world of the senses that nothing can be imported into it from the latter, but that the development of special faculties is essential before the spirit can confront spiritual reality. Certain other conditions must also be fulfilled by one who wishes to be capable of genuine spiritual investigation. The first condition is that the soul must be immune as far as possible from inner passivity. A man who likes to give himself up dreamily to life, to make himself ‘passive’, as the saying goes, in order that in a dreamlike, mystical state the revelations of spiritual reality may flow into him—such a man is ill-adapted to penetrate into the spiritual world. For it must be emphasised that in the realm of true spiritual life the Lord does not give to his own in sleep! On the contrary, what makes a man fit to penetrate into the spiritual world is vigour and activity of mind, zeal in following trains of thoughts, in establishing connections between thoughts seemingly remote from each other, quickness in grasping chains of ideas, a certain love of inner, spiritual activity. This quality is indispensable for genuine spiritual investigation. Mediumistic tendencies and a talent for genuine spiritual knowledge are as different as night from day. Another condition is that in his life of soul a genuine spiritual investigator must to the greatest possible extent be proof against suggestion, against allowing himself to be influenced by suggestion; he must confront the things of external life too with a discriminating, sceptical attitude of mind. A person who prefers to be told by others what he ought to do, who is glad not to have to arrange his life according to his own independent judgment and decisions, is not very suitable for spiritual investigation. Anyone who knows how great a role is played by suggestion in normal everyday life, also realises how difficult it is to combat the general tendency to succumb to it. Think only to what extent, in public life particularly, people allow things to be suggested to them, how few efforts they make to create in their own souls the conditions for independence of judgment and for governing their affairs by their own will. Those who study the findings of spiritual research because their healthy intelligence makes them desire relationship with the spiritual world are very often accused of blind belief in the investigator. But the fact is that blindly credulous adherents are anything but welcome to an investigator who tries to penetrate with conscious vision into the spiritual world. A society composed of credulous followers would be the caricature of a society suitable for the cultivation of spiritual knowledge. The genuine spiritual investigator will find, to his joy, that sooner or later those who come close to him develop independence of judgment and a certain inner freedom also in regard to himself, that they do not adhere to him blindly, under the influence of suggestion, but because of common interest in the spiritual world. I shall speak now of yet another characteristic which can elucidate the relation of spiritual reality to physical reality and the attitude to be adopted by the human soul to the spiritual world. It is very often said that the spiritual investigator takes with him from the physical world of sense preconceived ideas which he then uses to describe some imagined spiritual world. But as I have already said, genuine experience of the spiritual world takes a different form each time. We may be quite sure that what we experience in the spiritual world always proves to be different from anything we previously believed. For this reason it is clear that the spiritual world can be reached only when the soul has been made fit for the experience of it. There is no question of carrying reminiscences of the physical world into an imaginary world. But there is something else which—paradoxical as it seems—will be confirmed by decades of experience of the things of the spiritual world. It is that however highly trained a person may be in body-free cognition, however well practised in seeing into the spiritual world, when he contemplates a particular being or happening—especially a happening which indicates a relationship between the spiritual world and outer, physical reality—he will very often find that his first experience is false. Hence the spiritual investigator acquires the caution which leads him to anticipate that the first experience will be misleading. Then, as he perseveres, it becomes evident to him why he was on the false track, and by comparing what is subsequently correct with what was formerly fallacy, he finally recognises the truth of the matter in question. As a rule, therefore, a genuine spiritual investigator will not communicate his findings to his fellow-men until a long time has elapsed since particular researches were made, because he knows that above all in the realm of the spiritual life, delusion and error have to be encountered and overcome in order finally to recognise the truth. This delusion and error are due to the fact that in investigating the spiritual life we take our start from the material world; we bring our powers of judgment, our mode of perception, from the material world into the spiritual world. At first we are always inclined to apply what we have thus carried into the spiritual world—hence the erroneous conclusions. But the very fact of having to realise each time anew how different the attitude adopted to spiritual things must be from that adopted to physical things, enables us for the first time to perceive the intimate characteristics of spiritual experience. It certainly seems paradoxical as compared with ordinary, everyday experience. But one who is able to look into the spiritual world knows, firstly, that the eternal, immortal essence of the human soul cannot come to conscious expression in the ordinary experiences connected with the body; the immortal essence of the soul is concealed, because here, in physical life, through his bodily constitution, a man can acquire knowledge of the physical only. That is why it is so necessary for the spiritual investigator to emphasise unambiguously that knowledge of the spiritual is acquired outside the body. The moment the body is in any way involved in the acquisition of such knowledge, this knowledge is falsified, even when remembrance—which is preserved in the body—plays a part. Another outcome of a real grasp of the spiritual life is the knowledge that a man expels himself from the spiritual world to which the eternal core of the human soul belongs, when he surrenders his free will in any way and under the sway of coercion or suggestion allows what is in his soul to come to expression through his body in actions or even only through speech—that is to say, when anything that comes to expression through his body has not been mediated through the will. One fundamental condition for experiencing the spiritual world, therefore, is to recognise that the bodily functions must play no part in this knowledge. The other fundamental condition is that a man must make every effort to ensure that whatever he accomplishes through his body is the outcome of his own power of judgment, of the free resolve of his own will. I was obliged to speak first of these conditions because they provide the basis for studying the abnormal provinces of the life of soul which we shall be considering. In true spirit-knowledge, what otherwise remains unconscious is revealed and this revelation sheds light upon the eternal, essentially free, core of being in the human soul. It is therefore possible to compare what is thus revealed with abnormal manifestations of the life of soul. The upsurging and ebbing world of dream which beats against human consciousness rather than actually passing into it, cannot really be counted among these abnormal manifestations. The world of dream has become the subject of much scientific and philosophical research, although it cannot be said that the methods applied with such brilliance in natural science are particularly suited to penetrate into the real nature of this borderline province of human life. The same may be said of the contention that thinking must be in strict keeping with that of natural science and surrender completely to the conceptions arising from it. Although, understandably enough, modern people claim to be free from any tendency to believe in authority, they are very inclined, under certain conditions, to do so. Whenever somebody who is publicly reputed to be a great thinker produces a bulky volume dealing with the investigation of abnormal psychic phenomena, numbers of people who really do not understand much about the subject, praise the book to the skies, and then, as a matter of course, our contemporaries, while disclaiming belief in authority, accept it as a reliable basis. Among philosophical treatises on the life of dream, I want to refer particularly to a book on dream-phantasy by Johannes Volkelt, a German scholar of brilliant intelligence and at present Professor of Philosophy and Education at Leipzig University. He wrote the book in 1875, before he had reached professorial status. Even today this really valuable book is still held against him and is doubtless responsible for the fact that he is still only an Assistant Professor. Friedrich Theodor Vischer, the very significant Swabian aestheticist, wrote a fine treatise about Volkelt's book. But academic prejudices, which during recent decades have led to a definite view of what is or is not ‘scientific’, are to blame for the fact that what might have been inaugurated, even if only meagrely, by that book, lies fallow and is obscured by current prejudices which prevent any real penetration into the life of dream. In the framework of one short lecture I can give little more than a sketch, but I want for all that to speak of particular points in such a way that they can be illumined by Spiritual Science. Everyone is familiar with the external characteristics of the upsurging and ebbing life of pictures arising in dreams. I shall speak of a few of these characteristics only. The dream arises as the result of some definite instigation. Firstly, there are dreams which have been instigated by the senses. A dream may arise because a clock is ticking away beside us. In certain circumstances the pendulum-beats become the trampling of horses, or perhaps something else. Certain sense-images, therefore, are found in the dream. I lay particular stress on this, for dream-experience bases itself upon numerous impressions received by the outer senses. But what works upon the outer senses never works in the dream in the same form as in the ordinary waking life of day. The sense-impression is always transformed into symbolism—a transformation that is actually brought about by the life of soul. Such dreams occur very frequently. Johannes Volkelt narrates the following in his book. A schoolmaster dreams that he is giving a lesson; he expects a pupil to answer ‘ja’ to a question. But instead of answering ‘ja.’ the pupil answers, ‘jo’—which may well be a source of irritation to the teacher. He repeats the question and now the pupil does not answer ‘jo’, but ‘j-o’, whereupon the whole class begins to shout ‘fire-jo!’ The teacher wakes up as the fire-engine is racing past and the people are shouting, ‘fire-jo!’ The impression made upon the senses has been symbolised into the complicated action of the dream. Here is another example given by Volkelt—wherever possible I shall only quote examples actually recorded in literature. A Swabian woman dreams that she is visiting her sister in a large town. The sister is the wife of a clergyman. The two sisters are in church listening to the sermon. The clergyman starts in a perfectly decorous way but suddenly seems to get wings and begins to crow like a cock. One sister says to the other: ‘What a very peculiar way to preach!’ And the sister replies: ‘The Consistory Court has decreed that this is how sermons are to be preached.’ Then the woman wakes up and hears a cock crowing outside. The crowing of the cock which would otherwise have been heard simply as such, has been transformed in this way in the soul; everything else has grouped itself around the crowing. These are examples of dreams instigated by the senses. But dreams can also be due to inner stimuli, and again it is not the stimuli as such which appear, but the sense-image which has been transformed, cast into symbolism, by the soul. For example, someone dreams of a very hot stove; he wakes up with his heart thumping. Dreams of flying which occur very frequently, are due, as a rule, to some kind of abnormal process taking place in the lungs during sleep. Hundreds of such examples could be quoted and the different categories of dreams enumerated at great length. Although we cannot enter exhaustively into the deeper aspects of sleep, I want still to speak of certain points. Literature offers no evidence of particular success in discovering elements in the human soul capable of showing what is actually going on in the soul when bringing about such transformations of the outer stimuli of dreams. But the question of paramount interest is this. What, in reality, is it in the soul that causes such different imagery to be connected with an outer stimulus, or also with a memory-picture emerging from the darkness of sleep? Here it must be said that what is actually working in the dream is not the faculty which in ordinary waking life enables man to link one mental picture to another. I could give you hundreds of examples which would prove what I can illustrate now only by one, for the sake of comparison. Think of the following. A woman dreams that she has to cook for her husband—sometimes an arduous duty for a housewife. She dreams that she has made one suggestion after another to him. To the first suggestion he answers: ‘I don't want that!’ To the second suggestion ‘I don't want that either!’ To the third suggestion: ‘Don't for heaven's sake inflict that upon me!’ And so it goes on. In the dream the woman is very miserable about all this and then an idea occurs to her. ‘There is a pickled grandmother on the floor; she is rather tough, but what about cooking her for you tomorrow?’ That too is a dream actually recorded in literature! Nobody who knows anything about the subject will doubt that the dream took such a form. You will at once say to yourselves : Anxiety is at the bottom of it. Something has happened to make the woman anxious. The mood of anxiety—which need not have anything whatever to do with the idea of the cooking and the rest—is transformed into a dream-picture of this kind. The picture is merely a clothing for the mood of anxiety. But during sleep the soul needs this picture in order to throw off the mood of anxiety. Just as you laughed about the pickled grandmother, so does the soul devise this grotesquely comic image as an adjunct to the other content of the dream, in order to overcome the anxiety and to induce an ironic, humorous mood. An oscillation, an alternation of moods can always be perceived in dreams and—like the pendulum of a clock—a swing between tension and relaxation, between anxiety and cheerfulness, and so on. What is of paramount importance in man's life of feeling is always the decisive factor in the structure assumed by the pictures of dream. From this point of view, therefore, the dream takes shape in order that certain tensions in the soul may be overcome. The picture which, as such, has no special significance, is born from this need to lead tension over to relaxation, relaxation over to tension. The soul conjures before itself something that can be an imaginative indication of the real gist of the matter. Examination of the whole range of the life of dream brings to light two peculiar features which must be particularly borne in mind. The one is that what is usually called logic plays no part in dreams. The dream has a rule entirely different from that of ordinary logic for the way in which it passes from one object to the other. Naturally you will be able to insist that many dreams take a perfectly logical course. But this is only apparently the case, as everyone who can observe these things intimately, knows. If dream-pictures present themselves in logical sequence, the reason is not that you yourself produce this sequence during the dream but that you are placing side by side, mental images which you have already connected together logically at some time or which have been so connected by some agency in life. In such a case, logic in the dream is reminiscence; the logic has been imported into the dream; the action of the dream does not in itself proceed according to the rules of ordinary logic. It can always be perceived that a deeper, more intimate element of soul underlies the action of the dream. For example—I am quoting something that actually happened. Someone dreams that he must go to see a friend and he knows that this friend will scold him for some reason. He dreams that he gets to the door of the friend's house, but at that moment the whole situation changes. On entering the house he comes into a cellar in which there are savage beasts intent upon devouring him. Then it occurs to him that he has a lot of pins at home and that they spurt fluids which will be able to kill these beasts. He finds then that he has the pins with him and he spurts the fluids at the savage animals. They suddenly change into little puppies which he feels he want to pat.—This is a typical course taken by a dream and you can see that here again it is a matter of the tension caused by the anxiety as to what the friend is going to say—the anxiety takes expression as the savage beasts—being relaxed as a result of the soul having brought about the transformation of the wild beasts into lovable puppies. Obviously, something quite other than logic is in evidence here.—And anyone who is familiar with examples of dreams knows that the following has often happened. Before going to bed, someone has made efforts to solve a problem, but has failed. Then, in a dream, as he says, he discovers the solution and can write it down in the morning when he wakes up. His story is quite correct but those who cannot rightly investigate such things will always misunderstand them. It must not be thought that the actual solution was found in the dream. What was found in the dream and is then thought to have been remembered, is something quite different. It is something that need have very little logic about it, but produces in the soul the beneficial effect of tension being led over to relaxation. Before going to sleep the man was in a state of tension because he could not solve the problem. He brooded and brooded; something was amiss with him. He was healed by the form taken by his dream and was therefore able to solve the problem when he woke up. Moral judgment is also silent in dreams. It is well known that in dream a man may commit all kinds of misdeeds of which he would be ashamed in waking life. It can be argued that conscience begins to stir in dream, that it often makes itself felt in a very remarkable way. Think only of the dreams contained in Shakespeare's plays—poets generally have a good reason for such things—and you will find that they might appear to suggest that moral reproaches make themselves particularly conspicuous through dreams. Again this is an inexact observation. What is true is that in the dream we are snatched away from the faculty of ordinary moral judgment which in connection with human beings in outer life we must and can exercise. If the dream seems to present moral ideas and moral reproaches in concrete pictures, this is not due to the fact that as dreamers we form moral judgments, but that when we act morally the soul feels a certain inner satisfaction; we are inwardly gratified about something to which we can give moral assent. It is this state of satisfaction, not the moral judgment, that presents itself to the soul in the dream. Neither logic or moral judgment play any part at all in dreams. If the search for truth is sincere it is essential to set to work with far greater exactitude and depth than is usual in life and in science too. Such matters elude the crude methods usually applied. It is extremely significant that neither logic or moral judgment gain admittance into the world of dream. I want to speak of still another characteristic of the dream which even when considered from the external point of view, indicates how the soul, when it dreams, is related to the world. This relation can, it is true, be fully clarified only by Spiritual Science. Anyone who studies the sleeping human being will be able to say, even from the external standpoint, that in sleep the human being is shut off alike from the experiences arising from his own life and also from the environment. Spiritual Science does of course make it clear that when man falls asleep he passes as a being of soul and spirit into the spiritual world and on waking is again united with his body. It is not necessary to take this into consideration at the moment, but simply to keep clearly in mind what can also be apparent to ordinary consciousness. The human being is shut off from his environment, and what rises out of his body into his ordinary consciousness is also stilled during sleep. Pictures do indeed surge up and fade away in dreams but their actual relation to the external world is not changed; the form assumed by the pictures is such that this relation remains as it was. The relation to the external world, that which as bald environment giving contour to the outer impressions, approaches man as he opens his senses during waking life—this does not penetrate into the dream. Impressions can indeed be made upon a man, but the characteristics of what the senses make out of those impressions are absent. The soul puts an emblem, a symbol, in the place of the ordinary, bald impression. Therefore the actual relation to the outer world does not change. This could be corroborated in countless cases. In the normal dream the human being is as shut off from the external world as he is in normal sleep; he is also shut off from his own body. What rises up from his bodily nature does not come to direct expression as is the case when he is united in the normal way with his body. If, for example, someone's feet get overheated because of a too warm covering, he would be aware in the ordinary waking state that his feet are too hot. In the dream he is not aware of it in this form, but he thinks he is walking on burning coal or something of the kind. Again it is a matter of transformation brought about by the soul. Attempts to explain the nature of dream simply by using methods and sources available to external science will always be in vain, because there is nothing with which the dream can truly be compared. It occurs in the ordinary world as a kind of miraculous happening. That is the essential point. The spiritual investigator alone is in the position of being able to compare the dream with something else. And why? It is because he himself knows what is revealed to him when he is able to penetrate into the spiritual world. He realises that the ordinary logic holding good for explanations of the outer life of sense, no longer avails. Those who rise into the spiritual world must be capable of expressing in images what is experienced in that world. That is why I have called the first stage of knowledge of the spiritual world, ‘Imaginative Cognition’. At that stage it is realised that the images themselves are not the reality but that through the images the reality is brought to expression. These images must, of course, be shaped in accordance with the true laws revealed by the spiritual world and not be the outcome of arbitrary phantasy. The spiritual investigator learns to know—quite apart from the physical world of sense—how one idea or mental picture is related to another, how images are given shape. This first stage of knowledge of the spiritual world is then capable of being compared with the unconscious activity at work in dreams. There a comparison is possible, and moreover something else comes to light as well. A man who makes real progress in knowledge of the spiritual world gradually begins to experience that his dreams themselves are changing. They become more and more rational, and crazy images such as that of the pickled grandmother and the like gradually turn into pictures which have real meaning; the whole life of dream becomes charged with meaning. In this way the spiritual investigator comes to know the peculiar nature of the relation between the life of dream and the kind of life he must adopt in the interests of spiritual investigation. This puts him in the position of being able to say what it is in the soul that is actually doing the dreaming. For he comes to know something besides, namely, the condition of soul in which he finds himself while experiencing the pictures and ideas of genuine Imagination. He knows that with his soul he is then within the spiritual world. When this particular condition of the life of soul is experienced, it can be compared with the condition of the soul in dreams. This scrupulous comparison reveals that what is actually dreaming in the soul, what is active in the soul while the chaotic actions of dreams are in play, is the spiritual, eternal core of man's being. When he dreams, man is in the world to which he belongs as a being of spirit-and-soul. That is what emerges as the one result of spiritual investigation. I will characterise the other by telling you about a personal experience. Not long ago, after a lecture I had given in Zürich on the subject of the life of dream and cognate matters, I was told that several listeners who, on the basis of training in what is called Analytical Psychology or Psycho-Analysis, wanted to be considered particularly clever, were saying after my lecture: ‘That man is still labouring under mistaken notions which those of us who are schooled in Psycho-Analysis have long since outgrown. He believes that dream-life should be taken as something real, whereas we know that it is merely a symbolic form of the life of the psyche.’—I shall not go further into the subject of Psycho-Analysis today but simply remark that this ‘cleverness’ is based upon gross misunderstanding. For under no circumstances will a genuine spiritual investigator take what presents itself in dreams as reality in the actual form in which it is there presented. Unlike the psycho-analysts, he does not take even the course of the dream as being directly symbolic; he knows that the gist of the matter is something entirely different. Anyone who is familiar with dreams knows that ten or even more people may tell of dreams with utterly different contents, yet the underlying state of affairs is the same in all of them. One man will say that in his dream he was climbing a mountain and on reaching the top had a delightful surprise; another says that he was walking through a dark passage and came to a door which opened quite unexpectedly; a third will speak of something else. In the course they take the dreams have no outer resemblance whatever, yet they originate from an identical experience, namely tension and relaxation which are symbolised in different pictures at different times. What is of essential importance, therefore, is not the factual reality of the dream, not even its symbolism as the psycho-analysts maintain, but its inner dramatic action. From the sequence of the meaningless pictures we must be able to recognise this dramatic action, for that is the reality in which the soul with its spiritual core of being is living while it dreams. This is an entirely different reality from what is expressed in the pictures presented in the dream. There you have the gist of the matter. The dream therefore points to deep subconscious and unconscious grounds of the life of soul. But the pictures unfolded by the dream are only a clothing of what is actually being experienced in the course of it. Again and again I must emphasise that as far as I am concerned there is no question whatever of wishing to revive ancient notions in any domain. The antecedents of what is said here are not derived from any medieval or so-called oriental occult science, as was the case with Blavatsky and with others who draw upon all kinds of obscure sources. Whatever is said here is based on the consciousness that it can hold its own in the face of modern scientific judgment. If an opportunity for proving this were to occur, it could certainly be used. Spiritual Science is presented with full consciousness of the fact that we are living in the scientific age, with full cognisance of what natural science is able to say about the riddles of existence, but with full cognisance, too, of what it is not able to say about the regions of the spiritual life. Where do the pictures which form the course of the dream, originate? It is like this. A man who is really free from his body in spiritual experience has the spiritual world before him with its happenings and its beings, whereas the dreamer has not yet awakened his consciousness to the degree where this is possible for him. His soul resorts to the reminiscences of ordinary life and the dream arises when the soul impacts the body. The dream is not experienced in the body but it is caused by the impact of the soul with the body. Hence the things which constitute the course of his life present themselves to the dreamer, but grouped in such a way that they bring to expression the inner tendencies of which I have spoken. In reality, therefore, the dream is experienced by a man's own essential being of soul-and-spirit. But it is not the Eternal that is experienced; what is experienced is the Temporal. It is the Eternal that is consciously active in the dream; but this activity is mediated by the Transitory, the Transient. The essential point is that in the dream the Eternal is experiencing the Temporal, the Transitory—the content of life. I have now briefly explained the nature of dream as viewed in the light of Spiritual Science and why it is that the content of the dream is not an expression of what is actually going on in the soul when relaxation follows tension and tension follows relaxation. In the life of dream the soul is in the world of the Eternal, free from the body. But what enters into the consciousness as the clothing of this experience arises from the connection with the ordinary circumstances of life. I pass now to the second borderline region of the life of soul where manifestations of the unconscious may occur in the form of hallucinations, visions and the like.2 Even philosophers capable of sound judgment, such as Eduard von Hartmann for example, whose powers of discrimination and discernment I rate exceedingly highly, have been led to the mistaken belief—because they could not grasp the nature of the dream from the standpoint of Spiritual Science—that what comes as a picture before the soul in dream is really identical with a picture arising as an hallucination or vision. But these phenomena are essentially different from each other. Because the genuine spiritual investigator knows what condition of soul is present when he stands within the spiritual world and can compare this with the condition of the soul prevailing in dream, he is able to assess the meaning of certain peculiarities of the life of dream, for example, the absence of logic. The spiritual investigator knows that sensory experience is not without significance but that equally with body-free experience between death and a new birth it has its meaning and purpose in the life of man. It is precisely in our intercourse with the outer, material world that we can assimilate the logic streaming into the soul from that world. The spiritual investigator knows too that moral judgment comes to direct expression in physical life, in the experiences arising from civilisation. Genuine Spiritual Science will never lead to escapism or false asceticism but rather to a full appreciation of physical life, because logic, the capacity for moral judgment and moral impulses, are inculcated into the soul through its contact with the outer world during physical life. In point of fact the dream passes only slightly into the abnormal life of soul. Spiritual Science shows that the soul is free from the body in dream, that the experiences of dream are independent of bodily experiences; they are separated from the link with the outer world that is present in waking life. In the dream, man is actually free from his body. Is this also the case in hallucinations, in visionary experiences? No, it is not! Hallucinations and visions are due precisely to abnormalities of the physical body. Visionary, hallucinatory activity in the life of soul can never occur independently of bodily experiences. Something in the body must always be disturbed or diseased, must be functioning improperly or too feebly, thus preventing a man from entering into the full connection that is present when he is using his nerves and senses in such a way that in experiencing himself, he is also experiencing the outer world. If an organ connected in any way with the faculty of cognition is diseased or too weak, a phenomenon such as an hallucination or a vision may arise: it resembles spiritual experience but is fundamentally different from it. Whereas in spiritual experience a man must be free from the body, this hallucinatory, visionary life sets in because something is either diseased or functioning too feebly in the body. Now what really lies at the bottom of hallucinations and visions? The ordinary process of ideation (Vorstellen) taking place normally in sensory life succeeds in being independent of those forces in the human organism which cause growth in childhood, bring about the inner functions of the body—metabolism, digestion, and so forth. I cannot speak in greater detail today of how that which as a bodily function underlies the normal life of ideation arises through part of the organism being lifted out of the sphere of purely animal life, of the processes of growth, digestion, metabolism and so forth. The basis of the normal life connected with the nerves is that a kind of soul-organism develops like a parasite out of the process of digestion, metabolism, etc. Now when, owing to particularly abnormal conditions, some organ of cognition is so affected that this soul-organism does not work through itself alone but that the bodily organ with its animal functions is working as well—this is due to disease or weakness of the organ concerned—the result is that the man does not devote himself to mental life independently of the forces of growth, digestion and metabolism, but that hallucinations and visions arise. What is organic activity in the vision ought really to be promoting growth, bringing about digestion and the distribution of the more delicate processes of metabolism. What happens in this condition is that animal functions are surging upwards into the soul-organism. Life is not by any means sublimated in hallucinations and visions; on the contrary it is far rather permeated by the animal functions which do not, in other circumstances, extend into the soul-organism. What ought to be serving quite different processes is carried up into those of cognition, of mental perception. Hence hallucinations and visions are always an expression of the fact that something is not in order in the human being. True, what makes its appearance is a manifestation of the spiritual, but one of which Spiritual Science cannot make use; for Spiritual Science can make use only of what is experienced independently of the body. You now see what an utter lack of foundation there is for the very general misconception that Spiritual Science acquires its knowledge through visions, hallucinations and the like. On the contrary, Spiritual Science shows that these states are always connected in some way with abnormalities in the body and that they must play no part whatever in its findings. Neither are hallucinations and visions ever identical in character with the pictures of dreams. The pictures of dreams arise outside the body and are only mirrored in it; hallucinations and visions arise because some bodily organ so to speak leaves a space free. If it were functioning normally the man would stand firmly in the physical world with healthy senses. But because a space is left free, the spiritual-eternal element which ought to remain invisible in the bodily organism comes to light through it. This condition is not merely a physical illness, it is a psychical abnormality, something that can only cloud and falsify the pictures from the spiritual world. Hence the fact that pictures arise when some bodily function is weakened, need cause no surprise. For how do sense-pictures come into being? They come into being because the forces which promote metabolism, digestion and the like in the normal way, are toned down and assert themselves in the soul-organism in a different form. If, then, these forces are toned down in the human being to a greater extent than is proper, abnormal consciousness is the result. The sense-pictures we have in normal consciousness are conditioned by bodily life that has been toned down to the normal extent. If the weakening is excessive, something that originates entirely from this improper condition makes its appearance. It can therefore be said that hallucinations and visions represent a striving that has been obstructed. As the human being develops from childhood to mature age, he is really striving to penetrate into his bodily organism. He endeavours so to develop his nature of spirit-and-soul that the body becomes the instrument for soul-activity. This is obstructed when something in the body is unhealthy. When the human being develops in such a way that his body becomes his servant, he grows into physical independence, into his egoity in the world of the senses, into the amount of egoism that is necessary to make him a self-based being, able to fulfil his destination as man. This egoism must of course be mingled with the necessary selflessness. The important thing is that a man shall permeate his life with the forces of his Ego. If certain obstructions make him incapable of doing so, his search for the requisite amount of egoism takes an abnormal path. This comes to expression in hallucinations and visions which are always due to the fact that through his bodily constitution a man cannot acquire the due amount of egoism necessary to his life. To the borderline regions of the life of soul also belong the conditions produced when catalepsy or coma have led to somnambulism—which is akin to mediumship. Just as man's organism of thinking—I say expressly ‘organism of thinking’, not ‘mechanism of thinking’—must be constituted in a certain way to prevent the disorder I have just characterised as hallucination and vision from taking effect, so too the mechanism of the will—here I say ‘mechanism’—must be constituted in a certain way for normal life in the world of the senses. Just as the organism of thinking can bring about hallucinations and visions as manifestations of abnormal soul-life, so the will can be undermined when its mechanism is disturbed, quashed or paralysed in catalepsy, coma, or mediumship. True, if the spirit is not working upon it, the body is not able directly to evoke the will, but it is able, when certain organs are put out of action, when the mechanism of the will is brought to a standstill, to enfeeble the will, whereas the spiritual investigator, as I said at the beginning, can stand firmly in the spiritual world because his will works in full consciousness upon his body. If the body is paralysed in respect of the will, it quashes, suppresses, this will; man is then lifted away from the world to which he belongs as a being of spirit-and-soul, as a being of eternity, and is cast into the physical environment which is, of course, also permeated with spiritual forces and entities. He is then thrust out of his real world into the element of spirit which unceasingly pervades and weaves through the physical. This is the case in somnambulism, this is the case in mediumship. Those who in the sense indicated at the beginning of this lecture adopt an easy-going attitude where Spiritual Science is concerned, would like to investigate the spiritual world in the same way. But such people cannot reach the true spiritual world which guarantees eternal life for the soul; they can work only with what permeates and pervades the physical environment. What is working in the somnambulist, in the medium, works in the normal human being too, but differently. This may indeed sound strange, but it is nevertheless a finding of Spiritual Science. What is really working in the medium, in the somnambulist? In ordinary life we have a certain moral link with other human beings; we act out of moral impulses. I said that these moral impulses are generated by way of the physical body. We perform acts in the field of external civilisation, we learn to write, to read, we learn what the human will inculcates as a spiritual element into the outer physical world. With the forces employed by our soul in the activity of learning to read, of assimilating other cultural endowments, of entering into moral relationships with the world—with all these forces the soul of the somnambulist or the medium is connected in an abnormal way. This activity which is otherwise exercised only in the moral domain, in the domain of the cultural life, is transferred directly into the bodily constitution of the medium or the somnambulist; this is possible because the consciousness has been lowered and the soul disconnected. Whereas in normal life the human being is in contact with the surrounding world solely through his senses, in the case of the somnambulist and the medium, the whole man comes into connection, through his will-mechanism, with the surrounding world. This makes it possible for influences from a distance to take effect; a thought can also work into the distance and distant vistas—both spatial and temporal—can arise. But in most of these cases, what penetrates into the human organism is the spiritual element which pervades the physical world to which we belong as physical men, it is the spiritual element belonging to the cultural and moral life. But it penetrates in such a way that the soul is disconnected from the organism. Hence what is made manifest through the medium or the somnambulist does not lead to the being of spirit-and-soul in man but is simply a caricature of the workings of the spiritual upon man's bodily nature. Whereas in normal life the soul itself must be the intermediary between the truly spiritual and the body, in these abnormal states the spiritual is working directly on the body—but only in the sense I have described. The result is that with his consciousness disconnected, such a man becomes a kind of automaton; only those elements which belong externally to cultural or moral life are expressing themselves in him. From this it will be clear to you that, although it is disguised and masked in the most diverse way, what is to all appearances the spiritual does come to expression through mediumship and somnambulism, but only provided certain combinatory factors and associations are present; these cannot be discussed here because it would lead us too far afield. The essentials which come to expression in this way originate from the physical environment. Men who stand firmly on the ground of natural science but do not outgrow its established notions, would like to penetrate into the spiritual world to which the eternal core of man's being belongs, by taking to their aid the phenomena of somnambulism and mediumship. But this leads to countless fallacies and errors. I shall now speak of one recent example. It is of great interest because it is characteristic of this whole domain. Here we have a scientist very highly esteemed in his own country, a scientist well versed in all the niceties of scientific methods and who therefore does not by any means go carelessly to work when he approaches these matters. I am referring to Sir Oliver Lodge, the celebrated English scientist. It is a very remarkable case, one that is connected with the present catastrophic events. Lodge was always attracted to the question of how a link could be established between the outer, physical world and the world to which man belongs when he has passed through the gate of death. But he wanted to remain firmly on a scientific foundation.—This attitude is of course characteristic of people who are not willing to have anything to do with the methods of Spiritual Science.—Lodge had a son who was serving on the French Front during the war, and one day the father received a strange letter from America. This letter informed Lodge that his son was facing great danger, but that the spirit of Myers—who had died ten years previously—would hold a protecting hand over the young man while the danger threatened. Frederick Myers had been President of the Society for Psychical Research; he had been occupied deeply with the study of super-sensible matters and Lodge and his family knew him well. It could therefore be presumed—if it is in any way accepted that a connection is possible between some happening in the super-sensible world and human life—that Myers would certainly hold a protecting hand over young Lodge when danger was looming before him. But the letter was extremely ambiguous—as letters of such a kind are always wont to be. Obviously young Lodge might be in danger, but he might also be saved from it, and then the writer of the letter would be able to say: ‘Did I not receive through a medium a message to the effect that Myers is protecting Lodge's son? Through the help of Myers the boy has been saved from the danger of death.’ But if the boy had been killed, the writer of the letter would equally well be able to say: ‘Myers is protecting him in the other world.’ If a third eventuality were possible, the letter could have been interpreted in that sense too.—It does not do to be unsceptical if we wish to get at the real truth of these matters.—Naturally, Lodge did not attach particular weight to the communication, for he was well aware that such things are capable of many interpretations.—The son was killed. Then his father received a second message to the effect that Myers was indeed protecting his son in the other world, and that there were people in England who would provide proof of it.—Certain ways of organising such matters do exist.—There were several mediums who were received into the circle of Sir Oliver Lodge's family—most of whom were sceptics. Manifestations of all kinds took place and Lodge has described them in detail in a bulky volume which is extremely interesting for many reasons. The phenomena there described do not, for the most part, differ greatly from others that have been put on record and there was no need for any particular excitement about them—nor indeed was any shown. Lodge would not have thought it worth while to describe these manifestations if something else had not happened. Because he was familiar with all the devices used in the scientific mode of research, in this instance too he set to work like a chemist making investigations in a laboratory and used every conceivable precautionary measure in order to establish the facts without possibility of dispute. People feel therefore that this book makes it possible to form a real judgment about the case in point, for Lodge describes it as a scientist would do. Among all kinds of other cases he describes the one that may be regarded as a veritable experimentum crucis, and it caused a tremendous stir. Even the most incredulous journalists—and journalists are usually sceptical, whether or not always from well-founded judgment I could not say—were impressed by this crucial test case. The circumstances were as follows : A medium who claimed to be in communication with the soul of Myers as well as with the soul of Lodge's son, said that a fortnight before the latter was killed at the French Front, he had been photographed together with a number of his companions, and the photograph was minutely described—the placing of the officers, how young Lodge was sitting in the front row, how he was holding his hands, and so forth. It was then said that several photographs had been taken and that the grouping had altered slightly while this was being done. The different grouping was also indicated with the same precision—the position of young Lodge's hands and arms had changed, he was inclining towards the man next him, and so forth. An exact description was given of this photograph too. Now the photographs were not in England; nobody—neither the medium, nor any of the family, nor Sir Oliver Lodge himself—had seen them. It could only be assumed that the medium was rambling in imagination when describing the photographs. But lo and behold, after fourteen days these photographs arrived and tallied exactly with what the medium had said. That this was an experimentum crucis for Lodge and those intimately concerned, cannot be wondered at; and it is here that the real interest of the book lies. A genuine spiritual investigator will not, of course, be taken in—as in a certain respect Lodge himself was taken in—because the scrupulously exact presentation enables him to form an independent, objective judgment. How comes it that a man who is not willing to penetrate into the spiritual world by means of true spiritual investigation does nevertheless find on such a path something that convinces him of the influx of a spiritual world? The genuine spiritual investigator would not be brought to a like conviction, because he knows what has actually happened in this case. Moreover he will be astonished that such a man as Lodge, in spite of his experience in scientific research, is an out and out amateur in these matters. Anyone who has only a superficial acquaintance with these phenomena, perhaps by no means through independent vision but simply from literature, knows that in somnambulists and mediums there is a connection with the environment in the sense I have described, that the whole man is as it were transformed into sense-organs—with the result that automatic pre-visions in time arise. These pre-visions are always due to a sick or enfeebled life of soul. They have nothing to do with the world to which man belongs with the immortal part of his being; they have to do with what is spiritual in the physical sense-environment, especially with what the will of man brings to pass there. Just because Lodge describes conscientiously it becomes quite evident that the medium simply had a pre-vision, that he ‘saw’ the photographs a fortnight before they arrived in England. This may seem miraculous enough but these are quite ordinary phenomena. At all events this is not, as Lodge thinks, a proof that Myers was protecting his son. It may have been so, of course, but it would have to be investigated in research carried out in a body-free condition. When there is unwillingness to take the path of Spiritual Science the temptations and allurements even for those who are conscientious researchers and confront such phenomena cautiously and critically, are very great. What can be learnt through these abnormal manifestations, whereby man is made into an automaton, must never become the content of a true science of the super-sensible world to which the eternal part of man's being belongs. A great deal that might still be added would show in the same way how these borderline regions of man's life of soul point to something which, although it too rests in the realm of the Unconscious, can never reveal to man that which, in that same realm, is of the greatest significance of all—namely the spiritual world to which man belongs with the free, immortal part of his being. Among all these manifestations the life of dream alone remains within the sphere of the normal, because in dream the human being is not experiencing through the bodily constitution but through the spirit-and-soul; as a being of spirit-and-soul he strikes up against the body and the physical experiences. Hence in respect of the life of dream too, man is able to exercise correctives and to give it its right place in the rest of life; whereas in the case of what he experiences through his body in the way of hallucinations, visions, manifestations of somnambulism and mediumship he is not able to do this with his normal powers of discrimination. In the next lecture we will go more deeply into something which in the course of cultural development brings constant blessing and upliftment to human life, namely ART. In dream, man experiences the spiritual world in such a way that as the result of impact with the bodily constitution, sense-images take shape. The experiences which arise in a true artist and in one who finds delight and inspiration in Art, also lie in regions beyond those of merely physical experience. True Art is brought from the super-sensible into the sense-regions of life, but in this case the process of clothing the experiences in pictures is not an unconscious one. Just as in the dreamer the soul's actual experience remains in the unconscious but reveals itself through what the soul—again unconsciously—adds as clothing to the experience itself, so the super-sensible experience of the artist and of the one who finds delight in a work of art, is brought into the sense-world. But in this case the clothing with the picture, with the Imagination which, arising from external life, gives the super-sensible experience a place in the sense-world, is consciously achieved. The gist of the next lecture will be that Art is in very truth a messenger from a super-sensible world, that delight in Art is a power which lifts the soul to the super-sensible world by way of sensory form, through sense-imagery. And now to sum up what has been said today. It is true that man is led towards the region of spirit when he confronts these abnormal manifestations; for it is the spiritual world that shines into the life of man even if he is experiencing it in an abnormal way. But these abnormal manifestations may never be induced artificially, any more than pathological states may be induced for the purpose of acquiring knowledge. What is it that remains from all these manifestations and phenomena as a vital admonition? It is that man shall find the way to true experience of the spiritual. We have heard that in the light of Spiritual Science the realm of dream is saved from the suspicion of being one of pathological experience—although naturally there may now and again be slight tendencies towards it. But when it is realised that through the seemingly chaotic life of dream man is admonished to find the path into the true spiritual world, the significance of such study becomes evident. A great world-riddle is knocking here at the door of human life. This world-riddle is the dream with its strange pictures in which logic and moral judgment are lacking but which are a definite signpost to the spiritual world itself. Hence we can find ourselves in agreement with what is said by the clear-sighted aestheticist and philosopher Vischer in his critique of Volkelt's book: ‘When the dream with all its rich meagreness, its meagre richness, with its ingenious stupidity and stupid ingeniousness, is contemplated in its unconscious creative activity, it will be recognised that it does nevertheless point to what is spiritual in the human being and can be sought after.’ ‘A man who believes that this spirit-realm of dream is not worthy to be a matter for genuine investigation, merely shows that he has not much spirit in him.’ The realm of dream is an admonition to man to seek for the spiritual world, and the aim of Spiritual Science is to fulfil this admonition. Whereas in the life of dream there can be pictures of the transitory only, for all that the soul's eternal core of being is active there, through spiritual-scientific knowledge it is possible for the soul also to be filled with pictures that give expression to the spiritual reality corresponding to its own inherent nature, thereby pointing to its allotted place in the world of spiritual reality as the senses point to its allotted place in the physical world. REFERENCES (among many others):
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90a. (On) Apocalyptic Writings: Lecture I
10 Oct 1904, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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90a. (On) Apocalyptic Writings: Lecture I
10 Oct 1904, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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In the last lecture, I spoke of the stages of man's development at which he becomes capable of speaking of an “apocalypse” and moreover, of proclaiming one himself. I said that the gaze of the seer must range over such vast epochs that he surveys the time before man began to pass through incarnations as an individual, as well as the epochs which preceded these journeys through births and deaths. I also said that before this vision is possible, the Chela (disciple) must have attained the third degree of Chelaship. This also applies to the Apocalypse of St. John. The vision of one who surveys the world in this way does not differ from that of other Initiates. You must realise at the outset that such visions or higher experiences (or whatever they may be called) do not differ from each other. Strange as it may seem to one who is not an initiate, if for example, reference is made to the four Beasts, the account given by one Initiate will not differ from that given by another. Two Initiates will not give different accounts of the same thing. In order to give you a picture, I shall speak of what any Initiate of this degree experiences in regard to the evolutionary path of mankind. The Initiate who communicated what is contained in the Apocalypse, surveyed the epoch which preceded that of our present Root Race, surveyed the two human races preceding our own, surveyed the time when man first assumed his present form in the middle of the Lemurian Race, surveyed too the life that stretches beyond birth and death. Before that point of time in the middle of the Lemurian epoch, the constitution of man was quite different from that of the human being who stands before us today. I will start from a quite definite point. Man of the present day consists, as you know, of seven bodies: the physical body, the etheric body, the astral body, and four others. We are concerned here with the three lower bodies only. There is the physical body which is perceived with the ordinary senses, and then the etheric body which is not perceived by these senses. The etheric body can be perceived by those who have acquired the requisite faculty, by suggesting away the physical body of the human being concerned. They then see in space a “double” of the man. The color of this “double” is more or less that of peach blossom. Embedded as it were in this “double” is the astral body, a shining oval. When a human being dies today, the higher bodies, including the etheric body, rise out of the physical body. During the period immediately following death, the astral body is still united with the etheric body. After a few days the astral body leaves the etheric body and begins to traverse the path it must take between death and a new birth. The position of the etheric body today is only that of a mediator between the activity of the astral body and the physical body. In man's present earthly existence, it is the physical body that is of the greatest significance for him. The physical brain is the instrument for man's highest spiritual activity. The etheric body is the mediator, the connecting link between the activity of the higher bodies and the physical body. There was no dissolving of this connecting link in the first two Races nor in the early part of the third Race. In the so-called Polarian Race (the first Root Race) the etheric body was the most important, Man's whole body at that time consisted of fine etheric substance. Only later did the etheric body densify by permeating itself with physical matter. At the end of the first Root Race, man was not fettered to the ground as he is today. He hovered through the etheric earth, and his organs too, were etheric. He was an etheric being. By the time of Lemuria, through gradual densification, he took on physical corporeality. But even in the middle of the Lemurian epoch, he was not as dense a being as he is today. At the beginning of the third Root Race (Lemurian), matter was just a little denser than that of cloud-formations over mountains today. It was into these “fire-clouds” that men incarnated at that time. Hence the Beings who came as the highest Intelligences from other realms to the earth to be teachers of men, are called “Sons of the Fire-Mist.” When the geologist takes us back to a certain age in the earth's history when physical remains of human beings are no longer to be found, all physical traces are lost. This is because at a certain period man consisted of such fine, rarefied matter that no physical traces exist in the earth's earlier strata. In order to have an expression in our language for the transition from the fine, etheric matter to physical matter, of those beings who developed to physical density, the esotericist speaks of the Eagle stage of man. Physical man in that epoch is called the Eagle. In the language of esotericism, the Eagle is the man of the Lemurian Race who works his way from etheric matter into dense, solid matter. The Lemurian Race is followed by the Atlantean Race. In this Atlantean Race, man was, at first, endowed with a somewhat denser etheric body. At that time he was still able to control the living seed-forces of the plants. By means of the Prana (life-force) of plants he propelled the airships in Atlantis described by Scott-Elliott. This shows us that in that epoch man had greater power over his etheric body (etheric “double”) than he has today. Later on, man will achieve mastery over the still higher bodies. This process which is an actual and real process, is described by the Apocalyptist in detail. The second stage, where man still had mastery over his etheric body is designated by the esoteric expression: the stage of the Lion Man. The Lion Man is a technical expression for the Atlantean. Then comes the man of the Fifth Root Race, the Aryan Race, who is designated by the word “Bull” because it is paramountly the physical forces that come to expression. These three designations: Eagle, Lion, Bull, apply to definite and successive stages of the evolution of Humanity. One who is initiated in certain Mystery Schools learns to understand a certain language and script, in which those who have knowledge of the all-embracing truths express their experiences. It is a language which all Initiates on the earth write and speak, a symbolic language, a symbolic form of speech. Everyone who has learned it, understands it, and when he finds a particular sign in ancient records knows that it has a definite meaning. In the course of some of these lectures, I shall speak of some of these signs, of the most elementary of them. A sign frequently used to designate these stages of human evolution is that of two interlacing triangles which together form a six-sided figure. Below lies a triangle which symbolises the previous conditions. The three angles are not filled; they signify the three original conditions of man. In the middle is the real man. This enduring entity which passes through the incarnations remains through all the stages. That is what is designated as Man. So, here you have the four modes of being through which man becomes man in the course of his evolution. They are indicated in the two interlacing triangles. If you study this sign you will understand why these four Beasts are mentioned whenever an Apocalyptist is speaking about these stages of evolution. They also appear in the Book of the Prophet Ezekiel. In the Apocalypse of St. John they are described in a very special way. An Apocalyptist pierces the veils which separate man from the regions in which he can behold those earlier stages of evolution. Other organs must develop in man before he can really see what has formerly happened on the earth. The stages of evolution through which man has passed and which have become invisible to him, of which he is no longer conscious, must again become living reality to him. Thus in an Apocalyptist the etheric body must have been kindled to life, he must begin actually to see; his whole being must become an “eye.” Therefore the Apocalyptist must be able not only to transfer himself back into the stages of Eagle, of Lion, of Bull, but he must do so as a Seer. And at the third stage of Initiation the Chela actually acquires this power of vision. What I have here described is to be found in the fourth chapter of the Apocalypse of St. John. The Apocalypse describes not only the past stages of human evolution but the future stages as well. To understand these future stages a man must be able, as a seer, to use the forces of the etheric body and of the higher bodies which, in the course of evolution, have fallen into disuse. The man of the Fifth Root Race can only move freely, can only be conscious of himself, in the physical body. But he develops in such a way that later on he can become conscious in the higher bodies. In the present sub-race of the Fifth Root Race we have achieved a very deep development, namely that of the physical intellect. Our present sub-race (the fifth) will be followed by the sixth sub-race and that again by the seventh. That will bring our Fifth Root Race to an end. It will be followed by another, higher Root Race, and that again by another. This evolution therefore consists in the fact that man learns more and more to use his higher bodies. We are moving towards a very definite goal, for we are on the way from the fifth to the Sixth Root Race. Man now uses his physical intellect for everything; he adopts a definite moral teaching, and a religion. This governs him because the physical intellect holds sway. The individual has inevitably to seek his well-being, his happiness, at the expense of others. An individual who strives for higher development endeavors to transcend, to rise above the conditions of everyday life. In occult schools, three words are used to characterise the New Age, the age of the new, later human race. In the domain of communal life, the word is “brotherhood,” brotherly love. That is why the Theosophical Society has taken Universal Brotherhood as the main principle in its declared objects, because it is the aim of the Theosophical Society to make preparations for life in the Sixth Race. Man will then feel happy only when happiness is not acquired, at the expense of others. That is true morality. Our science is materialistic. This will be different in the next sub-race. We are striving for a different form of science, namely for “pneumatology.” Teaching concerning the spirit, the spiritual, will be dominant in the new race. And in the sphere of religion the ruling principle will be something that is not yet possible today, because the intellect lies in the way. Man will himself perceive the existence of a Divine World-Spirit. That is the free religious principle of the next race. Brotherly Love, Pneumatology, Self-Authority in religious matters, these three principles will characterise the future race which is slowly being prepared within our own life. A Seventh Race will take on quite different forms of life, of which we will speak on another occasion. Christianity was born in the fourth sub-race. This sub-race was preceded by the third. In certain time-cycles, what has already transpired, is recapitulated. The first three sub-races recapitulate, briefly, the stages of Eagle, Lion, and Bull. These were preparatory races, whereas the real task of the race emerged in the fourth sub-race, which is designated by the expression Man, or God becomes Man. Christianity arose in the fourth sub-race. The fifth sub-race, our present one, began about the middle of the Middle Ages. It is what we call, speaking in the widest sense, the Germanic sub-race. It separated out from the so-called Latin Race. This term was taken to include everything into which the stream of Christianity flowed and which developed gradually in the spiritual life of Europe. This fourth sub-race was preceded by the three other sub-races in which the earlier were briefly recapitulated. In the Apocalypse, these seven conditions or stages are designated by the seven “Churches” or Communities. The Communities are the representatives of the seven sub-races. The words spoken to the Communities of Ephesus, Smyrna and so on, are directed to the different sub-races. Members of the various races are still living in the world; members of the first sub-race of the Fifth Root Race still survive. The Indian people belong, fundamentally, to this sub-race. The original Indian peoples brought the culture of Thought to expression in the very highest sense. The highest sublimation of Thought came to expression in ancient India. This first sub-race recapitulated, briefly, the development of Lemurian man, who was a man of “feeling.” The members of our present race (Aryan) are men of “thinking.” Memory developed for the first time in Atlantis. The Lemurian had no memory. In the first sub-race (Indian), man did indeed think, but his thinking was a kind of feeling, and what he thought comes to expression in the old Vedic civilisation. You read Vedic literature aright if, as you read, you get the impression that thought is basking in a wonder-world of feeling. In civilisations where memory comes more to the help of the thoughts, where outer customs then retain this memory-culture in the worship of ancient heroes, where the memory of a great inventor, or discoverer, or king is established as a principle of the moral life, where long lists of names and data are compiled; in these civilisations there arose the rudiments of the Calendar. Much was noted down in the early races by the ancient Indians and the Persian Magi. And from these memoranda arose the first beginnings of the Calendar. The men of today have developed from these early sub-races. Man has progressed to the fifth sub-race because he has realised that the Divine is within himself, because he has understood the Apocalyptic progression. But the first sub-race, which becomes articulate in the Vedas, could also most easily succumb to error. Feeling was not yet strong enough to enable Thought to become inward in the real sense. And so in Indian Culture, two aspects are apparent. On the one side we have the sublime ideas of spiritual Divinities contained in ancient Vedic Culture, that wondrous religion, of which those who do not really know it, can form no conception; neither can they form any conception of the profundities of the Vedanta. All this is spiritual teaching of a parity and clarity of which it is said in Europe, and rightly said, that every time one plunges into these depths, having schooled oneself to remain still and tranquil in soul, they are ever and again a source of new wonderment. The wonderment that may be aroused by our modern life fades into nothingness in the face of what ancient Indian Culture has to offer. But on the other side, the Indian peoples lapsed into idolatry in its very crudest form. What is usually to be found in books on ancient Indian Culture is a jumble of ideas of gods and religious conceptions, and gives no true picture. Sharp distinction must be made between the idolatry prevailing among the people and the sublime, majestic spirit-world of the Brahmans. The great light-sides of the life of humanity always have their shadow-sides. Then in whose nation or race there have been individuals of high spiritual development have often themselves persisted in clinging to externalities. In the Letter to the Community of Ephesus, the Apocalypse tries to give a picture of these phenomena. On the one side there are those who have kept their “first love,” and on the other, those who have abandoned the works of their “first love” and have fallen to a lower level. The Nicolaitanes are referred to as those who regard external things as man's one and only goal. Monumental words must be addressed to those who live in such a Community. I wished only to show how events of world importance are touched upon in this passage of the Letter to the Community of Ephesus which stands as the representative of these conditions. Quotation from Rev. 2:1-7: Unto the angel of the church of Ephesus write: These things saith he that holdeth the seven stars in his right hand, who walketh in the midst of the seven golden candlesticks; I know thy works, and thy labors, and thy patience, and how thou canst not bear them which are evil, and thou hast tried them which say they are apostles and are not, and hast found them liars; And hast borne, and hast patience, and for my name's sake hast labored, and hast not fainted. Nevertheless I have somewhat against thee, because thou hast left thy first love. Remember therefore from whence thou art fallen, and repent and do the first works, or else I will come unto thee quickly, and will remove thy candlestick out of its place, except thou repent. But this thou hast, that thou hatest the deeds of the Nicolaitanes, which I also hate. He that hath an ear, let him hear what the Spirit saith unto the churches, to him that overcometh will I give to eat of the tree of life, which is in the midst of the paradise of God. |